82_FR_29377 82 FR 29254 - CAN-SPAM Rule

82 FR 29254 - CAN-SPAM Rule

FEDERAL TRADE COMMISSION

Federal Register Volume 82, Issue 123 (June 28, 2017)

Page Range29254-29256
FR Document2017-13471

The Commission is requesting public comments on its rule implementing the Controlling the Assault of Non-Solicited Pornography and Marketing Act (the ``CAN-SPAM Rule'' or ``Rule''). The Commission is soliciting comments about the efficiency, costs, benefits, and regulatory impact of the Rule as part of its systematic review of all current Commission regulations and guides. All interested persons are hereby given notice of the opportunity to submit written data, reviews, and arguments concerning the Rule.

Federal Register, Volume 82 Issue 123 (Wednesday, June 28, 2017)
[Federal Register Volume 82, Number 123 (Wednesday, June 28, 2017)]
[Proposed Rules]
[Pages 29254-29256]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-13471]



[[Page 29254]]

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FEDERAL TRADE COMMISSION

16 CFR Part 316

RIN 3084-AB38


CAN-SPAM Rule

AGENCY: Federal Trade Commission (``Commission'' or ``FTC'').

ACTION: Rule review; request for public comments.

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SUMMARY: The Commission is requesting public comments on its rule 
implementing the Controlling the Assault of Non-Solicited Pornography 
and Marketing Act (the ``CAN-SPAM Rule'' or ``Rule''). The Commission 
is soliciting comments about the efficiency, costs, benefits, and 
regulatory impact of the Rule as part of its systematic review of all 
current Commission regulations and guides. All interested persons are 
hereby given notice of the opportunity to submit written data, reviews, 
and arguments concerning the Rule.

DATES: Written comments concerning the CAN-SPAM Rule must be received 
no later than August 31, 2017.

ADDRESSES: Interested parties may file a comment online or on paper, by 
following the instructions in the Request for Comment part of the 
SUPPLEMENTARY INFORMATION section below. Write: ``CAN-SPAM Rule, 16 CFR 
part 316, Project No. R711010,'' on your comment, and file your comment 
online at https://ftcpublic.commentworks.com/ftc/canspamrulereview by 
following the instructions on the web-based form. If you prefer to file 
your comment on paper, write ``CAN-SPAM Rule, 16 CFR part 316, Project 
No. R711010,'' on your comment and on the envelope, and mail your 
comment to the following address: Federal Trade Commission, Office of 
the Secretary, 600 Pennsylvania Avenue NW., Suite CC-5610 (Annex B), 
Washington, DC 20580, or deliver your comment to the following address: 
Federal Trade Commission, Office of the Secretary, Constitution Center, 
400 7th Street SW., 5th Floor, Suite 5610 (Annex B), Washington, DC 
20024.

FOR FURTHER INFORMATION CONTACT: Christopher E. Brown, Division of 
Marketing Practices, Bureau of Consumer Protection, Federal Trade 
Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580, (202) 
326-2825.

SUPPLEMENTARY INFORMATION:

I. Background

    Enacted in 2003, and effective since January 1, 2004, the 
Controlling the Assault of Non-Solicited Pornography and Marketing Act 
(``CAN-SPAM Act'' or ``Act''),\1\ regulates the transmission of all 
commercial electronic mail (``email'') messages. The Act specifically 
prohibits certain commercial email acts and practices \2\ and 
establishes specific requirements for the content of these messages \3\ 
to ensure that recipients have the right to opt out of receiving 
them.\4\ The Act explicitly directed the Commission to issue 
regulations ``defining the relevant criteria to facilitate the 
determination of the primary purpose of an electronic mail message.'' 
\5\ The Act also mandated that the ``Commission in consultation with 
the Attorney General shall prescribe clearly identifiable marks or 
notices to be included in or associated with commercial electronic mail 
that contains sexually oriented material, in order to inform the 
recipient of that fact and to facilitate filtering of such electronic 
mail.'' \6\ In addition to these mandatory rulemakings, the Act also 
provides discretionary authority for the Commission to issue 
regulations concerning certain of the Act's other definitions and 
provisions.\7\
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    \1\ 15 U.S.C. 7701-7713.
    \2\ Section 7704(a)(1) of the Act prohibits transmission of any 
email that contains false or misleading header or ``from'' line 
information. Section 7704(a)(2) prohibits the transmission of 
commercial email messages with false or misleading subject headings.
    \3\ Section 7704(a)(5) prohibits the initiation of a commercial 
email message unless it contains three disclosures: (1) Clear and 
conspicuous identification that the message is an advertisement or 
solicitation; (2) clear and conspicuous notice of the opportunity to 
decline to receive further commercial email messages from the 
sender; and (3) a valid physical postal address of the sender.
    \4\ Section 7704(a)(3) requires that a commercial email message 
contain a functioning return email address or similar Internet-based 
mechanism for recipients to use to ``opt out'' of receiving future 
commercial email messages. Section 7704(a)(4) prohibits the sender, 
or others acting on the sender's behalf, from initiating a 
commercial email to a recipient more than ten business days after 
the recipient has opted out.
    \5\ 15 U.S.C. 7702(2)(C). The Act authorizes the Commission to 
use notice and comment rulemaking pursuant to the Administrative 
Procedures Act, 5 U.S.C. 553. 15 U.S.C. 7711.
    \6\ 15 U.S.C. 7704(d)(3).
    \7\ 15 U.S.C. 7702(17)(B); 7704(c)(1)(A)-(C); 7704(c)(2); 
7711(a).
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    Pursuant to the Act's directive, the Commission promulgated a rule 
styled the Label for Email Messages Containing Sexually Oriented 
Material (``Adult Labeling Rule'') in 2004.\8\ The Adult Labeling Rule 
provides that, any person who initiates, to a protected computer, the 
transmission of a commercial email that includes sexually oriented 
material must: (1) Exclude sexually oriented materials from the subject 
heading and include in the subject heading of that email the phrase 
``SEXUALLY-EXPLICIT: ''; and (2) provide that the content of the email 
message that is initially viewable when the message is opened include 
only certain specified information, and not include any sexually 
oriented materials.\9\ The Adult Labeling Rule also exempts situations 
where a recipient has given his or her prior consent to receipt of a 
sexually oriented message.\10\
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    \8\ Federal Trade Commission: Label for Email Messages 
Containing Sexually Oriented Material; Final Rule, 69 FR 21024 (Apr. 
19, 2004).
    \9\ 16 CFR 316.4 (a). The Adult Labeling Rule was originally 
numbered section 316.1 when it was promulgated on April 19, 2004. In 
the August 13, 2004, Notice of Proposed Rulemaking, the only change 
proposed to the Adult Labeling Rule was to renumber it as section 
316.4. The Commission requested comment on this proposed change and 
did not receive any responsive comments.
    \10\ 16 CFR 316.4(b).
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    In 2005, the Commission issued CAN-SPAM Rule provisions that define 
the relevant criteria to determine the ``primary purpose'' of an email 
message.\11\ To facilitate this determination, the Rule describes four 
categories of messages--(1) messages that contain only commercial 
content, (2) messages that contain both commercial content and 
``transactional or relationship content,'' (3) messages that contain 
both commercial content and content that is neither commercial nor 
``transactional or relationship,'' (4) messages that contain only 
``transactional or relationship content''--and provides criteria for 
determining the primary purpose of such email messages.\12\ Under the 
Rule, if an email message contains only commercial content, the 
``primary purpose'' of the message shall be deemed to be 
commercial.\13\ Similarly, if an email message contains only 
transactional or relationship content, the ``primary purpose'' of the 
message shall be deemed to be ``transactional or relationship.'' \14\ 
If an email message contains both commercial content and transactional 
or relationship content, then the primary purpose of the message shall 
be deemed to be commercial if: (1) A recipient reasonably interpreting 
the subject line of the email message would likely conclude that the 
message contains the commercial advertisement or promotion of a 
commercial product or service; or (2) the email message's transactional 
or relationship content does not appear, in whole or in substantial 
part, at the beginning of the

[[Page 29255]]

body of the message.\15\ In addition to the subject line criterion 
applicable to all dual-purpose messages, the Rule also describes 
another criterion to determine the primary purpose of a message that 
contains commercial content and content that is neither commercial nor 
``transactional or relationship'' in nature.\16\ In such a case, the 
primary purpose of the message still would be deemed ``commercial'' if 
a recipient reasonably interpreting the body of the message would 
likely conclude that the primary purpose of the message is to advertise 
or promote a product or service. The Rule lists several factors 
relative to this inquiry, including the placement of content that 
advertises or promotes a product or service at or near the beginning of 
the body of the message; the proportion of the message dedicated to 
such content; and how color, graphics, type size, and style are used to 
highlight commercial content.\17\
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    \11\ Federal Trade Commission: Definitions and Implementation 
Under the CAN-SPAM Act; Final Rule, 70 FR 3110 (Jan. 19, 2005).
    \12\ 16 CFR 316.3.
    \13\ 16 CFR 316.3(a)(1).
    \14\ 16 CFR 316.3(b).
    \15\ 16 CFR 316.3(a)(2).
    \16\ 16 CFR 316.3(a)(3).
    \17\ 16 CFR 316.3(a)(3)(ii).
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    The Rule also clarifies that the definitions of certain terms taken 
from the Act and appearing in the Rule are prescribed by particular 
referenced portions of the Act. These terms include: ``affirmative 
consent,'' ``commercial electronic mail message,'' ``electronic mail 
address,'' ``initiate,'' ``Internet,'' ``procure,'' ``protected 
computer,'' ``recipient,'' ``routine conveyance,'' ``sender,'' 
``sexually oriented material,'' and ``transactional or relationship 
message.'' \18\ The Rule also includes a severability provision that 
provides that if any portion of the Rule is found to be invalid, the 
remaining portions will survive.\19\
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    \18\ 16 CFR 316.2(a), (c)--(n).
    \19\ 16 CFR 316.6. The severability provision was previously 
numbered section 316.5 when it was promulgated in January 19, 2005, 
and applies to the entire Final Rule.
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    Pursuant to its discretionary authority to issue regulations to 
implement the provisions of the Act, the Commission promulgated 
additional CAN-SPAM Rule provisions in 2008. These provisions: (1) Add 
a definition of the term ``person;'' (2) modify the term ``sender'' in 
those instances where a single email message contains advertisements 
for the products, services, or Web sites of multiple entities; (3) 
clarify that a sender may comply with section 7704(a)(5)(A)(iii) of the 
Act by including in a commercial email message a post office box or 
private mailbox established pursuant to United States Postal Service 
regulations; and (4) clarify that to submit a valid opt-out request, a 
recipient cannot be required to pay a fee, provide information other 
than his or her email address and opt-out preferences, or take any 
steps other than sending a reply email message or visiting a single 
page on an Internet Web site.\20\
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    \20\ Federal Trade Commission: Definitions and Implementation 
Under the CAN-SPAM Act; Final Rule, 73 FR 29654 (May 21, 2008).
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II. Regulatory Review of the CAN-SPAM Rule

    The Commission periodically reviews all of its rules and guides. 
These reviews seek information about the costs and benefits of the 
agency's rules and guides, and their regulatory and economic impact. 
The information obtained assists the Commission in identifying those 
rules and guides that warrant modification or rescission. Therefore, 
the Commission solicits comments on, among other things, the economic 
impact and benefits of the Rule; possible conflict between the Rule and 
state, local, or other federal laws or regulations; and the effect on 
the Rule from any technological, economic, or other industry changes 
since promulgation of the Rule.

III. Issues for Comment

    The Commission requests written comment on any or all of the 
following questions. The General Questions reflect those traditionally 
raised at such a review. The Specific Questions are based on the CAN-
SPAM Act's express grant of specific or supplementary rulemaking 
authority.\21\ All questions are designed to assist the public and 
should not be construed as a limitation on the issues on which public 
comment may be submitted. The Commission requests that responses to its 
questions be as specific as possible, including a reference to the 
question being answered, and reference to empirical data or other 
evidence upon which comments are based whenever available and 
appropriate.
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    \21\ See 15 U.S.C. 7702(17)(B) and 7704(c)(1)-(2).
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A. General Issues

    1. Is there a continuing need for the Rule? Why or why not?
    2. What benefits has the Rule provided to consumers? What evidence 
supports the asserted benefits?
    3. What modifications, if any, should be made to the Rule to 
increase its benefits to consumers?
    (a) What evidence supports the proposed modifications?
    (b) How would these modifications affect the costs the Rule imposes 
on businesses, including small businesses?
    (c) How would these modifications affect the benefits to consumers?
    4. What impact has the Rule had on the flow of truthful information 
to consumers and on the flow of deceptive information to consumers?
    5. What significant costs, if any, has the Rule imposed on 
consumers? What evidence supports the asserted costs?
    6. What modifications, if any, should be made to the Rule to reduce 
any costs imposed on consumers?
    (a) What evidence supports the proposed modifications?
    (b) How would these modifications affect the benefits provided by 
the Rule?
    7. What benefits, if any, has the Rule provided to businesses, 
including small businesses? What evidence supports the asserted 
benefits?
    8. What modifications, if any, should be made to the Rule to 
increase its benefits to businesses, including small businesses?
    (a) What evidence supports the proposed modifications?
    (b) How would these modifications affect the costs the Rule imposes 
on businesses, including small businesses?
    (c) How would these modifications affect the benefits to consumers?
    9. What significant costs, if any, including costs of compliance, 
has the Rule imposed on businesses, including small businesses? What 
evidence supports the asserted costs?
    10. What modifications, if any, should be made to the Rule to 
reduce the costs imposed on businesses, including small businesses?
    (a) What evidence supports the proposed modifications?
    (b) How would these modifications affect the benefits provided by 
the Rule?
    11. What evidence is available concerning the degree of industry 
compliance with the Rule?
    12. What modifications, if any, should be made to the Rule to 
account for changes in relevant technology or economic conditions? What 
evidence supports the proposed modifications?
    13. Does the Rule overlap or conflict with other federal, state, or 
local laws or regulations? If so, how?
    (a) What evidence supports the asserted conflicts?
    (b) With reference to the asserted conflicts, should the Rule be 
modified? If so, why, and how? If not, why not?

B. Specific Issues

    1. Should the Commission modify the Rule to expand or contract the 
categories of messages that are treated as transactional or 
relationship messages?
    (a) Why or why not?
    (b) What evidence supports such a modification?
    (c) How would this modification affect the costs the Rule imposes 
on businesses, including small businesses?

[[Page 29256]]

    (d) How would this modification affect the benefits to consumers?
    2. As discussed above, the Rule tracks the CAN-SPAM Act in 
prohibiting the sending of commercial email to a recipient more than 
ten business days after the recipient opts out. Should the Commission 
modify the Rule to reduce the time-period for processing opt-out 
requests to less than ten business days?
    (a) Why or why not?
    (b) What evidence supports such a modification?
    (c) How would this modification affect the costs the Rule imposes 
on businesses, including small businesses?
    (d) How would this modification affect the benefits to consumers?
    3. Should the Commission modify the Rule to specify additional 
activities or practices that constitute aggravated violations?
    (a) Why or why not?
    (b) What evidence supports such a modification?
    (c) How would this modification affect the costs the Rule imposes 
on businesses, including small businesses?
    (d) How would this modification affect the benefits to consumers?

IV. Request for Comment

    You can file a comment online or on paper. For the Commission to 
consider your comment, we must receive it on or before August 31, 2017. 
Write ``CAN-SPAM Rule, 16 CFR part 316, Project No. R711010,'' on your 
comment. Your comment--including your name and your state--will be 
placed on the public record of this proceeding, including, to the 
extent practicable, on the public Commission Web site, at https://www.ftc.gov/policy/public-comments.
    Postal mail addressed to the Commission is subject to delay due to 
heightened security screening. As a result, we encourage you to submit 
your comments online. To make sure that the Commission considers your 
online comment, you must file it at: https://ftcpublic.commentworks.com/ftc/canspamrulereview, by following the 
instructions on the web-based form. If this Notice appears at https://www.regulations.gov/#!home, you also may file a comment through that 
Web site.
    If you prefer to file your comment on paper, write ``CAN-SPAM Rule, 
16 CFR part 316, Project No. R711010'' on your comment and on the 
envelope, and mail your comment to the following address: Federal Trade 
Commission, Office of the Secretary, 600 Pennsylvania Avenue NW., Suite 
CC-5610 (Annex B), Washington, DC 20580, or deliver your comment to the 
following address: Federal Trade Commission, Office of the Secretary, 
Constitution Center, 400 7th Street SW., 5th Floor, Suite 5610 (Annex 
B), Washington, DC 20024. If possible, submit your paper comment to the 
Commission by courier or overnight service.
    Because your comment will be placed on the publicly accessible FTC 
Web site at https://www.ftc.gov, you are solely responsible for making 
sure that your comment does not include any sensitive personal 
information. In particular, your comment should not include any 
sensitive personal information, such as your or anyone else's Social 
Security number; date of birth; driver's license number or other state 
identification number, or foreign country equivalent; passport number, 
financial account number; or credit or debit card number. You are also 
solely responsible for making sure that your comment does not include 
any sensitive health information, such as medical records or other 
individually identifiable health information. In addition, your comment 
should not include any ``trade secret or any commercial or financial 
information which . . . is privileged or confidential''--as provided in 
section 6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 
16 CFR 4.10(a)(2)--including in particular competitively sensitive 
information such as costs, sales statistics, inventories, formulas, 
patterns, devices, manufacturing processes, or customer names.
    Comments containing material for which confidential treatment is 
requested must be filed in paper form, must be clearly labeled 
``Confidential,'' and must comply with FTC Rule 4.9(c). In particular, 
the written request for confidential treatment that accompanies the 
comment must include the factual and legal basis for the request, and 
must identify the specific portions of the comment to be withheld from 
the public record. See FTC Rule 4.9(c). Your comment will be kept 
confidential only if the General Counsel grants your request in 
accordance with the law and the public interest. Once your comment has 
been posted on the public FTC Web site--as legally required by FTC Rule 
4.9(b)--we cannot redact or remove your comment from the FTC Web site, 
unless you submit a confidentiality request that meets the requirements 
for such treatment under FTC Rule 4.9(c), and the General Counsel 
grants that request.
    Visit the FTC Web site to read this document and the news release 
describing it. The FTC Act and other laws that the Commission 
administers permit the collection of public comments to consider and 
use in this proceeding as appropriate. The Commission will consider all 
timely and responsive public comments that it receives on or before 
August 31, 2017. For information on the Commission's privacy policy, 
including routine uses permitted by the Privacy Act, see https://www.ftc.gov/site-information/privacy-policy.

    By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2017-13471 Filed 6-27-17; 8:45 am]
 BILLING CODE 6750-01-P



                                                 29254                 Federal Register / Vol. 82, No. 123 / Wednesday, June 28, 2017 / Proposed Rules

                                                 FEDERAL TRADE COMMISSION                                Assault of Non-Solicited Pornography                    materials from the subject heading and
                                                                                                         and Marketing Act (‘‘CAN–SPAM Act’’                     include in the subject heading of that
                                                 16 CFR Part 316                                         or ‘‘Act’’),1 regulates the transmission of             email the phrase ‘‘SEXUALLY–
                                                 RIN 3084–AB38                                           all commercial electronic mail (‘‘email’’)              EXPLICIT: ’’; and (2) provide that the
                                                                                                         messages. The Act specifically prohibits                content of the email message that is
                                                 CAN–SPAM Rule                                           certain commercial email acts and                       initially viewable when the message is
                                                                                                         practices 2 and establishes specific                    opened include only certain specified
                                                 AGENCY:  Federal Trade Commission                       requirements for the content of these                   information, and not include any
                                                 (‘‘Commission’’ or ‘‘FTC’’).                            messages 3 to ensure that recipients have               sexually oriented materials.9 The Adult
                                                 ACTION: Rule review; request for public                 the right to opt out of receiving them.4                Labeling Rule also exempts situations
                                                 comments.                                               The Act explicitly directed the                         where a recipient has given his or her
                                                                                                         Commission to issue regulations                         prior consent to receipt of a sexually
                                                 SUMMARY:    The Commission is requesting                ‘‘defining the relevant criteria to                     oriented message.10
                                                 public comments on its rule                             facilitate the determination of the
                                                 implementing the Controlling the                                                                                   In 2005, the Commission issued
                                                                                                         primary purpose of an electronic mail
                                                 Assault of Non-Solicited Pornography                    message.’’ 5 The Act also mandated that                 CAN–SPAM Rule provisions that define
                                                 and Marketing Act (the ‘‘CAN–SPAM                       the ‘‘Commission in consultation with                   the relevant criteria to determine the
                                                 Rule’’ or ‘‘Rule’’). The Commission is                  the Attorney General shall prescribe                    ‘‘primary purpose’’ of an email
                                                 soliciting comments about the                           clearly identifiable marks or notices to                message.11 To facilitate this
                                                 efficiency, costs, benefits, and                        be included in or associated with                       determination, the Rule describes four
                                                 regulatory impact of the Rule as part of                commercial electronic mail that                         categories of messages—(1) messages
                                                 its systematic review of all current                    contains sexually oriented material, in                 that contain only commercial content,
                                                 Commission regulations and guides. All                  order to inform the recipient of that fact              (2) messages that contain both
                                                 interested persons are hereby given                     and to facilitate filtering of such                     commercial content and ‘‘transactional
                                                 notice of the opportunity to submit                     electronic mail.’’ 6 In addition to these               or relationship content,’’ (3) messages
                                                 written data, reviews, and arguments                    mandatory rulemakings, the Act also                     that contain both commercial content
                                                 concerning the Rule.                                    provides discretionary authority for the                and content that is neither commercial
                                                 DATES: Written comments concerning                      Commission to issue regulations                         nor ‘‘transactional or relationship,’’ (4)
                                                 the CAN–SPAM Rule must be received                      concerning certain of the Act’s other                   messages that contain only
                                                 no later than August 31, 2017.                          definitions and provisions.7                            ‘‘transactional or relationship
                                                                                                            Pursuant to the Act’s directive, the                 content’’—and provides criteria for
                                                 ADDRESSES: Interested parties may file a
                                                                                                         Commission promulgated a rule styled                    determining the primary purpose of
                                                 comment online or on paper, by                                                                                  such email messages.12 Under the Rule,
                                                 following the instructions in the                       the Label for Email Messages Containing
                                                                                                         Sexually Oriented Material (‘‘Adult                     if an email message contains only
                                                 Request for Comment part of the                                                                                 commercial content, the ‘‘primary
                                                 SUPPLEMENTARY INFORMATION section                       Labeling Rule’’) in 2004.8 The Adult
                                                                                                         Labeling Rule provides that, any person                 purpose’’ of the message shall be
                                                 below. Write: ‘‘CAN–SPAM Rule, 16                                                                               deemed to be commercial.13 Similarly, if
                                                 CFR part 316, Project No. R711010,’’ on                 who initiates, to a protected computer,
                                                                                                         the transmission of a commercial email                  an email message contains only
                                                 your comment, and file your comment                                                                             transactional or relationship content,
                                                 online at https://                                      that includes sexually oriented material
                                                                                                         must: (1) Exclude sexually oriented                     the ‘‘primary purpose’’ of the message
                                                 ftcpublic.commentworks.com/ftc/                                                                                 shall be deemed to be ‘‘transactional or
                                                 canspamrulereview by following the                        1 15                                                  relationship.’’ 14 If an email message
                                                                                                                 U.S.C. 7701–7713.
                                                 instructions on the web-based form. If                    2 Section  7704(a)(1) of the Act prohibits            contains both commercial content and
                                                 you prefer to file your comment on                      transmission of any email that contains false or        transactional or relationship content,
                                                 paper, write ‘‘CAN–SPAM Rule, 16 CFR                    misleading header or ‘‘from’’ line information.
                                                                                                                                                                 then the primary purpose of the message
                                                 part 316, Project No. R711010,’’ on your                Section 7704(a)(2) prohibits the transmission of
                                                                                                         commercial email messages with false or                 shall be deemed to be commercial if: (1)
                                                 comment and on the envelope, and mail                   misleading subject headings.                            A recipient reasonably interpreting the
                                                 your comment to the following address:                     3 Section 7704(a)(5) prohibits the initiation of a
                                                                                                                                                                 subject line of the email message would
                                                 Federal Trade Commission, Office of the                 commercial email message unless it contains three
                                                                                                                                                                 likely conclude that the message
                                                 Secretary, 600 Pennsylvania Avenue                      disclosures: (1) Clear and conspicuous
                                                                                                         identification that the message is an advertisement     contains the commercial advertisement
                                                 NW., Suite CC–5610 (Annex B),                           or solicitation; (2) clear and conspicuous notice of    or promotion of a commercial product
                                                 Washington, DC 20580, or deliver your                   the opportunity to decline to receive further           or service; or (2) the email message’s
                                                 comment to the following address:                       commercial email messages from the sender; and (3)
                                                                                                                                                                 transactional or relationship content
                                                 Federal Trade Commission, Office of the                 a valid physical postal address of the sender.
                                                                                                            4 Section 7704(a)(3) requires that a commercial      does not appear, in whole or in
                                                 Secretary, Constitution Center, 400 7th                 email message contain a functioning return email        substantial part, at the beginning of the
                                                 Street SW., 5th Floor, Suite 5610                       address or similar Internet-based mechanism for
                                                 (Annex B), Washington, DC 20024.                        recipients to use to ‘‘opt out’’ of receiving future
                                                                                                                                                                   9 16 CFR 316.4 (a). The Adult Labeling Rule was
                                                                                                         commercial email messages. Section 7704(a)(4)
                                                 FOR FURTHER INFORMATION CONTACT:                                                                                originally numbered section 316.1 when it was
                                                                                                         prohibits the sender, or others acting on the
                                                 Christopher E. Brown, Division of                       sender’s behalf, from initiating a commercial email     promulgated on April 19, 2004. In the August 13,
                                                 Marketing Practices, Bureau of                          to a recipient more than ten business days after the    2004, Notice of Proposed Rulemaking, the only
                                                                                                         recipient has opted out.                                change proposed to the Adult Labeling Rule was to
                                                 Consumer Protection, Federal Trade                                                                              renumber it as section 316.4. The Commission
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                                                                            5 15 U.S.C. 7702(2)(C). The Act authorizes the
                                                 Commission, 600 Pennsylvania Avenue                     Commission to use notice and comment rulemaking         requested comment on this proposed change and
                                                 NW., Washington, DC 20580, (202) 326–                   pursuant to the Administrative Procedures Act, 5        did not receive any responsive comments.
                                                 2825.                                                   U.S.C. 553. 15 U.S.C. 7711.                               10 16 CFR 316.4(b).

                                                                                                            6 15 U.S.C. 7704(d)(3).                                11 Federal Trade Commission: Definitions and
                                                 SUPPLEMENTARY INFORMATION:                                                                                      Implementation Under the CAN–SPAM Act; Final
                                                                                                            7 15 U.S.C. 7702(17)(B); 7704(c)(1)(A)–(C);

                                                 I. Background                                           7704(c)(2); 7711(a).                                    Rule, 70 FR 3110 (Jan. 19, 2005).
                                                                                                            8 Federal Trade Commission: Label for Email            12 16 CFR 316.3.

                                                   Enacted in 2003, and effective since                  Messages Containing Sexually Oriented Material;           13 16 CFR 316.3(a)(1).

                                                 January 1, 2004, the Controlling the                    Final Rule, 69 FR 21024 (Apr. 19, 2004).                  14 16 CFR 316.3(b).




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                                                                       Federal Register / Vol. 82, No. 123 / Wednesday, June 28, 2017 / Proposed Rules                                             29255

                                                 body of the message.15 In addition to the               information other than his or her email                   4. What impact has the Rule had on
                                                 subject line criterion applicable to all                address and opt-out preferences, or take               the flow of truthful information to
                                                 dual-purpose messages, the Rule also                    any steps other than sending a reply                   consumers and on the flow of deceptive
                                                 describes another criterion to determine                email message or visiting a single page                information to consumers?
                                                 the primary purpose of a message that                   on an Internet Web site.20                                5. What significant costs, if any, has
                                                 contains commercial content and                                                                                the Rule imposed on consumers? What
                                                 content that is neither commercial nor                  II. Regulatory Review of the CAN–                      evidence supports the asserted costs?
                                                 ‘‘transactional or relationship’’ in                    SPAM Rule                                                 6. What modifications, if any, should
                                                 nature.16 In such a case, the primary                      The Commission periodically reviews                 be made to the Rule to reduce any costs
                                                 purpose of the message still would be                   all of its rules and guides. These reviews             imposed on consumers?
                                                 deemed ‘‘commercial’’ if a recipient                    seek information about the costs and                      (a) What evidence supports the
                                                 reasonably interpreting the body of the                 benefits of the agency’s rules and                     proposed modifications?
                                                 message would likely conclude that the                  guides, and their regulatory and                          (b) How would these modifications
                                                 primary purpose of the message is to                    economic impact. The information                       affect the benefits provided by the Rule?
                                                 advertise or promote a product or                       obtained assists the Commission in                        7. What benefits, if any, has the Rule
                                                 service. The Rule lists several factors                 identifying those rules and guides that                provided to businesses, including small
                                                 relative to this inquiry, including the                 warrant modification or rescission.                    businesses? What evidence supports the
                                                 placement of content that advertises or                 Therefore, the Commission solicits                     asserted benefits?
                                                 promotes a product or service at or near                comments on, among other things, the                      8. What modifications, if any, should
                                                 the beginning of the body of the                        economic impact and benefits of the                    be made to the Rule to increase its
                                                 message; the proportion of the message                  Rule; possible conflict between the Rule               benefits to businesses, including small
                                                 dedicated to such content; and how                      and state, local, or other federal laws or             businesses?
                                                 color, graphics, type size, and style are                                                                         (a) What evidence supports the
                                                                                                         regulations; and the effect on the Rule
                                                 used to highlight commercial content.17                                                                        proposed modifications?
                                                                                                         from any technological, economic, or
                                                    The Rule also clarifies that the                                                                               (b) How would these modifications
                                                                                                         other industry changes since
                                                 definitions of certain terms taken from                                                                        affect the costs the Rule imposes on
                                                                                                         promulgation of the Rule.
                                                 the Act and appearing in the Rule are                                                                          businesses, including small businesses?
                                                 prescribed by particular referenced                     III. Issues for Comment                                   (c) How would these modifications
                                                 portions of the Act. These terms                                                                               affect the benefits to consumers?
                                                                                                           The Commission requests written                         9. What significant costs, if any,
                                                 include: ‘‘affirmative consent,’’                       comment on any or all of the following
                                                 ‘‘commercial electronic mail message,’’                                                                        including costs of compliance, has the
                                                                                                         questions. The General Questions reflect               Rule imposed on businesses, including
                                                 ‘‘electronic mail address,’’ ‘‘initiate,’’              those traditionally raised at such a
                                                 ‘‘Internet,’’ ‘‘procure,’’ ‘‘protected                                                                         small businesses? What evidence
                                                                                                         review. The Specific Questions are                     supports the asserted costs?
                                                 computer,’’ ‘‘recipient,’’ ‘‘routine                    based on the CAN–SPAM Act’s express                       10. What modifications, if any, should
                                                 conveyance,’’ ‘‘sender,’’ ‘‘sexually                    grant of specific or supplementary                     be made to the Rule to reduce the costs
                                                 oriented material,’’ and ‘‘transactional                rulemaking authority.21 All questions                  imposed on businesses, including small
                                                 or relationship message.’’ 18 The Rule                  are designed to assist the public and
                                                 also includes a severability provision                                                                         businesses?
                                                                                                         should not be construed as a limitation                   (a) What evidence supports the
                                                 that provides that if any portion of the                on the issues on which public comment                  proposed modifications?
                                                 Rule is found to be invalid, the                        may be submitted. The Commission                          (b) How would these modifications
                                                 remaining portions will survive.19                      requests that responses to its questions               affect the benefits provided by the Rule?
                                                    Pursuant to its discretionary authority              be as specific as possible, including a                   11. What evidence is available
                                                 to issue regulations to implement the                   reference to the question being                        concerning the degree of industry
                                                 provisions of the Act, the Commission                   answered, and reference to empirical                   compliance with the Rule?
                                                 promulgated additional CAN–SPAM                         data or other evidence upon which                         12. What modifications, if any, should
                                                 Rule provisions in 2008. These                          comments are based whenever available                  be made to the Rule to account for
                                                 provisions: (1) Add a definition of the                 and appropriate.                                       changes in relevant technology or
                                                 term ‘‘person;’’ (2) modify the term                                                                           economic conditions? What evidence
                                                 ‘‘sender’’ in those instances where a                   A. General Issues
                                                                                                                                                                supports the proposed modifications?
                                                 single email message contains                              1. Is there a continuing need for the                  13. Does the Rule overlap or conflict
                                                 advertisements for the products,                        Rule? Why or why not?                                  with other federal, state, or local laws or
                                                 services, or Web sites of multiple                         2. What benefits has the Rule                       regulations? If so, how?
                                                 entities; (3) clarify that a sender may                 provided to consumers? What evidence                      (a) What evidence supports the
                                                 comply with section 7704(a)(5)(A)(iii) of               supports the asserted benefits?                        asserted conflicts?
                                                 the Act by including in a commercial                       3. What modifications, if any, should                  (b) With reference to the asserted
                                                 email message a post office box or                      be made to the Rule to increase its                    conflicts, should the Rule be modified?
                                                 private mailbox established pursuant to                 benefits to consumers?                                 If so, why, and how? If not, why not?
                                                 United States Postal Service regulations;                  (a) What evidence supports the
                                                 and (4) clarify that to submit a valid opt-                                                                    B. Specific Issues
                                                                                                         proposed modifications?
                                                 out request, a recipient cannot be                         (b) How would these modifications                      1. Should the Commission modify the
                                                 required to pay a fee, provide                          affect the costs the Rule imposes on                   Rule to expand or contract the
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                                                                                                         businesses, including small businesses?                categories of messages that are treated as
                                                   15 16 CFR 316.3(a)(2).
                                                                                                            (c) How would these modifications                   transactional or relationship messages?
                                                   16 16 CFR 316.3(a)(3).
                                                                                                         affect the benefits to consumers?                         (a) Why or why not?
                                                   17 16 CFR 316.3(a)(3)(ii).
                                                   18 16 CFR 316.2(a), (c)—(n).
                                                                                                                                                                   (b) What evidence supports such a
                                                   19 16 CFR 316.6. The severability provision was         20 Federal Trade Commission: Definitions and
                                                                                                                                                                modification?
                                                 previously numbered section 316.5 when it was           Implementation Under the CAN–SPAM Act; Final              (c) How would this modification
                                                 promulgated in January 19, 2005, and applies to the     Rule, 73 FR 29654 (May 21, 2008).                      affect the costs the Rule imposes on
                                                 entire Final Rule.                                        21 See 15 U.S.C. 7702(17)(B) and 7704(c)(1)–(2).     businesses, including small businesses?


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                                                 29256                 Federal Register / Vol. 82, No. 123 / Wednesday, June 28, 2017 / Proposed Rules

                                                    (d) How would this modification                      Secretary, Constitution Center, 400 7th                Commission will consider all timely
                                                 affect the benefits to consumers?                       Street SW., 5th Floor, Suite 5610                      and responsive public comments that it
                                                    2. As discussed above, the Rule tracks               (Annex B), Washington, DC 20024. If                    receives on or before August 31, 2017.
                                                 the CAN–SPAM Act in prohibiting the                     possible, submit your paper comment to                 For information on the Commission’s
                                                 sending of commercial email to a                        the Commission by courier or overnight                 privacy policy, including routine uses
                                                 recipient more than ten business days                   service.                                               permitted by the Privacy Act, see
                                                 after the recipient opts out. Should the                   Because your comment will be placed                 https://www.ftc.gov/site-information/
                                                 Commission modify the Rule to reduce                    on the publicly accessible FTC Web site                privacy-policy.
                                                 the time-period for processing opt-out                  at https://www.ftc.gov, you are solely
                                                                                                                                                                  By direction of the Commission.
                                                 requests to less than ten business days?                responsible for making sure that your
                                                                                                                                                                Donald S. Clark,
                                                    (a) Why or why not?                                  comment does not include any sensitive
                                                    (b) What evidence supports such a                    personal information. In particular, your              Secretary.
                                                 modification?                                           comment should not include any                         [FR Doc. 2017–13471 Filed 6–27–17; 8:45 am]
                                                    (c) How would this modification                      sensitive personal information, such as                BILLING CODE 6750–01–P
                                                 affect the costs the Rule imposes on                    your or anyone else’s Social Security
                                                 businesses, including small businesses?                 number; date of birth; driver’s license
                                                    (d) How would this modification                      number or other state identification                   FEDERAL TRADE COMMISSION
                                                 affect the benefits to consumers?                       number, or foreign country equivalent;
                                                    3. Should the Commission modify the                  passport number, financial account                     16 CFR Part 410
                                                 Rule to specify additional activities or                number; or credit or debit card number.
                                                 practices that constitute aggravated                    You are also solely responsible for                    RIN 3084–AB44
                                                 violations?                                             making sure that your comment does
                                                    (a) Why or why not?                                  not include any sensitive health                       Trade Regulation Rule Concerning
                                                    (b) What evidence supports such a                    information, such as medical records or                Deceptive Advertising as to Sizes of
                                                 modification?                                           other individually identifiable health                 Viewable Pictures Shown by Television
                                                    (c) How would this modification                      information. In addition, your comment                 Receiving Sets
                                                 affect the costs the Rule imposes on                    should not include any ‘‘trade secret or               AGENCY: Federal Trade Commission.
                                                 businesses, including small businesses?                 any commercial or financial information
                                                    (d) How would this modification                                                                             ACTION:Advance notice of proposed
                                                                                                         which . . . is privileged or                           rulemaking (ANPR); request for public
                                                 affect the benefits to consumers?                       confidential’’—as provided in section                  comment.
                                                 IV. Request for Comment                                 6(f) of the FTC Act, 15 U.S.C. 46(f), and
                                                                                                         FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2)—                SUMMARY:   As part of its systematic
                                                    You can file a comment online or on                  including in particular competitively                  review of all current FTC rules and
                                                 paper. For the Commission to consider                   sensitive information such as costs,                   guides, the Commission requests public
                                                 your comment, we must receive it on or                  sales statistics, inventories, formulas,               comment on the overall costs, benefits,
                                                 before August 31, 2017. Write ‘‘CAN–                    patterns, devices, manufacturing                       necessity, and regulatory and economic
                                                 SPAM Rule, 16 CFR part 316, Project                     processes, or customer names.                          impact of the FTC’s Trade Regulation
                                                 No. R711010,’’ on your comment. Your                       Comments containing material for                    Rule concerning Deceptive Advertising
                                                 comment—including your name and                         which confidential treatment is                        as to Sizes of Viewable Pictures Shown
                                                 your state—will be placed on the public                 requested must be filed in paper form,                 by Television Receiving Sets (‘‘Rule’’ or
                                                 record of this proceeding, including, to                must be clearly labeled ‘‘Confidential,’’              ‘‘Picture Tube Rule’’).
                                                 the extent practicable, on the public                   and must comply with FTC Rule 4.9(c).
                                                 Commission Web site, at https://                                                                               DATES: Comments must be received on
                                                                                                         In particular, the written request for
                                                 www.ftc.gov/policy/public-comments.                     confidential treatment that accompanies                or before August 31, 2017.
                                                    Postal mail addressed to the                         the comment must include the factual                   ADDRESSES: Interested parties may file a
                                                 Commission is subject to delay due to                   and legal basis for the request, and must              comment online or on paper, by
                                                 heightened security screening. As a                     identify the specific portions of the                  following the instructions in the
                                                 result, we encourage you to submit your                 comment to be withheld from the public                 Request for Comment part of the
                                                 comments online. To make sure that the                  record. See FTC Rule 4.9(c). Your                      SUPPLEMENTARY INFORMATION section
                                                 Commission considers your online                        comment will be kept confidential only                 below. Write: ‘‘16 CFR part 410—Picture
                                                 comment, you must file it at: https://                  if the General Counsel grants your                     Tube Rule Review, File No. P174200’’
                                                 ftcpublic.commentworks.com/ftc/                         request in accordance with the law and                 on your comment, and file your
                                                 canspamrulereview, by following the                     the public interest. Once your comment                 comment online at https://
                                                 instructions on the web-based form. If                  has been posted on the public FTC Web                  ftcpublic.commentworks.com/ftc/
                                                 this Notice appears at https://                         site—as legally required by FTC Rule                   picturetuberule by following the
                                                 www.regulations.gov/#!home, you also                    4.9(b)—we cannot redact or remove                      instructions on the web-based form. If
                                                 may file a comment through that Web                     your comment from the FTC Web site,                    you prefer to file your comment on
                                                 site.                                                   unless you submit a confidentiality                    paper, write ‘‘16 CFR part 410—Picture
                                                    If you prefer to file your comment on                request that meets the requirements for                Tube Rule Review, Matter No. P174200’’
                                                 paper, write ‘‘CAN–SPAM Rule, 16 CFR                    such treatment under FTC Rule 4.9(c),                  on your comment and on the envelope,
                                                 part 316, Project No. R711010’’ on your                 and the General Counsel grants that                    and mail your comment to the following
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                                                 comment and on the envelope, and mail                   request.                                               address: Federal Trade Commission,
                                                 your comment to the following address:                     Visit the FTC Web site to read this                 Office of the Secretary, 600
                                                 Federal Trade Commission, Office of the                 document and the news release                          Pennsylvania Avenue NW., Suite CC–
                                                 Secretary, 600 Pennsylvania Avenue                      describing it. The FTC Act and other                   5610 (Annex B), Washington, DC 20580,
                                                 NW., Suite CC–5610 (Annex B),                           laws that the Commission administers                   or deliver your comment to the
                                                 Washington, DC 20580, or deliver your                   permit the collection of public                        following address: Federal Trade
                                                 comment to the following address:                       comments to consider and use in this                   Commission, Office of the Secretary,
                                                 Federal Trade Commission, Office of the                 proceeding as appropriate. The                         Constitution Center, 400 7th Street SW.,


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Document Created: 2017-06-28 01:10:20
Document Modified: 2017-06-28 01:10:20
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionRule review; request for public comments.
DatesWritten comments concerning the CAN-SPAM Rule must be received no later than August 31, 2017.
ContactChristopher E. Brown, Division of Marketing Practices, Bureau of Consumer Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580, (202) 326-2825.
FR Citation82 FR 29254 
RIN Number3084-AB38

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