82 FR 32213 - Proposed Collection; Comment Request
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 132 (July 12, 2017)
Federal Register Volume 82, Issue 132 (July 12, 2017)
| Page Range | 32213-32214 | |
| FR Document | 2017-14571 |
[Federal Register Volume 82, Number 132 (Wednesday, July 12, 2017)] [Notices] [Pages 32213-32214] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-14571] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549-2736 Extension: Form S-11 SEC File No. 270-064, OMB Control No. 3235-0067 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Form S-11 (17 CFR 239.18) is the registration statement form used to register securities issued in real estate investment trusts by issuers whose business is primarily that of acquiring and holding investment interest in real estate under the Securities Act of 1933 (15 U.S.C. 77a et seq.). The information filed with the Commission permits verifications of compliance with securities law requirements and assures public availability. We estimate that Form S-11 takes approximately 779.04 hours per response and is filed by approximately 64 issuers annually. In addition, we estimate that 25% of the 779.04 hours per response (194.76 hours) is prepared by the issuer for annual reporting burden of 12,465 hours (194.76 hours per response x 64 responses) Written comments are invited on: (a) Whether this proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden of the collection of information collection information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information [[Page 32214]] unless it displays a currently valid control number. Please direct your written comment to Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: [email protected]. Dated: July 7, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-14571 Filed 7-11-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 132 / Wednesday, July 12, 2017 / Notices 32213
burden on competition that is not arguments concerning the foregoing, SECURITIES AND EXCHANGE
necessary or appropriate in furtherance including whether the proposed rule COMMISSION
of the purposes of the Act. The proposal change is consistent with the Act.
simply provides more opportunity for Comments may be submitted by any of Proposed Collection; Comment
Agency Orders and priority interest in the following methods: Request
the book to be executed in full when an Upon Written Request Copies Available
Electronic Comments
auction response matches the From: Securities and Exchange
Exchange’s disseminated quote on the • Use the Commission’s Internet Commission, Office of FOIA Services,
opposite of the market from the auction comment form (http://www.sec.gov/ 100 F Street NE., Washington, DC
response. The Exchange notes that rules/sro.shtml); or 20549–2736
another exchange with a similar auction • Send an email to rule-comments@ Extension: Form S–11
allows the auction to continue for its sec.gov. Please include File Number SR– SEC File No. 270–064, OMB Control No.
full duration when an auction response CBOE–2017–054 on the subject line. 3235–0067
matches the disseminated quote on the
opposite of the market from the auction Paper Comments Notice is hereby given that, pursuant
response. The Exchange also notes that to the Paperwork Reduction Act of 1995
• Send paper comments in triplicate (44 U.S.C. 3501 et seq.), the Securities
the proposal helps protect the public to Secretary, Securities and Exchange
interest by treating responses that cross and Exchange Commission
Commission, 100 F Street NE., (‘‘Commission’’) is soliciting comments
the opposite side of the Exchange’s Washington, DC 20549–1090.
disseminated quote as responses priced on the collection of information
at the Exchange’s disseminated quote All submissions should refer to File summarized below. The Commission
because doing so allows Agency Orders Number SR–CBOE–2017–054. This file plans to submit this existing collection
to receive price improvement beyond number should be included on the of information to the Office of
the stopped price. subject line if email is used. To help the Management and Budget for extension
Commission process and review your and approval.
C. Self-Regulatory Organization’s comments more efficiently, please use Form S–11 (17 CFR 239.18) is the
Statement on Comments on the only one method. The Commission will registration statement form used to
Proposed Rule Change Received From post all comments on the Commission’s register securities issued in real estate
Members, Participants, or Others Internet Web site (http://www.sec.gov/ investment trusts by issuers whose
The Exchange neither solicited nor rules/sro.shtml). Copies of the business is primarily that of acquiring
received comments on the proposed submission, all subsequent and holding investment interest in real
rule change. amendments, all written statements estate under the Securities Act of 1933
with respect to the proposed rule (15 U.S.C. 77a et seq.). The information
III. Date of Effectiveness of the change that are filed with the filed with the Commission permits
Proposed Rule Change and Timing for Commission, and all written verifications of compliance with
Commission Action communications relating to the securities law requirements and assures
Because the foregoing proposed rule proposed rule change between the public availability. We estimate that
change does not: Commission and any person, other than Form S–11 takes approximately 779.04
A. Significantly affect the protection those that may be withheld from the hours per response and is filed by
of investors or the public interest; public in accordance with the approximately 64 issuers annually. In
B. impose any significant burden on provisions of 5 U.S.C. 552, will be addition, we estimate that 25% of the
competition; and available for Web site viewing and 779.04 hours per response (194.76
C. become operative for 30 days from printing in the Commission’s Public hours) is prepared by the issuer for
the date on which it was filed, or such Reference Room, 100 F Street NE., annual reporting burden of 12,465 hours
shorter time as the Commission may Washington, DC 20549 on official (194.76 hours per response x 64
designate, it has become effective business days between the hours of responses)
pursuant to Section 19(b)(3)(A) of the 10:00 a.m. and 3:00 p.m. Copies of the Written comments are invited on: (a)
Act 15 and Rule 19b–4(f)(6) 16 filing also will be available for Whether this proposed collection of
thereunder. At any time within 60 days inspection and copying at the principal information is necessary for the proper
of the filing of the proposed rule change, office of the Exchange. All comments performance of the functions of the
the Commission summarily may received will be posted without change; agency, including whether the
temporarily suspend such rule change if the Commission does not edit personal information will have practical utility;
it appears to the Commission that such identifying information from (b) the accuracy of the agency’s estimate
action is necessary or appropriate in the submissions. You should submit only of the burden of the collection of
public interest, for the protection of information that you wish to make information collection information; (c)
investors, or otherwise in furtherance of available publicly. All submissions ways to enhance the quality, utility, and
the purposes of the Act. If the should refer to File Number SR–CBOE– clarity of the information collected; and
Commission takes such action, the 2017–054 and should be submitted on (d) ways to minimize the burden of the
Commission will institute proceedings or before August 2, 2017. collection of information on
to determine whether the proposed rule respondents, including through the use
For the Commission, by the Division of
asabaliauskas on DSKBBXCHB2PROD with NOTICES
change should be approved or of automated collection techniques or
Trading and Markets, pursuant to delegated
disapproved. authority.17
other forms of information technology.
Consideration will be given to
IV. Solicitation of Comments Eduardo A. Aleman,
comments and suggestions submitted in
Assistant Secretary. writing within 60 days of this
Interested persons are invited to
submit written data, views, and [FR Doc. 2017–14557 Filed 7–11–17; 8:45 am] publication.
BILLING CODE 8011–01–P An agency may not conduct or
15 15 U.S.C. 78s(b)(3)(A). sponsor, and a person is not required to
16 17 CFR 240.19b–4(f)(6). 17 17 CFR 200.30–3(a)(12). respond to, a collection of information
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![32214 Federal Register / Vol. 82, No. 132 / Wednesday, July 12, 2017 / Notices
unless it displays a currently valid performance of the functions of the under certain circumstances, more than
control number. agency, including whether the seven days after the tender of shares for
Please direct your written comment to information will have practical utility; redemption; (d) certain affiliated
Pamela Dyson, Director/Chief (b) the accuracy of the agency’s estimate persons of a Fund to deposit securities
Information Officer, Securities and of the burden imposed by the collection into, and receive securities from, the
Exchange Commission, c/o Remi Pavlik- of information; (c) ways to enhance the Fund in connection with the purchase
Simon, 100 F Street NE., Washington, quality, utility, and clarity of the and redemption of Creation Units; and
DC 20549 or send an email to: PRA_ information collected; and (d) ways to (e) certain registered management
Mailbox@sec.gov. minimize the burden of the collection of investment companies and unit
Dated: July 7, 2017. information on respondents, including investment trusts outside of the same
through the use of automated collection group of investment companies as the
Eduardo A. Aleman,
techniques or other forms of information Funds (‘‘Funds of Funds’’) to acquire
Assistant Secretary.
technology. Consideration will be given shares of the Funds.
[FR Doc. 2017–14571 Filed 7–11–17; 8:45 am]
to comments and suggestions submitted APPLICANTS: Nationwide Fund Advisors
BILLING CODE 8011–01–P
in writing within 60 days of this (the ‘‘Initial Adviser’’), a Delaware
publication. statutory trust that is registered as an
An agency may not conduct or investment adviser under the
SECURITIES AND EXCHANGE
sponsor, and a person is not required to Investment Advisers Act of 1940, ETF
COMMISSION
respond to, a collection of information Series Solutions (the ‘‘Trust’’), a
Proposed Collection; Comment unless it displays a currently valid Delaware statutory trust registered
Request control number. under the Act as an open-end
Please direct your written comment to management investment company with
Upon Written Request Copies Available Pamela Dyson, Director/Chief multiple series, and Quasar Distributors,
From: Securities and Exchange Information Officer, Securities and LLC (the ‘‘Distributor’’), a Delaware
Commission, Office of FOIA Services, Exchange Commission, c/o Remi Pavlik- limited liability company and broker-
100 F Street NE., Washington, DC Simon, 100 F Street NE., Washington, dealer registered under the Securities
20549–2736 DC 20549 or send an email to: PRA_ Exchange Act of 1934 (‘‘Exchange Act’’).
Extension: Rule 433 Mailbox@sec.gov. FILING DATES: The application was filed
SEC File No. 270–558, OMB Control No. Dated: July 7, 2017. on March 3, 2017 and amended on June
3235–0617
Eduardo A. Aleman, 14, 2017.
Notice is hereby given that, pursuant Assistant Secretary. HEARING OR NOTIFICATION OF HEARING: An
to the Paperwork Reduction Act of 1995 order granting the requested relief will
[FR Doc. 2017–14574 Filed 7–11–17; 8:45 am]
(44 U.S.C. 3501 et seq.), the Securities be issued unless the Commission orders
BILLING CODE 8011–01–P
and Exchange Commission a hearing. Interested persons may
(‘‘Commission’’) is soliciting comments request a hearing by writing to the
on the collections of information SECURITIES AND EXCHANGE Commission’s Secretary and serving
summarized below. The Commission applicants with a copy of the request,
COMMISSION
plans to submit this existing collection personally or by mail. Hearing requests
of information to the Office of [Investment Company Act Release No. should be received by the Commission
32727; 812–14751] by 5:30 p.m. on July 31, 2017, and
Management and Budget for extension
and approval. should be accompanied by proof of
Nationwide Fund Advisors, et al. service on applicants, in the form of an
Rule 433 (17 CFR 230.433) governs
the use and filing of free writing July 6, 2017. affidavit, or for lawyers, a certificate of
prospectuses under the Securities Act of AGENCY: Securities and Exchange service. Pursuant to rule 0–5 under the
1933 (15 U.S.C. 77a et seq.). The Commission (‘‘Commission’’). Act, hearing requests should state the
purpose of Rule 433 is to reduce the nature of the writer’s interest, any facts
ACTION: Notice.
restrictions on communications that a bearing upon the desirability of a
company can make to investors during Notice of an application for an order hearing on the matter, the reason for the
a registered offering of its securities, under section 6(c) of the Investment request, and the issues contested.
while maintaining a high level of Company Act of 1940 (the ‘‘Act’’) for an Persons who wish to be notified of a
investor protection. A free writing exemption from sections 2(a)(32), hearing may request notification by
prospectus meeting the conditions of 5(a)(1), 22(d), and 22(e) of the Act and writing to the Commission’s Secretary.
Rule 433(d)(1) must be filed with the rule 22c–1 under the Act, under ADDRESSES: Brent J. Fields, Secretary,
Commission and is publicly available. sections 6(c) and 17(b) of the Act for an Securities and Exchange Commission,
We estimate that it takes approximately exemption from sections 17(a)(1) and 100 F Street NE., Washington, DC
1.3 burden hours per response to 17(a)(2) of the Act, and under section 20549–1090; Applicants: W. John
prepare a free writing prospectus and 12(d)(1)(J) for an exemption from McGuire, Esq., Morgan, Lewis & Bockius
that the information is filed by 3,633 sections 12(d)(1)(A) and 12(d)(1)(B) of LLP, 1111 Pennsylvania Avenue NW.,
respondents approximately 1.25 times a the Act. The requested order would Washington DC 20004–2541 and
Michael D. Barolsky, Esq., U.S. Bancorp
asabaliauskas on DSKBBXCHB2PROD with NOTICES
year for a total of 3,633 responses. We permit (a) index-based series of certain
estimate that 25% of the 1.3 burden open-end management investment Fund Services, LLC, 615 E. Michigan
hours per response (0.32 hours) is companies (‘‘Funds’’) to issue shares Street, Milwaukee, WI 53202.
prepared by the company for total redeemable in large aggregations only FOR FURTHER INFORMATION CONTACT:
annual reporting burden of 1,163 hours (‘‘Creation Units’’); (b) secondary market Laura J. Riegel, Senior Counsel, at (202)
(0.32 hours x 3,633 responses). transactions in Fund shares to occur at 551–3038, or Robert H. Shapiro, Branch
Written comments are invited on: (a) negotiated market prices rather than at Chief, at (202) 551–6821 (Division of
Whether this proposed collection of net asset value (‘‘NAV’’); (c) certain Investment Management, Chief
information is necessary for the Funds to pay redemption proceeds, Counsel’s Office).
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Document Created: 2017-07-12 03:00:32
Document Modified: 2017-07-12 03:00:32
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 32213 |
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