82 FR 34337 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 140 (July 24, 2017)

Page Range		34337-34338
FR Document		2017-15414

Federal Register, Volume 82 Issue 140 (Monday, July 24, 2017)

[Federal Register Volume 82, Number 140 (Monday, July 24, 2017)]
[Notices]
[Pages 34337-34338]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15414]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81167; File No. SR-NASDAQ-2017-059]


Self-Regulatory Organizations; The NASDAQ Stock Market LLC; 
Notice of Designation of a Longer Period for Commission Action on a 
Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9

July 18, 2017.
    On June 8, 2017, The NASDAQ Stock Market LLC (``Nasdaq'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to adopt Rule 6896 and Chapter 
IX, Section 9 (Consolidated Audit Trail--Fee Dispute Resolution). The 
proposed rule change was published for comment in the Federal Register 
on June 22, 2017.\3\ The Commission received no comment letters on the 
proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80952 (June 16, 2017), 
82 FR 28540 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents,

[[Page 34338]]

the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates September 20, 2017, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-NASDAQ-2017-059).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15414 Filed 7-21-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices 34337

SECURITIES AND EXCHANGE disapprove the proposed rule change proposed rule change so that it has
COMMISSION (File Number SR–BatsBYX–2017–13). sufficient time to consider the proposed
For the Commission, by the Division of rule change. The proposed rule change
[Release No. 34–81156; File No. SR– Trading and Markets, pursuant to delegated would establish the procedures for
BatsBYX–2017–13] authority.6 resolving potential disputes related to
Eduardo A. Aleman, CAT Fees charged to Industry Members.
Self-Regulatory Organizations; Bats Assistant Secretary. Accordingly, the Commission,
BYX Exchange, Inc.; Notice of [FR Doc. 2017–15413 Filed 7–21–17; 8:45 am]
pursuant to Section 19(b)(2) of the Act,5
Designation of a Longer Period for designates September 5, 2017, as the
BILLING CODE 8011–01–P
Commission Action on a Proposed date by which the Commission should
Rule Change To Adopt Rule 4.17, either approve or disapprove or institute
Consolidated Audit Trail—Fee Dispute SECURITIES AND EXCHANGE proceedings to determine whether to
Resolution COMMISSION disapprove the proposed rule change
(File Number SR–BOX–2017–19).
July 18, 2017. [Release No. 34–81161; File No. SR–BOX–
2017–19] For the Commission, by the Division of
On May 23, 2017, Bats BYX Exchange, Trading and Markets, pursuant to delegated
Inc. (‘‘BYX’’ or the ‘‘Exchange’’) filed Self-Regulatory Organizations; BOX authority.6
with the Securities and Exchange Options Exchange LLC; Notice of Eduardo A. Aleman,
Commission (‘‘Commission’’), pursuant Designation of a Longer Period for Assistant Secretary.
to Section 19(b)(1) of the Securities Commission Action on a Proposed [FR Doc. 2017–15409 Filed 7–21–17; 8:45 am]
Exchange Act of 1934 (‘‘Act’’ or Rule Change To Adopt Rule 16100 BILLING CODE 8011–01–P
‘‘Exchange Act’’) 1 and Rule 19b–4 (Consolidated Audit Trail—Fee Dispute
thereunder,2 a proposed rule change to Resolution) To Establish the
adopt Rule 4.17 (Consolidated Audit Procedures for Resolving Potential SECURITIES AND EXCHANGE
Trail—Fee Dispute Resolution). The Disputes Related to CAT Fees Charged COMMISSION
proposed rule change was published for to Industry Members
comment in the Federal Register on [Release No. 34–81167; File No. SR–
June 7, 2017.3 The Commission received NASDAQ–2017–059]
July 18, 2017.
no comment letters on the proposed rule On May 25, 2017, BOX Options Self-Regulatory Organizations; The
change. Exchange LLC (‘‘BOX’’ or the NASDAQ Stock Market LLC; Notice of
Section 19(b)(2) of the Act 4 provides ‘‘Exchange’’) filed with the Securities Designation of a Longer Period for
that, within 45 days of the publication and Exchange Commission Commission Action on a Proposed
of notice of the filing of a proposed rule (‘‘Commission’’), pursuant to Section Rule Change To Adopt Rule 6896 and
change, or within such longer period up 19(b)(1) of the Securities Exchange Act Chapter IX, Section 9
to 90 days as the Commission may of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
designate if it finds such longer period Rule 19b–4 thereunder,2 a proposed rule July 18, 2017.
to be appropriate and publishes its change to adopt Rule 16100 On June 8, 2017, The NASDAQ Stock
reasons for so finding or as to which the (Consolidated Audit Trail—Fee Dispute Market LLC (‘‘Nasdaq’’ or the
self-regulatory organization consents, Resolution). The proposed rule change ‘‘Exchange’’) filed with the Securities
the Commission shall either approve the was published for comment in the and Exchange Commission
proposed rule change, disapprove the Federal Register on June 7, 2017.3 The (‘‘Commission’’), pursuant to Section
proposed rule change, or institute Commission received no comment 19(b)(1) of the Securities Exchange Act
proceedings to determine whether the letters on the proposed rule change. of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
proposed rule change should be Section 19(b)(2) of the Act 4 provides Rule 19b–4 thereunder,2 a proposed rule
disapproved. The Commission is that, within 45 days of the publication change to adopt Rule 6896 and Chapter
extending this 45-day time period. of notice of the filing of a proposed rule IX, Section 9 (Consolidated Audit
change, or within such longer period up Trail—Fee Dispute Resolution). The
The Commission finds that it is
to 90 days as the Commission may proposed rule change was published for
appropriate to designate a longer period
designate if it finds such longer period comment in the Federal Register on
within which to take action on the
to be appropriate and publishes its June 22, 2017.3 The Commission
proposed rule change so that it has
reasons for so finding or as to which the received no comment letters on the
sufficient time to consider the proposed
self-regulatory organization consents, proposed rule change.
rule change. The proposed rule change
the Commission shall either approve the Section 19(b)(2) of the Act 4 provides
would establish the procedures for
proposed rule change, disapprove the that, within 45 days of the publication
resolving potential disputes related to
proposed rule change, or institute of notice of the filing of a proposed rule
CAT Fees charged to Industry Members.
proceedings to determine whether the change, or within such longer period up
Accordingly, the Commission, proposed rule change should be to 90 days as the Commission may
pursuant to Section 19(b)(2) of the Act,5 disapproved. The Commission is designate if it finds such longer period
designates September 5, 2017, as the extending this 45-day time period. to be appropriate and publishes its
date by which the Commission should The Commission finds that it is reasons for so finding or as to which the
either approve or disapprove or institute appropriate to designate a longer period self-regulatory organization consents,
mstockstill on DSK30JT082PROD with NOTICES

proceedings to determine whether to within which to take action on the
5 15 U.S.C. 78s(b)(2).
1 15 U.S.C. 78s(b)(1). 6 17
CFR 200.30–3(a)(31). 6 17 CFR 200.30–3(a)(31).
2 17 CFR 240.19b–4. 1 15 U.S.C. 78s(b)(1). 1 15 U.S.C. 78s(b)(1).
3 Securities Exchange Act Release No. 80836 2 17 CFR 240.19b–4. 2 17 CFR 240.19b–4.

(June 1, 2017), 82 FR 26539 (‘‘Notice’’). 3 Securities Exchange Act Release No. 80831 3 Securities Exchange Act Release No. 80952
4 15 U.S.C. 78s(b)(2). (June 1, 2017), 82 FR 26536 (‘‘Notice’’). (June 16, 2017), 82 FR 28540 (‘‘Notice’’).
5 15 U.S.C. 78s(b)(2). 4 15 U.S.C. 78s(b)(2). 4 15 U.S.C. 78s(b)(2).

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34338 Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices

the Commission shall either approve the no comment letters on the proposed rule of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
proposed rule change, disapprove the change. Rule 19b–4 thereunder,2 a proposed rule
proposed rule change, or institute Section 19(b)(2) of the Act 4 provides change to adopt Rule 4.17 (Consolidated
proceedings to determine whether the that, within 45 days of the publication Audit Trail—Fee Dispute Resolution).
proposed rule change should be of notice of the filing of a proposed rule The proposed rule change was
disapproved. The Commission is change, or within such longer period up published for comment in the Federal
extending this 45-day time period. to 90 days as the Commission may Register on June 7, 2017.3 The
The Commission finds that it is designate if it finds such longer period Commission received no comment
appropriate to designate a longer period to be appropriate and publishes its letters on the proposed rule change.
within which to take action on the reasons for so finding or as to which the
self-regulatory organization consents, Section 19(b)(2) of the Act 4 provides
proposed rule change so that it has that, within 45 days of the publication
sufficient time to consider the proposed the Commission shall either approve the
proposed rule change, disapprove the of notice of the filing of a proposed rule
rule change. The proposed rule change
proposed rule change, or institute change, or within such longer period up
would establish the procedures for
proceedings to determine whether the to 90 days as the Commission may
resolving potential disputes related to
CAT Fees charged to Industry Members. proposed rule change should be designate if it finds such longer period
disapproved. The Commission is to be appropriate and publishes its
Accordingly, the Commission, reasons for so finding or as to which the
extending this 45-day time period.
pursuant to Section 19(b)(2) of the Act,5
The Commission finds that it is self-regulatory organization consents,
designates September 20, 2017, as the
appropriate to designate a longer period the Commission shall either approve the
date by which the Commission should
within which to take action on the proposed rule change, disapprove the
either approve or disapprove or institute
proposed rule change so that it has proposed rule change, or institute
proceedings to determine whether to
sufficient time to consider the proposed proceedings to determine whether the
disapprove the proposed rule change
rule change. The proposed rule change proposed rule change should be
(File Number SR–NASDAQ–2017–059).
would establish the procedures for disapproved. The Commission is
For the Commission, by the Division of resolving potential disputes related to extending this 45-day time period.
Trading and Markets, pursuant to delegated CAT Fees charged to Industry Members.
authority.6
Accordingly, the Commission, The Commission finds that it is
Eduardo A. Aleman, pursuant to Section 19(b)(2) of the Act,5 appropriate to designate a longer period
Assistant Secretary. designates September 5, 2017, as the within which to take action on the
[FR Doc. 2017–15414 Filed 7–21–17; 8:45 am] date by which the Commission should proposed rule change so that it has
BILLING CODE 8011–01–P either approve or disapprove or institute sufficient time to consider the proposed
proceedings to determine whether to rule change. The proposed rule change
disapprove the proposed rule change would establish the procedures for
SECURITIES AND EXCHANGE (File Number SR–BatsBZX–2017–39). resolving potential disputes related to
COMMISSION CAT Fees charged to Industry Members.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated Accordingly, the Commission,
[Release No. 34–81157; File No. SR– authority.6 pursuant to Section 19(b)(2) of the Act,5
BatsBZX–2017–39] Eduardo A. Aleman, designates September 5, 2017, as the
Self-Regulatory Organizations; Bats
Assistant Secretary. date by which the Commission should
BZX Exchange, Inc.; Notice of [FR Doc. 2017–15412 Filed 7–21–17; 8:45 am] either approve or disapprove or institute
Designation of a Longer Period for BILLING CODE 8011–01–P proceedings to determine whether to
Commission Action on a Proposed disapprove the proposed rule change
Rule Change To Adopt Rule 4.17, (File Number SR–BatsEDGX–2017–24).
Consolidated Audit Trail—Fee Dispute SECURITIES AND EXCHANGE
For the Commission, by the Division of
Resolution COMMISSION
Trading and Markets, pursuant to delegated
[Release No. 34–81159; File No. SR– authority.6
July 18, 2017.
BatsEDGX–2017–24] Eduardo A. Aleman,
On May 23, 2017, Bats BZX Exchange,
Assistant Secretary.
Inc. (‘‘BZX’’ or the ‘‘Exchange’’) filed Self-Regulatory Organizations; Bats
EDGX Exchange, Inc.; Notice of [FR Doc. 2017–15410 Filed 7–21–17; 8:45 am]
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant Designation of a Longer Period for BILLING CODE 8011–01–P

to Section 19(b)(1) of the Securities Commission Action on a Proposed
Exchange Act of 1934 (‘‘Act’’ or Rule Change To Adopt Rule 4.17,
‘‘Exchange Act’’) 1 and Rule 19b–4 Consolidated Audit Trail—Fee Dispute
thereunder,2 a proposed rule change to Resolution
adopt Rule 4.17 (Consolidated Audit
July 18, 2017.
Trail—Fee Dispute Resolution). The
proposed rule change was published for On May 23, 2017, Bats EDGX
comment in the Federal Register on Exchange, Inc. (‘‘EDGX’’ or the
‘‘Exchange’’) filed with the Securities
mstockstill on DSK30JT082PROD with NOTICES

June 7, 2017.3 The Commission received
and Exchange Commission 1 15 U.S.C. 78s(b)(1).
5 15
(‘‘Commission’’), pursuant to Section 2 17 CFR 240.19b–4.
U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31). 19(b)(1) of the Securities Exchange Act 3 Securities Exchange Act Release No. 80833

1 15 U.S.C. 78s(b)(1). (June 1, 2017), 82 FR 26529 (‘‘Notice’’).
4 15 4 15 U.S.C. 78s(b)(2).
2 17 CFR 240.19b–4. U.S.C. 78s(b)(2).
5 15 5 15 U.S.C. 78s(b)(2).
3 Securities Exchange Act Release No. 80834 U.S.C. 78s(b)(2).
(June 1, 2017), 82 FR 26542 (‘‘Notice’’). 6 17 CFR 200.30–3(a)(31). 6 17 CFR 200.30–3(a)(31).

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Document Created: 2017-07-22 01:20:27
Document Modified: 2017-07-22 01:20:27

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 34337