82_FR_27204 82 FR 27092 - Sunshine Act Meeting

82 FR 27092 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 112 (June 13, 2017)

Page Range27092-27092
FR Document2017-12273

Federal Register, Volume 82 Issue 112 (Tuesday, June 13, 2017)
[Federal Register Volume 82, Number 112 (Tuesday, June 13, 2017)]
[Notices]
[Page 27092]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-12273]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, June 
15, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the closed meeting will be:

    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

     Dated: June 8, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-12273 Filed 6-9-17; 11:15 am]
 BILLING CODE 8011-01-P



                                               27092                          Federal Register / Vol. 82, No. 112 / Tuesday, June 13, 2017 / Notices

                                               Exchange Act of 1934 (‘‘Act’’) 1 and Rule               the Securities and Exchange                             Securities and Exchange Commission
                                               19b-4 thereunder.2 The Proposed Rule                    Commission will hold a closed meeting                   (‘‘Commission’’) a proposed rule change
                                               Changes were published for comment in                   on Thursday, June 15, 2017 at 2 p.m.                    as described in Items I and II below,
                                               the Federal Register on April 25, 2017.3                   Commissioners, Counsel to the                        which Items have been prepared by the
                                               The Commission did not receive any                      Commissioners, the Secretary to the                     Exchange. The Commission is
                                               comment letters on the Proposed Rule                    Commission, and recording secretaries                   publishing this notice to solicit
                                               Changes.                                                will attend the closed meeting. Certain                 comments on the proposed rule change
                                                 Section 19(b)(2) of the Act 4 provides                staff members who have an interest in                   from interested persons.
                                               that within 45 days of the publication of               the matters also may be present.
                                               notice of the filing of a proposed rule                    The General Counsel of the                           I. Self-Regulatory Organization’s
                                               change, or within such longer period up                 Commission, or his designee, has                        Statement of the Terms of Substance of
                                               to 90 days as the Commission may                        certified that, in his opinion, one or                  the Proposed Rule Change
                                               designate if it finds such longer period                more of the exemptions set forth in 5                      The Exchange is filing a proposal to
                                               to be appropriate and publishes its                     U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)              make a technical amendment to
                                               reasons for so finding or as to which the               and 17 CFR 200.402(a)(3), (a)(5), (a)(7),               Exchange Rule 406, Long Term Option
                                               self-regulatory organization consents,                  (a)(9)(ii) and (a)(10), permit                          Contracts.
                                               the Commission shall either approve the                 consideration of the scheduled matter at                   The text of the proposed rule change
                                               proposed rule change, disapprove the                    the closed meeting.                                     is available on the Exchange’s Web site
                                               proposed rule change, or institute                         Commissioner Piwowar, as duty                        at http://www.miaxoptions.com/rule-
                                               proceedings to determine whether the                    officer, voted to consider the items                    filings, at MIAX’s principal office, and
                                               proposed rule change should be                          listed for the closed meeting in closed                 at the Commission’s Public Reference
                                               disapproved. The 45th day after                         session.                                                Room.
                                               publication of the notice for the                          The subject matter of the closed
                                                                                                                                                               II. Self-Regulatory Organization’s
                                               Proposed Rule Changes is June 9, 2017.                  meeting will be:
                                                 The Commission is extending the 45-                                                                           Statement of the Purpose of, and
                                                                                                          Institution and settlement of                        Statutory Basis for, the Proposed Rule
                                               day time period for Commission action                   injunctive actions;
                                               on the Proposed Rule Changes. The                                                                               Change
                                                                                                          Institution and settlement of
                                               Commission finds that it is appropriate                 administrative proceedings; and                           In its filing with the Commission, the
                                               to designate a longer period within                        Other matters relating to enforcement                Exchange included statements
                                               which to take action on the Proposed                    proceedings.                                            concerning the purpose of and basis for
                                               Rule Changes so that it has sufficient                     At times, changes in Commission                      the proposed rule change and discussed
                                               time to consider and take action on the                 priorities require alterations in the                   any comments it received on the
                                               Proposed Rule Changes.                                  scheduling of meeting items.                            proposed rule change. The text of these
                                                 Accordingly, pursuant to Section                         For further information and to                       statements may be examined at the
                                               19(b)(2) of the Act 5 and for the reasons               ascertain what, if any, matters have been               places specified in Item IV below. The
                                               stated above, the Commission                            added, deleted or postponed, please                     Exchange has prepared summaries, set
                                               designates July 24, 2017 as the date by                 contact Brent J. Fields from the Office of              forth in sections A, B, and C below, of
                                               which the Commission shall either                       the Secretary at (202) 551–5400.                        the most significant aspects of such
                                               approve, disapprove, or institute                                                                               statements.
                                                                                                         Dated: June 8, 2017.
                                               proceedings to determine whether to
                                                                                                       Brent J. Fields,                                        A. Self-Regulatory Organization’s
                                               disapprove proposed rule changes SR–
                                                                                                       Secretary.                                              Statement of the Purpose of, and the
                                               DTC–2017–005, SR–FICC–2017–009,
                                                                                                       [FR Doc. 2017–12273 Filed 6–9–17; 11:15 am]             Statutory Basis for, the Proposed Rule
                                               and SR–NSCC–2017–006.
                                                                                                       BILLING CODE 8011–01–P
                                                                                                                                                               Change
                                                 For the Commission, by the Division of
                                               Trading and Markets, pursuant to delegated                                                                      1. Purpose
                                               authority.6                                                                                                        The Exchange is proposing to amend
                                               Eduardo A. Aleman,                                      SECURITIES AND EXCHANGE
                                                                                                       COMMISSION                                              Exchange Rule 406, Long Term Option
                                               Assistant Secretary.                                                                                            Contracts, to make clarifying changes to
                                               [FR Doc. 2017–12157 Filed 6–12–17; 8:45 am]             [Release No. 34–80869; File No. SR–MIAX–                the Rule, as described below.
                                               BILLING CODE 8011–01–P
                                                                                                       2017–27]                                                   Currently, Exchange Rule 406(a) states
                                                                                                                                                               that the Exchange may list long-term
                                                                                                       Self-Regulatory Organizations; Miami
                                                                                                                                                               option contracts that expire from twelve
                                               SECURITIES AND EXCHANGE                                 International Securities Exchange LLC;
                                                                                                                                                               (12) to thirty-nine (39) months from the
                                               COMMISSION                                              Notice of Filing and Immediate
                                                                                                                                                               time they are listed. The Exchange
                                                                                                       Effectiveness of a Proposed Rule
                                                                                                                                                               proposes to amend Rule 406(a) by
                                               Sunshine Act Meeting                                    Change To Amend MIAX Options Rule
                                                                                                                                                               defining expirations from twelve (12) to
                                                                                                       406, Long Term Option Contracts
                                                 Notice is hereby given, pursuant to                                                                           thirty-nine (39) months from the time
                                               the provisions of the Government in the                 June 7, 2017.                                           the option is listed as ‘‘long-term
                                               Sunshine Act, Public Law 94–409, that                     Pursuant to the provisions of Section                 expiration months.’’
                                                                                                       19(b)(1) of the Securities Exchange Act                    Rule 406(a) states that there may be
                                                 1 15 U.S.C. 78s(b)(1).                                of 1934 (‘‘Act’’) 1 and Rule 19b–4                      ‘‘up to six additional expiration
nlaroche on DSK30NT082PROD with NOTICES




                                                 2 17 CFR 240.19b–4.                                   thereunder,2 notice is hereby given that                months.’’ As currently written, the Rule
                                                 3 See Securities Exchange Act Release No. 80485
                                                                                                       on June 6, 2017, Miami International                    does not specify which expiration
                                               (April 19, 2017), 82 FR 19131 (April 25, 2017) (SR–                                                             months the six months are in addition
                                               DTC–2017–005; SR–FICC–2017–009; SR–NSCC–                Securities Exchange, LLC (‘‘MIAX
                                               2017–006).                                              Options’’ or ‘‘Exchange’’) filed with the               to, or whether that means that there may
                                                 4 15 U.S.C. 78s(b)(2).                                                                                        be a total of six long-term expiration
                                                 5 15 U.S.C. 78s(b)(2)(A)(ii)(I).                        1 15   U.S.C. 78s(b)(1).                              months (six long-term expiration
                                                 6 17 CFR 200.30–3(a)(31).                               2 17   CFR 240.19b–4.                                 months in addition to existing non-long-


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Document Created: 2017-06-13 00:22:09
Document Modified: 2017-06-13 00:22:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 27092 

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