82 FR 28156 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 117 (June 20, 2017)

Page Range		28156-28156
FR Document		2017-12898

Federal Register, Volume 82 Issue 117 (Tuesday, June 20, 2017)

[Federal Register Volume 82, Number 117 (Tuesday, June 20, 2017)]
[Notices]
[Page 28156]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-12898]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold a closed meeting on Thursday, June 22, 
2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Chairman Clayton, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: June 15, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-12898 Filed 6-16-17; 11:15 am]
 BILLING CODE 8011-01-P

28156 Federal Register / Vol. 82, No. 117 / Tuesday, June 20, 2017 / Notices

inspection and copying at the principal limitations and conditions, to writing within 60 days of this
office of the Exchange. All comments whistleblowers who voluntarily provide publication. Please direct your written
received will be posted without change; the Commission with original comments to Pamela Dyson, Director/
the Commission does not edit personal information about a violation of the Chief Information Officer, Securities
identifying information from federal securities laws that leads to the and Exchange Commission, c/o Remi
submissions. You should submit only successful enforcement of a covered Pavlik-Simon, 100 F St. NE.,
information that you wish to make judicial or administrative action, or of a Washington, DC 20549; or send an email
available publicly. All submissions related action. The Rules define certain to: PRA_Mailbox@sec.gov.
should refer to File Number SR–IEX– terms critical to the operation of the Dated: June 15, 2017.
2017–21, and should be submitted on or whistleblower program, outline the
Eduardo A. Aleman,
before July 11, 2017. procedures for applying for awards and
the Commission’s procedures for Assistant Secretary.
For the Commission, by the Division of
making decisions on claims, and [FR Doc. 2017–12832 Filed 6–19–17; 8:45 am]
Trading and Markets, pursuant to delegated
authority.24 generally explain the scope of the BILLING CODE 8011–01–P

Eduardo A. Aleman, whistleblower program to the public
Assistant Secretary. and to potential whistleblowers.
Form TCR is a form submitted by SECURITIES AND EXCHANGE
[FR Doc. 2017–12886 Filed 6–19–17; 8:45 am] COMMISSION
whistleblowers who wish to provide
BILLING CODE 8011–01–P
information to the Commission and its
staff regarding potential violations of the Sunshine Act Meeting
SECURITIES AND EXCHANGE securities laws. Form TCR is required Notice is hereby given, pursuant to
COMMISSION for submission of information under the the provisions of the Government in the
Rules. The Commission estimates that it
Sunshine Act, Pub. L. 94–409, that the
Proposed Collection; Comment takes a whistleblower, on average, one
Securities and Exchange Commission
Request and one-half hours to complete Form
will hold a closed meeting on Thursday,
TCR. Based on the receipt of
Upon Written Request, Copies Available June 22, 2017 at 2 p.m.
approximately 700 annual responses on
From: Securities and Exchange average for the past three fiscal years, Commissioners, Counsel to the
Commission, Office of FOIA the Commission estimates that the Commissioners, the Secretary to the
Services, 100 F Street NE., annual PRA burden of Form TCR is Commission, and recording secretaries
Washington, DC 20549–2736. 1,050 hours. will attend the closed meeting. Certain
Extension: Form WB–APP is a form that is staff members who have an interest in
Implementing the Whistleblower submitted by whistleblowers filing a the matters also may be present.
Provisions of Section 21F of the claim for a whistleblower award. Form The General Counsel of the
Securities Exchange Act of 1934—Form WB–APP is required for application for Commission, or his designee, has
TCR and Form WB–APP, OMB Control an award under the Rules. The
No. 3235–0686, SEC File No. 270–625. certified that, in his opinion, one or
Commission estimates that it takes a more of the exemptions set forth in 5
Notice is hereby given that, pursuant whistleblower, on average, two hours to U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
to the Paperwork Reduction Act of 1995 complete Form WB–APP. The and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
(44 U.S.C. 3501 et seq.), the Securities completion time depends largely on the (a)(9)(ii) and (a)(10), permit
and Exchange Commission complexity of the alleged violation and consideration of the scheduled matters
(‘‘Commission’’) is soliciting comments the amount of information the at the closed meeting.
on the collection of information whistleblower possesses in support of
summarized below. The Commission Chairman Clayton, as duty officer,
his or her application for an award.
plans to submit an extension for this voted to consider the items listed for the
Based on the receipt of approximately
current collection of information to the closed meeting in closed session.
150 annual responses on average for the
Office of Management and Budget for past three fiscal years, the Commission The subject matters of the closed
approval. estimates that the annual PRA burden of meeting will be:
In Release No. 34–64545,1 the Form WB–APP is 300 hours. The total Institution and settlement of
Commission adopted rules (‘‘Rules’’) estimated annual reporting burden for injunctive actions;
and forms to implement Section 21F of Form TCR and Form WB–APP is 1,350 Institution and settlement of
the Securities Exchange Act of 1934 hours. administrative proceedings; and
entitled ‘‘Securities Whistleblower Written comments are invited on: (a)
Incentives and Protection,’’ which was Whether this collection of information Other matters relating to enforcement
created by Section 922 of the Dodd- is necessary for the proper performance proceedings.
Frank Wall Street Reform and Consumer of the functions of the agency, including At times, changes in Commission
Protection Act (‘‘Dodd-Frank Act’’).2 whether the information will have priorities require alterations in the
The Rules describe the whistleblower practical utility; (b) the accuracy of the scheduling of meeting items.
program that the Commission has agency’s estimate of the burden imposed For further information and to
established pursuant to the Dodd-Frank by the collection of information; (c) ascertain what, if any, matters have been
Act which requires the Commission to ways to enhance the quality, utility, and added, deleted or postponed; please
clarity of the information collected; and
sradovich on DSK3GMQ082PROD with NOTICES

pay an award, subject to certain contact Brent J. Fields from the Office of
(d) ways to minimize the burden of the the Secretary at (202) 551–5400.
24 17 CFR 200.30–3(a)(12). collection of information on Dated: June 15, 2017.
1 Implementation of the Whistleblower Provisions respondents, including through the use
of Section 21F of the Securities Exchange Act of Brent J. Fields,
of automated collection techniques or
1934, Release No. 34–64545; File No. S7–33–10 Secretary.
(adopted May 25, 2011). other forms of information technology.
2 Public Law 111–203, 922(a), 124 Stat 1841 Consideration will be given to [FR Doc. 2017–12898 Filed 6–16–17; 11:15 am]
(2010). comments and suggestions submitted in BILLING CODE 8011–01–P

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Document Created: 2017-06-20 02:21:28
Document Modified: 2017-06-20 02:21:28

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 28156