82_FR_34077 82 FR 33938 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201

82 FR 33938 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 139 (July 21, 2017)

Page Range33938-33939
FR Document2017-15320

Federal Register, Volume 82 Issue 139 (Friday, July 21, 2017)
[Federal Register Volume 82, Number 139 (Friday, July 21, 2017)]
[Notices]
[Pages 33938-33939]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15320]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81155; File No. SR-NYSEArca-2016-176]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of 
Designation of a Longer Period for Commission Action on Proceedings To 
Determine Whether To Approve or Disapprove a Proposed Rule Change 
Relating to the Listing and Trading of Shares of the EtherIndex Ether 
Trust Under NYSE Arca Equities Rule 8.201

July 17, 2017.
    On December 30, 2016, NYSE Arca, Inc. filed with the Securities and 
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of 
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to list and trade shares of the 
EtherIndex Ether Trust under NYSE Arca Equities Rule 8.201. The 
proposed rule change was published for comment in the Federal Register 
on January 23, 2017.\3\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 79792 (Jan. 13, 
2017), 82 FR 7891.
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    On February 23, 2017, pursuant to Section 19(b)(2) of the Act,\4\ 
the Commission designated a longer period within which to approve the 
proposed rule change, disapprove the proposed rule change, or institute 
proceedings to determine whether to disapprove the proposed rule 
change.\5\ On April 21, 2017, the Commission instituted proceedings to 
determine whether to approve or disapprove the proposed rule change.\6\ 
The Commission has received nine comments on the proposed rule 
change.\7\
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    \4\ 15 U.S.C. 78s(b)(2).
    \5\ See Securities Exchange Act Release No. 80094, 82 FR 12268 
(Mar. 1, 2017).
    \6\ See Securities Exchange Act Release No. 80501, 82 FR 19397 
(Apr. 27, 2017). Specifically, the Commission instituted proceedings 
to allow for additional analysis of the proposed rule change's 
consistency with Section 6(b)(5) of the Act, which requires, among 
other things, that the rules of a national securities exchange be 
``designed to prevent fraudulent and manipulative acts and 
practices, to promote just and equitable principles of trade,'' and 
``to protect investors and the public interest.'' See id. at 19397.
    \7\ See Letters from Andrew Quentson (Apr. 26, 2017); Charles K. 
Massey, III, Venture Private Equity Investment (Apr. 26, 2017); 
Anita Desai (Apr. 29, 2017); Luc Jean (May 3, 2017); Tisho P. (May 
10, 2017); Kevin McSheehan (May 14, 2017); Bruce Granger (May 16, 
2017); Bruce Granger (May 16, 2017); and Alen Lee (May 18, 2017). 
All comments on the proposed rule change are available on the 
Commission's Web site at: https://www.sec.gov/comments/sr-nysearca-2016-176/nysearca2016176.htm.

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[[Page 33939]]

    Section 19(b)(2) of the Act \8\ provides that, after initiating 
disapproval proceedings, the Commission shall issue an order approving 
or disapproving the proposed rule change not later than 180 days after 
the date of publication of notice of filing of the proposed rule 
change. The Commission may extend the period for issuing an order 
approving or disapproving the proposed rule change by not more than 60 
days if the Commission determines that a longer period is appropriate 
and publishes the reasons for such determination. The proposed rule 
change was published for notice and comment in the Federal Register on 
January 23, 2017. July 22, 2017 is 180 days from that date, and 
September 20, 2017 is 240 days from that date.
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds it appropriate to designate a longer period 
within which to issue an order approving or disapproving the proposed 
rule change so that it has sufficient time to consider this proposed 
rule change. Accordingly, the Commission, pursuant to Section 19(b)(2) 
of the Act,\9\ designates September 20, 2017 as the date by which the 
Commission shall either approve or disapprove the proposed rule change 
(File No. SR-NYSEArca-2016-176).
---------------------------------------------------------------------------

    \9\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\10\
---------------------------------------------------------------------------

    \10\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15320 Filed 7-20-17; 8:45 am]
BILLING CODE 8011-01-P



                                                33938                                Federal Register / Vol. 82, No. 139 / Friday, July 21, 2017 / Notices

                                                B. Self-Regulatory Organization’s                             • Send an email to rule-comments@     SECURITIES AND EXCHANGE
                                                Statement on Burden on Competition                          sec.gov. Please include File Number SR– COMMISSION
                                                   The Exchange does not believe that                       BOX–2017–24 on the subject line.
                                                the proposed rule change will impose                        Paper comments:                                           [Release No. 34–81155; File No. SR–
                                                any burden on competition not                                                                                         NYSEArca–2016–176]
                                                necessary or appropriate in furtherance                       • Send paper comments in triplicate
                                                of the purposes of the Act. The                             to Secretary, Securities and Exchange                     Self-Regulatory Organizations; NYSE
                                                Exchange believes this proposal will not                    Commission, 100 F Street NE.,                             Arca, Inc.; Notice of Designation of a
                                                cause unnecessary burden on                                                                                           Longer Period for Commission Action
                                                                                                            Washington, DC 20549–1090.
                                                intermarket competition because the                                                                                   on Proceedings To Determine Whether
                                                proposed changes will actually enhance                      All submissions should refer to File                      To Approve or Disapprove a Proposed
                                                the competiveness of the Exchange                           Number SR–BOX–2017–24. This file                          Rule Change Relating to the Listing
                                                relative to other exchanges which offer                     number should be included on the                          and Trading of Shares of the
                                                comparable fees and rebates for QCC                         subject line if email is used. To help the                EtherIndex Ether Trust Under NYSE
                                                transactions. To the extent that the                        Commission process and review your                        Arca Equities Rule 8.201
                                                proposed changes make the Exchange a                        comments more efficiently, please use                     July 17, 2017.
                                                more attractive marketplace for market                      only one method. The Commission will
                                                                                                            post all comments on the Commission’s                        On December 30, 2016, NYSE Arca,
                                                participants at other exchanges, such
                                                                                                            Internet Web site (http://www.sec.gov/                    Inc. filed with the Securities and
                                                market participants are welcome to
                                                                                                                                                                      Exchange Commission (‘‘Commission’’),
                                                become market participants on the                           rules/sro.shtml). Copies of the
                                                                                                                                                                      pursuant to Section 19(b)(1) of the
                                                Exchange.                                                   submission, all subsequent
                                                                                                                                                                      Securities Exchange Act of 1934
                                                                                                            amendments, all written statements
                                                C. Self-Regulatory Organization’s                                                                                     (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
                                                Statement on Comments on the                                with respect to the proposed rule                         proposed rule change to list and trade
                                                Proposed Rule Change Received From                          change that are filed with the                            shares of the EtherIndex Ether Trust
                                                Members, Participants, or Others                            Commission, and all written                               under NYSE Arca Equities Rule 8.201.
                                                                                                            communications relating to the                            The proposed rule change was
                                                  No written comments were either                           proposed rule change between the                          published for comment in the Federal
                                                solicited or received.                                      Commission and any person, other than                     Register on January 23, 2017.3
                                                III. Date of Effectiveness of the                           those that may be withheld from the                          On February 23, 2017, pursuant to
                                                Proposed Rule Change and Timing for                         public in accordance with the                             Section 19(b)(2) of the Act,4 the
                                                Commission Action                                           provisions of 5 U.S.C. 552, will be                       Commission designated a longer period
                                                   The foregoing rule change has become                     available for Web site viewing and                        within which to approve the proposed
                                                effective pursuant to Section                               printing in the Commission’s Public                       rule change, disapprove the proposed
                                                19(b)(3)(A)(ii) of the Exchange Act 15                      Reference Room, 100 F Street NE.,                         rule change, or institute proceedings to
                                                and Rule 19b–4(f)(2) thereunder,16                          Washington, DC 20549 on official                          determine whether to disapprove the
                                                because it establishes or changes a due,                    business days between the hours of                        proposed rule change.5 On April 21,
                                                or fee.                                                     10:00 a.m. and 3:00 p.m. Copies of such                   2017, the Commission instituted
                                                   At any time within 60 days of the                        filing also will be available for                         proceedings to determine whether to
                                                filing of the proposed rule change, the                     inspection and copying at the principal                   approve or disapprove the proposed
                                                Commission summarily may                                    office of the Exchange. All comments                      rule change.6 The Commission has
                                                temporarily suspend the rule change if                      received will be posted without change;                   received nine comments on the
                                                it appears to the Commission that the                       the Commission does not edit personal                     proposed rule change.7
                                                action is necessary or appropriate in the                   identifying information from
                                                public interest, for the protection of                      submissions. You should submit only                         1 15  U.S.C. 78s(b)(1).
                                                                                                                                                                        2 17  CFR 240.19b–4.
                                                investors, or would otherwise further                       information that you wish to make                            3 See Securities Exchange Act Release No. 79792
                                                the purposes of the Act. If the                             available publicly. All submissions                       (Jan. 13, 2017), 82 FR 7891.
                                                Commission takes such action, the                           should refer to File Number SR–BOX–                          4 15 U.S.C. 78s(b)(2).
                                                Commission shall institute proceedings                      2017–24, and should be submitted on or                       5 See Securities Exchange Act Release No. 80094,

                                                to determine whether the proposed rule                      before August 11, 2017.                                   82 FR 12268 (Mar. 1, 2017).
                                                should be approved or disapproved.                                                                                       6 See Securities Exchange Act Release No. 80501,
                                                                                                              For the Commission, by the Division of                  82 FR 19397 (Apr. 27, 2017). Specifically, the
                                                IV. Solicitation of Comments                                Trading and Markets, pursuant to delegated                Commission instituted proceedings to allow for
                                                                                                            authority.17                                              additional analysis of the proposed rule change’s
                                                  Interested persons are invited to                                                                                   consistency with Section 6(b)(5) of the Act, which
                                                submit written data, views, and                             Eduardo A. Aleman,                                        requires, among other things, that the rules of a
                                                arguments concerning the foregoing,                         Assistant Secretary.                                      national securities exchange be ‘‘designed to
                                                                                                                                                                      prevent fraudulent and manipulative acts and
                                                including whether the proposed rule                         [FR Doc. 2017–15321 Filed 7–20–17; 8:45 am]
                                                                                                                                                                      practices, to promote just and equitable principles
                                                change is consistent with the Act.                          BILLING CODE 8011–01–P                                    of trade,’’ and ‘‘to protect investors and the public
                                                Comments may be submitted by any of                                                                                   interest.’’ See id. at 19397.
                                                the following methods:                                                                                                   7 See Letters from Andrew Quentson (Apr. 26,

                                                                                                                                                                      2017); Charles K. Massey, III, Venture Private
sradovich on DSK3GMQ082PROD with NOTICES




                                                Electronic Comments                                                                                                   Equity Investment (Apr. 26, 2017); Anita Desai
                                                                                                                                                                      (Apr. 29, 2017); Luc Jean (May 3, 2017); Tisho P.
                                                  • Use the Commission’s Internet                                                                                     (May 10, 2017); Kevin McSheehan (May 14, 2017);
                                                comment form (http://www.sec.gov/                                                                                     Bruce Granger (May 16, 2017); Bruce Granger (May
                                                rules/sro.shtml); or                                                                                                  16, 2017); and Alen Lee (May 18, 2017). All
                                                                                                                                                                      comments on the proposed rule change are
                                                                                                                                                                      available on the Commission’s Web site at: https://
                                                  15 15   U.S.C. 78s(b)(3)(A)(ii).                                                                                    www.sec.gov/comments/sr-nysearca-2016-176/
                                                  16 17   CFR 240.19b–4(f)(2).                                   17 17   CFR 200.30–3(a)(12).                         nysearca2016176.htm.



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                                                                                     Federal Register / Vol. 82, No. 139 / Friday, July 21, 2017 / Notices                                                 33939

                                                   Section 19(b)(2) of the Act 8 provides                    ADDRESSES:    Submit completed loan                   409 3rd Street SW., Suite 6050,
                                                that, after initiating disapproval                           applications to: U.S. Small Business                  Washington, DC 20416.
                                                proceedings, the Commission shall issue                      Administration, Processing and                        SUPPLEMENTARY INFORMATION: The notice
                                                an order approving or disapproving the                       Disbursement Center, 14925 Kingsport                  of the President’s major disaster
                                                proposed rule change not later than 180                      Road, Fort Worth, TX 76155.                           declaration for Private Non-Profit
                                                days after the date of publication of                        FOR FURTHER INFORMATION CONTACT: A.                   organizations in the State of MISSOURI,
                                                notice of filing of the proposed rule                        Escobar, Office of Disaster Assistance,               dated 06/02/2017, is hereby amended to
                                                change. The Commission may extend                            U.S. Small Business Administration,                   include the following areas as adversely
                                                the period for issuing an order                              409 3rd Street SW., Suite 6050,                       affected by the disaster.
                                                approving or disapproving the proposed                       Washington, DC 20416, (202) 205–6734.                 Primary Counties: Boone, Cape
                                                rule change by not more than 60 days                         SUPPLEMENTARY INFORMATION: The notice                      Girardeau, Mississippi, New
                                                if the Commission determines that a                          of the Presidential disaster declaration                   Madrid, Pemiscot, Sainte
                                                longer period is appropriate and                             for the State of MISSOURI, dated 06/02/                    Genevieve, Scott.
                                                publishes the reasons for such                               2017 is hereby amended to include the                    All other information in the original
                                                determination. The proposed rule                             following areas as adversely affected by              declaration remains unchanged.
                                                change was published for notice and                          the disaster:
                                                comment in the Federal Register on                                                                                 (Catalog of Federal Domestic Assistance
                                                January 23, 2017. July 22, 2017 is 180                       Primary Counties: (Physical Damage and                Numbers 59002 and 59008)
                                                days from that date, and September 20,                            Economic Injury Loans): Christian,
                                                                                                                                                                   Rafaela Monchek,
                                                2017 is 240 days from that date.                                  Crawford, Dent, Greene, Iron, Sainte
                                                                                                                  Genevieve, Wayne, Wright.                        Acting Associate Administrator for Disaster
                                                   The Commission finds it appropriate                                                                             Assistance.
                                                to designate a longer period within                          Contiguous Counties: (Economic Injury
                                                                                                                  Loans Only):                                     [FR Doc. 2017–15358 Filed 7–20–17; 8:45 am]
                                                which to issue an order approving or                                                                               BILLING CODE 8025–01–P
                                                disapproving the proposed rule change                          Illinois: Randolph
                                                so that it has sufficient time to consider                     Missouri: Dallas, Polk
                                                this proposed rule change. Accordingly,                        All other information in the original               DEPARTMENT OF STATE
                                                the Commission, pursuant to Section                          declaration remains unchanged.
                                                19(b)(2) of the Act,9 designates                                                                                   [Public Notice: 10064]
                                                                                                             (Catalog of Federal Domestic Assistance
                                                September 20, 2017 as the date by                            Numbers 59002 and 59008)
                                                which the Commission shall either                                                                                  Defense Trade Advisory Group; Notice
                                                approve or disapprove the proposed                           Rafaela Monchek                                       of Open Meeting
                                                rule change (File No. SR–NYSEArca–                           Acting Associate Administrator for Disaster
                                                                                                                                                                      The Defense Trade Advisory Group
                                                2016–176).                                                   Assistance.
                                                                                                                                                                   (DTAG) will meet in open session from
                                                                                                             [FR Doc. 2017–15360 Filed 7–20–17; 8:45 am]
                                                  For the Commission, by the Division of                                                                           1:00 p.m. until 5:00 p.m. on Friday,
                                                                                                             BILLING CODE 8025–01–P
                                                Trading and Markets, pursuant to delegated                                                                         September 8, 2017 at 1777 F Street NW.,
                                                authority.10                                                                                                       Washington DC 20006. Entry and
                                                Eduardo A. Aleman,                                                                                                 registration will begin at 12:30 p.m. The
                                                                                                             SMALL BUSINESS ADMINISTRATION
                                                Assistant Secretary.                                                                                               membership of this advisory committee
                                                [FR Doc. 2017–15320 Filed 7–20–17; 8:45 am]                  [Disaster Declaration #15153 and #15154]              consists of private sector defense trade
                                                BILLING CODE 8011–01–P                                                                                             representatives, appointed by the
                                                                                                             Missouri Disaster Number MO–00082                     Assistant Secretary of State for Political-
                                                                                                             AGENCY: U.S. Small Business                           Military Affairs, who advise the
                                                SMALL BUSINESS ADMINISTRATION                                Administration.                                       Department on policies, regulations, and
                                                                                                                                                                   technical issues affecting defense trade.
                                                [Disaster Declaration #15151 and #15152]                     ACTION: Amendment 1.                                  The purpose of the meeting will be to
                                                                                                             SUMMARY:   This is an amendment of the                discuss current defense trade issues and
                                                Missouri Disaster Number MO–00081                                                                                  topics for further study.
                                                                                                             Presidential declaration of a major
                                                AGENCY: U.S. Small Business                                  disaster for Public Assistance Only for                  The following agenda topics will be
                                                Administration.                                              the State of MISSOURI (FEMA–4317–                     discussed: (1) One-Form electronic
                                                ACTION: Amendment 1.                                         DR), dated 06/02/2017.                                filing, review and discuss
                                                                                                               Incident: Severe Storms, Tornadoes,                 recommendations for making electronic
                                                SUMMARY:   This is an amendment of the                       Straight-line Winds, and Flooding.                    filing more cost-effective and efficient
                                                Presidential declaration of a major                            Incident Period: 04/28/2017 through                 for industry; (2) Identify key areas of
                                                disaster for the State of MISSOURI                           05/11/2017.                                           concern with the proposed definition
                                                (FEMA–4317–DR), dated 06/02/2017.                                                                                  for defense services in 80 FR 31525
                                                                                                             DATES: Applicable 07/13/2017.
                                                  Incident: Severe Storms, Tornadoes,                                                                              (June 3, 2015); (3) Review and provide
                                                                                                               Physical Loan Application Deadline                  feedback to accurately and effectively
                                                Straight-line Winds, and Flooding.
                                                                                                             Date: 08/01/2017.                                     define ‘‘manufacturing’’ and distinguish
                                                  Incident Period: 04/28/2017 through
                                                                                                               Economic Injury (EIDL) Loan                         it from other related activities like
                                                05/11/2017.
                                                                                                             Application Deadline Date: 03/02/2018.                assembly, integration, installment and
                                                DATES: Applicable 07/13/2017.
                                                                                                             ADDRESSES: Submit completed loan                      various services; (4) Examine and
sradovich on DSK3GMQ082PROD with NOTICES




                                                  Physical Loan Application Deadline
                                                                                                             applications to: U.S. Small Business                  discuss the current rules regarding the
                                                Date: 08/01/2017.
                                                                                                             Administration, Processing and                        release of technical data to foreign dual-
                                                  EIDL Loan Application Deadline Date:
                                                                                                             Disbursement Center, 14925 Kingsport                  nationals and identify alternative
                                                03/02/2018.
                                                                                                             Road, Fort Worth, TX 76155.                           options which sufficiently facilitates
                                                  8 15    U.S.C. 78s(b)(2).                                  FOR FURTHER INFORMATION CONTACT: A.                   risk assessment and risk mitigation and
                                                  9 Id.                                                      Escobar, Office of Disaster Assistance,               (5) Discuss and provide assessment,
                                                  10 17   CFR 200.30–3(a)(57).                               U.S. Small Business Administration,                   including a cost-benefit analysis, of


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Document Created: 2017-07-21 06:00:14
Document Modified: 2017-07-21 06:00:14
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 33938 

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