82_FR_49151 82 FR 48948 - 12-Month Finding and Proposed Rule To List the Chambered Nautilus as Threatened Under the Endangered Species Act

82 FR 48948 - 12-Month Finding and Proposed Rule To List the Chambered Nautilus as Threatened Under the Endangered Species Act

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 203 (October 23, 2017)

Page Range48948-48967
FR Document2017-22771

We, NMFS, announce a 12-month finding on a petition to list the chambered nautilus (Nautilus pompilius) as a threatened species or an endangered species under the Endangered Species Act (ESA). We have completed a comprehensive status review of the species in response to this petition. Based on the best scientific and commercial information available, including the status review report (Miller 2017), and after taking into account efforts being made to protect the species, we have determined that the chambered nautilus is likely to become an endangered species within the foreseeable future throughout its range. Therefore, we propose to list the chambered nautilus as a threatened species under the ESA. Any protective regulations determined to be necessary and advisable for the conservation of the proposed threatened chambered nautilus under ESA section 4(d) will be proposed in a separate Federal Register announcement. Should the proposed listing be finalized, we would also designate critical habitat for the species, to the maximum extent prudent and determinable; however, we have determined that critical habitat is not determinable at this time. We solicit information to inform our final listing determination, the development of potential protective regulations, and potential designation of critical habitat in the event the proposed threatened listing for the chambered nautilus is finalized.

Federal Register, Volume 82 Issue 203 (Monday, October 23, 2017)
[Federal Register Volume 82, Number 203 (Monday, October 23, 2017)]
[Proposed Rules]
[Pages 48948-48967]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-22771]



[[Page 48948]]

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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 223

[Docket No. 160614518-7999-02]
RIN 0648-XE685


12-Month Finding and Proposed Rule To List the Chambered Nautilus 
as Threatened Under the Endangered Species Act

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed rule; 12-month petition finding; request for comments.

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SUMMARY: We, NMFS, announce a 12-month finding on a petition to list 
the chambered nautilus (Nautilus pompilius) as a threatened species or 
an endangered species under the Endangered Species Act (ESA). We have 
completed a comprehensive status review of the species in response to 
this petition. Based on the best scientific and commercial information 
available, including the status review report (Miller 2017), and after 
taking into account efforts being made to protect the species, we have 
determined that the chambered nautilus is likely to become an 
endangered species within the foreseeable future throughout its range. 
Therefore, we propose to list the chambered nautilus as a threatened 
species under the ESA. Any protective regulations determined to be 
necessary and advisable for the conservation of the proposed threatened 
chambered nautilus under ESA section 4(d) will be proposed in a 
separate Federal Register announcement. Should the proposed listing be 
finalized, we would also designate critical habitat for the species, to 
the maximum extent prudent and determinable; however, we have 
determined that critical habitat is not determinable at this time. We 
solicit information to inform our final listing determination, the 
development of potential protective regulations, and potential 
designation of critical habitat in the event the proposed threatened 
listing for the chambered nautilus is finalized.

DATES: Comments on the proposed rule to list the chambered nautilus 
must be received by December 22, 2017. Public hearing requests must be 
made by December 7, 2017.

ADDRESSES: You may submit comments on this document, identified by 
NOAA-NMFS-2016-0098, by either of the following methods:
     Electronic Submissions: Submit all electronic public 
comments via the Federal eRulemaking Portal. Go to www.regulations.gov/#&!docketDetail;D=NOAA-NMFS-2016-0098. Click the ``Comment Now'' icon, 
complete the required fields, and enter or attach your comments.
     Mail: Submit written comments to Maggie Miller, NMFS 
Office of Protected Resources (F/PR3), 1315 East West Highway, Silver 
Spring, MD 20910, USA.
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by NMFS. All comments received are a part of the 
public record and will generally be posted for public viewing on 
www.regulations.gov without change. All personally identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the sender will be publicly accessible. NMFS will accept anonymous 
comments (enter ``N/A'' in the required fields if you wish to remain 
anonymous).
    The petition, status review report, Federal Register notices, and 
the list of references can be accessed electronically online at: http://www.fisheries.noaa.gov/pr/species/invertebrates/chambered-nautilus.html.

FOR FURTHER INFORMATION CONTACT: Maggie Miller, NMFS, Office of 
Protected Resources, (301) 427-8403.

SUPPLEMENTARY INFORMATION:

Background

    On May 31, 2016, we received a petition from the Center for 
Biological Diversity to list the chambered nautilus (N. pompilius) as a 
threatened species or an endangered species under the ESA. On August 
26, 2016, we published a positive 90-day finding (81 FR 58895) 
announcing that the petition presented substantial scientific or 
commercial information indicating that the petitioned action may be 
warranted for the chambered nautilus. We also announced the initiation 
of a status review of the species, as required by section 4(b)(3)(a) of 
the ESA, and requested information to inform the agency's decision on 
whether this species warrants listing as endangered or threatened under 
the ESA.

Listing Species Under the Endangered Species Act

    We are responsible for determining whether the chambered nautilus 
is threatened or endangered under the ESA (16 U.S.C. 1531 et seq.). To 
make this determination, we first consider whether a group of organisms 
constitutes a ``species'' under section 3 of the ESA, then whether the 
status of the species qualifies it for listing as either threatened or 
endangered. Section 3 of the ESA defines species to include subspecies 
and, for any vertebrate species, any distinct population segment (DPS) 
that interbreeds when mature (16 U.S.C. 1532(16)). Because the 
chambered nautilus is an invertebrate, the ESA does not permit us to 
consider listing individual populations as DPSs.
    Section 3 of the ESA defines an endangered species as ``any species 
which is in danger of extinction throughout all or a significant 
portion of its range'' and a threatened species as one ``which is 
likely to become an endangered species within the foreseeable future 
throughout all or a significant portion of its range.'' Thus, in the 
context of the ESA, the Services interpret an ``endangered species'' to 
be one that is presently at risk of extinction. A ``threatened 
species'' is not currently at risk of extinction, but is likely to 
become so in the foreseeable future (that is, at a later time). The key 
statutory difference between a threatened and endangered species is the 
timing of when a species is or is likely to become in danger of 
extinction, either presently (endangered) or in the foreseeable future 
(threatened).
    When we consider whether a species qualifies as threatened under 
the ESA, we must consider the meaning of the term ``foreseeable 
future.'' It is appropriate to interpret ``foreseeable future'' as the 
horizon over which predictions about the conservation status of the 
species can be reasonably relied upon. What constitutes the foreseeable 
future for a particular species depends on species-specific factors 
such as the life history of the species, habitat characteristics, 
availability of data, particular threats, ability to predict threats, 
and the reliability to forecast the effects of these threats and future 
events on the status of the species under consideration. Because a 
species may be susceptible to a variety of threats for which different 
data are available, or which operate across different time scales, the 
foreseeable future is not necessarily reducible to a particular number 
of years.
    The statute requires us to determine whether any species is 
endangered or threatened throughout all or a significant portion of its 
range as a result of any one or a combination of

[[Page 48949]]

any of the following factors: The present or threatened destruction, 
modification, or curtailment of its habitat or range; overutilization 
for commercial, recreational, scientific, or educational purposes; 
disease or predation; the inadequacy of existing regulatory mechanisms; 
or other natural or manmade factors affecting its continued existence. 
16 U.S.C. 1533(a)(1). We are also required to make listing 
determinations based solely on the best scientific and commercial data 
available, after conducting a review of the species' status and after 
taking into account efforts, if any, being made by any state or foreign 
nation (or subdivision thereof) to protect the species. 16 U.S.C. 
1533(b)(1)(A).

Status Review

    A NMFS biologist in the Office of Protected Resources conducted the 
status review for the chambered nautilus (Miller 2017). The status 
review is a compilation of the best available scientific and commercial 
information on the species' biology, ecology, life history, threats, 
and status from information contained in the petition, our files, a 
comprehensive literature search, and consultation with nautilus 
experts. We also considered information submitted by the public in 
response to our petition finding. In assessing the extinction risk of 
the chambered nautilus, we considered the demographic viability factors 
developed by McElhany et al. (2000). The approach of considering 
demographic risk factors to help frame the consideration of extinction 
risk is well accepted and has been used in many of our status reviews, 
including for Pacific salmonids, Pacific hake, walleye pollock, Pacific 
cod, Puget Sound rockfishes, Pacific herring, scalloped, great, and 
smooth hammerhead sharks, and black abalone (see http://www.nmfs.noaa.gov/pr/species/ for links to these reviews). In this 
approach, the collective condition of individual populations is 
considered at the species level according to four viable population 
descriptors: abundance, growth rate/productivity, spatial structure/
connectivity, and diversity. These viable population descriptors 
reflect concepts that are well-founded in conservation biology and that 
individually and collectively provide strong indicators of extinction 
risk (NMFS 2015).
    The draft status review report was subjected to independent peer 
review as required by the Office of Management and Budget (OMB) Final 
Information Quality Bulletin for Peer Review (M-05-03; December 16, 
2004). The draft status review report was peer reviewed by independent 
specialists selected from the academic and scientific community, with 
expertise in nautilus biology, conservation, and management. The peer 
reviewers were asked to evaluate the adequacy, appropriateness, and 
application of data used in the status review, including the extinction 
risk analysis. All peer reviewer comments were addressed prior to 
dissemination and finalization of the draft status review report and 
publication of this finding.
    We subsequently reviewed the status review report, its cited 
references, and peer review comments, and believe the status review 
report, upon which this 12-month finding and proposed rule is based, 
provides the best available scientific and commercial information on 
the chambered nautilus. Much of the information discussed below on the 
species' biology, distribution, abundance, threats, and extinction risk 
is presented in the status review report. However, in making the 12-
month finding determination and proposed rule, we have independently 
applied the statutory provisions of the ESA, including evaluation of 
the factors set forth in section 4(a)(1)(A)-(E) and our regulations 
regarding listing determinations at 50 CFR part 424. The status review 
report is available on our Web site (see ADDRESSES section) and the 
peer review report is available at http://www.cio.noaa.gov/services_programs/prplans/PRsummaries.html. Below is a summary of the 
information from the status review report and our analysis of the 
status of the chambered nautilus. Further details can be found in 
Miller (2017).

Description, Life History, and Ecology of the Petitioned Species

Species Taxonomy and Description

    Nautilus taxonomy is controversial. Based on the Integrated 
Taxonomic Information System (ITIS), which has a disclaimer that states 
it ``is based on the latest scientific consensus available . . . [but] 
is not a legal authority for statutory or regulatory purposes,'' two 
genera are presently recognized within the family of Nautilidae: 
Allonautilus and Nautilus. The genus Allonautilus has two recognized 
species: A. perforatus and A. scrobiculatus. The genus Nautilus has 
five recognized species: N. belauensis (Saunders 1981), N. macromphalus 
(Sowerby 1849), N. pompilius (Linnaeus 1758), N. repertus (Iredale 
1944), and N. stenomphalus (Sowerby 1849). However, a review and 
analysis of recent genetic and morphological data suggests that perhaps 
only two of these five species are valid: N. pompilius and N. 
macromphalus, with the other three species more appropriately placed 
within N. pompilius (Vandepas et al. 2016; Ward et al. 2016). Saunders 
et al. (2017) suggested that consensus may be trending towards treating 
N. pompilius as a ``superspecies'' taxonomically, with N. stenomphalus, 
N. belauensis, and N. repertus as subspecies.
    However, because the taxonomy of the Nautilus genus is not fully 
resolved, with ongoing debate as to the number of species that exist, 
we follow the latest scientific consensus of the taxonomy of the 
Nautilus genus as acknowledged by the ITIS, with N. pompilius 
identified as one of five recognized species.
    The chambered nautilus is an externally-shelled cephalopod with a 
distinctive coiled calcium-carbonate shell that is divided into 
chambers. The shell can range in color from white to orange, and even 
purple, with unique color patterns (Barord 2015). Its distinctive 
coiled shell is what makes the chambered nautilus a highly sought after 
commodity in international trade (Convention on International Trade in 
Endangered Species of Wild Fauna and Flora (CITES) 2016). The body of 
the chambered nautilus is housed in the largest chamber within the 
shell, and when the animal is attacked, it can seal itself into this 
chamber, closing the opening with a large, fleshy hood (Jereb 2005). 
The chambered nautilus also has up to 90 tentacles, without suckers, 
which they use to dig in substrate and scavenge for food (Barord 2015) 
and to grab on to reef surfaces for rest (CITES 2016).

Range, Distribution and Habitat Use

    The chambered nautilus is found in tropical, coastal reef, deep-
water habitats of the Indo-Pacific. Its known range includes waters off 
American Samoa, Australia, Fiji, India, Indonesia, Malaysia, Papua New 
Guinea, Philippines, Solomon Islands, and Vanuatu, and it may also 
potentially occur in waters off China, Myanmar, Western Samoa, 
Thailand, and Vietnam (CITES 2016). Additionally, Saunders et al. 
(2017) notes that traps set at Nautilus depths in Yap (Caroline 
Islands), Pohnpei and Majuro (Marshall Islands), Kosrae (Gilbert 
Islands), Western Samoa, and Tonga failed to catch any chambered 
nautiluses, providing ``highly suggestive'' evidence that the 
geographic range of N. pompilius may not extend out to these sites.
    Within its range, the chambered nautilus has a patchy distribution 
and is unpredictable in its area of occupancy. Based on multiple 
research studies, the

[[Page 48950]]

presence of suitable habitat on coral reefs does not necessarily 
indicate the likelihood of chambered nautilus occurrence (CITES 2016). 
Additionally, the chambered nautilus is limited in its horizontal and 
vertical distribution throughout its range due to physiological 
constraints. Physiologically, the chambered nautilus cannot tolerate 
temperatures above approximately 25[deg]C or depths exceeding around 
750-800 meters (m) (Ward et al. 1980; Carlson 2010). At depths greater 
than 800 m, the hydrostatic pressure will cause the shell of the 
nautilus to implode, thereby killing the animal (Ward et al. 1980). 
Based on these physiological constraints, the chambered nautilus is 
considered to be an extreme habitat specialist, found in association 
with steep-sloped forereefs with sandy, silty, or muddy-bottomed 
substrates. Within these habitats, the species ranges from around 100 m 
depths (which may vary depending on the water temperature) to around 
500 m depths (CITES 2016). The chambered nautilus does not swim in the 
open water column (likely due to its vulnerability to predation), but 
rather remains near the reef slopes and bottom substrate, and thus can 
be best characterized as a nektobenthic or epibenthic species (Barord 
(Barord et al. 2014; CITES 2016).
    Nautilus pompilius can travel distances of up to 6 kilometers (km) 
in a day facilitated by currents (Dunstan et al. 2011c). However, at 
the depths where these animals are generally active (>200 m), currents 
are weak and movements are primarily accomplished through self-
propulsion, with observed N. pompilius distances of up to 3.2 km per 
day and maximum speeds of up to 1.18 km/hour for short periods of time 
(less than 6 hours) (Dunstan et al. 2011a).
    Despite the apparent temperature and depth constraints of the 
species, larger-scale migrations, although rare, have occurred. For 
example, an N. pompilius specimen was captured off southern Japan in 
the 1970s and assumed to have drifted 2,000 km in the Kuroshio Current 
from the Philippines (Saunders 2010). Saunders (2010) notes that these 
movements across large stretches of either shallow, warm water (< 100 
meters (m), > 25[deg] C) or deep water (> 800m) would likely be 
accomplished only by drifting or rafting (i.e., moving passively with 
ocean currents) through midwater or surface waters. However, the author 
notes that these movement events must have occurred ``with sufficient 
frequency'' to account for the species' distribution across the Indo-
Pacific (Saunders 2010).

Diet and Feeding

    Chambered nautiluses are described as deep-sea scavenging 
generalists and opportunistic predators. As previously mentioned, the 
chambered nautilus uses its 90 retractable tentacles to dig in the 
substrate and feed on a variety of organisms, including fish, 
crustaceans, echinoids, nematodes, cephalopods, other marine 
invertebrates, and detrital matter (Saunders and Ward 2010; Barord 
2015). The chambered nautilus also has an acute sense of olfaction and 
can easily smell odors (such as prey) in turbulent waters from 
significant distances (of up to 10 m) (Basil et al. 2000).

Growth and Reproduction

    The general life history characteristics of the chambered nautilus 
are that of a rare, long-lived, late-maturing, and slow-growing marine 
invertebrate species, with likely low reproductive output. 
Circumferential growth rate for the chambered nautilus is estimated to 
range from 0.053 mm/day to 0.23 mm/day and slows as the animal 
approaches maturity (Dunstan et al. 2010; Dunstan et al. 2011b). 
However, average size at maturity of N. pompilius appears to vary among 
regions, with smaller shell diameters noted around the Philippines, 
Fiji, and eastern Australia and larger diameters off Indonesia (see 
Table 1 in Miller 2017). Additionally, the species exhibits sexual 
dimorphism, with males consistently growing to larger sizes than 
females (Saunders and Ward 2010).
    Chambered nautilus longevity is at least 20 years, with age to 
maturity between 10 and 17 years (Dunstan et al. 2011b; Ward et al. 
2016). Very little is known regarding nautilus reproduction in the 
wild. Observations of captive animals suggest that nautiluses reproduce 
sexually and have multiple reproductive cycles over the course of their 
lifetime. Based on data from captive N. belauensis and N. macromphalus 
individuals, female nautiluses may lay up to 10 to 20 eggs per year, 
which hatch after a lengthy embryonic period of around 10 to 12 months 
(Uchiyama and Tanabe 1999; Barord and Basil 2014; Carlson 2014). There 
is no larval phase, with juveniles hatching at sizes of 22 to 23 
millimeters (mm) in diameter, and potentially migrating to deeper and 
cooler waters (Barord and Basil 2014); however, live hatchlings have 
rarely been observed in the wild.

Population Demographics and Structure

Isolated Populations
    Most of the recent genetic data suggest that N. pompilius may 
actually be comprised of unrecognized sibling species that are 
genetically distinct and geographically isolated (CITES 2016). For 
example, in a recent examination of the genetic structure between an N. 
pompilius population off Western Australia and one off the Philippines, 
Williams et al. (2015) concluded that very little gene flow exists 
between these two populations. The authors note that the absence of 
migration between the Philippines and Western Australia indicates that 
recolonization would not be possible if the Philippines population were 
to be extirpated (Williams et al. 2015).
    On a smaller geographic/population scale, Sinclair et al. (2007) 
analyzed DNA sequence information from N. pompilius collected from the 
Coral Sea and the outer edges of the Great Barrier Reef in northern 
Queensland (``Northern GBR'') and found population-specific genetic 
differentiation. Through use of Random Amplification of Polymorphic DNA 
(RAPD) analysis and partial sequencing of the CoxI gene region, the 
authors determined that there is genetic divergence between the 
geographic lineages of ``Northern GBR'' and ``Coral Sea,'' indicating 
distinct groups of populations and pointing to the potential for 
larger-scale geographic divergence of the species. In a follow-up 
study, Sinclair et al. (2011) found an even greater degree of genetic 
variation between populations on the east coast of Australia (using the 
``Northern GBR'' and ``Coral Sea'' populations) and the west coast of 
Australia (Scott Reef), with phylogenetic analyses suggesting three 
genetically divergent populations.
    In addition to genetics, other studies have looked at morphological 
differences to examine isolation between N. pompilius populations. For 
example, based on biometric analysis of N. pompilius from the 
Philippines and Fiji, Tanabe and Tsukahara (2010) concluded that the 
populations are morphologically differentiated, finding statistically 
significant differences in weight, size at maturity, and slopes of 
allometric relationships of morphological characters between the two 
populations.
    While it is thought that deep water largely serves as a barrier to 
movement of N. pompilius, explaining the isolation of the above 
populations, results from Swan and Saunders (2010) suggest it is more 
likely a combination of both depth and geographic distance. In their 
study, Swan and Saunders (2010) examined the correlation between 
morphological differences and distances between populations in Papua 
New Guinea, including some that were separated by deep water (> 1000 
m). Their findings

[[Page 48951]]

showed that adaptive equilibrium had not yet been attained, indicating 
that the populations are not completely genetically isolated (Swan and 
Saunders 2010). As such, the authors surmised that there is at least 
some degree of contact and gene flow between the Papua New Guinea 
populations, through potentially rafting or midwater movements, with 
the amount inversely related to the geographic distance between the 
populations (Swan and Saunders 2010).
    Given the above information, it is reasonable to assume that 
populations separated by large geographic distances and deep water are 
genetically differentiated, with very little to no gene flow.
Diversity
    In terms of genetic diversity, Williams et al. (2015) estimated 
large ancestral and current effective population sizes for the 
Philippines (current median size = 3,190,920) and Ashmore Reef (Western 
Australia) (current median size = 2,562,800) populations, indicating a 
low likelihood of the fixation of alleles and no evidence of 
significant genetic drift impacts in either population. Additionally, 
the authors found no significant difference in the allelic richness 
between the sampled locations in the Philippines and Western Australia. 
In other words, the data tend to suggest that the species may have high 
genetic diversity. However, Williams et al. (2015) caution that due to 
the low fecundity and long generation time of the species, genetic 
responses to current exploitation rates (such as decreases in genetic 
diversity) may not yet be detectable. In fact, using CoxI sequences 
from N. pompilius across its range and Tajima's D test to examine 
departures from population equilibrium, Vandepas et al. (2016) found 
significant negative Tajima's D values for the populations in Western 
Australia, New Caledonia and Papua New Guinea. These results indicate 
an excess of rare alleles or high-frequency polymorphisms within the 
populations, suggesting they may be currently recovering from possible 
bottleneck events. While not statistically significant, the Tajima's D 
values for the rest of the sampled populations, with the exception of 
Palau and Eastern Australia (i.e., Fiji, Indonesia, Vanuatu, 
Philippines and American Samoa), were also negative, suggesting that 
the species potentially has low genetic diversity across its range.
    Overall, given the available and somewhat conflicting information, 
the level of genetic diversity needed to maintain the survival of the 
species and the current level of genetic diversity across the entire 
range of the species remains highly uncertain. Further morphological 
and genetic tests examining differences within and among populations 
are needed.
Sex-Ratios and Population Structure
    Regarding population structure, the available information indicates 
chambered nautilus populations are comprised mainly of male and mature 
individuals. Based on trapping data, including mark-recapture studies, 
male N. pompilius appear to dominate the chambered nautilus catch, with 
proportions of 75 to 80 percent (CITES 2016). In addition, a large 
proportion of those captured (around 75 percent) are mature, with 
juvenile N. pompilius individuals rarely caught (CITES 2016). Saunders 
et al. (2017) state that the male-female sex ratio and composition of 
mature individuals in nautilus populations provides clues to the 
current stability of the population. In the authors' study, they 
compared 16 nautilus populations from ``unfished'' areas (in Papua New 
Guinea, Australia, Indonesia, Fiji, Palau, American Samoa, New 
Caledonia, and Vanuatu) to two populations in the Philippines that have 
been subject to decades of uncontrolled exploitation and provided an 
estimate of quantitative measures to illustrate demographic 
disturbance, or ``disequilibrium,'' in a nautilus population. 
Specifically, Saunders et al. (2017) found that the mean percentage of 
mature animals in the unfished nautilus populations (n = 16) was 73.9 
percent (standard deviation (SD): 21.8, standard error (SE): 5.1) and 
the mean percentage of males was 75.0 percent (SD: 16.4, SE: 4.1). The 
authors suggested that these proportions could be used as a baseline 
for determining whether a population (of n > 100 individuals) is at 
equilibrium (Saunders et al. 2017). In contrast, the intensely fished 
Philippine population from Ta[ntilde]on Straits (n = 353 individuals) 
had a male proportion of only 28 percent and mature individuals 
comprised only 26.6 percent of the population, which the authors 
suggest are levels that signal pending collapse of the local fishery 
(Saunders et al. 2017). Ultimately, the authors indicate that the 
ratios obtained by examining the sex and maturity composition of a 
nautilus population could be used as a basis for determining whether 
management and conservation measures are appropriate. However, a caveat 
to this method is that it is unclear if the male-biased sex ratio 
reflects the natural equilibrium for chambered nautilus populations. 
Because these population studies tend to use baited traps to capture 
chambered nautiluses, there may be an aspect of sampling bias in terms 
of the size and sex of individuals attracted to the traps. For example, 
laboratory studies by Basil (2014) suggest that female N. pompilius may 
repel each other. Potentially, this female avoidance of one another may 
explain why fewer females are found in the baited-trap field studies. 
In fact, in a study of N. pompilius drift shells that were collected 
between 1984 and 1987 in Papua New Guinea (n = 1,329), 54 percent were 
male, suggesting a much different sex ratio than those determined from 
baited studies (Saunders et al. 1991). Given the conflicting 
information, further research on sex ratios in the wild, as well as a 
better understanding of the population structure of the species, is 
needed before definitive conclusions can be drawn on this particular 
point.

Population Abundance and Trends

    The global abundance of N. pompilius is unknown, with no available 
historical baseline population data. In fact, the first study to 
estimate baseline population size and density for the species in a 
given area was only recently conducted by Dunstan et al. (2011a). This 
study examined the N. pompilius population at Osprey Reef, an isolated 
coral seamount off Australia's northeastern coast with no history of 
nautilus exploitation. Based on data collected from 2000 to 2006, the 
authors estimated that the population at Osprey Reef consisted of 
between 844 and 4,467 individuals, with a density estimate of 14.6 to 
77.4 individuals per square kilometer (km\2\) (Dunstan et al. 2011a). 
Subsequent research, conducted by Barord et al. (2014), provided 
abundance estimates of nautiluses (species not identified) from four 
locations in the Indo-Pacific: The Panglao region of the Bohol Sea, 
Philippines, with 0.03 individuals per km\2\, Taena Bank near Pago Pago 
Harbor, American Samoa, with 0.16 individuals per km\2\, the Beqa 
Passage in Viti Levu, Fiji, with 0.21 individuals per km\2\, and the 
Great Barrier Reef along a transect from Cairns to Lizard Island, 
Australia, with 0.34 individuals per km\2\ (see Table 2 in Miller 
2017). With the exception of the Bohol Sea, these populations are 
located in areas where fishing for nautiluses does not occur, 
suggesting that nautiluses may be naturally rare, or that other unknown 
factors, besides fishing, may be affecting their abundance. The authors 
also indicate that the population estimates from this study may, in 
fact, be overestimates as they used baited remote underwater video 
systems to

[[Page 48952]]

attract individuals to the observation area (Barord et al. 2014). In 
either case, these very low population estimates suggest that chambered 
nautiluses are especially vulnerable to exploitation, with limited 
capacity to recover from depletion. This theory is further supported by 
the comparison between the population density in the Panglao region of 
the Bohol Sea, where nautilus fishing is occurring, and the unfished 
sites in American Samoa, Fiji, and Australia, with the Bohol Sea 
density less than 20 percent of the smallest unfished population 
(Barord et al. 2014).
    Recently, Williams et al. (2015) used genetic modelling to estimate 
median population sizes for N. pompilius from locations in Australia 
and the Philippines. Specifically, the authors examined genetic markers 
and used Bayesian clustering methods to estimate a median population 
size for the Australian Ashmore Reef population (which the authors note 
may possibly contain the entire Australian northwest shelf nautilus 
population) at 2,562,800 individuals (Williams et al. 2015). Using the 
same methods, Williams et al. (2015) estimated a median size for the 
Palawan region, Philippines, population at 3,190,920 individuals. The 
authors recognize that the use of different methods to generate 
population density estimates (such as those used by Barord et al. 
(2014)) will produce ``predictably dissimilar abundance data'' 
(Williams et al. 2015). Additionally, as mentioned previously, the 
authors suggest that the large estimates from the genetic methods (with 
no evidence of population reduction) may indicate that the genetic 
response to exploitation (e.g., a decrease in allelic richness) has not 
had enough time to become detectable yet, unlike the trapping data from 
the above studies (Williams et al. 2015).
    Overall, abundance information is extremely spotty and limited to 
only a select number of locations (see Table 3 in Miller 2017). Based 
on data from the 1980s, collected from sites off American Samoa, Fiji, 
Papua New Guinea, and Vanuatu, the average number of N. pompilius 
individuals caught per trap ranged from 1 to 30, depending on the site 
(see Table 3 in Miller 2017). From 1998 to 2008, an average of 5.7 to 
7.9 N. pompilius individuals were caught per trap off Osprey Reef in 
Australia (Dunstan et al. 2011a). However, it is difficult to make 
comparisons between these locations using the available abundance and 
catch-per-unit-effort (CPUE) information (e.g., number of individuals 
caught per trap) because the methods of collecting the data vary 
greatly by study. For example, most studies examining abundance of 
nautiluses are based on trapping data where multiple traps can be set 
and left over multiple nights, or one trap can be set for one night, 
and the particulars of the trapping methods are generally not available 
from the anecdotal or study descriptions. As such, the available 
reported data are hard to standardize across studies. It should also be 
noted that the majority of the data are over two decades old, with no 
available recent trapping estimates. Furthermore, although not yet 
confirmed by research, many nautilus experts hypothesize that chambered 
nautiluses likely occur in locations where they are not currently 
observed (NMFS 2014), suggesting abundance may be underestimated. 
However, these experts agree that current abundance estimates cannot be 
extrapolated across the species' range without considering suitable 
habitat and likelihood of nautilus presence (NMFS 2014), which has yet 
to be done.
    Regarding current trends in abundance, N. pompilius populations are 
generally considered stable in areas where fisheries are absent (e.g., 
Australia) and declining in areas where fisheries exist for the 
species; however, recent CPUE data from Fiji indicate a decline despite 
no active fishery (FAO 2016). In the unfished Australian Osprey Reef 
population discussed above, Dunstan et al. (2010) used mark-recapture 
methods to examine the trend in CPUE of individuals over a 12-year 
period. Analysis of the CPUE data showed a slight increase of 28 
percent from 1997 to 2008, and while this increase was not 
statistically significant, the results indicate a stable N. pompilius 
population in this unexploited area (Dunstan et al. 2010).
    In locations where fisheries have operated or currently operate, 
anecdotal declines and observed decreases in catches of nautilus 
species are reported (see Table 4 in Miller 2017). Citing multiple 
personal communications, the CITES (2016) proposal (to include all 
species of nautiluses in Appendix II of CITES) noted declines of N. 
pompilius in Indian waters, where commercial harvest occurred in the 
past for several decades, and in Indonesian waters, where harvest is 
suspected to be increasing. In fact, traders in Indonesia have observed 
a significant decrease (with estimates up to 97 percent) in the number 
of nautiluses collected over the past 10 years, which may be an 
indication of a declining and depleted population (Freitas and 
Krishnasamy 2016). In the Philippines, Dunstan et al. (2010) estimated 
that the CPUE of Nautilus from four main nautilus fishing locations in 
the Palawan region has decreased by an estimated average of 80 percent 
in less than 30 years. Anecdotal reports from fishermen that once 
fished for N. pompilius in the Sulu Sea note that the species is near 
commercial extinction, forcing fishermen to move to new areas in the 
South China Sea (Freitas and Krishnasamy 2016). Furthermore, in Tawi 
Tawi, Cayangacillo, and Ta[ntilde]on Strait/Cebu, Philippines, 
fisheries that once existed for chambered nautiluses have since been 
discontinued because of the rarity of the species, with Alcala and Russ 
(2002) noting the likely extirpation of N. pompilius from Ta[ntilde]on 
Strait in the late 1980s. The fact that the species has not yet 
recovered in the Ta[ntilde]on Strait, despite an absence of nautilus 
fishing in over two decades, further supports the susceptibility of the 
species to exploitation and its limited capability to repopulate an 
area after depletion.

Species Finding

    Based on the best available scientific and commercial information 
described above, we find that the latest scientific consensus is that 
N. pompilius is considered a taxonomically-distinct species and, 
therefore, meets the definition of ``species'' pursuant to section 3 of 
the ESA. Below, we evaluate whether this species warrants listing as 
endangered or threatened under the ESA throughout all or a significant 
portion of its range.

Summary of Factors Affecting the Chambered Nautilus

    As described previously, section 4(a)(1) of the ESA and NMFS' 
implementing regulations (50 CFR 424.11(c)) state that we must 
determine whether a species is endangered or threatened because of any 
one or a combination of the following factors: the present or 
threatened destruction, modification, or curtailment of its habitat or 
range; overutilization for commercial, recreational, scientific, or 
educational purposes; disease or predation; inadequacy of existing 
regulatory mechanisms; or other natural or man-made factors affecting 
its continued existence. We evaluated whether and the extent to which 
each of the foregoing factors contribute to the overall extinction risk 
of the chambered nautilus. We considered the impact of all factors for 
which information is available. For each relevant factor, we also 
considered whether a particular impact is having a minor or significant 
influence on the species' status. A ``significant'' contribution is 
defined, for purposes of this evaluation, as increasing the risk to 
such a degree that

[[Page 48953]]

the factor affects the species' demographics (i.e., abundance, 
productivity, spatial structure, diversity) either to the point where 
the species is strongly influenced by stochastic or depensatory 
processes or is on a trajectory toward this point. Demographic 
stochasticity refers to the variability of annual population change 
arising from random events such as birth and death rates, sex ratios, 
and dispersal at the individual level. Depensatory processes refers to 
those density-dependent processes that result in increased mortality as 
density decreases. For example, decreases in the breeding population 
can lead to reduced production and survival of offspring. This section 
briefly summarizes our findings and conclusions regarding threats to 
the chambered nautilus and their impact on the overall extinction risk 
of the species. More details can be found in the status review report 
(Miller 2017).

The Present or Threatened Destruction, Modification, or Curtailment of 
Its Habitat or Range

    Chambered nautilus habitat, and in particular coral reefs, are 
impacted by a number of human activities. These activities include the 
harvest of coral reef species through use of destructive or unselective 
fishing practices, coastal development and deep-sea mining that can 
contribute to pollution and sedimentation of habitat, and changes in 
water temperature and pH caused by climate change. Below we briefly 
describe these various threats to the habitat of N. pompilius and 
evaluate the likely impact on the status of the species. More details 
can be found in the status review report (Miller 2017).
Harvest of Coral Reef Species and Destructive and Unselective Fishing 
Practices
    Many coral reef species are harvested for the aquarium trade and to 
satisfy the high-end Asian food markets (CITES 2016). In addition to 
directly contributing to the loss of biodiversity on the reefs, some of 
the techniques used to obtain coral reef species for these industries 
can cause significant destruction to coral reef communities. For 
example, blast and poison fishing are two types of destructive and 
unselective fishing practices that are used to harvest coral reef 
species throughout much of the range of the chambered nautilus (WRI 
2011). Figure 3 in Miller (2017) depicts the extent and severity of 
observed blast or poison fishing areas, which are primarily 
concentrated off the Philippines, Indonesia, and Malaysia.
    Blast fishing is particularly destructive as it not only destroys 
coral reefs but also indiscriminately kills their marine inhabitants. A 
``typical'' blast will shatter corals and turn them into rubble within 
a 1 to 1.5 m diameter of the blast site, and can kill marine organisms, 
including invertebrates, within a 20 m radius (Pet-Soede and Erdmann 
1998; Njoroge 2014). Although blast fishing is largely illegal, the use 
of this destructive practice still continues in many areas. For 
example, in a September 2016 article in the Jakarta Post, Amnifu (2016) 
reports that blast fishing, a common occurrence in East Nusa Tenggara 
waters, and particularly around Sumba Island, has recently expanded to 
parts of the Sawu Sea National Park's conservation area.
    Because blast fishing is generally conducted in shallow reef waters 
(e.g., 5 to 10 m depths) (Fox and Caldwell 2006), N. pompilius is 
unlikely to experience direct mortality from these destructive 
practices given that they generally inhabit much deeper waters. 
However, the indirect impact, such as changes in coral reef community 
structure and loss of fish biomass (Raymundo et al. 2007), may decrease 
the availability of food resources for the scavenging chambered 
nautilus. Also, depending on the extent of the coral reef destruction, 
N. pompilius, because of its physiological constraints, may be 
incapable of finding and exploiting other suitable habitat with greater 
prey resources. Additional research is needed as to the potential 
effects of blast fishing on the deeper-water inhabitants of these 
impacted coral reefs before definitive conclusions can be drawn 
regarding this particular factor.
    Another primarily illegal fishing practice that destroys coral 
reefs is the use of cyanide, which is primarily deployed to stun and 
capture live reef fish. When exposed to cyanide, coral respiration 
rates decrease and can cease altogether, with corals observed expelling 
their zooxanthellae, resulting in bleaching and mortality events (Rubec 
1986; Jones 1997). The practice of using cyanide to harvest reef fish 
dates back to the 1960s, where it was developed and commonly used in 
the Philippines, before spreading to Indonesia (CITES 2016). Similar to 
blast fishing, cyanide fishing is unlikely to result in direct 
mortality of N. pompilius, given the species' preferred depth range; 
however, changes in coral reef community structure and loss of fish 
biomass (Raymundo et al. 2007) might decrease the availability of food 
resources for the chambered nautilus. Additional research is needed 
before definitive conclusions can be drawn as to the potential effects 
of cyanide on the deeper-water reef habitats and inhabitants.
    Overall, given the speculative effects of blast and cyanide fishing 
on nautilus populations, and the patchy and largely unknown 
distribution of the species and its habitat preferences, the best 
available information does not indicate that habitat degradation from 
the harvest of coral reef species and destructive and unselective 
fishing practices are likely significant threats to the species. 
Further research is needed before definitive conclusions can be drawn 
regarding the extent of nautilus habitat degradation and the impacts on 
the status of the species.
Pollution and Sedimentation
    Evidence of the impacts of pollution and sedimentation on chambered 
nautilus habitat and the effects to the species is speculative or 
largely unavailable. For example, in their review of the nautilus CITES 
(2016) proposal, the fifth Food and Agriculture Organization of the 
United Nations expert advisory panel (FAO panel) hypothesized that an 
observed 60 percent decline in a local N. pompilius population in Fiji 
was potentially because of pollution of its habitat (FAO 2016). This 
assumption was largely based on the fact that no known local 
utilization of the species and no commercial fishery exists in this 
area. Therefore, the FAO panel speculated that the decline was 
attributed to local habitat degradation, as they noted the population 
is in close proximity to a major port (Suva) and its potentially small 
and fragmented characteristics made it especially vulnerable to habitat 
destruction (FAO 2016).
    Although deep sea mining may also contribute to the pollution of 
chambered nautilus habitat, it appears that the extent of this 
pollution, and its subsequent impacts on nautilus populations, may be 
largely site-specific. For example, in a study comparing 
bioaccumulation rates of trace elements between nautilus species 
located in a heavily mined location (i.e., N. macromphalus in New 
Caledonia) versus a location not subject to significant mining (i.e., 
N. pompilius in Vanuatu), Pernice et al. (2009) found no significant 
difference between the species for trace elements of Ag, Co, Mn, Ni, 
Pb, Se, V, and Zn. The authors concluded that the geographical origin 
of the nautilus species was not a major contributor to interspecific 
differences in trace element concentrations (Pernice et al. 2009). 
Additionally, the authors noted that, based on the study results, the 
heavy nickel mining conducted in

[[Page 48954]]

New Caledonia does not appear to be a significant source of 
contamination in the oceanic habitat of the nautilus, suggesting that 
the lagoons in New Caledonia likely trap the majority of the trace 
elements from the intense mining activities (Pernice et al. 2009).
    The biological impact of potential toxin and heavy metal 
bioaccumulation in chambered nautilus populations is unknown. Many of 
the studies that have evaluated metal concentrations in cephalopods 
examined individuals outside of the range of the chambered nautilus, 
with results that show that metal concentrations vary greatly depending 
on geography (Rjeibi et al. 2014; Jereb et al. 2015). As such, to 
evaluate the degree of the potential threat of bioaccumulation of 
toxins in chambered nautilus, information on concentrations of these 
metals from N. pompilius, or similar species that share the same life 
history and inhabit the same depth and geographic range of N. 
pompilius, is necessary. For example, the study by Pernice et al. 
(2009), mentioned above, examined the bioaccumulation rates of trace 
elements between two nautilus species in similar depths and geographic 
ranges. However, the authors found no significant difference between 
those nautiluses located in areas of intensive mining (and, therefore, 
high heavy metal pollutants) compared to nautiluses in areas without 
significant mining (Pernice et al. 2009). With the exception of this 
one study, we found no other information on the bioaccumulation rates 
of metals in the chambered nautilus, including the lethal concentration 
limits of toxins or metals in N. pompilius or evidence to suggest that 
current concentrations of environmental pollutants are causing 
detrimental physiological effects to the point where the species may be 
at increased risk of extinction. As such, the best available 
information does not indicate that present bioaccumulation rates and 
concentrations of environmental pollutants in N. pompilius or their 
habitat are likely significant threats to the species.
Climate Change and Ocean Acidification
    Given the narrow range of temperature tolerance of the chambered 
nautilus, warming surface water temperatures due to climate change may 
further restrict the distribution of the species, decreasing the amount 
of suitable habitat (particularly in shallower depths) available for 
the species. Perhaps more concerning may be the effects of ocean 
acidification. In terms of ocean acidification, which will cause a 
reduction of pH levels and concentration of carbonate ions in the 
ocean, it is thought that shelled mollusks are likely at elevated risk 
as they rely on the uptake of calcium and carbonate ions for shell 
growth and calcification. However, based on available studies, the 
effects of increased ocean acidification on juvenile and adult mollusk 
physiology and shell growth are highly variable (Gazeau et al. 2013). 
For example, after exposure to severe CO2 levels 
(pCO2 = 33,000 [micro]atm) for 96 hours, the deep-sea clam, 
Acesta excavata, exhibited an initial drop in oxygen consumption and 
intracellular pH but recovered with both levels approaching control 
levels by the end of the exposure duration (Hammer et al. 2011). No 
mortality was observed over the course of the study, with the authors 
concluding that this species may have a higher tolerance to elevated 
CO2 levels compared to other deep-sea species (Hammer et al. 2011). 
This is in contrast to intertidal and subtidal mollusk species, such as 
Ruditapes decussatus, Mytilus galloprovincialis, and M. edulis, which 
exhibited reduced standard metabolic rates and protein degradation when 
exposed to decreases in pH levels (Gazeau et al. 2013).
    Regarding the impact of ocean acidification on calcification rates, 
which is important for the growth of chambered nautiluses, one relevant 
study looked at cuttlebone development in the cephalopod Sepia 
officinalis (Gutowska et al. 2010). Similar to nautiluses, cuttlefish 
also have a chambered shell (cuttlebone) that is used for skeletal 
support and for buoyancy regulation. Results from the study showed that 
after exposure to 615 Pa CO2 for 6 weeks, there was a seven-
fold increase in cuttlebone mass (Gutowska et al. 2010). However, it 
should be noted that unlike N. pompilius, Sepia officinalis is not a 
deep-sea dwelling species but rather found in 100 m depths, and their 
cuttlebone is internal (not an external shell).
    While the above were only a few examples of the variable impacts of 
ocean acidification on mollusk species, based on the available studies, 
such as those described in Gazeau et al. (2013), it is clear that the 
effects are largely species-dependent (with differences observed even 
within species). To date, we are unaware of any studies that have been 
conducted on N. pompilius and the potential effects of increased water 
temperatures or acidity on the health of the species. Therefore, given 
the species-specific sensitivities and responses to climate change 
impacts, and with no available information on chambered nautiluses, we 
cannot conclude that the impacts from climate change are currently or 
will in the foreseeable future be significant threats to the existence 
of the species in the future.

Overutilization for Commercial, Recreational, Scientific or Educational 
Purposes

    Based on the best available information, the primary threat to the 
chambered nautilus is overutilization for commercial purposes--mainly, 
harvest for the international nautilus shell trade. Chambered nautilus 
shells, which have a distinctive coiled interior, are traded as 
souvenirs to tourists and shell collectors and also used in jewelry and 
home d[eacute]cor items (where either the whole shell is sold as a 
decorative object or parts are used to create shell-inlay designs) 
(CITES 2016). The trade in the species is largely driven by the 
international demand for their shells and shell products since fishing 
for nautiluses has been found to have no cultural or historical 
relevance (Dunstan et al. 2010; De Angelis 2012; CITES 2016; Freitas 
and Krishnasamy 2016). Nautilus meat is also not locally in demand (or 
used for subsistence) but rather sold or consumed as a by-product of 
fishing for the nautilus shells (De Angelis 2012; CITES 2016). While 
all nautilus species are found in international trade, N. pompilius, 
being the most widely distributed, is the species most commonly traded 
(CITES 2016).
    Although most of the trade in chambered nautiluses originates from 
the range countries where fisheries exist or have existed for the 
species, particularly the Philippines and Indonesia, commodities also 
come from those areas with no known fisheries (such as Fiji and Solomon 
Islands). Other countries of origin for N. pompilius products include 
Australia, China, Chinese Taipei, India, Malaysia, New Caledonia, Papua 
New Guinea, Vanuatu, and Vietnam (Freitas and Krishnasamy 2016). Known 
consumer markets for chambered nautilus products include the Middle 
East (United Arab Emirates, Saudi Arabia), Australia, Singapore, 
Malaysia, Indonesia, Philippines, Hong Kong, Russia, Korea, Japan, 
China, Chinese Taipei and India, with major consumer markets noted in 
the European Union (Italy, France, Portugal), the United Kingdom, and 
the United States (Freitas and Krishnasamy 2016). In fact, between 2005 
and 2014, the United States imported more than 900,000 chambered 
nautilus products (CITES 2016). The vast majority of these U.S. imports

[[Page 48955]]

originated from the Philippines (85 percent of the traded commodities), 
followed by Indonesia (12 percent), China (1.4 percent), and India (1.3 
percent) (CITES 2016).
    Because harvest of the chambered nautilus is primarily demand-
driven for the international shell trade, the intensive nautilus 
fisheries that develop to meet this demand tend to follow a boom-bust 
cycle that lasts around a decade or two before becoming commercially 
nonviable (Dunstan et al. 2010; De Angelis 2012; CITES 2016). Fishing 
for nautiluses is fairly inexpensive and not labor-intensive, requiring 
a fish trap baited with locally-available meat (e.g., cow, duck, goat, 
offal, chicken, pufferfish) (Freitas and Krishnasamy 2016). These traps 
are usually set at 150 to 300 m depths and retrieved after a few hours 
or left overnight (Freitas and Krishnasamy 2016). Given the fishing 
gear requirements, and the fact that the chambered nautilus exists as 
small, isolated populations, harvest of the species may continue for 
years within a region, with the fisheries serially depleting each 
population until the species is essentially extirpated from that region 
(CITES 2016).
    Commercial harvest of the species is presently occurring or has 
occurred in the Philippines, Indonesia, India and Papua New Guinea, and 
also potentially in China, Thailand and Vanuatu (CITES 2016). However, 
based on the number of commodities entering the international trade, we 
find that the best available information supports the conclusion that 
the Philippines and Indonesia have the largest commercial fisheries for 
chambered nautilus, with multiple harvesting sites throughout these 
nations (CITES 2016). Although information on specific harvest levels 
and the status of chambered nautilus populations within this portion of 
its range is limited, the best available data, discussed below, provide 
significant evidence of the negative impact of these fisheries and 
resulting overutilization of the species.

Commercial Harvest

    In the Philippines, the harvesting of chambered nautiluses appears 
to have no cultural or historical relevance other than as a source of 
local income for the shell trade, with meat either consumed by the 
fishermen or sold in local markets (del Norte-Campos 2005; Dunstan et 
al. 2010). Yet, anecdotal accounts of fishing for N. pompilius indicate 
that trapping of the species has occurred as early as 1900 (Saunders et 
al. 2017). Specifically, these accounts suggest trapping in 1900 and 
1901 would yield anywhere from 4-5 nautiluses per trap to up to 20 
animals (depending on the duration of the trap set) (Saunders et al. 
2017). In 1971, Haven (1972, cited in Haven (1977)) found that 
Ta[ntilde]on Strait, Philippines, was still an abundant source of N. 
pompilius. From 1971 to 1972, around 3,200 individuals were captured 
for study (Haven 1977). Prior to this time, N. pompilius was, for the 
most part, caught as bycatch in fish traps by Filipino fishermen 
(Saunders et al. 2017). However, Haven (1977) notes that it was during 
this time when more fishermen began targeting Ta[ntilde]on Strait, 
specifically for nautilus shells, with the numbers of fishermen 
tripling during subsequent years. Trap yields in 1972 were similar to 
those from the early 1900s, with fishermen reporting catches of zero to 
19 nautiluses, with an average of 5 animals per trap (Saunders et al. 
2017). However, by 1975, the impact of this substantial increase in 
fishing pressure on the species was already evident (Haven 1977). 
Fishermen in 1975 reported having to move operations to deeper water as 
catches were now rare at shallower depths, and the number of 
individuals per trap had also decreased (Haven 1977). Additionally, 
although the number of fishermen had tripled in those 3 years, and 
therefore fishing effort for the species intensified, the catch did not 
see an associated increase, indicating a likely decrease in the 
abundance of the species within the area (Haven 1977). By 1979, trap 
yields had drastically fallen, to around 2 nautiluses per trap, and 
only a few fishermen remained engaged in the fishery (Saunders et al. 
2017). CITES (2016) reports that around 5,000 chambered nautiluses were 
trapped per year in Ta[ntilde]on Strait in the early 1980s and, by 
1987, the population was estimated to have declined by 97 percent from 
1971 levels, with the species considered commercially extinct and 
potentially extirpated from the area (Alcala and Russ 2002). Based on 
2014 data from baited remote underwater video station footage in the 
region, nautilus activity remains low, and the population density still 
has yet to recover to pre-1970 levels (Saunders et al. 2017).
    Similarly, other nautilus fishing sites that were established in 
the late 1980s, including at Tawi Tawi (an island province in 
southwestern Philippines), Cagayancillo (an island in the Palawan 
province) and Cebu Strait (east of Ta[ntilde]on Strait), have also seen 
harvest crash in recent decades (Dunstan et al. 2010). More recently, 
in the Central Luzon region, Bulacan and Pampanga Provinces were 
formerly collection and trade sites for nautilus species; however, 
collectors and traders noted that the last shipments from these areas 
were in 2003 and 2007, respectively, indicating they are likely no 
longer viable harvesting sites (Freitas and Krishnasamy 2016).
    The level of historical harvest (5,000 chambered nautilus 
individuals/year) that appeared to lead to local extirpations in 
Ta[ntilde]on Strait is being greatly exceeded in a number of other 
areas throughout the chambered nautilus' range in the Philippines. In 
Tibiao, Antique Province, in northwestern Panay Island, del Norte-
Campos (2005) estimated annual yield of the chambered nautilus at 
around 12,200 individuals for the entire fishery (data from 2001 to 
2002). In the Palawan nautilus fishery, 9,091 nautiluses were harvested 
in 2013 and 37,341 in 2014 (personal communication cited in CITES 
(2016)). This level of harvest is particularly concerning given the 
significant declines already observed in these fisheries. In fact, in 
four of the five main nautilus fishing areas in this province, Dunstan 
et al. (2010) estimated a decline in CPUE of the species ranging from 
70 percent to 90 percent (depending on the fishing site) over the 
course of only 6 to 24 years. The one main fishing region in Palawan 
that did not show a decline was the municipality of Balabac; however, 
the authors note that this fishery is relatively new (active for less 
than 8 years), with fewer fishermen, and, as such, may not yet have 
reached the point where the population crashes or declines become 
evident in catch rates (Dunstan et al. 2010). Given that the estimated 
annual catches in the Balabac municipality ranged from 4,000 to 42,000 
individuals in 2008 (Dunstan et al. 2010), this level of annual 
harvest, based on the trends from the other Palawan fishing sites 
(Dunstan et al. 2010), will likely lead to similar population declines 
and potential extirpations of chambered nautiluses in the near future.
    In addition to the declines in harvest and CPUE of the species from 
observed fishing sites throughout the Philippines, the overutilization 
of N. pompilius in this area is also evident in the available trade 
data. In a personal communication cited in CITES (2016), it was stated 
that over the past 5 years, shell traders in Palawan Province have seen 
a decline in the number of shells being offered to them by local 
harvesters. Similarly, harvesters and traders in the Visayan regions 
have noted increasing difficulty in obtaining shells, with this trend 
beginning in 2003 (CITES (2016) citing

[[Page 48956]]

Schroeder (2003)). Based on U.S. trade data from the last decade, 
Philippine export and re-export of nautilus commodities to the United 
States has decreased by 92 percent since 2005 (see Figure 4 in Miller 
(2017)) (CITES 2016). Despite the extensive evidence of overutilization 
of the species throughout the Philippines, including the serial 
depletion and potential extirpation of local populations, harvest and 
trade in N. pompilius continues, with the Philippines still the number 
one supplier of nautilus commodities to the United States (based on 
figures from 2014).
    Off Indonesia, signs of decline and overutilization of chambered 
nautilus populations are also apparent. In fact, based on the 
increasing number of chambered nautilus commodities originating from 
Indonesia, it is suggested that nautilus fishing has potentially 
shifted to Indonesian waters because of depletion of the species in the 
Philippines (CITES 2016). According to trade data reported in De 
Angelis (2012), the Philippines accounted for 87 percent of the 
nautilus commodities in U.S. trade from 2005 to 2010, whereas Indonesia 
accounted for only 9 percent. However, with the significant decline of 
nautilus exports coming out of the Philippines in recent years (2010 to 
2014), Indonesia has become a larger component of the trade, accounting 
for 42 percent of the nautilus commodities in 2014, while the 
Philippines has seen a decrease in their proportion, down to 52 percent 
(CITES 2016).
    Similar to the trend observed in the Philippines, a pattern of 
serial depletion of nautiluses because of harvesting is emerging in 
Indonesia. Both fishermen and traders note a significant decline in the 
numbers of chambered nautiluses over the last 10 years, despite a 
prohibition on the harvest and trade of N. pompilius that has been in 
place since 1999 (CITES 2016; Freitas and Krishnasamy 2016). For 
example, fishermen in North Lombok note that they historically trapped 
around 10 to 15 nautiluses in one night, but currently catch only 1 to 
3 per night (Freitas and Krishnasamy 2016). Similarly, in Bali, 
fishermen reported nightly catches of around 10 to 20 nautiluses until 
2005, after which yields have been much less (Freitas and Krishnasamy 
2016). While fishing for chambered nautiluses has essentially decreased 
in western Indonesia (likely due to a depletion of the local 
populations), the main trade centers for nautilus commodities are still 
located here (i.e., Java, Bali, Sulawesi and Lombok). The sources of 
nautilus shells for these centers now appear to originate from eastern 
Indonesian waters (including northeastern Central Java, East Java, and 
West Nusa Tengarra eastward) where it is thought that nautilus 
populations may still be abundant enough to support economically viable 
fisheries, and where enforcement of the current N. pompilius 
prohibition appears weaker (Nijman et al. 2015; Freitas and Krishnasamy 
2016). For example, data collected from two large open markets in 
Indonesia (Pangandaran and Pasir Putih) indicate that chambered 
nautiluses were still being offered for sale as of 2013. Over the 
course of three different weekends, Nijman et al. (2015) observed 168 
N. pompilius shells for sale from 50 different stalls in the markets 
(average price was $17 USD/shell). In addition to catering to tourists, 
a wholesaler with a shop in Pangandaran noted that he also exports 
merchandise to Malaysia and Saudi Arabia on a bimonthly basis (Nijman 
et al. 2015). In total, Nijman et al. (2015) found evidence of six 
Indonesian wholesale companies that offered protected marine mollusks 
(and mostly nautilus shells) for sale on their respective Web sites 
(with two based in East Java, two in Bali, and one in Sulawesi). The 
company in Sulawesi even had a minimum order for merchandise of 1 
metric ton, and a company in Java noted that they could ship more than 
one container per month, indicating access to a relatively large supply 
of nautilus shells (Nijman et al. 2015).
    The available U.S. trade data provide additional evidence of the 
overutilization and potential serial depletion of populations within 
Indonesia, although not yet as severe as what has been observed in the 
Philippines. Overall, based on data from the last decade, Indonesian 
export and re-export of nautilus commodities to the United States has 
decreased by 23 percent since 2005 (see Figure 5 in Miller (2017)) 
(CITES 2016); however, large declines were seen between 2006 and 2009 
before smaller increases in the following years. As noted above, these 
trends likely reflect the depletion of nautilus populations in western 
Indonesian waters and a subsequent shift of fishing effort to eastern 
Indonesian waters in recent years to support the nautilus trade 
industry.
    In India, CITES (2016) states that the chambered nautilus has been 
exploited for decades and is also caught as bycatch by deep sea 
trawlers. A 2007 survey aimed at assessing the status of protected 
species in the curio trade in Tamil Nadu confirmed the presence of N. 
pompilius shells and found them highly valued in the retail domestic 
markets (John et al. 2012). Out of 13 major coastal tourist curio 
markets surveyed, N. pompilius shells were found in 20 percent of the 
markets (n = 40 shops) (John et al. 2012). Based on estimated sales 
from these markets, N. pompilius was the fourth highest valued species 
(n = 25 total species), accounting for 7 percent of the annual profit 
from the protected species curio trade (John et al. 2012). During the 
survey, chambered nautilus shells sold, on average, for approximately 
275 INR each (7 USD in 2007 dollars) (John et al. 2012).
    Interviews with the curio traders indicate that the Gulf of Mannar 
and Palk Bay, the island territories of Andaman and Lakshadweep, and 
Kerala are the main collection areas for the protected species sold in 
the curio trade (John et al. 2012). While the extent of harvest of N. 
pompilius is unknown, the fact that the nautilus shells sold in markets 
are nearly half the size of the reported common wild size (90 mm vs 170 
mm) (John et al. 2012) suggests that this curio trade may be 
contributing to overfishing of the population, causing a shift in the 
local population structure. Compared to observed mature shell sizes 
elsewhere throughout the range of N. pompilius (average mature shell 
length range: 114 to 200 mm; see Table 1 in Miller (2017)), the Indian 
market nautilus shells are likely entirely from immature individuals. 
The removal of these nautilus individuals before they have time to 
reproduce, particularly for this long-lived and low fecundity species, 
could have devastating impacts on the viability of the local 
populations. While the authors note that curio vendors may 
strategically stock a larger number of undersized shells rather than 
fewer larger shells to meet the demand of the tourists, given the 
relative rarity of chambered nautilus shells in Indian waters (with 
only 9 shells sold during the 2007 survey) and the fact that larger 
shells generally obtain higher prices, we conclude it is at least 
equally likely that curio vendors are stocking whatever is available.
    Although trend data are not available, the popularity of the 
species in the curio trade as well as information suggesting that the 
marketed shells are significantly smaller than wild-caught and, hence, 
likely belong to immature individuals, indicate that this level of 
utilization may have already negatively impacted the local populations 
within India. The continued and essentially unregulated fishing and 
selling of N. pompilius within southern Indian waters will lead to 
overutilization of the species in the future, as has been observed in 
other

[[Page 48957]]

parts of its range, and potential extirpation of these small and 
isolated populations.
    In Papua New Guinea, most of the available information indicates 
that trade of chambered nautilus shells is primarily supplied from 
incidental collection of drift shells. CITES (2016) states that the 
species may be caught as bycatch in some deep-sea fisheries and also 
notes that new nautilus fishing sites may have recently become 
established in 2008. The extent of harvest of the species in these 
waters, however, is unknown.
    Possible commercial harvest of the species has also been identified 
in East Asia (China, Hong Kong, and Chinese Taipei), Thailand, Vanuatu, 
and Vietnam. In East Asia, minimal numbers of nautilus shells are sold 
in art markets, home d[eacute]cor shops, small stores, and airport gift 
shops, with meat found in seafood markets (particularly in the south of 
China on Hainan Island, the large coastal cities of Fujian and 
Guangdong Provinces, and Chinese Taipei) (Freitas and Krishnasamy 
2016). There is also evidence of a small trade in live specimens for 
aquaria in Hong Kong; however, the origin of these live specimens is 
unclear (Freitas and Krishnasamy 2016). While the CITES (2016) proposal 
suggests that nautilus harvest may occur on Hainan Island, we are aware 
of no information to confirm that a fishery exists.
    In Thailand, nautilus experts note that targeted chambered nautilus 
fisheries have occurred and are still operating (NMFS 2014), with past 
observations of shells found in gift shops (CITES 2016); however, we 
are aware of no published information on the current intensity or 
duration of such harvest (or confirmation that the fishery is still 
occurring). Nautilus experts also note that targeted chambered nautilus 
fisheries have occurred and are occurring in Vanuatu (NMFS 2014), with 
shells sold to tourists and collectors (Amos 2007). While we are aware 
of no published information regarding the current intensity or duration 
of such harvest (or confirmation that the fishery is still occurring), 
available information suggests the fishery may have begun in the late 
1980s. From March to June 1987, the Vanuatu Fisheries Department 
conducted a deep sea fishing trial, aimed at testing commercial fishing 
traps on the outer-reef slope of north Efate Island, Vanuatu (Blanc 
1988). Results showed the successful capture of N. pompilius, with a 
CPUE of around 2.6 nautilus per trap per day, taken at depths greater 
than 300 m (Blanc 1988). In total, 94 traps were set and 114 N. 
pompilius were captured (Blanc 1988). Those shells that were in good 
condition (approximately two-thirds of the total) were sold locally for 
around 300 to 500 VUV each ($2.89 to $4.81 U.S. dollars based on the 
1987 conversion rate) (Blanc 1988). It was noted in the report that the 
capture of nautiluses can be a good supplementary source of income 
(Blanc 1988).
    In Vietnam, some of the nautilus shells observed for sale may be 
sourced from local harvest of the animal. For example, an interview 
with a Vietnamese seller revealed that his nautilus shells come from 
islands in Vietnam and that 1,000 shells a month are able to be 
acquired (of 5 to 7 inches in size; 127 to 178 mm) (Freitas and 
Krishnasamy 2016). However, the species was not identified, nor was it 
clear whether the origin of the shells was from Vietnam (indicating 
potential harvest) or if the islands simply serve as transit points for 
the trade.
    In our review of the available information, we also found no 
evidence of known local utilization or commercial harvest of the 
chambered nautilus in the following portions of the species' range: 
American Samoa, Australia, Fiji, or the Solomon Islands. While products 
that incorporate nautilus shells, such as jewelry and wood inlays, are 
sold to tourists in these locations, the nautilus parts appear to be 
obtained solely from the incidental collection of drift shells. In 
these areas, where the species is not subject to commercial harvest, 
populations appear stable (with the exception of Fiji; however, the 
threat in this case was not identified as overutilization--see Present 
or Threatened Destruction, Modification, or Curtailment of Habitat or 
Range section). Given that the species exists as geographically 
isolated populations, we conclude it is unlikely that these local, 
unfished populations will see significant declines as a result of 
overutilization in other portions of its range.
    Overall, out of the 10 nations in which N. pompilius is known to 
occur, potentially half historically or currently have targeted 
nautilus fisheries. Given that this harvest is largely unregulated, and 
has led to the serial depletion and extirpation of local N. pompilius 
populations, with no evidence of a decline in fishing effort or demand 
for the species, the best available information indicates that 
overutilization of N. pompilius is the most significant threat to the 
species throughout its range.

Trade

    As mentioned previously, the commercial harvest of the chambered 
nautilus is primarily demand-driven for the international shell trade. 
The Philippines and Indonesia appear to supply the majority of the 
nautilus products in the trade. In Indonesia, most of the networks that 
aid in the illegal trade of marine mollusks originate in Java and Bali, 
with the United States, China, and New Caledonia as main destinations 
(Nijman et al. 2015). While the extent of export from the Philippines 
and Indonesia is unknown, data collected from Indonesia over the past 
10 years suggest the amounts are likely substantial. For example, based 
on seizure data from 2005 to 2013, over 42,000 marine mollusk shells 
protected under Indonesian law, including over 3,000 chambered 
nautiluses, were confiscated by Indonesian authorities (Nijman et al. 
2015). At least two-thirds of the shells were meant to enter the 
international trade, with the largest volumes destined for China and 
the United States (Nijman et al. 2015). Between 2007 and 2010, De 
Angelis (2012), citing a personal communication, estimated that around 
25,000 nautilus specimens were exported from Indonesia to China for the 
Asian meat market.
    In addition to the United States and China, other major consumer 
destinations for nautilus commodities include Europe, the Middle East, 
and Australia, with suspected markets in South Africa, South America 
(Argentina), and Israel (Freitas and Krishnasamy 2016). Freitas and 
Krishnasamy (2016) indicate that, in Europe, the trade and sale of 
nautiluses occur at fairly low levels and mainly involve whole nautilus 
shells. Their internet research and consultations indicate that the 
majority of Web sites selling nautilus products are located in France, 
Germany and the United Kingdom; however, details regarding the product, 
including species and origin of the nautilus, are often not provided 
(Freitas and Krishnasamy 2016). Based on interviews with trade experts 
and online sellers, it appears that the Philippines is the main source 
of nautilus shells for the European trade (Freitas and Krishnasamy 
2016). Some German online sellers indicate that the wholesalers also 
receive imports from Thailand (Freitas and Krishnasamy 2016).
    In the United States, the most recent 5 years of available trade 
data (2010 to 2014) reveal that around 6 percent of the imported 
commodities were whole shells (n = 9,076) and less than 1

[[Page 48958]]

percent were live animals, with the remaining products primarily 
comprised of jewelry, shell products, and trim pieces (CITES 2016). 
Based on trade data from 2010-2013 and using rough approximations of 
individual nautilus counts for different commodity labels, Freitas and 
Krishnasamy (2016) estimated that between 20,000 and 100,000 nautilus 
individuals comprised the commodities being imported into the United 
States, representing between 6,000 and 33,000 individuals annually. 
However, it is important to note that even these figures likely 
underestimate the actual trade volumes in the United States, as 
additional nautilus imports could have also been lumped under a more 
general category, such as ``mollusks'' (De Angelis 2012). This is 
likely true for other countries as well, because specific custom codes 
are lacking for nautilus products (with nautilus commodities frequently 
lumped as ``coral and similar materials'' and worked or unworked shell 
products) (Freitas and Krishnasamy 2016). Therefore, estimating the 
number of nautilus individuals traded annually around the globe remains 
extremely challenging. Despite these unknowns, based on the available 
trade data from the United States, and data garnered from seizures and 
research, it is clear that nautilus commodities are in high demand and 
nautilus products are globally traded likely in the hundreds of 
thousands (De Angelis 2012). This market demand is a significant threat 
driving the commercial harvest and overutilization of N. pompilius 
throughout most of its range.

Disease or Predation

    We are aware of no information to indicate that disease is a factor 
that is significantly and negatively affecting the status of the 
chambered nautilus. Diseases in nautiluses are not well known, nor is 
there information to indicate that disease is contributing to 
population declines of the species. However, shells of N. pompilius, 
like other mollusks, are subject to marine fouling from a variety of 
epizoans and may also be hosts to parasites. In an examination of 631 
N. pompilius shells from the Philippines and Papua New Guinea, Landman 
et al. (2010) found the incidence of encrustation by epizoans varied by 
site. In the N. pompilius shells from the Philippines, 12 percent were 
encrusted whereas 49 percent of the shells from the Papua New Guinea 
sample showed signs of encrustation. However, the encrusted area only 
averaged around 0.5 percent of the shell surface, with the maximum 
encrustation at 2.2 percent (Landman et al. 2010). Additionally, the 
authors note that the encrusted surface comprised less than 1 percent 
of the total shell weight in air, which they deemed ``a negligible 
factor in the overall buoyancy of the animal'' (Landman et al. 2010). 
As such, it is likely that the species has some other defense against 
epizoan settlement, with encrustation not a significant threat to the 
survival of N. pompilius individuals.
    Regarding parasites, Carlson (2010) notes that newly collected 
nautilus individuals are usually heavily infested with the copepod 
Anchicaligus nautili; however, no information on the effect of these 
infestations on the nautilus animal is available. Therefore, based on 
the available data, marine fouling and parasitism do not appear to be 
significant threats to the species.
    Chambered nautiluses may serve as prey to a number of teleost fish 
(such as triggerfish), octopuses, and sharks; however, predation rates 
appear to vary across the species' range (CITES 2016). For example, 
octopod predation rates on live nautiluses have been estimated at 1.1 
percent in the Philippines, 4.5 to 11 percent in Indonesia, 2 to 8 
percent in Papua New Guinea, 5 percent in American Samoa, and 3.2 
percent on Australia's Great Barrier Reef, indicating that predation by 
octopuses likely occurs throughout the entire species' range (Saunders 
et al. 1991).
    Recently, Ward (2014) analyzed the prevalence of shell breaks in 
nautiluses as an indicator of predation and found that those nautilus 
populations subject to fishing had a statistically significant higher 
number of major shell breaks compared to unfished populations. 
Specifically, Ward (2014) found that over 80 percent of mature N. 
pompilius shells had major shell breaks in the fished Bohol, 
Philippines population (in 2012 and 2013) and calculated an over 40 
percent rate in the fished New Caledonia N. macromphalus population in 
1984. In contrast, only 30 percent of mature shells had major shell 
breaks in the unfished nautilus populations on the Great Barrier Reef 
(based on 2012 data) (Ward 2014). In the unfished Osprey Reef 
population, this rate was around 20 percent (based on 2002 to 2006 
data), and in Papua New Guinea and Vanuatu in the 1980s, this rate was 
less than 20 percent (Ward 2014).
    Predation is clearly evident in all sampled nautilus populations. 
It appears that predation rates may be substantially higher in those 
populations compromised from other threats (such as overutilization). 
This, in turn, exacerbates the risk that predation poses to those 
already vulnerable chambered nautilus populations, contributing 
significantly to their likelihood of decline and to the species' 
overall risk of extinction.

The Inadequacy of Existing Regulatory Mechanisms

    Based on the available data, N. pompilius appears most at risk from 
overutilization in those range states supplying the large majority of 
nautilus shells for the international trade. Substantial commercial 
harvest of the species in Indonesia, Philippines, and India has led to 
observed declines in the local N. pompilius populations. As we discuss 
below, although there are some national and international legal 
protections, including a recent listing under CITES, poor enforcement 
of these laws and continued illegal fishing demonstrate that the 
existing regulatory mechanisms are inadequate to achieve their purpose 
of protecting the chambered nautilus from harvest and trade. It is too 
early to conclude that the CITES listing will be effective at 
ameliorating the threat of overutilization.
    In Indonesia, N. pompilius was provided full protection in the 
nation's waters in 1999 (Government Regulation 7/1999). While the 
species was first added to Indonesia's protected species list in 1987 
(SK MenHut No 12 Kptd/II/1987), the implementing legislation in 1999 
made it illegal to harvest, transport, kill, or trade live or dead 
specimens of N. pompilius (CITES 2016). Despite this prohibition, the 
commercial harvest and trade in the species continues (see 
Overutilization for commercial, recreational, scientific, or 
educational purposes). For example, in a survey of 343 shops within 6 
Provinces in Indonesia, Freitas and Krishnasamy (2016) found that 10 
percent were selling nautilus products, with the majority located in 
East Java. Interviews with local suppliers of nautilus shells revealed 
that many are aware of the prohibition and therefore have found ways to 
conduct business covertly, such as selling more products online and 
purposely mislabeling N. pompilius shells as A. perforatus (which are 
not protected) (Freitas and Krishnasamy 2016). Nijman et al. (2015) 
observed the sale of chambered nautilus shells in two of Indonesia's 
largest open markets (Pangandaran and Pasir Putih, both on Java) and 
remarked that the shells were prominently displayed. In interviews with 
the traders, none mentioned the protected status of the species (Nijman 
et al. 2015). Additionally, nautilus shells and products (such as 
furniture) are often on display by government officials and offered for 
sale in airports (Freitas and

[[Page 48959]]

Krishnasamy 2016), indicating that enforcement of the Indonesian 
regulation protecting the species is very weak. Therefore, given the 
apparent disregard of the prohibition, with substantial evidence of 
illegal harvest and trade in the species, and issues with enforcement, 
we conclude that existing regulatory mechanisms are inadequate to 
protect the species from further declines in Indonesia from 
overutilization.
    In the Philippines, shelled mollusks are protected from collection 
without a permit under Fisheries Administrative Order no. 168; however, 
it is unclear how this is implemented or enforced for particular 
species (CITES 2016). In Palawan Province, a permit is also required to 
harvest or trade the chambered nautilus, as it is listed as 
``Vulnerable'' under Palawan Council for Sustainable Development 
Resolution No. 15-521 (CITES 2016). Freitas and Krishnasamy (2016) 
report that some municipalities in Cebu Province and the Panay Islands 
have local ordinances that prohibit the harvest of N. pompilius; 
however, even in these Provinces, there is evidence of harvest and 
trade in the species. For example, in a survey of 66 shops in Cebu, the 
Western Visayas region, and Palawan, 83 percent of the shops sold 
nautilus products. For the most part, the harvest and trade of nautilus 
is largely allowed and essentially unregulated throughout the 
Philippines (Freitas and Krishnasamy 2016). Given the significant 
declines in the N. pompilius populations throughout this portion of the 
species' range, existing regulations to protect N. pompilius from 
overutilization throughout the Philippines are clearly inadequate.
    In India, N. pompilius has been protected from harvest and trade 
since 2000 when it was listed under Schedule I of the Indian Wildlife 
(Protection) Act of 1972 (John et al. 2012). However, as noted in the 
Overutilization for commercial, recreational, scientific, or 
educational purposes section, N. pompilius shells were being collected 
in Indian waters and sold in major coastal tourist curio markets as 
recently as 2007. Interviews with retail vendors (n = 180) indicated 
that a large majority were aware of the Indian Wildlife Protection Act 
and legal ramifications of selling protected species yet continued to 
sell large quantities of protected marine mollusks and corals in the 
curio shops (John et al. 2012). Because there is no official licensing 
system for these shops, the annual quantities sold remain largely 
unrecorded and unknown (John et al. 2012). The high demand for nautilus 
shells and profits from this illegal curio trade, coupled with the lack 
of enforcement of existing laws, indicates that overutilization of N. 
pompilius will continue to threaten populations within Indian waters.
    In China, N. pompilius is listed as a ``Class I'' species under the 
national Law of the People's Republic of China on the Protection of 
Wildlife, which means that harvest is allowed (under Article 16) but 
only with special permission (i.e., for purposes of scientific 
research, ranching, breeding, exhibition, or ``other''). Unfortunately, 
enforcement of this law has proven difficult, as many nautilus products 
for sale have unknown origin or claim origin from the Philippines 
(Freitas and Krishnasamy 2016). While the extent of harvest in East 
Asia remains unclear based on the available data, the fact that trade 
is allowed, and the difficulties associated with enforcement and 
identifying N. pompilius products and origin in the trade, indicate 
that existing regulatory measures are likely inadequate to prevent the 
harvest of the species within Chinese waters.
    In areas where trade of N. pompilius is prohibited, available data 
suggest smugglers are using other locations as transit points for the 
trafficking and trade of the species to circumvent prohibitions and 
evade customs (Freitas and Krishnasamy 2016). For example, New 
Caledonia, where only N. macromphalus is protected, has become a stop-
over destination for smuggling nautilus shells to Europe (CITES 2016; 
Freitas and Krishnasamy 2016). In 2008, officials confiscated at least 
213 N. pompilius shells that were being smuggled into New Caledonia 
from Bali, Indonesia (Freitas and Krishnasamy 2016). At this time, the 
extent of the illegal trade, including transit points for smugglers, 
remains largely unknown; however, the impact of this illegal trade on 
the species only contributes further to its overutilization.
    Overall, given the ongoing demand for chambered nautilus products, 
the apparent disregard of current prohibition regulations by collectors 
and traders, lack of enforcement, and the observed declining trends in 
N. pompilius populations and crashing of associated fisheries, the best 
available information strongly suggests that existing regulatory 
mechanisms are inadequate to control the harvest and overutilization of 
N. pompilius throughout most of its range, significantly contributing 
to the species' risk of extinction.
    Recognizing that the international trade is the clear driving force 
of the intense exploitation of nautiluses, in October 2016, the member 
nations to CITES agreed to add all nautilus species to Appendix II of 
CITES (effective January 2017). This listing means increased protection 
for N. pompilius and the other nautilus species, but still allows legal 
and sustainable trade. Export of nautilus products now requires CITES 
permits or re-export certificates that ensure the products were legally 
acquired and that the Scientific Authority of the State of export has 
advised that such export will not be detrimental to the survival of 
that species in the wild (i.e., a ``non-detriment finding''). Given 
that the international trade is the main driver of the threat to the 
species (i.e., overutilization), the CITES listing should provide N. 
pompilius with some safeguards against future depletion of populations 
and potential extinction of the species. However, given the limited 
information on the present abundance of the species throughout its 
range, it may prove difficult for State Authorities to determine what 
level of trade is sustainable. As the FAO panel notes, based on 
previous cases for species listed under Appendix II with similar 
circumstances where the State Authorities' abilities to make non-
detriment findings are limited due to an absence of information, the 
following outcomes are likely to occur: (1) International trade in 
products from that country ceases; (2) international trade continues 
but without proper CITES documentation (``illegal trade''); and/or (3) 
international trade continues with inadequate non-detriment findings 
(FAO 2016). Because this listing only recently went into effect 
(January 2017), it is too soon to know which outcome(s) will dominate 
in the various nautilus-exporting countries. There is thus not yet a 
body of information on which to evaluate the adequacy of the CITES 
listing to reduce the threat of overutilization.

Other Natural or Man-Made Factors Affecting Its Continued Existence

Ecotourism
    While the status review (Miller 2017) discusses ecotourism 
operations as a possible threat to nautilus species, the examples of 
these activities come entirely from Palau, where N. pompilius does not 
occur. These ecotourism activities tend to involve bringing nautiluses 
to the surface for photographic opportunities with customers and 
subsequently releasing them into shallow waters (CITES 2016). In the 
daytime, nautiluses are especially vulnerable to predation in shallow 
waters, and observations of triggerfish feeding on nautiluses as they 
are

[[Page 48960]]

released suggest that consistent release of these animals in a certain 
location may create feeding stations for nautilus predators (Carlson 
2015). Additionally, nautiluses may suffer negative physiological 
effects if released into shallow water, including overheating and the 
development of air bubbles that can inhibit quick escape movements 
(CITES 2016). We acknowledge the potential risks that these ecotourism 
operations may pose to nautilus species; however, at this time, there 
is no substantial evidence to indicate that there are dive tour 
operators within the N. pompilius range who practice this same behavior 
(i.e., taking photographs and releasing the species in shallow waters). 
As such, the best available information does not indicate that 
ecotourism is presently a significant threat to the species.
Natural Behavior
    Because of their keen sense of smell (Basil et al. 2000), chambered 
nautiluses are easily attracted to baited traps. Additionally, field 
studies indicate that nautiluses may also habituate to baited sites. 
For example, in a tag and release study conducted in Palau, the 
proportion of previously tagged animals over the trapping period 
increased in the baited traps, reaching around 58 percent in the last 
trap deployed (Saunders et al. in press). Given this behavior, nautilus 
populations, including N. pompilius, are likely highly susceptible to 
being caught by fisheries. For isolated and small populations, this 
could result in rapid depletions of these populations in a short amount 
of time, potentially just months (Saunders et al. in press). However, 
Saunders et al. (in press) note that this vulnerability to depletion 
from overfishing is likely lower in those populations where barriers to 
movement do not exist, such as Papua New Guinea and Indonesia. These 
sites both have large swaths of habitat (thousands of km) within the 
optimal nautilus depth range that are parallel to coastal areas and 
could serve as natural refugia but also allow for the restocking of 
depleted populations (Saunders et al. in press). Therefore, the best 
available information suggests that these aspects of the species' 
natural behavior (i.e., attraction and habituation to baited trap 
sites) are likely significant threats to those N. pompilius populations 
that are already subject to other threats (e.g., overutilization) or 
demographic risks (e.g., spatially isolated, small populations).

Assessment of Extinction Risk

    The ESA (section 3) defines an endangered species as ``any species 
which is in danger of extinction throughout all or a significant 
portion of its range.'' A threatened species is defined as ``any 
species which is likely to become an endangered species within the 
foreseeable future throughout all or a significant portion of its 
range.'' We define ``foreseeable future'' generally as the time frame 
over which identified threats can be reliably predicted to impact the 
biological status of the species. As mentioned previously, because a 
species may be susceptible to a variety of threats for which different 
data are available, or which operate across different time scales, the 
foreseeable future is not necessarily reducible to a particular number 
of years.
    For the assessment of extinction risk for the chambered nautilus, 
the ``foreseeable future'' was considered to extend out several decades 
(> 40 years). Given the species' life history traits, with longevity 
estimated to be at least 20 years, maturity ranges from 10 to 17 years, 
with very low fecundity (potentially 10-20 eggs per year with a 1-year 
incubation period), it would likely take more than a few decades (i.e., 
multiple generations) for any recent management actions to be realized 
and reflected in population abundance indices. Similarly, the impact of 
present threats to the species could be realized in the form of 
noticeable population declines within this time frame, as demonstrated 
in the available survey and fisheries data (see Table 4 in Miller 
2017). As the main potential operative threat to the species is 
overutilization, this time frame would allow for reliable predictions 
regarding the impact of current levels of fishery-related mortality on 
the biological status of the species. Additionally, this time frame 
allows for consideration of the previously discussed impacts on 
chambered nautilus habitat from climate change and the potential 
effects on the status of this species.
    In determining the extinction risk of a species, it is important to 
consider both the demographic risks facing the species as well as 
current and potential impacts of external threats that may affect the 
species' status. To this end, a demographic analysis was conducted for 
the chambered nautilus. A demographic risk analysis is essentially an 
assessment of the manifestation of past threats that have contributed 
to the species' current status and informs the consideration of the 
biological response of the species to present and future threats. This 
analysis evaluated the population viability characteristics and trends 
data available for the chambered nautilus, such as abundance, growth 
rate/productivity, spatial structure and connectivity, and diversity, 
to determine the potential risks these demographic factors pose to the 
species. The information from this demographic risk analysis was 
considered alongside the information previously presented on threats to 
the species, including those related to the factors specified by the 
ESA section 4(a)(1)(A)-(E) (and summarized in a separate Threats 
Assessment section below) and used to determine an overall risk of 
extinction for N. pompilius.
    Because the available data are insufficient to conduct a reliable 
quantitative population viability assessment (because there is, for 
example, sporadic abundance data, and uncertain demographic 
characteristics), the qualitative reference levels of ``low risk,'' 
``moderate risk'' and ``high risk'' were used to describe the overall 
assessment of extinction risk in the Status Review. A species at a 
``low risk'' of extinction was defined as one that is not at a moderate 
or high level of extinction risk. A species may be at low risk of 
extinction if it is not facing threats that result in declining trends 
in abundance, productivity, spatial structure, or diversity. A species 
at low risk of extinction is likely to show stable or increasing trends 
in abundance and productivity with connected, diverse populations. A 
species is at a ``moderate risk'' of extinction when it is on a 
trajectory that puts it at a high level of extinction risk in the 
foreseeable future. A species may be at moderate risk of extinction 
because of projected threats or declining trends in abundance, 
productivity, spatial structure, or diversity. A species with a high 
risk of extinction is at or near a level of abundance, productivity, 
spatial structure, and/or diversity that places its continued 
persistence in question. The demographics of a species at such a high 
level of risk may be highly uncertain and strongly influenced by 
stochastic or depensatory processes. Similarly, a species may be at 
high risk of extinction if it faces clear and present threats (e.g., 
confinement to a small geographic area; imminent destruction, 
modification, or curtailment of its habitat; or disease epidemic) that 
are likely to create imminent and substantial demographic risks.
    Although the conclusions in the status review report do not 
constitute findings as to whether the species should be listed under 
the ESA (because that determination must be made by the

[[Page 48961]]

agency after considering all relevant information and after evaluating 
ongoing conservation efforts of any state, foreign nation, or political 
subdivision thereof. 16 U.S.C. 1533(b)(1)(A)), a finding of ``moderate 
risk'' generally indicates that a species may qualify for listing as a 
``threatened species'' and a finding of ``high risk'' generally 
indicates that a species may be an ``endangered species.''

Demographic Risk Analysis

Abundance

    The global abundance of the chambered nautilus is unknown, with no 
available historical baseline population data. The species likely 
exists as small, isolated populations distributed throughout its range. 
However, abundance estimates of these fragmented populations are 
largely unavailable, as the species is difficult to survey. Currently, 
population size has been estimated for N. pompilius off Osprey Reef in 
Australia using baited trap techniques (n = 844 to 4,467 individuals) 
and for the Palawan region, Philippines and Western Australia 
populations using genetic markers (median population size for Western 
Australia = 2.6 million individuals; for Philippines = 3.2 million 
individuals). Population density estimates (individuals/km\2\) are also 
available from Osprey Reef (13.6 to 77.4), the Great Barrier Reef 
(0.34), American Samoa (0.16), Fiji (0.21) and the Panglao region, 
Philippines (0.03). While there may be some sampling bias in the baited 
trap technique, we find that the population size and density estimates 
from these studies provide a useful representation of the current 
abundance of the species because they rely on the best available field 
data.
    If a population is critically small in size, chance variations in 
the annual number of births and deaths can put the population at added 
risk of extinction. Additionally, when populations are very small, 
chance demographic events can have a large impact on the population. 
However, the threshold for depensation in the chambered nautilus is 
unknown.
    Populations of N. pompilius are assumed to be naturally small, and, 
when not faced with outside threats, appear stable (e.g., Osprey Reef 
population increased by 28 percent over the course of a decade). 
However, those populations in areas where nautilus fishing occurs have 
experienced significant declines in less than a generation time for the 
species, indicating a greater risk of extirpation because of 
depensatory processes. Saunders et al. (in press) suggest that trapping 
data that result in < 1 to 2 nautiluses per trap likely reflect a 
minimally viable population level. In other words, further removal of 
individuals from those populations would likely result in population 
crashes and potential extirpation. Based on the available abundance 
trend data (see Table 4 in Miller (2017)), many of the populations 
surveyed in Indonesia and the Philippines currently reflect this 
minimally viable level, indicating that abundance of these particular 
populations may be close to levels that place them at immediate risk of 
inbreeding depression and demographic stochasticity, particularly given 
their reproductive isolation. Extirpations of these populations would 
increase the risk of extinction for the entire species to some degree.
    While overall abundance is highly uncertain, the evidence indicates 
that the species exists as small and isolated populations throughout 
its range, making them inherently vulnerable to exploitation and 
depletion. Data suggest that many of these populations are in decline 
and may be extirpated in the next several decades. Taken together, this 
information indicates that N. pompilius is not currently at risk of 
extinction throughout its range but will likely be at risk of 
extinction from environmental variation or human-caused threats 
throughout its range within the foreseeable future.

Growth Rate/Productivity

    The current net productivity of N. pompilius is unknown because of 
the imprecision or lack of available abundance estimates or indices. 
Fecundity, however, is assumed to be low (but note that no egg-laying 
has been observed in the wild). Based on estimates from other captive 
Nautilus species (i.e., N. macromphalus and N. belauensis), the 
chambered nautilus may lay up to 10 to 20 eggs per year, with a long 
incubation period (10 to 12 months). Given that the chambered nautilus 
is a slow-growing and late-maturing species (with maturity estimated 
between 10 and 17 years, and longevity at least 20 years), it likely 
has very low productivity and, thus, is extremely susceptible to 
decreases in its abundance.
    In terms of demographic traits, Saunders et al. (in press) suggest 
that a nautilus population at equilibrium would have a higher 
percentage of male (75 percent) and mature (74 percent) animals. Ratios 
that are significantly lower than these estimates suggest the 
population is in ``disequilibrium'' and likely portend declines in per 
capita growth rate. Saunders et al. (in press) further provides 
evidence that fished nautilus populations tend to show significant 
demographic differences in relative age class (i.e., predominance of 
immature individuals) and sex ratios (i.e,, no longer male-biased) 
compared to unfished populations. Under the current assumption that 
males are the critical sex for population growth, the significant 
change in the population demographics for these fished populations may 
portend further declines and potential extirpations of these 
populations, inherently increasing the risk of extinction for the 
entire species in the foreseeable future. However, with the exception 
of the Osprey Reef (Australia), Lizard Island (Great Barrier Reef; 
Australia), and Sumbawa Island (Indonesia) populations, which showed 
male percentages of 82 to 91 percent and mature percentages of 58 to 91 
percent based on data from the past decade (Saunders et al. in press), 
we have no available recent data to assess the demographic traits of 
current N. pompilius populations throughout the species' range.

Spatial Structure/Connectivity

    Chambered nautilus populations are extreme habitat specialists. The 
species is closely associated with steeply-sloped forereefs and muddy 
bottoms and is found in depths typically between 200 m and 500 m. Both 
temperature and depth are barriers to movement for N. pompilius, which 
cannot physiologically withstand temperatures above around 25 [deg]C or 
depths greater than 800 m. Chambered nautiluses are bottom-dwelling 
scavengers and do not swim in the open water column. While larger-scale 
migrations have occurred (across shallow, warm waters and/or depths > 
1000 m), these events are believed to be extremely rare, with gene flow 
thought to be inversely related to the geographic distance between 
populations (Swan and Saunders 2010). As such, current chambered 
nautilus populations, particularly those separated by large geographic 
distances, are believed to be largely isolated, with a limited ability 
to find or exploit available resources in the case of habitat 
destruction. Collectively, this information suggests that gene flow is 
likely limited among populations of N. pompilius, with available data 
specifically indicating the isolation between populations in Fiji and 
Western Australia and those in the Philippines.
    Regarding destruction of habitat patches, while anthropogenic 
threats, such as climate change and destructive

[[Page 48962]]

fishing practices, have been identified as potential sources that could 
contribute to habitat modification for the chambered nautilus, there is 
no evidence that habitat patches used by N. pompilius are being 
destroyed faster than they are naturally created such that the species 
is at an increased risk of extinction. Additionally, there is no 
information to indicate that N. pompilius is composed of conspicuous 
source[hyphen]sink populations where loss of one critical population or 
subpopulation would pose a risk of extinction to the entire species.

Diversity

    As noted above, N. pompilius appears to exist as isolated 
populations with low rates of dispersal and little gene flow among 
populations, particularly those that are separated by large geographic 
distances and deep ocean expanses. Given the physiological constraints 
and limited mobility of the species, coupled with the selective 
targeting of mature males in the fisheries, connectivity among breeding 
populations may be disrupted. Additionally, while it is unknown whether 
genetic variability within the species is sufficient to permit 
adaptation to environmental changes, the best available information 
suggests that genetic variability has likely been reduced due to 
bottleneck events and genetic drift in the small and isolated N. 
pompilius populations throughout its range. Because higher levels of 
genetic diversity increase the likelihood of a species' persistence, 
the current, presumably reduced level among chambered nautiluses 
appears to pose a risk to the species.

Threats Assessment

    As discussed above, the most significant and certain threat to the 
chambered nautilus is overutilization through commercial harvest to 
meet the demand for the international nautilus shell trade. Out of the 
10 nations where N. pompilius is known to occur, potentially half have 
targeted nautilus fisheries either historically or currently. These 
waters comprise roughly three-quarters of the species' known range, 
with only the most eastern portion (e.g., eastern Australia, American 
Samoa, Fiji) afforded protection from harvest. Fishing for nautiluses 
is fairly inexpensive and easy, and the attraction of N. pompilius to 
baited traps further increases the likely success of these fisheries 
(compounding the severity of this threat on the species). The estimated 
level of harvest from many of these nautilus fisheries in the 
Philippines (where harvest data are available) has historically led to 
extirpations of local N. pompilius populations. Given the evidence of 
declines (of 70 to 94 percent) in the CPUE from these Philippine 
nautilus fisheries, and the fact that fished populations tend to 
experience higher predation rates (another compounding factor that 
further increases the negative impact of fishing on the species), these 
populations are likely on the same trend toward local extinction. 
Serial depletion of populations based on anecdotal trapping reports is 
also evident throughout nautilus fishing sites in Indonesia, with 
reported declines of 70 to 97 percent. In India, the predominance of 
immature shells for sale in the curio markets suggests potential 
overfishing of these local populations as well. Commercial harvest of 
the species is also thought to occur in Papua New Guinea, East Asia, 
Thailand, Vanuatu, and Vietnam. Efforts to address overutilization of 
the species through regulatory measures appear inadequate, with 
evidence of targeted fishing of and trade in the species, particularly 
in Indonesia, Philippines, and China, despite prohibitions.
    As fishing for the species has no cultural or historical relevance, 
trade appears to be the sole driving force behind the commercial 
harvest and subsequent decline in N. pompilius populations, with 
significant consumer markets in the United States, China, Europe 
(Italy, France, Portugal, United Kingdom), the Middle East, and 
Australia. If international trade were to be successfully managed to 
ensure sustainable harvest of N. pompilius, then the serial decline of 
local populations could be halted and partially depleted populations 
could have time to recover. The CITES Appendix II listing aims to 
achieve these conservation outcomes; however, given that the listing 
only recently went into effect (i.e, January 2017), it is too soon to 
evaluate the ability and capacity of the affected countries (who are 
parties to CITES) to implement the required measures and ensure the 
sustainability of their trade. Of concern is the illegal selling and 
trade of the species that already exists despite domestic prohibitions. 
Therefore, it is unclear whether and how the new CITES requirements 
will be adequately implemented and enforced in those countries that are 
presently unable to prevent the overutilization of the species despite 
prohibitions (e.g., Indonesia, Philippines, China). We note that the 
United States appears to be a significant importer of nautilus products 
and, therefore, this CITES listing could potentially cut-off a large 
market (and associated demand) for the species if adequate non-
detriment findings are not issued by the exporting countries. However, 
the evidence of illegal trade routes (see Figure 7 in Miller (2017)) 
and difficulty with tracking the amount and origin of nautilus products 
suggests that it may take some time before the extent of the ``ins and 
outs'' of the nautilus trade are fully understood. Therefore, we find 
that the adequacy of the CITES Appendix II listing in reducing the 
threat of overutilization (through ensuring sustainable trade) is 
highly uncertain at this time.
    Additional threats to N. pompilius that were identified as 
potentially contributing to long-term risk of the species include 
unselective and destructive fishing techniques (e.g., blast fishing and 
cyanide poisoning) and ocean warming and acidification as a result of 
climate change effects; however, because of the significant data gaps 
(such as the effects on nautilus habitat and the species' physiological 
responses), the impact of these threats on the status of the species is 
highly uncertain.

Overall Extinction Risk Summary

    Given the species' low reproductive output and overall productivity 
and existence as small and isolated populations, it is inherently 
vulnerable to threats that would deplete its abundance, with a very low 
likelihood of recovery or repopulation. While there is considerable 
uncertainty regarding the species' overall current abundance, the best 
available information indicates that N. pompilius has experienced 
population declines of significant magnitude, including evidence of 
extirpations, throughout most of its range, primarily because of 
fisheries-related mortality (i.e., overutilization). While stable 
populations of the species likely exist in those waters not subject to 
nautilus fishing (e.g., Osprey Reef, Australia and American Samoa), 
only a few populations have actually been found and studied. These 
populations appear small (particularly when compared to trade figures) 
and genetically and geographically isolated, and, therefore, if subject 
to environmental variation or anthropogenic perturbations in the 
foreseeable future (such as through illegal fishing or climate change), 
will likely be unable to recover.
    Currently, the best available information, though not free from 
uncertainties, does not indicate that the species is currently at risk 
of extinction throughout its range. The species is still traded in 
considerable amounts (upwards of thousands to hundreds of

[[Page 48963]]

thousands annually), with evidence of new sites being established for 
nautilus fishing (e.g., in Indonesia, Philippines, Papua New Guinea), 
and areas of stable, unfished populations (e.g., eastern Australia, 
American Samoa). Although this continued trading presents a moderate 
threat as has been discussed, current overall abundance throughout its 
range is not so low that the species' viability is presently at risk. 
However, the continued harvesting of the species for the international 
nautilus shell trade and the subsequent serial depletion of populations 
throughout its range are placing the species on a trajectory to be in 
danger of extinction within the foreseeable future, likely within the 
next couple of decades. The species' current demographic risks, 
including small and isolated populations, low productivity, habitat 
specificity, and physiological limitations that restrict large-scale 
migrations, mean that as populations are depleted and extirpated, 
recovery of those populations and/or repopulation is unlikely. Many of 
the observed populations of the species are already on this path, with 
data indicating significant declines in abundance and even local 
extinctions. Further exacerbating these declines is the evidence of 
increased predation on fished nautilus populations and the disruption 
of population demographics (through the attraction of predominantly 
males and mature individuals to baited traps). As the unsustainable 
harvesting of nautiluses continues, with fisheries that follow a boom-
bust cycle, and fishing efforts that serially exploit populations and 
then move on to new sites as the populations become depleted 
(particularly evident in the Philippines and Indonesia), this trend is 
unlikely to reverse in the foreseeable future. In fact, despite current 
domestic prohibitions on the harvest and trade of the species 
throughout most of the species' range (and particularly in the large 
exporting range states), these regulatory measures are ineffective 
because they are largely ignored or circumvented through illegal trade 
networks. Further, although the species was recently listed on CITES 
Appendix II, there is as of yet no basis to conclude whether that 
listing will be effective at decreasing the threat of overutilization 
to the species through the foreseeable future.
    Given the best available information, we find that N. pompilius is 
at a moderate risk of extinction throughout its range. Although the 
species is not currently at risk of extinction throughout its range, it 
will likely become so within the foreseeable future. Without adequate 
measures controlling the overutilization of the species, N. pompilius 
is on a trajectory where its overall abundance will likely see 
significant declines within the foreseeable future eventually reaching 
the point where the species' continued persistence will be in jeopardy. 
We therefore propose to list the species as a ``threatened species.''

Protective Efforts

    Having found that the chambered nautilus is likely to become in 
danger of extinction throughout its range within the foreseeable 
future, we next considered protective efforts as required under Section 
4(b)(1)(A) of the ESA. The focus of this evaluation is to determine 
whether these efforts are effective in ameliorating the threats we have 
identified to the species and thus potentially avert the need for 
listing.
    As we already considered the effectiveness of existing regulatory 
protective efforts, discussed above in connection with the evaluation 
of the adequacy of existing regulatory mechanisms, we consider other, 
less formal conservation efforts in this section. We identified a non-
profit Web site devoted to raising the awareness of threats to the 
chambered nautilus (e.g., http://savethenautilus.com/about-us/), 
including raising funds to support research on the species. 
Additionally, we note that chambered nautiluses are found in a number 
of aquariums worldwide where additional research is being conducted on 
the reproductive activity of the species. However, survival of the 
species in captivity is relatively low compared to its natural 
longevity. Based on a 2014 survey of 102 U.S. aquariums with nautilus 
species (with 52 responses), Carlson (2014) reported that survival 
rates for captive N. pompilius of more than 5 years was only 20 
percent. The rates of survival for less than 5 years were as follows: 0 
to 1 year = 33.3 percent, 1-2 years 6.7 percent; 2 to 3 years = 20.0 
percent, 3 to 5 years = 20.0 percent. While some of these aquariums 
have successfully bred nautilus species (e.g., Waikiki Aquarium (U.S.), 
Birch Aquarium at Scripps (U.S.), Toba Aquarium (Japan), Farglory Ocean 
Park (Chinese Taipei) (Tai-lang 2012; Blazenhoff 2013; Carlson 2014)), 
based on the results from these efforts, it is unlikely that 
aquaculture or artificial propagation programs could substantially 
improve the conservation status of the species. On average, survival 
rate after hatching is less than 1 in 1,000 (Tai-lang 2012) and, to 
date, none of the captive-bred nautiluses have obtained sexual maturity 
(NMFS 2014). The process is also costly and time-consuming (given the 
year-long incubation period of eggs). Therefore, captive breeding would 
not be a feasible alternative to help satisfy the trade industry or 
restore wild populations (NMFS 2014). Additionally, it should be noted 
that the shells of nautiluses in captivity tend to be smaller and 
irregular, with black lines that mar the outside of the shells (Moini 
et al. 2014). Therefore, those shells would likely not be acceptable as 
suitable alternatives to wild-caught shells in the trade, given the 
preference for large, unblemished nautilus shells in the market.
    While we find that these protective efforts will help increase the 
scientific knowledge about N. pompilius and potentially promote public 
awareness regarding declines in the species, none has significantly 
altered the extinction risk for the chambered nautilus to the point 
where it would not be in danger of extinction in the foreseeable 
future. However, we seek additional information on these and other 
conservation efforts in our public comment process (see below).

Determination

    Section 4(b)(1)(A) of the ESA requires that NMFS make listing 
determinations based solely on the best scientific and commercial data 
available after conducting a review of the status of the species and 
taking into account those efforts, if any, being made by any state or 
foreign nation, or political subdivisions thereof, to protect and 
conserve the species. We have independently reviewed the best available 
scientific and commercial information including the petition, public 
comments submitted on the 90-day finding (81 FR 58895; August 26, 
2016), the status review report (Miller 2017), and other published and 
unpublished information, and have consulted with species experts and 
individuals familiar with the chambered nautilus.
    As summarized above and in Miller (2017), we assessed the ESA 
section 4(a)(1) factors both individually and collectively and conclude 
that the species faces ongoing threats from overutilization and that 
existing regulatory mechanisms are inadequate to ameliorate that 
threat. Evidence of the continued substantial trade in the species, 
establishment of new N. pompilius fishing sites, and areas of unfished 
populations indicate that the species has not yet declined to abundance 
levels that would trigger the onset of depensatory processes. However, 
the species' demographic risks (including small and isolated

[[Page 48964]]

populations, with substantial reductions of 70 to 97 percent and 
extirpations of local chambered nautilus populations from waters 
comprising roughly three-quarters of the species' known range, low 
productivity, habitat specificity, and physiological limitations that 
restrict large-scale migration), coupled with the ongoing serial 
exploitation of N. pompilius to supply the international trade, and 
evidence of illegal harvest, trade, and poorly enforced domestic 
regulatory measures, significantly increase the species' vulnerability 
to depletion and subsequent extinction from environmental variation or 
anthropogenic perturbations, placing it on a trajectory indicating that 
it will likely be in danger of extinction within the foreseeable future 
throughout its range.
    We found no evidence of protective efforts for the conservation of 
the chambered nautilus that would eliminate or adequately reduce 
threats to the species to the point where it would no longer be in 
danger of extinction in the foreseeable future. Therefore, we conclude 
that the chambered nautilus is not currently in danger of extinction, 
but likely to become so in the foreseeable future throughout its range 
from threats of overutilization and the inadequacy of existing 
regulatory mechanisms. As such, we have determined that the chambered 
nautilus meets the definition of a threatened species and propose to 
list it is as such throughout its range under the ESA.
    Because we find that the chambered nautilus is likely to become an 
endangered species within the foreseeable future throughout its range, 
we find it unnecessary to consider whether the species might be in 
danger of extinction in a significant portion of its range. We believe 
Congress intended that, where the best available information allows the 
Services to determine a status for the species rangewide, such listing 
determination should be given conclusive weight. A rangewide 
determination of status more accurately reflects the species' degree of 
imperilment, and assigning such status to the species (rather than 
potentially assigning a different status based on a review of only a 
portion of the range) best implements the statutory distinction between 
threatened and endangered species. Maintaining this fundamental 
distinction is important for ensuring that conservation resources are 
allocated toward species according to their actual level of risk. We 
also note that Congress placed the ``all'' language before the 
``significant portion of its range'' phrase in the definitions of 
``endangered species'' and ``threatened species.'' This suggests that 
Congress intended that an analysis based on consideration of the entire 
range should receive primary focus, and thus that the agencies should 
do a ``significant portion of its range'' analysis as an alternative to 
a rangewide analysis only if necessary. Under this reading, we should 
first consider whether listing is appropriate based on a rangewide 
analysis and proceed to conduct a ``significant portion of its range'' 
analysis if (and only if) a species does not qualify for listing as 
either endangered or threatened according to the ``all'' language. We 
note that this interpretation is also consistent with the 2014 Final 
Policy on Interpretation of the Phrase ``Significant Portion of its 
Range'' (79 FR 37578 (July 1, 2014)). That policy is the subject of 
pending litigation, including litigation against the United States Fish 
and Wildlife Service in the United States District Court for the 
District of Arizona, which ordered the policy vacated and is currently 
considering a motion for reconsideration. See Center for Biological 
Diversity v. Jewell, No. CV-14-02506-TUC-RM, 2017 WL 2438327 (D. Ariz. 
March 29, 2017). Our approach in this proposed rule, explained above, 
has been reached and applied independently of the Final Policy.

Effects of Listing

    Measures provided for species of fish or wildlife listed as 
endangered or threatened under the ESA include development of recovery 
plans (16 U.S.C. 1533(f)); designation of critical habitat, to the 
maximum extent prudent and determinable (16 U.S.C. 1533(a)(3)(A)); the 
requirement that Federal agencies consult with NMFS under section 7 of 
the ESA to ensure their actions are not likely to jeopardize the 
species or result in adverse modification or destruction of critical 
habitat should it be designated (16 U.S.C. 1536(a)(2)). Certain 
prohibitions, including prohibitions against ``taking'' and import, 
also apply with respect to endangered species under Section 9 (16 
U.S.C. 1538); at the discretion of the Secretary, some or all of these 
prohibitions may be applied with respect to threatened species under 
the authority of Section 4(d) (16 U.S.C. 1533(d)). Recognition of the 
species' plight through listing also promotes voluntary conservation 
actions by Federal and state agencies, foreign entities, private 
groups, and individuals.

Identifying Section 7 Conference and Consultation Requirements

    Section 7(a)(4) (16 U.S.C. 1536(a)(4)) of the ESA and NMFS/USFWS 
regulations require Federal agencies to confer with us on actions 
likely to jeopardize the continued existence of species proposed for 
listing, or that result in the destruction or adverse modification of 
proposed critical habitat. If a proposed species is ultimately listed, 
Federal agencies must consult under Section 7(a)(2) (16 U.S.C. 
1536(a)(2)) on any action they authorize, fund, or carry out if those 
actions may affect the listed species or its critical habitat and 
ensure that such actions are not likely to jeopardize the species or 
result in destruction or adverse modification of critical habitat 
should it be designated. At this time, based on the currently available 
information, we determine that examples of Federal actions that may 
affect the chambered nautilus include, but are not limited to: 
alternative energy projects, discharge of pollution from point and non-
point sources, deep-sea mining, contaminated waste and plastic 
disposal, dredging, pile-driving, development of water quality 
standards, military activities, and fisheries management practices.

Critical Habitat

    Critical habitat is defined in section 3 of the ESA (16 U.S.C. 
1532(5)) as: (1) The specific areas within the geographical area 
occupied by a species, at the time it is listed in accordance with the 
ESA, on which are found those physical or biological features (a) 
essential to the conservation of the species and (b) that may require 
special management considerations or protection; and (2) specific areas 
outside the geographical area occupied by a species at the time it is 
listed upon a determination that such areas are essential for the 
conservation of the species. ``Conservation'' means the use of all 
methods and procedures needed to bring the species to the point at 
which listing under the ESA is no longer necessary. 16 U.S.C. 1532(3). 
Section 4(a)(3)(A) of the ESA (16 U.S.C. 1533(a)(3)(A)) requires that, 
to the maximum extent prudent and determinable, critical habitat be 
designated concurrently with the listing of a species. Designations of 
critical habitat must be based on the best scientific data available 
and must take into consideration the economic, national security, and 
other relevant impacts of specifying any particular area as critical 
habitat. At this time, we find that critical habitat for the chambered 
nautilus is not determinable because

[[Page 48965]]

data sufficient to perform the required analyses are lacking. 
Therefore, public input on features and areas in U.S. waters that may 
meet the definition of critical habitat for the chambered nautilus is 
invited. If we determine that designation of critical habitat is 
prudent and determinable, we will publish a proposed designation of 
critical habitat for the chambered nautilus in a separate rule. Such 
designation must be limited to areas under United States jurisdiction. 
50 CFR 424.12(g).

Protective Regulations Under Section 4(d) of the ESA

    We are proposing to list the chambered nautilus as a threatened 
species. In the case of threatened species, ESA section 4(d) gives the 
Secretary discretion to determine whether, and to what extent, to 
extend the prohibitions of Section 9 to the species, and authorizes us 
to issue regulations necessary and advisable for the conservation of 
the species. Thus, we have flexibility under section 4(d) to tailor 
protective regulations, taking into account the effectiveness of 
available conservation measures. The 4(d) protective regulations may 
prohibit, with respect to threatened species, some or all of the acts 
which section 9(a) of the ESA prohibits with respect to endangered 
species. We are not proposing such regulations at this time, but may 
consider potential protective regulations pursuant to section 4(d) for 
the chambered nautilus in a future rulemaking. In order to inform our 
consideration of appropriate protective regulations for the species, we 
seek information from the public on the threats to the chambered 
nautilus and possible measures for their conservation.

Role of Peer Review

    The intent of peer review is to ensure that listings are based on 
the best scientific and commercial data available. In December 2004, 
the Office of Management and Budget (OMB) issued a Final Information 
Quality Bulletin for Peer Review establishing minimum peer review 
standards, a transparent process for public disclosure of peer review 
planning, and opportunities for public participation. The OMB Bulletin, 
implemented under the Information Quality Act (Public Law 106-554), is 
intended to enhance the quality and credibility of the Federal 
government's scientific information, and applies to influential or 
highly influential scientific information disseminated on or after June 
16, 2005. To satisfy our requirements under the OMB Bulletin, we 
obtained independent peer review of the status review report. 
Independent specialists were selected from the academic and scientific 
community for this review. All peer reviewer comments were addressed 
prior to dissemination of the status review report and publication of 
this proposed rule.

Public Comments Solicited on Listing

    To ensure that the final action resulting from this proposal will 
be as accurate and effective as possible, we solicit comments and 
suggestions from the public, other governmental agencies, the 
scientific community, industry, environmental groups, and any other 
interested parties. Comments are encouraged on all aspects of this 
proposal (See DATES and ADDRESSES).We are particularly interested in: 
(1) New or updated information regarding the range, distribution, and 
abundance of the chambered nautilus; (2) new or updated information 
regarding the genetics and population structure of the chambered 
nautilus; (3) habitat within the range of the chambered nautilus that 
was present in the past but may have been lost over time; (4) new or 
updated biological or other relevant data concerning any threats to the 
chambered nautilus (e.g., landings of the species, illegal taking of 
the species); (5) information on the commercial trade of the chambered 
nautilus; (6) recent observations or sampling of the chambered 
nautilus; (7) current or planned activities within the range of the 
chambered nautilus and their possible impact on the species; and (8) 
efforts being made to protect the chambered nautilus.

Public Comments Solicited on Critical Habitat

    As noted above, we have determined that critical habitat is not 
currently determinable for the chambered nautilus. To facilitate our 
ongoing review, we request information describing the quality and 
extent of habitat for the chambered nautilus, as well as information on 
areas that may qualify as critical habitat for the species in waters 
under U.S. jurisdiction. We note that based on the best available 
scientific information regarding the range of the chambered nautilus, 
waters of American Samoa may contain the only potential habitat for the 
species that is currently under U.S. jurisdiction. We request that 
specific areas that include the physical and biological features 
essential to the conservation of the species, where such features may 
require special management considerations or protection, be identified. 
Areas outside the occupied geographical area should also be identified, 
if such areas themselves are essential to the conservation of the 
species and under U.S. jurisdiction. ESA implementing regulations at 50 
CFR 424.12(g) specify that critical habitat shall not be designated 
within foreign countries or in other areas outside of U.S. 
jurisdiction. Therefore, we request information only on potential areas 
of critical habitat within waters under U.S. jurisdiction.
    Section 4(b)(2) of the ESA requires the Secretary to consider the 
``economic impact, impact on national security, and any other relevant 
impact'' of designating a particular area as critical habitat. 16 
U.S.C. 1533(b)(2). Section 4(b)(2) also authorizes the Secretary to 
exclude from a critical habitat designation any particular area where 
the Secretary finds that the benefits of exclusion outweigh the 
benefits of designation, unless excluding that area will result in 
extinction of the species. To facilitate our consideration under 
Section 4(b)(2), we also request for any area that may potentially 
qualify as critical habitat information describing: (1) Activities or 
other threats to the essential features of occupied habitat or 
activities that could be affected by designating a particular area as 
critical habitat; and (2) the positive and negative economic, national 
security and other relevant impacts, including benefits to the recovery 
of the species, likely to result if particular areas are designated as 
critical habitat. We seek information regarding the conservation 
benefits of designating areas within waters under U.S. jurisdiction as 
critical habitat. See 50 CFR 424.12(g). In keeping with the guidance 
provided by OMB (2000; 2003), we seek information that would allow the 
quantification of these effects to the extent possible, as well as 
information on qualitative impacts to economic values.
    Data reviewed may include, but are not limited to: (1) Scientific 
or commercial publications; (2) administrative reports, maps or other 
graphic materials; (3) information received from experts; and (4) 
comments from interested parties.
    Comments and data particularly are sought concerning: (1) Maps and 
specific information describing the amount, distribution, and use type 
(e.g., foraging) by the chambered nautilus, as well as any additional 
information on occupied and unoccupied habitat areas; (2) the reasons 
why any specific area of habitat should or should not be determined to 
be critical habitat as provided by sections 3(5)(A) and 4(b)(2) of the 
ESA; (3) information regarding the benefits of designating particular

[[Page 48966]]

areas as critical habitat; (4) current or planned activities in the 
areas that might qualify for designation and their possible impacts; 
(5) any foreseeable economic or other potential impacts resulting from 
designation, and in particular, any impacts on small entities; (6) 
whether specific unoccupied areas may be essential for the conservation 
of the species; and (7) individuals who could serve as peer reviewers 
in connection with a proposed critical habitat designation, including 
persons with biological and economic expertise relevant to the species, 
region, and designation of critical habitat.

References

    A complete list of the references used in this proposed rule is 
available within the docket folder under ``Supporting Documents'' 
(www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2016-0098) and upon 
request (see ADDRESSES).

Classification

National Environmental Policy Act

    The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the 
information that may be considered when assessing species for listing. 
Based on this limitation of criteria for a listing decision and the 
opinion in Pacific Legal Foundation v. Andrus, 657 F. 2d 829 (6th Cir. 
1981), NMFS has concluded that ESA listing actions are not subject to 
the environmental assessment requirements of the National Environmental 
Policy Act (NEPA).

Executive Order 12866, Regulatory Flexibility Act, and Paperwork 
Reduction Act

    As noted in the Conference Report on the 1982 amendments to the 
ESA, economic impacts cannot be considered when assessing the status of 
a species. Therefore, the economic analysis requirements of the 
Regulatory Flexibility Act are not applicable to the listing process. 
In addition, this proposed rule is exempt from review under Executive 
Order 12866. This proposed rule does not contain a collection-of-
information requirement for the purposes of the Paperwork Reduction 
Act.

Executive Order 13132, Federalism

    In accordance with E.O. 13132, we determined that this proposed 
rule does not have significant federalism effects and that a federalism 
assessment is not required. In keeping with the intent of the 
Administration and Congress to provide continuing and meaningful 
dialogue on issues of mutual state and Federal interest, this proposed 
rule will be given to the relevant governmental agencies in the 
countries in which the species occurs, and they will be invited to 
comment. As we proceed, we intend to continue engaging in informal and 
formal contacts with the states, and other affected local, regional, or 
foreign entities, giving careful consideration to all written and oral 
comments received.

List of Subjects in 50 CFR Part 223

    Endangered and threatened species.

    Dated: October 16, 2017.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.

    For the reasons set out in the preamble, 50 CFR part 223 is 
proposed to be amended as follows:

PART 223--THREATENED MARINE AND ANADROMOUS SPECIES

0
1. The authority citation for part 223 continues to read as follows:

    Authority:  16 U.S.C. 1531-1543; subpart B, Sec.  223.201-202 
also issued under 16 U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for 
Sec.  223.206(d)(9).

0
2. In Sec.  223.102, paragraph (e), add a new table subheading for 
``Molluscs'' before the ``Corals'' subheading and adding a new entry 
for ``nautilus, chambered'' under the ``Molluscs'' table subheading to 
read as follows:


Sec.  223.102  Enumeration of threatened marine and anadromous species.

* * * * *
    (e) * * *

----------------------------------------------------------------------------------------------------------------
                          Species \1\
---------------------------------------------------------------  Citation(s) for     Critical
                                                Description of       listing          habitat        ESA rules
         Common name          Scientific name   listed entity   determination(s)
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------
                                                    Molluscs
----------------------------------------------------------------------------------------------------------------
Nautilus, chambered.........  Nautilus         Entire species.  [Insert Federal               NA              NA
                               pompilius.                        Register
                                                                 citation and
                                                                 date when
                                                                 published as a
                                                                 final rule].
----------------------------------------------------------------------------------------------------------------
                                                     Corals
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------
\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement,
  see 61 FR 4722, February 7, 1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56
  FR 58612, November 20, 1991).


[[Page 48967]]

[FR Doc. 2017-22771 Filed 10-20-17; 8:45 am]
 BILLING CODE 3510-22-P



                                                    48948                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    DEPARTMENT OF COMMERCE                                  NMFS–2016–0098, by either of the                      threatened or endangered under the
                                                                                                            following methods:                                    ESA (16 U.S.C. 1531 et seq.). To make
                                                    National Oceanic and Atmospheric                           • Electronic Submissions: Submit all               this determination, we first consider
                                                    Administration                                          electronic public comments via the                    whether a group of organisms
                                                                                                            Federal eRulemaking Portal. Go to                     constitutes a ‘‘species’’ under section 3
                                                    50 CFR Part 223                                         www.regulations.gov/#&!docketDetail;                  of the ESA, then whether the status of
                                                                                                            D=NOAA-NMFS-2016-0098. Click the                      the species qualifies it for listing as
                                                    [Docket No. 160614518–7999–02]                          ‘‘Comment Now’’ icon, complete the                    either threatened or endangered. Section
                                                    RIN 0648–XE685
                                                                                                            required fields, and enter or attach your             3 of the ESA defines species to include
                                                                                                            comments.                                             subspecies and, for any vertebrate
                                                    12-Month Finding and Proposed Rule                         • Mail: Submit written comments to                 species, any distinct population
                                                    To List the Chambered Nautilus as                       Maggie Miller, NMFS Office of                         segment (DPS) that interbreeds when
                                                    Threatened Under the Endangered                         Protected Resources (F/PR3), 1315 East                mature (16 U.S.C. 1532(16)). Because
                                                    Species Act                                             West Highway, Silver Spring, MD                       the chambered nautilus is an
                                                                                                            20910, USA.                                           invertebrate, the ESA does not permit us
                                                    AGENCY:  National Marine Fisheries                         Instructions: Comments sent by any                 to consider listing individual
                                                    Service (NMFS), National Oceanic and                    other method, to any other address or                 populations as DPSs.
                                                    Atmospheric Administration (NOAA),                      individual, or received after the end of                 Section 3 of the ESA defines an
                                                    Commerce.                                               the comment period, may not be                        endangered species as ‘‘any species
                                                    ACTION: Proposed rule; 12-month                         considered by NMFS. All comments                      which is in danger of extinction
                                                    petition finding; request for comments.                 received are a part of the public record              throughout all or a significant portion of
                                                                                                            and will generally be posted for public               its range’’ and a threatened species as
                                                    SUMMARY:    We, NMFS, announce a 12-                    viewing on www.regulations.gov                        one ‘‘which is likely to become an
                                                    month finding on a petition to list the                 without change. All personally                        endangered species within the
                                                    chambered nautilus (Nautilus                            identifying information (e.g., name,                  foreseeable future throughout all or a
                                                    pompilius) as a threatened species or an                address, etc.), confidential business                 significant portion of its range.’’ Thus,
                                                    endangered species under the                            information, or otherwise sensitive                   in the context of the ESA, the Services
                                                    Endangered Species Act (ESA). We have                   information submitted voluntarily by                  interpret an ‘‘endangered species’’ to be
                                                    completed a comprehensive status                        the sender will be publicly accessible.               one that is presently at risk of
                                                    review of the species in response to this               NMFS will accept anonymous                            extinction. A ‘‘threatened species’’ is
                                                    petition. Based on the best scientific and              comments (enter ‘‘N/A’’ in the required               not currently at risk of extinction, but is
                                                    commercial information available,                       fields if you wish to remain                          likely to become so in the foreseeable
                                                    including the status review report                      anonymous).                                           future (that is, at a later time). The key
                                                    (Miller 2017), and after taking into                       The petition, status review report,                statutory difference between a
                                                    account efforts being made to protect                   Federal Register notices, and the list of             threatened and endangered species is
                                                    the species, we have determined that                    references can be accessed                            the timing of when a species is or is
                                                    the chambered nautilus is likely to                     electronically online at: http://www.                 likely to become in danger of extinction,
                                                    become an endangered species within                     fisheries.noaa.gov/pr/species/                        either presently (endangered) or in the
                                                    the foreseeable future throughout its                   invertebrates/chambered-nautilus.html.                foreseeable future (threatened).
                                                    range. Therefore, we propose to list the                FOR FURTHER INFORMATION CONTACT:                         When we consider whether a species
                                                    chambered nautilus as a threatened                      Maggie Miller, NMFS, Office of                        qualifies as threatened under the ESA,
                                                    species under the ESA. Any protective                   Protected Resources, (301) 427–8403.                  we must consider the meaning of the
                                                    regulations determined to be necessary                  SUPPLEMENTARY INFORMATION:                            term ‘‘foreseeable future.’’ It is
                                                    and advisable for the conservation of the                                                                     appropriate to interpret ‘‘foreseeable
                                                                                                            Background                                            future’’ as the horizon over which
                                                    proposed threatened chambered
                                                    nautilus under ESA section 4(d) will be                   On May 31, 2016, we received a                      predictions about the conservation
                                                    proposed in a separate Federal Register                 petition from the Center for Biological               status of the species can be reasonably
                                                    announcement. Should the proposed                       Diversity to list the chambered nautilus              relied upon. What constitutes the
                                                    listing be finalized, we would also                     (N. pompilius) as a threatened species or             foreseeable future for a particular
                                                    designate critical habitat for the species,             an endangered species under the ESA.                  species depends on species-specific
                                                    to the maximum extent prudent and                       On August 26, 2016, we published a                    factors such as the life history of the
                                                    determinable; however, we have                          positive 90-day finding (81 FR 58895)                 species, habitat characteristics,
                                                    determined that critical habitat is not                 announcing that the petition presented                availability of data, particular threats,
                                                    determinable at this time. We solicit                   substantial scientific or commercial                  ability to predict threats, and the
                                                    information to inform our final listing                 information indicating that the                       reliability to forecast the effects of these
                                                    determination, the development of                       petitioned action may be warranted for                threats and future events on the status
                                                    potential protective regulations, and                   the chambered nautilus. We also                       of the species under consideration.
                                                    potential designation of critical habitat               announced the initiation of a status                  Because a species may be susceptible to
                                                    in the event the proposed threatened                    review of the species, as required by                 a variety of threats for which different
                                                    listing for the chambered nautilus is                   section 4(b)(3)(a) of the ESA, and                    data are available, or which operate
                                                                                                                                                                  across different time scales, the
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                                                    finalized.                                              requested information to inform the
                                                                                                            agency’s decision on whether this                     foreseeable future is not necessarily
                                                    DATES:   Comments on the proposed rule                  species warrants listing as endangered                reducible to a particular number of
                                                    to list the chambered nautilus must be                  or threatened under the ESA.                          years.
                                                    received by December 22, 2017. Public                                                                            The statute requires us to determine
                                                    hearing requests must be made by                        Listing Species Under the Endangered                  whether any species is endangered or
                                                    December 7, 2017.                                       Species Act                                           threatened throughout all or a
                                                    ADDRESSES: You may submit comments                        We are responsible for determining                  significant portion of its range as a
                                                    on this document, identified by NOAA–                   whether the chambered nautilus is                     result of any one or a combination of


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                           48949

                                                    any of the following factors: The present               status review report was peer reviewed                perhaps only two of these five species
                                                    or threatened destruction, modification,                by independent specialists selected                   are valid: N. pompilius and N.
                                                    or curtailment of its habitat or range;                 from the academic and scientific                      macromphalus, with the other three
                                                    overutilization for commercial,                         community, with expertise in nautilus                 species more appropriately placed
                                                    recreational, scientific, or educational                biology, conservation, and management.                within N. pompilius (Vandepas et al.
                                                    purposes; disease or predation; the                     The peer reviewers were asked to                      2016; Ward et al. 2016). Saunders et al.
                                                    inadequacy of existing regulatory                       evaluate the adequacy, appropriateness,               (2017) suggested that consensus may be
                                                    mechanisms; or other natural or                         and application of data used in the                   trending towards treating N. pompilius
                                                    manmade factors affecting its continued                 status review, including the extinction               as a ‘‘superspecies’’ taxonomically, with
                                                    existence. 16 U.S.C. 1533(a)(1). We are                 risk analysis. All peer reviewer                      N. stenomphalus, N. belauensis, and N.
                                                    also required to make listing                           comments were addressed prior to                      repertus as subspecies.
                                                    determinations based solely on the best                 dissemination and finalization of the                    However, because the taxonomy of
                                                    scientific and commercial data                          draft status review report and                        the Nautilus genus is not fully resolved,
                                                    available, after conducting a review of                 publication of this finding.                          with ongoing debate as to the number of
                                                    the species’ status and after taking into                  We subsequently reviewed the status                species that exist, we follow the latest
                                                    account efforts, if any, being made by                  review report, its cited references, and              scientific consensus of the taxonomy of
                                                    any state or foreign nation (or                         peer review comments, and believe the                 the Nautilus genus as acknowledged by
                                                    subdivision thereof) to protect the                     status review report, upon which this                 the ITIS, with N. pompilius identified as
                                                    species. 16 U.S.C. 1533(b)(1)(A).                       12-month finding and proposed rule is                 one of five recognized species.
                                                                                                            based, provides the best available                       The chambered nautilus is an
                                                    Status Review                                                                                                 externally-shelled cephalopod with a
                                                                                                            scientific and commercial information
                                                       A NMFS biologist in the Office of                    on the chambered nautilus. Much of the                distinctive coiled calcium-carbonate
                                                    Protected Resources conducted the                       information discussed below on the                    shell that is divided into chambers. The
                                                    status review for the chambered                         species’ biology, distribution,                       shell can range in color from white to
                                                    nautilus (Miller 2017). The status                      abundance, threats, and extinction risk               orange, and even purple, with unique
                                                    review is a compilation of the best                     is presented in the status review report.             color patterns (Barord 2015). Its
                                                    available scientific and commercial                     However, in making the 12-month                       distinctive coiled shell is what makes
                                                    information on the species’ biology,                    finding determination and proposed                    the chambered nautilus a highly sought
                                                    ecology, life history, threats, and status              rule, we have independently applied the               after commodity in international trade
                                                    from information contained in the                       statutory provisions of the ESA,                      (Convention on International Trade in
                                                    petition, our files, a comprehensive                    including evaluation of the factors set               Endangered Species of Wild Fauna and
                                                    literature search, and consultation with                forth in section 4(a)(1)(A)–(E) and our               Flora (CITES) 2016). The body of the
                                                    nautilus experts. We also considered                    regulations regarding listing                         chambered nautilus is housed in the
                                                    information submitted by the public in                  determinations at 50 CFR part 424. The                largest chamber within the shell, and
                                                    response to our petition finding. In                    status review report is available on our              when the animal is attacked, it can seal
                                                    assessing the extinction risk of the                    Web site (see ADDRESSES section) and                  itself into this chamber, closing the
                                                    chambered nautilus, we considered the                   the peer review report is available at                opening with a large, fleshy hood (Jereb
                                                    demographic viability factors developed                                                                       2005). The chambered nautilus also has
                                                                                                            http://www.cio.noaa.gov/services_
                                                    by McElhany et al. (2000). The approach                                                                       up to 90 tentacles, without suckers,
                                                                                                            programs/prplans/PRsummaries.html.
                                                    of considering demographic risk factors                                                                       which they use to dig in substrate and
                                                                                                            Below is a summary of the information
                                                    to help frame the consideration of                                                                            scavenge for food (Barord 2015) and to
                                                                                                            from the status review report and our
                                                    extinction risk is well accepted and has                                                                      grab on to reef surfaces for rest (CITES
                                                                                                            analysis of the status of the chambered
                                                    been used in many of our status                                                                               2016).
                                                                                                            nautilus. Further details can be found in
                                                    reviews, including for Pacific
                                                                                                            Miller (2017).                                        Range, Distribution and Habitat Use
                                                    salmonids, Pacific hake, walleye
                                                    pollock, Pacific cod, Puget Sound                       Description, Life History, and Ecology                   The chambered nautilus is found in
                                                    rockfishes, Pacific herring, scalloped,                 of the Petitioned Species                             tropical, coastal reef, deep-water
                                                    great, and smooth hammerhead sharks,                                                                          habitats of the Indo-Pacific. Its known
                                                                                                            Species Taxonomy and Description                      range includes waters off American
                                                    and black abalone (see http://
                                                    www.nmfs.noaa.gov/pr/species/ for                          Nautilus taxonomy is controversial.                Samoa, Australia, Fiji, India, Indonesia,
                                                    links to these reviews). In this approach,              Based on the Integrated Taxonomic                     Malaysia, Papua New Guinea,
                                                    the collective condition of individual                  Information System (ITIS), which has a                Philippines, Solomon Islands, and
                                                    populations is considered at the species                disclaimer that states it ‘‘is based on the           Vanuatu, and it may also potentially
                                                    level according to four viable                          latest scientific consensus available . . .           occur in waters off China, Myanmar,
                                                    population descriptors: abundance,                      [but] is not a legal authority for statutory          Western Samoa, Thailand, and Vietnam
                                                    growth rate/productivity, spatial                       or regulatory purposes,’’ two genera are              (CITES 2016). Additionally, Saunders et
                                                    structure/connectivity, and diversity.                  presently recognized within the family                al. (2017) notes that traps set at Nautilus
                                                    These viable population descriptors                     of Nautilidae: Allonautilus and                       depths in Yap (Caroline Islands),
                                                    reflect concepts that are well-founded in               Nautilus. The genus Allonautilus has                  Pohnpei and Majuro (Marshall Islands),
                                                    conservation biology and that                           two recognized species: A. perforatus                 Kosrae (Gilbert Islands), Western
                                                    individually and collectively provide                   and A. scrobiculatus. The genus                       Samoa, and Tonga failed to catch any
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                                                    strong indicators of extinction risk                    Nautilus has five recognized species: N.              chambered nautiluses, providing
                                                    (NMFS 2015).                                            belauensis (Saunders 1981), N.                        ‘‘highly suggestive’’ evidence that the
                                                       The draft status review report was                   macromphalus (Sowerby 1849), N.                       geographic range of N. pompilius may
                                                    subjected to independent peer review as                 pompilius (Linnaeus 1758), N. repertus                not extend out to these sites.
                                                    required by the Office of Management                    (Iredale 1944), and N. stenomphalus                      Within its range, the chambered
                                                    and Budget (OMB) Final Information                      (Sowerby 1849). However, a review and                 nautilus has a patchy distribution and is
                                                    Quality Bulletin for Peer Review (M–                    analysis of recent genetic and                        unpredictable in its area of occupancy.
                                                    05–03; December 16, 2004). The draft                    morphological data suggests that                      Based on multiple research studies, the


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                                                    48950                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    presence of suitable habitat on coral                   Diet and Feeding                                      comprised of unrecognized sibling
                                                    reefs does not necessarily indicate the                    Chambered nautiluses are described                 species that are genetically distinct and
                                                    likelihood of chambered nautilus                        as deep-sea scavenging generalists and                geographically isolated (CITES 2016).
                                                    occurrence (CITES 2016). Additionally,                  opportunistic predators. As previously                For example, in a recent examination of
                                                    the chambered nautilus is limited in its                mentioned, the chambered nautilus uses                the genetic structure between an N.
                                                    horizontal and vertical distribution                    its 90 retractable tentacles to dig in the            pompilius population off Western
                                                    throughout its range due to                             substrate and feed on a variety of                    Australia and one off the Philippines,
                                                    physiological constraints.                              organisms, including fish, crustaceans,               Williams et al. (2015) concluded that
                                                    Physiologically, the chambered nautilus                 echinoids, nematodes, cephalopods,                    very little gene flow exists between
                                                    cannot tolerate temperatures above                      other marine invertebrates, and detrital              these two populations. The authors note
                                                    approximately 25°C or depths exceeding                  matter (Saunders and Ward 2010;                       that the absence of migration between
                                                    around 750–800 meters (m) (Ward et al.                  Barord 2015). The chambered nautilus                  the Philippines and Western Australia
                                                    1980; Carlson 2010). At depths greater                  also has an acute sense of olfaction and              indicates that recolonization would not
                                                    than 800 m, the hydrostatic pressure                    can easily smell odors (such as prey) in              be possible if the Philippines
                                                    will cause the shell of the nautilus to                 turbulent waters from significant                     population were to be extirpated
                                                    implode, thereby killing the animal                     distances (of up to 10 m) (Basil et al.               (Williams et al. 2015).
                                                    (Ward et al. 1980). Based on these                      2000).                                                   On a smaller geographic/population
                                                    physiological constraints, the                                                                                scale, Sinclair et al. (2007) analyzed
                                                    chambered nautilus is considered to be                  Growth and Reproduction                               DNA sequence information from N.
                                                    an extreme habitat specialist, found in                    The general life history characteristics           pompilius collected from the Coral Sea
                                                    association with steep-sloped forereefs                 of the chambered nautilus are that of a               and the outer edges of the Great Barrier
                                                    with sandy, silty, or muddy-bottomed                    rare, long-lived, late-maturing, and                  Reef in northern Queensland (‘‘Northern
                                                    substrates. Within these habitats, the                  slow-growing marine invertebrate                      GBR’’) and found population-specific
                                                    species ranges from around 100 m                        species, with likely low reproductive                 genetic differentiation. Through use of
                                                    depths (which may vary depending on                     output. Circumferential growth rate for               Random Amplification of Polymorphic
                                                    the water temperature) to around 500 m                  the chambered nautilus is estimated to                DNA (RAPD) analysis and partial
                                                    depths (CITES 2016). The chambered                      range from 0.053 mm/day to 0.23 mm/                   sequencing of the CoxI gene region, the
                                                    nautilus does not swim in the open                      day and slows as the animal approaches                authors determined that there is genetic
                                                    water column (likely due to its                         maturity (Dunstan et al. 2010; Dunstan                divergence between the geographic
                                                    vulnerability to predation), but rather                 et al. 2011b). However, average size at               lineages of ‘‘Northern GBR’’ and ‘‘Coral
                                                    remains near the reef slopes and bottom                 maturity of N. pompilius appears to vary              Sea,’’ indicating distinct groups of
                                                    substrate, and thus can be best                         among regions, with smaller shell                     populations and pointing to the
                                                    characterized as a nektobenthic or                      diameters noted around the Philippines,               potential for larger-scale geographic
                                                    epibenthic species (Barord (Barord et al.               Fiji, and eastern Australia and larger                divergence of the species. In a follow-up
                                                    2014; CITES 2016).                                      diameters off Indonesia (see Table 1 in               study, Sinclair et al. (2011) found an
                                                       Nautilus pompilius can travel                        Miller 2017). Additionally, the species               even greater degree of genetic variation
                                                    distances of up to 6 kilometers (km) in                 exhibits sexual dimorphism, with males                between populations on the east coast of
                                                    a day facilitated by currents (Dunstan et               consistently growing to larger sizes than             Australia (using the ‘‘Northern GBR’’
                                                    al. 2011c). However, at the depths                                                                            and ‘‘Coral Sea’’ populations) and the
                                                                                                            females (Saunders and Ward 2010).
                                                    where these animals are generally active                   Chambered nautilus longevity is at                 west coast of Australia (Scott Reef), with
                                                    (>200 m), currents are weak and                         least 20 years, with age to maturity                  phylogenetic analyses suggesting three
                                                    movements are primarily accomplished                    between 10 and 17 years (Dunstan et al.               genetically divergent populations.
                                                    through self-propulsion, with observed                                                                           In addition to genetics, other studies
                                                                                                            2011b; Ward et al. 2016). Very little is
                                                    N. pompilius distances of up to 3.2 km                                                                        have looked at morphological
                                                                                                            known regarding nautilus reproduction
                                                    per day and maximum speeds of up to                                                                           differences to examine isolation
                                                                                                            in the wild. Observations of captive
                                                    1.18 km/hour for short periods of time                                                                        between N. pompilius populations. For
                                                                                                            animals suggest that nautiluses
                                                    (less than 6 hours) (Dunstan et al.                                                                           example, based on biometric analysis of
                                                                                                            reproduce sexually and have multiple
                                                    2011a).                                                                                                       N. pompilius from the Philippines and
                                                                                                            reproductive cycles over the course of
                                                       Despite the apparent temperature and                                                                       Fiji, Tanabe and Tsukahara (2010)
                                                                                                            their lifetime. Based on data from                    concluded that the populations are
                                                    depth constraints of the species, larger-
                                                    scale migrations, although rare, have                   captive N. belauensis and N.                          morphologically differentiated, finding
                                                    occurred. For example, an N. pompilius                  macromphalus individuals, female                      statistically significant differences in
                                                    specimen was captured off southern                      nautiluses may lay up to 10 to 20 eggs                weight, size at maturity, and slopes of
                                                    Japan in the 1970s and assumed to have                  per year, which hatch after a lengthy                 allometric relationships of
                                                    drifted 2,000 km in the Kuroshio                        embryonic period of around 10 to 12                   morphological characters between the
                                                    Current from the Philippines (Saunders                  months (Uchiyama and Tanabe 1999;                     two populations.
                                                    2010). Saunders (2010) notes that these                 Barord and Basil 2014; Carlson 2014).                    While it is thought that deep water
                                                    movements across large stretches of                     There is no larval phase, with juveniles              largely serves as a barrier to movement
                                                    either shallow, warm water (< 100                       hatching at sizes of 22 to 23 millimeters             of N. pompilius, explaining the isolation
                                                    meters (m), > 25° C) or deep water (>                   (mm) in diameter, and potentially                     of the above populations, results from
                                                    800m) would likely be accomplished                      migrating to deeper and cooler waters                 Swan and Saunders (2010) suggest it is
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    only by drifting or rafting (i.e., moving               (Barord and Basil 2014); however, live                more likely a combination of both depth
                                                    passively with ocean currents) through                  hatchlings have rarely been observed in               and geographic distance. In their study,
                                                    midwater or surface waters. However,                    the wild.                                             Swan and Saunders (2010) examined
                                                    the author notes that these movement                    Population Demographics and Structure                 the correlation between morphological
                                                    events must have occurred ‘‘with                                                                              differences and distances between
                                                    sufficient frequency’’ to account for the               Isolated Populations                                  populations in Papua New Guinea,
                                                    species’ distribution across the Indo-                    Most of the recent genetic data suggest             including some that were separated by
                                                    Pacific (Saunders 2010).                                that N. pompilius may actually be                     deep water (> 1000 m). Their findings


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48951

                                                    showed that adaptive equilibrium had                    the current level of genetic diversity                traps to capture chambered nautiluses,
                                                    not yet been attained, indicating that the              across the entire range of the species                there may be an aspect of sampling bias
                                                    populations are not completely                          remains highly uncertain. Further                     in terms of the size and sex of
                                                    genetically isolated (Swan and Saunders                 morphological and genetic tests                       individuals attracted to the traps. For
                                                    2010). As such, the authors surmised                    examining differences within and                      example, laboratory studies by Basil
                                                    that there is at least some degree of                   among populations are needed.                         (2014) suggest that female N. pompilius
                                                    contact and gene flow between the                                                                             may repel each other. Potentially, this
                                                                                                            Sex-Ratios and Population Structure
                                                    Papua New Guinea populations,                                                                                 female avoidance of one another may
                                                    through potentially rafting or midwater                    Regarding population structure, the                explain why fewer females are found in
                                                    movements, with the amount inversely                    available information indicates                       the baited-trap field studies. In fact, in
                                                    related to the geographic distance                      chambered nautilus populations are                    a study of N. pompilius drift shells that
                                                    between the populations (Swan and                       comprised mainly of male and mature                   were collected between 1984 and 1987
                                                    Saunders 2010).                                         individuals. Based on trapping data,                  in Papua New Guinea (n = 1,329), 54
                                                       Given the above information, it is                   including mark-recapture studies, male                percent were male, suggesting a much
                                                    reasonable to assume that populations                   N. pompilius appear to dominate the                   different sex ratio than those
                                                    separated by large geographic distances                 chambered nautilus catch, with                        determined from baited studies
                                                    and deep water are genetically                          proportions of 75 to 80 percent (CITES                (Saunders et al. 1991). Given the
                                                    differentiated, with very little to no gene             2016). In addition, a large proportion of             conflicting information, further research
                                                    flow.                                                   those captured (around 75 percent) are                on sex ratios in the wild, as well as a
                                                                                                            mature, with juvenile N. pompilius                    better understanding of the population
                                                    Diversity                                               individuals rarely caught (CITES 2016).               structure of the species, is needed before
                                                       In terms of genetic diversity, Williams              Saunders et al. (2017) state that the                 definitive conclusions can be drawn on
                                                    et al. (2015) estimated large ancestral                 male-female sex ratio and composition                 this particular point.
                                                    and current effective population sizes                  of mature individuals in nautilus
                                                    for the Philippines (current median size                populations provides clues to the                     Population Abundance and Trends
                                                    = 3,190,920) and Ashmore Reef                           current stability of the population. In                  The global abundance of N. pompilius
                                                    (Western Australia) (current median size                the authors’ study, they compared 16                  is unknown, with no available historical
                                                    = 2,562,800) populations, indicating a                  nautilus populations from ‘‘unfished’’                baseline population data. In fact, the
                                                    low likelihood of the fixation of alleles               areas (in Papua New Guinea, Australia,                first study to estimate baseline
                                                    and no evidence of significant genetic                  Indonesia, Fiji, Palau, American Samoa,               population size and density for the
                                                    drift impacts in either population.                     New Caledonia, and Vanuatu) to two                    species in a given area was only recently
                                                    Additionally, the authors found no                      populations in the Philippines that have              conducted by Dunstan et al. (2011a).
                                                    significant difference in the allelic                   been subject to decades of uncontrolled               This study examined the N. pompilius
                                                    richness between the sampled locations                  exploitation and provided an estimate of              population at Osprey Reef, an isolated
                                                    in the Philippines and Western                          quantitative measures to illustrate                   coral seamount off Australia’s
                                                    Australia. In other words, the data tend                demographic disturbance, or                           northeastern coast with no history of
                                                    to suggest that the species may have                    ‘‘disequilibrium,’’ in a nautilus                     nautilus exploitation. Based on data
                                                    high genetic diversity. However,                        population. Specifically, Saunders et al.             collected from 2000 to 2006, the authors
                                                    Williams et al. (2015) caution that due                 (2017) found that the mean percentage                 estimated that the population at Osprey
                                                    to the low fecundity and long generation                of mature animals in the unfished                     Reef consisted of between 844 and 4,467
                                                    time of the species, genetic responses to               nautilus populations (n = 16) was 73.9                individuals, with a density estimate of
                                                    current exploitation rates (such as                     percent (standard deviation (SD): 21.8,               14.6 to 77.4 individuals per square
                                                    decreases in genetic diversity) may not                 standard error (SE): 5.1) and the mean                kilometer (km2) (Dunstan et al. 2011a).
                                                    yet be detectable. In fact, using CoxI                  percentage of males was 75.0 percent                  Subsequent research, conducted by
                                                    sequences from N. pompilius across its                  (SD: 16.4, SE: 4.1). The authors                      Barord et al. (2014), provided
                                                    range and Tajima’s D test to examine                    suggested that these proportions could                abundance estimates of nautiluses
                                                    departures from population equilibrium,                 be used as a baseline for determining                 (species not identified) from four
                                                    Vandepas et al. (2016) found significant                whether a population (of n > 100                      locations in the Indo-Pacific: The
                                                    negative Tajima’s D values for the                      individuals) is at equilibrium (Saunders              Panglao region of the Bohol Sea,
                                                    populations in Western Australia, New                   et al. 2017). In contrast, the intensely              Philippines, with 0.03 individuals per
                                                    Caledonia and Papua New Guinea.                         fished Philippine population from                     km2, Taena Bank near Pago Pago
                                                    These results indicate an excess of rare                Tañon Straits (n = 353 individuals) had              Harbor, American Samoa, with 0.16
                                                    alleles or high-frequency                               a male proportion of only 28 percent                  individuals per km2, the Beqa Passage
                                                    polymorphisms within the populations,                   and mature individuals comprised only                 in Viti Levu, Fiji, with 0.21 individuals
                                                    suggesting they may be currently                        26.6 percent of the population, which                 per km2, and the Great Barrier Reef
                                                    recovering from possible bottleneck                     the authors suggest are levels that signal            along a transect from Cairns to Lizard
                                                    events. While not statistically                         pending collapse of the local fishery                 Island, Australia, with 0.34 individuals
                                                    significant, the Tajima’s D values for the              (Saunders et al. 2017). Ultimately, the               per km2 (see Table 2 in Miller 2017).
                                                    rest of the sampled populations, with                   authors indicate that the ratios obtained             With the exception of the Bohol Sea,
                                                    the exception of Palau and Eastern                      by examining the sex and maturity                     these populations are located in areas
                                                    Australia (i.e., Fiji, Indonesia, Vanuatu,              composition of a nautilus population                  where fishing for nautiluses does not
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    Philippines and American Samoa), were                   could be used as a basis for determining              occur, suggesting that nautiluses may be
                                                    also negative, suggesting that the species              whether management and conservation                   naturally rare, or that other unknown
                                                    potentially has low genetic diversity                   measures are appropriate. However, a                  factors, besides fishing, may be affecting
                                                    across its range.                                       caveat to this method is that it is unclear           their abundance. The authors also
                                                       Overall, given the available and                     if the male-biased sex ratio reflects the             indicate that the population estimates
                                                    somewhat conflicting information, the                   natural equilibrium for chambered                     from this study may, in fact, be
                                                    level of genetic diversity needed to                    nautilus populations. Because these                   overestimates as they used baited
                                                    maintain the survival of the species and                population studies tend to use baited                 remote underwater video systems to


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                                                    48952                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    attract individuals to the observation                  greatly by study. For example, most                   locations in the Palawan region has
                                                    area (Barord et al. 2014). In either case,              studies examining abundance of                        decreased by an estimated average of 80
                                                    these very low population estimates                     nautiluses are based on trapping data                 percent in less than 30 years. Anecdotal
                                                    suggest that chambered nautiluses are                   where multiple traps can be set and left              reports from fishermen that once fished
                                                    especially vulnerable to exploitation,                  over multiple nights, or one trap can be              for N. pompilius in the Sulu Sea note
                                                    with limited capacity to recover from                   set for one night, and the particulars of             that the species is near commercial
                                                    depletion. This theory is further                       the trapping methods are generally not                extinction, forcing fishermen to move to
                                                    supported by the comparison between                     available from the anecdotal or study                 new areas in the South China Sea
                                                    the population density in the Panglao                   descriptions. As such, the available                  (Freitas and Krishnasamy 2016).
                                                    region of the Bohol Sea, where nautilus                 reported data are hard to standardize                 Furthermore, in Tawi Tawi,
                                                    fishing is occurring, and the unfished                  across studies. It should also be noted               Cayangacillo, and Tañon Strait/Cebu,
                                                    sites in American Samoa, Fiji, and                      that the majority of the data are over two            Philippines, fisheries that once existed
                                                    Australia, with the Bohol Sea density                   decades old, with no available recent                 for chambered nautiluses have since
                                                    less than 20 percent of the smallest                    trapping estimates. Furthermore,                      been discontinued because of the rarity
                                                    unfished population (Barord et al.                      although not yet confirmed by research,               of the species, with Alcala and Russ
                                                    2014).                                                  many nautilus experts hypothesize that                (2002) noting the likely extirpation of N.
                                                       Recently, Williams et al. (2015) used                chambered nautiluses likely occur in                  pompilius from Tañon Strait in the late
                                                    genetic modelling to estimate median                    locations where they are not currently                1980s. The fact that the species has not
                                                    population sizes for N. pompilius from                  observed (NMFS 2014), suggesting                      yet recovered in the Tañon Strait,
                                                    locations in Australia and the                          abundance may be underestimated.                      despite an absence of nautilus fishing in
                                                    Philippines. Specifically, the authors                  However, these experts agree that                     over two decades, further supports the
                                                    examined genetic markers and used                       current abundance estimates cannot be                 susceptibility of the species to
                                                    Bayesian clustering methods to estimate                 extrapolated across the species’ range                exploitation and its limited capability to
                                                    a median population size for the                        without considering suitable habitat and              repopulate an area after depletion.
                                                    Australian Ashmore Reef population                      likelihood of nautilus presence (NMFS
                                                    (which the authors note may possibly                                                                          Species Finding
                                                                                                            2014), which has yet to be done.
                                                    contain the entire Australian northwest                    Regarding current trends in                           Based on the best available scientific
                                                    shelf nautilus population) at 2,562,800                 abundance, N. pompilius populations                   and commercial information described
                                                    individuals (Williams et al. 2015). Using               are generally considered stable in areas              above, we find that the latest scientific
                                                    the same methods, Williams et al. (2015)                where fisheries are absent (e.g.,                     consensus is that N. pompilius is
                                                    estimated a median size for the Palawan                 Australia) and declining in areas where               considered a taxonomically-distinct
                                                    region, Philippines, population at                      fisheries exist for the species; however,             species and, therefore, meets the
                                                    3,190,920 individuals. The authors                      recent CPUE data from Fiji indicate a                 definition of ‘‘species’’ pursuant to
                                                    recognize that the use of different                     decline despite no active fishery (FAO                section 3 of the ESA. Below, we
                                                    methods to generate population density                  2016). In the unfished Australian                     evaluate whether this species warrants
                                                    estimates (such as those used by Barord                 Osprey Reef population discussed                      listing as endangered or threatened
                                                    et al. (2014)) will produce ‘‘predictably               above, Dunstan et al. (2010) used mark-               under the ESA throughout all or a
                                                    dissimilar abundance data’’ (Williams et                recapture methods to examine the trend                significant portion of its range.
                                                    al. 2015). Additionally, as mentioned                   in CPUE of individuals over a 12-year                 Summary of Factors Affecting the
                                                    previously, the authors suggest that the                period. Analysis of the CPUE data                     Chambered Nautilus
                                                    large estimates from the genetic                        showed a slight increase of 28 percent
                                                    methods (with no evidence of                            from 1997 to 2008, and while this                        As described previously, section
                                                    population reduction) may indicate that                 increase was not statistically significant,           4(a)(1) of the ESA and NMFS’
                                                    the genetic response to exploitation                    the results indicate a stable N.                      implementing regulations (50 CFR
                                                    (e.g., a decrease in allelic richness) has              pompilius population in this                          424.11(c)) state that we must determine
                                                    not had enough time to become                           unexploited area (Dunstan et al. 2010).               whether a species is endangered or
                                                    detectable yet, unlike the trapping data                   In locations where fisheries have                  threatened because of any one or a
                                                    from the above studies (Williams et al.                 operated or currently operate, anecdotal              combination of the following factors: the
                                                    2015).                                                  declines and observed decreases in                    present or threatened destruction,
                                                       Overall, abundance information is                    catches of nautilus species are reported              modification, or curtailment of its
                                                    extremely spotty and limited to only a                  (see Table 4 in Miller 2017). Citing                  habitat or range; overutilization for
                                                    select number of locations (see Table 3                 multiple personal communications, the                 commercial, recreational, scientific, or
                                                    in Miller 2017). Based on data from the                 CITES (2016) proposal (to include all                 educational purposes; disease or
                                                    1980s, collected from sites off American                species of nautiluses in Appendix II of               predation; inadequacy of existing
                                                    Samoa, Fiji, Papua New Guinea, and                      CITES) noted declines of N. pompilius                 regulatory mechanisms; or other natural
                                                    Vanuatu, the average number of N.                       in Indian waters, where commercial                    or man-made factors affecting its
                                                    pompilius individuals caught per trap                   harvest occurred in the past for several              continued existence. We evaluated
                                                    ranged from 1 to 30, depending on the                   decades, and in Indonesian waters,                    whether and the extent to which each of
                                                    site (see Table 3 in Miller 2017). From                 where harvest is suspected to be                      the foregoing factors contribute to the
                                                    1998 to 2008, an average of 5.7 to 7.9                  increasing. In fact, traders in Indonesia             overall extinction risk of the chambered
                                                    N. pompilius individuals were caught                    have observed a significant decrease                  nautilus. We considered the impact of
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    per trap off Osprey Reef in Australia                   (with estimates up to 97 percent) in the              all factors for which information is
                                                    (Dunstan et al. 2011a). However, it is                  number of nautiluses collected over the               available. For each relevant factor, we
                                                    difficult to make comparisons between                   past 10 years, which may be an                        also considered whether a particular
                                                    these locations using the available                     indication of a declining and depleted                impact is having a minor or significant
                                                    abundance and catch-per-unit-effort                     population (Freitas and Krishnasamy                   influence on the species’ status. A
                                                    (CPUE) information (e.g., number of                     2016). In the Philippines, Dunstan et al.             ‘‘significant’’ contribution is defined, for
                                                    individuals caught per trap) because the                (2010) estimated that the CPUE of                     purposes of this evaluation, as
                                                    methods of collecting the data vary                     Nautilus from four main nautilus fishing              increasing the risk to such a degree that


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                           48953

                                                    the factor affects the species’                            Blast fishing is particularly                      to the potential effects of cyanide on the
                                                    demographics (i.e., abundance,                          destructive as it not only destroys coral             deeper-water reef habitats and
                                                    productivity, spatial structure, diversity)             reefs but also indiscriminately kills their           inhabitants.
                                                    either to the point where the species is                marine inhabitants. A ‘‘typical’’ blast                  Overall, given the speculative effects
                                                    strongly influenced by stochastic or                    will shatter corals and turn them into                of blast and cyanide fishing on nautilus
                                                    depensatory processes or is on a                        rubble within a 1 to 1.5 m diameter of                populations, and the patchy and largely
                                                    trajectory toward this point.                           the blast site, and can kill marine                   unknown distribution of the species and
                                                    Demographic stochasticity refers to the                 organisms, including invertebrates,                   its habitat preferences, the best available
                                                    variability of annual population change                 within a 20 m radius (Pet-Soede and                   information does not indicate that
                                                    arising from random events such as                      Erdmann 1998; Njoroge 2014). Although                 habitat degradation from the harvest of
                                                    birth and death rates, sex ratios, and                  blast fishing is largely illegal, the use of          coral reef species and destructive and
                                                    dispersal at the individual level.                      this destructive practice still continues             unselective fishing practices are likely
                                                    Depensatory processes refers to those                   in many areas. For example, in a                      significant threats to the species.
                                                    density-dependent processes that result                 September 2016 article in the Jakarta                 Further research is needed before
                                                    in increased mortality as density                       Post, Amnifu (2016) reports that blast                definitive conclusions can be drawn
                                                    decreases. For example, decreases in the                fishing, a common occurrence in East                  regarding the extent of nautilus habitat
                                                    breeding population can lead to reduced                 Nusa Tenggara waters, and particularly                degradation and the impacts on the
                                                    production and survival of offspring.                   around Sumba Island, has recently                     status of the species.
                                                    This section briefly summarizes our                     expanded to parts of the Sawu Sea                     Pollution and Sedimentation
                                                    findings and conclusions regarding                      National Park’s conservation area.
                                                    threats to the chambered nautilus and                      Because blast fishing is generally                    Evidence of the impacts of pollution
                                                    their impact on the overall extinction                  conducted in shallow reef waters (e.g.,               and sedimentation on chambered
                                                    risk of the species. More details can be                5 to 10 m depths) (Fox and Caldwell                   nautilus habitat and the effects to the
                                                    found in the status review report (Miller               2006), N. pompilius is unlikely to                    species is speculative or largely
                                                    2017).                                                  experience direct mortality from these                unavailable. For example, in their
                                                                                                            destructive practices given that they                 review of the nautilus CITES (2016)
                                                    The Present or Threatened Destruction,                  generally inhabit much deeper waters.                 proposal, the fifth Food and Agriculture
                                                    Modification, or Curtailment of Its                     However, the indirect impact, such as                 Organization of the United Nations
                                                    Habitat or Range                                        changes in coral reef community                       expert advisory panel (FAO panel)
                                                       Chambered nautilus habitat, and in                   structure and loss of fish biomass                    hypothesized that an observed 60
                                                    particular coral reefs, are impacted by a               (Raymundo et al. 2007), may decrease                  percent decline in a local N. pompilius
                                                    number of human activities. These                       the availability of food resources for the            population in Fiji was potentially
                                                    activities include the harvest of coral                 scavenging chambered nautilus. Also,                  because of pollution of its habitat (FAO
                                                    reef species through use of destructive                 depending on the extent of the coral reef             2016). This assumption was largely
                                                    or unselective fishing practices, coastal               destruction, N. pompilius, because of its             based on the fact that no known local
                                                    development and deep-sea mining that                    physiological constraints, may be                     utilization of the species and no
                                                    can contribute to pollution and                         incapable of finding and exploiting                   commercial fishery exists in this area.
                                                    sedimentation of habitat, and changes in                other suitable habitat with greater prey              Therefore, the FAO panel speculated
                                                    water temperature and pH caused by                      resources. Additional research is needed              that the decline was attributed to local
                                                    climate change. Below we briefly                        as to the potential effects of blast fishing          habitat degradation, as they noted the
                                                    describe these various threats to the                   on the deeper-water inhabitants of these              population is in close proximity to a
                                                    habitat of N. pompilius and evaluate the                impacted coral reefs before definitive                major port (Suva) and its potentially
                                                    likely impact on the status of the                      conclusions can be drawn regarding this               small and fragmented characteristics
                                                    species. More details can be found in                   particular factor.                                    made it especially vulnerable to habitat
                                                    the status review report (Miller 2017).                    Another primarily illegal fishing                  destruction (FAO 2016).
                                                                                                            practice that destroys coral reefs is the                Although deep sea mining may also
                                                    Harvest of Coral Reef Species and                                                                             contribute to the pollution of chambered
                                                                                                            use of cyanide, which is primarily
                                                    Destructive and Unselective Fishing                                                                           nautilus habitat, it appears that the
                                                                                                            deployed to stun and capture live reef
                                                    Practices                                                                                                     extent of this pollution, and its
                                                                                                            fish. When exposed to cyanide, coral
                                                       Many coral reef species are harvested                respiration rates decrease and can cease              subsequent impacts on nautilus
                                                    for the aquarium trade and to satisfy the               altogether, with corals observed                      populations, may be largely site-
                                                    high-end Asian food markets (CITES                      expelling their zooxanthellae, resulting              specific. For example, in a study
                                                    2016). In addition to directly                          in bleaching and mortality events                     comparing bioaccumulation rates of
                                                    contributing to the loss of biodiversity                (Rubec 1986; Jones 1997). The practice                trace elements between nautilus species
                                                    on the reefs, some of the techniques                    of using cyanide to harvest reef fish                 located in a heavily mined location (i.e.,
                                                    used to obtain coral reef species for                   dates back to the 1960s, where it was                 N. macromphalus in New Caledonia)
                                                    these industries can cause significant                  developed and commonly used in the                    versus a location not subject to
                                                    destruction to coral reef communities.                  Philippines, before spreading to                      significant mining (i.e., N. pompilius in
                                                    For example, blast and poison fishing                   Indonesia (CITES 2016). Similar to blast              Vanuatu), Pernice et al. (2009) found no
                                                    are two types of destructive and                        fishing, cyanide fishing is unlikely to               significant difference between the
                                                    unselective fishing practices that are                  result in direct mortality of N.                      species for trace elements of Ag, Co, Mn,
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    used to harvest coral reef species                      pompilius, given the species’ preferred               Ni, Pb, Se, V, and Zn. The authors
                                                    throughout much of the range of the                     depth range; however, changes in coral                concluded that the geographical origin
                                                    chambered nautilus (WRI 2011). Figure                   reef community structure and loss of                  of the nautilus species was not a major
                                                    3 in Miller (2017) depicts the extent and               fish biomass (Raymundo et al. 2007)                   contributor to interspecific differences
                                                    severity of observed blast or poison                    might decrease the availability of food               in trace element concentrations (Pernice
                                                    fishing areas, which are primarily                      resources for the chambered nautilus.                 et al. 2009). Additionally, the authors
                                                    concentrated off the Philippines,                       Additional research is needed before                  noted that, based on the study results,
                                                    Indonesia, and Malaysia.                                definitive conclusions can be drawn as                the heavy nickel mining conducted in


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                                                    48954                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    New Caledonia does not appear to be a                   cause a reduction of pH levels and                    chambered nautiluses, we cannot
                                                    significant source of contamination in                  concentration of carbonate ions in the                conclude that the impacts from climate
                                                    the oceanic habitat of the nautilus,                    ocean, it is thought that shelled                     change are currently or will in the
                                                    suggesting that the lagoons in New                      mollusks are likely at elevated risk as               foreseeable future be significant threats
                                                    Caledonia likely trap the majority of the               they rely on the uptake of calcium and                to the existence of the species in the
                                                    trace elements from the intense mining                  carbonate ions for shell growth and                   future.
                                                    activities (Pernice et al. 2009).                       calcification. However, based on
                                                       The biological impact of potential                                                                         Overutilization for Commercial,
                                                                                                            available studies, the effects of
                                                    toxin and heavy metal bioaccumulation                                                                         Recreational, Scientific or Educational
                                                                                                            increased ocean acidification on
                                                    in chambered nautilus populations is                                                                          Purposes
                                                                                                            juvenile and adult mollusk physiology
                                                    unknown. Many of the studies that have                  and shell growth are highly variable                     Based on the best available
                                                    evaluated metal concentrations in                       (Gazeau et al. 2013). For example, after              information, the primary threat to the
                                                    cephalopods examined individuals                        exposure to severe CO2 levels (pCO2 =                 chambered nautilus is overutilization
                                                    outside of the range of the chambered                   33,000 matm) for 96 hours, the deep-sea               for commercial purposes—mainly,
                                                    nautilus, with results that show that                   clam, Acesta excavata, exhibited an                   harvest for the international nautilus
                                                    metal concentrations vary greatly                       initial drop in oxygen consumption and                shell trade. Chambered nautilus shells,
                                                    depending on geography (Rjeibi et al.                   intracellular pH but recovered with both              which have a distinctive coiled interior,
                                                    2014; Jereb et al. 2015). As such, to                   levels approaching control levels by the              are traded as souvenirs to tourists and
                                                    evaluate the degree of the potential                    end of the exposure duration (Hammer                  shell collectors and also used in jewelry
                                                    threat of bioaccumulation of toxins in                  et al. 2011). No mortality was observed               and home décor items (where either the
                                                    chambered nautilus, information on                      over the course of the study, with the                whole shell is sold as a decorative object
                                                    concentrations of these metals from N.                  authors concluding that this species                  or parts are used to create shell-inlay
                                                    pompilius, or similar species that share                may have a higher tolerance to elevated               designs) (CITES 2016). The trade in the
                                                    the same life history and inhabit the                   CO2 levels compared to other deep-sea                 species is largely driven by the
                                                    same depth and geographic range of N.                   species (Hammer et al. 2011). This is in              international demand for their shells
                                                    pompilius, is necessary. For example,                   contrast to intertidal and subtidal                   and shell products since fishing for
                                                    the study by Pernice et al. (2009),                     mollusk species, such as Ruditapes                    nautiluses has been found to have no
                                                    mentioned above, examined the                           decussatus, Mytilus galloprovincialis,                cultural or historical relevance (Dunstan
                                                    bioaccumulation rates of trace elements                 and M. edulis, which exhibited reduced                et al. 2010; De Angelis 2012; CITES
                                                    between two nautilus species in similar                 standard metabolic rates and protein                  2016; Freitas and Krishnasamy 2016).
                                                    depths and geographic ranges. However,                  degradation when exposed to decreases                 Nautilus meat is also not locally in
                                                    the authors found no significant                        in pH levels (Gazeau et al. 2013).                    demand (or used for subsistence) but
                                                    difference between those nautiluses                        Regarding the impact of ocean                      rather sold or consumed as a by-product
                                                    located in areas of intensive mining                    acidification on calcification rates,                 of fishing for the nautilus shells (De
                                                    (and, therefore, high heavy metal                       which is important for the growth of                  Angelis 2012; CITES 2016). While all
                                                    pollutants) compared to nautiluses in                   chambered nautiluses, one relevant                    nautilus species are found in
                                                    areas without significant mining                        study looked at cuttlebone development                international trade, N. pompilius, being
                                                    (Pernice et al. 2009). With the exception               in the cephalopod Sepia officinalis                   the most widely distributed, is the
                                                    of this one study, we found no other                    (Gutowska et al. 2010). Similar to                    species most commonly traded (CITES
                                                    information on the bioaccumulation                      nautiluses, cuttlefish also have a                    2016).
                                                    rates of metals in the chambered                        chambered shell (cuttlebone) that is                     Although most of the trade in
                                                    nautilus, including the lethal                          used for skeletal support and for                     chambered nautiluses originates from
                                                    concentration limits of toxins or metals                buoyancy regulation. Results from the                 the range countries where fisheries exist
                                                    in N. pompilius or evidence to suggest                  study showed that after exposure to 615               or have existed for the species,
                                                    that current concentrations of                          Pa CO2 for 6 weeks, there was a seven-                particularly the Philippines and
                                                    environmental pollutants are causing                    fold increase in cuttlebone mass                      Indonesia, commodities also come from
                                                    detrimental physiological effects to the                (Gutowska et al. 2010). However, it                   those areas with no known fisheries
                                                    point where the species may be at                       should be noted that unlike N.                        (such as Fiji and Solomon Islands).
                                                    increased risk of extinction. As such,                  pompilius, Sepia officinalis is not a                 Other countries of origin for N.
                                                    the best available information does not                 deep-sea dwelling species but rather                  pompilius products include Australia,
                                                    indicate that present bioaccumulation                   found in 100 m depths, and their                      China, Chinese Taipei, India, Malaysia,
                                                    rates and concentrations of                             cuttlebone is internal (not an external               New Caledonia, Papua New Guinea,
                                                    environmental pollutants in N.                          shell).                                               Vanuatu, and Vietnam (Freitas and
                                                    pompilius or their habitat are likely                      While the above were only a few                    Krishnasamy 2016). Known consumer
                                                    significant threats to the species.                     examples of the variable impacts of                   markets for chambered nautilus
                                                                                                            ocean acidification on mollusk species,               products include the Middle East
                                                    Climate Change and Ocean                                based on the available studies, such as               (United Arab Emirates, Saudi Arabia),
                                                    Acidification                                           those described in Gazeau et al. (2013),              Australia, Singapore, Malaysia,
                                                      Given the narrow range of                             it is clear that the effects are largely              Indonesia, Philippines, Hong Kong,
                                                    temperature tolerance of the chambered                  species-dependent (with differences                   Russia, Korea, Japan, China, Chinese
                                                    nautilus, warming surface water                         observed even within species). To date,               Taipei and India, with major consumer
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    temperatures due to climate change may                  we are unaware of any studies that have               markets noted in the European Union
                                                    further restrict the distribution of the                been conducted on N. pompilius and                    (Italy, France, Portugal), the United
                                                    species, decreasing the amount of                       the potential effects of increased water              Kingdom, and the United States (Freitas
                                                    suitable habitat (particularly in                       temperatures or acidity on the health of              and Krishnasamy 2016). In fact, between
                                                    shallower depths) available for the                     the species. Therefore, given the                     2005 and 2014, the United States
                                                    species. Perhaps more concerning may                    species-specific sensitivities and                    imported more than 900,000 chambered
                                                    be the effects of ocean acidification. In               responses to climate change impacts,                  nautilus products (CITES 2016). The
                                                    terms of ocean acidification, which will                and with no available information on                  vast majority of these U.S. imports


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                            48955

                                                    originated from the Philippines (85                     would yield anywhere from 4–5                         Provinces were formerly collection and
                                                    percent of the traded commodities),                     nautiluses per trap to up to 20 animals               trade sites for nautilus species; however,
                                                    followed by Indonesia (12 percent),                     (depending on the duration of the trap                collectors and traders noted that the last
                                                    China (1.4 percent), and India (1.3                     set) (Saunders et al. 2017). In 1971,                 shipments from these areas were in
                                                    percent) (CITES 2016).                                  Haven (1972, cited in Haven (1977))                   2003 and 2007, respectively, indicating
                                                       Because harvest of the chambered                     found that Tañon Strait, Philippines,                they are likely no longer viable
                                                    nautilus is primarily demand-driven for                 was still an abundant source of N.                    harvesting sites (Freitas and
                                                    the international shell trade, the                      pompilius. From 1971 to 1972, around                  Krishnasamy 2016).
                                                    intensive nautilus fisheries that develop               3,200 individuals were captured for                      The level of historical harvest (5,000
                                                    to meet this demand tend to follow a                    study (Haven 1977). Prior to this time,               chambered nautilus individuals/year)
                                                    boom-bust cycle that lasts around a                     N. pompilius was, for the most part,                  that appeared to lead to local
                                                    decade or two before becoming                           caught as bycatch in fish traps by                    extirpations in Tañon Strait is being
                                                    commercially nonviable (Dunstan et al.                  Filipino fishermen (Saunders et al.                   greatly exceeded in a number of other
                                                    2010; De Angelis 2012; CITES 2016).                     2017). However, Haven (1977) notes that               areas throughout the chambered
                                                    Fishing for nautiluses is fairly                        it was during this time when more                     nautilus’ range in the Philippines. In
                                                    inexpensive and not labor-intensive,                    fishermen began targeting Tañon Strait,              Tibiao, Antique Province, in
                                                    requiring a fish trap baited with locally-              specifically for nautilus shells, with the            northwestern Panay Island, del Norte-
                                                    available meat (e.g., cow, duck, goat,                  numbers of fishermen tripling during                  Campos (2005) estimated annual yield
                                                    offal, chicken, pufferfish) (Freitas and                subsequent years. Trap yields in 1972                 of the chambered nautilus at around
                                                    Krishnasamy 2016). These traps are                      were similar to those from the early                  12,200 individuals for the entire fishery
                                                    usually set at 150 to 300 m depths and                  1900s, with fishermen reporting catches               (data from 2001 to 2002). In the Palawan
                                                    retrieved after a few hours or left                     of zero to 19 nautiluses, with an average             nautilus fishery, 9,091 nautiluses were
                                                    overnight (Freitas and Krishnasamy                      of 5 animals per trap (Saunders et al.                harvested in 2013 and 37,341 in 2014
                                                    2016). Given the fishing gear                           2017). However, by 1975, the impact of                (personal communication cited in
                                                    requirements, and the fact that the                     this substantial increase in fishing                  CITES (2016)). This level of harvest is
                                                    chambered nautilus exists as small,                     pressure on the species was already                   particularly concerning given the
                                                    isolated populations, harvest of the                    evident (Haven 1977). Fishermen in                    significant declines already observed in
                                                    species may continue for years within a                 1975 reported having to move                          these fisheries. In fact, in four of the five
                                                    region, with the fisheries serially                     operations to deeper water as catches                 main nautilus fishing areas in this
                                                    depleting each population until the                     were now rare at shallower depths, and                province, Dunstan et al. (2010)
                                                    species is essentially extirpated from                  the number of individuals per trap had                estimated a decline in CPUE of the
                                                    that region (CITES 2016).                               also decreased (Haven 1977).                          species ranging from 70 percent to 90
                                                       Commercial harvest of the species is                                                                       percent (depending on the fishing site)
                                                                                                            Additionally, although the number of
                                                    presently occurring or has occurred in                                                                        over the course of only 6 to 24 years.
                                                                                                            fishermen had tripled in those 3 years,
                                                    the Philippines, Indonesia, India and                                                                         The one main fishing region in Palawan
                                                                                                            and therefore fishing effort for the
                                                    Papua New Guinea, and also potentially                                                                        that did not show a decline was the
                                                                                                            species intensified, the catch did not see
                                                    in China, Thailand and Vanuatu (CITES                                                                         municipality of Balabac; however, the
                                                                                                            an associated increase, indicating a
                                                    2016). However, based on the number of                                                                        authors note that this fishery is
                                                                                                            likely decrease in the abundance of the
                                                    commodities entering the international                                                                        relatively new (active for less than 8
                                                                                                            species within the area (Haven 1977).
                                                    trade, we find that the best available                                                                        years), with fewer fishermen, and, as
                                                                                                            By 1979, trap yields had drastically
                                                    information supports the conclusion                                                                           such, may not yet have reached the
                                                                                                            fallen, to around 2 nautiluses per trap,
                                                    that the Philippines and Indonesia have                                                                       point where the population crashes or
                                                    the largest commercial fisheries for                    and only a few fishermen remained
                                                                                                                                                                  declines become evident in catch rates
                                                    chambered nautilus, with multiple                       engaged in the fishery (Saunders et al.
                                                                                                                                                                  (Dunstan et al. 2010). Given that the
                                                    harvesting sites throughout these                       2017). CITES (2016) reports that around
                                                                                                                                                                  estimated annual catches in the Balabac
                                                    nations (CITES 2016). Although                          5,000 chambered nautiluses were
                                                                                                                                                                  municipality ranged from 4,000 to
                                                    information on specific harvest levels                  trapped per year in Tañon Strait in the
                                                                                                                                                                  42,000 individuals in 2008 (Dunstan et
                                                    and the status of chambered nautilus                    early 1980s and, by 1987, the
                                                                                                                                                                  al. 2010), this level of annual harvest,
                                                    populations within this portion of its                  population was estimated to have                      based on the trends from the other
                                                    range is limited, the best available data,              declined by 97 percent from 1971 levels,              Palawan fishing sites (Dunstan et al.
                                                    discussed below, provide significant                    with the species considered                           2010), will likely lead to similar
                                                    evidence of the negative impact of these                commercially extinct and potentially                  population declines and potential
                                                    fisheries and resulting overutilization of              extirpated from the area (Alcala and                  extirpations of chambered nautiluses in
                                                    the species.                                            Russ 2002). Based on 2014 data from                   the near future.
                                                                                                            baited remote underwater video station                   In addition to the declines in harvest
                                                    Commercial Harvest                                      footage in the region, nautilus activity              and CPUE of the species from observed
                                                       In the Philippines, the harvesting of                remains low, and the population density               fishing sites throughout the Philippines,
                                                    chambered nautiluses appears to have                    still has yet to recover to pre-1970 levels           the overutilization of N. pompilius in
                                                    no cultural or historical relevance other               (Saunders et al. 2017).                               this area is also evident in the available
                                                    than as a source of local income for the                   Similarly, other nautilus fishing sites            trade data. In a personal communication
                                                    shell trade, with meat either consumed                  that were established in the late 1980s,              cited in CITES (2016), it was stated that
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                                                    by the fishermen or sold in local                       including at Tawi Tawi (an island                     over the past 5 years, shell traders in
                                                    markets (del Norte-Campos 2005;                         province in southwestern Philippines),                Palawan Province have seen a decline in
                                                    Dunstan et al. 2010). Yet, anecdotal                    Cagayancillo (an island in the Palawan                the number of shells being offered to
                                                    accounts of fishing for N. pompilius                    province) and Cebu Strait (east of Tañon             them by local harvesters. Similarly,
                                                    indicate that trapping of the species has               Strait), have also seen harvest crash in              harvesters and traders in the Visayan
                                                    occurred as early as 1900 (Saunders et                  recent decades (Dunstan et al. 2010).                 regions have noted increasing difficulty
                                                    al. 2017). Specifically, these accounts                 More recently, in the Central Luzon                   in obtaining shells, with this trend
                                                    suggest trapping in 1900 and 1901                       region, Bulacan and Pampanga                          beginning in 2003 (CITES (2016) citing


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                                                    48956                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    Schroeder (2003)). Based on U.S. trade                  appear to originate from eastern                      highly valued in the retail domestic
                                                    data from the last decade, Philippine                   Indonesian waters (including                          markets (John et al. 2012). Out of 13
                                                    export and re-export of nautilus                        northeastern Central Java, East Java, and             major coastal tourist curio markets
                                                    commodities to the United States has                    West Nusa Tengarra eastward) where it                 surveyed, N. pompilius shells were
                                                    decreased by 92 percent since 2005 (see                 is thought that nautilus populations                  found in 20 percent of the markets (n =
                                                    Figure 4 in Miller (2017)) (CITES 2016).                may still be abundant enough to support               40 shops) (John et al. 2012). Based on
                                                    Despite the extensive evidence of                       economically viable fisheries, and                    estimated sales from these markets, N.
                                                    overutilization of the species throughout               where enforcement of the current N.                   pompilius was the fourth highest valued
                                                    the Philippines, including the serial                   pompilius prohibition appears weaker                  species (n = 25 total species),
                                                    depletion and potential extirpation of                  (Nijman et al. 2015; Freitas and                      accounting for 7 percent of the annual
                                                    local populations, harvest and trade in                 Krishnasamy 2016). For example, data                  profit from the protected species curio
                                                    N. pompilius continues, with the                        collected from two large open markets                 trade (John et al. 2012). During the
                                                    Philippines still the number one                        in Indonesia (Pangandaran and Pasir                   survey, chambered nautilus shells sold,
                                                    supplier of nautilus commodities to the                 Putih) indicate that chambered                        on average, for approximately 275 INR
                                                    United States (based on figures from                    nautiluses were still being offered for               each (7 USD in 2007 dollars) (John et al.
                                                    2014).                                                  sale as of 2013. Over the course of three             2012).
                                                       Off Indonesia, signs of decline and                  different weekends, Nijman et al. (2015)                 Interviews with the curio traders
                                                    overutilization of chambered nautilus                   observed 168 N. pompilius shells for                  indicate that the Gulf of Mannar and
                                                    populations are also apparent. In fact,                 sale from 50 different stalls in the                  Palk Bay, the island territories of
                                                    based on the increasing number of                       markets (average price was $17 USD/                   Andaman and Lakshadweep, and Kerala
                                                    chambered nautilus commodities                          shell). In addition to catering to tourists,          are the main collection areas for the
                                                    originating from Indonesia, it is                       a wholesaler with a shop in                           protected species sold in the curio trade
                                                    suggested that nautilus fishing has                     Pangandaran noted that he also exports                (John et al. 2012). While the extent of
                                                    potentially shifted to Indonesian waters                merchandise to Malaysia and Saudi                     harvest of N. pompilius is unknown, the
                                                    because of depletion of the species in                  Arabia on a bimonthly basis (Nijman et                fact that the nautilus shells sold in
                                                    the Philippines (CITES 2016).                           al. 2015). In total, Nijman et al. (2015)             markets are nearly half the size of the
                                                    According to trade data reported in De                  found evidence of six Indonesian                      reported common wild size (90 mm vs
                                                    Angelis (2012), the Philippines                         wholesale companies that offered                      170 mm) (John et al. 2012) suggests that
                                                    accounted for 87 percent of the nautilus                protected marine mollusks (and mostly                 this curio trade may be contributing to
                                                    commodities in U.S. trade from 2005 to                  nautilus shells) for sale on their                    overfishing of the population, causing a
                                                    2010, whereas Indonesia accounted for                   respective Web sites (with two based in               shift in the local population structure.
                                                    only 9 percent. However, with the                       East Java, two in Bali, and one in                    Compared to observed mature shell
                                                    significant decline of nautilus exports                 Sulawesi). The company in Sulawesi                    sizes elsewhere throughout the range of
                                                    coming out of the Philippines in recent                 even had a minimum order for                          N. pompilius (average mature shell
                                                    years (2010 to 2014), Indonesia has                     merchandise of 1 metric ton, and a                    length range: 114 to 200 mm; see Table
                                                    become a larger component of the trade,                 company in Java noted that they could                 1 in Miller (2017)), the Indian market
                                                    accounting for 42 percent of the nautilus               ship more than one container per                      nautilus shells are likely entirely from
                                                    commodities in 2014, while the                          month, indicating access to a relatively              immature individuals. The removal of
                                                    Philippines has seen a decrease in their                large supply of nautilus shells (Nijman               these nautilus individuals before they
                                                    proportion, down to 52 percent (CITES                   et al. 2015).                                         have time to reproduce, particularly for
                                                    2016).                                                     The available U.S. trade data provide              this long-lived and low fecundity
                                                       Similar to the trend observed in the                 additional evidence of the                            species, could have devastating impacts
                                                    Philippines, a pattern of serial depletion              overutilization and potential serial                  on the viability of the local populations.
                                                    of nautiluses because of harvesting is                  depletion of populations within                       While the authors note that curio
                                                    emerging in Indonesia. Both fishermen                   Indonesia, although not yet as severe as              vendors may strategically stock a larger
                                                    and traders note a significant decline in               what has been observed in the                         number of undersized shells rather than
                                                    the numbers of chambered nautiluses                     Philippines. Overall, based on data from              fewer larger shells to meet the demand
                                                    over the last 10 years, despite a                       the last decade, Indonesian export and                of the tourists, given the relative rarity
                                                    prohibition on the harvest and trade of                 re-export of nautilus commodities to the              of chambered nautilus shells in Indian
                                                    N. pompilius that has been in place                     United States has decreased by 23                     waters (with only 9 shells sold during
                                                    since 1999 (CITES 2016; Freitas and                     percent since 2005 (see Figure 5 in                   the 2007 survey) and the fact that larger
                                                    Krishnasamy 2016). For example,                         Miller (2017)) (CITES 2016); however,                 shells generally obtain higher prices, we
                                                    fishermen in North Lombok note that                     large declines were seen between 2006                 conclude it is at least equally likely that
                                                    they historically trapped around 10 to                  and 2009 before smaller increases in the              curio vendors are stocking whatever is
                                                    15 nautiluses in one night, but currently               following years. As noted above, these                available.
                                                    catch only 1 to 3 per night (Freitas and                trends likely reflect the depletion of                   Although trend data are not available,
                                                    Krishnasamy 2016). Similarly, in Bali,                  nautilus populations in western                       the popularity of the species in the curio
                                                    fishermen reported nightly catches of                   Indonesian waters and a subsequent                    trade as well as information suggesting
                                                    around 10 to 20 nautiluses until 2005,                  shift of fishing effort to eastern                    that the marketed shells are significantly
                                                    after which yields have been much less                  Indonesian waters in recent years to                  smaller than wild-caught and, hence,
                                                    (Freitas and Krishnasamy 2016). While                   support the nautilus trade industry.                  likely belong to immature individuals,
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    fishing for chambered nautiluses has                       In India, CITES (2016) states that the             indicate that this level of utilization
                                                    essentially decreased in western                        chambered nautilus has been exploited                 may have already negatively impacted
                                                    Indonesia (likely due to a depletion of                 for decades and is also caught as                     the local populations within India. The
                                                    the local populations), the main trade                  bycatch by deep sea trawlers. A 2007                  continued and essentially unregulated
                                                    centers for nautilus commodities are                    survey aimed at assessing the status of               fishing and selling of N. pompilius
                                                    still located here (i.e., Java, Bali,                   protected species in the curio trade in               within southern Indian waters will lead
                                                    Sulawesi and Lombok). The sources of                    Tamil Nadu confirmed the presence of                  to overutilization of the species in the
                                                    nautilus shells for these centers now                   N. pompilius shells and found them                    future, as has been observed in other


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                         48957

                                                    parts of its range, and potential                       pompilius were captured (Blanc 1988).                 Trade
                                                    extirpation of these small and isolated                 Those shells that were in good                           As mentioned previously, the
                                                    populations.                                            condition (approximately two-thirds of                commercial harvest of the chambered
                                                       In Papua New Guinea, most of the                     the total) were sold locally for around               nautilus is primarily demand-driven for
                                                    available information indicates that                    300 to 500 VUV each ($2.89 to $4.81                   the international shell trade. The
                                                    trade of chambered nautilus shells is                   U.S. dollars based on the 1987                        Philippines and Indonesia appear to
                                                    primarily supplied from incidental                      conversion rate) (Blanc 1988). It was                 supply the majority of the nautilus
                                                    collection of drift shells. CITES (2016)                noted in the report that the capture of               products in the trade. In Indonesia, most
                                                    states that the species may be caught as                nautiluses can be a good supplementary                of the networks that aid in the illegal
                                                    bycatch in some deep-sea fisheries and                  source of income (Blanc 1988).                        trade of marine mollusks originate in
                                                    also notes that new nautilus fishing sites
                                                                                                               In Vietnam, some of the nautilus                   Java and Bali, with the United States,
                                                    may have recently become established
                                                                                                            shells observed for sale may be sourced               China, and New Caledonia as main
                                                    in 2008. The extent of harvest of the
                                                                                                            from local harvest of the animal. For                 destinations (Nijman et al. 2015). While
                                                    species in these waters, however, is
                                                                                                            example, an interview with a                          the extent of export from the
                                                    unknown.
                                                       Possible commercial harvest of the                   Vietnamese seller revealed that his                   Philippines and Indonesia is unknown,
                                                    species has also been identified in East                nautilus shells come from islands in                  data collected from Indonesia over the
                                                    Asia (China, Hong Kong, and Chinese                     Vietnam and that 1,000 shells a month                 past 10 years suggest the amounts are
                                                    Taipei), Thailand, Vanuatu, and                         are able to be acquired (of 5 to 7 inches             likely substantial. For example, based
                                                    Vietnam. In East Asia, minimal numbers                  in size; 127 to 178 mm) (Freitas and                  on seizure data from 2005 to 2013, over
                                                    of nautilus shells are sold in art markets,             Krishnasamy 2016). However, the                       42,000 marine mollusk shells protected
                                                    home décor shops, small stores, and                    species was not identified, nor was it                under Indonesian law, including over
                                                    airport gift shops, with meat found in                  clear whether the origin of the shells                3,000 chambered nautiluses, were
                                                    seafood markets (particularly in the                    was from Vietnam (indicating potential                confiscated by Indonesian authorities
                                                    south of China on Hainan Island, the                    harvest) or if the islands simply serve as            (Nijman et al. 2015). At least two-thirds
                                                    large coastal cities of Fujian and                                                                            of the shells were meant to enter the
                                                                                                            transit points for the trade.
                                                    Guangdong Provinces, and Chinese                                                                              international trade, with the largest
                                                                                                               In our review of the available                     volumes destined for China and the
                                                    Taipei) (Freitas and Krishnasamy 2016).
                                                                                                            information, we also found no evidence                United States (Nijman et al. 2015).
                                                    There is also evidence of a small trade
                                                    in live specimens for aquaria in Hong                   of known local utilization or                         Between 2007 and 2010, De Angelis
                                                    Kong; however, the origin of these live                 commercial harvest of the chambered                   (2012), citing a personal
                                                    specimens is unclear (Freitas and                       nautilus in the following portions of the             communication, estimated that around
                                                    Krishnasamy 2016). While the CITES                      species’ range: American Samoa,                       25,000 nautilus specimens were
                                                    (2016) proposal suggests that nautilus                  Australia, Fiji, or the Solomon Islands.              exported from Indonesia to China for
                                                    harvest may occur on Hainan Island, we                  While products that incorporate                       the Asian meat market.
                                                    are aware of no information to confirm                  nautilus shells, such as jewelry and                     In addition to the United States and
                                                    that a fishery exists.                                  wood inlays, are sold to tourists in these            China, other major consumer
                                                       In Thailand, nautilus experts note that              locations, the nautilus parts appear to be            destinations for nautilus commodities
                                                    targeted chambered nautilus fisheries                   obtained solely from the incidental                   include Europe, the Middle East, and
                                                    have occurred and are still operating                   collection of drift shells. In these areas,           Australia, with suspected markets in
                                                    (NMFS 2014), with past observations of                  where the species is not subject to                   South Africa, South America
                                                    shells found in gift shops (CITES 2016);                commercial harvest, populations appear                (Argentina), and Israel (Freitas and
                                                    however, we are aware of no published                   stable (with the exception of Fiji;                   Krishnasamy 2016). Freitas and
                                                    information on the current intensity or                 however, the threat in this case was not              Krishnasamy (2016) indicate that, in
                                                    duration of such harvest (or                            identified as overutilization—see                     Europe, the trade and sale of nautiluses
                                                    confirmation that the fishery is still                  Present or Threatened Destruction,                    occur at fairly low levels and mainly
                                                    occurring). Nautilus experts also note                  Modification, or Curtailment of Habitat               involve whole nautilus shells. Their
                                                    that targeted chambered nautilus                        or Range section). Given that the species             internet research and consultations
                                                    fisheries have occurred and are                         exists as geographically isolated                     indicate that the majority of Web sites
                                                    occurring in Vanuatu (NMFS 2014),                       populations, we conclude it is unlikely               selling nautilus products are located in
                                                    with shells sold to tourists and                        that these local, unfished populations                France, Germany and the United
                                                    collectors (Amos 2007). While we are                    will see significant declines as a result             Kingdom; however, details regarding the
                                                    aware of no published information                       of overutilization in other portions of its           product, including species and origin of
                                                    regarding the current intensity or                      range.                                                the nautilus, are often not provided
                                                    duration of such harvest (or                                                                                  (Freitas and Krishnasamy 2016). Based
                                                    confirmation that the fishery is still                     Overall, out of the 10 nations in                  on interviews with trade experts and
                                                    occurring), available information                       which N. pompilius is known to occur,                 online sellers, it appears that the
                                                    suggests the fishery may have begun in                  potentially half historically or currently            Philippines is the main source of
                                                    the late 1980s. From March to June                      have targeted nautilus fisheries. Given               nautilus shells for the European trade
                                                    1987, the Vanuatu Fisheries Department                  that this harvest is largely unregulated,             (Freitas and Krishnasamy 2016). Some
                                                    conducted a deep sea fishing trial,                     and has led to the serial depletion and               German online sellers indicate that the
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    aimed at testing commercial fishing                     extirpation of local N. pompilius                     wholesalers also receive imports from
                                                    traps on the outer-reef slope of north                  populations, with no evidence of a                    Thailand (Freitas and Krishnasamy
                                                    Efate Island, Vanuatu (Blanc 1988).                     decline in fishing effort or demand for               2016).
                                                    Results showed the successful capture                   the species, the best available                          In the United States, the most recent
                                                    of N. pompilius, with a CPUE of around                  information indicates that                            5 years of available trade data (2010 to
                                                    2.6 nautilus per trap per day, taken at                 overutilization of N. pompilius is the                2014) reveal that around 6 percent of the
                                                    depths greater than 300 m (Blanc 1988).                 most significant threat to the species                imported commodities were whole
                                                    In total, 94 traps were set and 114 N.                  throughout its range.                                 shells (n = 9,076) and less than 1


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                                                    48958                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    percent were live animals, with the                     Additionally, the authors note that the               contributing significantly to their
                                                    remaining products primarily                            encrusted surface comprised less than 1               likelihood of decline and to the species’
                                                    comprised of jewelry, shell products,                   percent of the total shell weight in air,             overall risk of extinction.
                                                    and trim pieces (CITES 2016). Based on                  which they deemed ‘‘a negligible factor
                                                                                                                                                                  The Inadequacy of Existing Regulatory
                                                    trade data from 2010–2013 and using                     in the overall buoyancy of the animal’’
                                                                                                                                                                  Mechanisms
                                                    rough approximations of individual                      (Landman et al. 2010). As such, it is
                                                    nautilus counts for different commodity                 likely that the species has some other                   Based on the available data, N.
                                                    labels, Freitas and Krishnasamy (2016)                  defense against epizoan settlement, with              pompilius appears most at risk from
                                                    estimated that between 20,000 and                       encrustation not a significant threat to              overutilization in those range states
                                                    100,000 nautilus individuals comprised                  the survival of N. pompilius                          supplying the large majority of nautilus
                                                    the commodities being imported into                     individuals.                                          shells for the international trade.
                                                    the United States, representing between                    Regarding parasites, Carlson (2010)                Substantial commercial harvest of the
                                                    6,000 and 33,000 individuals annually.                  notes that newly collected nautilus                   species in Indonesia, Philippines, and
                                                    However, it is important to note that                   individuals are usually heavily infested              India has led to observed declines in the
                                                    even these figures likely underestimate                 with the copepod Anchicaligus nautili;                local N. pompilius populations. As we
                                                    the actual trade volumes in the United                  however, no information on the effect of              discuss below, although there are some
                                                    States, as additional nautilus imports                  these infestations on the nautilus animal             national and international legal
                                                    could have also been lumped under a                     is available. Therefore, based on the                 protections, including a recent listing
                                                    more general category, such as                          available data, marine fouling and                    under CITES, poor enforcement of these
                                                    ‘‘mollusks’’ (De Angelis 2012). This is                 parasitism do not appear to be                        laws and continued illegal fishing
                                                    likely true for other countries as well,                significant threats to the species.                   demonstrate that the existing regulatory
                                                    because specific custom codes are                          Chambered nautiluses may serve as                  mechanisms are inadequate to achieve
                                                    lacking for nautilus products (with                     prey to a number of teleost fish (such as             their purpose of protecting the
                                                    nautilus commodities frequently                         triggerfish), octopuses, and sharks;                  chambered nautilus from harvest and
                                                    lumped as ‘‘coral and similar materials’’               however, predation rates appear to vary               trade. It is too early to conclude that the
                                                    and worked or unworked shell                            across the species’ range (CITES 2016).               CITES listing will be effective at
                                                    products) (Freitas and Krishnasamy                      For example, octopod predation rates on               ameliorating the threat of
                                                    2016). Therefore, estimating the number                 live nautiluses have been estimated at                overutilization.
                                                    of nautilus individuals traded annually                 1.1 percent in the Philippines, 4.5 to 11                In Indonesia, N. pompilius was
                                                    around the globe remains extremely                      percent in Indonesia, 2 to 8 percent in               provided full protection in the nation’s
                                                    challenging. Despite these unknowns,                    Papua New Guinea, 5 percent in                        waters in 1999 (Government Regulation
                                                    based on the available trade data from                  American Samoa, and 3.2 percent on                    7/1999). While the species was first
                                                    the United States, and data garnered                    Australia’s Great Barrier Reef, indicating            added to Indonesia’s protected species
                                                    from seizures and research, it is clear                 that predation by octopuses likely                    list in 1987 (SK MenHut No 12 Kptd/II/
                                                    that nautilus commodities are in high                   occurs throughout the entire species’                 1987), the implementing legislation in
                                                    demand and nautilus products are                        range (Saunders et al. 1991).                         1999 made it illegal to harvest,
                                                    globally traded likely in the hundreds of                  Recently, Ward (2014) analyzed the                 transport, kill, or trade live or dead
                                                    thousands (De Angelis 2012). This                       prevalence of shell breaks in nautiluses              specimens of N. pompilius (CITES
                                                    market demand is a significant threat                   as an indicator of predation and found                2016). Despite this prohibition, the
                                                    driving the commercial harvest and                      that those nautilus populations subject               commercial harvest and trade in the
                                                    overutilization of N. pompilius                         to fishing had a statistically significant            species continues (see Overutilization
                                                    throughout most of its range.                           higher number of major shell breaks                   for commercial, recreational, scientific,
                                                                                                            compared to unfished populations.                     or educational purposes). For example,
                                                    Disease or Predation                                    Specifically, Ward (2014) found that                  in a survey of 343 shops within 6
                                                       We are aware of no information to                    over 80 percent of mature N. pompilius                Provinces in Indonesia, Freitas and
                                                    indicate that disease is a factor that is               shells had major shell breaks in the                  Krishnasamy (2016) found that 10
                                                    significantly and negatively affecting the              fished Bohol, Philippines population (in              percent were selling nautilus products,
                                                    status of the chambered nautilus.                       2012 and 2013) and calculated an over                 with the majority located in East Java.
                                                    Diseases in nautiluses are not well                     40 percent rate in the fished New                     Interviews with local suppliers of
                                                    known, nor is there information to                      Caledonia N. macromphalus population                  nautilus shells revealed that many are
                                                    indicate that disease is contributing to                in 1984. In contrast, only 30 percent of              aware of the prohibition and therefore
                                                    population declines of the species.                     mature shells had major shell breaks in               have found ways to conduct business
                                                    However, shells of N. pompilius, like                   the unfished nautilus populations on                  covertly, such as selling more products
                                                    other mollusks, are subject to marine                   the Great Barrier Reef (based on 2012                 online and purposely mislabeling N.
                                                    fouling from a variety of epizoans and                  data) (Ward 2014). In the unfished                    pompilius shells as A. perforatus (which
                                                    may also be hosts to parasites. In an                   Osprey Reef population, this rate was                 are not protected) (Freitas and
                                                    examination of 631 N. pompilius shells                  around 20 percent (based on 2002 to                   Krishnasamy 2016). Nijman et al. (2015)
                                                    from the Philippines and Papua New                      2006 data), and in Papua New Guinea                   observed the sale of chambered nautilus
                                                    Guinea, Landman et al. (2010) found the                 and Vanuatu in the 1980s, this rate was               shells in two of Indonesia’s largest open
                                                    incidence of encrustation by epizoans                   less than 20 percent (Ward 2014).                     markets (Pangandaran and Pasir Putih,
                                                    varied by site. In the N. pompilius shells                 Predation is clearly evident in all                both on Java) and remarked that the
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                                                    from the Philippines, 12 percent were                   sampled nautilus populations. It                      shells were prominently displayed. In
                                                    encrusted whereas 49 percent of the                     appears that predation rates may be                   interviews with the traders, none
                                                    shells from the Papua New Guinea                        substantially higher in those                         mentioned the protected status of the
                                                    sample showed signs of encrustation.                    populations compromised from other                    species (Nijman et al. 2015).
                                                    However, the encrusted area only                        threats (such as overutilization). This, in           Additionally, nautilus shells and
                                                    averaged around 0.5 percent of the shell                turn, exacerbates the risk that predation             products (such as furniture) are often on
                                                    surface, with the maximum encrustation                  poses to those already vulnerable                     display by government officials and
                                                    at 2.2 percent (Landman et al. 2010).                   chambered nautilus populations,                       offered for sale in airports (Freitas and


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48959

                                                    Krishnasamy 2016), indicating that                      illegal curio trade, coupled with the lack            CITES agreed to add all nautilus species
                                                    enforcement of the Indonesian                           of enforcement of existing laws,                      to Appendix II of CITES (effective
                                                    regulation protecting the species is very               indicates that overutilization of N.                  January 2017). This listing means
                                                    weak. Therefore, given the apparent                     pompilius will continue to threaten                   increased protection for N. pompilius
                                                    disregard of the prohibition, with                      populations within Indian waters.                     and the other nautilus species, but still
                                                    substantial evidence of illegal harvest                    In China, N. pompilius is listed as a              allows legal and sustainable trade.
                                                    and trade in the species, and issues with               ‘‘Class I’’ species under the national                Export of nautilus products now
                                                    enforcement, we conclude that existing                  Law of the People’s Republic of China                 requires CITES permits or re-export
                                                    regulatory mechanisms are inadequate                    on the Protection of Wildlife, which                  certificates that ensure the products
                                                    to protect the species from further                     means that harvest is allowed (under                  were legally acquired and that the
                                                    declines in Indonesia from                              Article 16) but only with special                     Scientific Authority of the State of
                                                    overutilization.                                        permission (i.e., for purposes of                     export has advised that such export will
                                                       In the Philippines, shelled mollusks                 scientific research, ranching, breeding,              not be detrimental to the survival of that
                                                    are protected from collection without a                 exhibition, or ‘‘other’’). Unfortunately,             species in the wild (i.e., a ‘‘non-
                                                    permit under Fisheries Administrative                   enforcement of this law has proven                    detriment finding’’). Given that the
                                                    Order no. 168; however, it is unclear                   difficult, as many nautilus products for              international trade is the main driver of
                                                    how this is implemented or enforced for                 sale have unknown origin or claim                     the threat to the species (i.e.,
                                                    particular species (CITES 2016). In                     origin from the Philippines (Freitas and              overutilization), the CITES listing
                                                    Palawan Province, a permit is also                      Krishnasamy 2016). While the extent of                should provide N. pompilius with some
                                                    required to harvest or trade the                        harvest in East Asia remains unclear                  safeguards against future depletion of
                                                    chambered nautilus, as it is listed as                  based on the available data, the fact that            populations and potential extinction of
                                                    ‘‘Vulnerable’’ under Palawan Council                    trade is allowed, and the difficulties                the species. However, given the limited
                                                    for Sustainable Development Resolution                  associated with enforcement and                       information on the present abundance
                                                    No. 15–521 (CITES 2016). Freitas and                    identifying N. pompilius products and                 of the species throughout its range, it
                                                    Krishnasamy (2016) report that some                     origin in the trade, indicate that existing           may prove difficult for State Authorities
                                                    municipalities in Cebu Province and the                 regulatory measures are likely                        to determine what level of trade is
                                                    Panay Islands have local ordinances that                inadequate to prevent the harvest of the              sustainable. As the FAO panel notes,
                                                    prohibit the harvest of N. pompilius;                   species within Chinese waters.                        based on previous cases for species
                                                    however, even in these Provinces, there                    In areas where trade of N. pompilius               listed under Appendix II with similar
                                                    is evidence of harvest and trade in the                 is prohibited, available data suggest                 circumstances where the State
                                                    species. For example, in a survey of 66                 smugglers are using other locations as                Authorities’ abilities to make non-
                                                    shops in Cebu, the Western Visayas                      transit points for the trafficking and                detriment findings are limited due to an
                                                    region, and Palawan, 83 percent of the                  trade of the species to circumvent                    absence of information, the following
                                                    shops sold nautilus products. For the                   prohibitions and evade customs (Freitas               outcomes are likely to occur: (1)
                                                    most part, the harvest and trade of                     and Krishnasamy 2016). For example,                   International trade in products from that
                                                    nautilus is largely allowed and                         New Caledonia, where only N.                          country ceases; (2) international trade
                                                    essentially unregulated throughout the                  macromphalus is protected, has become                 continues but without proper CITES
                                                    Philippines (Freitas and Krishnasamy                    a stop-over destination for smuggling                 documentation (‘‘illegal trade’’); and/or
                                                    2016). Given the significant declines in                nautilus shells to Europe (CITES 2016;                (3) international trade continues with
                                                    the N. pompilius populations                            Freitas and Krishnasamy 2016). In 2008,               inadequate non-detriment findings
                                                    throughout this portion of the species’                 officials confiscated at least 213 N.
                                                                                                                                                                  (FAO 2016). Because this listing only
                                                    range, existing regulations to protect N.               pompilius shells that were being
                                                                                                                                                                  recently went into effect (January 2017),
                                                    pompilius from overutilization                          smuggled into New Caledonia from Bali,
                                                                                                                                                                  it is too soon to know which outcome(s)
                                                    throughout the Philippines are clearly                  Indonesia (Freitas and Krishnasamy
                                                                                                                                                                  will dominate in the various nautilus-
                                                    inadequate.                                             2016). At this time, the extent of the
                                                                                                                                                                  exporting countries. There is thus not
                                                       In India, N. pompilius has been                      illegal trade, including transit points for
                                                                                                                                                                  yet a body of information on which to
                                                    protected from harvest and trade since                  smugglers, remains largely unknown;
                                                                                                                                                                  evaluate the adequacy of the CITES
                                                    2000 when it was listed under Schedule                  however, the impact of this illegal trade
                                                                                                                                                                  listing to reduce the threat of
                                                    I of the Indian Wildlife (Protection) Act               on the species only contributes further
                                                                                                                                                                  overutilization.
                                                    of 1972 (John et al. 2012). However, as                 to its overutilization.
                                                    noted in the Overutilization for                           Overall, given the ongoing demand for              Other Natural or Man-Made Factors
                                                    commercial, recreational, scientific, or                chambered nautilus products, the                      Affecting Its Continued Existence
                                                    educational purposes section, N.                        apparent disregard of current
                                                                                                            prohibition regulations by collectors                 Ecotourism
                                                    pompilius shells were being collected in
                                                    Indian waters and sold in major coastal                 and traders, lack of enforcement, and                   While the status review (Miller 2017)
                                                    tourist curio markets as recently as                    the observed declining trends in N.                   discusses ecotourism operations as a
                                                    2007. Interviews with retail vendors (n                 pompilius populations and crashing of                 possible threat to nautilus species, the
                                                    = 180) indicated that a large majority                  associated fisheries, the best available              examples of these activities come
                                                    were aware of the Indian Wildlife                       information strongly suggests that                    entirely from Palau, where N. pompilius
                                                    Protection Act and legal ramifications of               existing regulatory mechanisms are                    does not occur. These ecotourism
                                                    selling protected species yet continued                 inadequate to control the harvest and                 activities tend to involve bringing
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                                                    to sell large quantities of protected                   overutilization of N. pompilius                       nautiluses to the surface for
                                                    marine mollusks and corals in the curio                 throughout most of its range,                         photographic opportunities with
                                                    shops (John et al. 2012). Because there                 significantly contributing to the species’            customers and subsequently releasing
                                                    is no official licensing system for these               risk of extinction.                                   them into shallow waters (CITES 2016).
                                                    shops, the annual quantities sold remain                   Recognizing that the international                 In the daytime, nautiluses are especially
                                                    largely unrecorded and unknown (John                    trade is the clear driving force of the               vulnerable to predation in shallow
                                                    et al. 2012). The high demand for                       intense exploitation of nautiluses, in                waters, and observations of triggerfish
                                                    nautilus shells and profits from this                   October 2016, the member nations to                   feeding on nautiluses as they are


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                                                    48960                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    released suggest that consistent release                Assessment of Extinction Risk                         threats. This analysis evaluated the
                                                    of these animals in a certain location                     The ESA (section 3) defines an                     population viability characteristics and
                                                    may create feeding stations for nautilus                endangered species as ‘‘any species                   trends data available for the chambered
                                                    predators (Carlson 2015). Additionally,                 which is in danger of extinction                      nautilus, such as abundance, growth
                                                    nautiluses may suffer negative                          throughout all or a significant portion of            rate/productivity, spatial structure and
                                                    physiological effects if released into                  its range.’’ A threatened species is                  connectivity, and diversity, to
                                                    shallow water, including overheating                    defined as ‘‘any species which is likely              determine the potential risks these
                                                    and the development of air bubbles that                 to become an endangered species within                demographic factors pose to the species.
                                                    can inhibit quick escape movements                      the foreseeable future throughout all or              The information from this demographic
                                                    (CITES 2016). We acknowledge the                        a significant portion of its range.’’ We              risk analysis was considered alongside
                                                                                                            define ‘‘foreseeable future’’ generally as            the information previously presented on
                                                    potential risks that these ecotourism
                                                                                                            the time frame over which identified                  threats to the species, including those
                                                    operations may pose to nautilus species;
                                                                                                                                                                  related to the factors specified by the
                                                    however, at this time, there is no                      threats can be reliably predicted to
                                                                                                                                                                  ESA section 4(a)(1)(A)–(E) (and
                                                    substantial evidence to indicate that                   impact the biological status of the
                                                                                                                                                                  summarized in a separate Threats
                                                    there are dive tour operators within the                species. As mentioned previously,
                                                                                                                                                                  Assessment section below) and used to
                                                    N. pompilius range who practice this                    because a species may be susceptible to
                                                                                                                                                                  determine an overall risk of extinction
                                                    same behavior (i.e., taking photographs                 a variety of threats for which different
                                                                                                                                                                  for N. pompilius.
                                                    and releasing the species in shallow                    data are available, or which operate                     Because the available data are
                                                    waters). As such, the best available                    across different time scales, the                     insufficient to conduct a reliable
                                                    information does not indicate that                      foreseeable future is not necessarily                 quantitative population viability
                                                    ecotourism is presently a significant                   reducible to a particular number of                   assessment (because there is, for
                                                    threat to the species.                                  years.                                                example, sporadic abundance data, and
                                                                                                               For the assessment of extinction risk              uncertain demographic characteristics),
                                                    Natural Behavior                                        for the chambered nautilus, the                       the qualitative reference levels of ‘‘low
                                                                                                            ‘‘foreseeable future’’ was considered to              risk,’’ ‘‘moderate risk’’ and ‘‘high risk’’
                                                       Because of their keen sense of smell                 extend out several decades (> 40 years).
                                                    (Basil et al. 2000), chambered nautiluses                                                                     were used to describe the overall
                                                                                                            Given the species’ life history traits,               assessment of extinction risk in the
                                                    are easily attracted to baited traps.                   with longevity estimated to be at least
                                                    Additionally, field studies indicate that                                                                     Status Review. A species at a ‘‘low risk’’
                                                                                                            20 years, maturity ranges from 10 to 17               of extinction was defined as one that is
                                                    nautiluses may also habituate to baited                 years, with very low fecundity                        not at a moderate or high level of
                                                    sites. For example, in a tag and release                (potentially 10–20 eggs per year with a               extinction risk. A species may be at low
                                                    study conducted in Palau, the                           1-year incubation period), it would                   risk of extinction if it is not facing
                                                    proportion of previously tagged animals                 likely take more than a few decades (i.e.,            threats that result in declining trends in
                                                    over the trapping period increased in                   multiple generations) for any recent                  abundance, productivity, spatial
                                                    the baited traps, reaching around 58                    management actions to be realized and                 structure, or diversity. A species at low
                                                    percent in the last trap deployed                       reflected in population abundance                     risk of extinction is likely to show stable
                                                    (Saunders et al. in press). Given this                  indices. Similarly, the impact of present             or increasing trends in abundance and
                                                    behavior, nautilus populations,                         threats to the species could be realized              productivity with connected, diverse
                                                    including N. pompilius, are likely                      in the form of noticeable population                  populations. A species is at a ‘‘moderate
                                                    highly susceptible to being caught by                   declines within this time frame, as                   risk’’ of extinction when it is on a
                                                    fisheries. For isolated and small                       demonstrated in the available survey                  trajectory that puts it at a high level of
                                                    populations, this could result in rapid                 and fisheries data (see Table 4 in Miller             extinction risk in the foreseeable future.
                                                    depletions of these populations in a                    2017). As the main potential operative                A species may be at moderate risk of
                                                    short amount of time, potentially just                  threat to the species is overutilization,             extinction because of projected threats
                                                    months (Saunders et al. in press).                      this time frame would allow for reliable              or declining trends in abundance,
                                                    However, Saunders et al. (in press) note                predictions regarding the impact of                   productivity, spatial structure, or
                                                    that this vulnerability to depletion from               current levels of fishery-related                     diversity. A species with a high risk of
                                                    overfishing is likely lower in those                    mortality on the biological status of the             extinction is at or near a level of
                                                    populations where barriers to movement                  species. Additionally, this time frame                abundance, productivity, spatial
                                                    do not exist, such as Papua New Guinea                  allows for consideration of the                       structure, and/or diversity that places its
                                                                                                            previously discussed impacts on                       continued persistence in question. The
                                                    and Indonesia. These sites both have
                                                                                                            chambered nautilus habitat from climate               demographics of a species at such a high
                                                    large swaths of habitat (thousands of
                                                                                                            change and the potential effects on the               level of risk may be highly uncertain
                                                    km) within the optimal nautilus depth
                                                                                                            status of this species.                               and strongly influenced by stochastic or
                                                    range that are parallel to coastal areas                   In determining the extinction risk of              depensatory processes. Similarly, a
                                                    and could serve as natural refugia but                  a species, it is important to consider                species may be at high risk of extinction
                                                    also allow for the restocking of depleted               both the demographic risks facing the                 if it faces clear and present threats (e.g.,
                                                    populations (Saunders et al. in press).                 species as well as current and potential              confinement to a small geographic area;
                                                    Therefore, the best available information               impacts of external threats that may                  imminent destruction, modification, or
                                                    suggests that these aspects of the                      affect the species’ status. To this end, a            curtailment of its habitat; or disease
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                                                    species’ natural behavior (i.e., attraction             demographic analysis was conducted                    epidemic) that are likely to create
                                                    and habituation to baited trap sites) are               for the chambered nautilus. A                         imminent and substantial demographic
                                                    likely significant threats to those N.                  demographic risk analysis is essentially              risks.
                                                    pompilius populations that are already                  an assessment of the manifestation of                    Although the conclusions in the
                                                    subject to other threats (e.g.,                         past threats that have contributed to the             status review report do not constitute
                                                    overutilization) or demographic risks                   species’ current status and informs the               findings as to whether the species
                                                    (e.g., spatially isolated, small                        consideration of the biological response              should be listed under the ESA (because
                                                    populations).                                           of the species to present and future                  that determination must be made by the


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48961

                                                    agency after considering all relevant                   Saunders et al. (in press) suggest that               growth rate. Saunders et al. (in press)
                                                    information and after evaluating                        trapping data that result in < 1 to 2                 further provides evidence that fished
                                                    ongoing conservation efforts of any                     nautiluses per trap likely reflect a                  nautilus populations tend to show
                                                    state, foreign nation, or political                     minimally viable population level. In                 significant demographic differences in
                                                    subdivision thereof. 16 U.S.C.                          other words, further removal of                       relative age class (i.e., predominance of
                                                    1533(b)(1)(A)), a finding of ‘‘moderate                 individuals from those populations                    immature individuals) and sex ratios
                                                    risk’’ generally indicates that a species               would likely result in population                     (i.e,, no longer male-biased) compared
                                                    may qualify for listing as a ‘‘threatened               crashes and potential extirpation. Based              to unfished populations. Under the
                                                    species’’ and a finding of ‘‘high risk’’                on the available abundance trend data                 current assumption that males are the
                                                    generally indicates that a species may be               (see Table 4 in Miller (2017)), many of               critical sex for population growth, the
                                                    an ‘‘endangered species.’’                              the populations surveyed in Indonesia                 significant change in the population
                                                                                                            and the Philippines currently reflect                 demographics for these fished
                                                    Demographic Risk Analysis                               this minimally viable level, indicating               populations may portend further
                                                    Abundance                                               that abundance of these particular                    declines and potential extirpations of
                                                                                                            populations may be close to levels that               these populations, inherently increasing
                                                       The global abundance of the
                                                                                                            place them at immediate risk of                       the risk of extinction for the entire
                                                    chambered nautilus is unknown, with
                                                                                                            inbreeding depression and demographic                 species in the foreseeable future.
                                                    no available historical baseline
                                                                                                            stochasticity, particularly given their               However, with the exception of the
                                                    population data. The species likely
                                                                                                            reproductive isolation. Extirpations of               Osprey Reef (Australia), Lizard Island
                                                    exists as small, isolated populations
                                                                                                            these populations would increase the                  (Great Barrier Reef; Australia), and
                                                    distributed throughout its range.
                                                                                                            risk of extinction for the entire species             Sumbawa Island (Indonesia)
                                                    However, abundance estimates of these
                                                                                                            to some degree.                                       populations, which showed male
                                                    fragmented populations are largely                         While overall abundance is highly                  percentages of 82 to 91 percent and
                                                    unavailable, as the species is difficult to             uncertain, the evidence indicates that                mature percentages of 58 to 91 percent
                                                    survey. Currently, population size has                  the species exists as small and isolated              based on data from the past decade
                                                    been estimated for N. pompilius off                     populations throughout its range,                     (Saunders et al. in press), we have no
                                                    Osprey Reef in Australia using baited                   making them inherently vulnerable to                  available recent data to assess the
                                                    trap techniques (n = 844 to 4,467                       exploitation and depletion. Data suggest              demographic traits of current N.
                                                    individuals) and for the Palawan region,                that many of these populations are in                 pompilius populations throughout the
                                                    Philippines and Western Australia                       decline and may be extirpated in the                  species’ range.
                                                    populations using genetic markers                       next several decades. Taken together,
                                                    (median population size for Western                     this information indicates that N.                    Spatial Structure/Connectivity
                                                    Australia = 2.6 million individuals; for                pompilius is not currently at risk of                    Chambered nautilus populations are
                                                    Philippines = 3.2 million individuals).                 extinction throughout its range but will              extreme habitat specialists. The species
                                                    Population density estimates                            likely be at risk of extinction from                  is closely associated with steeply-sloped
                                                    (individuals/km2) are also available                    environmental variation or human-                     forereefs and muddy bottoms and is
                                                    from Osprey Reef (13.6 to 77.4), the                    caused threats throughout its range                   found in depths typically between 200
                                                    Great Barrier Reef (0.34), American                     within the foreseeable future.                        m and 500 m. Both temperature and
                                                    Samoa (0.16), Fiji (0.21) and the Panglao                                                                     depth are barriers to movement for N.
                                                    region, Philippines (0.03). While there                 Growth Rate/Productivity                              pompilius, which cannot
                                                    may be some sampling bias in the baited                    The current net productivity of N.                 physiologically withstand temperatures
                                                    trap technique, we find that the                        pompilius is unknown because of the                   above around 25 °C or depths greater
                                                    population size and density estimates                   imprecision or lack of available                      than 800 m. Chambered nautiluses are
                                                    from these studies provide a useful                     abundance estimates or indices.                       bottom-dwelling scavengers and do not
                                                    representation of the current abundance                 Fecundity, however, is assumed to be                  swim in the open water column. While
                                                    of the species because they rely on the                 low (but note that no egg-laying has                  larger-scale migrations have occurred
                                                    best available field data.                              been observed in the wild). Based on                  (across shallow, warm waters and/or
                                                       If a population is critically small in               estimates from other captive Nautilus                 depths > 1000 m), these events are
                                                    size, chance variations in the annual                   species (i.e., N. macromphalus and N.                 believed to be extremely rare, with gene
                                                    number of births and deaths can put the                 belauensis), the chambered nautilus                   flow thought to be inversely related to
                                                    population at added risk of extinction.                 may lay up to 10 to 20 eggs per year,                 the geographic distance between
                                                    Additionally, when populations are                      with a long incubation period (10 to 12               populations (Swan and Saunders 2010).
                                                    very small, chance demographic events                   months). Given that the chambered                     As such, current chambered nautilus
                                                    can have a large impact on the                          nautilus is a slow-growing and late-                  populations, particularly those
                                                    population. However, the threshold for                  maturing species (with maturity                       separated by large geographic distances,
                                                    depensation in the chambered nautilus                   estimated between 10 and 17 years, and                are believed to be largely isolated, with
                                                    is unknown.                                             longevity at least 20 years), it likely has           a limited ability to find or exploit
                                                       Populations of N. pompilius are                      very low productivity and, thus, is                   available resources in the case of habitat
                                                    assumed to be naturally small, and,                     extremely susceptible to decreases in its             destruction. Collectively, this
                                                    when not faced with outside threats,                    abundance.                                            information suggests that gene flow is
                                                    appear stable (e.g., Osprey Reef                           In terms of demographic traits,                    likely limited among populations of N.
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                                                    population increased by 28 percent over                 Saunders et al. (in press) suggest that a             pompilius, with available data
                                                    the course of a decade). However, those                 nautilus population at equilibrium                    specifically indicating the isolation
                                                    populations in areas where nautilus                     would have a higher percentage of male                between populations in Fiji and
                                                    fishing occurs have experienced                         (75 percent) and mature (74 percent)                  Western Australia and those in the
                                                    significant declines in less than a                     animals. Ratios that are significantly                Philippines.
                                                    generation time for the species,                        lower than these estimates suggest the                   Regarding destruction of habitat
                                                    indicating a greater risk of extirpation                population is in ‘‘disequilibrium’’ and               patches, while anthropogenic threats,
                                                    because of depensatory processes.                       likely portend declines in per capita                 such as climate change and destructive


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                                                    48962                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    fishing practices, have been identified                 extirpations of local N. pompilius                    associated demand) for the species if
                                                    as potential sources that could                         populations. Given the evidence of                    adequate non-detriment findings are not
                                                    contribute to habitat modification for                  declines (of 70 to 94 percent) in the                 issued by the exporting countries.
                                                    the chambered nautilus, there is no                     CPUE from these Philippine nautilus                   However, the evidence of illegal trade
                                                    evidence that habitat patches used by N.                fisheries, and the fact that fished                   routes (see Figure 7 in Miller (2017))
                                                    pompilius are being destroyed faster                    populations tend to experience higher                 and difficulty with tracking the amount
                                                    than they are naturally created such that               predation rates (another compounding                  and origin of nautilus products suggests
                                                    the species is at an increased risk of                  factor that further increases the negative            that it may take some time before the
                                                    extinction. Additionally, there is no                   impact of fishing on the species), these              extent of the ‘‘ins and outs’’ of the
                                                    information to indicate that N.                         populations are likely on the same trend              nautilus trade are fully understood.
                                                    pompilius is composed of conspicuous                    toward local extinction. Serial depletion             Therefore, we find that the adequacy of
                                                    source-sink populations where loss of                   of populations based on anecdotal                     the CITES Appendix II listing in
                                                    one critical population or subpopulation                trapping reports is also evident                      reducing the threat of overutilization
                                                    would pose a risk of extinction to the                  throughout nautilus fishing sites in                  (through ensuring sustainable trade) is
                                                    entire species.                                         Indonesia, with reported declines of 70               highly uncertain at this time.
                                                                                                            to 97 percent. In India, the                             Additional threats to N. pompilius
                                                    Diversity                                                                                                     that were identified as potentially
                                                                                                            predominance of immature shells for
                                                       As noted above, N. pompilius appears                 sale in the curio markets suggests                    contributing to long-term risk of the
                                                    to exist as isolated populations with low               potential overfishing of these local                  species include unselective and
                                                    rates of dispersal and little gene flow                 populations as well. Commercial                       destructive fishing techniques (e.g.,
                                                    among populations, particularly those                   harvest of the species is also thought to             blast fishing and cyanide poisoning) and
                                                    that are separated by large geographic                  occur in Papua New Guinea, East Asia,                 ocean warming and acidification as a
                                                    distances and deep ocean expanses.                      Thailand, Vanuatu, and Vietnam. Efforts               result of climate change effects;
                                                    Given the physiological constraints and                 to address overutilization of the species             however, because of the significant data
                                                    limited mobility of the species, coupled                through regulatory measures appear                    gaps (such as the effects on nautilus
                                                    with the selective targeting of mature                  inadequate, with evidence of targeted                 habitat and the species’ physiological
                                                    males in the fisheries, connectivity                    fishing of and trade in the species,                  responses), the impact of these threats
                                                    among breeding populations may be                       particularly in Indonesia, Philippines,               on the status of the species is highly
                                                    disrupted. Additionally, while it is                    and China, despite prohibitions.                      uncertain.
                                                    unknown whether genetic variability
                                                    within the species is sufficient to permit                 As fishing for the species has no                  Overall Extinction Risk Summary
                                                    adaptation to environmental changes,                    cultural or historical relevance, trade                  Given the species’ low reproductive
                                                    the best available information suggests                 appears to be the sole driving force                  output and overall productivity and
                                                    that genetic variability has likely been                behind the commercial harvest and                     existence as small and isolated
                                                    reduced due to bottleneck events and                    subsequent decline in N. pompilius                    populations, it is inherently vulnerable
                                                    genetic drift in the small and isolated N.              populations, with significant consumer                to threats that would deplete its
                                                    pompilius populations throughout its                    markets in the United States, China,                  abundance, with a very low likelihood
                                                    range. Because higher levels of genetic                 Europe (Italy, France, Portugal, United               of recovery or repopulation. While there
                                                    diversity increase the likelihood of a                  Kingdom), the Middle East, and                        is considerable uncertainty regarding
                                                    species’ persistence, the current,                      Australia. If international trade were to             the species’ overall current abundance,
                                                    presumably reduced level among                          be successfully managed to ensure                     the best available information indicates
                                                    chambered nautiluses appears to pose a                  sustainable harvest of N. pompilius,                  that N. pompilius has experienced
                                                    risk to the species.                                    then the serial decline of local                      population declines of significant
                                                                                                            populations could be halted and                       magnitude, including evidence of
                                                    Threats Assessment                                      partially depleted populations could                  extirpations, throughout most of its
                                                       As discussed above, the most                         have time to recover. The CITES                       range, primarily because of fisheries-
                                                    significant and certain threat to the                   Appendix II listing aims to achieve                   related mortality (i.e., overutilization).
                                                    chambered nautilus is overutilization                   these conservation outcomes; however,                 While stable populations of the species
                                                    through commercial harvest to meet the                  given that the listing only recently went             likely exist in those waters not subject
                                                    demand for the international nautilus                   into effect (i.e, January 2017), it is too            to nautilus fishing (e.g., Osprey Reef,
                                                    shell trade. Out of the 10 nations where                soon to evaluate the ability and capacity             Australia and American Samoa), only a
                                                    N. pompilius is known to occur,                         of the affected countries (who are                    few populations have actually been
                                                    potentially half have targeted nautilus                 parties to CITES) to implement the                    found and studied. These populations
                                                    fisheries either historically or currently.             required measures and ensure the                      appear small (particularly when
                                                    These waters comprise roughly three-                    sustainability of their trade. Of concern             compared to trade figures) and
                                                    quarters of the species’ known range,                   is the illegal selling and trade of the               genetically and geographically isolated,
                                                    with only the most eastern portion (e.g.,               species that already exists despite                   and, therefore, if subject to
                                                    eastern Australia, American Samoa, Fiji)                domestic prohibitions. Therefore, it is               environmental variation or
                                                    afforded protection from harvest.                       unclear whether and how the new                       anthropogenic perturbations in the
                                                    Fishing for nautiluses is fairly                        CITES requirements will be adequately                 foreseeable future (such as through
                                                    inexpensive and easy, and the attraction                implemented and enforced in those                     illegal fishing or climate change), will
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                                                    of N. pompilius to baited traps further                 countries that are presently unable to                likely be unable to recover.
                                                    increases the likely success of these                   prevent the overutilization of the                       Currently, the best available
                                                    fisheries (compounding the severity of                  species despite prohibitions (e.g.,                   information, though not free from
                                                    this threat on the species). The                        Indonesia, Philippines, China). We note               uncertainties, does not indicate that the
                                                    estimated level of harvest from many of                 that the United States appears to be a                species is currently at risk of extinction
                                                    these nautilus fisheries in the                         significant importer of nautilus products             throughout its range. The species is still
                                                    Philippines (where harvest data are                     and, therefore, this CITES listing could              traded in considerable amounts
                                                    available) has historically led to                      potentially cut-off a large market (and               (upwards of thousands to hundreds of


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48963

                                                    thousands annually), with evidence of                   Without adequate measures controlling                 The process is also costly and time-
                                                    new sites being established for nautilus                the overutilization of the species, N.                consuming (given the year-long
                                                    fishing (e.g., in Indonesia, Philippines,               pompilius is on a trajectory where its                incubation period of eggs). Therefore,
                                                    Papua New Guinea), and areas of stable,                 overall abundance will likely see                     captive breeding would not be a feasible
                                                    unfished populations (e.g., eastern                     significant declines within the                       alternative to help satisfy the trade
                                                    Australia, American Samoa). Although                    foreseeable future eventually reaching                industry or restore wild populations
                                                    this continued trading presents a                       the point where the species’ continued                (NMFS 2014). Additionally, it should be
                                                    moderate threat as has been discussed,                  persistence will be in jeopardy. We                   noted that the shells of nautiluses in
                                                    current overall abundance throughout                    therefore propose to list the species as              captivity tend to be smaller and
                                                    its range is not so low that the species’               a ‘‘threatened species.’’                             irregular, with black lines that mar the
                                                    viability is presently at risk. However,                                                                      outside of the shells (Moini et al. 2014).
                                                                                                            Protective Efforts
                                                    the continued harvesting of the species                                                                       Therefore, those shells would likely not
                                                    for the international nautilus shell trade                 Having found that the chambered                    be acceptable as suitable alternatives to
                                                    and the subsequent serial depletion of                  nautilus is likely to become in danger of             wild-caught shells in the trade, given
                                                    populations throughout its range are                    extinction throughout its range within                the preference for large, unblemished
                                                    placing the species on a trajectory to be               the foreseeable future, we next                       nautilus shells in the market.
                                                    in danger of extinction within the                      considered protective efforts as required                While we find that these protective
                                                    foreseeable future, likely within the next              under Section 4(b)(1)(A) of the ESA. The              efforts will help increase the scientific
                                                    couple of decades. The species’ current                 focus of this evaluation is to determine              knowledge about N. pompilius and
                                                    demographic risks, including small and                  whether these efforts are effective in                potentially promote public awareness
                                                    isolated populations, low productivity,                 ameliorating the threats we have                      regarding declines in the species, none
                                                    habitat specificity, and physiological                  identified to the species and thus                    has significantly altered the extinction
                                                    limitations that restrict large-scale                   potentially avert the need for listing.               risk for the chambered nautilus to the
                                                                                                               As we already considered the                       point where it would not be in danger
                                                    migrations, mean that as populations are
                                                                                                            effectiveness of existing regulatory                  of extinction in the foreseeable future.
                                                    depleted and extirpated, recovery of
                                                                                                            protective efforts, discussed above in                However, we seek additional
                                                    those populations and/or repopulation
                                                                                                            connection with the evaluation of the                 information on these and other
                                                    is unlikely. Many of the observed
                                                                                                            adequacy of existing regulatory                       conservation efforts in our public
                                                    populations of the species are already
                                                                                                            mechanisms, we consider other, less                   comment process (see below).
                                                    on this path, with data indicating
                                                                                                            formal conservation efforts in this
                                                    significant declines in abundance and                                                                         Determination
                                                                                                            section. We identified a non-profit Web
                                                    even local extinctions. Further                         site devoted to raising the awareness of                 Section 4(b)(1)(A) of the ESA requires
                                                    exacerbating these declines is the                      threats to the chambered nautilus (e.g.,              that NMFS make listing determinations
                                                    evidence of increased predation on                      http://savethenautilus.com/about-us/),                based solely on the best scientific and
                                                    fished nautilus populations and the                     including raising funds to support                    commercial data available after
                                                    disruption of population demographics                   research on the species. Additionally,                conducting a review of the status of the
                                                    (through the attraction of predominantly                we note that chambered nautiluses are                 species and taking into account those
                                                    males and mature individuals to baited                  found in a number of aquariums                        efforts, if any, being made by any state
                                                    traps). As the unsustainable harvesting                 worldwide where additional research is                or foreign nation, or political
                                                    of nautiluses continues, with fisheries                 being conducted on the reproductive                   subdivisions thereof, to protect and
                                                    that follow a boom-bust cycle, and                      activity of the species. However,                     conserve the species. We have
                                                    fishing efforts that serially exploit                   survival of the species in captivity is               independently reviewed the best
                                                    populations and then move on to new                     relatively low compared to its natural                available scientific and commercial
                                                    sites as the populations become                         longevity. Based on a 2014 survey of                  information including the petition,
                                                    depleted (particularly evident in the                   102 U.S. aquariums with nautilus                      public comments submitted on the 90-
                                                    Philippines and Indonesia), this trend is               species (with 52 responses), Carlson                  day finding (81 FR 58895; August 26,
                                                    unlikely to reverse in the foreseeable                  (2014) reported that survival rates for               2016), the status review report (Miller
                                                    future. In fact, despite current domestic               captive N. pompilius of more than 5                   2017), and other published and
                                                    prohibitions on the harvest and trade of                years was only 20 percent. The rates of               unpublished information, and have
                                                    the species throughout most of the                      survival for less than 5 years were as                consulted with species experts and
                                                    species’ range (and particularly in the                 follows: 0 to 1 year = 33.3 percent, 1–               individuals familiar with the chambered
                                                    large exporting range states), these                    2 years 6.7 percent; 2 to 3 years = 20.0              nautilus.
                                                    regulatory measures are ineffective                     percent, 3 to 5 years = 20.0 percent.                    As summarized above and in Miller
                                                    because they are largely ignored or                     While some of these aquariums have                    (2017), we assessed the ESA section
                                                    circumvented through illegal trade                      successfully bred nautilus species (e.g.,             4(a)(1) factors both individually and
                                                    networks. Further, although the species                 Waikiki Aquarium (U.S.), Birch                        collectively and conclude that the
                                                    was recently listed on CITES Appendix                   Aquarium at Scripps (U.S.), Toba                      species faces ongoing threats from
                                                    II, there is as of yet no basis to conclude             Aquarium (Japan), Farglory Ocean Park                 overutilization and that existing
                                                    whether that listing will be effective at               (Chinese Taipei) (Tai-lang 2012;                      regulatory mechanisms are inadequate
                                                    decreasing the threat of overutilization                Blazenhoff 2013; Carlson 2014)), based                to ameliorate that threat. Evidence of the
                                                    to the species through the foreseeable                  on the results from these efforts, it is              continued substantial trade in the
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                                                    future.                                                 unlikely that aquaculture or artificial               species, establishment of new N.
                                                       Given the best available information,                propagation programs could                            pompilius fishing sites, and areas of
                                                    we find that N. pompilius is at a                       substantially improve the conservation                unfished populations indicate that the
                                                    moderate risk of extinction throughout                  status of the species. On average,                    species has not yet declined to
                                                    its range. Although the species is not                  survival rate after hatching is less than             abundance levels that would trigger the
                                                    currently at risk of extinction                         1 in 1,000 (Tai-lang 2012) and, to date,              onset of depensatory processes.
                                                    throughout its range, it will likely                    none of the captive-bred nautiluses have              However, the species’ demographic
                                                    become so within the foreseeable future.                obtained sexual maturity (NMFS 2014).                 risks (including small and isolated


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                                                    48964                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    populations, with substantial reductions                ‘‘endangered species’’ and ‘‘threatened               Identifying Section 7 Conference and
                                                    of 70 to 97 percent and extirpations of                 species.’’ This suggests that Congress                Consultation Requirements
                                                    local chambered nautilus populations                    intended that an analysis based on                       Section 7(a)(4) (16 U.S.C. 1536(a)(4))
                                                    from waters comprising roughly three-                   consideration of the entire range should              of the ESA and NMFS/USFWS
                                                    quarters of the species’ known range,                   receive primary focus, and thus that the              regulations require Federal agencies to
                                                    low productivity, habitat specificity,                  agencies should do a ‘‘significant                    confer with us on actions likely to
                                                    and physiological limitations that                      portion of its range’’ analysis as an                 jeopardize the continued existence of
                                                    restrict large-scale migration), coupled                alternative to a rangewide analysis only              species proposed for listing, or that
                                                    with the ongoing serial exploitation of                 if necessary. Under this reading, we                  result in the destruction or adverse
                                                    N. pompilius to supply the international
                                                                                                            should first consider whether listing is              modification of proposed critical
                                                    trade, and evidence of illegal harvest,
                                                                                                            appropriate based on a rangewide                      habitat. If a proposed species is
                                                    trade, and poorly enforced domestic
                                                                                                            analysis and proceed to conduct a                     ultimately listed, Federal agencies must
                                                    regulatory measures, significantly
                                                                                                            ‘‘significant portion of its range’’                  consult under Section 7(a)(2) (16 U.S.C.
                                                    increase the species’ vulnerability to
                                                                                                            analysis if (and only if) a species does              1536(a)(2)) on any action they authorize,
                                                    depletion and subsequent extinction
                                                                                                            not qualify for listing as either                     fund, or carry out if those actions may
                                                    from environmental variation or
                                                                                                            endangered or threatened according to                 affect the listed species or its critical
                                                    anthropogenic perturbations, placing it
                                                                                                            the ‘‘all’’ language. We note that this               habitat and ensure that such actions are
                                                    on a trajectory indicating that it will
                                                    likely be in danger of extinction within                interpretation is also consistent with the            not likely to jeopardize the species or
                                                    the foreseeable future throughout its                   2014 Final Policy on Interpretation of                result in destruction or adverse
                                                    range.                                                  the Phrase ‘‘Significant Portion of its               modification of critical habitat should it
                                                       We found no evidence of protective                   Range’’ (79 FR 37578 (July 1, 2014)).                 be designated. At this time, based on the
                                                    efforts for the conservation of the                                                                           currently available information, we
                                                                                                            That policy is the subject of pending
                                                    chambered nautilus that would                                                                                 determine that examples of Federal
                                                                                                            litigation, including litigation against
                                                    eliminate or adequately reduce threats                                                                        actions that may affect the chambered
                                                                                                            the United States Fish and Wildlife                   nautilus include, but are not limited to:
                                                    to the species to the point where it                    Service in the United States District
                                                    would no longer be in danger of                                                                               alternative energy projects, discharge of
                                                                                                            Court for the District of Arizona, which              pollution from point and non-point
                                                    extinction in the foreseeable future.                   ordered the policy vacated and is
                                                    Therefore, we conclude that the                                                                               sources, deep-sea mining, contaminated
                                                                                                            currently considering a motion for                    waste and plastic disposal, dredging,
                                                    chambered nautilus is not currently in
                                                                                                            reconsideration. See Center for                       pile-driving, development of water
                                                    danger of extinction, but likely to
                                                    become so in the foreseeable future                     Biological Diversity v. Jewell, No. CV–               quality standards, military activities,
                                                    throughout its range from threats of                    14–02506–TUC–RM, 2017 WL 2438327                      and fisheries management practices.
                                                    overutilization and the inadequacy of                   (D. Ariz. March 29, 2017). Our approach
                                                                                                            in this proposed rule, explained above,               Critical Habitat
                                                    existing regulatory mechanisms. As
                                                    such, we have determined that the                       has been reached and applied                             Critical habitat is defined in section 3
                                                    chambered nautilus meets the definition                 independently of the Final Policy.                    of the ESA (16 U.S.C. 1532(5)) as: (1)
                                                    of a threatened species and propose to                                                                        The specific areas within the
                                                                                                            Effects of Listing                                    geographical area occupied by a species,
                                                    list it is as such throughout its range
                                                    under the ESA.                                                                                                at the time it is listed in accordance
                                                                                                              Measures provided for species of fish
                                                       Because we find that the chambered                                                                         with the ESA, on which are found those
                                                                                                            or wildlife listed as endangered or
                                                    nautilus is likely to become an                                                                               physical or biological features (a)
                                                                                                            threatened under the ESA include
                                                    endangered species within the                                                                                 essential to the conservation of the
                                                                                                            development of recovery plans (16                     species and (b) that may require special
                                                    foreseeable future throughout its range,                U.S.C. 1533(f)); designation of critical
                                                    we find it unnecessary to consider                                                                            management considerations or
                                                                                                            habitat, to the maximum extent prudent                protection; and (2) specific areas outside
                                                    whether the species might be in danger
                                                                                                            and determinable (16 U.S.C.                           the geographical area occupied by a
                                                    of extinction in a significant portion of
                                                    its range. We believe Congress intended                 1533(a)(3)(A)); the requirement that                  species at the time it is listed upon a
                                                    that, where the best available                          Federal agencies consult with NMFS                    determination that such areas are
                                                    information allows the Services to                      under section 7 of the ESA to ensure                  essential for the conservation of the
                                                    determine a status for the species                      their actions are not likely to jeopardize            species. ‘‘Conservation’’ means the use
                                                    rangewide, such listing determination                   the species or result in adverse                      of all methods and procedures needed
                                                    should be given conclusive weight. A                    modification or destruction of critical               to bring the species to the point at
                                                    rangewide determination of status more                  habitat should it be designated (16                   which listing under the ESA is no
                                                    accurately reflects the species’ degree of              U.S.C. 1536(a)(2)). Certain prohibitions,             longer necessary. 16 U.S.C. 1532(3).
                                                    imperilment, and assigning such status                  including prohibitions against ‘‘taking’’             Section 4(a)(3)(A) of the ESA (16 U.S.C.
                                                    to the species (rather than potentially                 and import, also apply with respect to                1533(a)(3)(A)) requires that, to the
                                                    assigning a different status based on a                 endangered species under Section 9 (16                maximum extent prudent and
                                                    review of only a portion of the range)                  U.S.C. 1538); at the discretion of the                determinable, critical habitat be
                                                    best implements the statutory                           Secretary, some or all of these                       designated concurrently with the listing
                                                    distinction between threatened and                                                                            of a species. Designations of critical
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                                                                                                            prohibitions may be applied with
                                                    endangered species. Maintaining this                    respect to threatened species under the               habitat must be based on the best
                                                    fundamental distinction is important for                authority of Section 4(d) (16 U.S.C.                  scientific data available and must take
                                                    ensuring that conservation resources are                1533(d)). Recognition of the species’                 into consideration the economic,
                                                    allocated toward species according to                   plight through listing also promotes                  national security, and other relevant
                                                    their actual level of risk. We also note                                                                      impacts of specifying any particular area
                                                                                                            voluntary conservation actions by
                                                    that Congress placed the ‘‘all’’ language                                                                     as critical habitat. At this time, we find
                                                                                                            Federal and state agencies, foreign
                                                    before the ‘‘significant portion of its                                                                       that critical habitat for the chambered
                                                    range’’ phrase in the definitions of                    entities, private groups, and individuals.
                                                                                                                                                                  nautilus is not determinable because


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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48965

                                                    data sufficient to perform the required                 peer review of the status review report.              geographical area should also be
                                                    analyses are lacking. Therefore, public                 Independent specialists were selected                 identified, if such areas themselves are
                                                    input on features and areas in U.S.                     from the academic and scientific                      essential to the conservation of the
                                                    waters that may meet the definition of                  community for this review. All peer                   species and under U.S. jurisdiction.
                                                    critical habitat for the chambered                      reviewer comments were addressed                      ESA implementing regulations at 50
                                                    nautilus is invited. If we determine that               prior to dissemination of the status                  CFR 424.12(g) specify that critical
                                                    designation of critical habitat is prudent              review report and publication of this                 habitat shall not be designated within
                                                    and determinable, we will publish a                     proposed rule.                                        foreign countries or in other areas
                                                    proposed designation of critical habitat                                                                      outside of U.S. jurisdiction. Therefore,
                                                                                                            Public Comments Solicited on Listing
                                                    for the chambered nautilus in a separate                                                                      we request information only on
                                                    rule. Such designation must be limited                     To ensure that the final action                    potential areas of critical habitat within
                                                    to areas under United States                            resulting from this proposal will be as               waters under U.S. jurisdiction.
                                                    jurisdiction. 50 CFR 424.12(g).                         accurate and effective as possible, we                   Section 4(b)(2) of the ESA requires the
                                                                                                            solicit comments and suggestions from                 Secretary to consider the ‘‘economic
                                                    Protective Regulations Under Section                    the public, other governmental agencies,              impact, impact on national security, and
                                                    4(d) of the ESA                                         the scientific community, industry,                   any other relevant impact’’ of
                                                       We are proposing to list the                         environmental groups, and any other                   designating a particular area as critical
                                                    chambered nautilus as a threatened                      interested parties. Comments are                      habitat. 16 U.S.C. 1533(b)(2). Section
                                                    species. In the case of threatened                      encouraged on all aspects of this                     4(b)(2) also authorizes the Secretary to
                                                    species, ESA section 4(d) gives the                     proposal (See DATES and ADDRESSES).We                 exclude from a critical habitat
                                                    Secretary discretion to determine                       are particularly interested in: (1) New or            designation any particular area where
                                                    whether, and to what extent, to extend                  updated information regarding the                     the Secretary finds that the benefits of
                                                    the prohibitions of Section 9 to the                    range, distribution, and abundance of                 exclusion outweigh the benefits of
                                                    species, and authorizes us to issue                     the chambered nautilus; (2) new or                    designation, unless excluding that area
                                                    regulations necessary and advisable for                 updated information regarding the                     will result in extinction of the species.
                                                    the conservation of the species. Thus,                  genetics and population structure of the              To facilitate our consideration under
                                                    we have flexibility under section 4(d) to               chambered nautilus; (3) habitat within                Section 4(b)(2), we also request for any
                                                    tailor protective regulations, taking into              the range of the chambered nautilus that              area that may potentially qualify as
                                                    account the effectiveness of available                  was present in the past but may have                  critical habitat information describing:
                                                    conservation measures. The 4(d)                         been lost over time; (4) new or updated               (1) Activities or other threats to the
                                                    protective regulations may prohibit,                    biological or other relevant data                     essential features of occupied habitat or
                                                    with respect to threatened species, some                concerning any threats to the chambered               activities that could be affected by
                                                    or all of the acts which section 9(a) of                nautilus (e.g., landings of the species,              designating a particular area as critical
                                                    the ESA prohibits with respect to                       illegal taking of the species); (5)                   habitat; and (2) the positive and
                                                    endangered species. We are not                          information on the commercial trade of                negative economic, national security
                                                    proposing such regulations at this time,                the chambered nautilus; (6) recent                    and other relevant impacts, including
                                                    but may consider potential protective                   observations or sampling of the                       benefits to the recovery of the species,
                                                    regulations pursuant to section 4(d) for                chambered nautilus; (7) current or                    likely to result if particular areas are
                                                    the chambered nautilus in a future                      planned activities within the range of                designated as critical habitat. We seek
                                                    rulemaking. In order to inform our                      the chambered nautilus and their                      information regarding the conservation
                                                    consideration of appropriate protective                 possible impact on the species; and (8)               benefits of designating areas within
                                                    regulations for the species, we seek                    efforts being made to protect the                     waters under U.S. jurisdiction as critical
                                                    information from the public on the                      chambered nautilus.                                   habitat. See 50 CFR 424.12(g). In
                                                    threats to the chambered nautilus and                                                                         keeping with the guidance provided by
                                                                                                            Public Comments Solicited on Critical
                                                    possible measures for their                                                                                   OMB (2000; 2003), we seek information
                                                                                                            Habitat
                                                    conservation.                                                                                                 that would allow the quantification of
                                                                                                              As noted above, we have determined                  these effects to the extent possible, as
                                                    Role of Peer Review                                     that critical habitat is not currently                well as information on qualitative
                                                       The intent of peer review is to ensure               determinable for the chambered                        impacts to economic values.
                                                    that listings are based on the best                     nautilus. To facilitate our ongoing                      Data reviewed may include, but are
                                                    scientific and commercial data                          review, we request information                        not limited to: (1) Scientific or
                                                    available. In December 2004, the Office                 describing the quality and extent of                  commercial publications; (2)
                                                    of Management and Budget (OMB)                          habitat for the chambered nautilus, as                administrative reports, maps or other
                                                    issued a Final Information Quality                      well as information on areas that may                 graphic materials; (3) information
                                                    Bulletin for Peer Review establishing                   qualify as critical habitat for the species           received from experts; and (4)
                                                    minimum peer review standards, a                        in waters under U.S. jurisdiction. We                 comments from interested parties.
                                                    transparent process for public                          note that based on the best available                    Comments and data particularly are
                                                    disclosure of peer review planning, and                 scientific information regarding the                  sought concerning: (1) Maps and
                                                    opportunities for public participation.                 range of the chambered nautilus, waters               specific information describing the
                                                    The OMB Bulletin, implemented under                     of American Samoa may contain the                     amount, distribution, and use type (e.g.,
                                                    the Information Quality Act (Public Law                 only potential habitat for the species                foraging) by the chambered nautilus, as
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                    106–554), is intended to enhance the                    that is currently under U.S. jurisdiction.            well as any additional information on
                                                    quality and credibility of the Federal                  We request that specific areas that                   occupied and unoccupied habitat areas;
                                                    government’s scientific information, and                include the physical and biological                   (2) the reasons why any specific area of
                                                    applies to influential or highly                        features essential to the conservation of             habitat should or should not be
                                                    influential scientific information                      the species, where such features may                  determined to be critical habitat as
                                                    disseminated on or after June 16, 2005.                 require special management                            provided by sections 3(5)(A) and 4(b)(2)
                                                    To satisfy our requirements under the                   considerations or protection, be                      of the ESA; (3) information regarding
                                                    OMB Bulletin, we obtained independent                   identified. Areas outside the occupied                the benefits of designating particular


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                                                    48966                  Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules

                                                    areas as critical habitat; (4) current or                concluded that ESA listing actions are                     formal contacts with the states, and
                                                    planned activities in the areas that                     not subject to the environmental                           other affected local, regional, or foreign
                                                    might qualify for designation and their                  assessment requirements of the National                    entities, giving careful consideration to
                                                    possible impacts; (5) any foreseeable                    Environmental Policy Act (NEPA).                           all written and oral comments received.
                                                    economic or other potential impacts
                                                                                                             Executive Order 12866, Regulatory                          List of Subjects in 50 CFR Part 223
                                                    resulting from designation, and in                       Flexibility Act, and Paperwork
                                                    particular, any impacts on small                         Reduction Act                                                  Endangered and threatened species.
                                                    entities; (6) whether specific                                                                                        Dated: October 16, 2017.
                                                    unoccupied areas may be essential for                       As noted in the Conference Report on
                                                                                                             the 1982 amendments to the ESA,                            Samuel D. Rauch, III,
                                                    the conservation of the species; and (7)
                                                    individuals who could serve as peer                      economic impacts cannot be considered                      Deputy Assistant Administrator for
                                                                                                             when assessing the status of a species.                    Regulatory Programs, National Marine
                                                    reviewers in connection with a                                                                                      Fisheries Service.
                                                    proposed critical habitat designation,                   Therefore, the economic analysis
                                                    including persons with biological and                    requirements of the Regulatory                               For the reasons set out in the
                                                    economic expertise relevant to the                       Flexibility Act are not applicable to the                  preamble, 50 CFR part 223 is proposed
                                                    species, region, and designation of                      listing process. In addition, this                         to be amended as follows:
                                                    critical habitat.                                        proposed rule is exempt from review
                                                                                                             under Executive Order 12866. This                          PART 223—THREATENED MARINE
                                                    References                                               proposed rule does not contain a                           AND ANADROMOUS SPECIES
                                                      A complete list of the references used                 collection-of-information requirement
                                                    in this proposed rule is available within                for the purposes of the Paperwork                          ■ 1. The authority citation for part 223
                                                    the docket folder under ‘‘Supporting                     Reduction Act.                                             continues to read as follows:
                                                    Documents’’ (www.regulations.gov/                        Executive Order 13132, Federalism                             Authority: 16 U.S.C. 1531–1543; subpart
                                                    #!docketDetail;D=NOAA-NMFS-2016-                                                                                    B, § 223.201–202 also issued under 16 U.S.C.
                                                                                                               In accordance with E.O. 13132, we
                                                    0098) and upon request (see                                                                                         1361 et seq.; 16 U.S.C. 5503(d) for
                                                                                                             determined that this proposed rule does                    § 223.206(d)(9).
                                                    ADDRESSES).
                                                                                                             not have significant federalism effects
                                                    Classification                                           and that a federalism assessment is not                    ■ 2. In § 223.102, paragraph (e), add a
                                                                                                             required. In keeping with the intent of                    new table subheading for ‘‘Molluscs’’
                                                    National Environmental Policy Act                        the Administration and Congress to                         before the ‘‘Corals’’ subheading and
                                                      The 1982 amendments to the ESA, in                     provide continuing and meaningful                          adding a new entry for ‘‘nautilus,
                                                    section 4(b)(1)(A), restrict the                         dialogue on issues of mutual state and                     chambered’’ under the ‘‘Molluscs’’ table
                                                    information that may be considered                       Federal interest, this proposed rule will                  subheading to read as follows:
                                                    when assessing species for listing. Based                be given to the relevant governmental
                                                    on this limitation of criteria for a listing             agencies in the countries in which the                     § 223.102 Enumeration of threatened
                                                                                                                                                                        marine and anadromous species.
                                                    decision and the opinion in Pacific                      species occurs, and they will be invited
                                                    Legal Foundation v. Andrus, 657 F. 2d                    to comment. As we proceed, we intend                       *       *    *       *      *
                                                    829 (6th Cir. 1981), NMFS has                            to continue engaging in informal and                           (e) * * *

                                                                                              Species 1
                                                                                                                                                            Citation(s) for listing          Critical        ESA rules
                                                                                                                        Description of listed                 determination(s)               habitat
                                                          Common name                      Scientific name                     entity


                                                              *                       *                       *                          *                       *                       *                    *

                                                                                                                                  Molluscs

                                                    Nautilus, chambered .......     Nautilus pompilius ...........   Entire species .................    [Insert Federal Register                       NA           NA
                                                                                                                                                            citation and date when
                                                                                                                                                            published as a final
                                                                                                                                                            rule].

                                                                                                                                    Corals


                                                              *                       *                       *                          *                       *                       *                    *
                                                       1 Speciesincludes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
                                                    1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
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                                                                           Federal Register / Vol. 82, No. 203 / Monday, October 23, 2017 / Proposed Rules                                          48967

                                                    [FR Doc. 2017–22771 Filed 10–20–17; 8:45 am]            All personal identifying information                  24, 2009). The Council developed this
                                                    BILLING CODE 3510–22–P                                  (e.g., name, address, etc.) voluntarily               action to address several minor issues
                                                                                                            submitted by the commenter may be                     and inefficiencies that have been
                                                                                                            publicly accessible. Do not submit                    identified since the implementation of
                                                    DEPARTMENT OF COMMERCE                                  confidential business information or                  the IFQ system.
                                                                                                            otherwise sensitive or protected
                                                    National Oceanic and Atmospheric                                                                              Proposed Framework Adjustment 2
                                                                                                            information. NMFS will accept
                                                    Administration                                                                                                Measures
                                                                                                            anonymous comments. Attachments to
                                                                                                            electronic comments will be accepted                  Interactive Voice Response System (IVR)
                                                    50 CFR Part 648                                         via Microsoft Word, Microsoft Excel,                  Reporting Requirement Removal
                                                    [Docket No. 160229159–7990–01]                          WordPerfect, or Adobe PDF file formats                   Commercial fishing vessels that land
                                                                                                            only.                                                 golden tilefish under the IFQ system are
                                                    RIN 0648–BF85                                              Written comments regarding the
                                                                                                                                                                  currently required to report each trip
                                                                                                            burden-hour estimates or other aspects
                                                    Fisheries of the Northeastern United                                                                          within 48 hours of landing through our
                                                                                                            of the collection-of-information
                                                    States; Framework 2 to the Tilefish                                                                           IVR system. The Council originally
                                                                                                            requirements contained in this proposed
                                                    Fishery Management Plan                                                                                       created this reporting requirement when
                                                                                                            rule may be submitted to the Greater
                                                                                                                                                                  the fishery was managed under three
                                                    AGENCY:  National Marine Fisheries                      Atlantic Regional Fisheries Office and
                                                                                                                                                                  permit categories, each with a sector-
                                                    Service (NMFS), National Oceanic and                    by email to OIRA_Submission@
                                                                                                                                                                  specific annual landings limit. The IVR
                                                    Atmospheric Administration (NOAA),                      omb.eop.gov, or fax to (202) 395–7285.
                                                                                                                                                                  system provided timely landing reports
                                                    Commerce.                                                  Copies of Framework 2, and of the
                                                                                                                                                                  to track quota use and allowed managers
                                                    ACTION: Proposed rule; request for                      draft Environmental Assessment and
                                                                                                                                                                  to close a permit category if the annual
                                                    comments.                                               preliminary Regulatory Impact Review
                                                                                                                                                                  landings cap was reached. When the
                                                                                                            (EA/RIR), are available from the Mid-
                                                                                                                                                                  Council changed the management of the
                                                    SUMMARY:    NMFS proposes regulations to                Atlantic Fishery Management Council,
                                                                                                                                                                  fishery to an IFQ system, it retained the
                                                    implement Framework Adjustment 2 to                     800 North State Street, Suite 201, Dover,
                                                                                                                                                                  IVR system to allow additional
                                                    the Tilefish Fishery Management Plan.                   DE 19901. The EA/RIR is also accessible
                                                                                                                                                                  monitoring of landings. Improvements
                                                    Framework Adjustment 2 was                              via the Internet at:
                                                                                                                                                                  in electronic dealer-reported landings
                                                    developed by the Mid-Atlantic Fishery                   www.greateratlantic.fisheries.noaa.gov.
                                                                                                                                                                  and other data streams have rendered
                                                    Management Council to improve and                       FOR FURTHER INFORMATION CONTACT:                      this IVR report redundant, and the data
                                                    simplify the administration of the                      Douglas Potts, Fishery Policy Analyst,                are no longer used to monitor quotas.
                                                    golden tilefish fishery. These changes                  978–281–9341, Douglas.Potts@noaa.gov.                 We propose to eliminate this
                                                    include removing an outdated reporting
                                                                                                            SUPPLEMENTARY INFORMATION:                            unnecessary reporting requirement.
                                                    requirement, proscribing allowed gear
                                                    for the recreational fishery, modifying                 Background                                            Recreational Fishing Gear Limit
                                                    the commercial incidental possession                       This action proposes regulations to                   In recent years, there have been
                                                    limit, requiring commercial golden                      implement Framework Adjustment 2 to                   reports of recreational fishermen using
                                                    tilefish be landed with the head and fins               the Tilefish Fishery Management Plan                  ‘‘mini-longline’’ gear with a large
                                                    attached, and revising how assumed                      (FMP). The Mid-Atlantic Fishery                       number of hooks to target tilefish. The
                                                    discards are accounted for when setting                 Management Council developed this                     Council is concerned the use of this gear
                                                    harvest limits.                                         framework to improve and simplify                     could result in dead discards if
                                                    DATES: Comments must be received on                     management measures for the golden                    fishermen catch more than the eight-fish
                                                    or before November 7, 2017.                             tilefish fishery in Federal waters north              per person bag limit using this type of
                                                    ADDRESSES: You may submit comments,                     of the Virginia/North Carolina border,                gear setup. The Magnuson-Stevens Act
                                                    identified by NOAA–NMFS–2016–0024,                      consistent with the requirements of the               list of authorized gear types at 50 CFR
                                                    by either of the following methods:                     Magnuson-Stevens Fishery                              600.75(v) already restricts the
                                                       • Electronic Submissions: Submit all                 Conservation and Management Act                       recreational fishery to rod and reel and
                                                    electronic public comments via the                      (Magnuson-Stevens Act). The proposed                  spear gear. However, to avoid any
                                                    Federal e-Rulemaking Portal. Go to                      management measures contained in                      potential confusion and clarify the
                                                    www.regulations.gov/                                    Framework 2 are summarized below,                     amount of gear allowed, the Council has
                                                    #!docketDetail;D=NOAA-NMFS-2016-                        with additional information and                       recommended and we propose that rod
                                                    0024, click the ‘‘Comment Now!’’ icon,                  analysis are provided in the EA (see                  and reel with a maximum of five hooks
                                                    complete the required fields, and enter                 ADDRESSES).                                           per rod should be the only authorized
                                                    or attach your comments.                                   The Council’s original FMP for the                 recreational tilefish gear for use in the
                                                       • Mail: John K. Bullard, Regional                    golden tilefish fishery became effective              Mid-Atlantic. Anglers could use either a
                                                    Administrator, NMFS, Greater Atlantic                   in 2001 (66 FR 49136; September 26,                   manual or electric reel.
                                                    Regional Fisheries Office, 55 Great                     2001). The FMP established Total
                                                    Republic Drive, Gloucester, MA 01930.                   Allowable Landings (TAL) as the                       Commercial Golden Tilefish Landing
                                                    Mark the outside of the envelope:                       primary control on fishing mortality,                 Condition
                                                    ‘‘Comments on Tilefish Framework 2.’’                   and implemented a limited entry                         The commercial tilefish fishery
jstallworth on DSKBBY8HB2PROD with PROPOSALS




                                                       Instructions: Comments sent by any                   program with a tiered commercial quota                typically lands fish in a head-on, gutted
                                                    other method, to any other address or                   allocation of the TAL. Amendment 1 to                 condition. However, quotas and
                                                    individual, or received after the end of                the FMP replaced the previous                         possession limits are in whole (round)
                                                    the comment period, may not be                          management system with an individual                  weight. This requires the fishing
                                                    considered by NMFS. All comments                        fishing quota (IFQ) system that allocated             industry to use a conversion factor to
                                                    received are part of the public record                  the TAL to individual quota                           change landed weight to whole weight
                                                    and will generally be posted to                         shareholders rather than different                    to comply with incidental possession
                                                    www.regulations.gov without change.                     permit categories (74 FR 42580; August                limits and IFQ allocations. We proposed


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Document Created: 2017-10-21 02:35:39
Document Modified: 2017-10-21 02:35:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; 12-month petition finding; request for comments.
DatesComments on the proposed rule to list the chambered nautilus must be received by December 22, 2017. Public hearing requests must be made by December 7, 2017.
ContactMaggie Miller, NMFS, Office of Protected Resources, (301) 427-8403.
FR Citation82 FR 48948 
RIN Number0648-XE68

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