82_FR_32351 82 FR 32219 - Proposed Collection; Comment Request

82 FR 32219 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 132 (July 12, 2017)

Page Range32219-32219
FR Document2017-14568

Federal Register, Volume 82 Issue 132 (Wednesday, July 12, 2017)
[Federal Register Volume 82, Number 132 (Wednesday, July 12, 2017)]
[Notices]
[Page 32219]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-14568]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension: Form F-10
    SEC File No. 270-334, OMB Control No. 3235-0380

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Form F-10 (17 CFR 239.40) is a registration statement under the 
Securities Act of 1933 (15 U.S.C. 77a et seq.) that may be used by a 
foreign private issuer that: Is incorporated or organized in Canada; 
has been subject to, and in compliance with, Canadian reporting 
requirements for at least 12 months; and has an aggregate market value 
of common stock held by non-affiliates of at least $75 million. The 
purpose of this information collection is to permit verification of 
compliance with securities law requirements and assure the public 
availability of such information. We estimate that Form F-10 takes 25 
hours per response and is filed by 77 respondents. We further estimate 
that 25% of the 25 hours per response (6.25 hours) is prepared by the 
issuer for an annual reporting burden of 481 hours (6.25 hours per 
response x 77 responses).
    Written comments are invited on: (a) Whether this proposed 
collections of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: July 7. 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-14568 Filed 7-11-17; 8:45 am]
BILLING CODE 8011-01-P



                                                                                     Federal Register / Vol. 82, No. 132 / Wednesday, July 12, 2017 / Notices                                                       32219

                                                    The Commission is extending this 45-                        10 takes 25 hours per response and is                      ‘‘CBOE’’) filed with the Securities and
                                                    day time period.                                            filed by 77 respondents. We further                        Exchange Commission (the
                                                      The Commission finds that it is                           estimate that 25% of the 25 hours per                      ‘‘Commission’’) the proposed rule
                                                    appropriate to designate a longer period                    response (6.25 hours) is prepared by the                   change as described in Items I, II, and
                                                    within which to take action on the                          issuer for an annual reporting burden of                   III below, which Items have been
                                                    proposed rule change so that it has                         481 hours (6.25 hours per response × 77                    prepared by the Exchange. The
                                                    sufficient time to consider the proposed                    responses).                                                Exchange filed the proposal as a ‘‘non-
                                                    rule change. Accordingly, the                                  Written comments are invited on: (a)                    controversial’’ proposed rule change
                                                    Commission, pursuant to Section                             Whether this proposed collections of                       pursuant to Section 19(b)(3)(A)(iii) of
                                                    19(b)(2) of the Act,6 designates August                     information is necessary for the proper                    the Act 3 and Rule 19b–4(f)(6)
                                                    21, 2017, as the date by which the                          performance of the functions of the                        thereunder.4 The Commission is
                                                    Commission should either approve or                         agency, including whether the                              publishing this notice to solicit
                                                    disapprove or institute proceedings to                      information will have practical utility;                   comments on the proposed rule change
                                                    determine whether to disapprove the                         (b) the accuracy of the agency’s estimate                  from interested persons.
                                                    proposed rule change (File Number SR–                       of the burden imposed by the collection
                                                    NYSEArca–2017–54).                                                                                                     I. Self-Regulatory Organization’s
                                                                                                                of information; (c) ways to enhance the                    Statement of the Terms of Substance of
                                                      For the Commission, by the Division of                    quality, utility, and clarity of the                       the Proposed Rule Change
                                                    Trading and Markets, pursuant to delegated                  information collected; and (d) ways to
                                                    authority.7                                                 minimize the burden of the collection of                      CBOE proposes to amend Rule 12.3 by
                                                    Eduardo A. Aleman,                                          information on respondents, including                      extending the Credit Option Margin
                                                    Assistant Secretary.                                        through the use of automated collection                    Pilot Program through July 18, 2018.
                                                                                                                techniques or other forms of information                      The text of the proposed rule change
                                                    [FR Doc. 2017–14554 Filed 7–11–17; 8:45 am]
                                                                                                                technology. Consideration will be given                    is available on the Exchange’s Web site
                                                    BILLING CODE 8011–01–P
                                                                                                                                                                           (http://www.cboe.com/AboutCBOE/
                                                                                                                to comments and suggestions submitted
                                                                                                                                                                           CBOELegalRegulatoryHome.aspx), at
                                                                                                                in writing within 60 days of this
                                                                                                                                                                           the Exchange’s Office of the Secretary,
                                                    SECURITIES AND EXCHANGE                                     publication.
                                                                                                                                                                           and at the Commission’s Public
                                                    COMMISSION                                                     An agency may not conduct or
                                                                                                                                                                           Reference Room.
                                                                                                                sponsor, and a person is not required to
                                                    Proposed Collection; Comment                                respond to, a collection of information                    II. Self-Regulatory Organization’s
                                                    Request                                                     unless it displays a currently valid                       Statement of the Purpose of, and
                                                    Upon Written Request Copies Available                       control number.                                            Statutory Basis for, the Proposed Rule
                                                     From: Securities and Exchange                                 Please direct your written comment to                   Change
                                                     Commission, Office of FOIA Services,                       Pamela Dyson, Director/Chief                                  In its filing with the Commission, the
                                                     100 F Street NE., Washington, DC                           Information Officer, Securities and                        Exchange included statements
                                                     20549–2736                                                 Exchange Commission, c/o Remi Pavlik-                      concerning the purpose of and basis for
                                                                                                                Simon, 100 F Street NE., Washington,                       the proposed rule change and discussed
                                                    Extension: Form F–10
                                                      SEC File No. 270–334, OMB Control No.                     DC 20549 or send an email to: PRA_                         any comments it received on the
                                                        3235–0380                                               Mailbox@sec.gov.                                           proposed rule change. The text of these
                                                       Notice is hereby given that, pursuant                      Dated: July 7. 2017.                                     statements may be examined at the
                                                    to the Paperwork Reduction Act of 1995                      Eduardo A. Aleman,                                         places specified in Item IV below. The
                                                    (44 U.S.C. 3501 et seq.), the Securities                    Assistant Secretary.                                       Exchange has prepared summaries, set
                                                    and Exchange Commission                                     [FR Doc. 2017–14568 Filed 7–11–17; 8:45 am]
                                                                                                                                                                           forth in sections A, B, and C below, of
                                                    (‘‘Commission’’) is soliciting comments                                                                                the most significant aspects of such
                                                                                                                BILLING CODE 8011–01–P
                                                    on the collection of information                                                                                       statements.
                                                    summarized below. The Commission                                                                                       A. Self-Regulatory Organization’s
                                                    plans to submit this existing collection                    SECURITIES AND EXCHANGE                                    Statement of the Purpose of, and
                                                    of information to the Office of                             COMMISSION                                                 Statutory Basis for, the Proposed Rule
                                                    Management and Budget for extension                                                                                    Change
                                                                                                                [Release No. 34–81083; File No. SR–CBOE–
                                                    and approval.                                               2017–051]
                                                       Form F–10 (17 CFR 239.40) is a                                                                                      1. Purpose
                                                    registration statement under the                            Self-Regulatory Organizations;                                On February 2, 2011, the Commission
                                                    Securities Act of 1933 (15 U.S.C. 77a et                    Chicago Board Options Exchange,                            approved the Exchange’s proposal to
                                                    seq.) that may be used by a foreign                         Incorporated; Notice of Filing and                         establish a Credit Option Margin Pilot
                                                    private issuer that: Is incorporated or                     Immediate Effectiveness of a Proposed                      Program (‘‘Program’’).5 The proposal
                                                    organized in Canada; has been subject                       Rule Change To Extend the Credit                           became effective on a pilot basis to run
                                                    to, and in compliance with, Canadian                        Option Margin Pilot Program Through                        on a parallel track with Financial
                                                    reporting requirements for at least 12                      July 18, 2018
                                                    months; and has an aggregate market                                                                                      3 15  U.S.C. 78s(b)(3)(A)(iii).
                                                    value of common stock held by non-                          July 6, 2017.                                                4 17  CFR 240.19b–4(f)(6).
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                                                                                                                                                                              5 See Securities Exchange Act Release No. 63819
                                                    affiliates of at least $75 million. The                        Pursuant to Section 19(b)(1) of the
                                                                                                                                                                           (February 2, 2011), 76 FR 6838 (February 8, 2011)
                                                    purpose of this information collection is                   Securities Exchange Act of 1934 (the                       order approving (SR–CBOE–2010–106). To
                                                    to permit verification of compliance                        ‘‘Act’’),1 and Rule 19b–4 thereunder,2                     implement the Program, the Exchange amended
                                                    with securities law requirements and                        notice is hereby given that on June 22,                    Rule 12.3(l), Margin Requirements, to make CBOE’s
                                                    assure the public availability of such                      2017, Chicago Board Options Exchange,                      margin requirements for Credit Options consistent
                                                                                                                                                                           with Financial Industry Regulatory Authority
                                                    information. We estimate that Form F–                       Incorporated (the ‘‘Exchange’’ or                          (‘‘FINRA’’) Rule 4240, Margin Requirements for
                                                                                                                                                                           Credit Default Swaps. CBOE’s Credit Options (i.e.,
                                                      6 Id.                                                          1 15   U.S.C. 78s(b)(1).                              Credit Default Options and Credit Default Basket
                                                      7 17    CFR 200.30–3(a)(31).                                   2 17   CFR 240.19b–4.                                 Options) are analogous to credit default swaps.



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Document Created: 2017-07-12 03:00:25
Document Modified: 2017-07-12 03:00:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 32219 

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