82 FR 34338 - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 140 (July 24, 2017)

Page Range		34338-34338
FR Document		2017-15412

Federal Register, Volume 82 Issue 140 (Monday, July 24, 2017)

[Federal Register Volume 82, Number 140 (Monday, July 24, 2017)]
[Notices]
[Page 34338]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15412]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81157; File No. SR-BatsBZX-2017-39]


Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of 
Designation of a Longer Period for Commission Action on a Proposed Rule 
Change To Adopt Rule 4.17, Consolidated Audit Trail--Fee Dispute 
Resolution

July 18, 2017.
    On May 23, 2017, Bats BZX Exchange, Inc. (``BZX'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to adopt Rule 4.17 (Consolidated 
Audit Trail--Fee Dispute Resolution). The proposed rule change was 
published for comment in the Federal Register on June 7, 2017.\3\ The 
Commission received no comment letters on the proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80834 (June 1, 2017), 82 
FR 26542 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates September 5, 2017, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-BatsBZX-2017-39).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15412 Filed 7-21-17; 8:45 am]
 BILLING CODE 8011-01-P

34338 Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices

the Commission shall either approve the no comment letters on the proposed rule of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
proposed rule change, disapprove the change. Rule 19b–4 thereunder,2 a proposed rule
proposed rule change, or institute Section 19(b)(2) of the Act 4 provides change to adopt Rule 4.17 (Consolidated
proceedings to determine whether the that, within 45 days of the publication Audit Trail—Fee Dispute Resolution).
proposed rule change should be of notice of the filing of a proposed rule The proposed rule change was
disapproved. The Commission is change, or within such longer period up published for comment in the Federal
extending this 45-day time period. to 90 days as the Commission may Register on June 7, 2017.3 The
The Commission finds that it is designate if it finds such longer period Commission received no comment
appropriate to designate a longer period to be appropriate and publishes its letters on the proposed rule change.
within which to take action on the reasons for so finding or as to which the
self-regulatory organization consents, Section 19(b)(2) of the Act 4 provides
proposed rule change so that it has that, within 45 days of the publication
sufficient time to consider the proposed the Commission shall either approve the
proposed rule change, disapprove the of notice of the filing of a proposed rule
rule change. The proposed rule change
proposed rule change, or institute change, or within such longer period up
would establish the procedures for
proceedings to determine whether the to 90 days as the Commission may
resolving potential disputes related to
CAT Fees charged to Industry Members. proposed rule change should be designate if it finds such longer period
disapproved. The Commission is to be appropriate and publishes its
Accordingly, the Commission, reasons for so finding or as to which the
extending this 45-day time period.
pursuant to Section 19(b)(2) of the Act,5
The Commission finds that it is self-regulatory organization consents,
designates September 20, 2017, as the
appropriate to designate a longer period the Commission shall either approve the
date by which the Commission should
within which to take action on the proposed rule change, disapprove the
either approve or disapprove or institute
proposed rule change so that it has proposed rule change, or institute
proceedings to determine whether to
sufficient time to consider the proposed proceedings to determine whether the
disapprove the proposed rule change
rule change. The proposed rule change proposed rule change should be
(File Number SR–NASDAQ–2017–059).
would establish the procedures for disapproved. The Commission is
For the Commission, by the Division of resolving potential disputes related to extending this 45-day time period.
Trading and Markets, pursuant to delegated CAT Fees charged to Industry Members.
authority.6
Accordingly, the Commission, The Commission finds that it is
Eduardo A. Aleman, pursuant to Section 19(b)(2) of the Act,5 appropriate to designate a longer period
Assistant Secretary. designates September 5, 2017, as the within which to take action on the
[FR Doc. 2017–15414 Filed 7–21–17; 8:45 am] date by which the Commission should proposed rule change so that it has
BILLING CODE 8011–01–P either approve or disapprove or institute sufficient time to consider the proposed
proceedings to determine whether to rule change. The proposed rule change
disapprove the proposed rule change would establish the procedures for
SECURITIES AND EXCHANGE (File Number SR–BatsBZX–2017–39). resolving potential disputes related to
COMMISSION CAT Fees charged to Industry Members.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated Accordingly, the Commission,
[Release No. 34–81157; File No. SR– authority.6 pursuant to Section 19(b)(2) of the Act,5
BatsBZX–2017–39] Eduardo A. Aleman, designates September 5, 2017, as the
Self-Regulatory Organizations; Bats
Assistant Secretary. date by which the Commission should
BZX Exchange, Inc.; Notice of [FR Doc. 2017–15412 Filed 7–21–17; 8:45 am] either approve or disapprove or institute
Designation of a Longer Period for BILLING CODE 8011–01–P proceedings to determine whether to
Commission Action on a Proposed disapprove the proposed rule change
Rule Change To Adopt Rule 4.17, (File Number SR–BatsEDGX–2017–24).
Consolidated Audit Trail—Fee Dispute SECURITIES AND EXCHANGE
For the Commission, by the Division of
Resolution COMMISSION
Trading and Markets, pursuant to delegated
[Release No. 34–81159; File No. SR– authority.6
July 18, 2017.
BatsEDGX–2017–24] Eduardo A. Aleman,
On May 23, 2017, Bats BZX Exchange,
Assistant Secretary.
Inc. (‘‘BZX’’ or the ‘‘Exchange’’) filed Self-Regulatory Organizations; Bats
EDGX Exchange, Inc.; Notice of [FR Doc. 2017–15410 Filed 7–21–17; 8:45 am]
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant Designation of a Longer Period for BILLING CODE 8011–01–P

to Section 19(b)(1) of the Securities Commission Action on a Proposed
Exchange Act of 1934 (‘‘Act’’ or Rule Change To Adopt Rule 4.17,
‘‘Exchange Act’’) 1 and Rule 19b–4 Consolidated Audit Trail—Fee Dispute
thereunder,2 a proposed rule change to Resolution
adopt Rule 4.17 (Consolidated Audit
July 18, 2017.
Trail—Fee Dispute Resolution). The
proposed rule change was published for On May 23, 2017, Bats EDGX
comment in the Federal Register on Exchange, Inc. (‘‘EDGX’’ or the
‘‘Exchange’’) filed with the Securities
mstockstill on DSK30JT082PROD with NOTICES

June 7, 2017.3 The Commission received
and Exchange Commission 1 15 U.S.C. 78s(b)(1).
5 15
(‘‘Commission’’), pursuant to Section 2 17 CFR 240.19b–4.
U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31). 19(b)(1) of the Securities Exchange Act 3 Securities Exchange Act Release No. 80833

1 15 U.S.C. 78s(b)(1). (June 1, 2017), 82 FR 26529 (‘‘Notice’’).
4 15 4 15 U.S.C. 78s(b)(2).
2 17 CFR 240.19b–4. U.S.C. 78s(b)(2).
5 15 5 15 U.S.C. 78s(b)(2).
3 Securities Exchange Act Release No. 80834 U.S.C. 78s(b)(2).
(June 1, 2017), 82 FR 26542 (‘‘Notice’’). 6 17 CFR 200.30–3(a)(31). 6 17 CFR 200.30–3(a)(31).

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Document Created: 2017-07-22 01:19:59
Document Modified: 2017-07-22 01:19:59

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 34338