82 FR 34345 - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 1713 Consolidated Audit Trail-Fee Dispute Resolution

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 140 (July 24, 2017)

Page Range		34345-34345
FR Document		2017-15416

Federal Register, Volume 82 Issue 140 (Monday, July 24, 2017)

[Federal Register Volume 82, Number 140 (Monday, July 24, 2017)]
[Notices]
[Page 34345]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15416]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81165; File No. SR-MIAX-2017-24]


Self-Regulatory Organizations; Miami International Securities 
Exchange, LLC; Notice of Designation of a Longer Period for Commission 
Action on a Proposed Rule Change To Adopt Exchange Rule 1713 
Consolidated Audit Trail--Fee Dispute Resolution

July 18, 2017.
    On May 23, 2017, Miami International Securities Exchange, LLC 
(``MIAX Options'' or the ``Exchange'') filed with the Securities and 
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of 
the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ 
and Rule 19b-4 thereunder,\2\ a proposed rule change to adopt Exchange 
Rule 1713 (Consolidated Audit Trail--Fee Dispute Resolution). The 
proposed rule change was published for comment in the Federal Register 
on June 7, 2017.\3\ The Commission received no comment letters on the 
proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80837 (June 1, 2017), 82 
FR 26526 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates September 5, 2017, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-MIAX-2017-24).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15416 Filed 7-21-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices 34345

Act, or any rule thereunder, if such Section 19(b)(2) of the Act4 provides thereunder,2 a proposed rule change to
relief is necessary or appropriate in the that, within 45 days of the publication adopt Exchange Rule 1713
public interest and consistent with the of notice of the filing of a proposed rule (Consolidated Audit Trail—Fee Dispute
protection of investors and purposes change, or within such longer period up Resolution). The proposed rule change
fairly intended by the policy and to 90 days as the Commission may was published for comment in the
provisions of the Act. Applicants designate if it finds such longer period Federal Register on June 7, 2017.3 The
believe that the requested relief meets to be appropriate and publishes its Commission received no comment
this standard because, as further reasons for so finding or as to which the letters on the proposed rule change.
explained in the application, the self-regulatory organization consents,
Investment Management Agreements the Commission shall either approve the Section 19(b)(2) of the Act 4 provides
will remain subject to shareholder proposed rule change, disapprove the that, within 45 days of the publication
approval while the role of the Sub- proposed rule change, or institute of notice of the filing of a proposed rule
Advisers is substantially similar to that proceedings to determine whether the change, or within such longer period up
of individual portfolio managers, so that proposed rule change should be to 90 days as the Commission may
requiring shareholder approval of Sub- disapproved. The Commission is designate if it finds such longer period
Advisory Agreements would impose extending this 45-day time period. to be appropriate and publishes its
unnecessary delays and expenses on the The Commission finds that it is reasons for so finding or as to which the
Subadvised Series. Applicants believe appropriate to designate a longer period self-regulatory organization consents,
that the requested relief from the within which to take action on the the Commission shall either approve the
Disclosure Requirements meets this proposed rule change so that it has proposed rule change, disapprove the
standard because it will improve the sufficient time to consider the proposed proposed rule change, or institute
Adviser’s ability to negotiate fees paid rule change. The proposed rule change proceedings to determine whether the
to the Sub-Advisers that are more would establish the procedures for proposed rule change should be
advantageous for the Subadvised Series. resolving potential disputes related to disapproved. The Commission is
CAT Fees charged to Industry Members.
For the Commission, by the Division of extending this 45-day time period.
Accordingly, the Commission,
Investment Management, under delegated The Commission finds that it is
authority.
pursuant to Section 19(b)(2) of the Act,5
designates September 18, 2017, as the appropriate to designate a longer period
Eduardo A. Aleman,
date by which the Commission should within which to take action on the
Assistant Secretary. either approve or disapprove or institute proposed rule change so that it has
[FR Doc. 2017–15405 Filed 7–21–17; 8:45 am] proceedings to determine whether to sufficient time to consider the proposed
BILLING CODE 8011–01–P disapprove the proposed rule change rule change. The proposed rule change
(File Number SR–IEX–2017–21). would establish the procedures for
For the Commission, by the Division of resolving potential disputes related to
SECURITIES AND EXCHANGE
Trading and Markets, pursuant to delegated CAT Fees charged to Industry Members.
COMMISSION authority.6
Accordingly, the Commission,
[Release No. 34–81166; File No. SR–IEX– Eduardo A. Aleman,
pursuant to Section 19(b)(2) of the Act,5
2017–21] Assistant Secretary. designates September 5, 2017, as the
[FR Doc. 2017–15415 Filed 7–21–17; 8:45 am] date by which the Commission should
Self-Regulatory Organizations; BILLING CODE 8011–01–P either approve or disapprove or institute
Investors Exchange LLC; Notice of
Designation of a Longer Period for proceedings to determine whether to
Commission Action on a Proposed SECURITIES AND EXCHANGE disapprove the proposed rule change
Rule Change To Adopt Rule 15.130 To COMMISSION (File Number SR–MIAX–2017–24).
Establish the Procedures for Resolving For the Commission, by the Division of
[Release No. 34–81165; File No. SR–MIAX–
Potential Disputes Related to CAT 2017–24] Trading and Markets, pursuant to delegated
Fees Charged to Industry Members authority.6

July 18, 2017.
Self-Regulatory Organizations; Miami Eduardo A. Aleman,
International Securities Exchange, Assistant Secretary.
On June 6, 2017, the Investors LLC; Notice of Designation of a Longer
Exchange LLC (‘‘IEX’’ or the [FR Doc. 2017–15416 Filed 7–21–17; 8:45 am]
Period for Commission Action on a
‘‘Exchange’’) filed with the Securities Proposed Rule Change To Adopt
BILLING CODE 8011–01–P
and Exchange Commission Exchange Rule 1713 Consolidated
(‘‘Commission’’), pursuant to Section Audit Trail—Fee Dispute Resolution
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’ or ‘‘Exchange Act’’)1 and July 18, 2017.
Rule 19b–4 thereunder,2 a proposed rule On May 23, 2017, Miami International
change to adopt Rule 15.130 Securities Exchange, LLC (‘‘MIAX
(Consolidated Audit Trail—Fee Dispute Options’’ or the ‘‘Exchange’’) filed with
Resolution). The proposed rule change the Securities and Exchange
was published for comment in the Commission (‘‘Commission’’), pursuant
mstockstill on DSK30JT082PROD with NOTICES

Federal Register on June 20, 2017.3 The to Section 19(b)(1) of the Securities
Commission received no comment Exchange Act of 1934 (‘‘Act’’ or
letters on the proposed rule change. ‘‘Exchange Act’’) 1 and Rule 19b–4 2 17 CFR 240.19b–4.
3 Securities Exchange Act Release No. 80837
1 15 U.S.C. 78s(b)(1). 4 15 U.S.C. 78s(b)(2). (June 1, 2017), 82 FR 26526 (‘‘Notice’’).
5 15 4 15 U.S.C. 78s(b)(2).
2 17 CFR 240.19b–4. U.S.C. 78s(b)(2).
3 Securities Exchange Act Release No. 80936 6 17 CFR 200.30–3(a)(31). 5 15 U.S.C. 78s(b)(2).

(June 15, 2017), 82 FR 28153 (‘‘Notice’’). 1 15 U.S.C. 78s(b)(1). 6 17 CFR 200.30–3(a)(31).

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Document Created: 2017-07-22 01:20:03
Document Modified: 2017-07-22 01:20:03

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 34345