82_FR_42910 82 FR 42735 - Affixation and Position of Copyright Notice

82 FR 42735 - Affixation and Position of Copyright Notice

LIBRARY OF CONGRESS
U.S. Copyright Office

Federal Register Volume 82, Issue 175 (September 12, 2017)

Page Range42735-42738
FR Document2017-19285

This final rule makes a non-substantive technical change to the U.S. Copyright Office's regulations governing the affixation and position of copyright notice on various types of works.

Federal Register, Volume 82 Issue 175 (Tuesday, September 12, 2017)
[Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)]
[Rules and Regulations]
[Pages 42735-42738]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-19285]


=======================================================================
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LIBRARY OF CONGRESS

U.S. Copyright Office

37 CFR Parts 201 and 202

[Docket No. 2017-13]


Affixation and Position of Copyright Notice

AGENCY: U.S. Copyright Office, Library of Congress.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule makes a non-substantive technical change to 
the U.S. Copyright Office's regulations governing the affixation and 
position of copyright notice on various types of works.

DATES: Effective October 12, 2017.

FOR FURTHER INFORMATION CONTACT: Erik Bertin, Deputy Director of 
Registration Policy and Practice, by email at [email protected]; or 
Andrew P. Moore, Barbara A. Ringer Honors Fellow, by email at 
[email protected]. Both can be reached by telephone by calling 202-707-8040.

[[Page 42736]]


SUPPLEMENTARY INFORMATION: As part of the U.S. Copyright Office's 
ongoing efforts to streamline its regulations, the Office is 
consolidating its regulations related to copyright notice.\1\ Copyright 
notice was required for works published prior to January 1, 1978, which 
were governed by the Copyright Act of 1909. Before the Copyright Act of 
1976, if a work was not published with a proper copyright notice, 
copyright protection for the work was lost in the United States.\2\ The 
1976 Act also generally required copyright notice (unless a statutory 
exemption applied) until March 1, 1989, when the Berne Convention 
Implementation Act of 1988 took effect, making copyright notice 
optional.\3\ If a work was publicly distributed prior to the Berne 
Convention Implementation Act, the omission of a copyright notice did 
not invalidate the copyright in a work if the notice was omitted from a 
relatively small number of copies, registration was made within five 
years after publication and a reasonable effort was made to add notices 
to copies distributed to the public after the omission was discovered, 
or the omission was a result of a violation of an express agreement 
requiring affixation of notice in order to publicly distribute 
copies.\4\
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    \1\ Copyright notice placement on phonorecords is governed by 
statute rather than regulations and can be found at 17 U.S.C. 
402(b)-(c). These provisions remain unaffected by this final rule.
    \2\ Sec. 9, Public Law 60-349, 35 Stat. 1075, 1077 (1909); see 
also Stewart v. Abend, 495 U.S. 207, 233 (1990) (``Under the 1909 
Act, it was necessary to publish the work with proper notice to 
obtain copyright. Publication of a work without proper notice 
automatically sent a work into the public domain.'').
    \3\ Sec. 7, Public Law 100-568, 102 Stat. 2853, 2857 (1988).
    \4\ 17 U.S.C. 405(a).
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    While U.S. law no longer requires the use of a copyright notice, 
placing it on a work does have some legal benefits. For example, the 
use of notice can inform the public that a work is protected by 
copyright and provide information on authorship and the date of first 
publication.\5\ Additionally, in an infringement action, a court will 
not give weight to a defendant's use of an innocent infringement 
defense, which could otherwise result in a reduction of damages, if the 
relevant copies of the work in question had a proper copyright 
notice.\6\
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    \5\ 17 U.S.C. 405(b).
    \6\ 17 U.S.C. 401(d). For additional background information on 
copyright notice, see U.S. Copyright Office, Circular 3: Copyright 
Notice (2013).
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    Currently, two sections of the Office's regulations concern 
copyright notice: One contains provisions governing copyright notice 
generally, 37 CFR 202.2, and the other specifies methods of affixation 
and positions of the copyright notice on various types of works, 37 CFR 
201.20. Because the information and requirements contained in these two 
separate sections are more appropriately contained in a single 
location, the contents of 37 CFR 201.20 are being relocated to 37 CFR 
202.2. The current 37 CFR 201.20 is now rendered duplicative and is 
being removed and reserved. In addition to relocating the contents of 
37 CFR 201.20, minor technical changes are being made to its contents 
including removing superfluous definitions previously contained in 37 
CFR 201.20(b)(1) and (2) \7\ and relocating the definition of 
``machine-readable copy'' Sec.  202.2(c)(2), which is dedicated to 
definitions.
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    \7\ See 37 CFR 201.20(b)(1) (defining ``audiovisual works, 
collective works, copies, device, fixed, machine, motion picture, 
pictorial, graphic, and sculptural works'' to have the same meaning 
given to them in 17 U.S.C. 101); id. at 201.20(b)(2) (defining 
``Title 17'' as ``title 17 of the United States Code, as amended by 
Pub. L. 94-553'').
---------------------------------------------------------------------------

    In addition to the technical changes discussed above regarding 
copyright notice, this rule is fixing two typos in the 37 CFR 
202.6(e)(1), removing an extraneous period and adding a missing comma.
    Because this amendment is a non-substantive, technical change not 
``alter[ing] the rights or interest of parties,'' it is therefore not 
subject to the notice and comment requirements of the Administrative 
Procedure Act,\8\ and the Office is publishing this as a final rule 
without first publishing a notice of proposed rulemaking. Other 
provisions in the regulations that relate to copyright notice remain 
unaffected.
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    \8\ See Nat'l Mining Ass'n v. McCarthy, 758 F.3d 243, 250 (D.C. 
Cir. 2014); 5 U.S.C. 553(b) (notice and comment not required for 
``interpretative rules, general statements of policy, or rules of 
agency organization, procedure, or practice'').
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List of Subjects in 37 CFR Parts 201 and 202

    Copyright.

Final Regulations

    For the reasons set forth in the above, the Copyright Office amends 
37 CFR parts 201 and 202 as follows:

PART 201--GENERAL PROVISIONS

0
1. The authority citation for part 201 continues to read as follows:

    Authority: 17 U.S.C. 702.


Sec.  201.20  [Removed and Reserved]

0
2. Remove and reserve Sec.  201.20.

PART 202--PREREGISTRATION AND REGISTRATION OF CLAIMS TO COPYRIGHT

0
3. The authority citation for part 202 continues to read as follows:

    Authority: 17 U.S.C. 408(f), 702.


0
4. In Sec.  202.2, add paragraph (c) to read as follows:


Sec.  202.2  Copyright notice.

* * * * *
    (c) Methods of affixation and positions of the copyright notice on 
various types of works--(1) General. (i) This paragraph specifies 
examples of methods of affixation and positions of the copyright notice 
on various types of works that will satisfy the notice requirement of 
section 401(c) of title 17 of the United States Code, as amended by 
Public Law 94-553. A notice considered ``acceptable'' under this 
regulation shall be considered to satisfy the requirement of that 
section that it be ``affixed to the copies in such manner and location 
as to give reasonable notice of the claim of copyright.'' As provided 
by that section, the examples specified in this regulation shall not be 
considered exhaustive of methods of affixation and positions giving 
reasonable notice of the claim of copyright.
    (ii) The provisions of this paragraph are applicable to copies 
publicly distributed on or after December 1, 1981. This paragraph does 
not establish any rules concerning the form of the notice or the legal 
sufficiency of particular notices, except with respect to methods of 
affixation and positions of notice. The adequacy or legal sufficiency 
of a copyright notice is determined by the law in effect at the time of 
first publication of the work.
    (2) Definitions. For the purposes of this paragraph:
    (i) In the case of a work consisting preponderantly of leaves on 
which the work is printed or otherwise reproduced on both sides, a 
``page'' is one side of a leaf; where the preponderance of the leaves 
are printed on one side only, the terms ``page'' and ``leaf'' mean the 
same.
    (ii) A work is published in book form if the copies embodying it 
consist of multiple leaves bound, fastened, or assembled in a 
predetermined order, as, for example, a volume, booklet, pamphlet, or 
multipage folder. For the purpose of this paragraph, a work need not 
consist of textual matter in order to be considered published in ``book 
form.''
    (iii) A title page is a page, or two consecutive pages facing each 
other, appearing at or near the front of the

[[Page 42737]]

copies of a work published in book form, on which the complete title of 
the work is prominently stated and on which the names of the author or 
authors, the name of the publisher, the place of publication, or some 
combination of them, are given.
    (iv) The meaning of the terms front, back, first, last, and 
following, when used in connection with works published in book form, 
will vary in relation to the physical form of the copies, depending 
upon the particular language in which the work is written.
    (v) In the case of a work published in book form with a hard or 
soft cover, the front page and back page of the copies are the outsides 
of the front and back covers; where there is no cover, the ``front 
page,'' and ``back page'' are the pages visible at the front and back 
of the copies before they are opened.
    (vi) A masthead is a body of information appearing in approximately 
the same location in most issues of a newspaper, magazine, journal, 
review, or other periodical or serial, typically containing the title 
of the periodical or serial, information about the staff, periodicity 
of issues, operation, and subscription and editorial policies, of the 
publication.
    (vii) A single-leaf work is a work published in copies consisting 
of a single leaf, including copies on which the work is printed or 
otherwise reproduced on either one side or on both sides of the leaf, 
and also folders which, without cutting or tearing the copies, can be 
opened out to form a single leaf. For the purpose of this paragraph, a 
work need not consist of textual matter in order to be considered a 
``single-leaf work.''
    (viii) A machine-readable copy is a copy from which the work cannot 
ordinarily be visually perceived except with the aid of a machine or 
device, such as magnetic tapes or disks, punched cards, or the like. 
Works published in a form requiring the use of a machine or device for 
purposes of optical enlargement (such as film, filmstrips, slide films, 
and works published in any variety of microform) and works published in 
visually perceptible form but used in connection with optical scanning 
devices, are not within this category.
    (3) Manner of affixation and position generally. (i) In all cases 
dealt with in this paragraph, the acceptability of a notice depends 
upon its being permanently legible to an ordinary user of the work 
under normal conditions of use, and affixed to the copies in such 
manner and position that, when affixed, it is not concealed from view 
upon reasonable examination.
    (ii) Where, in a particular case, a notice does not appear in one 
of the precise locations prescribed in this paragraph but a person 
looking in one of those locations would be reasonably certain to find a 
notice in another somewhat different location, that notice will be 
acceptable under this paragraph.
    (4) Works published in book form. In the case of works published in 
book form, a notice reproduced on the copies in any of the following 
positions is acceptable:
    (i) The title page, if any;
    (ii) The page immediately following the title page, if any;
    (iii) Either side of the front cover, if any; or, if there is no 
front cover, either side of the front leaf of the copies;
    (iv) Either side of the back cover, if any; or, if there is no back 
cover, either side of the back leaf of the copies;
    (v) The first page of the main body of the work;
    (vi) The last page of the main body of the work;
    (vii) Any page between the front page and the first page of the 
main body of the work, if:
    (A) There are no more than ten pages between the front page and the 
first page of the main body of the work; and
    (B) The notice is reproduced prominently and is set apart from 
other matter on the page where it appears;
    (viii) Any page between the last page of the main body of the work 
and back page, if:
    (A) There are no more than ten pages between the last page of the 
main body of the work and the back page; and
    (B) The notice is reproduced prominently and is set apart from the 
other matter on the page where it appears.
    (ix) In the case of a work published as an issue of a periodical or 
serial, in addition to any of the locations listed in paragraphs 
(c)(4)(i) through (viii) of this section, a notice is acceptable if it 
is located:
    (A) As a part of, or adjacent to, the masthead;
    (B) On the page containing the masthead if the notice is reproduced 
prominently and is set apart from the other matter appearing on the 
page; or
    (C) Adjacent to a prominent heading, appearing at or near the front 
of the issue, containing the title of the periodical or serial and any 
combination of the volume and issue number and date of the issue.
    (x) In the case of a musical work, in addition to any of the 
locations listed in paragraphs (c)(4)(i) through (ix) of this section, 
a notice is acceptable if it is located on the first page of music.
    (5) Single-leaf works. In the case of single-leaf works, a notice 
reproduced on the copies anywhere on the front or back of the leaf is 
acceptable.
    (6) Contributions to collective works. For a separate contribution 
to a collective work to be considered to ``bear its own notice of 
copyright,'' as provided by 17 U.S.C. 404, a notice reproduced on the 
copies in any of the following positions is acceptable:
    (i) Where the separate contribution is reproduced on a single page, 
a notice is acceptable if it appears:
    (A) Under the title of the contribution on that page;
    (B) Adjacent to the contribution; or
    (C) On the same page if, through format, wording, or both, the 
application of the notice to the particular contribution is made clear;
    (ii) Where the separate contribution is reproduced on more than one 
page of the collective work, a notice is acceptable if it appears:
    (A) Under a title appearing at or near the beginning of the 
contribution;
    (B) On the first page of the main body of the contribution;
    (C) Immediately following the end of the contribution; or
    (D) On any of the pages where the contribution appears, if:
    (1) The contribution is reproduced on no more than twenty pages of 
the collective work;
    (2) The notice is reproduced prominently and is set apart from 
other matter on the page where it appears; and
    (3) Through format, wording, or both, the application of the notice 
to the particular contribution is made clear;
    (iii) Where the separate contribution is a musical work, in 
addition to any of the locations listed in paragraphs (c)(6)(i) and 
(ii) of this section, a notice is acceptable if it is located on the 
first page of music of the contribution;
    (iv) As an alternative to placing the notice on one of the pages 
where a separate contribution itself appears, the contribution is 
considered to ``bear its own notice'' if the notice appears clearly in 
juxtaposition with a separate listing of the contribution by title, or 
if the contribution is untitled, by a description reasonably 
identifying the contribution:
    (A) On the page bearing the copyright notice for the collective 
work as a whole, if any; or
    (B) In a clearly identified and readily-accessible table of 
contents or listing of acknowledgements appearing near the front or 
back of the collective work as a whole.
    (7) Works reproduced in machine-readable copies. For works 
reproduced in machine-readable copies, each of the following 
constitutes an example of acceptable methods of affixation and position 
of notice:

[[Page 42738]]

    (i) A notice embodied in the copies in machine-readable form in 
such a manner that on visually perceptible printouts it appears either 
with or near the title, or at the end of the work;
    (ii) A notice that is displayed at the user's terminal at sign on;
    (iii) A notice that is continuously on terminal display; or
    (iv) A legible notice reproduced durably, so as to withstand normal 
use, on a gummed or other label securely affixed to the copies or to a 
box, reel, cartridge, cassette, or other container used as a permanent 
receptacle for the copies.
    (8) Motion pictures and other audiovisual works. (i) The following 
constitute examples of acceptable methods of affixation and positions 
of the copyright notice on motion pictures and other audiovisual works: 
A notice that is embodied in the copies by a photomechanical or 
electronic process, in such a position that it ordinarily would appear 
whenever the work is performed in its entirety, and that is located:
    (A) With or near the title;
    (B) With the cast, credits, and similar information;
    (C) At or immediately following the beginning of the work; or
    (D) At or immediately preceding the end of the work.
    (ii) In the case of an untitled motion picture or other audiovisual 
work whose duration is sixty seconds or less, in addition to any of the 
locations listed in paragraph (c)(8)(i) of this section, a notice that 
is embodied in the copies by a photomechanical or electronic process, 
in such a position that it ordinarily would appear to the projectionist 
or broadcaster when preparing the work for performance, is acceptable 
if it is located on the leader of the film or tape immediately 
preceding the beginning of the work.
    (iii) In the case of a motion picture or other audiovisual work 
that is distributed to the public for private use, the notice may be 
affixed, in addition to the locations specified in paragraph (c)(8)(i) 
of this section, on the housing or container, if it is a permanent 
receptacle for the work.
    (9) Pictorial, graphic, and sculptural works. The following 
constitute examples of acceptable methods of affixation and positions 
of the copyright notice on various forms of pictorial, graphic, and 
sculptural works:
    (i) Where a work is reproduced in two-dimensional copies, a notice 
affixed directly or by means of a label cemented, sewn, or otherwise 
attached durably, so as to withstand normal use, of the front or back 
of the copies, or to any backing, mounting, matting, framing, or other 
material to which the copies are durably attached, so as to withstand 
normal use, or in which they are permanently housed, is acceptable.
    (ii) Where a work is reproduced in three-dimensional copies, a 
notice affixed directly or by means of a label cemented, sewn, or 
otherwise attached durably, so as to withstand normal use, to any 
visible portion of the work, or to any base, mounting, framing, or 
other material on which the copies are durably attached, so as to 
withstand normal use, or in which they are permanently housed, is 
acceptable.
    (iii) Where, because of the size or physical characteristics of the 
material in which the work is reproduced in copies, it is impossible or 
extremely impracticable to affix a notice to the copies directly or by 
means of a durable label, a notice is acceptable if it appears on a tag 
that is of durable material, so as to withstand normal use, and that is 
attached to the copy with sufficient durability that it will remain 
with the copy while it is passing through its normal channels of 
commerce.
    (iv) Where a work is reproduced in copies consisting of sheet-like 
or strip material bearing multiple or continuous reproductions of the 
work, the notice may be applied:
    (A) To the reproduction itself;
    (B) To the margin, selvage, or reverse side of the material at 
frequent and regular intervals; or
    (C) If the material contains neither a selvage nor a reverse side, 
to tags or labels, attached to the copies and to any spools, reels, or 
containers housing them in such a way that a notice is visible while 
the copies are passing through their normal channels of commerce.
    (v) If the work is permanently housed in a container, such as a 
game or puzzle box, a notice reproduced on the permanent container is 
acceptable.


Sec.  202.6  [Amended]

0
5. In Sec.  202.6(e)(1), remove ``SE., an unpublished collection or'' 
and add in its place ``SE., an unpublished collection, or''.

    Dated: August 14, 2017.
Karyn Temple Claggett,
Acting Register of Copyrights and Director of the U.S. Copyright 
Office.
Approved by:
Carla Hayden,
Librarian of Congress.
[FR Doc. 2017-19285 Filed 9-11-17; 8:45 am]
 BILLING CODE 1410-30-P



                                                               Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Rules and Regulations                                            42735

                                              procedures operate in conjunction with                  DEPARTMENT OF HOMELAND                                bridge operator from 12 p.m. on August
                                              the PBGC Continuity of Operations Plan                  SECURITY                                              25, 2017 through 10 a.m. on September
                                              (‘‘COOP Plan’’) of the current year, and                                                                      19, 2017. The drawspan will be secured
                                              any government-wide COOP protocols                      Coast Guard                                           in the closed-to-navigation position
                                              in effect.                                                                                                    from 10 a.m. through 5 p.m. on
                                                                                                      33 CFR Part 117                                       September 19, 2017, to allow the bridge
                                                 (b) During an emergency, the business
                                                                                                      [Docket No. USCG–2017–0844]                           owner to replace the defective
                                              of the PBGC must continue to be
                                                                                                                                                            equipment. This temporary deviation
                                              managed in accordance with its COOP                                                                           has been coordinated with the waterway
                                                                                                      Drawbridge Operation Regulation;
                                              Plan. The functions of the Board of                                                                           users. No objections to the proposed
                                                                                                      Carquinez Strait, Martinez, CA
                                              Directors must be carried out by those                                                                        temporary deviation were raised.
                                              Members of the Board of Directors in                    AGENCY: Coast Guard, DHS.                             Vessels able to pass through the bridge
                                              office at the time the emergency arises,                ACTION:Notice of deviation from                       in the closed position may do so at
                                              or by persons designated by the                         drawbridge regulation.                                anytime. From 10 a.m. through 5 p.m.
                                              agencies’ COOP plans to act in place of                                                                       on September 19, 2017, the bridge will
                                              the Board Members, who are available                    SUMMARY:    The Coast Guard has issued a
                                                                                                                                                            not be able to open for emergencies and
                                              to act during the emergency. If no such                 temporary deviation from the operating
                                                                                                                                                            there is no immediate alternate route for
                                              persons are available, then the authority               schedule that governs the Union Pacific
                                                                                                                                                            vessels to pass. The Coast Guard will
                                                                                                      Railroad Drawbridge across the
                                              of the Board must be transferred to the                                                                       also inform the users of the waterway
                                                                                                      Carquinez Strait, mile 7.0, at Martinez,
                                              Board Representatives who are                                                                                 through our Local and Broadcast
                                                                                                      CA. The deviation is necessary to allow
                                              available. If no Board Representatives                                                                        Notices to Mariners of the change in
                                                                                                      advance notification for openings due to
                                              are available, then the Director of the                                                                       operating schedule for the bridge so that
                                                                                                      mechanical issues at the bridge and to
                                              Corporation must perform essential                                                                            vessel operators can arrange their
                                                                                                      conduct repairs to resolve said issues.
                                              Board functions.                                                                                              transits to minimize any impact caused
                                                                                                      This deviation requires the bridge to
                                                                                                                                                            by the temporary deviation.
                                                 (c) During an emergency, meetings of                 open on signal if at least 30 minutes
                                                                                                                                                               In accordance with 33 CFR 117.35(e),
                                              the Board may be called by any                          notice is given to the bridge operator
                                                                                                                                                            the drawbridge must return to its regular
                                              available Member of the Board. The                      from approaching vessels and allows the
                                                                                                                                                            operating schedule immediately at the
                                              notice thereof must specify the time and                bridge to remain in the closed-to-
                                                                                                                                                            end of the effective period of this
                                              place of the meeting. To the extent                     navigation during operating equipment
                                                                                                                                                            temporary deviation. This deviation
                                              possible, notice must be given in                       replacement.
                                                                                                                                                            from the operating regulations is
                                              accordance with these bylaws. Notice                    DATES: This deviation is effective                    authorized under 33 CFR 117.35.
                                              must be given to those Board Members                    without actual notice from September
                                                                                                                                                              Dated: September 6, 2017.
                                              whom it is feasible to reach at the time                12, 2017 through 5 p.m. on September
                                                                                                                                                            Carl T. Hausner,
                                              of the emergency, and notice may be                     19, 2017. For the purposes of
                                              given at a time less than 24 hours before               enforcement, actual notice will be used               District Bridge Chief, Eleventh Coast Guard
                                                                                                                                                            District.
                                              the meeting if deemed necessary by the                  from September 6, 2017 until September
                                                                                                      12, 2017.                                             [FR Doc. 2017–19254 Filed 9–11–17; 8:45 am]
                                              person giving notice.
                                                                                                                                                            BILLING CODE 9110–04–P
                                                                                                      ADDRESSES: The docket for this
                                              § 4002.9    Seal.                                       deviation, USCG–2017–0844 is available
                                                The seal of the Corporation must be                   at http://www.regulations.gov. Type the
                                              in such form as may be approved from                    docket number in the ‘‘SEARCH’’ box                   LIBRARY OF CONGRESS
                                              time to time by the Board.                              and click ‘‘SEARCH.’’ Click on Open
                                                                                                      Docket Folder on the line associated                  U.S. Copyright Office
                                              § 4002.10    Authority and amendments.                  with this deviation.
                                                                                                      FOR FURTHER INFORMATION CONTACT: If                   37 CFR Parts 201 and 202
                                                (a) Section 4002 of ERISA and the
                                              bylaws establish the authority and                      you have questions on this temporary                  [Docket No. 2017–13]
                                              responsibilities of the Board, the Board                deviation, call or email Carl T. Hausner,
                                                                                                      Chief, Bridge Section, Eleventh Coast                 Affixation and Position of Copyright
                                              Representatives, and the Director.
                                                                                                      Guard District; telephone 510–437–                    Notice
                                                (b) These bylaws may be amended or                    3516; email Carl.T.Hausner@uscg.mil.
                                              new bylaws adopted by unanimous vote                    SUPPLEMENTARY INFORMATION: The Coast
                                                                                                                                                            AGENCY:  U.S. Copyright Office, Library
                                              of the Board.                                           Guard has recommended and the Union                   of Congress.
                                                Issued in Washington, DC.                             Pacific Railroad Company has agreed to                ACTION: Final rule.
                                              W. Thomas Reeder,                                       a temporary change in the operation of
                                                                                                      the Union Pacific Railroad Drawbridge,                SUMMARY:   This final rule makes a non-
                                              Director, Pension Benefit Guaranty                                                                            substantive technical change to the U.S.
                                              Corporation.                                            over the Carquinez Strait, mile 7.0, at
                                                                                                      Martinez, CA. The drawbridge                          Copyright Office’s regulations governing
                                              [FR Doc. 2017–19308 Filed 9–11–17; 8:45 am]
                                                                                                      navigation span provides a vertical                   the affixation and position of copyright
                                              BILLING CODE P
                                                                                                      clearance of 70 feet above Mean High                  notice on various types of works.
                                                                                                      Water in the closed-to-navigation                     DATES: Effective October 12, 2017.
pmangrum on DSK3GDR082PROD with RULES1




                                                                                                      position. The draw operates as required               FOR FURTHER INFORMATION CONTACT: Erik
                                                                                                      by 33 CFR 117.5. Navigation on the                    Bertin, Deputy Director of Registration
                                                                                                      waterway is commercial and                            Policy and Practice, by email at ebertin@
                                                                                                      recreational.                                         loc.gov; or Andrew P. Moore, Barbara A.
                                                                                                         Due to bridge operating equipment                  Ringer Honors Fellow, by email at
                                                                                                      issues, the bridge will open on signal if             amoo@loc.gov. Both can be reached by
                                                                                                      at least 30 minutes notice is given to the            telephone by calling 202–707–8040.


                                         VerDate Sep<11>2014   15:01 Sep 11, 2017   Jkt 241001   PO 00000   Frm 00009   Fmt 4700   Sfmt 4700   E:\FR\FM\12SER1.SGM   12SER1


                                              42736            Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Rules and Regulations

                                              SUPPLEMENTARY INFORMATION:      As part of              of affixation and positions of the                          PART 202—PREREGISTRATION AND
                                              the U.S. Copyright Office’s ongoing                     copyright notice on various types of                        REGISTRATION OF CLAIMS TO
                                              efforts to streamline its regulations, the              works, 37 CFR 201.20. Because the                           COPYRIGHT
                                              Office is consolidating its regulations                 information and requirements contained
                                              related to copyright notice.1 Copyright                 in these two separate sections are more                     ■ 3. The authority citation for part 202
                                              notice was required for works published                 appropriately contained in a single                         continues to read as follows:
                                              prior to January 1, 1978, which were                    location, the contents of 37 CFR 201.20                         Authority: 17 U.S.C. 408(f), 702.
                                              governed by the Copyright Act of 1909.                  are being relocated to 37 CFR 202.2. The
                                              Before the Copyright Act of 1976, if a                                                                              ■ 4. In § 202.2, add paragraph (c) to read
                                                                                                      current 37 CFR 201.20 is now rendered                       as follows:
                                              work was not published with a proper                    duplicative and is being removed and
                                              copyright notice, copyright protection                                                                              § 202.2    Copyright notice.
                                                                                                      reserved. In addition to relocating the
                                              for the work was lost in the United                                                                                 *       *     *     *     *
                                                                                                      contents of 37 CFR 201.20, minor
                                              States.2 The 1976 Act also generally                                                                                   (c) Methods of affixation and
                                              required copyright notice (unless a                     technical changes are being made to its
                                                                                                      contents including removing                                 positions of the copyright notice on
                                              statutory exemption applied) until                                                                                  various types of works—(1) General. (i)
                                              March 1, 1989, when the Berne                           superfluous definitions previously
                                                                                                      contained in 37 CFR 201.20(b)(1) and                        This paragraph specifies examples of
                                              Convention Implementation Act of 1988
                                                                                                      (2) 7 and relocating the definition of                      methods of affixation and positions of
                                              took effect, making copyright notice
                                                                                                      ‘‘machine-readable copy’’ § 202.2(c)(2),                    the copyright notice on various types of
                                              optional.3 If a work was publicly
                                                                                                      which is dedicated to definitions.                          works that will satisfy the notice
                                              distributed prior to the Berne
                                                                                                                                                                  requirement of section 401(c) of title 17
                                              Convention Implementation Act, the                         In addition to the technical changes                     of the United States Code, as amended
                                              omission of a copyright notice did not                  discussed above regarding copyright                         by Public Law 94–553. A notice
                                              invalidate the copyright in a work if the               notice, this rule is fixing two typos in                    considered ‘‘acceptable’’ under this
                                              notice was omitted from a relatively                    the 37 CFR 202.6(e)(1), removing an                         regulation shall be considered to satisfy
                                              small number of copies, registration was                extraneous period and adding a missing
                                              made within five years after publication                                                                            the requirement of that section that it be
                                                                                                      comma.                                                      ‘‘affixed to the copies in such manner
                                              and a reasonable effort was made to add
                                              notices to copies distributed to the                       Because this amendment is a non-                         and location as to give reasonable notice
                                              public after the omission was                           substantive, technical change not                           of the claim of copyright.’’ As provided
                                              discovered, or the omission was a result                ‘‘alter[ing] the rights or interest of                      by that section, the examples specified
                                              of a violation of an express agreement                  parties,’’ it is therefore not subject to the               in this regulation shall not be
                                              requiring affixation of notice in order to              notice and comment requirements of the                      considered exhaustive of methods of
                                              publicly distribute copies.4                            Administrative Procedure Act,8 and the                      affixation and positions giving
                                                While U.S. law no longer requires the                 Office is publishing this as a final rule                   reasonable notice of the claim of
                                              use of a copyright notice, placing it on                without first publishing a notice of                        copyright.
                                              a work does have some legal benefits.                   proposed rulemaking. Other provisions                          (ii) The provisions of this paragraph
                                              For example, the use of notice can                      in the regulations that relate to                           are applicable to copies publicly
                                              inform the public that a work is                        copyright notice remain unaffected.                         distributed on or after December 1,
                                              protected by copyright and provide                                                                                  1981. This paragraph does not establish
                                              information on authorship and the date                  List of Subjects in 37 CFR Parts 201 and                    any rules concerning the form of the
                                              of first publication.5 Additionally, in an              202                                                         notice or the legal sufficiency of
                                              infringement action, a court will not                                                                               particular notices, except with respect
                                                                                                          Copyright.                                              to methods of affixation and positions of
                                              give weight to a defendant’s use of an
                                              innocent infringement defense, which                    Final Regulations                                           notice. The adequacy or legal
                                              could otherwise result in a reduction of                                                                            sufficiency of a copyright notice is
                                              damages, if the relevant copies of the                    For the reasons set forth in the above,                   determined by the law in effect at the
                                              work in question had a proper copyright                 the Copyright Office amends 37 CFR                          time of first publication of the work.
                                              notice.6                                                parts 201 and 202 as follows:                                  (2) Definitions. For the purposes of
                                                Currently, two sections of the Office’s                                                                           this paragraph:
                                              regulations concern copyright notice:                   PART 201—GENERAL PROVISIONS                                    (i) In the case of a work consisting
                                              One contains provisions governing                                                                                   preponderantly of leaves on which the
                                              copyright notice generally, 37 CFR                      ■ 1. The authority citation for part 201                    work is printed or otherwise reproduced
                                              202.2, and the other specifies methods                  continues to read as follows:                               on both sides, a ‘‘page’’ is one side of
                                                                                                                                                                  a leaf; where the preponderance of the
                                                                                                          Authority: 17 U.S.C. 702.
                                                1 Copyright notice placement on phonorecords is                                                                   leaves are printed on one side only, the
                                              governed by statute rather than regulations and can                                                                 terms ‘‘page’’ and ‘‘leaf’’ mean the same.
                                              be found at 17 U.S.C. 402(b)–(c). These provisions
                                                                                                      § 201.20     [Removed and Reserved]
                                              remain unaffected by this final rule.
                                                                                                                                                                     (ii) A work is published in book form
                                                2 Sec. 9, Public Law 60–349, 35 Stat. 1075, 1077      ■   2. Remove and reserve § 201.20.                         if the copies embodying it consist of
                                              (1909); see also Stewart v. Abend, 495 U.S. 207, 233                                                                multiple leaves bound, fastened, or
                                              (1990) (‘‘Under the 1909 Act, it was necessary to         7 See 37 CFR 201.20(b)(1) (defining ‘‘audiovisual         assembled in a predetermined order, as,
                                              publish the work with proper notice to obtain           works, collective works, copies, device, fixed,             for example, a volume, booklet,
                                              copyright. Publication of a work without proper         machine, motion picture, pictorial, graphic, and            pamphlet, or multipage folder. For the
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                                              notice automatically sent a work into the public        sculptural works’’ to have the same meaning given
                                              domain.’’).                                             to them in 17 U.S.C. 101); id. at 201.20(b)(2)              purpose of this paragraph, a work need
                                                3 Sec. 7, Public Law 100–568, 102 Stat. 2853,
                                                                                                      (defining ‘‘Title 17’’ as ‘‘title 17 of the United States   not consist of textual matter in order to
                                              2857 (1988).                                            Code, as amended by Pub. L. 94–553’’).                      be considered published in ‘‘book
                                                4 17 U.S.C. 405(a).                                     8 See Nat’l Mining Ass’n v. McCarthy, 758 F.3d
                                                5 17 U.S.C. 405(b).
                                                                                                                                                                  form.’’
                                                                                                      243, 250 (D.C. Cir. 2014); 5 U.S.C. 553(b) (notice
                                                6 17 U.S.C. 401(d). For additional background         and comment not required for ‘‘interpretative rules,
                                                                                                                                                                     (iii) A title page is a page, or two
                                              information on copyright notice, see U.S. Copyright     general statements of policy, or rules of agency            consecutive pages facing each other,
                                              Office, Circular 3: Copyright Notice (2013).            organization, procedure, or practice’’).                    appearing at or near the front of the


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                                                               Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Rules and Regulations                                        42737

                                              copies of a work published in book                         (ii) Where, in a particular case, a                on the copies anywhere on the front or
                                              form, on which the complete title of the                notice does not appear in one of the                  back of the leaf is acceptable.
                                              work is prominently stated and on                       precise locations prescribed in this                     (6) Contributions to collective works.
                                              which the names of the author or                        paragraph but a person looking in one                 For a separate contribution to a
                                              authors, the name of the publisher, the                 of those locations would be reasonably                collective work to be considered to
                                              place of publication, or some                           certain to find a notice in another                   ‘‘bear its own notice of copyright,’’ as
                                              combination of them, are given.                         somewhat different location, that notice              provided by 17 U.S.C. 404, a notice
                                                 (iv) The meaning of the terms front,                 will be acceptable under this paragraph.              reproduced on the copies in any of the
                                              back, first, last, and following, when                     (4) Works published in book form. In               following positions is acceptable:
                                              used in connection with works                           the case of works published in book                      (i) Where the separate contribution is
                                              published in book form, will vary in                    form, a notice reproduced on the copies               reproduced on a single page, a notice is
                                              relation to the physical form of the                    in any of the following positions is                  acceptable if it appears:
                                              copies, depending upon the particular                   acceptable:                                              (A) Under the title of the contribution
                                              language in which the work is written.                     (i) The title page, if any;                        on that page;
                                                 (v) In the case of a work published in                  (ii) The page immediately following                   (B) Adjacent to the contribution; or
                                              book form with a hard or soft cover, the                the title page, if any;                                  (C) On the same page if, through
                                              front page and back page of the copies                     (iii) Either side of the front cover, if           format, wording, or both, the
                                              are the outsides of the front and back                  any; or, if there is no front cover, either           application of the notice to the
                                              covers; where there is no cover, the                    side of the front leaf of the copies;                 particular contribution is made clear;
                                              ‘‘front page,’’ and ‘‘back page’’ are the                  (iv) Either side of the back cover, if                (ii) Where the separate contribution is
                                              pages visible at the front and back of the              any; or, if there is no back cover, either            reproduced on more than one page of
                                              copies before they are opened.                          side of the back leaf of the copies;                  the collective work, a notice is
                                                 (vi) A masthead is a body of                            (v) The first page of the main body of             acceptable if it appears:
                                              information appearing in approximately                  the work;                                                (A) Under a title appearing at or near
                                              the same location in most issues of a                      (vi) The last page of the main body of             the beginning of the contribution;
                                              newspaper, magazine, journal, review,                   the work;                                                (B) On the first page of the main body
                                              or other periodical or serial, typically                   (vii) Any page between the front page              of the contribution;
                                              containing the title of the periodical or               and the first page of the main body of                   (C) Immediately following the end of
                                              serial, information about the staff,                    the work, if:                                         the contribution; or
                                              periodicity of issues, operation, and                      (A) There are no more than ten pages                  (D) On any of the pages where the
                                              subscription and editorial policies, of                 between the front page and the first page             contribution appears, if:
                                              the publication.                                        of the main body of the work; and                        (1) The contribution is reproduced on
                                                 (vii) A single-leaf work is a work                      (B) The notice is reproduced
                                                                                                                                                            no more than twenty pages of the
                                              published in copies consisting of a                     prominently and is set apart from other
                                                                                                                                                            collective work;
                                              single leaf, including copies on which                  matter on the page where it appears;
                                                                                                         (viii) Any page between the last page                 (2) The notice is reproduced
                                              the work is printed or otherwise                                                                              prominently and is set apart from other
                                                                                                      of the main body of the work and back
                                              reproduced on either one side or on                                                                           matter on the page where it appears; and
                                                                                                      page, if:
                                              both sides of the leaf, and also folders                   (A) There are no more than ten pages                  (3) Through format, wording, or both,
                                              which, without cutting or tearing the                   between the last page of the main body                the application of the notice to the
                                              copies, can be opened out to form a                     of the work and the back page; and                    particular contribution is made clear;
                                              single leaf. For the purpose of this                       (B) The notice is reproduced                          (iii) Where the separate contribution
                                              paragraph, a work need not consist of                   prominently and is set apart from the                 is a musical work, in addition to any of
                                              textual matter in order to be considered                other matter on the page where it                     the locations listed in paragraphs
                                              a ‘‘single-leaf work.’’                                 appears.                                              (c)(6)(i) and (ii) of this section, a notice
                                                 (viii) A machine-readable copy is a                     (ix) In the case of a work published as            is acceptable if it is located on the first
                                              copy from which the work cannot                         an issue of a periodical or serial, in                page of music of the contribution;
                                              ordinarily be visually perceived except                 addition to any of the locations listed in               (iv) As an alternative to placing the
                                              with the aid of a machine or device,                    paragraphs (c)(4)(i) through (viii) of this           notice on one of the pages where a
                                              such as magnetic tapes or disks,                        section, a notice is acceptable if it is              separate contribution itself appears, the
                                              punched cards, or the like. Works                       located:                                              contribution is considered to ‘‘bear its
                                              published in a form requiring the use of                   (A) As a part of, or adjacent to, the              own notice’’ if the notice appears clearly
                                              a machine or device for purposes of                     masthead;                                             in juxtaposition with a separate listing
                                              optical enlargement (such as film,                         (B) On the page containing the                     of the contribution by title, or if the
                                              filmstrips, slide films, and works                      masthead if the notice is reproduced                  contribution is untitled, by a description
                                              published in any variety of microform)                  prominently and is set apart from the                 reasonably identifying the contribution:
                                              and works published in visually                         other matter appearing on the page; or                   (A) On the page bearing the copyright
                                              perceptible form but used in connection                    (C) Adjacent to a prominent heading,               notice for the collective work as a
                                              with optical scanning devices, are not                  appearing at or near the front of the                 whole, if any; or
                                              within this category.                                   issue, containing the title of the                       (B) In a clearly identified and readily-
                                                 (3) Manner of affixation and position                periodical or serial and any combination              accessible table of contents or listing of
                                              generally. (i) In all cases dealt with in               of the volume and issue number and                    acknowledgements appearing near the
                                              this paragraph, the acceptability of a                                                                        front or back of the collective work as
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                                                                                                      date of the issue.
                                              notice depends upon its being                              (x) In the case of a musical work, in              a whole.
                                              permanently legible to an ordinary user                 addition to any of the locations listed in               (7) Works reproduced in machine-
                                              of the work under normal conditions of                  paragraphs (c)(4)(i) through (ix) of this             readable copies. For works reproduced
                                              use, and affixed to the copies in such                  section, a notice is acceptable if it is              in machine-readable copies, each of the
                                              manner and position that, when affixed,                 located on the first page of music.                   following constitutes an example of
                                              it is not concealed from view upon                         (5) Single-leaf works. In the case of              acceptable methods of affixation and
                                              reasonable examination.                                 single-leaf works, a notice reproduced                position of notice:


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                                              42738            Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Rules and Regulations

                                                 (i) A notice embodied in the copies in               any backing, mounting, matting,                       ENVIRONMENTAL PROTECTION
                                              machine-readable form in such a                         framing, or other material to which the               AGENCY
                                              manner that on visually perceptible                     copies are durably attached, so as to
                                              printouts it appears either with or near                withstand normal use, or in which they                40 CFR Part 52
                                              the title, or at the end of the work;                   are permanently housed, is acceptable.                [EPA–R08–OAR–2017–0062; FRL–9967–62–
                                                 (ii) A notice that is displayed at the                  (ii) Where a work is reproduced in                 Region 8]
                                              user’s terminal at sign on;                             three-dimensional copies, a notice
                                                 (iii) A notice that is continuously on               affixed directly or by means of a label               Approval and Promulgation of Air
                                              terminal display; or                                    cemented, sewn, or otherwise attached                 Quality Implementation Plans;
                                                 (iv) A legible notice reproduced                                                                           Montana; Regional Haze Federal
                                                                                                      durably, so as to withstand normal use,
                                              durably, so as to withstand normal use,                                                                       Implementation Plan
                                                                                                      to any visible portion of the work, or to
                                              on a gummed or other label securely
                                                                                                      any base, mounting, framing, or other                 AGENCY:  Environmental Protection
                                              affixed to the copies or to a box, reel,
                                                                                                      material on which the copies are                      Agency (EPA).
                                              cartridge, cassette, or other container
                                                                                                      durably attached, so as to withstand                  ACTION: Final rule.
                                              used as a permanent receptacle for the
                                                                                                      normal use, or in which they are
                                              copies.                                                                                                       SUMMARY:    The Environmental Protection
                                                 (8) Motion pictures and other                        permanently housed, is acceptable.
                                                                                                         (iii) Where, because of the size or                Agency (EPA) is finalizing revisions
                                              audiovisual works. (i) The following
                                                                                                      physical characteristics of the material              pursuant to section 110 of the Clean Air
                                              constitute examples of acceptable
                                                                                                      in which the work is reproduced in                    Act (CAA) to the Federal
                                              methods of affixation and positions of                                                                        Implementation Plan (FIP) addressing
                                              the copyright notice on motion pictures                 copies, it is impossible or extremely
                                                                                                      impracticable to affix a notice to the                regional haze in the State of Montana.
                                              and other audiovisual works: A notice                                                                         The EPA promulgated a FIP on
                                              that is embodied in the copies by a                     copies directly or by means of a durable
                                                                                                      label, a notice is acceptable if it appears           September 18, 2012, in response to the
                                              photomechanical or electronic process,                                                                        State’s decision in 2006 to not submit a
                                              in such a position that it ordinarily                   on a tag that is of durable material, so
                                                                                                                                                            regional haze State Implementation Plan
                                              would appear whenever the work is                       as to withstand normal use, and that is
                                                                                                                                                            (SIP). We proposed revisions to that FIP
                                              performed in its entirety, and that is                  attached to the copy with sufficient
                                                                                                                                                            on April 14, 2017, and are now
                                              located:                                                durability that it will remain with the
                                                                                                                                                            finalizing those revisions. Specifically,
                                                 (A) With or near the title;                          copy while it is passing through its
                                                                                                                                                            the EPA is finalizing revisions to the
                                                 (B) With the cast, credits, and similar              normal channels of commerce.
                                                                                                                                                            FIP’s requirement for best available
                                              information;                                               (iv) Where a work is reproduced in                 retrofit technology (BART) for the
                                                 (C) At or immediately following the                  copies consisting of sheet-like or strip              Trident cement kiln owned and
                                              beginning of the work; or                               material bearing multiple or continuous
                                                 (D) At or immediately preceding the                                                                        operated by Oldcastle Materials Cement
                                                                                                      reproductions of the work, the notice                 Holdings, Inc. (Oldcastle), located in
                                              end of the work.                                        may be applied:
                                                 (ii) In the case of an untitled motion                                                                     Three Forks, Montana. In response to a
                                              picture or other audiovisual work whose                    (A) To the reproduction itself;                    request from Oldcastle, and in light of
                                              duration is sixty seconds or less, in                      (B) To the margin, selvage, or reverse             new information that was not available
                                              addition to any of the locations listed in                                                                    at the time we originally promulgated
                                                                                                      side of the material at frequent and
                                              paragraph (c)(8)(i) of this section, a                                                                        the FIP, we are revising the nitrogen
                                                                                                      regular intervals; or
                                              notice that is embodied in the copies by                                                                      oxides (NOX) emission limit for the
                                                                                                         (C) If the material contains neither a             Trident cement kiln. We are also
                                              a photomechanical or electronic                         selvage nor a reverse side, to tags or
                                              process, in such a position that it                                                                           correcting errors we made in our FIP
                                                                                                      labels, attached to the copies and to any             regarding the reasonable progress
                                              ordinarily would appear to the                          spools, reels, or containers housing
                                              projectionist or broadcaster when                                                                             determination for the Blaine County #1
                                                                                                      them in such a way that a notice is                   Compressor Station and the instructions
                                              preparing the work for performance, is                  visible while the copies are passing
                                              acceptable if it is located on the leader                                                                     for compliance determinations for
                                                                                                      through their normal channels of                      particulate matter (PM) BART emission
                                              of the film or tape immediately                         commerce.
                                              preceding the beginning of the work.                                                                          limits at electrical generating units
                                                 (iii) In the case of a motion picture or                (v) If the work is permanently housed              (EGUs) and cement kilns. This action
                                              other audiovisual work that is                          in a container, such as a game or puzzle              does not address the U.S. Court of
                                              distributed to the public for private use,              box, a notice reproduced on the                       Appeals for the Ninth Circuit’s June 9,
                                              the notice may be affixed, in addition to               permanent container is acceptable.                    2015 vacatur and remand of portions of
                                              the locations specified in paragraph                                                                          the FIP regarding the Colstrip and
                                                                                                      § 202.6   [Amended]                                   Corette power plants; we plan to
                                              (c)(8)(i) of this section, on the housing
                                              or container, if it is a permanent                      ■  5. In § 202.6(e)(1), remove ‘‘SE., an              address the court’s remand in a separate
                                              receptacle for the work.                                unpublished collection or’’ and add in                action.
                                                 (9) Pictorial, graphic, and sculptural               its place ‘‘SE., an unpublished                       DATES: This rule is effective October 12,
                                              works. The following constitute                         collection, or’’.                                     2017.
                                              examples of acceptable methods of                                                                             ADDRESSES: The EPA has established a
                                                                                                         Dated: August 14, 2017.
                                              affixation and positions of the copyright                                                                     docket for this action under Docket ID
                                                                                                      Karyn Temple Claggett,
                                              notice on various forms of pictorial,                                                                         No. EPA–R08–OAR–2017–0062. All
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                                                                                                      Acting Register of Copyrights and Director            documents in the docket are listed on
                                              graphic, and sculptural works:                          of the U.S. Copyright Office.
                                                 (i) Where a work is reproduced in                                                                          the http://www.regulations.gov Web
                                              two-dimensional copies, a notice affixed                Approved by:                                          site. Although listed in the index, some
                                              directly or by means of a label                         Carla Hayden,                                         information is not publicly available,
                                              cemented, sewn, or otherwise attached                   Librarian of Congress.                                e.g., CBI or other information whose
                                              durably, so as to withstand normal use,                 [FR Doc. 2017–19285 Filed 9–11–17; 8:45 am]           disclosure is restricted by statute.
                                              of the front or back of the copies, or to               BILLING CODE 1410–30–P                                Certain other material, such as


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Document Created: 2018-10-24 14:15:51
Document Modified: 2018-10-24 14:15:51
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective October 12, 2017.
ContactErik Bertin, Deputy Director of Registration Policy and Practice, by email at [email protected]; or Andrew P. Moore, Barbara A. Ringer Honors Fellow, by email at [email protected] Both can be reached by telephone by calling 202-707-8040.
FR Citation82 FR 42735 
CFR Citation37 CFR 201
37 CFR 202

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