82 FR 45921 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 189 (October 2, 2017)
Federal Register Volume 82, Issue 189 (October 2, 2017)
| Page Range | 45921-45921 | |
| FR Document | 2017-21159 |
[Federal Register Volume 82, Number 189 (Monday, October 2, 2017)] [Notices] [Page 45921] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-21159] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-81733; File No. SR-NASDAQ-2017-081] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 September 27, 2017. On August 7, 2017, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to extend the implementation date for certain changes concerning the continued listing requirements for exchange-traded products in the Nasdaq Rule 5700 Series and related changes to Nasdaq Rule 5810. The proposed rule change was published for comment in the Federal Register on August 22, 2017.\3\ The Commission received one comment letter on the proposed rule change.\4\ On September 22, 2017, Nasdaq withdrew the proposed rule change (SR-NASDAQ-2017-081). --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ See Securities Exchange Act Release No. 81406 (August 16, 2017), 82 FR 39920. \4\ See letter from Jane Heinrichs, Associate General Counsel, Investment Company Institute, to Brent J. Fields, Secretary, Commission, dated September 1, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\5\ --------------------------------------------------------------------------- \5\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-21159 Filed 9-29-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 189 / Monday, October 2, 2017 / Notices 45921
any burden on intramarket competition Comments may be submitted by any of SECURITIES AND EXCHANGE
that is not necessary or appropriate in the following methods: COMMISSION
furtherance of the purposes of the Act
because, while different issuers will be Electronic Comments
[Release No. 34–81733; File No. SR–
eligible for different fee credits, these • Use the Commission’s Internet NASDAQ–2017–081]
different fee credits are not based on the comment form (http://www.sec.gov/
type of listed company but on the rules/sro.shtml); or Self-Regulatory Organizations; The
timing of listing on IEX and, when a NASDAQ Stock Market LLC; Notice of
higher credit is provided, on the listing • Send an email to rule-comments@
Withdrawal of a Proposed Rule Change
fees already paid to its prior listing sec.gov. Please include File Number SR–
To Extend the Implementation Date for
exchange. As discussed in the Statutory IEX–2017–30 on the subject line.
Certain Changes to the Rule 5700
Basis section, limiting fee credits to Paper Comments Series and Rule 5810
companies that issue the required press
release prior to or within 120 calendar • Send paper comments in triplicate September 27, 2017.
days of the first IEX listing is designed to Brent J. Fields, Secretary, Securities On August 7, 2017, The NASDAQ
to incentivize companies to transfer to and Exchange Commission, 100 F Street
IEX expeditiously in order to gain Stock Market LLC (‘‘Nasdaq’’) filed with
NE., Washington, DC 20549–1090. the Securities and Exchange
critical mass quickly. Further, providing
a higher fee credit to companies that All submissions should refer to File Commission (‘‘Commission’’), pursuant
paid nonrefundable listing fees of more Number SR–IEX–2017–30. This file to Section 19(b)(1) of the Securities
than $250,000 to another listing number should be included on the Exchange Act of 1934 1 and Rule 19b–
exchange during the calendar year in subject line if email is used. To help the 4 thereunder,2 a proposed rule change
which it lists on IEX is designed to Commission process and review your to extend the implementation date for
provide a meaningful incentive to such comments more efficiently, please use certain changes concerning the
companies to transfer their listing to only one method. The Commission will continued listing requirements for
IEX. All similarly situated issuers would post all comments on the Commission’s exchange-traded products in the Nasdaq
be treated similarly since the higher Internet Web site (http://www.sec.gov/ Rule 5700 Series and related changes to
credit would be based on the amount of rules/sro.shtml). Copies of the Nasdaq Rule 5810. The proposed rule
the listing fee paid. submission, all subsequent change was published for comment in
C. Self-Regulatory Organization’s amendments, all written statements the Federal Register on August 22,
Statement on Comments on the with respect to the proposed rule 2017.3 The Commission received one
Proposed Rule Change Received From change that are filed with the comment letter on the proposed rule
Members, Participants, or Others Commission, and all written change.4 On September 22, 2017,
communications relating to the Nasdaq withdrew the proposed rule
Written comments were neither proposed rule change between the change (SR–NASDAQ–2017–081).
solicited nor received. Commission and any person, other than For the Commission, by the Division of
III. Date of Effectiveness of the those that may be withheld from the Trading and Markets, pursuant to delegated
Proposed Rule Change and Timing for public in accordance with the authority.5
Commission Action provisions of 5 U.S.C. 552, will be Eduardo A. Aleman,
The foregoing rule change has become available for Web site viewing and Assistant Secretary.
effective pursuant to Section printing in the Commission’s Public [FR Doc. 2017–21159 Filed 9–29–17; 8:45 am]
19(b)(3)(A)(ii) 33 of the Act. Reference Room, 100 F Street NE.,
BILLING CODE 8011–01–P
Washington, DC 20549 on official
At any time within 60 days of the
filing of the proposed rule change, the business days between the hours of
Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the
temporarily suspend such rule change if filing also will be available for
it appears to the Commission that such inspection and copying at the principal
action is necessary or appropriate in the office of the Exchange. All comments
public interest, for the protection of received will be posted without change;
investors, or otherwise in furtherance of the Commission does not edit personal
the purposes of the Act. If the identifying information from
Commission takes such action, the submissions. You should submit only
Commission shall institute proceedings information that you wish to make
under Section 19(b)(2)(B) 34 of the Act to available publicly. All submissions
determine whether the proposed rule should refer to File Number SR–IEX–
change should be approved or 2017–30 and should be submitted on or
disapproved. before October 23, 2017.
IV. Solicitation of Comments For the Commission, by the Division of
Trading and Markets, pursuant to delegated 1 15 U.S.C. 78s(b)(1).
Interested persons are invited to
sradovich on DSK3GMQ082PROD with NOTICES
authority.35 2 17 CFR 240.19b–4.
submit written data, views and Eduardo A. Aleman, 3 See Securities Exchange Act Release No. 81406
arguments concerning the foregoing, (August 16, 2017), 82 FR 39920.
including whether the proposed rule Assistant Secretary.
4 See letter from Jane Heinrichs, Associate
change is consistent with the Act. [FR Doc. 2017–21002 Filed 9–29–17; 8:45 am]
General Counsel, Investment Company Institute, to
BILLING CODE 8011–01–P Brent J. Fields, Secretary, Commission, dated
33 15 U.S.C. 78s(b)(3)(A)(ii). September 1, 2017.
34 15 U.S.C. 78s(b)(2)(B). 35 17 CFR 200.30–3(a)(12). 5 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014 19:01 Sep 29, 2017 Jkt 244001 PO 00000 Frm 00127 Fmt 4703 Sfmt 9990 E:\FR\FM\02OCN1.SGM 02OCN1](https://thefederalregister.org/doc/82_FR_46110/page/1.svg)
Document Created: 2017-09-30 04:41:45
Document Modified: 2017-09-30 04:41:45
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 45921 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR