82 FR 38734 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 156 (August 15, 2017)

Page Range		38734-38734
FR Document		2017-17286

Federal Register, Volume 82 Issue 156 (Tuesday, August 15, 2017)

[Federal Register Volume 82, Number 156 (Tuesday, August 15, 2017)]
[Notices]
[Page 38734]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-17286]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, August 
17, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Consideration of amici participation;
    Resolution of litigation claims;
    Post Argument Discussion; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: August 10, 2017.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017-17286 Filed 8-11-17; 11:15 am]
 BILLING CODE 8011-01-P

38734 Federal Register / Vol. 82, No. 156 / Tuesday, August 15, 2017 / Notices

of view represented and functions to be consideration of the scheduled matters 2016.3 On January 12, 2017, the
performed. at the closed meeting. Commission instituted proceedings
The Charter provides that the duties Commissioner Piwowar, as duty under Section 19(b)(2)(B) of the
of the Committee are to be solely officer, voted to consider the items Exchange Act 4 to determine whether to
advisory. The Commission alone will listed for the closed meeting in closed approve or disapprove the proposed
make any determinations of actions to session. rule change.5 The Commission received
be taken and policies to be expressed The subject matters of the closed 28 comments on the proposed rule
with respect to matters within the meeting will be: change,6 and three responses from the
Commission’s jurisdiction as to which Institution and settlement of Exchange in response to certain
the Committee provides advice or makes injunctive actions; comments.7 On June 6, 2017, pursuant
recommendations. The Committee will Institution and settlement of
meet at such intervals as are necessary administrative proceedings; 3 See Securities Exchange Act Release No. 79474

(December 6, 2016), 81 FR 89543 (‘‘Notice’’).
to carry out its functions. The charter Consideration of amici participation; 4 15 U.S.C. 78s(b)(2)(B).
contemplates that the full Committee Resolution of litigation claims; 5 See Securities Exchange Act Release No. 79781,
will meet one time. Meetings of Post Argument Discussion; and 82 FR 6669 (January 19, 2017).
subgroups or subcommittees of the full Other matters relating to enforcement 6 See letters from: (1) Representative Robert

Committee may occur more frequently. proceedings. Pittenger, Representative Earl L. ‘‘Buddy’’ Carter,
At times, changes in Commission Representative Peter DeFazio, Representative Collin
The Committee will terminate five Peterson, and Representative David Joyce, dated
months from the date it is renewed or priorities require alterations in the December 22, 2016 (‘‘Pittenger Letter 1’’); (2) James
such earlier date as determined by the scheduling of meeting items. N. Hill, dated December 23, 2016; (3) John
Commission unless, before the For further information and to Ciccarelli, dated January 2, 2017 (‘‘Ciccarelli
ascertain what, if any, matters have been Letter’’); (4) Anonymous, dated January 3, 2017
expiration of that time period, it is (‘‘Anonymous Letter’’); (5) David E. Kaplan,
renewed in accordance with the Federal added, deleted or postponed, please Executive Director, Global Investigative Journalism
Advisory Committee Act. A copy of the contact Brent J. Fields from the Office of Network, dated January 4, 2017; (6) Reddy Dandolu,
charter for the Committee has been filed the Secretary at (202) 551–5400. Founder, Chief Executive Officer, Las Vegas Stock
Exchange, dated February 4, 2017 (‘‘Dandolu
with the Chairman of the Commission, Dated: August 10, 2017. Letter’’); (7) David Ferris, Senior Research Analyst,
the Committee on Banking, Housing, Robert W. Errett, The Public Interest Review, dated February 16,
and Urban Affairs of the United States Deputy Secretary.
2017 (‘‘Ferris Letter 1’’); (8) Michael Brennan,
Senate, the Committee on Financial Independent Market Commentator, dated February
[FR Doc. 2017–17286 Filed 8–11–17; 11:15 am] 17, 2017 (‘‘Brennan Letter’’); (9) Lawrence Bass,
Services of the United States House of Individual Member, Alliance for American
BILLING CODE 8011–01–P
Representatives, the Committee Manufacturing, dated February 20, 2017 (‘‘Bass
Management Secretariat of the General Letter’’); (10) Steven Mayer, dated February 20,
Services Administration, and the 2017 (‘‘Mayer Letter’’); (11) William Park, dated
SECURITIES AND EXCHANGE February 21, 2017 (‘‘Park Letter’’); (12) Jason Blake,
Library of Congress. It also has been
COMMISSION Commentator, The Wall Street Journal, dated
posted on the Commission’s Web site at February 25, 2017; (13) John Meagher, Freelance
www.sec.gov. [Release No. 34–81366; File No. SR–CHX– Journalist, dated March 1, 2017; (14) Yong Xiao,
2016–20] Chief Executive Officer, North America Casin
By the Commission. Holdings, Inc., dated March 1, 2017 (‘‘NA Casin
Dated: August 9, 2017. Self-Regulatory Organizations; Holdings Letter’’); (15) Steven Caban, dated March
Brent J. Fields, 1, 2017 (‘‘Caban Letter’’); (16) Harley Seyedin,
Chicago Stock Exchange, Inc.; Notice President, American Chamber of Commerce in
Secretary. of Filing of Amendment No. 1 and South China, dated March 2, 2017 (‘‘Seyedin
[FR Doc. 2017–17138 Filed 8–14–17; 8:45 am] Order Granting Accelerated Approval Letter’’); (17) Salvatore Nobile, dated March 2, 2017
of a Proposed Rule Change, as (‘‘Nobile Letter’’); (18) Olga Gouroudeva, dated
BILLING CODE 8011–01–P
March 3, 2017 (‘‘Gouroudeva Letter’’); (19) John R.
Modified by Amendment No. 1, Prufeta, dated March 3, 2017 (‘‘Prufeta Letter’’); (20)
Regarding the Acquisition of CHX Anthony J. Saliba, Saliba Ventures Holdings, LLC,
SECURITIES AND EXCHANGE Holdings, Inc. by North America Casin dated March 3, 2017 (‘‘Saliba Letter’’); (21) Aileen
COMMISSION Holdings, Inc. Zhong, dated March 5, 2017 (‘‘Zhong Letter’’); (22)
Duncan Karcher, dated March 5, 2017 (‘‘Karcher
August 9, 2017. Letter’’); (23) Ira Gottlieb, Principal, Healthcare
Sunshine Act Meeting Practice, Mazars USA LLP, dated March 5, 2017
I. Introduction (‘‘Gottlieb Letter’’); (24) James N. Hill, dated March
Notice is hereby given, pursuant to 6, 2017 (‘‘Hill Letter 2’’); (25) David Ferris, Senior
the provisions of the Government in the On December 2, 2016, the Chicago Research Analyst, The Public Interest Review, dated
Sunshine Act, Public Law 94–409, that Stock Exchange, Inc. (‘‘CHX’’ or March 6, 2017 (‘‘Ferris Letter 2’’); (26) Sean Casey,
the Securities and Exchange dated April 24, 2017; (27) Representative Robert
‘‘Exchange’’) filed with the Securities Pittenger, Representative Chris Smith,
Commission will hold a closed meeting and Exchange Commission Representative Peter DeFazio, Representative Ted
on Thursday, August 17, 2017 at 2 p.m. (‘‘Commission’’), pursuant to Section Yoho, Representative Rosa DeLauro, Representative
Commissioners, Counsel to the 19(b)(1) of the Securities Exchange Act Steve King, Representative Walter Jones,
Commissioners, the Secretary to the Representative David Joyce, Representative Brian
of 1934 (‘‘Exchange Act’’) 1 and Rule Babin, Representative Bill Posey, and
Commission, and recording secretaries 19b–4 thereunder,2 a proposed rule Representative Tom Marino, dated July 10, 2017
will attend the closed meeting. Certain change in connection with the (‘‘Pittenger Letter 2’’); and (28) Senator Joe
staff members who have an interest in acquisition (‘‘Transaction’’) of CHX Manchin, III, dated July 20, 2017 (‘‘Manchin
the matters also may be present. Letter’’). All of the comments are available at:
Holdings, Inc. (‘‘CHX Holdings’’) by
mstockstill on DSK30JT082PROD with NOTICES

https://www.sec.gov/comments/sr-chx-2016-20/
The General Counsel of the North America Casin Holdings, Inc. chx201620.shtml.
Commission, or his designee, has (‘‘NA Casin Holdings’’). The proposed 7 See letters from John K. Kerin, President and

certified that, in his opinion, one or rule change was published for comment Chief Executive Officer, CHX, dated January 5, 2017
more of the exemptions set forth in 5 in the Federal Register on December 12, (‘‘CHX Response Letter 1’’); Albert J. Kim, Vice
President and Associate General Counsel, CHX,
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) dated January 6, 2017 (‘‘CHX Response Letter 2’’)
and 17 CFR 200.402(a)(3), (a)(5), (a)(7), 1 15 U.S.C. 78s(b)(1). (responding specifically to the Ciccarelli Letter);
(a)(9)(ii) and (a)(10), permit 2 17 CFR 240.19b–4. and John K. Kerin, President and Chief Executive

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Document Created: 2017-08-15 01:12:40
Document Modified: 2017-08-15 01:12:40

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 38734