82_FR_42989 82 FR 42814 - Proposed Agency Information Collection Activities; Comment Request

82 FR 42814 - Proposed Agency Information Collection Activities; Comment Request

FEDERAL RESERVE SYSTEM

Federal Register Volume 82, Issue 175 (September 12, 2017)

Page Range42814-42815
FR Document2017-19217

The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision, the mandatory Reporting, Recordkeeping, and Disclosure Requirements Associated with the Guidance on Response Programs for Unauthorized Access to Customer Information (FR 4100; OMB No. 7100- 0309). On June 15, 1984, the Office of Management and Budget (OMB) delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve of and assign OMB control numbers to collection of information requests and requirements conducted or sponsored by the Board. In exercising this delegated authority, the Board is directed to take every reasonable step to solicit comment. In determining whether to approve a collection of information, the Board will consider all comments received from the public and other agencies.

Federal Register, Volume 82 Issue 175 (Tuesday, September 12, 2017)
[Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)]
[Notices]
[Pages 42814-42815]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-19217]



[[Page 42814]]

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FEDERAL RESERVE SYSTEM


Proposed Agency Information Collection Activities; Comment 
Request

AGENCY: Board of Governors of the Federal Reserve System.

ACTION: Notice, request for comment.

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SUMMARY: The Board of Governors of the Federal Reserve System (Board) 
invites comment on a proposal to extend for three years, without 
revision, the mandatory Reporting, Recordkeeping, and Disclosure 
Requirements Associated with the Guidance on Response Programs for 
Unauthorized Access to Customer Information (FR 4100; OMB No. 7100-
0309).
    On June 15, 1984, the Office of Management and Budget (OMB) 
delegated to the Board authority under the Paperwork Reduction Act 
(PRA) to approve of and assign OMB control numbers to collection of 
information requests and requirements conducted or sponsored by the 
Board. In exercising this delegated authority, the Board is directed to 
take every reasonable step to solicit comment. In determining whether 
to approve a collection of information, the Board will consider all 
comments received from the public and other agencies.

DATES: Comments must be submitted on or before November 13, 2017.

ADDRESSES: You may submit comments, identified by FR 4100, by any of 
the following methods:
     Agency Web site: http://www.federalreserve.gov. Follow the 
instructions for submitting comments at http://www.federalreserve.gov/apps/foia/proposedregs.aspx.
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Email: [email protected]. Include OMB 
number in the subject line of the message.
     Fax: (202) 452-3819 or (202) 452-3102.
     Mail: Ann E. Misback, Secretary, Board of Governors of the 
Federal Reserve System, 20th Street and Constitution Avenue NW., 
Washington, DC 20551.
    All public comments are available from the Board's Web site at 
http://www.federalreserve.gov/apps/foia/proposedregs.aspx as submitted, 
unless modified for technical reasons. Accordingly, your comments will 
not be edited to remove any identifying or contact information. Public 
comments may also be viewed electronically or in paper form in Room 
3515, 1801 K Street (between 18th and 19th Streets NW.) Washington, DC 
20006 between 9:00 a.m. and 5:00 p.m. on weekdays.
    Additionally, commenters may send a copy of their comments to the 
OMB Desk Officer--Shagufta Ahmed--Office of Information and Regulatory 
Affairs, Office of Management and Budget, New Executive Office 
Building, Room 10235, 725 17th Street NW., Washington, DC 20503 or by 
fax to (202) 395-6974.

FOR FURTHER INFORMATION CONTACT: A copy of the PRA OMB submission, 
including the proposed reporting form and instructions, supporting 
statement, and other documentation will be placed into OMB's public 
docket files, once approved. These documents will also be made 
available on the Federal Reserve Board's public Web site at: http://www.federalreserve.gov/apps/reportforms/review.aspx or may be requested 
from the agency clearance officer, whose name appears below.
    Federal Reserve Board Clearance Officer--Nuha Elmaghrabi--Office of 
the Chief Data Officer, Board of Governors of the Federal Reserve 
System, Washington, DC 20551 (202) 452-3829. Telecommunications Device 
for the Deaf (TDD) users may contact (202) 263-4869, Board of Governors 
of the Federal Reserve System, Washington, DC 20551.

SUPPLEMENTARY INFORMATION: 

Request for Comment on Information Collection Proposal

    The Board invites public comment on the following information 
collection, which is being reviewed under authority delegated by the 
OMB under the PRA. Comments are invited on the following:
    a. Whether the proposed collection of information is necessary for 
the proper performance of the Federal Reserve's functions; including 
whether the information has practical utility;
    b. The accuracy of the Federal Reserve's estimate of the burden of 
the proposed information collection, including the validity of the 
methodology and assumptions used;
    c. Ways to enhance the quality, utility, and clarity of the 
information to be collected;
    d. Ways to minimize the burden of information collection on 
respondents, including through the use of automated collection 
techniques or other forms of information technology; and
    e. Estimates of capital or startup costs and costs of operation, 
maintenance, and purchase of services to provide information.
    At the end of the comment period, the comments and recommendations 
received will be analyzed to determine the extent to which the Federal 
Reserve should modify the proposal prior to giving final approval.
    Proposal to approve under OMB delegated authority the extension for 
three years, without revision, of the following report:
    Report title: Reporting, Recordkeeping, and Disclosure Requirements 
Associated with the Guidance on Response Programs for Unauthorized 
Access to Customer Information.
    Agency form number: FR 4100.
    OMB control number: 7100-0309.
    Frequency: On occasion.
    Respondents: State member banks, bank holding companies, affiliates 
and certain non-bank subsidiaries of bank holding companies, uninsured 
state agencies and branches of foreign banks, commercial lending 
companies owned or controlled by foreign banks, and Edge and agreement 
corporations.
    Estimated number of respondents: Develop response program: 1; 
Incident notification: 412.
    Estimated average hours per response: Develop response program: 24; 
Incident notification: 36.
    Estimated annual burden hours: Develop response program: 24; 
Incident notification: 14,832.
    General description of report: The ID-Theft Guidance is the 
information collection associated with the Interagency Guidance on 
Response Programs for Unauthorized Access to Customer Information and 
Customer Notice (security guidelines), which was published in the 
Federal Register in March 2005.\1\ Trends in customer information theft 
and the accompanying misuse of that information led to the issuance of 
these security guidelines applicable to financial institutions. The 
security guidelines are designed to facilitate timely and relevant 
notification to affected customers and the appropriate regulatory 
authority of the financial institutions. The security guidelines 
provide specific direction regarding the development of response 
programs and customer notifications.
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    \1\ See 70 FR 15736.
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    Legal authorization and confidentiality: The Board has determined 
that the reporting, recordkeeping, and disclosure requirements 
associated with the FR 4100 are authorized by the Gramm-Leach-Bliley 
Act and are mandatory (15 U.S.C. 6801(b)). Since the FR 4100 provides 
that a financial institution regulated by the Board should notify its 
designated Reserve Bank upon becoming aware of an incident of

[[Page 42815]]

unauthorized access to sensitive customer information, issues of 
confidentiality may arise if the Board were to obtain a copy of a 
customer notice during the course of an examination, a copy of a SAR, 
or other sensitive customer information. In such cases, the information 
would likely be exempt from disclosure to the public under the Freedom 
of Information Act (5 U.S.C. 552(b)(3), (4), (6), and (8)). Also, a 
federal employee is prohibited by law from disclosing a SAR or the 
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existence of a SAR (31 U.S.C. 5318(g)).

    Board of Governors of the Federal Reserve System, September 6, 
2017.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2017-19217 Filed 9-11-17; 8:45 am]
 BILLING CODE 6210-01-P



                                                42814                     Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Notices

                                                FEDERAL RESERVE SYSTEM                                  (between 18th and 19th Streets NW.)                   received will be analyzed to determine
                                                                                                        Washington, DC 20006 between 9:00                     the extent to which the Federal Reserve
                                                Proposed Agency Information                             a.m. and 5:00 p.m. on weekdays.                       should modify the proposal prior to
                                                Collection Activities; Comment                             Additionally, commenters may send a                giving final approval.
                                                Request                                                 copy of their comments to the OMB                        Proposal to approve under OMB
                                                                                                        Desk Officer—Shagufta Ahmed—Office                    delegated authority the extension for
                                                AGENCY: Board of Governors of the
                                                                                                        of Information and Regulatory Affairs,                three years, without revision, of the
                                                Federal Reserve System.
                                                                                                        Office of Management and Budget, New                  following report:
                                                ACTION: Notice, request for comment.                                                                             Report title: Reporting,
                                                                                                        Executive Office Building, Room 10235,
                                                SUMMARY:   The Board of Governors of the                725 17th Street NW., Washington, DC                   Recordkeeping, and Disclosure
                                                Federal Reserve System (Board) invites                  20503 or by fax to (202) 395–6974.                    Requirements Associated with the
                                                comment on a proposal to extend for                     FOR FURTHER INFORMATION CONTACT: A                    Guidance on Response Programs for
                                                three years, without revision, the                      copy of the PRA OMB submission,                       Unauthorized Access to Customer
                                                mandatory Reporting, Recordkeeping,                     including the proposed reporting form                 Information.
                                                                                                        and instructions, supporting statement,                  Agency form number: FR 4100.
                                                and Disclosure Requirements
                                                                                                                                                                 OMB control number: 7100–0309.
                                                Associated with the Guidance on                         and other documentation will be placed
                                                                                                                                                                 Frequency: On occasion.
                                                Response Programs for Unauthorized                      into OMB’s public docket files, once                     Respondents: State member banks,
                                                Access to Customer Information (FR                      approved. These documents will also be                bank holding companies, affiliates and
                                                4100; OMB No. 7100–0309).                               made available on the Federal Reserve                 certain non-bank subsidiaries of bank
                                                  On June 15, 1984, the Office of                       Board’s public Web site at: http://                   holding companies, uninsured state
                                                Management and Budget (OMB)                             www.federalreserve.gov/apps/report                    agencies and branches of foreign banks,
                                                delegated to the Board authority under                  forms/review.aspx or may be requested                 commercial lending companies owned
                                                the Paperwork Reduction Act (PRA) to                    from the agency clearance officer, whose              or controlled by foreign banks, and Edge
                                                approve of and assign OMB control                       name appears below.                                   and agreement corporations.
                                                numbers to collection of information                       Federal Reserve Board Clearance                       Estimated number of respondents:
                                                requests and requirements conducted or                  Officer—Nuha Elmaghrabi—Office of                     Develop response program: 1; Incident
                                                sponsored by the Board. In exercising                   the Chief Data Officer, Board of                      notification: 412.
                                                this delegated authority, the Board is                  Governors of the Federal Reserve                         Estimated average hours per response:
                                                directed to take every reasonable step to               System, Washington, DC 20551 (202)                    Develop response program: 24; Incident
                                                solicit comment. In determining                         452–3829. Telecommunications Device                   notification: 36.
                                                whether to approve a collection of                      for the Deaf (TDD) users may contact                     Estimated annual burden hours:
                                                information, the Board will consider all                (202) 263–4869, Board of Governors of                 Develop response program: 24; Incident
                                                comments received from the public and                   the Federal Reserve System,                           notification: 14,832.
                                                other agencies.                                         Washington, DC 20551.                                    General description of report: The ID-
                                                DATES: Comments must be submitted on                    SUPPLEMENTARY INFORMATION:                            Theft Guidance is the information
                                                or before November 13, 2017.                                                                                  collection associated with the
                                                                                                        Request for Comment on Information                    Interagency Guidance on Response
                                                ADDRESSES: You may submit comments,                     Collection Proposal
                                                identified by FR 4100, by any of the                                                                          Programs for Unauthorized Access to
                                                following methods:                                        The Board invites public comment on                 Customer Information and Customer
                                                  • Agency Web site: http://                            the following information collection,                 Notice (security guidelines), which was
                                                www.federalreserve.gov. Follow the                      which is being reviewed under                         published in the Federal Register in
                                                instructions for submitting comments at                 authority delegated by the OMB under                  March 2005.1 Trends in customer
                                                http://www.federalreserve.gov/apps/                     the PRA. Comments are invited on the                  information theft and the accompanying
                                                foia/proposedregs.aspx.                                 following:                                            misuse of that information led to the
                                                  • Federal eRulemaking Portal: http://                   a. Whether the proposed collection of               issuance of these security guidelines
                                                www.regulations.gov. Follow the                         information is necessary for the proper               applicable to financial institutions. The
                                                instructions for submitting comments.                   performance of the Federal Reserve’s                  security guidelines are designed to
                                                  • Email: regs.comments@                               functions; including whether the                      facilitate timely and relevant
                                                federalreserve.gov. Include OMB                         information has practical utility;                    notification to affected customers and
                                                number in the subject line of the                         b. The accuracy of the Federal                      the appropriate regulatory authority of
                                                message.                                                Reserve’s estimate of the burden of the               the financial institutions. The security
                                                  • Fax: (202) 452–3819 or (202) 452–                   proposed information collection,                      guidelines provide specific direction
                                                3102.                                                   including the validity of the                         regarding the development of response
                                                  • Mail: Ann E. Misback, Secretary,                    methodology and assumptions used;                     programs and customer notifications.
                                                Board of Governors of the Federal                         c. Ways to enhance the quality,                        Legal authorization and
                                                Reserve System, 20th Street and                         utility, and clarity of the information to            confidentiality: The Board has
                                                Constitution Avenue NW., Washington,                    be collected;                                         determined that the reporting,
                                                DC 20551.                                                 d. Ways to minimize the burden of                   recordkeeping, and disclosure
                                                   All public comments are available                    information collection on respondents,                requirements associated with the FR
                                                from the Board’s Web site at http://                    including through the use of automated                4100 are authorized by the Gramm-
pmangrum on DSK3GDR082PROD with NOTICES1




                                                www.federalreserve.gov/apps/foia/                       collection techniques or other forms of               Leach-Bliley Act and are mandatory (15
                                                proposedregs.aspx as submitted, unless                  information technology; and                           U.S.C. 6801(b)). Since the FR 4100
                                                modified for technical reasons.                           e. Estimates of capital or startup costs            provides that a financial institution
                                                Accordingly, your comments will not be                  and costs of operation, maintenance,                  regulated by the Board should notify its
                                                edited to remove any identifying or                     and purchase of services to provide                   designated Reserve Bank upon
                                                contact information. Public comments                    information.                                          becoming aware of an incident of
                                                may also be viewed electronically or in                   At the end of the comment period, the
                                                paper form in Room 3515, 1801 K Street                  comments and recommendations                            1 See   70 FR 15736.



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                                                                          Federal Register / Vol. 82, No. 175 / Tuesday, September 12, 2017 / Notices                                          42815

                                                unauthorized access to sensitive                          1. Central Bancshares, Inc. to acquire,             development of CtQ controls for their
                                                customer information, issues of                         through its newly formed subsidiaries,                device and forego the standard PMA
                                                confidentiality may arise if the Board                  CBI Midco, Inc. and CBI Merger Sub,                   preapproval inspection. FDA would in
                                                were to obtain a copy of a customer                     Inc., all of Cambridge, Nebraska, up to               turn, focus on the PMA applicant’s
                                                notice during the course of an                          100 percent of the voting shares of                   implementation of the CtQ controls
                                                examination, a copy of a SAR, or other                  Republic Corporation, and thereby                     during a postmarket inspection.
                                                sensitive customer information. In such                 indirectly acquire United Republic                    DATES: FDA is seeking participation in
                                                cases, the information would likely be                  Bank, both of Omaha, Nebraska.                        the voluntary PMA CtQ pilot program
                                                exempt from disclosure to the public                      In connection with this application                 starting from September 29, 2017. See
                                                under the Freedom of Information Act                    CBI Midco, Inc. and CBI Merger Sub,                   the ‘‘Participation’’ section for
                                                (5 U.S.C. 552(b)(3), (4), (6), and (8)).                Inc., have applied to become bank                     instructions on how to submit a request
                                                Also, a federal employee is prohibited                  holding companies.                                    to participate. This pilot program will
                                                by law from disclosing a SAR or the                       B. Federal Reserve Bank of San                      run from September 29, 2017, to
                                                existence of a SAR (31 U.S.C. 5318(g)).                 Francisco (Gerald C. Tsai, Director,                  December 31, 2018. The voluntary PMA
                                                  Board of Governors of the Federal Reserve             Applications and Enforcement) 101                     CtQ pilot program will accept the first
                                                System, September 6, 2017.                              Market Street, San Francisco, California              nine participants with submissions that
                                                Ann E. Misback,                                         94105–1579:                                           meet the acceptance criteria.
                                                Secretary of the Board.                                   1. Pacific Premier Bancorp, Inc.; to                ADDRESSES: You may submit comments
                                                [FR Doc. 2017–19217 Filed 9–11–17; 8:45 am]             acquire 100 percent of Plaza Bancorp,                 as follows:
                                                                                                        and thereby indirectly acquire Plaza
                                                BILLING CODE 6210–01–P
                                                                                                        Bank, all of Irvine, California.                      Electronic Submissions
                                                                                                          Board of Governors of the Federal Reserve             Submit electronic comments in the
                                                FEDERAL RESERVE SYSTEM                                  System, September 6, 2017.                            following way:
                                                                                                                                                                • Federal eRulemaking Portal:
                                                                                                        Yao-Chin Chao,
                                                Formations of, Acquisitions by, and                                                                           https://www.regulations.gov. Follow the
                                                                                                        Assistant Secretary of the Board.                     instructions for submitting comments.
                                                Mergers of Bank Holding Companies
                                                                                                        [FR Doc. 2017–19211 Filed 9–11–17; 8:45 am]           Comments submitted electronically,
                                                  The companies listed in this notice                   BILLING CODE 6210–01–P                                including attachments, to https://
                                                have applied to the Board for approval,                                                                       www.regulations.gov will be posted to
                                                pursuant to the Bank Holding Company                                                                          the docket unchanged. Because your
                                                Act of 1956 (12 U.S.C. 1841 et seq.)                    DEPARTMENT OF HEALTH AND                              comment will be made public, you are
                                                (BHC Act), Regulation Y (12 CFR part                    HUMAN SERVICES                                        solely responsible for ensuring that your
                                                225), and all other applicable statutes                                                                       comment does not include any
                                                and regulations to become a bank                        Food and Drug Administration                          confidential information that you or a
                                                holding company and/or to acquire the                                                                         third party may not wish to be posted,
                                                                                                        [Docket No. FDA–2017–N–4765]
                                                assets or the ownership of, control of, or                                                                    such as medical information, your or
                                                the power to vote shares of a bank or                   Center for Devices and Radiological                   anyone else’s Social Security number, or
                                                bank holding company and all of the                     Health Premarket Approval Application                 confidential business information, such
                                                banks and nonbanking companies                          Critical to Quality Pilot Program                     as a manufacturing process. Please note
                                                owned by the bank holding company,                                                                            that if you include your name, contact
                                                including the companies listed below.                   AGENCY:    Food and Drug Administration,              information, or other information that
                                                  The applications listed below, as well                HHS.                                                  identifies you in the body of your
                                                as other related filings required by the                ACTION:   Notice.                                     comments, that information will be
                                                Board, are available for immediate                                                                            posted on https://www.regulations.gov.
                                                inspection at the Federal Reserve Bank                  SUMMARY:    The Food and Drug                           • If you want to submit a comment
                                                indicated. The applications will also be                Administration’s (FDA or Agency or we)                with confidential information that you
                                                available for inspection at the offices of              Center for Devices and Radiological                   do not wish to be made available to the
                                                the Board of Governors. Interested                      Health (CDRH or Center), Office of                    public, submit the comment as a
                                                persons may express their views in                      Compliance (OC) and Office of In Vitro                written/paper submission and in the
                                                writing on the standards enumerated in                  Diagnostics and Radiological Health                   manner detailed (see ‘‘Written/Paper
                                                the BHC Act (12 U.S.C. 1842(c)). If the                 (OIR) is announcing its Premarket                     Submissions’’ and ‘‘Instructions’’).
                                                proposal also involves the acquisition of               Approval Application Critical to Quality
                                                a nonbanking company, the review also                   (PMA CtQ) pilot program. Participation                Written/Paper Submissions
                                                includes whether the acquisition of the                 in the PMA CtQ pilot program is                         Submit written/paper submissions as
                                                nonbanking company complies with the                    voluntary and the program aims to                     follows:
                                                standards in section 4 of the BHC Act                   evaluate device design and                              • Mail/Hand delivery/Courier (for
                                                (12 U.S.C. 1843). Unless otherwise                      manufacturing process quality                         written/paper submissions): Dockets
                                                noted, nonbanking activities will be                    information early on to assist FDA in its             Management Staff (HFA–305), Food and
                                                conducted throughout the United States.                 review of the PMA manufacturing                       Drug Administration, 5630 Fishers
                                                  Unless otherwise noted, comments                      section and post-approval inspections.                Lane, Rm. 1061, Rockville, MD 20852.
                                                regarding each of these applications                    This voluntary pilot program is part of                 • For written/paper comments
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                                                must be received at the Reserve Bank                    the FDA’s ongoing Case for Quality                    submitted to the Dockets Management
                                                indicated or the offices of the Board of                effort to apply innovative strategies that            Staff, FDA will post your comment, as
                                                Governors not later than October 5,                     promote medical device quality and is                 well as any attachments, except for
                                                2017.                                                   a joint effort between the FDA’s CDRH                 information submitted, marked and
                                                  A. Federal Reserve Bank of Kansas                     and Office of Regulatory Affairs (ORA).               identified, as confidential, if submitted
                                                City (Dennis Denney, Assistant Vice                     The pilot program is intended to                      as detailed in ‘‘Instructions.’’
                                                President) 1 Memorial Drive, Kansas                     provide qualifying PMA applicants with                  Instructions: All submissions received
                                                City, Missouri 64198–0001:                              the option to engage FDA on                           must include the Docket No. FDA–


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Document Created: 2018-10-24 14:15:37
Document Modified: 2018-10-24 14:15:37
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice, request for comment.
DatesComments must be submitted on or before November 13, 2017.
ContactA copy of the PRA OMB submission, including the proposed reporting form and instructions, supporting statement, and other documentation will be placed into OMB's public docket files, once approved. These documents will also be made available on the Federal Reserve Board's public Web site at: http:// www.federalreserve.gov/apps/reportforms/review.aspx or may be requested from the agency clearance officer, whose name appears below.
FR Citation82 FR 42814 

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