82 FR 48126 - Performance Review Boards for Senior Executive Service
NUCLEAR REGULATORY COMMISSION Federal Register Volume 82, Issue 198 (October 16, 2017)
Federal Register Volume 82, Issue 198 (October 16, 2017)
| Page Range | 48126-48127 | |
| FR Document | 2017-22273 |
[Federal Register Volume 82, Number 198 (Monday, October 16, 2017)] [Notices] [Pages 48126-48127] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-22273] ----------------------------------------------------------------------- NUCLEAR REGULATORY COMMISSION [NRC-2017-0204] Performance Review Boards for Senior Executive Service AGENCY: Nuclear Regulatory Commission. ACTION: Appointments. ----------------------------------------------------------------------- SUMMARY: The Nuclear Regulatory Commission (NRC) has announced appointments to the NRC Performance Review Board (PRB) responsible for making recommendations on performance appraisal ratings and performance awards for NRC Senior Executives and Senior Level System employees and appointments to the NRC PRB Panel responsible for making recommendations to the appointing and awarding authorities for NRC PRB members. DATES: October 16, 2017. ADDRESSES: Please refer to Docket ID NRC-2017-0204 when contacting the NRC about the availability of information regarding this document. You may obtain publicly-available information related to this document using any of the following methods:Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2017-0204. Address questions about NRC dockets to Carol Gallagher; telephone: 301-415- 3463; email: [email protected]. For technical questions, contact the individual listed in the FOR FURTHER INFORMATION CONTACT section of this document. NRC's Agencywide Documents Access and Management System (ADAMS): You may obtain publicly-available documents online in the ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to [email protected]. NRC's PDR: You may examine and purchase copies of public documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. FOR FURTHER INFORMATION CONTACT: Miriam L. Cohen, Secretary, Executive Resources Board, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-287-0747, email: [email protected]. SUPPLEMENTARY INFORMATION: The following individuals appointed as members of the NRC PRB are responsible for making recommendations to the appointing and awarding authorities on performance appraisal ratings and performance awards for Senior Executives and Senior Level System employees: Victor M. McCree, Executive Director for Operations Margaret M. Doane, General Counsel Frederick D. Brown, Deputy Executive Director for Materials, Waste, Research, State, Tribal, Compliance, Administration, and Human Capital Programs, Office of the Executive Director for Operations Catherine Haney, Regional Administrator, Region II Kimberly A. Howell, Director, Office of Investigations Michael R. Johnson, Deputy Executive Director for Reactor and Preparedness Programs, Office of the Executive Director for Operations David J. Nelson, Chief Information Officer Marc L. Dapas, Director, Office of Nuclear Material Safety and Safeguards Michael F. Weber, Director, Office of Nuclear Regulatory Research Brian E. Holian, Acting Director, Office of Nuclear Reactor Regulation Maureen E. Wylie, Chief Financial Officer [[Page 48127]] The following individuals will serve as members of the NRC PRB Panel that was established to review appraisals and make recommendations to the appointing and awarding authorities for NRC PRB members: Brooke P. Clark, Director, Office of Commission Appellate Adjudication Daniel H. Dorman, Regional Administrator, Region I Andrea D. Veil, Executive Director, Advisory Committee on Reactor Safeguards All appointments are made pursuant to Section 4314 of Chapter 43 of Title 5 of the United States Code. Dated at Rockville, Maryland, this 5th day of October 2017. For the Nuclear Regulatory Commission. Miriam L. Cohen, Secretary, Executive Resources Board. [FR Doc. 2017-22273 Filed 10-13-17; 8:45 am] BILLING CODE 7590-01-P
![48126 Federal Register / Vol. 82, No. 198 / Monday, October 16, 2017 / Notices
After issuing Revision 3, the Nuclear the position that information collection Gallagher; telephone: 301–415–3463;
Energy Institute (NEI) submitted a letter and reporting requirements are not email: Carol.Gallagher@nrc.gov. For
to NRC stating that Revision 3 requires subject to the NRC’s backfitting and technical questions, contact the
licensees to consider exposures received issue finality regulations in 10 CFR individual listed in the FOR FURTHER
by employees during prior employment 50.109, 10 CFR 70.76, 10 CFR 72.62, 10 INFORMATION CONTACT section of this
at a different facility when determining CFR 76.76, and 10 CFR part 52 (e.g., document.
whether monitoring is required ‘‘Material Control and Accounting • NRC’s Agencywide Documents
pursuant to section 10 CFR 20.1502, Methods,’’ December 23, 2002 (67 FR Access and Management System
which was a change in agency position 78130); and ‘‘Regulatory Improvements (ADAMS): You may obtain publicly-
from: (1) The staff position that was in to the Nuclear Materials Management available documents online in the
both Revisions 1 and 2 of Regulatory and Safeguards System,’’ June 9, 2008 ADAMS Public Documents collection at
Guide 8.7, (2) the staff position that is (73 FR 32453)). Therefore, the NRC has http://www.nrc.gov/reading-rm/
in Regulatory Guide 8.34, and (3) over determined that its backfitting and issue adams.html. To begin the search, select
two decades of industry practice finality regulations would not apply to ‘‘ADAMS Public Documents’’ and then
developed in accordance with these this DG, if ultimately issued as a RG, select ‘‘Begin Web-based ADAMS
staff positions. because the DG does not include any Search.’’ For problems with ADAMS,
In response, the NRC staff reassessed provisions within the scope of matters please contact the NRC’s Public
the requirements in 10 CFR part 20 and covered by the backfitting provisions in Document Room (PDR) reference staff at
concluded that another revision to RG 10 CFR parts 50, 70, 72, or 76, or the 1–800–397–4209, 301–415–4737, or by
8.7 was warranted. This revision issue finality provisions of 10 CFR part email to pdr.resource@nrc.gov.
contains essentially the staff position as 52. • NRC’s PDR: You may examine and
set forth in Revisions 1 and 2 of RG 8.7. purchase copies of public documents at
Dated at Rockville, Maryland, this 10th day
However, the staff is not rescinding the NRC’s PDR, Room O1–F21, One
of October 2017.
Revision 3 because it allows a more White Flint North, 11555 Rockville
For the Nuclear Regulatory Commission.
conservative option for those licensees Pike, Rockville, Maryland 20852.
who want to consider prior Thomas H. Boyce,
Chief, Regulatory Guidance and Generic FOR FURTHER INFORMATION CONTACT:
occupational dose when making 10 CFR Miriam L. Cohen, Secretary, Executive
20.1502 determinations. DG–8056 Issues Branch, Division of Engineering, Office
of Nuclear Regulatory Research. Resources Board, U.S. Nuclear
retains clarifying changes made in Regulatory Commission, Washington,
Revision 3. [FR Doc. 2017–22289 Filed 10–13–17; 8:45 am]
BILLING CODE 7590–01–P
DC 20555–0001; telephone: 301–287–
III. Use of NRC Forms 4 and 5 0747, email: Miriam.Cohen@nrc.gov.
DG–8056 references NRC Form 4, SUPPLEMENTARY INFORMATION: The
‘‘Cumulative Occupational Dose History NUCLEAR REGULATORY following individuals appointed as
(04–2015),’’ or its electronic equivalent, COMMISSION members of the NRC PRB are
which is available for use by NRC responsible for making
[NRC–2017–0204]
licensees to record an individual’s recommendations to the appointing and
cumulative occupational dose history. Performance Review Boards for Senior awarding authorities on performance
DG–8056 also references NRC Form 5, Executive Service appraisal ratings and performance
‘‘Occupational Dose Record for a awards for Senior Executives and Senior
Monitoring Period (04–2015),’’ or its AGENCY: Nuclear Regulatory Level System employees:
electronic equivalent, which is available Commission. Victor M. McCree, Executive Director
for use by NRC licensees to record the ACTION: Appointments. for Operations
occupational dose for any monitoring SUMMARY: The Nuclear Regulatory Margaret M. Doane, General Counsel
period beginning on or after January 1, Frederick D. Brown, Deputy Executive
Commission (NRC) has announced
2016. As noted in the December 8, 2016 Director for Materials, Waste,
appointments to the NRC Performance
Federal Register notice for Revision 3, Research, State, Tribal, Compliance,
Review Board (PRB) responsible for
all NRC licensees should have begun Administration, and Human Capital
making recommendations on
using the updated NRC Form 5, Programs, Office of the Executive
performance appraisal ratings and
‘‘Occupational Dose Record for a Director for Operations
performance awards for NRC Senior
Monitoring Period (04–2015),’’ or its Catherine Haney, Regional
Executives and Senior Level System
equivalent, for any monitoring period Administrator, Region II
employees and appointments to the
beginning on or after January 1, 2017. Kimberly A. Howell, Director, Office of
NRC PRB Panel responsible for making
Both forms are available online through Investigations
recommendations to the appointing and
the NRC Library on the NRC’s public Michael R. Johnson, Deputy Executive
awarding authorities for NRC PRB
Web site at http://www.nrc.gov/reading- Director for Reactor and Preparedness
members.
rm/doc-collections. Programs, Office of the Executive
DATES: October 16, 2017. Director for Operations
IV. Backfitting ADDRESSES: Please refer to Docket ID David J. Nelson, Chief Information
This DG addresses compliance with NRC–2017–0204 when contacting the Officer
the NRC’s requirements in 10 CFR part NRC about the availability of Marc L. Dapas, Director, Office of
20 to record and report an individual’s information regarding this document. Nuclear Material Safety and
ethrower on DSK3G9T082PROD with NOTICES
cumulative occupational dose history You may obtain publicly-available Safeguards
and the occupational dose received by information related to this document Michael F. Weber, Director, Office of
an individual for a specific monitoring using any of the following methods: Nuclear Regulatory Research
period. The NRC regards these • Federal Rulemaking Web site: Go to Brian E. Holian, Acting Director, Office
requirements as constituting http://www.regulations.gov and search of Nuclear Reactor Regulation
information collection and reporting for Docket ID NRC–2017–0204. Address Maureen E. Wylie, Chief Financial
requirements. The NRC has long taken questions about NRC dockets to Carol Officer
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![Federal Register / Vol. 82, No. 198 / Monday, October 16, 2017 / Notices 48127
The following individuals will serve the Exchange, and at the Commission’s The Fund is a series of J.P. Morgan
as members of the NRC PRB Panel that Public Reference Room. Exchange-Traded Fund Trust (‘‘Trust’’),
was established to review appraisals a Delaware statutory trust. J.P. Morgan
II. Self-Regulatory Organization’s
and make recommendations to the Investment Management Inc. (‘‘Adviser’’
Statement of the Purpose of, and
appointing and awarding authorities for or ‘‘Administrator’’) will be the
Statutory Basis for, the Proposed Rule
NRC PRB members: investment adviser to the Fund and also
Change provide administrative services for and
Brooke P. Clark, Director, Office of
Commission Appellate Adjudication In its filing with the Commission, the oversee the other service providers for
Daniel H. Dorman, Regional self-regulatory organization included the Fund. The Adviser is a wholly-
Administrator, Region I statements concerning the purpose of, owned subsidiary of JPMorgan Asset
Andrea D. Veil, Executive Director, and basis for, the proposed rule change Management Holdings Inc., which is an
Advisory Committee on Reactor and discussed any comments it received indirect, wholly-owned subsidiary of
Safeguards on the proposed rule change. The text JPMorgan Chase & Co. (‘‘JPMorgan
of those statements may be examined at Chase’’), a bank holding company.
All appointments are made pursuant the places specified in Item IV below. JPMorgan Distribution Services, Inc.
to Section 4314 of Chapter 43 of Title The Exchange has prepared summaries, (‘‘Distributor’’) will be the distributor of
5 of the United States Code. set forth in sections A, B, and C below, the Fund’s Shares.
Dated at Rockville, Maryland, this 5th day of the most significant parts of such Commentary .06 to Rule 8.600–E
of October 2017. statements. provides that, if the investment adviser
For the Nuclear Regulatory Commission. to the investment company issuing
Miriam L. Cohen,
A. Self-Regulatory Organization’s Managed Fund Shares is affiliated with
Statement of the Purpose of, and the a broker-dealer, such investment adviser
Secretary, Executive Resources Board.
Statutory Basis for, the Proposed Rule shall erect a ‘‘fire wall’’ between the
[FR Doc. 2017–22273 Filed 10–13–17; 8:45 am] Change investment adviser and the broker-
BILLING CODE 7590–01–P dealer with respect to access to
1. Purpose
information concerning the composition
The Exchange proposes to list and and/or changes to such investment
SECURITIES AND EXCHANGE trade shares (‘‘Shares’’) of the following company portfolio.7 In addition,
COMMISSION under NYSE Arca Rule 8.600–E, which Commentary .06 further requires that
governs the listing and trading of personnel who make decisions on the
[Release No. 34–81842; File No. SR– Managed Fund Shares 4 on the
NYSEArca–2017–87
open-end fund’s portfolio composition
Exchange: 5 JPMorgan Equity Long/ must be subject to procedures designed
Short ETF (the ‘‘Fund’’).6 to prevent the use and dissemination of
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing of Proposed material nonpublic information
4 A Managed Fund Share is a security that
Rule Change To List and Trade Shares regarding the open-end fund’s portfolio.
represents an interest in an investment company
of the JPMorgan Equity Long/Short registered under the Investment Company Act of
The Adviser is not registered as a
ETF Under NYSE Arca Rule 8.600–E 1940 (15 U.S.C. 80a–1) (‘‘1940 Act’’) organized as broker-dealer but is affiliated with a
an open-end investment company or similar entity broker-dealer and has implemented and
October 10, 2017. that invests in a portfolio of securities selected by will maintain a fire wall with respect to
its investment adviser consistent with its such broker-dealer affiliate regarding
Pursuant to Section 19(b)(1) 1 of the investment objectives and policies. In contrast, an
Securities Exchange Act of 1934 open-end investment company that issues access to information concerning the
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3 Investment Company Units, listed and traded on composition and/or changes to the
notice is hereby given that, on the Exchange under NYSE Arca Rule 5.2–E(j)(3), portfolio. In the event (a) the Adviser
seeks to provide investment results that correspond becomes registered as a broker-dealer or
September 26, 2017, NYSE Arca, Inc. generally to the price and yield performance of a
(the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed specific foreign or domestic stock index, fixed
with the Securities and Exchange income securities index or combination thereof. 7 An investment adviser to an open-end fund is
Commission (‘‘Commission’’) the 5 The Commission has previously approved required to be registered under the Investment
listing and trading on the Exchange of other series Advisers Act of 1940 (the ‘‘Advisers Act’’). As a
proposed rule change as described in result, the Adviser and its related personnel are
of the Trust that are actively managed funds under
Items I and II below, which Items have Rule 8.600–E. See, e.g., Securities Exchange Act subject to the provisions of Rule 204A–1 under the
been prepared by the self-regulatory Advisers Act relating to codes of ethics. This Rule
Release Nos. 79683 (December 23, 2016) (SR–
requires investment advisers to adopt a code of
organization. The Commission is NYSEArca–2016–82) (order approving a proposed
ethics that reflects the fiduciary nature of the
publishing this notice to solicit rule change to list and trade shares of the JPMorgan
relationship to clients as well as compliance with
Diversified Event Driven ETF under NYSE Arca
comments on the proposed rule change Equities Rule 8.600); 77904 (May 25, 2016) (SR–
other applicable securities laws. Accordingly,
from interested persons. procedures designed to prevent the communication
NYSEArca–2016–17) (order approving a proposed and misuse of non-public information by an
rule change to list and trade of shares of the investment adviser must be consistent with Rule
I. Self-Regulatory Organization’s JPMorgan Diversified Alternatives ETF under NYSE 204A–1 under the Advisers Act. In addition, Rule
Statement of the Terms of Substance of Arca Equities Rule 8.600). 206(4)–7 under the Advisers Act makes it unlawful
the Proposed Rule Change 6 The Trust is registered under the 1940 Act. On
for an investment adviser to provide investment
July 18, 2017, the Trust filed with the Commission advice to clients unless such investment adviser has
The Exchange proposes to list and an amendment to its registration statement on Form (i) adopted and implemented written policies and
trade shares of the following under N–1A under the Securities Act of 1933 (15 U.S.C. procedures reasonably designed to prevent
NYSE Arca Equities 8.600–E (‘‘Managed 77a) (‘‘Securities Act’’) and the 1940 Act relating to violation, by the investment adviser and its
the Fund (File Nos. 333–191837 and 811–22903) supervised persons, of the Advisers Act and the
Fund Shares’’): JPMorgan Equity Long/
ethrower on DSK3G9T082PROD with NOTICES
(the ‘‘Registration Statement’’). The description of Commission rules adopted thereunder; (ii)
Short ETF. The proposed change is the operation of the Trust and the Fund herein is implemented, at a minimum, an annual review
available on the Exchange’s Web site at based, in part, on the Registration Statement. In regarding the adequacy of the policies and
www.nyse.com, at the principal office of addition, the Commission has issued an order procedures established pursuant to subparagraph (i)
granting certain exemptive relief to the Trust under above and the effectiveness of their
the 1940 Act. See Investment Company Act Release implementation; and (iii) designated an individual
1 15 U.S.C. 78s(b)(1). No. 31990 (February 9, 2016) (‘‘Exemptive Order’’). (who is a supervised person) responsible for
2 15 U.S.C. 78a. Investments made by the Fund will comply with administering the policies and procedures adopted
3 17 CFR 240.19b–4. the conditions set forth in the Exemptive Order. under subparagraph (i) above.
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Document Created: 2017-10-14 01:42:35
Document Modified: 2017-10-14 01:42:35
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Appointments. | |
| Dates | October 16, 2017. | |
| Contact | Miriam L. Cohen, Secretary, Executive Resources Board, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-287-0747, email: [email protected] | |
| FR Citation | 82 FR 48126 |
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