82 FR 43057 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 176 (September 13, 2017)

Page Range		43057-43058
FR Document		2017-19377
Federal Register, Volume 82 Issue 176 (Wednesday, September 13, 2017)
[Federal Register Volume 82, Number 176 (Wednesday, September 13, 2017)]
[Notices]
[Pages 43057-43058]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-19377]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81548; File No. SR-NYSE-2017-44]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Filing and Immediate Effectiveness of Proposed Change To 
Amend Its Rules To Make Technical and Conforming Updates, in Connection 
With the Merger of NYSE Arca Equities, Inc. With and Into the 
Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE 
National, Inc.

September 7, 2017.
    Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that, on August 25, 2017, New York Stock Exchange LLC (``NYSE'' 
or the ``Exchange'') filed with the Securities and Exchange Commission 
(the ``Commission'') the proposed rule change as described in Items I 
and II below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend its rules to make technical and 
conforming updates in connection with (a) the merger of NYSE Arca 
Equities, Inc. with and into the Exchange's affiliate NYSE Arca, Inc. 
and (b) the name change of NYSE National, Inc. The proposed change is 
available on the Exchange's Web site at www.nyse.com, at the principal 
office of the Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend its rules to make technical and 
conforming updates in connection with (a) the merger of NYSE Arca 
Equities, Inc. (``NYSE Arca Equities'') with and into the Exchange's 
affiliate NYSE Arca, Inc. (``NYSE Arca''), and (b) the name change of 
NYSE National, Inc.
Background
    On June 2, 2017, the Exchange's affiliate, NYSE Arca, filed rule 
changes with the Commission in connection with the proposed merger of 
NYSE Arca's wholly-owned subsidiary, NYSE Arca Equities, with and into 
NYSE Arca (the ``Merger'').\4\ The proposed changes were approved by 
the Commission on August 17, 2017, and the Merger occurred on that same 
date.\5\
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    \4\ See Securities Exchange Act Release No. 80929 (June 14, 
2017), 82 FR 28157 (June 20, 2017) (SR-NYSEArca-2017-40).
    \5\ See Securities Exchange Act Release No. 81419 (August 17, 
2017), 82 FR 40044 (August 23, 2017) (SR-NYSEArca-2017-40).
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    Prior to the Merger, NYSE Arca had two rulebooks: the NYSE Arca 
rules for its options market and the NYSE Arca Equities rules for its 
equities market. At the Merger, the NYSE Arca Equities rules were 
integrated into the NYSE Arca rules, so that there is now one NYSE Arca 
rulebook.\6\ As part of such integration, some of the NYSE Arca rules 
were renumbered. Accordingly, the Exchange proposes to amend certain of 
its rules, as detailed below, to make technical and conforming updates 
to its rules that cross reference the NYSE Arca rules and delete 
references to the NYSE Arca Equities.
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    \6\ See id. at 40044.
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    In January 2017, the Exchange's parent NYSE Group, Inc. acquired 
all the capital stock of National Stock Exchange, Inc., which was 
renamed ``NYSE National, Inc.'' \7\ The Exchange proposes to update a 
reference to National Stock Exchange, Inc. found in the Exchange's 
rules to reflect the new name of such entity, NYSE National, Inc.
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    \7\ See Securities Exchange Act Release No. 79902 (January 30, 
2017), 82 FR 9258 (February 3, 2017) (SR-NSX-2016-16).
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Proposed Rule Changes
     In Exchange Rule 5.2(j) (Exchange Traded Products), the 
Exchange proposes to update the cross references to NYSE Arca Equities 
Rule 5.2(j)(1) by deleting the word ``Equities'' from the term ``NYSE 
Arca Equities Rule'' and appending an ``-E'' to the end of the rule 
number. The new cross reference would be to ``NYSE Arca Rule 5.2-
E(j)(1).'' Similarly, the Exchange proposes to update the cross 
references to subsections of NYSE Arca Options Rule 5.13 and to NYSE 
Arca Options Rule 5.3 by deleting the word ``Options'' form the term 
``NYSE Arca Options Rule'' and appending an ``-O'' to the end of the 
rules number. The new cross references would be to ``NYSE Arca Rule 
5.13-O'' and ``NYSE Arca Rule 5.3-O,'' respectively, followed by any 
relevant subsection of the rule.
     In Exchange Rules 8.4 (Account Approval), 8.5 
(Suitability), 8.6 (Discretionary Accounts), 8.7 (Supervision of 
Accounts), 8.8 (Customer Complaints), the Exchange proposes to update 
the references to NYSE Arca Equities Rules 9.18 by deleting the word 
``Equities'' from the term ``NYSE Arca Equities Rules'' and appending 
an ``-E'' to the end of the rule number. The new cross references would 
be to ``NYSE Arca Rule 9.18-E,'' followed by any relevant subsection of 
the rule.
     In Exchange Rule 8.9 (Prior Approval of Certain 
Communications to Customers) the Exchange proposes to update the cross 
references to NYSE Arca Equities Rule 9.28 by deleting the

[[Page 43058]]

word ``Equities'' from the term ``NYSE Arca Equities Rule'' and 
appending an ``-E'' to the end of the rule number. The new cross 
reference would be to ``NYSE Arca Rule 9.28-E.''
     Finally, in Exchange Rule 19, Supplementary Material .01 
(Locking or Crossing Protected Quotations in NMS Stocks), the Exchange 
proposes to replace ``NYSE Arca Equities, Inc.'' with ``NYSE Arca, 
Inc.'' and replace ``National Stock Exchange, Inc.'' with ``NYSE 
National, Inc.''.
    None of the foregoing changes are substantive.

2. Statutory Basis

    The Exchange believes that the proposed rule change is consistent 
with section 6(b) of the Exchange Act,\8\ in general, and with section 
6(b)(1) \9\ in particular, in that it enables the Exchange to be so 
organized as to have the capacity to be able to carry out the purposes 
of the Exchange Act and to comply, and to enforce compliance by its 
exchange members and persons associated with its exchange members, with 
the provisions of the Exchange Act, the rules and regulations 
thereunder, and the rules of the Exchange.
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    \8\ 15 U.S.C. 78f(b).
    \9\ 15 U.S.C. 78f(b)(1).
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    The proposed rule change is a non-substantive change and does not 
impact the governance or ownership of the Exchange. The Exchange 
believes that the proposed rule change would enable the Exchange to 
continue to be so organized as to have the capacity to carry out the 
purposes of the Exchange Act and comply and enforce compliance with the 
provisions of the Exchange Act by its members and persons associated 
with its members, because ensuring that the rules accurately cross 
reference the rules of NYSE Arca and the name of NYSE National, Inc. 
would contribute to the orderly operation of the Exchange by adding 
clarity and transparency to its rules.
    For similar reasons, the Exchange also believes that the proposed 
rule change is consistent with section 6(b)(5) of the Act,\10\ in that 
it is designed to prevent fraudulent and manipulative acts and 
practices, to promote just and equitable principles of trade, to foster 
cooperation and coordination with persons engaged in facilitating 
transactions in securities, to remove impediments to and perfect the 
mechanism of a free and open market and a national market system and, 
in general, to protect investors and the public interest.
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    \10\ 15 U.S.C. 78f(b)(5).
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    The Exchange believes that the proposed rule change would remove 
impediments to and perfect the mechanism of a free and open market and 
a national market system by ensuring that market participants can more 
easily navigate, understand and comply with its rules. The Exchange 
believes that, by ensuring that such rules accurately cross-reference 
the rules of NYSE Arca and the name of NYSE National, Inc., the 
proposed rule change would reduce potential investor or market 
participant confusion.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition that is not necessary or appropriate 
in furtherance of the purposes of the Act. The proposed rule change is 
not intended to address competitive issues but rather is concerned 
solely with updating the rules to reflect its affiliate's merger and 
integrated rulebook.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The proposed rule change has become effective pursuant to section 
19(b)(3)(A) of the Act \11\ and Rule 19b-4(f)(3) \12\ thereunder.
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    \11\ 15 U.S.C. 78s(b)(3)(A).
    \12\ 17 CFR 240.19b-4(f)(3).
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    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings under 
section 19(b)(2)(B) \13\ of the Act to determine whether the proposed 
rule change should be approved or disapproved.
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    \13\ 15 U.S.C. 78s(b)(2)(B).
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IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSE-2017-44 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSE-2017-44. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSE-2017-44 and should be 
submitted on or before October 4, 2017.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\14\
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    \14\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-19377 Filed 9-12-17; 8:45 am]
 BILLING CODE 8011-01-P
Federal Register / Vol. 82, No. 176 / Wednesday, September 13, 2017 / Notices 43057

under the PRA unless it displays a I. Self-Regulatory Organization’s the Merger, the NYSE Arca Equities
currently valid OMB control number. Statement of the Terms of Substance of rules were integrated into the NYSE
The public may view background the Proposed Rule Change Arca rules, so that there is now one
documentation for this information The Exchange proposes to amend its NYSE Arca rulebook.6 As part of such
collection at the following Web site: rules to make technical and conforming integration, some of the NYSE Arca
http://www.reginfo.gov. Comments updates in connection with (a) the rules were renumbered. Accordingly,
should be directed to: (i) Desk Officer merger of NYSE Arca Equities, Inc. with the Exchange proposes to amend certain
for the Securities and Exchange and into the Exchange’s affiliate NYSE of its rules, as detailed below, to make
Arca, Inc. and (b) the name change of technical and conforming updates to its
Commission, Office of Information and
NYSE National, Inc. The proposed rules that cross reference the NYSE Arca
Regulatory Affairs, Office of
change is available on the Exchange’s rules and delete references to the NYSE
Management and Budget, Room 10102,
Web site at www.nyse.com, at the Arca Equities.
New Executive Office Building, In January 2017, the Exchange’s
Washington, DC 20503, or by sending an principal office of the Exchange, and at
the Commission’s Public Reference parent NYSE Group, Inc. acquired all
email to: Shagufta_Ahmed@ the capital stock of National Stock
omb.eop.gov; and (ii) Pamela Dyson, Room.
Exchange, Inc., which was renamed
Director/Chief Information Officer, II. Self-Regulatory Organization’s ‘‘NYSE National, Inc.’’ 7 The Exchange
Securities and Exchange Commission, Statement of the Purpose of, and proposes to update a reference to
c/o Remi Pavlik-Simon, 100 F Street Statutory Basis for, the Proposed Rule National Stock Exchange, Inc. found in
NE., Washington, DC 20549 or by Change the Exchange’s rules to reflect the new
sending an email to: PRA_Mailbox@ In its filing with the Commission, the name of such entity, NYSE National,
sec.gov. Comments must be submitted to self-regulatory organization included Inc.
OMB within 30 days of this notice. statements concerning the purpose of, Proposed Rule Changes
Dated: September 7, 2017. and basis for, the proposed rule change
and discussed any comments it received • In Exchange Rule 5.2(j) (Exchange
Eduardo A. Aleman,
on the proposed rule change. The text Traded Products), the Exchange
Assistant Secretary. proposes to update the cross references
[FR Doc. 2017–19360 Filed 9–12–17; 8:45 am]
of those statements may be examined at
the places specified in Item IV below. to NYSE Arca Equities Rule 5.2(j)(1) by
BILLING CODE 8011–01–P
The Exchange has prepared summaries, deleting the word ‘‘Equities’’ from the
set forth in sections A, B, and C below, term ‘‘NYSE Arca Equities Rule’’ and
of the most significant parts of such appending an ‘‘-E’’ to the end of the rule
SECURITIES AND EXCHANGE number. The new cross reference would
statements.
COMMISSION be to ‘‘NYSE Arca Rule 5.2–E(j)(1).’’
A. Self-Regulatory Organization’s Similarly, the Exchange proposes to
[Release No. 34–81548; File No. SR–NYSE– Statement of the Purpose of, and the update the cross references to
2017–44] Statutory Basis for, the Proposed Rule subsections of NYSE Arca Options Rule
Change 5.13 and to NYSE Arca Options Rule 5.3
Self-Regulatory Organizations; New 1. Purpose by deleting the word ‘‘Options’’ form
York Stock Exchange LLC; Notice of the term ‘‘NYSE Arca Options Rule’’
Filing and Immediate Effectiveness of The Exchange proposes to amend its and appending an ‘‘-O’’ to the end of the
Proposed Change To Amend Its Rules rules to make technical and conforming rules number. The new cross references
To Make Technical and Conforming updates in connection with (a) the would be to ‘‘NYSE Arca Rule 5.13–O’’
merger of NYSE Arca Equities, Inc. and ‘‘NYSE Arca Rule 5.3–O,’’
Updates, in Connection With the
(‘‘NYSE Arca Equities’’) with and into respectively, followed by any relevant
Merger of NYSE Arca Equities, Inc.
the Exchange’s affiliate NYSE Arca, Inc. subsection of the rule.
With and Into the Exchange’s Affiliate
(‘‘NYSE Arca’’), and (b) the name • In Exchange Rules 8.4 (Account
NYSE Arca, Inc. and the Name Change
change of NYSE National, Inc. Approval), 8.5 (Suitability), 8.6
of NYSE National, Inc.
Background (Discretionary Accounts), 8.7
September 7, 2017. (Supervision of Accounts), 8.8
On June 2, 2017, the Exchange’s
Pursuant to section 19(b)(1) 1 of the affiliate, NYSE Arca, filed rule changes (Customer Complaints), the Exchange
Securities Exchange Act of 1934 (the with the Commission in connection proposes to update the references to
‘‘Act’’) 2 and Rule 19b–4 thereunder,3 with the proposed merger of NYSE NYSE Arca Equities Rules 9.18 by
notice is hereby given that, on August Arca’s wholly-owned subsidiary, NYSE deleting the word ‘‘Equities’’ from the
25, 2017, New York Stock Exchange Arca Equities, with and into NYSE Arca term ‘‘NYSE Arca Equities Rules’’ and
LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed (the ‘‘Merger’’).4 The proposed changes appending an ‘‘-E’’ to the end of the rule
with the Securities and Exchange number. The new cross references
were approved by the Commission on
Commission (the ‘‘Commission’’) the would be to ‘‘NYSE Arca Rule 9.18–E,’’
August 17, 2017, and the Merger
proposed rule change as described in followed by any relevant subsection of
occurred on that same date.5
Prior to the Merger, NYSE Arca had the rule.
Items I and II below, which Items have
two rulebooks: the NYSE Arca rules for • In Exchange Rule 8.9 (Prior
been prepared by the self-regulatory
its options market and the NYSE Arca Approval of Certain Communications to
sradovich on DSK3GMQ082PROD with NOTICES

organization. The Commission is
Equities rules for its equities market. At Customers) the Exchange proposes to
publishing this notice to solicit
update the cross references to NYSE
comments on the proposed rule change
4 See Securities Exchange Act Release No. 80929 Arca Equities Rule 9.28 by deleting the
from interested persons.
(June 14, 2017), 82 FR 28157 (June 20, 2017) (SR–
NYSEArca–2017–40). 6 Seeid. at 40044.
1 15 U.S.C. 78s(b)(1). 5 See Securities Exchange Act Release No. 81419 7 SeeSecurities Exchange Act Release No. 79902
2 15 U.S.C. 78a.
(August 17, 2017), 82 FR 40044 (August 23, 2017) (January 30, 2017), 82 FR 9258 (February 3, 2017)
3 17 CFR 240.19b–4. (SR–NYSEArca–2017–40). (SR–NSX–2016–16).

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43058 Federal Register / Vol. 82, No. 176 / Wednesday, September 13, 2017 / Notices

word ‘‘Equities’’ from the term ‘‘NYSE impediments to and perfect the Electronic Comments
Arca Equities Rule’’ and appending an mechanism of a free and open market
‘‘-E’’ to the end of the rule number. The and a national market system by • Use the Commission’s Internet
new cross reference would be to ‘‘NYSE ensuring that market participants can comment form (http://www.sec.gov/
Arca Rule 9.28–E.’’ more easily navigate, understand and rules/sro.shtml); or
• Finally, in Exchange Rule 19, comply with its rules. The Exchange • Send an email to rule-comments@
Supplementary Material .01 (Locking or believes that, by ensuring that such sec.gov. Please include File Number SR–
Crossing Protected Quotations in NMS rules accurately cross-reference the NYSE–2017–44 on the subject line.
Stocks), the Exchange proposes to rules of NYSE Arca and the name of
replace ‘‘NYSE Arca Equities, Inc.’’ with NYSE National, Inc., the proposed rule Paper Comments
‘‘NYSE Arca, Inc.’’ and replace change would reduce potential investor
‘‘National Stock Exchange, Inc.’’ with • Send paper comments in triplicate
or market participant confusion.
‘‘NYSE National, Inc.’’. to Secretary, Securities and Exchange
None of the foregoing changes are B. Self-Regulatory Organization’s Commission, 100 F Street NE.,
substantive. Statement on Burden on Competition Washington, DC 20549–1090.
The Exchange does not believe that All submissions should refer to File
2. Statutory Basis
the proposed rule change will impose Number SR–NYSE–2017–44. This file
The Exchange believes that the any burden on competition that is not
proposed rule change is consistent with number should be included on the
necessary or appropriate in furtherance subject line if email is used. To help the
section 6(b) of the Exchange Act,8 in of the purposes of the Act. The
general, and with section 6(b)(1) 9 in Commission process and review your
proposed rule change is not intended to
particular, in that it enables the comments more efficiently, please use
address competitive issues but rather is
Exchange to be so organized as to have only one method. The Commission will
concerned solely with updating the
the capacity to be able to carry out the rules to reflect its affiliate’s merger and post all comments on the Commission’s
purposes of the Exchange Act and to integrated rulebook. Internet Web site (http://www.sec.gov/
comply, and to enforce compliance by rules/sro.shtml). Copies of the
its exchange members and persons C. Self-Regulatory Organization’s submission, all subsequent
associated with its exchange members, Statement on Comments on the amendments, all written statements
with the provisions of the Exchange Act, Proposed Rule Change Received From with respect to the proposed rule
the rules and regulations thereunder, Members, Participants, or Others change that are filed with the
and the rules of the Exchange. No written comments were solicited Commission, and all written
The proposed rule change is a non- or received with respect to the proposed communications relating to the
substantive change and does not impact rule change. proposed rule change between the
the governance or ownership of the Commission and any person, other than
Exchange. The Exchange believes that III. Date of Effectiveness of the
Proposed Rule Change and Timing for those that may be withheld from the
the proposed rule change would enable public in accordance with the
the Exchange to continue to be so Commission Action
provisions of 5 U.S.C. 552, will be
organized as to have the capacity to The proposed rule change has become available for Web site viewing and
carry out the purposes of the Exchange effective pursuant to section 19(b)(3)(A) printing in the Commission’s Public
Act and comply and enforce compliance of the Act 11 and Rule 19b–4(f)(3) 12
Reference Room, 100 F Street NE.,
with the provisions of the Exchange Act thereunder.
Washington, DC 20549 on official
by its members and persons associated At any time within 60 days of the
with its members, because ensuring that filing of the proposed rule change, the business days between the hours of
the rules accurately cross reference the Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the
rules of NYSE Arca and the name of temporarily suspend such rule change if filing also will be available for
NYSE National, Inc. would contribute to it appears to the Commission that such inspection and copying at the principal
the orderly operation of the Exchange by action is necessary or appropriate in the office of the Exchange. All comments
adding clarity and transparency to its public interest, for the protection of received will be posted without change;
rules. investors, or otherwise in furtherance of the Commission does not edit personal
For similar reasons, the Exchange also the purposes of the Act. If the identifying information from
believes that the proposed rule change Commission takes such action, the submissions. You should submit only
is consistent with section 6(b)(5) of the Commission shall institute proceedings information that you wish to make
Act,10 in that it is designed to prevent under section 19(b)(2)(B) 13 of the Act to available publicly. All submissions
fraudulent and manipulative acts and determine whether the proposed rule should refer to File Number SR–NYSE–
practices, to promote just and equitable change should be approved or 2017–44 and should be submitted on or
principles of trade, to foster cooperation disapproved. before October 4, 2017.
and coordination with persons engaged
in facilitating transactions in securities, IV. Solicitation of Comments For the Commission, by the Division of
Trading and Markets, pursuant to delegated
to remove impediments to and perfect Interested persons are invited to
authority.14
the mechanism of a free and open submit written data, views, and
market and a national market system arguments concerning the foregoing, Eduardo A. Aleman,
sradovich on DSK3GMQ082PROD with NOTICES

and, in general, to protect investors and including whether the proposed rule Assistant Secretary.
the public interest. change is consistent with the Act. [FR Doc. 2017–19377 Filed 9–12–17; 8:45 am]
The Exchange believes that the Comments may be submitted by any of BILLING CODE 8011–01–P
proposed rule change would remove the following methods:
8 15 U.S.C. 78f(b). 11 15 U.S.C. 78s(b)(3)(A).
9 15 U.S.C. 78f(b)(1). 12 17 CFR 240.19b–4(f)(3).
10 15 U.S.C. 78f(b)(5). 13 15 U.S.C. 78s(b)(2)(B). 14 17 CFR 200.30–3(a)(12).

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Document Created: 2017-09-13 00:09:19
Document Modified: 2017-09-13 00:09:19
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 43057