82 FR 32214 - Proposed Collection; Comment Request
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 132 (July 12, 2017)
Federal Register Volume 82, Issue 132 (July 12, 2017)
| Page Range | 32214-32214 | |
| FR Document | 2017-14574 |
[Federal Register Volume 82, Number 132 (Wednesday, July 12, 2017)] [Notices] [Page 32214] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-14574] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549-2736 Extension: Rule 433 SEC File No. 270-558, OMB Control No. 3235-0617 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the collections of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Rule 433 (17 CFR 230.433) governs the use and filing of free writing prospectuses under the Securities Act of 1933 (15 U.S.C. 77a et seq.). The purpose of Rule 433 is to reduce the restrictions on communications that a company can make to investors during a registered offering of its securities, while maintaining a high level of investor protection. A free writing prospectus meeting the conditions of Rule 433(d)(1) must be filed with the Commission and is publicly available. We estimate that it takes approximately 1.3 burden hours per response to prepare a free writing prospectus and that the information is filed by 3,633 respondents approximately 1.25 times a year for a total of 3,633 responses. We estimate that 25% of the 1.3 burden hours per response (0.32 hours) is prepared by the company for total annual reporting burden of 1,163 hours (0.32 hours x 3,633 responses). Written comments are invited on: (a) Whether this proposed collection of information is necessary for the performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Please direct your written comment to Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: [email protected]. Dated: July 7, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-14574 Filed 7-11-17; 8:45 am] BILLING CODE 8011-01-P
![32214 Federal Register / Vol. 82, No. 132 / Wednesday, July 12, 2017 / Notices
unless it displays a currently valid performance of the functions of the under certain circumstances, more than
control number. agency, including whether the seven days after the tender of shares for
Please direct your written comment to information will have practical utility; redemption; (d) certain affiliated
Pamela Dyson, Director/Chief (b) the accuracy of the agency’s estimate persons of a Fund to deposit securities
Information Officer, Securities and of the burden imposed by the collection into, and receive securities from, the
Exchange Commission, c/o Remi Pavlik- of information; (c) ways to enhance the Fund in connection with the purchase
Simon, 100 F Street NE., Washington, quality, utility, and clarity of the and redemption of Creation Units; and
DC 20549 or send an email to: PRA_ information collected; and (d) ways to (e) certain registered management
Mailbox@sec.gov. minimize the burden of the collection of investment companies and unit
Dated: July 7, 2017. information on respondents, including investment trusts outside of the same
through the use of automated collection group of investment companies as the
Eduardo A. Aleman,
techniques or other forms of information Funds (‘‘Funds of Funds’’) to acquire
Assistant Secretary.
technology. Consideration will be given shares of the Funds.
[FR Doc. 2017–14571 Filed 7–11–17; 8:45 am]
to comments and suggestions submitted APPLICANTS: Nationwide Fund Advisors
BILLING CODE 8011–01–P
in writing within 60 days of this (the ‘‘Initial Adviser’’), a Delaware
publication. statutory trust that is registered as an
An agency may not conduct or investment adviser under the
SECURITIES AND EXCHANGE
sponsor, and a person is not required to Investment Advisers Act of 1940, ETF
COMMISSION
respond to, a collection of information Series Solutions (the ‘‘Trust’’), a
Proposed Collection; Comment unless it displays a currently valid Delaware statutory trust registered
Request control number. under the Act as an open-end
Please direct your written comment to management investment company with
Upon Written Request Copies Available Pamela Dyson, Director/Chief multiple series, and Quasar Distributors,
From: Securities and Exchange Information Officer, Securities and LLC (the ‘‘Distributor’’), a Delaware
Commission, Office of FOIA Services, Exchange Commission, c/o Remi Pavlik- limited liability company and broker-
100 F Street NE., Washington, DC Simon, 100 F Street NE., Washington, dealer registered under the Securities
20549–2736 DC 20549 or send an email to: PRA_ Exchange Act of 1934 (‘‘Exchange Act’’).
Extension: Rule 433 Mailbox@sec.gov. FILING DATES: The application was filed
SEC File No. 270–558, OMB Control No. Dated: July 7, 2017. on March 3, 2017 and amended on June
3235–0617
Eduardo A. Aleman, 14, 2017.
Notice is hereby given that, pursuant Assistant Secretary. HEARING OR NOTIFICATION OF HEARING: An
to the Paperwork Reduction Act of 1995 order granting the requested relief will
[FR Doc. 2017–14574 Filed 7–11–17; 8:45 am]
(44 U.S.C. 3501 et seq.), the Securities be issued unless the Commission orders
BILLING CODE 8011–01–P
and Exchange Commission a hearing. Interested persons may
(‘‘Commission’’) is soliciting comments request a hearing by writing to the
on the collections of information SECURITIES AND EXCHANGE Commission’s Secretary and serving
summarized below. The Commission applicants with a copy of the request,
COMMISSION
plans to submit this existing collection personally or by mail. Hearing requests
of information to the Office of [Investment Company Act Release No. should be received by the Commission
32727; 812–14751] by 5:30 p.m. on July 31, 2017, and
Management and Budget for extension
and approval. should be accompanied by proof of
Nationwide Fund Advisors, et al. service on applicants, in the form of an
Rule 433 (17 CFR 230.433) governs
the use and filing of free writing July 6, 2017. affidavit, or for lawyers, a certificate of
prospectuses under the Securities Act of AGENCY: Securities and Exchange service. Pursuant to rule 0–5 under the
1933 (15 U.S.C. 77a et seq.). The Commission (‘‘Commission’’). Act, hearing requests should state the
purpose of Rule 433 is to reduce the nature of the writer’s interest, any facts
ACTION: Notice.
restrictions on communications that a bearing upon the desirability of a
company can make to investors during Notice of an application for an order hearing on the matter, the reason for the
a registered offering of its securities, under section 6(c) of the Investment request, and the issues contested.
while maintaining a high level of Company Act of 1940 (the ‘‘Act’’) for an Persons who wish to be notified of a
investor protection. A free writing exemption from sections 2(a)(32), hearing may request notification by
prospectus meeting the conditions of 5(a)(1), 22(d), and 22(e) of the Act and writing to the Commission’s Secretary.
Rule 433(d)(1) must be filed with the rule 22c–1 under the Act, under ADDRESSES: Brent J. Fields, Secretary,
Commission and is publicly available. sections 6(c) and 17(b) of the Act for an Securities and Exchange Commission,
We estimate that it takes approximately exemption from sections 17(a)(1) and 100 F Street NE., Washington, DC
1.3 burden hours per response to 17(a)(2) of the Act, and under section 20549–1090; Applicants: W. John
prepare a free writing prospectus and 12(d)(1)(J) for an exemption from McGuire, Esq., Morgan, Lewis & Bockius
that the information is filed by 3,633 sections 12(d)(1)(A) and 12(d)(1)(B) of LLP, 1111 Pennsylvania Avenue NW.,
respondents approximately 1.25 times a the Act. The requested order would Washington DC 20004–2541 and
Michael D. Barolsky, Esq., U.S. Bancorp
asabaliauskas on DSKBBXCHB2PROD with NOTICES
year for a total of 3,633 responses. We permit (a) index-based series of certain
estimate that 25% of the 1.3 burden open-end management investment Fund Services, LLC, 615 E. Michigan
hours per response (0.32 hours) is companies (‘‘Funds’’) to issue shares Street, Milwaukee, WI 53202.
prepared by the company for total redeemable in large aggregations only FOR FURTHER INFORMATION CONTACT:
annual reporting burden of 1,163 hours (‘‘Creation Units’’); (b) secondary market Laura J. Riegel, Senior Counsel, at (202)
(0.32 hours x 3,633 responses). transactions in Fund shares to occur at 551–3038, or Robert H. Shapiro, Branch
Written comments are invited on: (a) negotiated market prices rather than at Chief, at (202) 551–6821 (Division of
Whether this proposed collection of net asset value (‘‘NAV’’); (c) certain Investment Management, Chief
information is necessary for the Funds to pay redemption proceeds, Counsel’s Office).
VerDate Sep<11>2014 17:54 Jul 11, 2017 Jkt 241001 PO 00000 Frm 00055 Fmt 4703 Sfmt 4703 E:\FR\FM\12JYN1.SGM 12JYN1](https://thefederalregister.org/doc/82_FR_32346/page/1.svg)
Document Created: 2017-07-12 03:00:10
Document Modified: 2017-07-12 03:00:10
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 32214 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR