82 FR 44480 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 183 (September 22, 2017)

Page Range		44480-44480
FR Document		2017-20220

Federal Register, Volume 82 Issue 183 (Friday, September 22, 2017)

[Federal Register Volume 82, Number 183 (Friday, September 22, 2017)]
[Notices]
[Page 44480]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-20220]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-064, OMB Control No. 3235-0067]


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension:
    Form S-11

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Form S-11 (17 CFR 239.18) is the registration statement form used 
to register securities issued by real estate investment trusts or by 
issuers whose business is primarily that of acquiring and holding for 
investment interests in real estate under the Securities Act of 1933 
(15 U.S.C. 77a et seq.). The information filed with the Commission 
permits verification of compliance with securities law requirements and 
assures public availability and dissemination of such information. 
Information provided is mandatory. We estimate that Form S-11 takes 
approximately 779.04 hours per response and is filed by approximately 
64 issuers annually. In addition, we estimate that 25% of the 779.04 
hours per response (194.76 hours) is prepared by the issuer for an 
annual reporting burden of 12,465 hours (194.76 hours per response x 64 
responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov . 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: September 19, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-20220 Filed 9-21-17; 8:45 am]
 BILLING CODE 8011-01-P

44480 Federal Register / Vol. 82, No. 183 / Friday, September 22, 2017 / Notices

collection of information provided for in aggregate annual internal cost of approved collection of information
Rule 17Ab2–1 (17 CFR 240.17Ab2–1) compliance for the approximately one discussed below.
and Form CA–1: Registration of Clearing clearing agency each year to comply Form S–11 (17 CFR 239.18) is the
Agencies (17 CFR 249b.200) under the with Rule 17Ab2–1 is also $36,790. The registration statement form used to
Securities Exchange Act of 1934 external costs associated with work on
register securities issued by real estate
(‘‘Exchange Act’’) (15 U.S.C. 78a et seq.). Form CA–1 include fees charged by
Rule 17Ab2–1 and Form CA–1 require investment trusts or by issuers whose
outside lawyers and accountants to
clearing agencies to register with the assist the applicant or registrant collect business is primarily that of acquiring
Commission and to meet certain and prepare the information sought by and holding for investment interests in
requirements with regard to, among the form (though such consultations are real estate under the Securities Act of
other things, the clearing agency’s not required by the Commission) and 1933 (15 U.S.C. 77a et seq.). The
organization, capacities, and rules. The are estimated to be approximately a total information filed with the Commission
information is collected from the amount of $19,029 ($19,029 times one permits verification of compliance with
clearing agency upon the initial registrant per year). securities law requirements and assures
application for registration on Form An agency may not conduct or public availability and dissemination of
CA–1. Thereafter, information is sponsor, and a person is not required to such information. Information provided
collected by amendment to the initial respond to, a collection of information is mandatory. We estimate that Form S–
Form CA–1 when changes in under the PRA unless it displays a 11 takes approximately 779.04 hours per
circumstances that render certain currently valid OMB control number. response and is filed by approximately
information on Form CA–1 inaccurate, The public may view background 64 issuers annually. In addition, we
misleading, or incomplete necessitate documentation for this information estimate that 25% of the 779.04 hours
modification of the information collection at the following Web site: per response (194.76 hours) is prepared
previously provided to the Commission. www.reginfo.gov. Comments should be by the issuer for an annual reporting
The Commission uses the information directed to: (i) Desk Officer for the
burden of 12,465 hours (194.76 hours
disclosed on Form CA–1 to (i) Securities and Exchange Commission,
determine whether an applicant meets per response × 64 responses).
Office of Information and Regulatory
the standards for registration set forth in Affairs, Office of Management and An agency may not conduct or
Section 17A of the Exchange Act, (ii) Budget, Room 10102, New Executive sponsor, and a person is not required to
enforce compliance with the Exchange Office Building, Washington, DC 20503, respond to, a collection of information
Act’s registration requirement, and (iii) or by sending an email to: Shagufta_ unless it displays a currently valid
provide information about specific Ahmed@omb.eop.gov; and (ii) Pamela control number.
registered clearing agencies for Dyson, Director/Chief Information The public may view the background
compliance and investigatory purposes. Officer, Securities and Exchange documentation for this information
Without Rule 17Ab2–1, the Commission Commission, c/o Remi Pavlik-Simon,
could not perform these duties as collection at the following Web site,
100 F Street NE., Washington, DC www.reginfo.gov . Comments should be
statutorily required. 20549, or by sending an email to: PRA_
The Commission staff estimates that directed to: (i) Desk Officer for the
Mailbox@sec.gov. Comments must be
the average Form CA–1 requires Securities and Exchange Commission,
submitted to OMB within 30 days of
approximately 130 hours to complete this notice. Office of Information and Regulatory
and submit for approval. This burden is Affairs, Office of Management and
Dated: September 19, 2017. Budget, Room 10102, New Executive
composed primarily of a one-time
reporting burden that reflects the Eduardo A. Aleman, Office Building, Washington, DC 20503,
applicant’s staff time (i.e. internal labor Assistant Secretary. or by sending an email to: Shagufta_
costs) to prepare and submit the Form [FR Doc. 2017–20216 Filed 9–21–17; 8:45 am] Ahmed@omb.eop.gov; and (ii) Pamela
to the Commission. This estimate BILLING CODE 8011–01–P Dyson, Director/Chief Information
includes the burden associated with Officer, Securities and Exchange
filing amendments to Form CA–1, Commission, c/o Remi Pavlik-Simon,
which is required when certain SECURITIES AND EXCHANGE
100 F Street NE., Washington, DC 20549
information contained in an applicant’s COMMISSION
or send an email to: PRA_Mailbox@
or registrant’s Form CA–1 becomes [SEC File No. 270–064, OMB Control No. sec.gov. Comments must be submitted to
inaccurate, misleading, or incomplete. 3235–0067] OMB within 30 days of this notice.
(The time burden related to preparing
and submitting an amendment widely Submission for OMB Review; Dated: September 19, 2017.
varies depending on the nature of the Comment Request Eduardo A. Aleman,
information that needs to be updated.) Assistant Secretary.
Upon Written Request Copies Available
Since the Commission only receives an [FR Doc. 2017–20220 Filed 9–21–17; 8:45 am]
From: Securities and Exchange
average of one submission per year, the
Commission, Office of FOIA Services, BILLING CODE 8011–01–P
aggregate annual burden associated with
100 F Street NE., Washington, DC
compliance with Rule 17Ab2–1 and
20549–2736
Form CA–1 is 130 hours. The
Commission staff estimates that Extension:
compliance staff work at applicant or Form S–11
registrant clearing agencies to comply Notice is hereby given that, pursuant
with Rule 17Ab2–1 and complete Form to the Paperwork Reduction Act of 1995
CA–1 will result in an internal cost of (44 U.S.C. 3501 et seq.), the Securities
compliance, at an estimated hourly and Exchange Commission
wage of $283, of $36,790 per year per (‘‘Commission’’) has submitted to the
clearing agency (130 hours × $283 per Office of Management and Budget this
hour = $36,790 per year). Therefore, the request for extension of the previously

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Document Created: 2017-09-22 01:52:49
Document Modified: 2017-09-22 01:52:49

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 44480