82_FR_40322 82 FR 40159 - Identifying Trading Partners Under the Drug Supply Chain Security Act; Draft Guidance for Industry; Availability

82 FR 40159 - Identifying Trading Partners Under the Drug Supply Chain Security Act; Draft Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 82, Issue 163 (August 24, 2017)

Page Range40159-40160
FR Document2017-17919

The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry entitled ``Identifying Trading Partners Under the Drug Supply Chain Security Act'' (draft trading partner guidance). FDA is issuing this guidance to assist industry and State and local governments in understanding how to categorize the entities in the drug supply chain in accordance with the Drug Supply Chain Security Act (DSCSA). This guidance explains how to determine when certain statutory requirements will apply to entities that may be considered trading partners in the drug supply chain. FDA is also soliciting public input specific to the activities of ``private-label distributors'' of drug products and whether those activities fall within the definitions under DSCSA of the various trading partners.

Federal Register, Volume 82 Issue 163 (Thursday, August 24, 2017)
[Federal Register Volume 82, Number 163 (Thursday, August 24, 2017)]
[Notices]
[Pages 40159-40160]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-17919]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2017-D-1956]


Identifying Trading Partners Under the Drug Supply Chain Security 
Act; Draft Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a draft guidance for industry entitled 
``Identifying Trading Partners Under the Drug Supply Chain Security 
Act'' (draft trading partner guidance). FDA is issuing this guidance to 
assist industry and State and local governments in understanding how to 
categorize the entities in the drug supply chain in accordance with the 
Drug Supply Chain Security Act (DSCSA). This guidance explains how to 
determine when certain statutory requirements will apply to entities 
that may be considered trading partners in the drug supply chain. FDA 
is also soliciting public input specific to the activities of 
``private-label distributors'' of drug products and whether those 
activities fall within the definitions under DSCSA of the various 
trading partners.

DATES: Although you can comment on any guidance at any time (see 21 CFR 
10.115(g)(5)), to ensure that the Agency considers your comment on this 
draft guidance before it begins work on the final version of the 
guidance, submit either electronic or written comments on the draft 
guidance by October 23, 2017.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and

[[Page 40160]]

Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2017-D-1956 for ``Identifying Trading Partners Under the Drug 
Supply Chain Security Act; Draft Guidance for Industry; Availability.'' 
Received comments will be placed in the docket and, except for those 
submitted as ``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m. 
and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the draft guidance to 
the Division of Drug Information, Center for Drug Evaluation and 
Research, Food and Drug Administration, 10001 New Hampshire Ave., 
Hillandale Building, 4th Floor, Silver Spring, MD 20993-0002; or to the 
Office of Communication, Outreach and Development, Center for Biologics 
Evaluation and Research (CBER), Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 71, Rm. 3128, Silver Spring, MD 20993-0002. Send 
one self-addressed adhesive label to assist that office in processing 
your requests. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the draft guidance document.

FOR FURTHER INFORMATION CONTACT: Melissa Mannion, Office of Compliance, 
Center for Drug Evaluation and Research, Food and Drug Administration, 
10903 New Hampshire Ave., Silver Spring, MD 20993-0002, 301-796-3130, 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a draft guidance for industry 
entitled ``Identifying Trading Partners Under the Drug Supply Chain 
Security Act.'' The DSCSA (Title II of Pub. L. 113-54) establishes new 
requirements to develop and enhance drug distribution security by 2023. 
It does this, in part, by defining different types of entities in the 
drug supply chain as trading partners (i.e., manufacturers, 
repackagers, wholesale distributors, third-party logistics providers, 
and dispensers). Among other things, the DSCSA requires that trading 
partners of manufacturers, wholesale distributors, dispensers, and 
repackagers must meet the applicable requirements for being 
``authorized trading partners.'' In addition, the DSCSA outlines 
requirements for specific trading partners, including drug product 
tracing and licensure requirements. FDA has received questions about 
which types of entities are included in each of the trading partner 
definitions and this guidance is intended to help clarify and explain 
the relevant statutory provisions. The guidance covers who is 
considered to be a manufacturer, a repackager, a wholesale drug 
distributor, a third-party logistics provider, and a dispenser for 
purposes of certain DSCSA requirements.

II. Additional Issues for Consideration: Specific Request for Comments 
and Information

    In addition to comments on the draft guidance generally, FDA is 
requesting comments specifically related to the activities of private-
label distributors (PLDs), and whether those activities fall within the 
definitions under DSCSA of the various trading partners. FDA considers 
a PLD to be an entity that owns and distributes a manufactured product 
under its own label or trade name. Because there are many different 
business models for PLDs, resulting in situations where a PLD could be 
considered a manufacturer, wholesale distributor, or dispenser, we are 
asking for comments on how the different business models might impact a 
PLD's status as an authorized trading partner under the DSCSA.
    This draft guidance is being issued consistent with FDA's good 
guidance practices (see 21 CFR 10.115). The draft guidance, when 
finalized, will represent the current thinking of FDA on ``Identifying 
Trading Partners under the Drug Supply Chain Security Act.'' It does 
not establish any rights for any person and is not binding on FDA or 
the public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.

III. Electronic Access

    Persons with access to the internet may obtain the draft guidance 
at either http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, http://www.fda.gov/BiologicsBloodVaccines/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, or 
https://www.regulations.gov.

    Dated: August 18, 2017.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2017-17919 Filed 8-21-17; 11:15 am]
 BILLING CODE 4164-01-P



                                                                                Federal Register / Vol. 82, No. 163 / Thursday, August 24, 2017 / Notices                                                       40159

                                               Bureau (CB) is responsible for                                      This announcement is a request for                     objective review committees. The web-
                                               administering the review of eligible                             continued approval of the information                     based system permits reviewers to
                                               grant applications submitted in                                  collection system, the Reviewer                           access and update their information at
                                               response to funding opportunity                                  Recruitment Module (RRM). CB uses a                       will and as needed. The RRM is
                                               announcements issued by CB. CB                                   web-based data collection form and                        accessible by the general public via
                                               ensures that the objective review                                database to gather critical reviewer                      https://rrm.grantsolutions.gov/
                                               process is independent, efficient,                               information in drop down menu format                      AgencyPortal/cb.aspx.
                                               effective, economical, and complies                              for data such as: Degree, occupation,
                                                                                                                affiliations with organizations and                         Respondents: Generally, our
                                               with the applicable statutes, regulations,                                                                                 reviewers are current or retired
                                               and policies. Applications are reviewed                          institutions that serve special
                                                                                                                populations, and demographic                              professionals with backgrounds in child
                                               by subject experts knowledgeable in                                                                                        welfare and related fields and in some
                                                                                                                information that may be voluntarily
                                               child welfare and related fields. Review                                                                                   instances current or former foster care
                                                                                                                provided by a potential reviewer.
                                               findings are advisory to CB; CB is                                  These data elements help CB find and                   parents or clients.
                                               responsible for making award decisions.                          select expert grant reviewers for
                                                                                                                        ANNUAL BURDEN ESTIMATES
                                                                                                                                                                          Number of           Average
                                                                                                                                                        Number of                                          Total burden
                                                                                          Instrument                                                                    responses per       burden hours
                                                                                                                                                       respondents                                            hours
                                                                                                                                                                          respondent        per response

                                               Reviewer Recruitment Module .........................................................................         500              1                 .25            125



                                                 Estimated Total Annual Burden                                  DEPARTMENT OF HEALTH AND                                  on the draft guidance by October 23,
                                               Hours: 125.                                                      HUMAN SERVICES                                            2017.
                                                 In compliance with the requirements                                                                                      ADDRESSES:    You may submit comments
                                               of the Paperwork Reduction Act of 1995                           Food and Drug Administration
                                                                                                                                                                          as follows:
                                               (Pub. L. 104–13, 44 U.S.C. Chap 35), the                         [Docket No. FDA–2017–D–1956]
                                               Administration for Children and                                                                                            Electronic Submissions
                                               Families is soliciting public comment                            Identifying Trading Partners Under the                      Submit electronic comments in the
                                               on the specific aspects of the                                   Drug Supply Chain Security Act; Draft                     following way:
                                               information collection described above.                          Guidance for Industry; Availability
                                               Copies of the proposed collection of                                                                                         • Federal eRulemaking Portal:
                                               information can be obtained and                                  AGENCY:      Food and Drug Administration,                https://www.regulations.gov. Follow the
                                               comments may be forwarded by writing                             HHS.                                                      instructions for submitting comments.
                                               to the Administration for Children and                           ACTION:     Notice of availability.                       Comments submitted electronically,
                                               Families, Office of Planning, Research                                                                                     including attachments, to https://
                                               and Evaluation, 330 C Street SW.,                                SUMMARY:    The Food and Drug                             www.regulations.gov will be posted to
                                               Washington DC 20201. Attn: ACF                                   Administration (FDA or Agency) is                         the docket unchanged. Because your
                                               Reports Clearance Officer. Email                                 announcing the availability of a draft                    comment will be made public, you are
                                               address: infocollection@acf.hhs.gov. All                         guidance for industry entitled                            solely responsible for ensuring that your
                                               requests should be identified by the title                       ‘‘Identifying Trading Partners Under the                  comment does not include any
                                               of the information collection.                                   Drug Supply Chain Security Act’’ (draft                   confidential information that you or a
                                                                                                                trading partner guidance). FDA is                         third party may not wish to be posted,
                                                 The Department specifically requests
                                                                                                                issuing this guidance to assist industry                  such as medical information, your or
                                               comments on: (a) Whether the proposed
                                                                                                                and State and local governments in                        anyone else’s Social Security number, or
                                               collection of information is necessary
                                                                                                                understanding how to categorize the                       confidential business information, such
                                               for the proper performance of the
                                                                                                                entities in the drug supply chain in                      as a manufacturing process. Please note
                                               functions of the agency, including
                                                                                                                accordance with the Drug Supply Chain                     that if you include your name, contact
                                               whether the information shall have
                                                                                                                Security Act (DSCSA). This guidance                       information, or other information that
                                               practical utility; (b) the accuracy of the
                                                                                                                explains how to determine when certain                    identifies you in the body of your
                                               agency’s estimate of the burden of the
                                                                                                                statutory requirements will apply to                      comments, that information will be
                                               proposed collection of information; (c)
                                                                                                                entities that may be considered trading                   posted on https://www.regulations.gov.
                                               the quality, utility, and clarity of the
                                               information to be collected; and (d)                             partners in the drug supply chain. FDA                      • If you want to submit a comment
                                               ways to minimize the burden of the                               is also soliciting public input specific to               with confidential information that you
                                               collection of information on                                     the activities of ‘‘private-label                         do not wish to be made available to the
                                               respondents, including through the use                           distributors’’ of drug products and                       public, submit the comment as a
                                               of automated collection techniques or                            whether those activities fall within the                  written/paper submission and in the
                                               other forms of information technology.                           definitions under DSCSA of the various                    manner detailed (see ‘‘Written/Paper
                                               Consideration will be given to                                   trading partners.                                         Submissions’’ and ‘‘Instructions’’).
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                                               comments and suggestions submitted                               DATES: Although you can comment on                        Written/Paper Submissions
                                               within 60 days of this publication.                              any guidance at any time (see 21 CFR
                                                                                                                10.115(g)(5)), to ensure that the Agency                    Submit written/paper submissions as
                                               Robert Sargis,                                                   considers your comment on this draft                      follows:
                                               Reports Clearance Officer.                                       guidance before it begins work on the                       • Mail/Hand delivery/Courier (for
                                               [FR Doc. 2017–17935 Filed 8–23–17; 8:45 am]                      final version of the guidance, submit                     written/paper submissions): Dockets
                                               BILLING CODE 4184–01–P                                           either electronic or written comments                     Management Staff (HFA–305), Food and


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                                               40160                       Federal Register / Vol. 82, No. 163 / Thursday, August 24, 2017 / Notices

                                               Drug Administration, 5630 Fishers                         Submit written requests for single                  II. Additional Issues for Consideration:
                                               Lane, Rm. 1061, Rockville, MD 20852.                    copies of the draft guidance to the                   Specific Request for Comments and
                                                  • For written/paper comments                         Division of Drug Information, Center for              Information
                                               submitted to the Dockets Management                     Drug Evaluation and Research, Food
                                               Staff, FDA will post your comment, as                                                                            In addition to comments on the draft
                                                                                                       and Drug Administration, 10001 New                    guidance generally, FDA is requesting
                                               well as any attachments, except for                     Hampshire Ave., Hillandale Building,
                                               information submitted, marked and                                                                             comments specifically related to the
                                                                                                       4th Floor, Silver Spring, MD 20993–                   activities of private-label distributors
                                               identified, as confidential, if submitted               0002; or to the Office of
                                               as detailed in ‘‘Instructions.’’                                                                              (PLDs), and whether those activities fall
                                                  Instructions: All submissions received               Communication, Outreach and                           within the definitions under DSCSA of
                                               must include the Docket No. FDA–                        Development, Center for Biologics                     the various trading partners. FDA
                                               2017–D–1956 for ‘‘Identifying Trading                   Evaluation and Research (CBER), Food                  considers a PLD to be an entity that
                                               Partners Under the Drug Supply Chain                    and Drug Administration, 10903 New                    owns and distributes a manufactured
                                               Security Act; Draft Guidance for                        Hampshire Ave., Bldg. 71, Rm. 3128,                   product under its own label or trade
                                               Industry; Availability.’’ Received                      Silver Spring, MD 20993–0002. Send                    name. Because there are many different
                                               comments will be placed in the docket                   one self-addressed adhesive label to                  business models for PLDs, resulting in
                                               and, except for those submitted as                      assist that office in processing your                 situations where a PLD could be
                                               ‘‘Confidential Submissions,’’ publicly                  requests. See the SUPPLEMENTARY                       considered a manufacturer, wholesale
                                               viewable at https://www.regulations.gov                 INFORMATION section for electronic                    distributor, or dispenser, we are asking
                                               or at the Dockets Management Staff                      access to the draft guidance document.                for comments on how the different
                                               between 9 a.m. and 4 p.m., Monday                                                                             business models might impact a PLD’s
                                                                                                       FOR FURTHER INFORMATION CONTACT:                      status as an authorized trading partner
                                               through Friday.
                                                  • Confidential Submissions—To                        Melissa Mannion, Office of Compliance,                under the DSCSA.
                                               submit a comment with confidential                      Center for Drug Evaluation and                           This draft guidance is being issued
                                               information that you do not wish to be                  Research, Food and Drug                               consistent with FDA’s good guidance
                                               made publicly available, submit your                    Administration, 10903 New Hampshire                   practices (see 21 CFR 10.115). The draft
                                               comments only as a written/paper                        Ave., Silver Spring, MD 20993–0002,                   guidance, when finalized, will represent
                                               submission. You should submit two                       301–796–3130, drugtrackandtrace@                      the current thinking of FDA on
                                               copies total. One copy will include the                 fda.hhs.gov.                                          ‘‘Identifying Trading Partners under the
                                               information you claim to be confidential                                                                      Drug Supply Chain Security Act.’’ It
                                               with a heading or cover note that states                SUPPLEMENTARY INFORMATION:                            does not establish any rights for any
                                               ‘‘THIS DOCUMENT CONTAINS                                I. Background                                         person and is not binding on FDA or the
                                               CONFIDENTIAL INFORMATION.’’ The                                                                               public. You can use an alternative
                                               Agency will review this copy, including                    FDA is announcing the availability of              approach if it satisfies the requirements
                                               the claimed confidential information, in                a draft guidance for industry entitled                of the applicable statutes and
                                               its consideration of comments. The                      ‘‘Identifying Trading Partners Under the              regulations.
                                               second copy, which will have the                        Drug Supply Chain Security Act.’’ The
                                               claimed confidential information                                                                              III. Electronic Access
                                                                                                       DSCSA (Title II of Pub. L. 113–54)
                                               redacted/blacked out, will be available                 establishes new requirements to develop                 Persons with access to the internet
                                               for public viewing and posted on                        and enhance drug distribution security                may obtain the draft guidance at either
                                               https://www.regulations.gov. Submit                     by 2023. It does this, in part, by defining           http://www.fda.gov/Drugs/Guidance
                                               both copies to the Dockets Management                                                                         ComplianceRegulatoryInformation/
                                                                                                       different types of entities in the drug
                                               Staff. If you do not wish your name and                                                                       Guidances/default.htm, http://
                                                                                                       supply chain as trading partners (i.e.,
                                               contact information to be made publicly                                                                       www.fda.gov/BiologicsBloodVaccines/
                                               available, you can provide this                         manufacturers, repackagers, wholesale
                                                                                                                                                             GuidanceComplianceRegulatory
                                               information on the cover sheet and not                  distributors, third-party logistics
                                                                                                                                                             Information/Guidances/default.htm, or
                                               in the body of your comments and you                    providers, and dispensers). Among                     https://www.regulations.gov.
                                               must identify this information as                       other things, the DSCSA requires that
                                                                                                       trading partners of manufacturers,                      Dated: August 18, 2017.
                                               ‘‘confidential.’’ Any information marked
                                                                                                       wholesale distributors, dispensers, and               Leslie Kux,
                                               as ‘‘confidential’’ will not be disclosed
                                               except in accordance with 21 CFR 10.20                  repackagers must meet the applicable                  Associate Commissioner for Policy.
                                               and other applicable disclosure law. For                requirements for being ‘‘authorized                   [FR Doc. 2017–17919 Filed 8–21–17; 11:15 am]
                                               more information about FDA’s posting                    trading partners.’’ In addition, the                  BILLING CODE 4164–01–P
                                               of comments to public dockets, see 80                   DSCSA outlines requirements for
                                               FR 56469, September 18, 2015, or access                 specific trading partners, including drug
                                               the information at: https://www.gpo.gov/                product tracing and licensure                         DEPARTMENT OF HEALTH AND
                                               fdsys/pkg/FR-2015-09-18/pdf/2015-                                                                             HUMAN SERVICES
                                                                                                       requirements. FDA has received
                                               23389.pdf.                                              questions about which types of entities
                                                  Docket: For access to the docket to                                                                        Health Resources and Services
                                                                                                       are included in each of the trading                   Administration
                                               read background documents or the                        partner definitions and this guidance is
                                               electronic and written/paper comments                   intended to help clarify and explain the              Notice of Supplemental Awards to the
                                               received, go to https://
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                                                                                                       relevant statutory provisions. The                    Territorial Health Departments of
                                               www.regulations.gov and insert the                                                                            Puerto Rico, American Samoa, and
                                                                                                       guidance covers who is considered to be
                                               docket number, found in brackets in the                                                                       U.S. Virgin Islands for the Zika
                                                                                                       a manufacturer, a repackager, a
                                               heading of this document, into the                                                                            Maternal and Child Health Services
                                               ‘‘Search’’ box and follow the prompts                   wholesale drug distributor, a third-party
                                                                                                       logistics provider, and a dispenser for               Program
                                               and/or go to the Dockets Management
                                               Staff, 5630 Fishers Lane, Rm. 1061,                     purposes of certain DSCSA                             AGENCY:Health Resources and Services
                                               Rockville, MD 20852.                                    requirements.                                         Administration (HRSA), HHS.


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Document Created: 2018-10-24 12:36:03
Document Modified: 2018-10-24 12:36:03
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesAlthough you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance, submit either electronic or written comments on the draft guidance by October 23, 2017.
ContactMelissa Mannion, Office of Compliance, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Silver Spring, MD 20993-0002, 301-796-3130, [email protected]
FR Citation82 FR 40159 

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