82 FR 44677 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule in Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 184 (September 25, 2017)

Page Range		44677-44678
FR Document		2017-20363
Federal Register, Volume 82 Issue 184 (Monday, September 25, 2017)
[Federal Register Volume 82, Number 184 (Monday, September 25, 2017)]
[Notices]
[Pages 44677-44678]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-20363]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81652; File No. SR-NYSEARCA-2017-108]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules 
and the NYSE Arca Options Fees and Charges Schedule in Connection With 
the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC

September 19, 2017.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that, on September 8, 2017, NYSE Arca, Inc. (the ``Exchange'' or 
``NYSE Arca'') filed with the Securities and Exchange Commission (the 
``Commission'') the proposed rule change as described in Items I and II 
below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C.78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes, in connection with the name change of its 
affiliate NYSE MKT LLC to NYSE American LLC, proposes [sic] to amend 
its rules and the NYSE Arca Options Fees and Charges schedule (the 
``Options Fee Schedule'').
    The proposed rule change is available on the Exchange's Web site at 
www.nyse.com, at the principal office of the Exchange, and at the 
Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange, in connection with the name change of its affiliate 
NYSE MKT LLC (``NYSE MKT'') to NYSE American LLC (``NYSE American''), 
proposes to amend its rules and the Options Fee Schedule.\4\
---------------------------------------------------------------------------

    \4\ The Exchange originally filed the proposed changes on August 
25, 2017 (SR-NYSEArca-2017-95), withdrew such changes on September 
6, 2017 and refiled on the same day (SR-NYSEArca-2017-106). SR-
NYSEArca- 2017-106 was subsequently withdrawn on September 8, 2017 
and replaced by this filing.
---------------------------------------------------------------------------

Background
    On March 16, 2017, NYSE MKT filed rule changes with the Commission 
in connection with its name change to NYSE American.\5\ In addition, on 
May 19, 2017, NYSE MKT filed rule changes with the Commission 
associated with the rebranding of NYSE Amex Options, the Exchange's 
facility for trading options, to NYSE American Options.\6\ The NYSE MKT 
name change to NYSE American became operative on July 24, 2017. 
Accordingly, the Exchange proposes to amend certain of its rules and 
the Options Fee Schedule as detailed below to reflect the new name of 
its affiliate NYSE American.
---------------------------------------------------------------------------

    \5\ See Securities Exchange Act Release No.80283 (March 21, 
2017), 82 FR 15244 (March 27, 2017) (SR-NYSEMKT-2017-14).
    \6\ See Securities Exchange Act Release No. 80748 (May 23, 
2017), 82 FR 24764 (May 30, 2017) (SR-NYSEMKT-2017-20).
---------------------------------------------------------------------------

Proposed Rule Changes
     The Exchange proposes to replace ``NYSE MKT'' with ``NYSE 
American'' in Rule 5.25-O, Commentary .03 (Margins); Rule 6.96-O(b) 
(Operation of Routing Broker); 5.2-E(b) (General); 5.2-E(d) (Preferred 
Stock and Similar Issues); 5.2-E(e) (Bonds and Debentures); 5.5-E(a), 
Commentary .02 and .03 (Maintenance Requirements and Delisting 
Procedures); 7.31-E(f) (Orders and Modifiers); and 7.45-E(c) (Operation 
of Routing Broker).
     Rule 7.31-E has a notice stating that an amended version 
of the rule has been approved but is not yet operative.\7\ The notice 
includes a link to the amended version of the rule and the relevant 
approval order. The Exchange proposes to replace ``NYSE MKT'' with 
``NYSE American'' in the text of the amended but not yet operative 
version of Rule 7.31-E. Exhibit 5B sets forth the proposed revised 
text.
---------------------------------------------------------------------------

    \7\ The Exchange will announce by Trader Update when the amended 
version of Rule 7.31-E will become operative.
---------------------------------------------------------------------------

     The Exchange proposes to replace ``NYSE MKT LLC'' with 
``NYSE American LLC'' in Rule 5.82-O(a) (Applicability; Definitions 
Related to ByRDs), Rule 6.96-O(b), Rule 7.37-E(d) (Order Execution and 
Routing), and Rule 7.45-E(c)(1).
Proposed Changes to the Options Fee Schedule
     Options Fee Schedule: Under ``Co-Location Fees,'' in 
General Notes 1 and 4, the Exchange proposes to replace ``NYSE MKT 
LLC'' with ``NYSE American LLC'' and replace ``NYSE MKT'' with ``NYSE 
American.'' In addition, the Exchange proposes to replace ``NYSE Amex 
Options'' with ``NYSE American Options'' in the table in General Note 
4.
    None of the foregoing changes are substantive.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Exchange Act,\8\ in general, and with Section 
6(b)(1) \9\ in particular, in that it enables the Exchange to be so 
organized as to have the capacity to be able to carry out the purposes 
of the Exchange Act and to comply, and to enforce compliance by its 
exchange members and persons associated with its exchange members, with 
the provisions of the Exchange Act, the rules and regulations 
thereunder, and the rules of the Exchange.
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 78f(b).
    \9\ 15 U.S.C. 78f(b)(1).
---------------------------------------------------------------------------

    The proposed rule change is a non-substantive change and does not 
impact the governance or ownership of the Exchange. The Exchange 
believes that the proposed rule change would enable the Exchange to 
continue to be so organized as to have the capacity to carry out the 
purposes of the Exchange Act and comply and enforce compliance with the 
provisions of the Exchange Act by its members and persons associated 
with its members, because ensuring that the rules and Options Fee 
Schedule accurately reflect the name change of the Exchange's affiliate 
from NYSE MKT to NYSE American and the rebranding of NYSE Amex Options 
to NYSE

[[Page 44678]]

American Options would contribute to the orderly operation of the 
Exchange by adding clarity and transparency to its rules and fee 
schedule.
    For similar reasons, the Exchange also believes that the proposed 
rule change is consistent with Section 6(b)(5) of the Act,\10\ in that 
it is designed to prevent fraudulent and manipulative acts and 
practices, to promote just and equitable principles of trade, to foster 
cooperation and coordination with persons engaged in facilitating 
transactions in securities, to remove impediments to and perfect the 
mechanism of a free and open market and a national market system and, 
in general, to protect investors and the public interest.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

    The Exchange believes that the proposed rule change would remove 
impediments to and perfect the mechanism of a free and open market and 
a national market system by ensuring that market participants can more 
easily navigate, understand and comply with the rules and Options Fee 
Schedule. The Exchange believes that, by ensuring that such rules and 
fee schedule accurately reflect the name change of its affiliate from 
NYSE MKT to NYSE American and the rebranding of NYSE Amex Options to 
NYSE American Options, the proposed rule change would reduce potential 
investor or market participant confusion.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition that is not necessary or appropriate 
in furtherance of the purposes of the Act. The proposed rule change is 
not intended to address competitive issues but rather is concerned 
solely with updating the rules, and Options Fee Schedule to reflect its 
affiliate's name change from NYSE MKT to NYSE American and rebranding 
of NYSE Amex Options to NYSE American Options.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The proposed rule change has become effective pursuant to Section 
19(b)(3)(A) of the Act \11\ and Rule 19b-4(f)(3) \12\ thereunder. At 
any time within 60 days of the filing of the proposed rule change, the 
Commission summarily may temporarily suspend such rule change if it 
appears to the Commission that such action is necessary or appropriate 
in the public interest, for the protection of investors, or otherwise 
in furtherance of the purposes of the Act. If the Commission takes such 
action, the Commission shall institute proceedings under Section 
19(b)(2)(B) \13\ of the Act to determine whether the proposed rule 
change should be approved or disapproved.
---------------------------------------------------------------------------

    \11\ 15 U.S.C. 78s(b)(3)(A).
    \12\ 17 CFR 240.19b-4(f)(3).
    \13\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEARCA-2017-108 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

&All submissions should refer to File Number SR-NYSEARCA-2017-108. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSEARCA-2017-108 and should 
be submitted on or before October 16, 2017.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority. \14\
---------------------------------------------------------------------------

    \14\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-20363 Filed 9-22-17; 8:45 am]
 BILLING CODE 8011-01-P
Federal Register / Vol. 82, No. 184 / Monday, September 25, 2017 / Notices 44677

to: PRA_Mailbox@sec.gov. Comments and discussed any comments it received approved but is not yet operative.7 The
must be submitted to OMB within 30 on the proposed rule change. The text notice includes a link to the amended
days of this notice. of those statements may be examined at version of the rule and the relevant
Dated: September 19, 2017. the places specified in Item IV below. approval order. The Exchange proposes
Eduardo A. Aleman, The Exchange has prepared summaries, to replace ‘‘NYSE MKT’’ with ‘‘NYSE
set forth in sections A, B, and C below, American’’ in the text of the amended
Assistant Secretary.
of the most significant parts of such but not yet operative version of Rule
[FR Doc. 2017–20359 Filed 9–22–17; 8:45 am]
statements. 7.31–E. Exhibit 5B sets forth the
BILLING CODE 8011–01–P
proposed revised text.
A. Self-Regulatory Organization’s • The Exchange proposes to replace
Statement of the Purpose of, and the ‘‘NYSE MKT LLC’’ with ‘‘NYSE
SECURITIES AND EXCHANGE Statutory Basis for, the Proposed Rule American LLC’’ in Rule 5.82–O(a)
COMMISSION Change (Applicability; Definitions Related to
[Release No. 34–81652; File No. SR– ByRDs), Rule 6.96–O(b), Rule 7.37–E(d)
1. Purpose
NYSEARCA–2017–108] (Order Execution and Routing), and
The Exchange, in connection with the Rule 7.45–E(c)(1).
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and name change of its affiliate NYSE MKT Proposed Changes to the Options Fee
Immediate Effectiveness of Proposed LLC (‘‘NYSE MKT’’) to NYSE American Schedule
LLC (‘‘NYSE American’’), proposes to
Rule Change To Amend Its Rules and • Options Fee Schedule: Under ‘‘Co-
the NYSE Arca Options Fees and amend its rules and the Options Fee
Location Fees,’’ in General Notes 1 and
Charges Schedule in Connection With Schedule.4 4, the Exchange proposes to replace
the Name Change of Its Affiliate NYSE Background ‘‘NYSE MKT LLC’’ with ‘‘NYSE
MKT LLC to NYSE American LLC American LLC’’ and replace ‘‘NYSE
On March 16, 2017, NYSE MKT filed MKT’’ with ‘‘NYSE American.’’ In
September 19, 2017.
rule changes with the Commission in addition, the Exchange proposes to
Pursuant to Section 19(b)(1) 1
of the connection with its name change to replace ‘‘NYSE Amex Options’’ with
Securities Exchange Act of 1934 (the NYSE American.5 In addition, on May ‘‘NYSE American Options’’ in the table
‘‘Act’’) 2 and Rule 19b–4 thereunder,3 19, 2017, NYSE MKT filed rule changes in General Note 4.
notice is hereby given that, on None of the foregoing changes are
with the Commission associated with
September 8, 2017, NYSE Arca, Inc. (the substantive.
the rebranding of NYSE Amex Options,
‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
the Exchange’s facility for trading 2. Statutory Basis
the Securities and Exchange
options, to NYSE American Options.6
Commission (the ‘‘Commission’’) the The Exchange believes that the
The NYSE MKT name change to NYSE
proposed rule change as described in proposed rule change is consistent with
Items I and II below, which Items have American became operative on July 24,
2017. Accordingly, the Exchange Section 6(b) of the Exchange Act,8 in
been prepared by the self-regulatory general, and with Section 6(b)(1) 9 in
organization. The Commission is proposes to amend certain of its rules
and the Options Fee Schedule as particular, in that it enables the
publishing this notice to solicit Exchange to be so organized as to have
comments on the proposed rule change detailed below to reflect the new name
of its affiliate NYSE American. the capacity to be able to carry out the
from interested persons. purposes of the Exchange Act and to
I. Self-Regulatory Organization’s Proposed Rule Changes comply, and to enforce compliance by
Statement of the Terms of Substance of its exchange members and persons
• The Exchange proposes to replace associated with its exchange members,
the Proposed Rule Change
‘‘NYSE MKT’’ with ‘‘NYSE American’’ with the provisions of the Exchange Act,
The Exchange proposes, in in Rule 5.25–O, Commentary .03 the rules and regulations thereunder,
connection with the name change of its (Margins); Rule 6.96–O(b) (Operation of and the rules of the Exchange.
affiliate NYSE MKT LLC to NYSE Routing Broker); 5.2–E(b) (General); 5.2– The proposed rule change is a non-
American LLC, proposes [sic] to amend E(d) (Preferred Stock and Similar substantive change and does not impact
its rules and the NYSE Arca Options Issues); 5.2–E(e) (Bonds and the governance or ownership of the
Fees and Charges schedule (the Debentures); 5.5–E(a), Commentary .02 Exchange. The Exchange believes that
‘‘Options Fee Schedule’’). and .03 (Maintenance Requirements and the proposed rule change would enable
The proposed rule change is available Delisting Procedures); 7.31–E(f) (Orders the Exchange to continue to be so
on the Exchange’s Web site at and Modifiers); and 7.45–E(c) organized as to have the capacity to
www.nyse.com, at the principal office of (Operation of Routing Broker). carry out the purposes of the Exchange
the Exchange, and at the Commission’s Act and comply and enforce compliance
Public Reference Room. • Rule 7.31–E has a notice stating that
an amended version of the rule has been with the provisions of the Exchange Act
II. Self-Regulatory Organization’s by its members and persons associated
Statement of the Purpose of, and 4 The Exchange originally filed the proposed
with its members, because ensuring that
Statutory Basis for, the Proposed Rule changes on August 25, 2017 (SR–NYSEArca–2017– the rules and Options Fee Schedule
Change 95), withdrew such changes on September 6, 2017 accurately reflect the name change of
asabaliauskas on DSKBBXCHB2PROD with NOTICES

and refiled on the same day (SR–NYSEArca–2017– the Exchange’s affiliate from NYSE MKT
In its filing with the Commission, the 106). SR–NYSEArca– 2017–106 was subsequently to NYSE American and the rebranding
self-regulatory organization included withdrawn on September 8, 2017 and replaced by
of NYSE Amex Options to NYSE
statements concerning the purpose of, this filing.
5 See Securities Exchange Act Release No.80283
and basis for, the proposed rule change (March 21, 2017), 82 FR 15244 (March 27, 2017) 7 The Exchange will announce by Trader Update

(SR–NYSEMKT–2017–14). when the amended version of Rule 7.31–E will
1 15 U.S.C.78s(b)(1). 6 See Securities Exchange Act Release No. 80748 become operative.
2 15 U.S.C. 78a. 8 15 U.S.C. 78f(b).
(May 23, 2017), 82 FR 24764 (May 30, 2017) (SR–
3 17 CFR 240.19b–4. NYSEMKT–2017–20). 9 15 U.S.C. 78f(b)(1).

VerDate Sep<11>2014 19:45 Sep 22, 2017 Jkt 241001 PO 00000 Frm 00123 Fmt 4703 Sfmt 4703 E:\FR\FM\25SEN1.SGM 25SEN1
44678 Federal Register / Vol. 82, No. 184 / Monday, September 25, 2017 / Notices

American Options would contribute to of the Act 11 and Rule 19b–4(f)(3) 12 business days between the hours of
the orderly operation of the Exchange by thereunder. At any time within 60 days 10:00 a.m. and 3:00 p.m. Copies of the
adding clarity and transparency to its of the filing of the proposed rule change, filing also will be available for
rules and fee schedule. the Commission summarily may inspection and copying at the principal
For similar reasons, the Exchange also temporarily suspend such rule change if office of the Exchange. All comments
believes that the proposed rule change it appears to the Commission that such received will be posted without change;
is consistent with Section 6(b)(5) of the action is necessary or appropriate in the the Commission does not edit personal
Act,10 in that it is designed to prevent public interest, for the protection of identifying information from
fraudulent and manipulative acts and investors, or otherwise in furtherance of submissions. You should submit only
practices, to promote just and equitable the purposes of the Act. If the information that you wish to make
principles of trade, to foster cooperation Commission takes such action, the available publicly. All submissions
and coordination with persons engaged Commission shall institute proceedings should refer to File Number SR–
in facilitating transactions in securities, under Section 19(b)(2)(B) 13 of the Act to NYSEARCA–2017–108 and should be
to remove impediments to and perfect determine whether the proposed rule submitted on or before October 16,
the mechanism of a free and open change should be approved or 2017.
market and a national market system disapproved. For the Commission, by the Division of
and, in general, to protect investors and IV. Solicitation of Comments Trading and Markets, pursuant to delegated
the public interest. authority. 14
Interested persons are invited to Eduardo A. Aleman,
The Exchange believes that the submit written data, views, and
proposed rule change would remove Assistant Secretary.
arguments concerning the foregoing,
impediments to and perfect the [FR Doc. 2017–20363 Filed 9–22–17; 8:45 am]
including whether the proposed rule
mechanism of a free and open market change is consistent with the Act. BILLING CODE 8011–01–P
and a national market system by Comments may be submitted by any of
ensuring that market participants can the following methods:
more easily navigate, understand and SECURITIES AND EXCHANGE
comply with the rules and Options Fee Electronic Comments COMMISSION
Schedule. The Exchange believes that, • Use the Commission’s Internet
by ensuring that such rules and fee comment form (http://www.sec.gov/ [Release No. 34–81655; File No. SR–
schedule accurately reflect the name rules/sro.shtml); or NYSEArca–2016–177]
change of its affiliate from NYSE MKT • Send an email to rule-comments@
to NYSE American and the rebranding sec.gov. Please include File Number SR– Self-Regulatory Organizations; NYSE
of NYSE Amex Options to NYSE NYSEARCA–2017–108 on the subject Arca, Inc.; Notice of Filing of
American Options, the proposed rule line. Amendment No. 4, and Order Granting
change would reduce potential investor Accelerated Approval of a Proposed
Paper Comments Rule Change, as Modified by
or market participant confusion.
• Send paper comments in triplicate Amendment No. 4, Relating to the
B. Self-Regulatory Organization’s to Secretary, Securities and Exchange Listing and Trading of Shares of the
Statement on Burden on Competition Commission, 100 F Street NE., USCF Canadian Crude Oil Index Fund
Washington, DC 20549–1090. Under NYSE Arca Rule 8.200–E
The Exchange does not believe that
the proposed rule change will impose All submissions should refer to File September 19, 2017.
any burden on competition that is not Number SR–NYSEARCA–2017–108.
necessary or appropriate in furtherance This file number should be included on I. Introduction
of the purposes of the Act. The the subject line if email is used. To help On December 30, 2016, NYSE Arca,
proposed rule change is not intended to the Commission process and review Inc. (‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
address competitive issues but rather is your comments more efficiently, please with the Securities and Exchange
concerned solely with updating the use only one method. The Commission Commission (‘‘Commission’’), pursuant
rules, and Options Fee Schedule to will post all comments on the to Section 19(b)(1) of the Securities
reflect its affiliate’s name change from Commission’s Internet Web site (http:// Exchange Act of 1934 (‘‘Act’’) 1 and Rule
NYSE MKT to NYSE American and www.sec.gov/rules/sro.shtml). Copies of 19b–4 thereunder,2 a proposed rule
rebranding of NYSE Amex Options to the submission, all subsequent change to list and trade shares
NYSE American Options. amendments, all written statements (‘‘Shares’’) of the USCF Canadian Crude
with respect to the proposed rule Oil Index Fund (‘‘Fund’’). The proposed
C. Self-Regulatory Organization’s change that are filed with the rule change was published for comment
Statement on Comments on the Commission, and all written in the Federal Register on January 23,
Proposed Rule Change Received From communications relating to the 2017.3 On March 8, 2017, pursuant to
Members, Participants, or Others proposed rule change between the Section 19(b)(2) of the Act,4 the
Commission and any person, other than Commission designated a longer period
No written comments were solicited
those that may be withheld from the within which to approve the proposed
or received with respect to the proposed
public in accordance with the rule change, disapprove the proposed
rule change.
asabaliauskas on DSKBBXCHB2PROD with NOTICES

provisions of 5 U.S.C. 552, will be rule change, or institute proceedings to
III. Date of Effectiveness of the available for Web site viewing and determine whether to disapprove the
Proposed Rule Change and Timing for printing in the Commission’s Public
Commission Action Reference Room, 100 F Street NE., 14 17 CFR 200.30–3(a)(12).
Washington, DC 20549 on official 1 15 U.S.C. 78s(b)(1).
The proposed rule change has become 2 17 CFR 240.19b–4.
effective pursuant to Section 19(b)(3)(A) 11 15 U.S.C. 78s(b)(3)(A). 3 See Securities Exchange Act Release No. 79793
12 17 CFR 240.19b–4(f)(3). (January 13, 2017), 82 FR 7885 (‘‘Notice’’).
10 15 U.S.C. 78f(b)(5). 13 15 U.S.C. 78s(b)(2)(B). 4 15 U.S.C. 78s(b)(2).

VerDate Sep<11>2014 19:45 Sep 22, 2017 Jkt 241001 PO 00000 Frm 00124 Fmt 4703 Sfmt 4703 E:\FR\FM\25SEN1.SGM 25SEN1
Document Created: 2018-10-24 14:44:30
Document Modified: 2018-10-24 14:44:30
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 44677