82 FR 34336 - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 996A
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 140 (July 24, 2017)
Federal Register Volume 82, Issue 140 (July 24, 2017)
| Page Range | 34336-34336 | |
| FR Document | 2017-15408 |
[Federal Register Volume 82, Number 140 (Monday, July 24, 2017)] [Notices] [Page 34336] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-15408] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-81162; File No. SR-Phlx-2017-47] Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 996A July 18, 2017. On June 8, 2017, NASDAQ PHLX LLC (``Phlx'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to adopt Rule 996A (Consolidated Audit Trail--Fee Dispute Resolution). The proposed rule change was published for comment in the Federal Register on June 23, 2017.\3\ The Commission received no comment letters on the proposed rule change. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ Securities Exchange Act Release No. 80967 (June 19, 2017), 82 FR 28719 (``Notice''). --------------------------------------------------------------------------- Section 19(b)(2) of the Act \4\ provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. --------------------------------------------------------------------------- \4\ 15 U.S.C. 78s(b)(2). --------------------------------------------------------------------------- The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. The proposed rule change would establish the procedures for resolving potential disputes related to CAT Fees charged to Industry Members. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates September 21, 2017, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR-Phlx-2017-47). --------------------------------------------------------------------------- \5\ 15 U.S.C. 78s(b)(2). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\6\ --------------------------------------------------------------------------- \6\ 17 CFR 200.30-3(a)(31). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-15408 Filed 7-21-17; 8:45 am] BILLING CODE 8011-01-P
![34336 Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices
is the second notice for public award, within the limits of funds made the Securities and Exchange
comment; the first was published in the available * * * scholarships and Commission (‘‘Commission’’), pursuant
Federal Register at 82 FR 22857 and no graduate fellowships for scientific study to Section 19(b)(1) of the Securities
comments were received. NSF is or scientific work in the mathematical, Exchange Act of 1934 (‘‘Act’’ or
forwarding the proposed submission to physical, biological, engineering, social, ‘‘Exchange Act’’) 1 and Rule 19b–4
the Office of Management and Budget and other sciences at accredited U.S. thereunder,2 a proposed rule change to
(OMB) for clearance simultaneously institutions selected by the recipient of adopt Rule 996A (Consolidated Audit
with the publication of this second such aid, for stated periods of time.’’ Trail—Fee Dispute Resolution). The
notice. The full submission may be The Graduate Research Fellowship proposed rule change was published for
found at http://www.reginfo.gov/public/ Program has two goals: comment in the Federal Register on
do/PRAMain. • To select, recognize, and financially
June 23, 2017.3 The Commission
DATES: Written comments on this notice support, early in their careers,
received no comment letters on the
must be received by August 23, 2017, to individuals with the demonstrated
potential to be high achieving scientists proposed rule change.
be assured consideration. Comments
received after that date will be and engineers; Section 19(b)(2) of the Act 4 provides
considered to the extent practicable. • To broaden participation in science that, within 45 days of the publication
Send comments to address below. and engineering of underrepresented of notice of the filing of a proposed rule
FOR FURTHER INFORMATION CONTACT:
groups, including women, minorities, change, or within such longer period up
Suzanne H. Plimpton, Reports Clearance persons with disabilities, and veterans. to 90 days as the Commission may
The list of GRFP Awardees recognized designate if it finds such longer period
Officer, National Science Foundation,
by the Foundation may be found via to be appropriate and publishes its
4201 Wilson Boulevard, Suite 1265,
FastLane through the NSF Web site: reasons for so finding or as to which the
Arlington, Virginia 22230; telephone
https://www.fastlane.nsf.gov/grfp/ self-regulatory organization consents,
(703) 292–7556; or send email to
AwardeeList.do? the Commission shall either approve the
splimpto@nsf.gov. Individuals who use
method=loadAwardeeList. The GRF proposed rule change, disapprove the
a telecommunications device for the
Program is described in the Solicitation proposed rule change, or institute
deaf (TDD) may call the Federal
available at: https://www.nsf.gov/pubs/ proceedings to determine whether the
Information Relay Service (FIRS) at 1–
2016/nsf16588/nsf16588.pdf.
800–877–8339, which is accessible 24 proposed rule change should be
Estimate of Burden: This is an annual
hours a day, 7 days a week, 365 days a disapproved. The Commission is
application program providing three
year (including federal holidays). extending this 45-day time period.
NSF may not conduct or sponsor a years of support to individuals, usable
over a five-year fellowship period. The The Commission finds that it is
collection of information unless the
application deadlines are in late appropriate to designate a longer period
collection of information displays a
currently valid OMB control number October. It is estimated that each within which to take action on the
and the agency informs potential submission is averaged to be 12 hours proposed rule change so that it has
persons who are to respond to the per respondent, which includes three sufficient time to consider the proposed
collection of information that such references (on average) for each rule change. The proposed rule change
persons are not required to respond to application. It is estimated that it takes would establish the procedures for
the collection of information unless it two hours per reference for each resolving potential disputes related to
displays a currently valid OMB control applicant. CAT Fees charged to Industry Members.
Respondents: Individuals.
number. Accordingly, the Commission,
Estimated Number of Responses:
SUPPLEMENTARY INFORMATION: Comments 15,000. pursuant to Section 19(b)(2) of the Act,5
are invited on: (a) Whether the proposed Estimated Total Annual Burden on designates September 21, 2017, as the
collection of information is necessary Respondents: 180,000 hours. date by which the Commission should
for the proper performance of the Frequency of Responses: Annually. either approve or disapprove or institute
functions of the Foundation, including proceedings to determine whether to
whether the information will have Dated: July 18, 2017.
disapprove the proposed rule change
practical utility; (b) the accuracy of the Suzanne H. Plimpton,
(File Number SR–Phlx–2017–47).
Foundation’s estimate of the burden of Reports Clearance Officer, National Science
the proposed collection of information; Foundation. For the Commission, by the Division of
(c) ways to enhance the quality, utility, [FR Doc. 2017–15430 Filed 7–21–17; 8:45 am] Trading and Markets, pursuant to delegated
authority.6
and clarity of the information to be BILLING CODE 7555–01–P
collected; and (d) ways to minimize the Eduardo A. Aleman,
burden of the collection of information Assistant Secretary.
on those who are to respond, including SECURITIES AND EXCHANGE [FR Doc. 2017–15408 Filed 7–21–17; 8:45 am]
through the use of automated collection COMMISSION BILLING CODE 8011–01–P
techniques or other forms of information [Release No. 34–81162; File No. SR–Phlx–
technology. 2017–47]
Title of Collection: Graduate Research
Fellowship Application. Self-Regulatory Organizations;
OMB Approval Number: 3145–0023.
mstockstill on DSK30JT082PROD with NOTICES
NASDAQ PHLX LLC; Notice of
Type of Request: Intent to seek Designation of a Longer Period for 1 15 U.S.C. 78s(b)(1).
approval to extend with revision an Commission Action on a Proposed 2 17 CFR 240.19b–4.
information collection for three years. Rule Change To Adopt Rule 996A 3 Securities Exchange Act Release No. 80967
Abstract: Section 10 of the National (June 19, 2017), 82 FR 28719 (‘‘Notice’’).
Science Foundation Act of 1950 (42 July 18, 2017. 4 15 U.S.C. 78s(b)(2).
U.S.C. 1861 et seq.), as amended, states On June 8, 2017, NASDAQ PHLX LLC 5 15 U.S.C. 78s(b)(2).
that ‘‘The Foundation is authorized to (‘‘Phlx’’ or the ‘‘Exchange’’) filed with 6 17 CFR 200.30–3(a)(31).
VerDate Sep<11>2014 18:13 Jul 21, 2017 Jkt 241001 PO 00000 Frm 00062 Fmt 4703 Sfmt 9990 E:\FR\FM\24JYN1.SGM 24JYN1](https://thefederalregister.org/doc/82_FR_34476/page/1.svg)
Document Created: 2017-07-22 01:20:07
Document Modified: 2017-07-22 01:20:07
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 34336 |
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