82_FR_52561 82 FR 52344 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed

82 FR 52344 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 217 (November 13, 2017)

Page Range52344-52345
FR Document2017-24438

Federal Register, Volume 82 Issue 217 (Monday, November 13, 2017)
[Federal Register Volume 82, Number 217 (Monday, November 13, 2017)]
[Notices]
[Pages 52344-52345]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-24438]



[[Page 52344]]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82018; File No. SR-NYSE-2017-55]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To 
Amend Its Price List Relating to Co-Location Services To Reflect the 
Name Change of a Third Party Data Feed

November 6, 2017.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that, on October 25, 2017, New York Stock Exchange LLC (``NYSE'' 
or the ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C.78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend its Price List relating to co-
location services to reflect the name change of a third party data 
feed. The Exchange proposes to implement the proposed change on 
November 1, 2017. The proposed rule change is available on the 
Exchange's Web site at www.nyse.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend its Price List relating to co-
location \4\ services to reflect the name change of a third party data 
feed. The Exchange proposes to implement the proposed change on 
November 1, 2017.
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    \4\ The Exchange initially filed rule changes relating to its 
co-location services with the Commission in 2010. See Securities 
Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 
(September 27, 2010) (SR-NYSE-2010-56). The Exchange operates a data 
center in Mahwah, New Jersey (the ``data center'') from which it 
provides co-location services to Users.
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    The co-location services that the Exchange offers Users \5\ include 
connectivity to third party data feeds from third party markets and 
other content service providers (``Third Party Data Feeds'').\6\ The 
list of Third Party Data Feeds is set forth in the Price List, and 
includes the NYSE Global Index.\7\
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    \5\ For purposes of the Exchange's co-location services, a 
``User'' means any market participant that requests to receive co-
location services directly from the Exchange. See Securities 
Exchange Act Release No. 76008 (September 29, 2015), 80 FR 60190 
(October 5, 2015) (SR-NYSE-2015-40). As specified in the Price List, 
a User that incurs co-location fees for a particular co-location 
service pursuant thereto would not be subject to co-location fees 
for the same co-location service charged by the Exchange's 
affiliates NYSE American LLC (``NYSE American'') and NYSE Arca, Inc. 
(``NYSE Arca'' and, together with NYSE American, the ``Affiliate 
SROs''). See Securities Exchange Act Release No. 70206 (August 15, 
2013), 78 FR 51765 (August 21, 2013) (SR-NYSE-2013-59).
    \6\ See Securities Exchange Act Release No. 80311 (March 24, 
2017), 82 FR 15741 (March 30, 2017) (SR-NYSE-2016-45).
    \7\ The NYSE Global Index feed includes index and exchange 
traded product valuations data, with data drawn from the Exchange, 
the Affiliate SROS, and third party exchanges. Because it includes 
third party data, the NYSE Global Index feed is considered a Third 
Party Data Feed. See id., at 15749.
---------------------------------------------------------------------------

    The name of NYSE Global Index is changing to ``ICE Data Global 
Index.'' The Exchange accordingly proposes to amend the Price List to 
reflect the change. The Exchange does not propose to change the 
applicable monthly recurring connectivity fee. The Exchange proposes 
the following changes:
     In the third sentence under ``Connectivity to Third Party 
Data Feeds,'' the reference to ``NYSE Global Index'' would be changed 
to ``ICE Data Global Index.''
     In the table under ``Connectivity to Third Party Data 
Feeds,'' the line listing ``NYSE Global Index'' and the related $100 
monthly recurring connectivity fee would be deleted, and a new line 
added, as follows (additions italicized):

------------------------------------------------------------------------
                                                       Monthly recurring
                                                        connectivity fee
                Third Party Data Feed                   per Third Party
                                                           Data Feed
------------------------------------------------------------------------
Global OTC...........................................               $100
ICE Data Global Index................................                100
ICE Data Services Consolidated Feed <= 100 Mb........                200
------------------------------------------------------------------------

General
    As is the case with all Exchange co-location arrangements, (i) 
neither a User nor any of the User's customers would be permitted to 
submit orders directly to the Exchange unless such User or customer is 
a member organization, a Sponsored Participant or an agent thereof 
(e.g., a service bureau providing order entry services); (ii) use of 
the co-location services proposed herein would be completely voluntary 
and available to all Users on a non-discriminatory basis; \8\ and (iii) 
a User would only incur one charge for the particular co-location 
service described herein, regardless of whether the User connects only 
to the Exchange or to the Exchange and one or both the Affiliate 
SROs.\9\
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    \8\ As is currently the case, Users that receive co-location 
services from the Exchange will not receive any means of access to 
the Exchange's trading and execution systems that is separate from, 
or superior to, that of other Users. In this regard, all orders sent 
to the Exchange enter the Exchange's trading and execution systems 
through the same order gateway, regardless of whether the sender is 
co-located in the data center or not. In addition, co-located Users 
do not receive any market data or data service product that is not 
available to all Users, although Users that receive co-location 
services normally would expect reduced latencies in sending orders 
to, and receiving market data from, the Exchange.
    \9\ See SR-NYSE-2013-59, supra note 5 at 51766. The Affiliate 
SROs have also submitted substantially the same proposed rule change 
to propose the changes described herein. See SR-NYSEAmer-2017-28 and 
SR-NYSEArca-2017-124.
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    The proposed change is not otherwise intended to address any other 
issues relating to co-location services and/or related fees, and the 
Exchange is not aware of any problems that Users would have in 
complying with the proposed change.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Act,\10\ in general, and furthers the 
objectives of Sections 6(b)(5) of the Act,\11\ in particular, because 
it is designed to prevent fraudulent and manipulative acts and 
practices, to promote just and equitable principles of trade, to foster 
cooperation and coordination with persons engaged in regulating, 
clearing, settling, processing information with respect to,

[[Page 52345]]

and facilitating transactions in securities, to remove impediments to, 
and perfect the mechanisms of, a free and open market and a national 
market system and, in general, to protect investors and the public 
interest.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78f(b).
    \11\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

    The non-substantive change proposed is intended solely to reflect 
the name change of ``NYSE Global Index'' to ``ICE Data Global Index.'' 
The proposed rule change, therefore would remove impediments to, and 
perfect the mechanisms of, a free and open market and a national market 
system and, in general, protect investors and the public interest 
because it would update the Price List to reflect the name change, 
increasing the clarity and transparency of the Exchange's rules.
    For the reasons above, the proposed changes would not unfairly 
discriminate between or among market participants that are otherwise 
capable of satisfying any applicable co-location fees, requirements, 
terms and conditions established from time to time by the Exchange.
    For these reasons, the Exchange believes that the proposal is 
consistent with the Act.

B. Self-Regulatory Organization's Statement on Burden on Competition

    In accordance with Section 6(b)(8) of the Act,\12\ the Exchange 
believes that the proposed rule change will not impose any burden on 
competition that is not necessary or appropriate in furtherance of the 
purposes of the Act because it is solely intended to reflect the name 
change of ``NYSE Global Index'' to ``ICE Data Global Index.'' No other 
change is proposed.
---------------------------------------------------------------------------

    \12\ 15 U.S.C. 78f(b)(8).
---------------------------------------------------------------------------

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The foregoing rule change is effective upon filing pursuant to 
Section 19(b)(3)(A) \13\ of the Act and subparagraph (f)(2) of Rule 
19b-4 \14\ thereunder, because it establishes a due, fee, or other 
charge imposed by the Exchange.
---------------------------------------------------------------------------

    \13\ 15 U.S.C. 78s(b)(3)(A).
    \14\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of such proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings under 
Section 19(b)(2)(B) \15\ of the Act to determine whether the proposed 
rule change should be approved or disapproved.
---------------------------------------------------------------------------

    \15\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSE-2017-55 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSE-2017-55. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change. Persons submitting 
comments are cautioned that we do not redact or edit personal 
identifying information from comment submissions. You should submit 
only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSE-2017-55 and should be 
submitted on or before December 4, 2017.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\16\
---------------------------------------------------------------------------

    \16\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-24438 Filed 11-9-17; 8:45 am]
BILLING CODE 8011-01-P



                                                    52344                      Federal Register / Vol. 82, No. 217 / Monday, November 13, 2017 / Notices

                                                    SECURITIES AND EXCHANGE                                 A. Self-Regulatory Organization’s                                                               Monthly recurring
                                                    COMMISSION                                              Statement of the Purpose of, and the                       Third Party Data Feed                connectivity fee
                                                                                                            Statutory Basis for, the Proposed Rule                                                           per Third Party
                                                                                                                                                                                                               Data Feed
                                                    [Release No. 34–82018; File No. SR–NYSE–                Change
                                                    2017–55]                                                1. Purpose                                               Global OTC .....................                   $100
                                                                                                                                                                     ICE Data Global Index ...                           100
                                                    Self-Regulatory Organizations; New                         The Exchange proposes to amend its                    ICE Data Services Con-
                                                    York Stock Exchange LLC; Notice of                      Price List relating to co-location 4                       solidated Feed ≤ 100
                                                                                                            services to reflect the name change of a                   Mb ...............................                 200
                                                    Filing and Immediate Effectiveness of
                                                                                                            third party data feed. The Exchange
                                                    Proposed Rule Change To Amend Its
                                                                                                            proposes to implement the proposed                       General
                                                    Price List Relating to Co-Location
                                                                                                            change on November 1, 2017.                                As is the case with all Exchange co-
                                                    Services To Reflect the Name Change                        The co-location services that the
                                                    of a Third Party Data Feed                                                                                       location arrangements, (i) neither a User
                                                                                                            Exchange offers Users 5 include                          nor any of the User’s customers would
                                                    November 6, 2017.                                       connectivity to third party data feeds                   be permitted to submit orders directly to
                                                                                                            from third party markets and other                       the Exchange unless such User or
                                                       Pursuant to Section 19(b)(1) 1 of the                content service providers (‘‘Third Party
                                                    Securities Exchange Act of 1934 (the                                                                             customer is a member organization, a
                                                                                                            Data Feeds’’).6 The list of Third Party                  Sponsored Participant or an agent
                                                    ‘‘Act’’) 2 and Rule 19b–4 thereunder,3                  Data Feeds is set forth in the Price List,
                                                    notice is hereby given that, on October                                                                          thereof (e.g., a service bureau providing
                                                                                                            and includes the NYSE Global Index.7                     order entry services); (ii) use of the co-
                                                    25, 2017, New York Stock Exchange                          The name of NYSE Global Index is
                                                                                                                                                                     location services proposed herein would
                                                    LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed                changing to ‘‘ICE Data Global Index.’’
                                                                                                                                                                     be completely voluntary and available
                                                    with the Securities and Exchange                        The Exchange accordingly proposes to
                                                                                                                                                                     to all Users on a non-discriminatory
                                                    Commission (‘‘Commission’’) the                         amend the Price List to reflect the
                                                                                                                                                                     basis; 8 and (iii) a User would only incur
                                                    proposed rule change as described in                    change. The Exchange does not propose
                                                                                                                                                                     one charge for the particular co-location
                                                    Items I, II, and III below, which Items                 to change the applicable monthly
                                                                                                                                                                     service described herein, regardless of
                                                    have been prepared by the self-                         recurring connectivity fee. The
                                                                                                                                                                     whether the User connects only to the
                                                    regulatory organization. The                            Exchange proposes the following
                                                                                                                                                                     Exchange or to the Exchange and one or
                                                    Commission is publishing this notice to                 changes:
                                                                                                               • In the third sentence under                         both the Affiliate SROs.9
                                                    solicit comments on the proposed rule                                                                              The proposed change is not otherwise
                                                    change from interested persons.                         ‘‘Connectivity to Third Party Data
                                                                                                                                                                     intended to address any other issues
                                                                                                            Feeds,’’ the reference to ‘‘NYSE Global
                                                    I. Self-Regulatory Organization’s                                                                                relating to co-location services and/or
                                                                                                            Index’’ would be changed to ‘‘ICE Data
                                                    Statement of the Terms of Substance of                                                                           related fees, and the Exchange is not
                                                                                                            Global Index.’’
                                                                                                               • In the table under ‘‘Connectivity to                aware of any problems that Users would
                                                    the Proposed Rule Change
                                                                                                            Third Party Data Feeds,’’ the line listing               have in complying with the proposed
                                                      The Exchange proposes to amend its                    ‘‘NYSE Global Index’’ and the related                    change.
                                                    Price List relating to co-location services             $100 monthly recurring connectivity fee                  2. Statutory Basis
                                                    to reflect the name change of a third                   would be deleted, and a new line added,                     The Exchange believes that the
                                                    party data feed. The Exchange proposes                  as follows (additions italicized):                       proposed rule change is consistent with
                                                    to implement the proposed change on
                                                                                                                                                                     Section 6(b) of the Act,10 in general, and
                                                    November 1, 2017. The proposed rule                       4 The Exchange initially filed rule changes

                                                                                                            relating to its co-location services with the
                                                                                                                                                                     furthers the objectives of Sections
                                                    change is available on the Exchange’s                                                                            6(b)(5) of the Act,11 in particular,
                                                                                                            Commission in 2010. See Securities Exchange Act
                                                    Web site at www.nyse.com, at the                        Release No. 62960 (September 21, 2010), 75 FR            because it is designed to prevent
                                                    principal office of the Exchange, and at                59310 (September 27, 2010) (SR–NYSE–2010–56).            fraudulent and manipulative acts and
                                                    the Commission’s Public Reference                       The Exchange operates a data center in Mahwah,
                                                                                                                                                                     practices, to promote just and equitable
                                                    Room.                                                   New Jersey (the ‘‘data center’’) from which it
                                                                                                            provides co-location services to Users.                  principles of trade, to foster cooperation
                                                    II. Self-Regulatory Organization’s                        5 For purposes of the Exchange’s co-location           and coordination with persons engaged
                                                    Statement of the Purpose of, and                        services, a ‘‘User’’ means any market participant        in regulating, clearing, settling,
                                                                                                            that requests to receive co-location services directly   processing information with respect to,
                                                    Statutory Basis for, the Proposed Rule                  from the Exchange. See Securities Exchange Act
                                                    Change                                                  Release No. 76008 (September 29, 2015), 80 FR
                                                                                                                                                                       8 As is currently the case, Users that receive co-
                                                                                                            60190 (October 5, 2015) (SR–NYSE–2015–40). As
                                                      In its filing with the Commission, the                specified in the Price List, a User that incurs co-      location services from the Exchange will not receive
                                                                                                            location fees for a particular co-location service       any means of access to the Exchange’s trading and
                                                    self-regulatory organization included                   pursuant thereto would not be subject to co-location     execution systems that is separate from, or superior
                                                    statements concerning the purpose of,                   fees for the same co-location service charged by the     to, that of other Users. In this regard, all orders sent
                                                    and basis for, the proposed rule change                 Exchange’s affiliates NYSE American LLC (‘‘NYSE          to the Exchange enter the Exchange’s trading and
                                                                                                            American’’) and NYSE Arca, Inc. (‘‘NYSE Arca’’           execution systems through the same order gateway,
                                                    and discussed any comments it received                                                                           regardless of whether the sender is co-located in the
                                                                                                            and, together with NYSE American, the ‘‘Affiliate
                                                    on the proposed rule change. The text                   SROs’’). See Securities Exchange Act Release No.         data center or not. In addition, co-located Users do
                                                    of those statements may be examined at                  70206 (August 15, 2013), 78 FR 51765 (August 21,         not receive any market data or data service product
                                                                                                            2013) (SR–NYSE–2013–59).                                 that is not available to all Users, although Users that
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    the places specified in Item IV below.
                                                                                                              6 See Securities Exchange Act Release No. 80311        receive co-location services normally would expect
                                                    The Exchange has prepared summaries,                                                                             reduced latencies in sending orders to, and
                                                                                                            (March 24, 2017), 82 FR 15741 (March 30, 2017)
                                                    set forth in sections A, B, and C below,                (SR–NYSE–2016–45).                                       receiving market data from, the Exchange.
                                                    of the most significant parts of such                     7 The NYSE Global Index feed includes index and          9 See SR–NYSE–2013–59, supra note 5 at 51766.

                                                    statements.                                             exchange traded product valuations data, with data       The Affiliate SROs have also submitted
                                                                                                            drawn from the Exchange, the Affiliate SROS, and         substantially the same proposed rule change to
                                                                                                            third party exchanges. Because it includes third         propose the changes described herein. See SR–
                                                      1 15 U.S.C.78s(b)(1).                                                                                          NYSEAmer–2017–28 and SR–NYSEArca–2017–124.
                                                                                                            party data, the NYSE Global Index feed is
                                                      2 15 U.S.C. 78a.                                                                                                 10 15 U.S.C. 78f(b).
                                                                                                            considered a Third Party Data Feed. See id., at
                                                      3 17 CFR 240.19b–4.                                   15749.                                                     11 15 U.S.C. 78f(b)(5).




                                               VerDate Sep<11>2014   18:38 Nov 09, 2017   Jkt 244001   PO 00000   Frm 00081   Fmt 4703   Sfmt 4703   E:\FR\FM\13NON1.SGM       13NON1


                                                                               Federal Register / Vol. 82, No. 217 / Monday, November 13, 2017 / Notices                                                      52345

                                                    and facilitating transactions in                        temporarily suspend such rule change if                   cautioned that we do not redact or edit
                                                    securities, to remove impediments to,                   it appears to the Commission that such                    personal identifying information from
                                                    and perfect the mechanisms of, a free                   action is necessary or appropriate in the                 comment submissions. You should
                                                    and open market and a national market                   public interest, for the protection of                    submit only information that you wish
                                                    system and, in general, to protect                      investors, or otherwise in furtherance of                 to make available publicly. All
                                                    investors and the public interest.                      the purposes of the Act. If the                           submissions should refer to File
                                                       The non-substantive change proposed                  Commission takes such action, the                         Number SR–NYSE–2017–55 and should
                                                    is intended solely to reflect the name                  Commission shall institute proceedings                    be submitted on or before December 4,
                                                    change of ‘‘NYSE Global Index’’ to ‘‘ICE                under Section 19(b)(2)(B) 15 of the Act to                2017.
                                                    Data Global Index.’’ The proposed rule                  determine whether the proposed rule                         For the Commission, by the Division of
                                                    change, therefore would remove                          change should be approved or                              Trading and Markets, pursuant to delegated
                                                    impediments to, and perfect the                         disapproved.                                              authority.16
                                                    mechanisms of, a free and open market                   IV. Solicitation of Comments                              Eduardo A. Aleman,
                                                    and a national market system and, in                                                                              Assistant Secretary.
                                                    general, protect investors and the public                 Interested persons are invited to
                                                                                                                                                                      [FR Doc. 2017–24438 Filed 11–9–17; 8:45 am]
                                                    interest because it would update the                    submit written data, views, and
                                                                                                                                                                      BILLING CODE 8011–01–P
                                                    Price List to reflect the name change,                  arguments concerning the foregoing,
                                                    increasing the clarity and transparency                 including whether the proposed rule
                                                    of the Exchange’s rules.                                change is consistent with the Act.
                                                                                                                                                                      SECURITIES AND EXCHANGE
                                                       For the reasons above, the proposed                  Comments may be submitted by any of
                                                                                                                                                                      COMMISSION
                                                    changes would not unfairly discriminate                 the following methods:
                                                    between or among market participants                                                                              [Release No. 34–82020; File No. SR–NYSE–
                                                                                                            Electronic Comments                                       2017–56]
                                                    that are otherwise capable of satisfying
                                                                                                              • Use the Commission’s Internet
                                                    any applicable co-location fees,                                                                                  Self-Regulatory Organizations; New
                                                                                                            comment form (http://www.sec.gov/
                                                    requirements, terms and conditions                                                                                York Stock Exchange LLC; Notice of
                                                                                                            rules/sro.shtml); or
                                                    established from time to time by the                      • Send an email to rule-comments@                       Filing and Immediate Effectiveness of
                                                    Exchange.                                               sec.gov. Please include File Number SR–                   Proposed Rule Change To Amend
                                                       For these reasons, the Exchange                                                                                Certain of Its Listing Fees
                                                                                                            NYSE–2017–55 on the subject line.
                                                    believes that the proposal is consistent
                                                    with the Act.                                           Paper Comments                                            November 6, 2017.
                                                                                                               • Send paper comments in triplicate                       Pursuant to Section 19(b)(1) of the
                                                    B. Self-Regulatory Organization’s
                                                                                                            to Secretary, Securities and Exchange                     Securities Exchange Act of 1934
                                                    Statement on Burden on Competition
                                                                                                            Commission, 100 F Street NE.,                             (‘‘Act’’) 1 and Rule 19b–4 thereunder,2
                                                      In accordance with Section 6(b)(8) of                 Washington, DC 20549–1090.                                notice is hereby given that on October
                                                    the Act,12 the Exchange believes that the                                                                         30, 2017, New York Stock Exchange
                                                                                                            All submissions should refer to File
                                                    proposed rule change will not impose                                                                              LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed
                                                                                                            Number SR–NYSE–2017–55. This file
                                                    any burden on competition that is not                                                                             with the Securities and Exchange
                                                                                                            number should be included on the
                                                    necessary or appropriate in furtherance                                                                           Commission (‘‘Commission’’) the
                                                                                                            subject line if email is used. To help the
                                                    of the purposes of the Act because it is                                                                          proposed rule change as described in
                                                                                                            Commission process and review your
                                                    solely intended to reflect the name                                                                               Items I, II, and III below, which Items
                                                                                                            comments more efficiently, please use
                                                    change of ‘‘NYSE Global Index’’ to ‘‘ICE                                                                          have been prepared by the Exchange.
                                                                                                            only one method. The Commission will
                                                    Data Global Index.’’ No other change is                                                                           The Commission is publishing this
                                                                                                            post all comments on the Commission’s
                                                    proposed.                                                                                                         notice to solicit comments on the
                                                                                                            Internet Web site (http://www.sec.gov/
                                                    C. Self-Regulatory Organization’s                       rules/sro.shtml). Copies of the                           proposed rule change from interested
                                                    Statement on Comments on the                            submission, all subsequent                                persons.
                                                    Proposed Rule Change Received From                      amendments, all written statements                        I. Self-Regulatory Organization’s
                                                    Members, Participants, or Others                        with respect to the proposed rule                         Statement of the Terms of Substance of
                                                      No written comments were solicited                    change that are filed with the                            the Proposed Rule Change
                                                    or received with respect to the proposed                Commission, and all written                                  The Exchange proposes to amend
                                                    rule change.                                            communications relating to the                            certain of its listing fees. The proposed
                                                                                                            proposed rule change between the                          rule change is available on the
                                                    III. Date of Effectiveness of the                       Commission and any person, other than                     Exchange’s Web site at www.nyse.com,
                                                    Proposed Rule Change and Timing for                     those that may be withheld from the                       at the principal office of the Exchange,
                                                    Commission Action                                       public in accordance with the                             and at the Commission’s Public
                                                       The foregoing rule change is effective               provisions of 5 U.S.C. 552, will be                       Reference Room.
                                                    upon filing pursuant to Section                         available for Web site viewing and
                                                    19(b)(3)(A) 13 of the Act and                           printing in the Commission’s Public                       II. Self-Regulatory Organization’s
                                                    subparagraph (f)(2) of Rule 19b–4 14                    Reference Room, 100 F Street NE.,                         Statement of the Purpose of, and
                                                    thereunder, because it establishes a due,               Washington, DC 20549 on official                          Statutory Basis for, the Proposed Rule
                                                                                                                                                                      Change
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    fee, or other charge imposed by the                     business days between the hours of
                                                    Exchange.                                               10:00 a.m. and 3:00 p.m. Copies of the                       In its filing with the Commission, the
                                                       At any time within 60 days of the                    filing also will be available for                         self-regulatory organization included
                                                    filing of such proposed rule change, the                inspection and copying at the principal                   statements concerning the purpose of,
                                                    Commission summarily may                                office of the Exchange. All comments                      and basis for, the proposed rule change
                                                                                                            received will be posted without change.
                                                      12 15 U.S.C. 78f(b)(8).                               Persons submitting comments are                             16 17 CFR 200.30–3(a)(12).
                                                      13 15 U.S.C. 78s(b)(3)(A).                                                                                        1 15 U.S.C. 78s(b)(1).
                                                      14 17 CFR 240.19b–4(f)(2).                              15 15   U.S.C. 78s(b)(2)(B).                              2 17 CFR 240.19b–4.




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Document Created: 2017-11-10 01:17:54
Document Modified: 2017-11-10 01:17:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 52344 

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