82_FR_25502 82 FR 25398 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

82 FR 25398 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 104 (June 1, 2017)

Page Range25398-25400
FR Document2017-11346

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On January 31, 2017 and April 28, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $268,984 incurred in connection with the liquidation were paid by the applicant. Applicant has retained $251,910 for the purpose of paying outstanding accrued and anticipated expenses. Filing Date: The application was filed on May 1, 2017. Applicant's Address: Madison Harbor Balanced Strategies, Inc., 1177 Avenue of the Americas, 44th Floor, New York, New York 10036.

Federal Register, Volume 82 Issue 104 (Thursday, June 1, 2017) 
[Federal Register Volume 82, Number 104 (Thursday, June 1, 2017)]
[Notices]
[Pages 25398-25400]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-11346]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 32663]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

May 26, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of May 
2017. A copy of each application may be obtained via the Commission's 
Web site by searching for the file number, or for an applicant using 
the Company name box, at http://www.sec.gov/search/search.htm or by 
calling (202) 551-8090. An order granting each application will be 
issued unless the SEC orders a hearing. Interested persons may request 
a hearing on any application by writing to the SEC's Secretary at the 
address below and serving the relevant applicant with a copy of the 
request, personally or by mail. Hearing requests should be received by 
the SEC by 5:30 p.m. on June 20, 2017, and should be accompanied by 
proof of service on applicants, in the form of an affidavit or, for 
lawyers, a certificate of service. Pursuant to Rule 0-5 under the Act, 
hearing requests should state the nature of the writer's interest, any 
facts bearing upon the desirability of a hearing on the matter, the 
reason for the request, and the issues contested. Persons who wish to 
be notified of a hearing may request notification by writing to the 
Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Jessica Shin, Attorney-Adviser, at 
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Madison Harbor Balanced Strategies, Inc.

[File No. 811-21479]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On January 
31, 2017 and April 28, 2017, applicant made liquidating distributions 
to its shareholders, based on net asset value. Expenses of $268,984 
incurred in connection with the liquidation were paid by the applicant. 
Applicant has retained $251,910 for the purpose of paying outstanding 
accrued and anticipated expenses.
    Filing Date: The application was filed on May 1, 2017.
    Applicant's Address: Madison Harbor Balanced Strategies, Inc., 1177 
Avenue of the Americas, 44th Floor, New York, New York 10036.

CBRE Clarion MLP Select Income Opportunities Fund

[File No. 811-22950]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on February 28, 2017 and 
amended on May 2, 2017.
    Applicant's Address: 201 King of Prussia Road, Suite 600, Radnor, 
Pennsylvania 19087.

[[Page 25399]]

Profit Funds Investment Trust

[File No. 811-07677]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 29, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $55,364.23 incurred in connection with the liquidation were 
paid by the applicant's investment adviser.
    Filing Dates: The application was filed on May 4, 2017 and amended 
on May 17, 2017.
    Applicant's Address: 6701 Democracy Boulevard, #300, Bethesda, 
Maryland 20817.

Nuveen Municipal Advantage Fund, Inc.

[File No. 811-05957]

Nuveen Premium Income Municipal Fund 4, Inc.

[File No. 811-07432]

Nuveen Dividend Advantage Municipal Fund 2

[File No. 811-10255]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Municipal Credit Income 
Fund and, on May 2, 2016, made distributions to their shareholders 
based on net asset value. Expenses of $1,878,553 incurred in connection 
with the reorganizations were paid by applicants and the acquiring 
fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen Quality Municipal Fund, Inc.

[File No. 811-06206]

Nuveen Quality Income Municipal Fund, Inc.

[File No. 811-06303]

Nuveen Municipal Opportunity Fund, Inc.

[File No. 811-06379]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen AMT-Free Municipal Credit 
Income Fund and, on May 2, 2016, made distributions to their 
shareholders based on net asset value. Expenses of $2,411,739 incurred 
in connection with the reorganizations were paid by applicants and the 
acquiring fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen Quality Preferred Income Fund

[File No. 811-21082]

Nuveen Quality Preferred Income Fund 3

[File No. 811-21242]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Preferred Securities 
Income Fund and, on June 1, 2016, made distributions to their 
shareholders based on net asset value. Expenses of $1,805,811 incurred 
in connection with the reorganizations were paid by applicants and the 
acquiring fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen Municipal Market Opportunity Fund, Inc.

[File No. 811-06040]

Nuveen Premium Income Municipal Fund 2, Inc.

[File No. 811-06621]

Nuveen Performance Plus Municipal Fund, Inc.

[File No. 811-05809]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Enhanced AMT-Free Quality 
Municipal Income Fund and, on October 3, 2016, made distributions to 
their shareholders based on net asset value. Expenses of $2,330,122 
incurred in connection with the reorganizations were paid by applicants 
and the acquiring fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen Premier Municipal Income Fund, Inc.

[File No. 811-06456]

Nuveen Premium Income Municipal Fund, Inc.

[File No. 811-05570]

Nuveen Select Quality Municipal Fund, Inc.

[File No. 811-06240]

Nuveen Investment Quality Municipal Fund, Inc.

[File No. 811-06091]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Enhanced Quality 
Municipal Income Fund and, on October 3, 2016, made distributions to 
their shareholders based on net asset value. Expenses of $2,452,635 
incurred in connection with the reorganizations were paid by applicants 
and the acquiring fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen California Dividend Advantage Municipal Fund 2

[File No. 811-10197]

Nuveen California Dividend Advantage Municipal Fund 3

[File No. 811-10347]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen California Quality 
Municipal Income Fund and, on December 1, 2016, made distributions to 
their shareholders based on net asset value. Expenses of $1,084,348 
incurred in connection with the reorganizations were paid by applicants 
and the acquiring fund.
    Filing Date: The applications were filed on April 20, 2017.
    Applicants' Address: 333 West Wacker Dr., Chicago, Illinois 60606.

Nuveen Global Equity Income Fund

[File No. 811-21903]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
transferred its assets to Nuveen NWQ Global Equity Income Fund, a 
series of Nuveen Investment Trust and, on [DATE], made distributions to 
its shareholders based on net asset value. Expenses of $587,349 
incurred in

[[Page 25400]]

connection with the reorganization were paid by the applicant.
    Filing Dates: The application was filed on April 20, 2017 and 
amended on [DATE].
    Applicants' Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

AB Blended Style Series, Inc.

[File No. 811-21081]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On November 20, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $19,049 incurred in connection with the liquidation were 
paid by the applicant's investment adviser.
    Filing Date: The application was filed on May 16, 2017.
    Applicant's Address: 1345 Avenue of the Americas, New York, New 
York 10105.

Alliance New York Municipal Income Fund

[File No. 811-10577]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
22, 2015, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Payment was made on applicant's 
senior securities at the liquidation preference per share in accordance 
with their terms. All remaining amounts were distributed to common 
shareholders on the basis of net assets. Expenses of $114,788 incurred 
in connection with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on May 16, 2017 and amended 
on May 24, 2017.
    Applicant's Address: 1345 Avenue of the Americas, New York, NY 
10105.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-11346 Filed 5-31-17; 8:45 am]
 BILLING CODE 8011-01-P

25398 Federal Register / Vol. 82, No. 104 / Thursday, June 1, 2017 / Notices III. Date of Effectiveness of the submission, all subsequent mail. Hearing requests should be Proposed Rule Change and Timing for amendments, all written statements received by the SEC by 5:30 p.m. on Commission Action with respect to the proposed rule June 20, 2017, and should be Because the foregoing proposed rule change that are filed with the accompanied by proof of service on change does not: (i) Significantly affect Commission, and all written applicants, in the form of an affidavit or, the protection of investors or the public communications relating to the for lawyers, a certificate of service. interest; (ii) impose any significant proposed rule change between the Pursuant to Rule 0–5 under the Act, burden on competition; and (iii) become Commission and any person, other than hearing requests should state the nature operative for 30 days after the date of those that may be withheld from the of the writer’s interest, any facts bearing the filing, or such shorter time as the public in accordance with the upon the desirability of a hearing on the Commission may designate, it has provisions of 5 U.S.C. 552, will be matter, the reason for the request, and become effective pursuant to 19(b)(3)(A) available for Web site viewing and the issues contested. Persons who wish of the Act 24 and Rule 19b–4(f)(6) 25 printing in the Commission’s Public to be notified of a hearing may request thereunder. Reference Room, 100 F Street NE., notification by writing to the At any time within 60 days of the Washington, DC 20549, on official Commission’s Secretary. filing of the proposed rule change, the business days between the hours of ADDRESSES: The Commission: Secretary, Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the U.S. Securities and Exchange temporarily suspend such rule change if filing also will be available for Commission, 100 F Street NE., it appears to the Commission that such inspection and copying at the principal Washington, DC 20549–1090. action is necessary or appropriate in the office of the Exchange. All comments FOR FURTHER INFORMATION CONTACT: public interest, for the protection of received will be posted without change; the Commission does not edit personal Jessica Shin, Attorney-Adviser, at (202) investors, or otherwise in furtherance of 551–5921 or Chief Counsel’s Office at the purposes of the Act. If the identifying information from submissions. You should submit only (202) 551–6821; SEC, Division of Commission takes such action, the Investment Management, Chief Commission shall institute proceedings information that you wish to make available publicly. All submissions Counsel’s Office, 100 F Street NE., to determine whether the proposed rule Washington, DC 20549–8010. should be approved or disapproved. should refer to File Number SR–MIAX– 2017–22 and should be submitted on or Madison Harbor Balanced Strategies, IV. Solicitation of Comments before June 22, 2017. Inc. Interested persons are invited to For the Commission, by the Division of [File No. 811–21479] submit written data, views, and Trading and Markets, pursuant to delegated arguments concerning the foregoing, authority.26 Summary: Applicant, a closed-end including whether the proposed rule investment company, seeks an order Eduardo A. Aleman, change is consistent with the Act. declaring that it has ceased to be an Assistant Secretary. Comments may be submitted by any of investment company. On January 31, [FR Doc. 2017–11355 Filed 5–31–17; 8:45 am] 2017 and April 28, 2017, applicant the following methods: BILLING CODE 8011–01–P made liquidating distributions to its Electronic Comments shareholders, based on net asset value. • Use the Commission’s Internet Expenses of $268,984 incurred in SECURITIES AND EXCHANGE connection with the liquidation were comment form (http://www.sec.gov/ COMMISSION paid by the applicant. Applicant has rules/sro.shtml); or • Send an email to rule-comments@ [Investment Company Act Release No. retained $251,910 for the purpose of sec.gov. Please include File Number SR– 32663] paying outstanding accrued and MIAX–2017–22 on the subject line. anticipated expenses. Notice of Applications for Filing Date: The application was filed Paper Comments Deregistration Under Section 8(f) of the on May 1, 2017. • Send paper comments in triplicate Investment Company Act of 1940 Applicant’s Address: Madison Harbor to Brent J. Fields, Secretary, Securities Balanced Strategies, Inc., 1177 Avenue May 26, 2017. and Exchange Commission, 100 F Street of the Americas, 44th Floor, New York, NE., Washington, DC 20549–1090. The following is a notice of applications for deregistration under New York 10036. All submissions should refer to File section 8(f) of the Investment Company CBRE Clarion MLP Select Income Number SR–MIAX–2017–22. This file Act of 1940 for the month of May 2017. Opportunities Fund number should be included on the A copy of each application may be subject line if email is used. To help the [File No. 811–22950] obtained via the Commission’s Web site Commission process and review your Summary: Applicant, a closed-end by searching for the file number, or for comments more efficiently, please use investment company, seeks an order an applicant using the Company name only one method. The Commission will declaring that it has ceased to be an box, at http://www.sec.gov/search/ post all comments on the Commission’s investment company. Applicant has search.htm or by calling (202) 551– Internet Web site (http://www.sec.gov/ never made a public offering of its 8090. An order granting each rules/sro.shtml). Copies of the securities and does not propose to make application will be issued unless the SEC orders a hearing. Interested persons a public offering or engage in business mstockstill on DSK30JT082PROD with NOTICES 24 15 U.S.C. 78s(b)(3)(A). 25 17 may request a hearing on any of any kind. CFR 240.19b–4(f)(6). In addition, Rule 19b– 4(f)(6) requires a self-regulatory organization to give application by writing to the SEC’s Filing Dates: The application was the Commission written notice of its intent to file Secretary at the address below and filed on February 28, 2017 and amended the proposed rule change at least five business days serving the relevant applicant with a on May 2, 2017. prior to the date of filing of the proposed rule change, or such shorter time as designated by the copy of the request, personally or by Applicant’s Address: 201 King of Commission. The Exchange has satisfied this Prussia Road, Suite 600, Radnor, requirement. 26 17 CFR 200.30–3(a)(12). Pennsylvania 19087. VerDate Sep<11>2014 18:32 May 31, 2017 Jkt 241001 PO 00000 Frm 00175 Fmt 4703 Sfmt 4703 E:\FR\FM\01JNN1.SGM 01JNN1

Federal Register / Vol. 82, No. 104 / Thursday, June 1, 2017 / Notices 25399 Profit Funds Investment Trust Filing Date: The applications were Nuveen Premier Municipal Income [File No. 811–07677] filed on April 20, 2017. Fund, Inc. Summary: Applicant seeks an order Applicants’ Address: 333 West [File No. 811–06456] declaring that it has ceased to be an Wacker Drive, Chicago, Illinois 60606. Nuveen Premium Income Municipal investment company. On September 29, Nuveen Quality Preferred Income Fund Fund, Inc. 2016, applicant made a liquidating distribution to its shareholders, based [File No. 811–21082] [File No. 811–05570] on net asset value. Expenses of Nuveen Select Quality Municipal Fund, Nuveen Quality Preferred Income Fund $55,364.23 incurred in connection with Inc. 3 the liquidation were paid by the applicant’s investment adviser. [File No. 811–21242] [File No. 811–06240] Filing Dates: The application was Nuveen Investment Quality Municipal Summary: Each applicant, a closed- filed on May 4, 2017 and amended on Fund, Inc. May 17, 2017. end investment company, seeks an Applicant’s Address: 6701 Democracy order declaring that it has ceased to be [File No. 811–06091] Boulevard, #300, Bethesda, Maryland an investment company. Applicants Summary: Each applicant, a closed- 20817. transferred their assets to Nuveen end investment company, seeks an Preferred Securities Income Fund and, order declaring that it has ceased to be Nuveen Municipal Advantage Fund, on June 1, 2016, made distributions to an investment company. Applicants Inc. their shareholders based on net asset transferred their assets to Nuveen [File No. 811–05957] value. Expenses of $1,805,811 incurred Enhanced Quality Municipal Income in connection with the reorganizations Fund and, on October 3, 2016, made Nuveen Premium Income Municipal distributions to their shareholders based Fund 4, Inc. were paid by applicants and the acquiring fund. on net asset value. Expenses of [File No. 811–07432] $2,452,635 incurred in connection with Filing Date: The applications were the reorganizations were paid by Nuveen Dividend Advantage Municipal filed on April 20, 2017. applicants and the acquiring fund. Fund 2 Applicants’ Address: 333 West Filing Date: The applications were [File No. 811–10255] Wacker Drive, Chicago, Illinois 60606. filed on April 20, 2017. Summary: Each applicant, a closed- Applicants’ Address: 333 West Nuveen Municipal Market Opportunity Wacker Drive, Chicago, Illinois 60606. end investment company, seeks an Fund, Inc. order declaring that it has ceased to be Nuveen California Dividend Advantage an investment company. Applicants [File No. 811–06040] Municipal Fund 2 transferred their assets to Nuveen Nuveen Premium Income Municipal [File No. 811–10197] Municipal Credit Income Fund and, on May 2, 2016, made distributions to their Fund 2, Inc. Nuveen California Dividend Advantage shareholders based on net asset value. [File No. 811–06621] Municipal Fund 3 Expenses of $1,878,553 incurred in connection with the reorganizations Nuveen Performance Plus Municipal [File No. 811–10347] were paid by applicants and the Fund, Inc. Summary: Each applicant, a closed- acquiring fund. [File No. 811–05809] end investment company, seeks an Filing Date: The applications were order declaring that it has ceased to be filed on April 20, 2017. Summary: Each applicant, a closed- an investment company. Applicants Applicants’ Address: 333 West end investment company, seeks an transferred their assets to Nuveen Wacker Drive, Chicago, Illinois 60606. order declaring that it has ceased to be California Quality Municipal Income an investment company. Applicants Fund and, on December 1, 2016, made Nuveen Quality Municipal Fund, Inc. transferred their assets to Nuveen distributions to their shareholders based [File No. 811–06206] Enhanced AMT-Free Quality Municipal on net asset value. Expenses of Income Fund and, on October 3, 2016, $1,084,348 incurred in connection with Nuveen Quality Income Municipal made distributions to their shareholders the reorganizations were paid by Fund, Inc. based on net asset value. Expenses of applicants and the acquiring fund. [File No. 811–06303] $2,330,122 incurred in connection with Filing Date: The applications were the reorganizations were paid by filed on April 20, 2017. Nuveen Municipal Opportunity Fund, applicants and the acquiring fund. Applicants’ Address: 333 West Inc. Wacker Dr., Chicago, Illinois 60606. [File No. 811–06379] Filing Date: The applications were filed on April 20, 2017. Nuveen Global Equity Income Fund Summary: Each applicant, a closed- end investment company, seeks an Applicants’ Address: 333 West [File No. 811–21903] order declaring that it has ceased to be Wacker Drive, Chicago, Illinois 60606. Summary: Applicant, a closed-end an investment company. Applicants investment company, seeks an order transferred their assets to Nuveen AMT- declaring that it has ceased to be an mstockstill on DSK30JT082PROD with NOTICES Free Municipal Credit Income Fund investment company. Applicant has and, on May 2, 2016, made distributions transferred its assets to Nuveen NWQ to their shareholders based on net asset Global Equity Income Fund, a series of value. Expenses of $2,411,739 incurred Nuveen Investment Trust and, on in connection with the reorganizations [DATE], made distributions to its were paid by applicants and the shareholders based on net asset value. acquiring fund. Expenses of $587,349 incurred in VerDate Sep<11>2014 18:32 May 31, 2017 Jkt 241001 PO 00000 Frm 00176 Fmt 4703 Sfmt 4703 E:\FR\FM\01JNN1.SGM 01JNN1

25400 Federal Register / Vol. 82, No. 104 / Thursday, June 1, 2017 / Notices connection with the reorganization were SECURITIES AND EXCHANGE of these statements may be examined at paid by the applicant. COMMISSION the places specified in Item IV below. Filing Dates: The application was The self-regulatory organization has [Release No. 34–80788; File No. SR–IEX– filed on April 20, 2017 and amended on prepared summaries, set forth in 2017–18] Sections A, B, and C below, of the most [DATE]. Self-Regulatory Organizations; significant aspects of such statements. Applicants’ Address: 333 West Investors Exchange LLC; Notice of Wacker Drive, Chicago, Illinois 60606. A. Self-Regulatory Organization’s Filing of Proposed Rule Change To Statement of the Purpose of, and the AB Blended Style Series, Inc. Eliminate Requirements That Will Be Statutory Basis for, the Proposed Rule Duplicative of CAT Change [File No. 811–21081] May 26, 2017. 1. Purpose Summary: Applicant seeks an order Pursuant to Section 19(b)(1) of the declaring that it has ceased to be an (1) Background Securities Exchange Act of 1934 investment company. On November 20, (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 Bats BYX Exchange, Inc., Bats BZX 2015, applicant made a liquidating notice is hereby given that on May 15, Exchange, Inc., Bats EDGA Exchange, distribution to its shareholders, based 2017, Investors Exchange LLC (‘‘IEX’’ or Inc., Bats EDGX Exchange, Inc., BOX on net asset value. Expenses of $19,049 the ‘‘Exchange’’) filed with the Options Exchange LLC, C2 Options incurred in connection with the Securities and Exchange Commission Exchange, Incorporated, Chicago Board liquidation were paid by the applicant’s (‘‘SEC’’ or ‘‘Commission’’) the proposed Options Exchange, Incorporated, investment adviser. rule change as described in Items I, II, Chicago Stock Exchange, Inc., Financial and III below, which Items have been Industry Regulatory Authority, Inc., Filing Date: The application was filed prepared by the self-regulatory International Securities Exchange, LLC, on May 16, 2017. Investors Exchange LLC, ISE Gemini, organization. The Commission is Applicant’s Address: 1345 Avenue of publishing this notice to solicit LLC, ISE Mercury, LLC, Miami the Americas, New York, New York comments on the proposed rule change International Securities Exchange LLC, 10105. from interested persons. MIAX PEARL, LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The NASDAQ Alliance New York Municipal Income I. Self-Regulatory Organization’s Stock Market LLC, National Stock Fund Statement of the Terms of Substance of Exchange, Inc., New York Stock [File No. 811–10577] the Proposed Rule Change Exchange LLC, NYSE MKT LLC, and Pursuant to the provisions of Section NYSE Arca, Inc. (collectively, the Summary: Applicant, a closed-end ‘‘Participants’’) filed with the 19(b)(1) of the Securities Exchange Act investment company, seeks an order Commission, pursuant to Section 11A of of 1934 (‘‘Exchange Act’’), and Rule declaring that it has ceased to be an the Exchange Act 3 and Rule 608 of 19b–4 thereunder, Investors Exchange investment company. On September 22, LLC (‘‘IEX’’ or ‘‘Exchange’’) is filing Regulation NMS thereunder,4 the CAT 2015, applicant made a liquidating with the Securities and Exchange NMS Plan.5 The Participants filed the distribution to its shareholders, based Commission (‘‘SEC’’ or ‘‘Commission’’) Plan to comply with Rule 613 of on net asset value. Payment was made a proposed rule change to eliminate Regulation NMS under the Exchange on applicant’s senior securities at the Rule 11.420 (Order Audit Trail System Act. The Plan was published for liquidation preference per share in Requirements) and amend Rule 8.220 to comment in the Federal Register on accordance with their terms. All reflect a change to this rule once May 17, 2016,6 and approved by the remaining amounts were distributed to Members are effectively reporting to the Commission, as modified, on November common shareholders on the basis of consolidated audit trail (‘‘CAT’’) 15, 2016.7 On March 15, 2017, the net assets. Expenses of $114,788 adopted pursuant to the National Commission approved the new IEX Rule incurred in connection with the Market System Plan Governing the Series 11.600 to implement provisions liquidation were paid by the applicant. Consolidated Audit Trail (the ‘‘CAT of the CAT NMS Plan that are NMS Plan’’ or ‘‘Plan’’) and the CAT’s applicable to IEX Members.8 Filing Dates: The application was The CAT NMS Plan is designed to filed on May 16, 2017 and amended on accuracy and reliability meets certain create, implement, and maintain a May 24, 2017. standards as described below. The text of the proposed rule change consolidated audit trail that will capture Applicant’s Address: 1345 Avenue of is available at the Exchange’s Web site in a single consolidated data source the Americas, New York, NY 10105. at www.iextrading.com, at the principal customer and order event information office of the Exchange, and at the for orders in NMS Securities and OTC For the Commission, by the Division of Investment Management, pursuant to Commission’s Public Reference Room. 3 15 U.S.C. 78k–1. delegated authority. II. Self-Regulatory Organization’s 4 17 CFR 242.608. 5 See Letter from the Participants to Brent J. Eduardo A. Aleman, Statement of the Purpose of, and Fields, Secretary, Commission, dated September 30, Assistant Secretary. Statutory Basis for, the Proposed Rule 2014; and Letter from Participants to Brent J. Fields, [FR Doc. 2017–11346 Filed 5–31–17; 8:45 am] Change Secretary, Commission, dated February 27, 2015. On December 24, 2015, the Participants submitted BILLING CODE 8011–01–P In its filing with the Commission, the an amendment to the CAT NMS Plan. See Letter self-regulatory organization included mstockstill on DSK30JT082PROD with NOTICES from Participants to Brent J. Fields, Secretary, statements concerning the purpose of Commission, dated December 23, 2015. and basis for the proposed rule change 6 Securities Exchange Act Rel. No. 77724 (Apr. and discussed any comments it received 27, 2016), 81 FR 30614 (May 17, 2016). 7 Securities Exchange Act Rel. No. 79318 (Nov. on the proposed rule change. The text 15, 2016), 81 FR 84696 (Nov. 23, 2016) (‘‘Approval Order’’). 1 15 U.S.C. 78s(b)(1). 8 Securities Exchange Act Rel. No. 80255 (March 2 17 CFR 240.19b–4. 15, 2017), 82 FR 14563 (March 21, 2017). VerDate Sep<11>2014 18:32 May 31, 2017 Jkt 241001 PO 00000 Frm 00177 Fmt 4703 Sfmt 4703 E:\FR\FM\01JNN1.SGM 01JNN1


Document Created: 2017-06-01 03:05:33
Document Modified: 2017-06-01 03:05:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on May 1, 2017.
ContactJessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation82 FR 25398 
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