82_FR_54611 82 FR 54390 - Notice of Proposed Draft Program Comment To Exempt Effects of Transportation-Related Undertakings Within Rail Rights-of-Way

82 FR 54390 - Notice of Proposed Draft Program Comment To Exempt Effects of Transportation-Related Undertakings Within Rail Rights-of-Way

ADVISORY COUNCIL ON HISTORIC PRESERVATION

Federal Register Volume 82, Issue 221 (November 17, 2017)

Page Range54390-54402
FR Document2017-25025

The Advisory Council on Historic Preservation, in coordination with the U.S. Department of Transportation, proposes a program comment to exempt effects of transportation-related undertakings within railroad and rail transit rights-of-way. This program comment would exempt from Section 106 review certain activities that have the potential to affect historic properties within railroad and rail transit rights-of-way where those effects are likely to be minimal or not adverse. Further, this program comment includes an optional approach that could streamline the Section 106 review for additional types of transportation-related undertakings involving railroad and rail transit properties, including those that may cause adverse effects. Issuance of this program comment would fulfill the requirements of Section 11504 of the Fixing America's Surface Transportation Act.

Federal Register, Volume 82 Issue 221 (Friday, November 17, 2017)
[Federal Register Volume 82, Number 221 (Friday, November 17, 2017)]
[Notices]
[Pages 54390-54402]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-25025]


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ADVISORY COUNCIL ON HISTORIC PRESERVATION


Notice of Proposed Draft Program Comment To Exempt Effects of 
Transportation-Related Undertakings Within Rail Rights-of-Way

AGENCY: Advisory Council on Historic Preservation.

ACTION: Notice of availability and request for comments.

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SUMMARY: The Advisory Council on Historic Preservation, in coordination 
with the U.S. Department of Transportation, proposes a program comment 
to exempt effects of transportation-related undertakings within 
railroad and rail transit rights-of-way. This program comment would 
exempt from Section 106 review certain activities that have the 
potential to affect historic properties within railroad and rail 
transit rights-of-way where those effects are likely to be minimal or 
not adverse. Further, this program comment includes an optional 
approach that could streamline the Section 106 review for additional 
types of transportation-related undertakings involving railroad and 
rail transit properties, including those that may cause adverse 
effects. Issuance of this program comment would fulfill the

[[Page 54391]]

requirements of Section 11504 of the Fixing America's Surface 
Transportation Act.

DATES: Submit comments on or before December 8, 2017.

ADDRESSES: Address all comments concerning the draft program comment to 
both the ACHP and the U.S. Department of Transportation's Federal 
Railroad Administration (FRA) by U.S. mail as follows: Charlene Dwin 
Vaughn, AICP, Office of Federal Agency Programs, Advisory Council on 
Historic Preservation, 401 F Street NW., Suite 308, Washington, DC 
20001-2637, and Laura Shick, U.S. Department of Transportation, Federal 
Railroad Administration, Office of Railroad Policy and Development, 
RPD-13, 1200 New Jersey Avenue SE., Washington, DC 20590. Comments may 
also be submitted through electronic mail to [email protected] and 
[email protected]. Please submit comments to both the ACHP and 
FRA to ensure timely consideration.

FOR FURTHER INFORMATION CONTACT: Charlene Dwin Vaughn, Assistant 
Director, Federal Permitting, Licensing, and Assistance Section, Office 
of Federal Agency Programs, ACHP (202) 517-0207, [email protected]; 
Laura Shick, Federal Preservation Officer, Federal Railroad 
Administration, (202) 366-0340, [email protected]; or Sharyn LaCombe, 
Federal Preservation Officer, Federal Transit Administration, (202) 
366-5213, [email protected].

SUPPLEMENTARY INFORMATION: Section 106 of the National Historic 
Preservation Act (``NHPA'') (54 U.S.C. 306108) requires federal 
agencies to take into account the effects of undertakings they carry 
out, license, permit, or assist on historic properties and provide the 
Advisory Council on Historic Preservation (``ACHP'') a reasonable 
opportunity to comment with regard to such undertakings. Historic 
properties are those that are listed on the National Register of 
Historic Places (``National Register'') or eligible for such listing. 
The definition of historic properties and other terms relevant to the 
proposed Section 106 program comment for railroad and rail transit 
rights-of-way (``rail ROW'') are provided in Section VI, Definition of 
Terms, and are consistent with the NHPA and the Section 106 
regulations.
    The Section 106 implementing regulations allow federal agencies to 
tailor the Section 106 process to meet their needs through a variety of 
program alternatives (36 CFR 800.14). Types of Section 106 program 
alternatives include program comments and exemptions. The process for 
establishing an exemption is detailed in 36 CFR 800.14(c). In 
accordance with 36 CFR 800.14(c)(1), the ACHP may approve an exemption 
for a program or category of undertakings if: (i) The actions within 
the program or category would otherwise qualify as ``undertakings'' as 
defined in 36 CFR 800.16; (ii) the potential effects of the 
undertakings within the program or category upon historic properties 
are foreseeable and likely to be minimal or not adverse; and (iii) 
exemption of the program or category is consistent with the purposes of 
the NHPA. The ACHP takes into account the magnitude of the exempted 
undertaking or program and the likelihood of impairment of historic 
properties in reviewing a proposed exemption. Further, at 36 CFR 
800.14(e), the Section 106 implementing regulations provide a process 
for the ACHP to issue a program comment. Through a program comment, the 
ACHP comments on a category of undertakings in lieu of conducting 
individual reviews under 36 CFR 800.4-800.6.
    Section 11504 of the Fixing America's Surface Transportation Act 
(``FAST Act'') (49 U.S.C. 24202), enacted on December 4, 2015, mandated 
the development of a Section 106 exemption for ``railroad rights-of-
way.'' The FAST Act requires that ``the Secretary [of the United States 
Department of Transportation (``USDOT'')] shall submit a proposed 
exemption of railroad rights-of-way from the review under section 
306108 of title 54 to the [ACHP] for consideration, consistent with the 
exemption for interstate highways approved on March 10, 2005 (70 FR 
11928).'' The FAST Act continues that, ``Not later than 180 days after 
the date on which the Secretary submits the proposed exemption. . .to 
the Council, the Council shall issue a final exemption of railroad 
rights-of-way from review under chapter 3061 of title 54 consistent 
with the exemption for interstate highways approved on March 10, 2005 
(70 FR 11928).'' While the Section 106 regulations provide the process 
and criteria for development of program alternatives, the FAST Act 
modified the timeframe and directed agency actions.
    This proposed Section 106 program comment includes an activities-
based exemption that would fulfill the FAST Act mandate by exempting 
certain routine transportation-related undertakings that occur within 
rail ROW. The list of activities proposed to be exempt from Section 106 
review is provided in Appendix A. Based on the past experience of USDOT 
Operating Administrations (``USDOT OAs''), undertakings limited to the 
activities specified in Appendix A have typically resulted in effects 
to historic properties that are either minimal or not adverse. In 
addition to incorporating exempt activities that meet the criteria 
specified in the Section 106 regulations at 36 CFR 800.14(c)(1), this 
program comment includes an optional, Project Sponsor-led property-
based approach that ultimately could provide additional streamlining 
for undertakings that may cause adverse effects.

I. Background

    The railroad industry in the United States has developed for nearly 
two centuries. Ongoing activities such as maintenance, improvements, 
and upgrades are necessary to allow rail infrastructure to continue to 
serve the transportation needs of the nation safely and efficiently. 
Further, these activities when carried out properly preserve the 
infrastructure and historic transportation purpose of moving goods and 
passengers. Most of the nation's railroads are privately-owned and 
maintained through the continuous investments of private owners. 
According to the Association of American Railroads (AAR), privately-
owned freight railroads spent more than $630 billion on rail equipment 
and infrastructure, including tracks, bridges, and tunnels, during the 
36-year period from 1980 to 2016.\1\
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    \1\ https://www.aar.org/Pages/Railroad-101.aspx.
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    The federal government also makes substantial investments in and 
has oversight of the nation's railroads and rail transit systems. This 
includes maintaining and expanding intercity passenger rail, rail 
transit, and freight rail services, and regulating and improving the 
safety and efficiency of rail operations. USDOT serves both an 
investment (e.g., grants, loans) role and a regulatory and safety 
oversight role, with activities carried out most frequently by the 
following USDOT OAs: The Federal Railroad Administration (``FRA''), the 
Federal Transit Administration (``FTA''), and the Federal Highway 
Administration (``FHWA'').
    For example, FRA provides financial and technical assistance for 
planning and infrastructure projects that enable the nation's railroads 
to move passengers and goods across the United States. FRA's 
investments are principally, but not exclusively, in support of 
intercity passenger rail operations and often provide financial 
assistance for maintenance, improvements, and upgrades to railroad 
infrastructure, equipment, and

[[Page 54392]]

technologies, including those focused on improving the safety of 
railroad operations and roadway/railroad grade crossings, as well as 
for research and development activities and training. FTA provides 
financial and technical assistance to transit agencies for investment 
in public transportation systems that include various forms of rail 
transit that occupy existing or former rail ROW, such as heavy rail, 
commuter rail, streetcar, and light rail. FHWA supports state, local, 
and tribal governments and federal agencies in the design, 
construction, and maintenance of the nation's highway systems. Highways 
frequently cross over, go under, or are parallel to rail ROW, requiring 
extensive coordination between the entities responsible for the highway 
and the railroad or rail transit lines, including safety 
considerations. FHWA's Railway-Highway Crossings Program \2\ provides 
funds for safety improvements to reduce the number of fatalities, 
injuries, and crashes at public railway-highway grade crossings.
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    \2\ http://safety.fhwa.dot.gov/xings/.
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    On June 5, 2008, a congressional hearing before the Subcommittee on 
Railroads, Pipelines, and Hazardous Materials, within the House 
Committee on Transportation and Infrastructure, included testimonies by 
the ACHP, the Alaska Railroad Corporation, the National Conference of 
State Historic Preservation Officers (``NCSHPO''), the National Trust 
for Historic Preservation (``NTHP''), the North Carolina Department of 
Transportation, and the Rails-to-Trails Conservancy.\3\ The purpose of 
the hearing was to consider whether federal requirements for the 
preservation of historic properties created unnecessary delays and 
administrative burdens for improvements to rail infrastructure. This 
hearing revealed that while the nation's railroad system is 
historically important, the existing federal review process in some 
cases could be carried out more efficiently to expedite project 
delivery. As a result, Congress mandated a study to explore these 
issues and to recommend solutions.
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    \3\ The Historic Preservation of Railroad Property and 
Facilities: Hearing before the Subcommittee on Railroads, Pipelines, 
and Hazardous Materials of the Committee on Transportation and 
Infrastructure House of Representatives, 110th Congress, 2008.
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    Pursuant to Section 407 of the Passenger Rail Investment and 
Improvement Act of 2008 (``PRIIA''), FRA, in partnership with other 
USDOT OAs, state departments of transportation (``state DOTs''), and 
historic preservation organizations and agencies, including the ACHP, 
NCSHPO, and NTHP, conducted a study assessing the current state of 
historic preservation for federally funded railroad projects and the 
potential for expediting compliance with Section 106 and Section 4(f) 
(23 U.S.C. 138, 49 U.S.C. 303). In 2013, FRA submitted to Congress the 
resulting study, titled ``Streamlining Compliance with Section 4(f) of 
the Department of Transportation Act and Section 106 of the National 
Historic Preservation Act for Federally Funded Railroad Infrastructure 
and Improvement Projects'' (``2013 FRA Study'').\4\
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    \4\ Report to Congress: Streamlining Compliance with the Section 
4(f) of the Department of Transportation Act and Section 106 of the 
National Historic Preservation Act for Federally Funded Railroad 
Infrastructure Repair and Improvement Projects, Federal Railroad 
Administration, March 2013, https://www.fra.dot.gov/eLib/details/L04483.
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    The 2013 FRA Study drew upon the experiences shared by the 
participating agencies and organizations, SHPOs, and other 
stakeholders, and on best practices and data extrapolated from case 
studies. The 2013 FRA Study concluded that there is no consistent 
approach on how to address the National Register eligibility of 
railroad corridors or how to avoid, minimize, or mitigate impacts to 
individual rail properties along a corridor once it is determined to be 
eligible for the National Register. The lack of consistency was 
attributed to a multitude of entities conducting National Register 
evaluations, including SHPOs, Tribal Historic Preservation Officers 
(``THPOs''), federal agencies, consultants, state DOTs and railroad and 
rail transit operators. These inconsistency issues raised concerns 
regarding the lack of specific nationwide guidance for identifying, 
evaluating, and classifying rail properties and differentiation based 
on likely importance of particular historic resources on the part of 
each evaluator. This variety of approaches leads to inconsistent 
standards for evaluation and procedures to consider and address 
impacts, an overly burdensome process, delays in project delivery, and 
some projects failing to advance. The substantial experience of USDOT 
OAs over the years in funding maintenance, improvements, and upgrades 
to railroads and rail transit systems, and highway/rail grade 
crossings, has provided further evidence of this conclusion. 
Furthermore, the experience of USDOT OAs has been that undertakings 
involving maintenance, improvements, and upgrades to rail 
infrastructure often do not result in adverse effects to historic 
properties under Section 106 when early planning involves diverse 
stakeholders.
    The 2013 FRA Study offered several streamlining recommendations, 
including the development of a Section 106 administrative exemption and 
a program comment. In 2015, Congress mandated a proposed administrative 
exemption in the FAST Act and directed USDOT that the exemption be 
consistent with the Interstate Highway Exemption. Developed by FHWA and 
approved by the ACHP in 2005, the Section 106 exemption for the 
Interstate Highway System acknowledges ``the importance of the 
Interstate System in American history, but also recognizes that ongoing 
maintenance, improvements and upgrades are necessary to allow the 
system to continue to serve the transportation needs of the nation.'' 
\5\ Further, the concept for the exemption for the Interstate Highway 
System stated that, ``While actions carried out by federal agencies to 
maintain or improve the Interstate System will, over time, alter 
various segments of the system, such changes are considered to be 
`minimal or not adverse' when viewing the system as a whole. Moreover, 
the exemption does not apply to certain historically important elements 
of the system.'' Therefore, in exempting only certain effects of 
undertakings to the interstate highway system, the exemption met the 
requirements of 36 CFR 800.14(c)(1).
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    \5\ Exemption Regarding Historic Preservation Review Process for 
Effects to the Interstate Highway System, 70 FR 11928, Mar. 10, 
2005.
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    In accordance with Section 11504 of the FAST Act, the USDOT, led by 
FRA and FTA, proposed to the ACHP in July 2017 a Section 106 exemption 
that would have applied to certain types of undertakings within rail 
ROW that would result in effects to rail properties that were likely to 
be minimal or not adverse. FRA's and FTA's proposed exemption drew upon 
the collective expertise and experience of the USDOT OAs and 
acknowledged the unique history, construction, and technological 
improvements of railroads and rail transit systems. The exemption as 
initially drafted also included an optional Project Sponsor-led 
property-based approach that could have streamlined the review process 
for other types of undertakings having the potential to adversely 
affect historic properties.
    To develop the proposed exemption, FRA and FTA held early 
coordination meetings with the ACHP, NCSHPO, and NTHP. The purpose of 
these meetings was to discuss the most effective approach to an 
exemption that would satisfy the FAST Act requirement. It was also 
identified during these meetings that more information on the history 
of

[[Page 54393]]

rail transit development in the country was needed to have comparable 
information to what was contained in FRA's 2013 Study. Subsequently, in 
2017 FTA prepared a broad historic context report entitled, ``Historic 
Context Report for Transit Rail System Development.'' \6\ Also during 
the early coordination meetings, the ACHP, NCSHPO, and USDOT 
acknowledged that opportunities for stakeholder outreach would be 
provided to obtain input from railroad and rail transit industries, 
state agencies (e.g., state DOTs), SHPOs and THPOs, Indian tribes and 
Native Hawaiian organizations, and historic preservation interest 
groups.
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    \6\ https://www.transit.dot.gov/regulations-and-guidance/environmental-programs/historic-context-report-transit-rail-system.
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    FRA's and FTA's original approach to the proposed exemption was to 
treat the ROW in which railroads and rail transit systems operate as a 
resource unto itself that would be exempt from Section 106 review. FRA 
and FTA conducted outreach to discuss and seek feedback from 
stakeholders regarding how such a property-based approach might be 
developed and implemented. The ACHP expressed concern that a property-
based approach would exceed the limit of its authority to exempt 
activities under 54 U.S.C. 304108(c) and 36 CFR 800.14(c)(1) because it 
did not define the program or category of undertakings that would be 
subject to its terms and as proposed, it could allow adverse effects to 
historic properties without requiring Section 106 review. The ACHP 
recommended that FRA and FTA take an activities-based approach to the 
Section 106 exemption that focused on routine undertakings involving 
rail properties located within rail ROW, with effects that would be 
foreseeable and likely to be minimal or not adverse. This 
recommendation was echoed in comments submitted to FRA and FTA by 
numerous stakeholders, particularly from the preservation community. 
The ACHP also recommended FRA and FTA consider developing a separate 
program comment to provide for the property-based approach along a 
parallel track.
    Subsequently, in response to the concerns and requests of Project 
Sponsors, particularly transportation stakeholders, that the program 
alternative should include the flexibility to address a broader range 
of undertakings and effects to historic properties, FRA, FTA, and the 
ACHP decided to incorporate the proposed activities-based exemption 
within a proposed program comment in order to restore the two-part 
concept within a single program alternative, including the property-
based approach, as originally proposed by FRA and FTA. The proposed 
program comment recognizes that many properties in the national 
railroad network and rail transit systems have historic significance 
and that important historic rail properties (as defined in the draft 
program comment, Section VI: Definition of Terms) located within rail 
ROW should remain subject to Section 106 review when proposed 
undertakings cannot avoid adverse effects on such properties.
    The proposed program comment is intended to balance the need for 
continued safe and efficient transportation with the goals of historic 
preservation, and takes into account the differences between the 
Interstate Highway System and railroad and rail transit operations. 
Each railroad and rail transit system has its own unique history of 
construction and operation, including private or public ownership; 
periods of economic success; opening of key markets or geographic 
areas; and improvements, acquisition, and consolidation or abandonment. 
Many buildings and structures within rail ROW followed the common 
standard plans of a specific carrier, but there were exceptions for 
individual buildings, bridges, and other structures that may have 
unique qualities or unusual design characteristics. Similarly, many 
rail corridors follow a simple natural grade and alignment, but there 
were exceptions made for difficult terrain, climate, and topography 
that may have involved unique or unusual engineering techniques and 
structures. Railroads have been adapted to accommodate modern freight, 
passenger train operations, higher speeds, and much heavier freight 
loads than those for which the original rail infrastructure was 
designed and built. Finally, rail ROW is typically privately-owned, 
making it challenging or impossible to perform the cultural resources 
surveys usually necessary to develop a comprehensive inventory of rail 
properties.
    The nation's rail ROW and rail properties located therein have a 
long history, dating to the mid-1800s, and maintenance, improvements, 
and upgrades are necessary to their preservation and continued safe 
use. These activities have occurred and continue to occur regularly 
within rail ROW to maintain the efficient use and safety of the 
nation's railroads, rail transit systems, and roads; and support the 
continued function for which surface transportation is historically 
important.

II. Program Comment Concept

    The continued operation of railroads and rail transit systems is 
vital to enabling the efficient and safe movement of people and goods 
throughout America. Various linear segments of rail lines, as well as 
individual buildings and structures along those rail lines, were 
determined eligible for and/or listed on the National Register prior to 
Congress's mandate to develop a Section 106 exemption for rail ROW.
    A primary objective of the proposed program comment is to expedite 
certain types of maintenance, improvements, and upgrades to railroad 
and rail transit infrastructure located within rail ROW that typically 
have not resulted in adverse effects to historic properties based on 
years of experience gained through the Section 106 consultations among 
USDOT OAs, SHPOs, and consulting parties for individual undertakings. 
Under such an approach, fewer routine undertakings involving rail 
properties would be subject to Section 106 review thereby enabling 
federal agencies to focus their time and resources on undertakings that 
have the potential to cause adverse effects on historic properties. 
Federal agency staff, Project Sponsors, SHPOs, THPOs, and other 
stakeholders would be able to devote more time and resources to 
developing solutions that avoid, minimize, or resolve adverse effects 
to important historic rail properties and non-rail historic properties 
located within an undertaking's Area of Potential Effects (``APE'').
    Recognizing the concerns and needs of industry stakeholders and 
seeking to achieve further efficiencies in project reviews, the ACHP, 
FRA and FTA incorporated the originally proposed exemption into a 
different program alternative under 36 CFR 800.14: a program comment. 
Unlike an exemption, which the ACHP can only approve for undertakings 
that have effects to historic properties that are foreseeable and 
likely to be minimal or not adverse, a program comment may provide an 
optional alternative process for compliance with Section 106 for a 
category of undertakings, including those that may result in adverse 
effects. Therefore, the proposed program comment includes both an 
activities-based exemption and an optional Project Sponsor-led approach 
to identify important historic rail properties and streamline the 
review process for other transportation-related activities. It is 
important to note that this Project Sponsor-led approach would require 
an investment of time and resources and

[[Page 54394]]

would not likely result in immediate efficiencies as would the approval 
of the list of exempted activities under Appendix A. To ensure the 
requirements of the FAST Act are met, the program comment would 
incorporate the substance of the exemption for certain activities 
within rail ROW, as well as add the property-based approach as 
envisioned by FRA and FTA and discussed during the agencies' outreach 
to stakeholders in late 2016 and early 2017.
    Given the unique history of the rail industry and the challenge of 
conducting the cultural resources surveys that would be needed to 
develop a comprehensive nationwide inventory of rail properties 
(including restrictions regarding access to privately-owned rail ROW, 
the extensive linear miles of rail ROW nationwide, and the number of 
qualified professionals and financial resources that would be needed), 
it is not feasible for USDOT OAs or Project Sponsors to identify all 
important historic rail properties nationwide concurrently with the 
development of this program alternative. The program comment would 
include a modified review process for transportation-related 
undertakings that would only apply after completion of the optional 
Project Sponsor-led approach to identify important historic rail 
properties within a study area.
    Under the program comment, Project Sponsors, in coordination with 
the appropriate USDOT OA(s), the ACHP, NCSHPO, individual SHPOs/THPOs, 
NTHP, railroad and rail transit operators, state DOTs, and other 
appropriate stakeholders, would have the option to follow an 
established process to develop a list of important historic rail 
properties within a designated study area. The Project Sponsor would 
ensure that the public would be given an opportunity to provide input 
on the proposed list of such properties. The appropriate USDOT OA(s), 
in consultation with Project Sponsors, the ACHP, SHPOs/THPOs, and other 
stakeholders, would confirm the significance and integrity of these 
important historic rail properties consistent with National Register 
criteria.
    The intent of this optional Project Sponsor-led identification and 
evaluation effort would be to (1) revisit those rail properties that 
have been previously determined eligible for listing or listed on the 
National Register to confirm that the property meets one or more of the 
National Register eligibility criteria, retains integrity, and is 
considered important (as defined in Section VI, Definitions of Terms), 
and (2) identify previously unevaluated rail properties located within 
the study area that should be recognized as important historic rail 
properties. Once the identification process is complete, federal 
agencies would be able to carry out, license, permit, or assist 
transportation-related undertakings that meet the terms listed in the 
Program Comment without further Section 106 review.
    Project Sponsors could benefit from this optional property-based 
approach because it would expedite Section 106 reviews for non-routine 
undertakings through the early identification of and agreement on 
important historic rail properties located in rail ROW. The upfront 
identification of such properties would allow Project Sponsors to plan 
for and design projects within rail ROW in a manner that could avoid or 
minimize effects to such important properties. Furthermore, if a 
Project Sponsor completes the process to identify important historic 
rail properties, another review efficiency would apply. Future 
transportation-related activities within the same study area that 
require a license, permit, or assistance from any federal agency and 
that would affect rail properties that are not included on a USDOT OA-
approved list of important historic rail properties would not be 
subject to further Section 106 review.
    The lead federal agency for a proposed transportation-related 
undertaking in rail ROW will be responsible for determining if the 
program comment applies. Approval by the lead federal agency would be 
required in the form of written approval or through another established 
review and decision-making process normally used by the lead federal 
agency (e.g., grant-making processes or permit issuance).

III. Public Participation

    In accordance with 36 CFR 800.14(e)(2), USDOT, in coordination with 
the ACHP, is arranging for public participation appropriate to the 
subject matter and scope of the category of undertakings to be included 
within this program comment. This notice invites the public to comment 
on the proposed draft program comment.
    In addition to this notice, FRA and FTA have previously solicited 
the views of a diverse group of stakeholders and subject matter 
experts. While that outreach was conducted with the intent to develop a 
Section 106 exemption (as defined in 36 CFR 800.14(c)), the substance 
of FRA's and FTA's original proposal is essentially the same as the 
content of the draft program comment that is being made available for 
public review and comment in this notice. This outreach included in-
person meetings, webinars followed up with attendees' submittal of 
written comments and questions, teleconferences, and presentations at 
national transportation conferences with representatives from the 
following: USDOT OAs, the ACHP, NCSHPO, the National Association of 
Tribal Historic Preservation Officers, NTHP, tribal governments, 
individual SHPOs and their staff, THPOs, and state DOTs; national 
transportation associations (e.g., AAR, American Public Transportation 
Association); private railroad companies; intercity passenger rail 
service providers (e.g., Amtrak) and rail transit agencies; the Surface 
Transportation Board (STB); \7\ and historic preservation organizations 
(e.g., American Cultural Resources Association). These agencies and 
organizations shared their unique and varied perspectives and concerns 
and provided valuable feedback. Prior to transitioning the approach 
from an exemption to a program comment and when proposing to request an 
exemption, in response to the ACHP's recommendation to satisfy its 
consultation responsibilities under 36 CFR 800.14(c)(3), FRA and FTA 
provided a draft exemption to all SHPOs and THPOs for review and 
requested their feedback regarding any significant issues. Pursuant to 
36 CFR 800.14(c)(4), the ACHP shared a draft of the proposed exemption 
with Indian tribes and Native Hawaiian organizations and hosted two 
conference calls to solicit their input and feedback. Comments were 
received from nine SHPOs and 14 tribes in October 2017. FRA and FTA 
considered these comments and made further revisions to the draft of 
the proposed exemption primarily to clarify the scope of the proposed 
exemption to make it clear that the focus was strictly on rail 
properties and would not apply to other types of historic properties 
that could be located within or adjacent to rail ROW. FRA and FTA also 
refined some of the proposed exempted activities in Appendix A in 
response to comments from SHPOs and Indian tribes, but did not 
eliminate any activities from the draft list because the agencies felt 
that all stakeholders should have the opportunity to review and provide

[[Page 54395]]

comments. The draft exemption shared with SHPOs, THPOs, Indian tribes, 
and Native Hawaiian organizations in September and October 2017 focused 
only on exempted activities and did not include the optional Project 
Sponsor-led approach for identifying important historic rail 
properties.
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    \7\ The Surface Transportation Board (STB) is an independent 
agency that has broad economic regulatory oversight of the nation's 
freight rail system and jurisdiction over railroad rate and service 
issues; new rail line constructions; abandonments of existing rail 
lines; and railroad mergers and line acquisitions. Refer to STB's 
Web site at https://www.stb.gov/stb/about/overview.html.
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    The feedback received over the past year has been helpful in 
informing the development of the proposed program alternative and 
generally related to the following topics: (1) The scope, 
applicability, and implementation of exempt activities; (2) how 
important historic rail properties could be identified; (3) what types 
of resources, including archaeological sites, should explicitly not be 
covered by the program alternative; and (4) developing and clarifying 
the definitions of terms used in the proposed exemption. FRA and FTA 
used this feedback to refine the proposed list of exempt activities 
included in Appendix A and to revise key definitions (such as the 
definition of rail ROW). As FRA and FTA refined the approach to and 
scope of the proposed exemption based on stakeholder input, they 
determined that certain actions, such as those approved by STB (e.g., 
rail line abandonments, new rail line constructions) as well as 
conversion of rail ROW to shared use (e.g., bicycle, pedestrian) trails 
(sometimes referred to as ``rails-to-trails'' initiatives), have the 
potential to cause adverse effects or greater than minimal effects on 
historic properties, and therefore are not appropriate for inclusion in 
the proposed list of exempt activities included in Appendix A. The 
fundamental purpose of the proposed exempted activities list is to 
enable federal agencies to expedite reviews and approvals of proposed 
transportation-related undertakings for certain types of maintenance, 
improvements, and upgrades to railroad and rail transit infrastructure; 
accordingly, FRA and FTA expect that these activities would primarily 
involve extant buildings, structures, and equipment in existing rail 
ROW. Therefore, and in consideration of stakeholder comments received 
to date, FRA and FTA determined that effects to archaeological 
resources of any nature, including those associated with railroads and 
rail transit, should not be covered by the proposed exemption. Lastly, 
in response to feedback from NCSHPO and several individual SHPOs, the 
draft program comment includes an annual reporting requirement to help 
assess the effectiveness of Section 106 review streamlining as well as 
to help ensure that the program comment's terms are being appropriately 
applied.
    In addition to providing substantive comments regarding the scope 
and content of the proposed exemption, some SHPOs questioned the type 
of Section 106 program alternative itself. The FAST Act specifically 
mandates development of an exemption; however, after further 
consideration and in order to fulfill the intent of that statutory 
mandate, USDOT and the ACHP have revised the exemption to this draft 
program comment. The program comment would have a broader scope and 
include more types of undertakings than would have the exemption.

IV. Proposed Text of the Program Comment

    The following is the draft text of the proposed program comment:

Program Comment To Exempt Effects of Transportation-Related 
Undertakings Within Rail Rights-of-Way

    Section 106 of the National Historic Preservation Act (``NHPA''), 
54 U.S.C. 306108 (``Section 106''), requires federal agencies to ``take 
into account'' the effects of their undertakings on historic properties 
and to provide the Advisory Council on Historic Preservation (ACHP) a 
reasonable opportunity to comment with regard to such undertakings. The 
ACHP has issued regulations that set forth the process through which 
federal agencies comply with these duties. Those regulations are 
codified under 36 CFR part 800 (``Section 106 regulations'').
    Under section 800.14(e) of those regulations, agencies can request 
the ACHP to provide a ``program comment'' on a particular category of 
undertakings in lieu of conducting separate reviews of each individual 
undertaking under such category, as set forth in 36 CFR 800.3 through 
800.7. Federal agencies can meet their Section 106 responsibilities 
with regard to the effects of transportation-related undertakings on 
rail properties located in railroad and rail transit rights-of-way 
(``rail ROW'') by following this program comment and the steps set 
forth therein.

I. Introduction

    This program comment exempts from Section 106 review the activities 
listed in Appendix A provided the conditions specified therein are met. 
It also establishes an optional Project Sponsor-led property-based 
approach. This optional approach could be followed to identify 
important historic rail properties in rail ROW in advance of specific 
transportation-related undertakings. Undertakings affecting such 
important historic rail properties and that involve activities not 
included in Appendix A would remain subject to Section 106 review, in 
order to ensure potential adverse effects are avoided, minimized, or 
mitigated. However, the optional property-based approach, described in 
Section IV below, if completed by an interested Project Sponsor, would 
also create efficiencies by (1) allowing transportation-related 
undertakings proposed to be carried out, licensed, permitted, or 
assisted by any federal agency to proceed without Section 106 review if 
the affected rail property(ies) is not on the USDOT OA-approved list of 
important historic rail properties and (2) providing Project Sponsors 
with an early awareness of which rail properties are important so that 
they could design projects in a manner to either avoid adverse effects 
or to factor sufficient time into project planning and design to 
resolve any unavoidable adverse effects.
    The proposed program alternative has been developed in accordance 
with section 11504 of the FAST Act (49 U.S.C. 24202). Section 11504 
mandated the development of a Section 106 exemption for ``railroad 
rights-of-way.'' More specifically, it required the Secretary of 
Transportation to submit a proposed exemption to the ACHP for 
consideration, and for the ACHP to issue a final exemption not later 
than 180 days after the date of receipt of U.S. Department of 
Transportation's (``USDOT's'') submittal.
    Pursuant to 36 CFR 800.14(e), the ACHP can issue a program comment 
on its own initiative or at the request of another agency. This program 
comment would provide the ACHP's comment on those transportation-
related undertakings that may affect rail properties within rail ROW. 
If a federal agency responsible for carrying out, licensing, 
permitting, or assisting such an undertaking with the potential to 
affect rail-related historic properties meets the terms of this program 
comment, its Section 106 responsibility to take into accounts those 
effects would be satisfied.
    Under 36 CFR 800.14(c), an exemption from Section 106 for federal 
undertakings must be consistent with the purposes of the NHPA. 
Furthermore, in order to be exempted, the potential effects of those 
undertakings on historic properties must be ``foreseeable and likely to 
be minimal or not adverse.'' The substance of USDOT's originally 
proposed exemption, incorporated within this program comment, meets 
these criteria. The transportation-related undertakings that federal 
agencies carry out, license, permit, and assist to

[[Page 54396]]

maintain, improve, or upgrade rail properties located within rail ROW 
will alter over time various elements of rail ROW, but such changes are 
minimal or not adverse when viewing rail ROW as a whole and when 
limited to the activities specified in Appendix A.

II. Applicability

    The program comment would apply to (1) those undertakings that are 
strictly limited to the activities listed in Appendix A and are carried 
out, licensed, permitted, or assisted by any federal agency and involve 
rail properties located within existing rail ROW; and (2) any 
transportation-related undertaking that would be carried out, licensed, 
permitted, or assisted by any federal agency and meets the terms for 
the completed optional Project-Sponsor led approach to identify 
important historic rail properties. The activities listed in Appendix A 
are for the intended purpose of routine maintenance, improvements, and 
upgrades to transportation infrastructure. Should the Program Comment 
be issued by the ACHP, federal agencies would be able to proceed with 
carrying out, licensing, permitting, or assisting undertakings that are 
limited to the activities listed in Appendix A and that meet the 
certain conditions specified therein without further Section 106 review 
regardless of whether the rail properties involved or affected are 
eligible for or listed on the National Register. Undertakings involving 
activities that are not included in Appendix A would not be included 
within the proposed exemption section of the program comment (e.g., 
demolition; decommissioning, abandonment and/or conversion of rail 
infrastructure to a non-transportation use; double-tracking a 
historically single-tracked rail corridor; major new construction 
activities such as construction of a new or substantially expanded 
passenger station; or construction of a new railroad or rail transit 
line on new right-of-way (commonly referred to as ``greenfield 
construction'')). However, some of these activities may fall within the 
other section of the program comment regarding the optional Project 
Sponsor-led property-based approach.
    Activities requiring a federal license, permit, or assistance that 
are not listed in Appendix A but constitute a transportation-related 
undertaking with the potential to affect rail properties located within 
rail ROW, as defined in Section VI, Definitions of Terms, would not 
require Section 106 review provided the optional Project Sponsor-led 
approach for identifying important historic rail properties has been 
completed for a defined study area and the affected rail property(ies) 
within that study area are not included on a USDOT OA-approved list of 
important historic rail properties.
    If the optional Project Sponsor-led approach to identify important 
historic rail properties has been completed for a defined study area, 
transportation-related undertakings involving activities that are not 
included in Appendix A and would affect properties included on a USDOT 
OA-approved list of important historic rail would require Section 106 
review. This would ensure that potential adverse effects to important 
historic rail properties are appropriately avoided, minimized, or 
mitigated consistent with the purposes of the NHPA.
    Federal agencies remain responsible for determining whether a 
proposed undertaking, including those activities listed in Appendix A, 
has the potential to cause effects to non-rail historic properties, 
such as those of religious and cultural significance to Indian tribes 
or Native Hawaiian organizations or archaeological sites of any nature, 
in the undertaking's APE. If a federal agency determines such potential 
exists, the federal agency must follow the requirements of 36 CFR part 
800 or follow an applicable program alternative executed pursuant to 36 
CFR 800.14 in order to consider the potential effects to such 
properties located within that APE.
    Under the Surface Transportation Project Delivery Program, codified 
at 23 U.S.C. 327, a state may assume the Secretary of Transportation's 
responsibilities to comply with Section 106 for certain projects or 
classes of projects. In such cases, the state may rely on this program 
comment to fulfill its Section 106 responsibilities. Where a program 
alternative developed pursuant to 36 CFR 800.14, such as a statewide 
programmatic agreement, delegates Section 106 responsibility to another 
entity, that entity may also utilize the terms of this program comment 
for relevant transportation-related undertakings.

III. Activities Exempt From Section 106 Review

    Undertakings that are carried out by a federal agency or require a 
federal license, permit, or assistance to maintain, improve, or upgrade 
rail properties located in railroad and rail transit rights-of-way 
(``rail ROW'') and are limited to the activities specified in Appendix 
A: Exempted Activities, are exempt from the requirements of Section 106 
of the National Historic Preservation Act, 54 U.S.C. 306108 (``Section 
106'') because their effects on rail historic properties are 
foreseeable and likely to be minimal or not adverse.

IV. Optional Project Sponsor-Led Property-Based Approach

    If a Project Sponsor wishes to carry out a transportation-related 
activity that requires a federal license, permit, or assistance and is 
not included in Appendix A and therefore has the potential to cause 
adverse effects to historic rail properties, it must either: (1) Notify 
the lead federal agency, which will then determine whether the standard 
Section 106 process or an available program alternative applies to the 
proposed undertaking; or (2) follow the Project-Sponsor led approach 
outlined in this section to identify important historic rail 
properties. Important historic rail properties, as defined further in 
Section VI, are individual rail properties or rail property types that 
meet the National Register eligibility criteria (36 CFR part 63), 
illustrate the history of the development of the nation's railroads or 
rail transit systems, and either possess national significance or are 
of certain state or local importance.
    Given the variety and number of rail properties nationwide, the 
fact that many systems cross state boundaries, and the challenges of a 
``one size fits all'' nationwide approach, important historic rail 
properties would be initially identified within defined study areas by 
Project Sponsors that wish to get additional benefit from this program 
comment beyond the list of exempted activities included in Appendix A. 
The process would intentionally provide a great deal of flexibility for 
Project Sponsors to identify important historic rail properties to meet 
state and local needs and interests and to take into account state and 
local historic contexts. Within six months of the ACHP's issuance of 
the final Program Comment, FRA, FTA, and FHWA, in coordination with the 
ACHP, and other federal agencies who may have an interest in utilizing 
the Program Comment (e.g., permitting agencies such as US Army Corps of 
Engineers or US Coast Guard), will develop supplemental guidance for 
implementing the optional Project Sponsor-led property-based approach 
described below to identify important historic rail properties.

A. Process for Identifying Important Historic Rail Properties

    1. Individual Project Sponsors or multiple Project Sponsors working 
collaboratively must clearly identify the study area to be subject to 
this process: The portion of rail ROW (i.e., by

[[Page 54397]]

location (state, county); name of rail corridor, railroad, rail transit 
system or line; mile-post information; etc.). Project Sponsors must 
propose to the appropriate USDOT OA(s) (i.e., FRA, FTA and/or FHWA), 
rail properties to be included on a list of important historic rail 
properties. To develop such a list, Project Sponsors will consult with 
the appropriate USDOT OA(s), appropriate State Historic Preservation 
Officers (``SHPOs''), appropriate Tribal Historic Preservation Officers 
(``THPOs''), and other interested parties, i.e. those parties that 
would typically be involved in the standard Section 106 process to 
identify historic properties as specified in 36 CFR 800.4(a)-(c), that 
have knowledge and expertise regarding rail properties and of the 
history and operations of the nation's railroads and rail transit 
systems. The proposed list of important historic rail properties may 
include particular individual properties (i.e., a building, structure, 
object, or district) or a property type (e.g., bridges of a certain 
type (stone arch, metal truss, covered, or moveable); roundhouses). The 
Project Sponsor's efforts to develop a list of important historic rail 
properties will be informed by available background research, historic 
context studies, surveys and evaluations performed by persons meeting 
the Secretary of the Interior's Professional Qualification Standards 
for Architectural Historians, and other relevant documentation and 
professional experience and expertise.
    2. Once a Project Sponsor proposes a list of important rail 
properties located within a study area, the Project Sponsor will 
coordinate with the appropriate USDOT OA(s) to determine an appropriate 
method(s) for seeking public input on the proposed list and to 
determine which entity(ies) will be responsible for implementing the 
agreed-upon public outreach strategy. The Project Sponsor and/or the 
USDOT OA(s), as appropriate, will then implement the agreed-upon 
strategy. The USDOT OA(s) will consider input from interested parties 
and the public before approving the list of important historic rail 
properties.
    3. The USDOT OAs make the final decision regarding the list of 
important historic rail properties within each study area, and will 
publish all finalized lists on their respective agency Web sites 
(www.fra.dot.gov, www.fta.dot.gov, or www.fhwa.dot.gov). The relevant 
USDOT OA will update the list anytime a Project Sponsor completes the 
process described herein to identify important historic rail properties 
located within another study area.
    4. Once approved by the appropriate USDOT OA(s), the list of 
important historic rail properties will be available for use by any 
Project Sponsor and any federal agency.

B. No Further Section 106 Review Required

    Should any of the exempted activities in Appendix A referred to in 
Section III be proposed and affect important historic rail properties 
included on a USDOT OA-approved list, no further Section 106 review 
would be required for those activities.
    For rail properties in a given study area that are not included on 
a USDOT OA-approved list of important historic rail properties, the 
effects of transportation-related undertakings to those rail properties 
would be exempt from Section 106 review.

V. Continued Applicability of Section 106

    Section 106 review is still required for transportation-related 
undertakings within rail ROW in the following situations under both the 
activities-based exemption and Project Sponsor-led property-based 
approach:
    A. Undertakings that are located within, or would affect historic 
properties located on tribal lands;
    B. Undertakings, within a study area that has completed the 
optional Project Sponsor-led approach that involve activities that are 
not included in Appendix A and would affect important historic rail 
properties
    C. Undertakings that could affect historic buildings, structures, 
sites, objects, or districts that do not have a demonstrable 
association with the function and operation of a railroad or rail 
transit system;
    D. Undertakings that could affect archaeological sites located 
within, partially within, or bisected by rail ROW, regardless of 
whether the sites are associated with railroads or rail transit 
systems; \8\ and
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    \8\ Examples include: Archaeological remains of non-extant rail 
properties that have been determined eligible for the National 
Register under Criterion D or warrant evaluation for such 
eligibility because they may yield data and information on the 
development and operation of railroads and rail transit systems in 
U.S. history; archaeological sites that represent worker camps 
associated with the construction of a railroad and have been 
determined eligible for the National Register under Criterion A or 
warrant evaluation for such eligibility; prehistoric or historic 
archaeological sites that pre-date construction of a railroad or 
rail transit line and are historically significant for reasons that 
do not have a nexus with rail transportation.
---------------------------------------------------------------------------

    E. Undertakings that could affect historic properties of religious 
and cultural significance to federally recognized Indian tribes or 
Native Hawaiian organizations.
    In addition, federal agencies remain responsible for determining 
whether a proposed undertaking has the potential to cause effects to 
non-rail above-ground historic properties (buildings, structures, 
objects and districts) and archaeological sites of any nature 
(regardless of a rail nexus) that are located in the undertaking's area 
of potential effects (``APE'') but outside of or adjacent to rail ROW 
under both the activities-based exemption and Project Sponsor-led 
property-based approach.
    Likewise, if an unanticipated discovery of a non-rail historic 
property, archaeological site, or human remains is made during 
implementation of an exempt activity listed in Appendix A, the Project 
Sponsor must cease the activity and consult with the lead federal 
agency, who must follow the requirements of 36 CFR 800.13(b) and/or 
applicable state burial law with regard to the discovery; if an 
undertaking involves multiple exempted activities, those that do not 
involve or effect the discovery may continue.

VI. Definition of Terms

    A. Area of potential effects, as defined in 36 CFR 800.16(d), means 
the geographic area or areas within which an undertaking may directly 
or indirectly cause alterations in the character or use of historic 
properties, if any such properties exist. The area of potential effects 
is influenced by the scale and nature of an undertaking and may be 
different for different kinds of effects caused by the undertaking.
    B. Historic properties, as defined in 36 CFR 800.16(l), means any 
prehistoric or historic district, site, building, structure, or object 
included in, or eligible for inclusion in, the National Register of 
Historic Places maintained by the Secretary of the Interior. This term 
includes artifacts, records and remains that are related to and located 
within such properties. The term includes properties of religious and 
cultural importance to a federally recognized Indian tribe or Native 
Hawaiian organization that meet the National Register criteria.
    C. Important historic rail properties means rail properties located 
in rail ROW that have been identified through the Project-Sponsor led 
approach established in Section IV. Such properties must meet the 
National Register eligibility criteria (36 CFR part 63), illustrate the 
history of the development of the nation's railroads or rail transit 
systems, and either possess national significance (see the definition

[[Page 54398]]

below) or be of certain state or local importance. Examples of 
properties of certain state or local importance may include extant 
architectural properties, such as passenger depots, roundhouses, 
bridges, and tunnels that are not included in common standard plans; 
that met unique engineering challenges; that have exceptional design 
quality and characteristics; or that are of unusual or noteworthy 
importance, or are a rare property type.
    D. National significance means a historic property that is either, 
(1) designated as a National Historic Landmark; (2) designated as a 
Civil Engineering Landmark; (3) listed as nationally significant in its 
nomination or listing in the National Register; or (4) determined to 
have significance at the national level.\9\
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    \9\ Properties that have previously been determined to be 
nationally significant may be re-evaluated as part of the optional 
Project Sponsor-led approach. Properties may be newly determined to 
be nationally significant as part of the consultation that would 
occur under the optional Project Sponsor-led approach.
---------------------------------------------------------------------------

    E. Project Sponsor means an entity such as a state, tribal or local 
government, joint venture, or private company that is eligible to 
receive financial assistance under a federal transportation-related 
financial assistance program (e.g., grant, loan). A project sponsor may 
also be an entity that requires a federal permit, license, or approval 
in order to carry out a proposed activity in rail ROW (e.g., a permit 
under Section 404 of the Clean Water Act issued by the Army Corps of 
Engineers or a permit under Section 9 of the Rivers and Harbors Act of 
1899 issued by the United States Coast Guard).
    F. Rail properties means, for the purpose of this program comment, 
infrastructure within the rail ROW that has a demonstrable relationship 
to the past or current function and operation of a railroad or rail 
transit system, including but not limited to: Rails and tracks, ties, 
ballast, rail beds, signal and communication systems, switches, 
overhead catenary systems, signage, traction power substations, 
passenger stations/depots and associated infrastructure and utilities, 
freight transfer facilities, boarding areas and platforms, boarding 
platform shelters and canopies, bridges, culverts, tunnels, retaining 
walls, ancillary facilities, ventilation structures, equipment 
maintenance and storage facilities, railyards, parking lots and 
structures, landscaping, passenger walkways, and security and safety 
fencing. The definition does not include properties with no 
demonstrable relationship to the function and operation of a railroad 
or rail transit system, such as: Adjacent residential, commercial or 
municipal buildings; archaeological resources underneath rail ROW that 
are unrelated to the railroad or rail transit line; or property 
unrelated to existing or former railroads and rail transit lines that 
is proposed to be used for new rail infrastructure.
    G. Railroad and Rail Transit Rights-of-Way (rail ROW) means, for 
the purpose of this program comment, the land and infrastructure that 
have been developed for existing or former intercity passenger rail, 
freight rail, or rail transit operations, or that are maintained for 
the purpose of such operations. Rail ROW includes current or former 
railroad or rail transit lines regardless of current ownership and 
whether there is rail service operating on the railroad or rail transit 
line. It does not include land that was never developed and lacks 
visual evidence of historic railroad or rail transit use. Rail ROW 
includes and may be identifiable by the presence of infrastructure that 
has a demonstrable relationship to the past or current function and 
operation of a railroad or rail transit system that commonly includes 
but is not limited to the rail properties specified in the definition 
above.
    H. Section 106 means Section 106 of the National Historic 
Preservation Act, 54 U.S.C. 306108, and its implementing regulations, 
36 CFR part 800.
    I. Undertaking, as defined at 36 CFR 800.16(y), means a project, 
activity, or program funded in whole or in part under the direct or 
indirect jurisdiction of a federal agency, including those carried out 
by or on behalf of a federal agency; those carried out with federal 
financial assistance; and those requiring a federal permit, license or 
approval.

VII. Effective Date

    This program comment shall go into effect on the date it is issued 
by the ACHP, at which time federal agencies may immediately utilize the 
list of exempted activities in Appendix A, including undertakings that 
have not yet been initiated and undertakings for which the Section 106 
review process is underway but not completed.

VIII. Reporting

    Any lead federal agency that utilizes this program comment shall 
report annually to NCSHPO, NATHPO, and the ACHP regarding the 
application of the exempt activities in Appendix A. The USDOT OAs will 
also report annually to NCSHPO, NATHPO, and the ACHP regarding any 
coordination with Project Sponsors to pursue the property-based 
approach.

XIV. Amendment

    The Chairman of the ACHP may amend this program comment after 
consulting with the USDOT and other relevant federal agencies, NCSHPO, 
NATHPO, tribal representatives, the National Trust for Historic 
Preservation, and industry representatives, as appropriate. The ACHP 
will publish a notice in the Federal Register informing the public of 
any amendments that are made to the program comment.

XV. Sunset Clause

    This program comment will expire twenty (20) years from the date of 
its issuance, unless it is amended prior to that date to extend the 
period in which it is in effect.

XVI. Withdrawal

    The Chairman of the ACHP may withdraw this program comment, 
pursuant to 36 CFR 800.14(e)(6), by publication of a notice in the 
Federal Register 30 days before the withdrawal will take effect.

Appendix A: Exempted Activities

    Undertakings limited to the activities listed below and when 
occurring within rail ROW are exempt from Section 106 review because 
their effects on rail-related historic properties are foreseeable 
and likely to be minimal and not adverse.
    The lead federal agency for a proposed transportation-related 
undertaking in rail ROW is responsible for determining if the 
program comment applies. Approval by the lead federal agency of 
undertakings involving exempt activities specified below will be 
required in the form of written approval or through another 
established review and decision-making process normally used by the 
lead federal agency (e.g., grant-making processes or permit 
issuance). In particular, activities denoted with (*) and (**) 
require evaluation by professionals meeting the Secretary of the 
Interior's (``SOI'') Professional Qualification Standards for 
Archaeologists or Architectural Historians, as appropriate. If the 
appropriate SOI-qualified professionals are not available to assist 
in the design and evaluation of activities denoted with (*) and 
(**), such activities are not exempt and remain subject to Section 
106 review. Additional information regarding activities denoted with 
(*), (**) and (***) is provided following the list.
    Before approving an undertaking, the lead federal agency (or a 
Project Sponsor that has been delegated or assigned responsibility 
for Section 106 compliance) must determine if the undertaking has 
the potential to cause effects to non-rail historic properties 
located within or in the vicinity of the rail ROW. For example, the 
construction of a new equipment maintenance building in an existing 
rail yard could introduce a visual, atmospheric, vibratory, and/or 
audible

[[Page 54399]]

element that could affect nearby non-rail historic properties. If 
such potential exists, the lead federal agency (or a Project Sponsor 
that has been delegated or assigned Section 106 responsibility) must 
follow the requirements of 36 CFR part 800, including establishing 
an Area of Potential Effects (APE) as defined in 36 CFR 800.16(d), 
or an applicable program alternative executed pursuant to 36 CFR 
800.14 in order to consider the potential effects to non-rail 
historic properties located within that APE. This requires the 
federal agency and/or Project Sponsor to complete the four-step 
Section 106 review process for such non-rail historic properties in 
the APE: Initiating the process; identifying historic properties; 
assessing adverse effects; and resolution of adverse effects to 
historic properties. Nevertheless, the effects of the activities 
listed below on rail properties within rail ROW remain exempt from 
Section 106 review.
    If an unanticipated discovery of a non-rail historic property, 
archaeological site of any nature, or human remains is made during 
the implementation of an exempt activity, the Section 106 
requirements at 36 CFR 800.13 and/or state burial law, as 
appropriate depending on the nature of the discovery, would apply 
because such resources are not covered by the program comment. In 
addition, although the activities listed below are exempted from 
Section 106, the Project Sponsor must still comply with the 
requirements of any easements, covenants, or state or local historic 
designations applicable to the affected rail property(ies). At 
minimum, the Project Sponsor must cease all work in and secure the 
area of the discovery while the appropriate notifications are made 
and the parties consult to determine the appropriate course of 
action.

A. Track and Trackbed \10\
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    \10\ These activities do not include alterations to the trackbed 
that would result in a substation visual change (i.e., elevation) in 
the relationship between the trackbed and the surrounding landscape.
---------------------------------------------------------------------------

    1. Replacement of rails, fasteners, ties, or bridge timbers. 
This includes replacing jointed rail with continuous welded rail. 
This does not include changing the gauge of the rail.
    2. Addition of switches in an existing trackbed.
    3. Replacement of Y-tracks, turn-outs, frogs, or switches within 
existing footprint.
    4. Installation of new turn-outs, sidings, and crossovers in 
areas of previously disturbed soils or when construction methods do 
not require surface removal (*).
    5. Replacement of subgrade, ballast, and sub-ballast materials.
    6. Addition of fill free of debris or other clean borrow 
materials on top of existing soils or fill.
    7. Excavation of clean borrow material from sources within the 
rail ROW (*).
    8. Scraping and undercutting of an existing subgrade or 
embankment to restore a horizontal profile or increase vertical 
clearance (*). This includes modifying the subgrade only, not 
modifications to bridges, tunnels, or other infrastructure.
    9. Widening an existing embankment for the addition of turn-outs 
(*).
    10. Reinstallation of track in the same location where it 
existed previously but had been removed (e.g., reinstallation of 
double tracking on a currently single-tracked line that had 
historically been double-tracked).
    11. Removal of abandoned sidings, rails, ties, or ballast.

B. Bridges and Tunnels

    1. The following bridge and tunnel structure maintenance 
actions: Cleaning; in-kind painting of the bridge superstructure or 
substructure; in-kind masonry repointing; deck overlay with the same 
or similar materials as existing; application of preservative and 
corrosion protection treatments; ballast cribbing; affixing 
stiffeners; or patching spalled concrete.\11\
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    \11\ ``In-kind'' as used here and elsewhere in Appendix A means 
that new materials used in repairs or replacements must match the 
material being replaced in composition, design, color, texture, and 
other visual and material properties. Substitute materials should be 
used only on a limited basis and only when they will match the 
appearance and general properties of the historic material and will 
not damage the historic property. For more information, see https://www.nps.gov/tps/standards/rehabilitation/rehab/stand.htm.
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    2. Repair or replacement of brackets, hardware, angles, rivets, 
flanges, bearings, fasteners, motors, locking devices, or similar 
elements.
    3. In-kind repair or replacement of structural or non-structural 
bridge members (e.g., I-beams, T-beams, girders, box beams, 
abutments, piers, parapets, bents, bridge protective systems (e.g., 
fenders, pile clusters, dolphins, sheer booms, sheer fences, island 
protection systems, or floating protection systems)) that do not 
alter character-defining features of the bridge (**). This does not 
include full or partial demolition of a bridge.
    4. Actions to strengthen or address deteriorating structural 
conditions of bridges that are intended to preserve their useful 
life and that do not alter character--defining features of the 
bridge (**). Examples include converting the bridge deck from an 
open deck to a ballast deck; the replacement of traditional roller 
bearing assemblies to elastomeric or similar pad bearings; or 
changing the material beneath the ballast such that the change in 
material would not be visually discernable from outside of the ROW.
    5. Repair or replacement of tunnel ventilation structures and 
associated equipment (e.g., fans, ducting) (**). Replaced structures 
must be substantially the same size as or smaller than existing and 
be visually compatible with the surrounding built environment.
    6. Removal or replacement of any bridge or tunnel material or 
added-on element that is not part of the original construction or 
that was not added during a period of major alteration dating back 
to 45 years or earlier (**).

C. Rail Buildings (i.e., Passenger Stations and Depots, Maintenance 
and Equipment Buildings, Interlocking Towers, Signal Houses)

    1. In-kind repair or replacement of light fixtures in public 
spaces, such as passenger waiting areas.
    2. Repair, extensions to the width, or extension or shortening 
of the length of boarding platforms, as necessary to meet federally-
mandated ADA-compliant boarding requirements or to accommodate 
longer or shorter trains, that are constructed with common concrete 
methods (e.g., concrete slab) (*). This does not include platforms 
constructed with brick, stone, tile, wood, or other materials. This 
does not include platform modifications that would result in the 
need to modify paths of travel, such as through the installation of 
ramps, to achieve ADA compliant access to/from associated passenger 
stations.
    3. In-kind repair of platforms constructed with brick, stone, 
tile, wood, or other non-concrete materials (**). This does not 
include increasing the height of an existing platform to meet ADA 
requirements.
    4. Maintenance, repair, or replacement (**) of escalators and 
elevators.
    5. Cleaning, painting, or refinishing of surfaces with a like 
color and where the products or methods used would not damage the 
original surface.
    6. In-kind masonry repointing.
    7. Repair or replacement of passenger walkways constructed with 
common concrete or asphalt methods when consistent with existing 
materials.
    8. The following federally mandated ADA improvements at 
passenger stations do not damage, cover, alter, or remove character-
defining architectural spaces, features, or finishes:
    a. Installation or replacement (**) of the following: Restroom 
stalls/partitions, and hardware and fixtures such as grab bars, tilt 
frame mirrors, sinks, and toilets; tactile warning strips on floors, 
passenger walkways, and platforms; cane detectors; sidewalk curb 
cuts; automatic door openers; station identifier and wayfinding 
signage; public information display systems (PIDS); wheelchair 
lifts; and wheelchair lift enclosures. This does not include ADA 
improvements involving the installation, modification, or removal of 
ramps, stairs, doors, windows, roofs, platform boarding canopies and 
supports, or ticket counters.
    b. Widening of or adjustments to the slope of passenger walkways 
constructed with common concrete or asphalt methods (*).
    9. Interior maintenance work or alterations in stations or other 
railroad facilities that is limited to non-public spaces that lack 
architectural distinction (**).
    10. Replacement of pumps, air compressors, or fueling stations 
(*).
    11. Removal of mechanical equipment inside railroad facilities 
not visible to the public (***). Examples include relay panels, 
switchgear, and track diagram boards.
    12. Addition of new mechanical equipment in basements, beneath 
platforms, in designated mechanical equipment areas, or in areas 
that are otherwise out of public view.
    13. Paving, painting, or striping of parking surfaces.

[[Page 54400]]

    14. In-kind repair and replacement of platform boarding canopies 
and supports (*,**).
    15. State-of-good-repair (``SOGR'') activities (**) not 
otherwise on this list that are necessary to keep a station, depot, 
or other rail building inhabitable, safe,\12\ and in use, and may 
affect character-defining architectural features of the property, 
such as the repair or in-kind replacement of the following: Elevator 
head houses and portals; roofs; doors; windows; stairs; or railings. 
SOGR activities do not include demolition, decommissioning, or 
mothballing of rail buildings that are not in use, or reconfiguring 
the interior spaces of passenger stations for a new use (e.g., 
enclosing a passenger waiting area to create new office, baggage 
handling, or event space).
---------------------------------------------------------------------------

    \12\ As required by applicable federal or municipal fire, life 
safety, or health codes or standards.
---------------------------------------------------------------------------

D. Signals, Communications, and Power Generation

    1. Maintenance, repair, or replacement of component parts of 
signal, communications, catenary, electric power systems, or other 
mechanical equipment that retains the visual appearance of the 
existing infrastructure (**). This includes replacement of 
individual signal masts, but does not include wholesale removal or 
replacement of a catenary system or signal bridge.
    2. Maintenance, repair, or replacement (*) of radio base 
stations.
    3. Maintenance, repair, or replacement (*) of the mechanical 
components of traction power substations, i.e., transformers, 
circuit breakers, electrical switches. This does not include 
replacement of an entire substation.
    4. Maintenance or repair of signal instrument houses and signal 
bungalows (**).
    5. Installation, repair, or replacement of communications 
equipment on locomotives and rolling stock that are actively used 
for intercity passenger rail, rail transit, or freight rail. This 
does not apply to historic trains used for tourism.

E. Rail/Roadway At-Grade Crossings and Grade Separations

    1. Maintenance of existing at-grade railroad crossings including 
installation of railroad crossing signs, signals, gates, warning 
devices and signage, highway traffic signal preemption, road 
markings, and similar safety upgrades (*).
    2. In-kind repair, rehabilitation, or replacement of existing 
at-grade railroad crossings including installation of railroad 
crossing signs, signals, gates, warning devices and signage, highway 
traffic signal preemption, road markings, and similar safety 
upgrades (*,**).
    3. Installation of new, at-grade railroad crossings on existing 
railroads and roadways, including installation of railroad crossing 
signs, signals, gates, warning devices and signage, highway traffic 
signal pre-emption, road markings, and similar safety features (*). 
This does not apply when the crossing involves an individual 
National Register-listed or eligible roadway or a roadway that is a 
contributing resource to a National Register-listed or eligible 
historic district.
    4. Expansion of existing sidewalks, constructed with common 
concrete or asphalt methods, along the sides of an existing at-grade 
rail crossing (*).
    5. Maintenance, repair, or rehabilitation of existing grade-
separated crossings of other transportation modes (highways, local 
roads, pedestrian underpasses) (*,**). This does not include 
modifications to existing grade separation structures (e.g., 
bridges, overpasses) that would result in a substantial increase in 
height or overall massing.
    6. Addition of lanes, turning lanes, road widening, and pavement 
markings for at-grade crossings (*). This does not apply when the 
crossing involves an individual National Register-listed or eligible 
roadway or a roadway that is a contributing resource to a National 
Register-listed or eligible historic district.
    7. Construction of curbs, gutters, or sidewalks adjacent to 
existing roadway for at-grade crossings (*). This does not apply 
when the crossing involves an individual National Register-listed or 
eligible roadway or a roadway that is a contributing resource to a 
National Register-listed or eligible historic district.

F. Safety

    1. Repair, replacement, or installation of the following 
security and intrusion prevention devices (*,**): security cameras, 
closed captioned television (CCTV) systems, light poles and 
fixtures, bollards, emergency call boxes, access card readers, and 
warning signage.
    2. Replacement of security and safety fencing where the 
replacement is substantially the same appearance as existing (*). 
This does not include replacement of an open-fence design with a 
closed design that would create a visual barrier.
    3. Replacement or installation of safety equipment/fall 
protection equipment on rail bridges, signal bridges, or other non-
station structures for the protection of rail workers or the public 
(**). Examples include railings, walkways, gates, tie-off safety 
cables, anchors, or warning signage.
    4. Repair, replacement, or installation of wayside detection 
devices (*).
    5. Repair, replacement (*), or installation (*,**) of bridge 
clearance/strike beams.

G. Erosion Control, Rock Slopes, and Drainage

    1. Placement of rip rap to prevent erosion affecting bridges and 
waterways.
    2. Erosion control through slide and slope corrections (*).
    3. Rock removal and re-stabilization activities such as scaling 
and bolting.
    4. Maintenance, repair, or replacement (*) of pre-cast concrete, 
cast iron, and corrugated metal culverts that lack stone headwalls. 
This does not include uniquely constructed culverts such as those 
built by the Civilian Conservation Corps or those made out of 
unusual materials (e.g., a hollowed log).
    5. Expansion, through horizontal elongation, of pre-cast 
concrete, cast iron, and corrugated metal culverts that lack stone 
headwalls for the purpose of improved drainage (*).
    6. Embankment stabilization or the re-establishment of ditch 
profiles where no new grading is involved.
    7. Corrections to drainage slopes, ditches, and pipes to 
alleviate improper drainage or changing alluvial patterns (*).
    8. In-kind repair or replacement of retaining walls (*,**).
    9. Maintenance, repair, or alterations to the interiors of 
culverts and related drainage pathways.

H. Environmental Abatement

    1. Removal of environmental hazards on bridge structures, e.g., 
treated wood that may leak into waterways or sensitive habitat, 
removal of graffiti; and abatement of lead/heavy-metal coatings and 
paintings. Activities that replace coatings or paint must be of the 
same color and appearance as the materials that have been abated.
    2. Removal of asbestos-containing pipe insulation or transmitter 
relay panels in or on rail operations buildings, bridges, or 
tunnels.
    3. Removal of contaminated ballast and sub-ballast materials.
    4. Removal of contaminated soils (*).

I. Operations

    1. Establishment of quiet zones, including the installation of 
required warning devices and additional safety measures installed at 
grade crossings, that do not entail closing of existing 
roadways.\13\
---------------------------------------------------------------------------

    \13\ A quiet zone is an FRA exemption to the rule requiring 
trains to sound their horns when approaching public 
highway[hyphen]rail grade crossings. More information on the 
creation of quiet zones is available in FRA's regulations at 49 CFR 
part 222, Use of Locomotive Horns at Public Highway-Rail Grade 
Crossings, and in guidance promulgated by FRA's Office of Railroad 
Safety (for example, see https://www.fra.dot.gov/Page/P0841 and 
https://www.fra.dot.gov/eLib/Details/L04781).
---------------------------------------------------------------------------

    2. Increased frequency of train operations that do not result in 
noise or vibration impacts. (Note: A noise and vibration study would 
be prepared by a qualified subject matter expert as part of the NEPA 
process).
    3. Temporary storage of rail cars on active rail lines.
    4. Repair, maintenance, or replacement (*) of noise barriers. 
Replacements must be substantially the same size and visual 
appearance as existing.

J. Landscaping, Access Roads, and Laydown Areas

    1. In-kind replacement of existing landscaping.
    2. Mowing, seeding/reseeding, planting, tree trimming, brush 
removal, or other similar groundcover maintenance activities.
    3. Herbicidal spraying.
    4. Maintenance of existing access roads and lay-down areas (*).

K. Utilities

    1. Installation, maintenance, repair, relocation, or replacement 
of underground utilities (*). Examples include electrical, sewer, 
compressed air lines, fuel lines, and fiberoptic cable.
    2. Maintenance, repair, or replacement (*) of above-ground 
utilities. Replacements must be substantially the same size and 
scale (including height) as existing.

[[Page 54401]]

    3. Installation, maintenance, repair, or replacement of utility 
lines and conduit inside tunnels that does not involve affixing new 
equipment to the exterior face of tunnel portals.
    4. Affixing conduit, repeaters, antennae, and similar small-
scale equipment on the exterior masonry face of tunnel portals where 
the color of the equipment matches the existing masonry in order to 
limit its visibility and does not damage the masonry construction 
(**).

L. Bicycle and Pedestrian Facilities, Shared Use Paths, and Other 
Trails

    1. Maintenance, repair, or replacement (*) of existing bicycle 
lanes, pedestrian walkways, shared use paths (e.g., bicycle, 
pedestrian), and other trails intended for non-motorized 
transportation that are constructed with common materials.
    2. Adding lanes to existing shared use paths or other trails 
constructed with common materials (*).
    3. Adding crossings for pedestrians and bicycle facilities, 
shared use paths, or other trails (*).
    4. Installation of bicycle aid stations, bicycle racks and 
storage units, and similar amenities (*, **).
    5. Maintenance, repair, or replacement (*) of bicycle aid 
stations, bicycle racks, and storage units, and similar amenities. 
Replacements must be substantially the same size and appearance as 
existing.
    6. Installation of information kiosks, panels, and similar 
amenities for pedestrian, bicyclists, or other path or trail users 
(***).
    7. Maintenance, repair, or replacement (*) of information 
kiosks, panels, and similar amenities. Replacements must be 
substantially the same size and appearance as existing.
    8. Maintenance, repair, or replacement (*) of existing curbs, 
gutters, or sidewalks constructed with common materials (e.g., non-
decorative concrete or asphalt).

M. Construction/Installation of New Rail Infrastructure

    1. Minor new construction and installation of rail 
infrastructure that is compatible with the scale, size, and type of 
existing rail infrastructure, such as buildings for housing 
telecommunications equipment, signal instruments, and similar 
equipment; storage buildings that house landscaping or maintenance 
of way equipment or specialty vehicles for track repairs or 
inspections; locomotive and train car service and inspection (S&I) 
facilities; trailers or temporary structures for housing rail 
personnel; and safety/security fencing that uses an open design and 
does not create a visual barrier. (*,**) applies to all activities 
in this bullet. This does not include the construction of new 
passenger stations, rail yards, bridges, or tunnels, or demolition 
of existing structures.
    2. Installation of utility and communications poles, 
transmission lines, and related equipment within electrified rail 
ROW (i.e., rail ROW with existing overhead transmission lines) (*). 
New poles and overhead lines must be substantially the same height 
as existing. (Note: If another existing Section 106 Program 
Alternative, such as the ACHP Program Comment for Positive Train 
Control or the ACHP Program Comment for Wireless Communications 
Facilities, would apply to the proposed activities, defer to that 
Program Alternative.)
    3. Installation of new culverts beneath the trackbed in areas 
not visible or accessible to the public (*).

N. Rail Properties Less Than 45 Years Old

    1. Maintenance, repair, replacement, rehabilitation, or 
demolition of any rail property less than 45 years old is an exempt 
activity (unless the rail property is of exceptional importance as 
defined under NHRP Criterion Consideration G \14\ and as determined 
through consultation between the lead federal agency and the State 
Historic Preservation Officer (SHPO)). However, as with all other 
activities in this list, the Project Sponsor and lead federal agency 
must consider whether the activity may cause effects to adjacent or 
nearby non-rail historic properties (e.g., demolition of a tall rail 
building could alter the existing viewshed or eliminate a noise 
buffer). Depending on the nature of the proposed undertaking, such 
consideration of effects to non-rail properties may require the 
involvement of an SOI-qualified professional and consultation with 
SHPO and other consulting parties, as well as establishment of an 
APE and identification of historic properties in that APE, 
assessment of effects to those properties, and resolution of any 
adverse effects to those properties.
---------------------------------------------------------------------------

    \14\ For information regarding the NRHP Criteria for Evaluation, 
see https://www.nps.gov/nr/publications/bulletins/nrb15/.
---------------------------------------------------------------------------

    (*) The proposed undertaking must be located entirely within 
previously disturbed soils or fill. Previously disturbed soils are 
those that show visible evidence that construction techniques used 
during previous construction activities required the grading or 
removal of soil or the addition of fill. A project engineer may be 
able to determine whether the ground has been previously disturbed 
or the project location consists of fill based on a review of 
relevant engineering plans from earlier construction activities at 
that location. If it cannot be readily demonstrated from a review of 
available documentation or a non-intrusive site investigation that 
the entire vertical and horizontal limits of ground disturbance for 
a proposed undertaking would be entirely located within previously 
disturbed soils or fill, the lead federal agency (or a Project 
Sponsor that has been delegated or assigned responsibility for 
Section 106 compliance) must ensure a Secretary of the Interior 
(SOI)-qualified archeologist confirms the presence or absence of 
previously disturbed soils. The Project Sponsor, if it has not been 
delegated or assigned responsibility for Section 106 compliance, 
must submit to the lead federal agency the archaeologist's 
recommendation, with supporting justification, that the undertaking 
would only affect disturbed soils, and the lead federal agency must 
provide written concurrence to the Project Sponsor before the 
undertaking can proceed. If the archaeologist determines that 
undisturbed soils are present in areas of proposed ground 
disturbance or if there is uncertainty, this program comment does 
not apply and the proposed activity remains subject to standard 
Section 106 review or another applicable program alternative.
    (**) The proposed undertaking must meet one of the following 
circumstances:
     The affected rail property(ies) is listed on the 
National Register of Historic Places (NRHP), has previously been 
determined eligible for listing on the NRHP, or the lead federal 
agency and Project Sponsor agree to treat the affected rail 
property(ies) as eligible for listing on the NRHP based on factors 
such as the date of construction (generally 45 years old or older) 
and the establishment of the period(s) of significance, an 
assessment of integrity, and the identification of character-
defining features of the affected rail property(ies) by an SOI-
qualified professional. SOI-qualified professionals may be federal 
agency staff, federal agency contractors, Project Sponsor staff, 
and/or consultants hired by Project Sponsors. The value of treating 
a rail property as being historic is the time-savings achieved by 
not having to go through the full identification, evaluation, and 
consultation steps of the standard Section 106 process. When the 
affected rail property(ies) is considered historic, the work must be 
performed in accordance with SOI standards. The work must follow the 
National Park Service Standards for Preservation and Guidelines for 
Preserving Historic Buildings, as appropriate. Whenever possible, 
historic fabric must be repaired rather than replaced. The Project 
Sponsor, if it has not been delegated or assigned responsibility for 
Section 106 compliance, must provide written justification to the 
lead federal agency explaining why repair is not feasible. In cases 
where existing historic materials are beyond repair, replacement 
must be carried out in-kind. The lead federal agency must ensure the 
Project Sponsor is performing the work using or under the direct 
supervision of an SOI-qualified professional in the relevant 
discipline(s). Verification and approval in writing by the lead 
federal agency is required before the Project Sponsor can implement 
the proposed undertaking. Lastly, the lead federal agency must 
notify the relevant SHPO(s) in writing of the proposed undertaking 
upon the lead federal agency's approval and prior to the Project 
Sponsor's commencement of the undertaking. Or,
     The rail property is less than 45 years old and does 
not meet NHRP Criterion Consideration G. In such cases, the Project 
Sponsor may carry out maintenance, repair, rehabilitation, or 
replacement activities of any nature and does not need to follow SOI 
standards with regard to the subject rail property. However, the 
restrictions noted in Section N of the preceding list apply.
    (***) If the equipment to be removed includes obsolete or 
outdated technology, the Project Sponsor must contact the relevant 
SHPO, railroad museums or railroad historical societies, museums, 
educational institutions, or similar entities to determine if there 
is an entity that may be interested in purchasing or receiving the 
equipment as a donation, as appropriate. The Project Sponsor, if it 
has not been delegated or

[[Page 54402]]

assigned responsibility for Section 106 compliance, must demonstrate 
to the lead federal agency that it has made a good faith effort to 
contact such parties prior to removal and disposition of such 
equipment.

    Authority:  36 CFR 800.14(e).

    Dated: November 14, 2017.
Kelly Y. Fanizzo,
Associate General Counsel.
[FR Doc. 2017-25025 Filed 11-16-17; 8:45 am]
 BILLING CODE 4310-K6-P



                                                54390                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                Experimental Therapeutics Program,                      https://www.samhsa.gov/about-us/                      employment and enrollment in
                                                National Cancer Institute, NIH, 31 Center               advisory-councils/smi-committee or                    educational and vocational programs;
                                                Drive, Room 3A44, Bethesda, MD 20817,                   contact Pamela Foote, Designated                      (C) quality of mental and substance use
                                                (301) 496–4291, mroczkoskib@mail.nih.gov.
                                                                                                        Federal Official (see contact information             disorders treatment services; or (D) any
                                                  Toby Hecht, Ph.D., Executive Secretary,
                                                Development Experimental Therapeutics                   below).                                               other criteria as may be determined by
                                                Program, National Cancer Institute, NIH,                   Interested persons may present data,               the Secretary. Finally, the ISMICC will
                                                9609 Medical Center Drive, Room 3W110,                  information, or views, orally or in                   make specific recommendations for
                                                Rockville, MD 20850, (240) 276–5683,                    writing, on issues pending before the                 actions that agencies can take to better
                                                toby.hecht2@nih.gov                                     committee. Written statements should                  coordinate the administration of mental
                                                (Catalogue of Federal Domestic Assistance               be submitted to the DFO on or before                  health services for adults with SMI or
                                                Program Nos. 93.392, Cancer Construction;               November 30, 2017. Oral presentations                 children with SED. Not later than 1(one)
                                                93.393, Cancer Cause and Prevention                     from the public will be scheduled at the              year after the date of enactment of the
                                                Research; 93.394, Cancer Detection and                  conclusion of the meeting. Individuals
                                                Diagnosis Research; 93.395, Cancer
                                                                                                                                                              21st Century Cures Act, and 5 (five)
                                                                                                        interested in making oral presentations               years after such date of enactment, the
                                                Treatment Research; 93.396, Cancer Biology
                                                Research; 93.397, Cancer Centers Support;               must notify the DFO on or before                      ISMICC shall submit a report to
                                                93.398, Cancer Research Manpower; 93.399,               November 30, 2017. Two minutes will                   Congress and any other relevant federal
                                                Cancer Control, National Institutes of Health,          be allotted for each presentation as time             department or agency.
                                                HHS)                                                    permits. Substantive meeting                            This ISMICC consists of federal
                                                  Dated: November 13, 2017.                             information and a roster of Committee                 members listed below or their
                                                Melanie J. Pantoja,
                                                                                                        members is available at the Committee’s               designees, and non-federal public
                                                                                                        Web site https://www.samhsa.gov/                      members.
                                                Program Analyst, Office of Federal Advisory
                                                Committee Policy.
                                                                                                        about-us/advisory-councils/smi-                         A roster of Committee members is
                                                                                                        committee or by contacting Pamela                     available at the Committee’s Web site:
                                                [FR Doc. 2017–24895 Filed 11–16–17; 8:45 am]
                                                                                                        Foote, DFO.                                           https://www.samhsa.gov/about-us/
                                                BILLING CODE 4140–01–P
                                                                                                           Committee Name: Interdepartmental                  advisory-councils/smi-committee
                                                                                                        Serious Mental Illness Coordinating                     The ISMICC is required to meet twice
                                                DEPARTMENT OF HEALTH AND                                Committee                                             per year.
                                                HUMAN SERVICES                                             Dates/Time/Type: Thursday,
                                                                                                        December 14, 2017, 10:30 a.m. 12:00                   Carlos Castillo,
                                                Substance Abuse and Mental Health                       p.m./OPEN                                             Committee Management Officer.
                                                Services Administration                                    Place: Webcast and teleconference                  [FR Doc. 2017–24876 Filed 11–16–17; 8:45 am]
                                                                                                        (see information above).                              BILLING CODE 4162–20–P
                                                Notice of Meeting for the                                  Contact: Pamela Foote, Designated
                                                Interdepartmental Serious Mental                        Federal Official, Substance Abuse and
                                                Illness Coordinating Committee                          Mental Health Services Administration,                ADVISORY COUNCIL ON HISTORIC
                                                (ISMICC)                                                5600 Fishers Lane, Room14E53C,                        PRESERVATION
                                                                                                        Rockville, MD 20857, Telephone: 240–
                                                AGENCY: Substance Abuse and Mental                      276–1279, Fax: 301–480–8491, Email:                   Notice of Proposed Draft Program
                                                Health Services Administration, HHS.                    ismicc@samhsa.hhs.gov.                                Comment To Exempt Effects of
                                                ACTION: Notice.                                                                                               Transportation-Related Undertakings
                                                                                                        Background and Authority
                                                SUMMARY:   The Secretary of Health and                                                                        Within Rail Rights-of-Way
                                                                                                           The ISMICC was established on
                                                Human Services (Secretary), in                          March 15, 2017, in accordance with                    AGENCY:  Advisory Council on Historic
                                                accordance with section 6031 of the 21st                section 6031 of the 21st Century Cures                Preservation.
                                                Century Cures Act, announces a meeting                  Act, and the Federal Advisory                         ACTION: Notice of availability and
                                                of the Interdepartmental Serious Mental                 Committee Act, 5 U.S.C. App., as                      request for comments.
                                                Illness Coordinating Committee                          amended, to report to the Secretary,
                                                (ISMICC). The meeting will be held                      Congress, and any other relevant federal              SUMMARY:    The Advisory Council on
                                                virtually by webcast.                                   department or agency on advances in                   Historic Preservation, in coordination
                                                DATES: The ISMICC will meet on                          serious mental illness (SMI) and serious              with the U.S. Department of
                                                December 14, 2017, from 10:30 a.m. to                   emotional disturbance (SED), research                 Transportation, proposes a program
                                                12:00 p.m., Eastern Daylight Time.                      related to the prevention of, diagnosis               comment to exempt effects of
                                                SUPPLEMENTARY INFORMATION: The                          of, intervention in, and treatment and                transportation-related undertakings
                                                meeting will focus on the Report to                     recovery of SMIs, SEDs, and advances in               within railroad and rail transit rights-of-
                                                Congress that includes information on                   access to services and support for adults             way. This program comment would
                                                federal advances related to serious                     with SMI or children with SED. In                     exempt from Section 106 review certain
                                                mental illness (SMI) and serious                        addition, the ISMICC will evaluate the                activities that have the potential to
                                                emotional disturbance (SED), including                  effect federal programs related to serious            affect historic properties within railroad
                                                data evaluation, and recommendations                    mental illness have on public health,                 and rail transit rights-of-way where
                                                for action. Members of the public can                   including public health outcomes such                 those effects are likely to be minimal or
                                                attend the meeting via telephone or                     as (A) rates of suicide, suicide attempts,            not adverse. Further, this program
                                                webcast. The meeting can be accessed                    incidence and prevalence of SMIs,                     comment includes an optional approach
sradovich on DSK3GMQ082PROD with NOTICES




                                                via webcast at www.hhs.gov/live. To                     SEDs, and substance use disorders,                    that could streamline the Section 106
                                                obtain the call-in number and access                    overdose, overdose deaths, emergency                  review for additional types of
                                                code, submit written or brief oral                      hospitalizations, emergency room                      transportation-related undertakings
                                                comments, or request special                            boarding, preventable emergency room                  involving railroad and rail transit
                                                accommodations for persons with                         visits, interaction with the criminal                 properties, including those that may
                                                disabilities, please visit the SAMHSA                   justice system, homelessness, and                     cause adverse effects. Issuance of this
                                                Advisory Committees Web page at                         unemployment; (B) increased rates of                  program comment would fulfill the


                                           VerDate Sep<11>2014   18:32 Nov 16, 2017   Jkt 244001   PO 00000   Frm 00075   Fmt 4703   Sfmt 4703   E:\FR\FM\17NON1.SGM   17NON1


                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                                  54391

                                                requirements of Section 11504 of the                    exemptions. The process for                           undertakings limited to the activities
                                                Fixing America’s Surface Transportation                 establishing an exemption is detailed in              specified in Appendix A have typically
                                                Act.                                                    36 CFR 800.14(c). In accordance with 36               resulted in effects to historic properties
                                                DATES: Submit comments on or before                     CFR 800.14(c)(1), the ACHP may                        that are either minimal or not adverse.
                                                December 8, 2017.                                       approve an exemption for a program or                 In addition to incorporating exempt
                                                ADDRESSES: Address all comments                         category of undertakings if: (i) The                  activities that meet the criteria specified
                                                concerning the draft program comment                    actions within the program or category                in the Section 106 regulations at 36 CFR
                                                to both the ACHP and the U.S.                           would otherwise qualify as                            800.14(c)(1), this program comment
                                                Department of Transportation’s Federal                  ‘‘undertakings’’ as defined in 36 CFR                 includes an optional, Project Sponsor-
                                                Railroad Administration (FRA) by U.S.                   800.16; (ii) the potential effects of the             led property-based approach that
                                                mail as follows: Charlene Dwin Vaughn,                  undertakings within the program or                    ultimately could provide additional
                                                AICP, Office of Federal Agency                          category upon historic properties are                 streamlining for undertakings that may
                                                Programs, Advisory Council on Historic                  foreseeable and likely to be minimal or               cause adverse effects.
                                                Preservation, 401 F Street NW., Suite                   not adverse; and (iii) exemption of the
                                                                                                                                                              I. Background
                                                308, Washington, DC 20001–2637, and                     program or category is consistent with
                                                Laura Shick, U.S. Department of                         the purposes of the NHPA. The ACHP                       The railroad industry in the United
                                                Transportation, Federal Railroad                        takes into account the magnitude of the               States has developed for nearly two
                                                Administration, Office of Railroad                      exempted undertaking or program and                   centuries. Ongoing activities such as
                                                Policy and Development, RPD–13, 1200                    the likelihood of impairment of historic              maintenance, improvements, and
                                                New Jersey Avenue SE., Washington,                      properties in reviewing a proposed                    upgrades are necessary to allow rail
                                                DC 20590. Comments may also be                          exemption. Further, at 36 CFR 800.14(e),              infrastructure to continue to serve the
                                                submitted through electronic mail to                    the Section 106 implementing                          transportation needs of the nation safely
                                                RailROW@achp.gov and                                    regulations provide a process for the                 and efficiently. Further, these activities
                                                FRA.106Exemption@dot.gov. Please                        ACHP to issue a program comment.                      when carried out properly preserve the
                                                submit comments to both the ACHP and                    Through a program comment, the ACHP                   infrastructure and historic
                                                FRA to ensure timely consideration.                     comments on a category of undertakings                transportation purpose of moving goods
                                                                                                        in lieu of conducting individual reviews              and passengers. Most of the nation’s
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                        under 36 CFR 800.4–800.6.                             railroads are privately-owned and
                                                Charlene Dwin Vaughn, Assistant                                                                               maintained through the continuous
                                                                                                           Section 11504 of the Fixing America’s
                                                Director, Federal Permitting, Licensing,                                                                      investments of private owners.
                                                                                                        Surface Transportation Act (‘‘FAST
                                                and Assistance Section, Office of                                                                             According to the Association of
                                                                                                        Act’’) (49 U.S.C. 24202), enacted on
                                                Federal Agency Programs, ACHP (202)                                                                           American Railroads (AAR), privately-
                                                                                                        December 4, 2015, mandated the
                                                517–0207, cvaughn@achp.gov; Laura                                                                             owned freight railroads spent more than
                                                                                                        development of a Section 106
                                                Shick, Federal Preservation Officer,                                                                          $630 billion on rail equipment and
                                                                                                        exemption for ‘‘railroad rights-of-way.’’
                                                Federal Railroad Administration, (202)                                                                        infrastructure, including tracks, bridges,
                                                                                                        The FAST Act requires that ‘‘the
                                                366–0340, laura.shick@dot.gov; or                                                                             and tunnels, during the 36-year period
                                                                                                        Secretary [of the United States
                                                Sharyn LaCombe, Federal Preservation                                                                          from 1980 to 2016.1
                                                                                                        Department of Transportation
                                                Officer, Federal Transit Administration,                                                                         The federal government also makes
                                                                                                        (‘‘USDOT’’)] shall submit a proposed
                                                (202) 366–5213, sharyn.lacombe@                                                                               substantial investments in and has
                                                                                                        exemption of railroad rights-of-way
                                                dot.gov.                                                                                                      oversight of the nation’s railroads and
                                                                                                        from the review under section 306108 of
                                                SUPPLEMENTARY INFORMATION: Section                      title 54 to the [ACHP] for consideration,             rail transit systems. This includes
                                                106 of the National Historic                            consistent with the exemption for                     maintaining and expanding intercity
                                                Preservation Act (‘‘NHPA’’) (54 U.S.C.                  interstate highways approved on March                 passenger rail, rail transit, and freight
                                                306108) requires federal agencies to take               10, 2005 (70 FR 11928).’’ The FAST Act                rail services, and regulating and
                                                into account the effects of undertakings                continues that, ‘‘Not later than 180 days             improving the safety and efficiency of
                                                they carry out, license, permit, or assist              after the date on which the Secretary                 rail operations. USDOT serves both an
                                                on historic properties and provide the                  submits the proposed exemption. . .to                 investment (e.g., grants, loans) role and
                                                Advisory Council on Historic                            the Council, the Council shall issue a                a regulatory and safety oversight role,
                                                Preservation (‘‘ACHP’’) a reasonable                    final exemption of railroad rights-of-way             with activities carried out most
                                                opportunity to comment with regard to                   from review under chapter 3061 of title               frequently by the following USDOT
                                                such undertakings. Historic properties                  54 consistent with the exemption for                  OAs: The Federal Railroad
                                                are those that are listed on the National               interstate highways approved on March                 Administration (‘‘FRA’’), the Federal
                                                Register of Historic Places (‘‘National                 10, 2005 (70 FR 11928).’’ While the                   Transit Administration (‘‘FTA’’), and
                                                Register’’) or eligible for such listing.               Section 106 regulations provide the                   the Federal Highway Administration
                                                The definition of historic properties and               process and criteria for development of               (‘‘FHWA’’).
                                                other terms relevant to the proposed                    program alternatives, the FAST Act                       For example, FRA provides financial
                                                Section 106 program comment for                         modified the timeframe and directed                   and technical assistance for planning
                                                railroad and rail transit rights-of-way                 agency actions.                                       and infrastructure projects that enable
                                                (‘‘rail ROW’’) are provided in Section                     This proposed Section 106 program                  the nation’s railroads to move
                                                VI, Definition of Terms, and are                        comment includes an activities-based                  passengers and goods across the United
                                                consistent with the NHPA and the                        exemption that would fulfill the FAST                 States. FRA’s investments are
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                                                Section 106 regulations.                                Act mandate by exempting certain                      principally, but not exclusively, in
                                                   The Section 106 implementing                         routine transportation-related                        support of intercity passenger rail
                                                regulations allow federal agencies to                   undertakings that occur within rail                   operations and often provide financial
                                                tailor the Section 106 process to meet                  ROW. The list of activities proposed to               assistance for maintenance,
                                                their needs through a variety of program                be exempt from Section 106 review is                  improvements, and upgrades to railroad
                                                alternatives (36 CFR 800.14). Types of                  provided in Appendix A. Based on the                  infrastructure, equipment, and
                                                Section 106 program alternatives                        past experience of USDOT Operating
                                                include program comments and                            Administrations (‘‘USDOT OAs’’),                        1 https://www.aar.org/Pages/Railroad-101.aspx.




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                                                54392                        Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                technologies, including those focused                      current state of historic preservation for            including the development of a Section
                                                on improving the safety of railroad                        federally funded railroad projects and                106 administrative exemption and a
                                                operations and roadway/railroad grade                      the potential for expediting compliance               program comment. In 2015, Congress
                                                crossings, as well as for research and                     with Section 106 and Section 4(f) (23                 mandated a proposed administrative
                                                development activities and training.                       U.S.C. 138, 49 U.S.C. 303). In 2013, FRA              exemption in the FAST Act and
                                                FTA provides financial and technical                       submitted to Congress the resulting                   directed USDOT that the exemption be
                                                assistance to transit agencies for                         study, titled ‘‘Streamlining Compliance               consistent with the Interstate Highway
                                                investment in public transportation                        with Section 4(f) of the Department of                Exemption. Developed by FHWA and
                                                systems that include various forms of                      Transportation Act and Section 106 of                 approved by the ACHP in 2005, the
                                                rail transit that occupy existing or                       the National Historic Preservation Act                Section 106 exemption for the Interstate
                                                former rail ROW, such as heavy rail,                       for Federally Funded Railroad                         Highway System acknowledges ‘‘the
                                                commuter rail, streetcar, and light rail.                  Infrastructure and Improvement                        importance of the Interstate System in
                                                FHWA supports state, local, and tribal                     Projects’’ (‘‘2013 FRA Study’’).4                     American history, but also recognizes
                                                governments and federal agencies in the                       The 2013 FRA Study drew upon the                   that ongoing maintenance,
                                                design, construction, and maintenance                      experiences shared by the participating               improvements and upgrades are
                                                of the nation’s highway systems.                           agencies and organizations, SHPOs, and                necessary to allow the system to
                                                Highways frequently cross over, go                         other stakeholders, and on best practices             continue to serve the transportation
                                                under, or are parallel to rail ROW,                        and data extrapolated from case studies.              needs of the nation.’’ 5 Further, the
                                                requiring extensive coordination                           The 2013 FRA Study concluded that                     concept for the exemption for the
                                                between the entities responsible for the                   there is no consistent approach on how                Interstate Highway System stated that,
                                                highway and the railroad or rail transit                   to address the National Register                      ‘‘While actions carried out by federal
                                                lines, including safety considerations.                    eligibility of railroad corridors or how to           agencies to maintain or improve the
                                                FHWA’s Railway-Highway Crossings                           avoid, minimize, or mitigate impacts to               Interstate System will, over time, alter
                                                Program 2 provides funds for safety                        individual rail properties along a                    various segments of the system, such
                                                improvements to reduce the number of                       corridor once it is determined to be                  changes are considered to be ‘minimal
                                                fatalities, injuries, and crashes at public                eligible for the National Register. The               or not adverse’ when viewing the
                                                railway-highway grade crossings.                           lack of consistency was attributed to a               system as a whole. Moreover, the
                                                   On June 5, 2008, a congressional                        multitude of entities conducting                      exemption does not apply to certain
                                                hearing before the Subcommittee on                         National Register evaluations, including              historically important elements of the
                                                Railroads, Pipelines, and Hazardous                        SHPOs, Tribal Historic Preservation                   system.’’ Therefore, in exempting only
                                                Materials, within the House Committee                      Officers (‘‘THPOs’’), federal agencies,               certain effects of undertakings to the
                                                on Transportation and Infrastructure,                      consultants, state DOTs and railroad                  interstate highway system, the
                                                included testimonies by the ACHP, the                      and rail transit operators. These                     exemption met the requirements of 36
                                                Alaska Railroad Corporation, the                           inconsistency issues raised concerns                  CFR 800.14(c)(1).
                                                National Conference of State Historic                      regarding the lack of specific                           In accordance with Section 11504 of
                                                Preservation Officers (‘‘NCSHPO’’), the                    nationwide guidance for identifying,                  the FAST Act, the USDOT, led by FRA
                                                National Trust for Historic Preservation                   evaluating, and classifying rail                      and FTA, proposed to the ACHP in July
                                                (‘‘NTHP’’), the North Carolina                             properties and differentiation based on               2017 a Section 106 exemption that
                                                Department of Transportation, and the                      likely importance of particular historic              would have applied to certain types of
                                                Rails-to-Trails Conservancy.3 The                          resources on the part of each evaluator.              undertakings within rail ROW that
                                                purpose of the hearing was to consider                     This variety of approaches leads to                   would result in effects to rail properties
                                                whether federal requirements for the                       inconsistent standards for evaluation                 that were likely to be minimal or not
                                                preservation of historic properties                        and procedures to consider and address                adverse. FRA’s and FTA’s proposed
                                                created unnecessary delays and                             impacts, an overly burdensome process,                exemption drew upon the collective
                                                administrative burdens for                                 delays in project delivery, and some                  expertise and experience of the USDOT
                                                improvements to rail infrastructure.                       projects failing to advance. The                      OAs and acknowledged the unique
                                                This hearing revealed that while the                       substantial experience of USDOT OAs                   history, construction, and technological
                                                nation’s railroad system is historically                   over the years in funding maintenance,                improvements of railroads and rail
                                                important, the existing federal review                     improvements, and upgrades to                         transit systems. The exemption as
                                                process in some cases could be carried                     railroads and rail transit systems, and               initially drafted also included an
                                                out more efficiently to expedite project                   highway/rail grade crossings, has                     optional Project Sponsor-led property-
                                                delivery. As a result, Congress                            provided further evidence of this                     based approach that could have
                                                mandated a study to explore these                          conclusion. Furthermore, the experience               streamlined the review process for other
                                                issues and to recommend solutions.                         of USDOT OAs has been that                            types of undertakings having the
                                                   Pursuant to Section 407 of the                          undertakings involving maintenance,                   potential to adversely affect historic
                                                Passenger Rail Investment and                              improvements, and upgrades to rail                    properties.
                                                Improvement Act of 2008 (‘‘PRIIA’’),                       infrastructure often do not result in                    To develop the proposed exemption,
                                                FRA, in partnership with other USDOT                       adverse effects to historic properties                FRA and FTA held early coordination
                                                OAs, state departments of transportation                   under Section 106 when early planning                 meetings with the ACHP, NCSHPO, and
                                                (‘‘state DOTs’’), and historic                             involves diverse stakeholders.                        NTHP. The purpose of these meetings
                                                preservation organizations and agencies,                      The 2013 FRA Study offered several                 was to discuss the most effective
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                                                including the ACHP, NCSHPO, and                            streamlining recommendations,                         approach to an exemption that would
                                                NTHP, conducted a study assessing the                                                                            satisfy the FAST Act requirement. It was
                                                                                                             4 Report to Congress: Streamlining Compliance
                                                  2 http://safety.fhwa.dot.gov/xings/.
                                                                                                                                                                 also identified during these meetings
                                                                                                           with the Section 4(f) of the Department of
                                                  3 The Historic Preservation of Railroad Property         Transportation Act and Section 106 of the National    that more information on the history of
                                                and Facilities: Hearing before the Subcommittee on         Historic Preservation Act for Federally Funded
                                                Railroads, Pipelines, and Hazardous Materials of           Railroad Infrastructure Repair and Improvement          5 Exemption Regarding Historic Preservation

                                                the Committee on Transportation and Infrastructure         Projects, Federal Railroad Administration, March      Review Process for Effects to the Interstate Highway
                                                House of Representatives, 110th Congress, 2008.            2013, https://www.fra.dot.gov/eLib/details/L04483.    System, 70 FR 11928, Mar. 10, 2005.



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                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                           54393

                                                rail transit development in the country                 the property-based approach, as                       II. Program Comment Concept
                                                was needed to have comparable                           originally proposed by FRA and FTA.                      The continued operation of railroads
                                                information to what was contained in                    The proposed program comment                          and rail transit systems is vital to
                                                FRA’s 2013 Study. Subsequently, in                      recognizes that many properties in the                enabling the efficient and safe
                                                2017 FTA prepared a broad historic                      national railroad network and rail                    movement of people and goods
                                                context report entitled, ‘‘Historic                     transit systems have historic                         throughout America. Various linear
                                                Context Report for Transit Rail System                  significance and that important historic              segments of rail lines, as well as
                                                Development.’’ 6 Also during the early                  rail properties (as defined in the draft              individual buildings and structures
                                                coordination meetings, the ACHP,                        program comment, Section VI:                          along those rail lines, were determined
                                                NCSHPO, and USDOT acknowledged                          Definition of Terms) located within rail              eligible for and/or listed on the National
                                                that opportunities for stakeholder                      ROW should remain subject to Section                  Register prior to Congress’s mandate to
                                                outreach would be provided to obtain                    106 review when proposed                              develop a Section 106 exemption for rail
                                                input from railroad and rail transit                    undertakings cannot avoid adverse                     ROW.
                                                industries, state agencies (e.g., state                 effects on such properties.                              A primary objective of the proposed
                                                DOTs), SHPOs and THPOs, Indian tribes                      The proposed program comment is                    program comment is to expedite certain
                                                and Native Hawaiian organizations, and                  intended to balance the need for                      types of maintenance, improvements,
                                                historic preservation interest groups.                  continued safe and efficient                          and upgrades to railroad and rail transit
                                                   FRA’s and FTA’s original approach to                 transportation with the goals of historic             infrastructure located within rail ROW
                                                the proposed exemption was to treat the                 preservation, and takes into account the              that typically have not resulted in
                                                ROW in which railroads and rail transit                 differences between the Interstate                    adverse effects to historic properties
                                                systems operate as a resource unto itself               Highway System and railroad and rail                  based on years of experience gained
                                                that would be exempt from Section 106                   transit operations. Each railroad and rail            through the Section 106 consultations
                                                review. FRA and FTA conducted                           transit system has its own unique                     among USDOT OAs, SHPOs, and
                                                outreach to discuss and seek feedback                   history of construction and operation,                consulting parties for individual
                                                from stakeholders regarding how such a                  including private or public ownership;                undertakings. Under such an approach,
                                                property-based approach might be                        periods of economic success; opening of               fewer routine undertakings involving
                                                developed and implemented. The ACHP                     key markets or geographic areas; and                  rail properties would be subject to
                                                expressed concern that a property-based                 improvements, acquisition, and                        Section 106 review thereby enabling
                                                approach would exceed the limit of its                  consolidation or abandonment. Many                    federal agencies to focus their time and
                                                authority to exempt activities under 54                 buildings and structures within rail                  resources on undertakings that have the
                                                U.S.C. 304108(c) and 36 CFR                             ROW followed the common standard                      potential to cause adverse effects on
                                                800.14(c)(1) because it did not define                  plans of a specific carrier, but there                historic properties. Federal agency staff,
                                                the program or category of undertakings                 were exceptions for individual                        Project Sponsors, SHPOs, THPOs, and
                                                that would be subject to its terms and                  buildings, bridges, and other structures              other stakeholders would be able to
                                                as proposed, it could allow adverse                     that may have unique qualities or                     devote more time and resources to
                                                effects to historic properties without                  unusual design characteristics.                       developing solutions that avoid,
                                                requiring Section 106 review. The                       Similarly, many rail corridors follow a               minimize, or resolve adverse effects to
                                                ACHP recommended that FRA and FTA                       simple natural grade and alignment, but               important historic rail properties and
                                                take an activities-based approach to the                there were exceptions made for difficult              non-rail historic properties located
                                                Section 106 exemption that focused on                   terrain, climate, and topography that                 within an undertaking’s Area of
                                                routine undertakings involving rail                     may have involved unique or unusual                   Potential Effects (‘‘APE’’).
                                                properties located within rail ROW,                     engineering techniques and structures.                   Recognizing the concerns and needs
                                                with effects that would be foreseeable                  Railroads have been adapted to                        of industry stakeholders and seeking to
                                                and likely to be minimal or not adverse.                accommodate modern freight, passenger                 achieve further efficiencies in project
                                                This recommendation was echoed in                       train operations, higher speeds, and                  reviews, the ACHP, FRA and FTA
                                                comments submitted to FRA and FTA                       much heavier freight loads than those                 incorporated the originally proposed
                                                by numerous stakeholders, particularly                  for which the original rail infrastructure            exemption into a different program
                                                from the preservation community. The                    was designed and built. Finally, rail                 alternative under 36 CFR 800.14: a
                                                ACHP also recommended FRA and FTA                       ROW is typically privately-owned,                     program comment. Unlike an
                                                consider developing a separate program                  making it challenging or impossible to                exemption, which the ACHP can only
                                                comment to provide for the property-                    perform the cultural resources surveys                approve for undertakings that have
                                                based approach along a parallel track.                  usually necessary to develop a                        effects to historic properties that are
                                                   Subsequently, in response to the                     comprehensive inventory of rail                       foreseeable and likely to be minimal or
                                                concerns and requests of Project                        properties.                                           not adverse, a program comment may
                                                Sponsors, particularly transportation
                                                                                                           The nation’s rail ROW and rail                     provide an optional alternative process
                                                stakeholders, that the program
                                                                                                        properties located therein have a long                for compliance with Section 106 for a
                                                alternative should include the flexibility
                                                                                                        history, dating to the mid-1800s, and                 category of undertakings, including
                                                to address a broader range of
                                                                                                        maintenance, improvements, and                        those that may result in adverse effects.
                                                undertakings and effects to historic
                                                                                                        upgrades are necessary to their                       Therefore, the proposed program
                                                properties, FRA, FTA, and the ACHP
                                                                                                        preservation and continued safe use.                  comment includes both an activities-
                                                decided to incorporate the proposed
                                                                                                        These activities have occurred and                    based exemption and an optional
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                                                activities-based exemption within a
                                                                                                        continue to occur regularly within rail               Project Sponsor-led approach to identify
                                                proposed program comment in order to
                                                                                                        ROW to maintain the efficient use and                 important historic rail properties and
                                                restore the two-part concept within a
                                                                                                        safety of the nation’s railroads, rail                streamline the review process for other
                                                single program alternative, including
                                                                                                        transit systems, and roads; and support               transportation-related activities. It is
                                                  6 https://www.transit.dot.gov/regulations-and-        the continued function for which                      important to note that this Project
                                                guidance/environmental-programs/historic-context-       surface transportation is historically                Sponsor-led approach would require an
                                                report-transit-rail-system.                             important.                                            investment of time and resources and


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                                                54394                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                would not likely result in immediate                    Section VI, Definitions of Terms), and                content of the draft program comment
                                                efficiencies as would the approval of the               (2) identify previously unevaluated rail              that is being made available for public
                                                list of exempted activities under                       properties located within the study area              review and comment in this notice. This
                                                Appendix A. To ensure the                               that should be recognized as important                outreach included in-person meetings,
                                                requirements of the FAST Act are met,                   historic rail properties. Once the                    webinars followed up with attendees’
                                                the program comment would                               identification process is complete,                   submittal of written comments and
                                                incorporate the substance of the                        federal agencies would be able to carry               questions, teleconferences, and
                                                exemption for certain activities within                 out, license, permit, or assist                       presentations at national transportation
                                                rail ROW, as well as add the property-                  transportation-related undertakings that              conferences with representatives from
                                                based approach as envisioned by FRA                     meet the terms listed in the Program                  the following: USDOT OAs, the ACHP,
                                                and FTA and discussed during the                        Comment without further Section 106                   NCSHPO, the National Association of
                                                agencies’ outreach to stakeholders in                   review.                                               Tribal Historic Preservation Officers,
                                                late 2016 and early 2017.                                  Project Sponsors could benefit from                NTHP, tribal governments, individual
                                                   Given the unique history of the rail                 this optional property-based approach                 SHPOs and their staff, THPOs, and state
                                                industry and the challenge of                           because it would expedite Section 106                 DOTs; national transportation
                                                conducting the cultural resources                       reviews for non-routine undertakings                  associations (e.g., AAR, American
                                                surveys that would be needed to                         through the early identification of and               Public Transportation Association);
                                                develop a comprehensive nationwide                      agreement on important historic rail                  private railroad companies; intercity
                                                inventory of rail properties (including                 properties located in rail ROW. The                   passenger rail service providers (e.g.,
                                                restrictions regarding access to                        upfront identification of such properties             Amtrak) and rail transit agencies; the
                                                privately-owned rail ROW, the                           would allow Project Sponsors to plan                  Surface Transportation Board (STB); 7
                                                extensive linear miles of rail ROW                      for and design projects within rail ROW               and historic preservation organizations
                                                nationwide, and the number of qualified                 in a manner that could avoid or                       (e.g., American Cultural Resources
                                                professionals and financial resources                   minimize effects to such important                    Association). These agencies and
                                                that would be needed), it is not feasible               properties. Furthermore, if a Project                 organizations shared their unique and
                                                for USDOT OAs or Project Sponsors to                    Sponsor completes the process to                      varied perspectives and concerns and
                                                identify all important historic rail                    identify important historic rail                      provided valuable feedback. Prior to
                                                properties nationwide concurrently                      properties, another review efficiency                 transitioning the approach from an
                                                with the development of this program                    would apply. Future transportation-                   exemption to a program comment and
                                                alternative. The program comment                        related activities within the same study              when proposing to request an
                                                would include a modified review                         area that require a license, permit, or               exemption, in response to the ACHP’s
                                                process for transportation-related                      assistance from any federal agency and                recommendation to satisfy its
                                                undertakings that would only apply                      that would affect rail properties that are            consultation responsibilities under 36
                                                after completion of the optional Project                not included on a USDOT OA-approved                   CFR 800.14(c)(3), FRA and FTA
                                                Sponsor-led approach to identify                        list of important historic rail properties            provided a draft exemption to all SHPOs
                                                important historic rail properties within               would not be subject to further Section               and THPOs for review and requested
                                                a study area.                                           106 review.                                           their feedback regarding any significant
                                                   Under the program comment, Project                      The lead federal agency for a                      issues. Pursuant to 36 CFR 800.14(c)(4),
                                                Sponsors, in coordination with the                      proposed transportation-related                       the ACHP shared a draft of the proposed
                                                appropriate USDOT OA(s), the ACHP,                      undertaking in rail ROW will be                       exemption with Indian tribes and Native
                                                NCSHPO, individual SHPOs/THPOs,                         responsible for determining if the                    Hawaiian organizations and hosted two
                                                NTHP, railroad and rail transit                         program comment applies. Approval by                  conference calls to solicit their input
                                                operators, state DOTs, and other                        the lead federal agency would be                      and feedback. Comments were received
                                                appropriate stakeholders, would have                    required in the form of written approval              from nine SHPOs and 14 tribes in
                                                the option to follow an established                     or through another established review                 October 2017. FRA and FTA considered
                                                process to develop a list of important                  and decision-making process normally                  these comments and made further
                                                historic rail properties within a                       used by the lead federal agency (e.g.,                revisions to the draft of the proposed
                                                designated study area. The Project                      grant-making processes or permit                      exemption primarily to clarify the scope
                                                Sponsor would ensure that the public                    issuance).                                            of the proposed exemption to make it
                                                would be given an opportunity to                                                                              clear that the focus was strictly on rail
                                                provide input on the proposed list of                   III. Public Participation
                                                                                                                                                              properties and would not apply to other
                                                such properties. The appropriate                           In accordance with 36 CFR                          types of historic properties that could be
                                                USDOT OA(s), in consultation with                       800.14(e)(2), USDOT, in coordination                  located within or adjacent to rail ROW.
                                                Project Sponsors, the ACHP, SHPOs/                      with the ACHP, is arranging for public                FRA and FTA also refined some of the
                                                THPOs, and other stakeholders, would                    participation appropriate to the subject              proposed exempted activities in
                                                confirm the significance and integrity of               matter and scope of the category of                   Appendix A in response to comments
                                                these important historic rail properties                undertakings to be included within this               from SHPOs and Indian tribes, but did
                                                consistent with National Register                       program comment. This notice invites                  not eliminate any activities from the
                                                criteria.                                               the public to comment on the proposed                 draft list because the agencies felt that
                                                   The intent of this optional Project                  draft program comment.                                all stakeholders should have the
                                                Sponsor-led identification and                             In addition to this notice, FRA and
                                                                                                                                                              opportunity to review and provide
                                                evaluation effort would be to (1) revisit               FTA have previously solicited the views
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                                                those rail properties that have been                    of a diverse group of stakeholders and                   7 The Surface Transportation Board (STB) is an
                                                previously determined eligible for                      subject matter experts. While that                    independent agency that has broad economic
                                                listing or listed on the National Register              outreach was conducted with the intent                regulatory oversight of the nation’s freight rail
                                                to confirm that the property meets one                  to develop a Section 106 exemption (as                system and jurisdiction over railroad rate and
                                                                                                                                                              service issues; new rail line constructions;
                                                or more of the National Register                        defined in 36 CFR 800.14(c)), the                     abandonments of existing rail lines; and railroad
                                                eligibility criteria, retains integrity, and            substance of FRA’s and FTA’s original                 mergers and line acquisitions. Refer to STB’s Web
                                                is considered important (as defined in                  proposal is essentially the same as the               site at https://www.stb.gov/stb/about/overview.html.



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                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                           54395

                                                comments. The draft exemption shared                    that the program comment’s terms are                  such important historic rail properties
                                                with SHPOs, THPOs, Indian tribes, and                   being appropriately applied.                          and that involve activities not included
                                                Native Hawaiian organizations in                           In addition to providing substantive               in Appendix A would remain subject to
                                                September and October 2017 focused                      comments regarding the scope and                      Section 106 review, in order to ensure
                                                only on exempted activities and did not                 content of the proposed exemption,                    potential adverse effects are avoided,
                                                include the optional Project Sponsor-led                some SHPOs questioned the type of                     minimized, or mitigated. However, the
                                                approach for identifying important                      Section 106 program alternative itself.               optional property-based approach,
                                                historic rail properties.                               The FAST Act specifically mandates                    described in Section IV below, if
                                                                                                        development of an exemption; however,                 completed by an interested Project
                                                   The feedback received over the past                  after further consideration and in order              Sponsor, would also create efficiencies
                                                year has been helpful in informing the                  to fulfill the intent of that statutory               by (1) allowing transportation-related
                                                development of the proposed program                     mandate, USDOT and the ACHP have                      undertakings proposed to be carried out,
                                                alternative and generally related to the                revised the exemption to this draft                   licensed, permitted, or assisted by any
                                                following topics: (1) The scope,                        program comment. The program                          federal agency to proceed without
                                                applicability, and implementation of                    comment would have a broader scope                    Section 106 review if the affected rail
                                                exempt activities; (2) how important                    and include more types of undertakings                property(ies) is not on the USDOT OA-
                                                historic rail properties could be                       than would have the exemption.                        approved list of important historic rail
                                                identified; (3) what types of resources,                                                                      properties and (2) providing Project
                                                including archaeological sites, should                  IV. Proposed Text of the Program
                                                                                                                                                              Sponsors with an early awareness of
                                                explicitly not be covered by the program                Comment                                               which rail properties are important so
                                                alternative; and (4) developing and                       The following is the draft text of the              that they could design projects in a
                                                clarifying the definitions of terms used                proposed program comment:                             manner to either avoid adverse effects or
                                                in the proposed exemption. FRA and                      Program Comment To Exempt Effects of                  to factor sufficient time into project
                                                FTA used this feedback to refine the                    Transportation-Related Undertakings                   planning and design to resolve any
                                                proposed list of exempt activities                      Within Rail Rights-of-Way                             unavoidable adverse effects.
                                                included in Appendix A and to revise                                                                             The proposed program alternative has
                                                key definitions (such as the definition of                 Section 106 of the National Historic               been developed in accordance with
                                                rail ROW). As FRA and FTA refined the                   Preservation Act (‘‘NHPA’’), 54 U.S.C.                section 11504 of the FAST Act (49
                                                approach to and scope of the proposed                   306108 (‘‘Section 106’’), requires federal            U.S.C. 24202). Section 11504 mandated
                                                exemption based on stakeholder input,                   agencies to ‘‘take into account’’ the                 the development of a Section 106
                                                they determined that certain actions,                   effects of their undertakings on historic             exemption for ‘‘railroad rights-of-way.’’
                                                such as those approved by STB (e.g., rail               properties and to provide the Advisory                More specifically, it required the
                                                line abandonments, new rail line                        Council on Historic Preservation                      Secretary of Transportation to submit a
                                                constructions) as well as conversion of                 (ACHP) a reasonable opportunity to                    proposed exemption to the ACHP for
                                                rail ROW to shared use (e.g., bicycle,                  comment with regard to such                           consideration, and for the ACHP to
                                                pedestrian) trails (sometimes referred to               undertakings. The ACHP has issued                     issue a final exemption not later than
                                                as ‘‘rails-to-trails’’ initiatives), have the           regulations that set forth the process                180 days after the date of receipt of U.S.
                                                potential to cause adverse effects or                   through which federal agencies comply                 Department of Transportation’s
                                                greater than minimal effects on historic                with these duties. Those regulations are              (‘‘USDOT’s’’) submittal.
                                                                                                        codified under 36 CFR part 800                           Pursuant to 36 CFR 800.14(e), the
                                                properties, and therefore are not
                                                                                                        (‘‘Section 106 regulations’’).                        ACHP can issue a program comment on
                                                appropriate for inclusion in the
                                                                                                           Under section 800.14(e) of those                   its own initiative or at the request of
                                                proposed list of exempt activities
                                                                                                        regulations, agencies can request the                 another agency. This program comment
                                                included in Appendix A. The                             ACHP to provide a ‘‘program comment’’                 would provide the ACHP’s comment on
                                                fundamental purpose of the proposed                     on a particular category of undertakings              those transportation-related
                                                exempted activities list is to enable                   in lieu of conducting separate reviews of             undertakings that may affect rail
                                                federal agencies to expedite reviews and                each individual undertaking under such                properties within rail ROW. If a federal
                                                approvals of proposed transportation-                   category, as set forth in 36 CFR 800.3                agency responsible for carrying out,
                                                related undertakings for certain types of               through 800.7. Federal agencies can                   licensing, permitting, or assisting such
                                                maintenance, improvements, and                          meet their Section 106 responsibilities               an undertaking with the potential to
                                                upgrades to railroad and rail transit                   with regard to the effects of                         affect rail-related historic properties
                                                infrastructure; accordingly, FRA and                    transportation-related undertakings on                meets the terms of this program
                                                FTA expect that these activities would                  rail properties located in railroad and               comment, its Section 106 responsibility
                                                primarily involve extant buildings,                     rail transit rights-of-way (‘‘rail ROW’’)             to take into accounts those effects would
                                                structures, and equipment in existing                   by following this program comment and                 be satisfied.
                                                rail ROW. Therefore, and in                             the steps set forth therein.                             Under 36 CFR 800.14(c), an
                                                consideration of stakeholder comments                                                                         exemption from Section 106 for federal
                                                received to date, FRA and FTA                           I. Introduction                                       undertakings must be consistent with
                                                determined that effects to archaeological                  This program comment exempts from                  the purposes of the NHPA. Furthermore,
                                                resources of any nature, including those                Section 106 review the activities listed              in order to be exempted, the potential
                                                associated with railroads and rail                      in Appendix A provided the conditions                 effects of those undertakings on historic
                                                transit, should not be covered by the                   specified therein are met. It also                    properties must be ‘‘foreseeable and
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                                                proposed exemption. Lastly, in response                 establishes an optional Project Sponsor-              likely to be minimal or not adverse.’’
                                                to feedback from NCSHPO and several                     led property-based approach. This                     The substance of USDOT’s originally
                                                individual SHPOs, the draft program                     optional approach could be followed to                proposed exemption, incorporated
                                                comment includes an annual reporting                    identify important historic rail                      within this program comment, meets
                                                requirement to help assess the                          properties in rail ROW in advance of                  these criteria. The transportation-related
                                                effectiveness of Section 106 review                     specific transportation-related                       undertakings that federal agencies carry
                                                streamlining as well as to help ensure                  undertakings. Undertakings affecting                  out, license, permit, and assist to


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                                                54396                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                maintain, improve, or upgrade rail                      historic rail properties has been                     (‘‘Section 106’’) because their effects on
                                                properties located within rail ROW will                 completed for a defined study area and                rail historic properties are foreseeable
                                                alter over time various elements of rail                the affected rail property(ies) within                and likely to be minimal or not adverse.
                                                ROW, but such changes are minimal or                    that study area are not included on a
                                                                                                                                                              IV. Optional Project Sponsor-Led
                                                not adverse when viewing rail ROW as                    USDOT OA-approved list of important
                                                                                                                                                              Property-Based Approach
                                                a whole and when limited to the                         historic rail properties.
                                                activities specified in Appendix A.                        If the optional Project Sponsor-led                   If a Project Sponsor wishes to carry
                                                                                                        approach to identify important historic               out a transportation-related activity that
                                                II. Applicability                                       rail properties has been completed for a              requires a federal license, permit, or
                                                   The program comment would apply                      defined study area, transportation-                   assistance and is not included in
                                                to (1) those undertakings that are strictly             related undertakings involving activities             Appendix A and therefore has the
                                                limited to the activities listed in                     that are not included in Appendix A                   potential to cause adverse effects to
                                                Appendix A and are carried out,                         and would affect properties included on               historic rail properties, it must either:
                                                licensed, permitted, or assisted by any                 a USDOT OA-approved list of important                 (1) Notify the lead federal agency, which
                                                federal agency and involve rail                         historic rail would require Section 106               will then determine whether the
                                                properties located within existing rail                 review. This would ensure that                        standard Section 106 process or an
                                                ROW; and (2) any transportation-related                 potential adverse effects to important                available program alternative applies to
                                                undertaking that would be carried out,                  historic rail properties are appropriately            the proposed undertaking; or (2) follow
                                                licensed, permitted, or assisted by any                 avoided, minimized, or mitigated                      the Project-Sponsor led approach
                                                federal agency and meets the terms for                  consistent with the purposes of the                   outlined in this section to identify
                                                the completed optional Project-Sponsor                  NHPA.                                                 important historic rail properties.
                                                led approach to identify important                         Federal agencies remain responsible                Important historic rail properties, as
                                                historic rail properties. The activities                for determining whether a proposed                    defined further in Section VI, are
                                                listed in Appendix A are for the                        undertaking, including those activities               individual rail properties or rail
                                                intended purpose of routine                             listed in Appendix A, has the potential               property types that meet the National
                                                maintenance, improvements, and                          to cause effects to non-rail historic                 Register eligibility criteria (36 CFR part
                                                upgrades to transportation                              properties, such as those of religious                63), illustrate the history of the
                                                infrastructure. Should the Program                      and cultural significance to Indian tribes            development of the nation’s railroads or
                                                Comment be issued by the ACHP,                          or Native Hawaiian organizations or                   rail transit systems, and either possess
                                                federal agencies would be able to                       archaeological sites of any nature, in the            national significance or are of certain
                                                proceed with carrying out, licensing,                   undertaking’s APE. If a federal agency                state or local importance.
                                                permitting, or assisting undertakings                   determines such potential exists, the                    Given the variety and number of rail
                                                that are limited to the activities listed in            federal agency must follow the                        properties nationwide, the fact that
                                                Appendix A and that meet the certain                    requirements of 36 CFR part 800 or                    many systems cross state boundaries,
                                                conditions specified therein without                    follow an applicable program alternative              and the challenges of a ‘‘one size fits
                                                further Section 106 review regardless of                executed pursuant to 36 CFR 800.14 in                 all’’ nationwide approach, important
                                                whether the rail properties involved or                 order to consider the potential effects to            historic rail properties would be
                                                affected are eligible for or listed on the              such properties located within that APE.              initially identified within defined study
                                                National Register. Undertakings                            Under the Surface Transportation                   areas by Project Sponsors that wish to
                                                involving activities that are not                       Project Delivery Program, codified at 23              get additional benefit from this program
                                                included in Appendix A would not be                     U.S.C. 327, a state may assume the                    comment beyond the list of exempted
                                                included within the proposed                            Secretary of Transportation’s                         activities included in Appendix A. The
                                                exemption section of the program                        responsibilities to comply with Section               process would intentionally provide a
                                                comment (e.g., demolition;                              106 for certain projects or classes of                great deal of flexibility for Project
                                                decommissioning, abandonment and/or                     projects. In such cases, the state may                Sponsors to identify important historic
                                                conversion of rail infrastructure to a                  rely on this program comment to fulfill               rail properties to meet state and local
                                                non-transportation use; double-tracking                 its Section 106 responsibilities. Where a             needs and interests and to take into
                                                a historically single-tracked rail                      program alternative developed pursuant                account state and local historic contexts.
                                                corridor; major new construction                        to 36 CFR 800.14, such as a statewide                 Within six months of the ACHP’s
                                                activities such as construction of a new                programmatic agreement, delegates                     issuance of the final Program Comment,
                                                or substantially expanded passenger                     Section 106 responsibility to another                 FRA, FTA, and FHWA, in coordination
                                                station; or construction of a new                       entity, that entity may also utilize the              with the ACHP, and other federal
                                                railroad or rail transit line on new right-             terms of this program comment for                     agencies who may have an interest in
                                                of-way (commonly referred to as                         relevant transportation-related                       utilizing the Program Comment (e.g.,
                                                ‘‘greenfield construction’’)). However,                 undertakings.                                         permitting agencies such as US Army
                                                some of these activities may fall within                                                                      Corps of Engineers or US Coast Guard),
                                                the other section of the program                        III. Activities Exempt From Section 106
                                                                                                                                                              will develop supplemental guidance for
                                                comment regarding the optional Project                  Review
                                                                                                                                                              implementing the optional Project
                                                Sponsor-led property-based approach.                       Undertakings that are carried out by a             Sponsor-led property-based approach
                                                   Activities requiring a federal license,              federal agency or require a federal                   described below to identify important
                                                permit, or assistance that are not listed               license, permit, or assistance to                     historic rail properties.
                                                in Appendix A but constitute a                          maintain, improve, or upgrade rail
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                                                transportation-related undertaking with                 properties located in railroad and rail               A. Process for Identifying Important
                                                the potential to affect rail properties                 transit rights-of-way (‘‘rail ROW’’) and              Historic Rail Properties
                                                located within rail ROW, as defined in                  are limited to the activities specified in              1. Individual Project Sponsors or
                                                Section VI, Definitions of Terms, would                 Appendix A: Exempted Activities, are                  multiple Project Sponsors working
                                                not require Section 106 review provided                 exempt from the requirements of                       collaboratively must clearly identify the
                                                the optional Project Sponsor-led                        Section 106 of the National Historic                  study area to be subject to this process:
                                                approach for identifying important                      Preservation Act, 54 U.S.C. 306108                    The portion of rail ROW (i.e., by


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                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                               54397

                                                location (state, county); name of rail                    4. Once approved by the appropriate                    recognized Indian tribes or Native
                                                corridor, railroad, rail transit system or              USDOT OA(s), the list of important                       Hawaiian organizations.
                                                line; mile-post information; etc.). Project             historic rail properties will be available                  In addition, federal agencies remain
                                                Sponsors must propose to the                            for use by any Project Sponsor and any                   responsible for determining whether a
                                                appropriate USDOT OA(s) (i.e., FRA,                     federal agency.                                          proposed undertaking has the potential
                                                FTA and/or FHWA), rail properties to                                                                             to cause effects to non-rail above-ground
                                                                                                        B. No Further Section 106 Review                         historic properties (buildings,
                                                be included on a list of important
                                                                                                        Required                                                 structures, objects and districts) and
                                                historic rail properties. To develop such
                                                a list, Project Sponsors will consult with                 Should any of the exempted activities                 archaeological sites of any nature
                                                the appropriate USDOT OA(s),                            in Appendix A referred to in Section III                 (regardless of a rail nexus) that are
                                                appropriate State Historic Preservation                 be proposed and affect important                         located in the undertaking’s area of
                                                Officers (‘‘SHPOs’’), appropriate Tribal                historic rail properties included on a                   potential effects (‘‘APE’’) but outside of
                                                Historic Preservation Officers                          USDOT OA-approved list, no further                       or adjacent to rail ROW under both the
                                                (‘‘THPOs’’), and other interested parties,              Section 106 review would be required                     activities-based exemption and Project
                                                i.e. those parties that would typically be              for those activities.                                    Sponsor-led property-based approach.
                                                involved in the standard Section 106                       For rail properties in a given study                     Likewise, if an unanticipated
                                                process to identify historic properties as              area that are not included on a USDOT                    discovery of a non-rail historic property,
                                                specified in 36 CFR 800.4(a)–(c), that                  OA-approved list of important historic                   archaeological site, or human remains is
                                                have knowledge and expertise regarding                  rail properties, the effects of                          made during implementation of an
                                                rail properties and of the history and                  transportation-related undertakings to                   exempt activity listed in Appendix A,
                                                operations of the nation’s railroads and                those rail properties would be exempt                    the Project Sponsor must cease the
                                                rail transit systems. The proposed list of              from Section 106 review.                                 activity and consult with the lead
                                                important historic rail properties may                                                                           federal agency, who must follow the
                                                                                                        V. Continued Applicability of Section                    requirements of 36 CFR 800.13(b) and/
                                                include particular individual properties                106
                                                (i.e., a building, structure, object, or                                                                         or applicable state burial law with
                                                district) or a property type (e.g., bridges                Section 106 review is still required for              regard to the discovery; if an
                                                of a certain type (stone arch, metal truss,             transportation-related undertakings                      undertaking involves multiple
                                                covered, or moveable); roundhouses).                    within rail ROW in the following                         exempted activities, those that do not
                                                The Project Sponsor’s efforts to develop                situations under both the activities-                    involve or effect the discovery may
                                                a list of important historic rail                       based exemption and Project Sponsor-                     continue.
                                                properties will be informed by available                led property-based approach:
                                                                                                                                                                 VI. Definition of Terms
                                                                                                           A. Undertakings that are located
                                                background research, historic context                                                                               A. Area of potential effects, as defined
                                                                                                        within, or would affect historic
                                                studies, surveys and evaluations                                                                                 in 36 CFR 800.16(d), means the
                                                                                                        properties located on tribal lands;
                                                performed by persons meeting the                           B. Undertakings, within a study area                  geographic area or areas within which
                                                Secretary of the Interior’s Professional                that has completed the optional Project                  an undertaking may directly or
                                                Qualification Standards for                             Sponsor-led approach that involve                        indirectly cause alterations in the
                                                Architectural Historians, and other                     activities that are not included in                      character or use of historic properties, if
                                                relevant documentation and                              Appendix A and would affect important                    any such properties exist. The area of
                                                professional experience and expertise.                  historic rail properties                                 potential effects is influenced by the
                                                   2. Once a Project Sponsor proposes a                    C. Undertakings that could affect                     scale and nature of an undertaking and
                                                list of important rail properties located               historic buildings, structures, sites,                   may be different for different kinds of
                                                within a study area, the Project Sponsor                objects, or districts that do not have a                 effects caused by the undertaking.
                                                will coordinate with the appropriate                    demonstrable association with the                           B. Historic properties, as defined in
                                                USDOT OA(s) to determine an                             function and operation of a railroad or                  36 CFR 800.16(l), means any prehistoric
                                                appropriate method(s) for seeking                       rail transit system;                                     or historic district, site, building,
                                                public input on the proposed list and to                   D. Undertakings that could affect                     structure, or object included in, or
                                                determine which entity(ies) will be                     archaeological sites located within,                     eligible for inclusion in, the National
                                                responsible for implementing the                        partially within, or bisected by rail                    Register of Historic Places maintained
                                                agreed-upon public outreach strategy.                   ROW, regardless of whether the sites are                 by the Secretary of the Interior. This
                                                The Project Sponsor and/or the USDOT                    associated with railroads or rail transit                term includes artifacts, records and
                                                OA(s), as appropriate, will then                        systems; 8 and                                           remains that are related to and located
                                                implement the agreed-upon strategy.                        E. Undertakings that could affect                     within such properties. The term
                                                The USDOT OA(s) will consider input                     historic properties of religious and                     includes properties of religious and
                                                from interested parties and the public                  cultural significance to federally                       cultural importance to a federally
                                                before approving the list of important                                                                           recognized Indian tribe or Native
                                                historic rail properties.                                  8 Examples include: Archaeological remains of
                                                                                                                                                                 Hawaiian organization that meet the
                                                   3. The USDOT OAs make the final                      non-extant rail properties that have been                National Register criteria.
                                                                                                        determined eligible for the National Register under
                                                decision regarding the list of important                Criterion D or warrant evaluation for such eligibility
                                                                                                                                                                    C. Important historic rail properties
                                                historic rail properties within each                    because they may yield data and information on the       means rail properties located in rail
                                                study area, and will publish all finalized              development and operation of railroads and rail          ROW that have been identified through
                                                lists on their respective agency Web                    transit systems in U.S. history; archaeological sites    the Project-Sponsor led approach
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                                                                                                        that represent worker camps associated with the
                                                sites (www.fra.dot.gov, www.fta.dot.gov,                construction of a railroad and have been
                                                                                                                                                                 established in Section IV. Such
                                                or www.fhwa.dot.gov). The relevant                      determined eligible for the National Register under      properties must meet the National
                                                USDOT OA will update the list anytime                   Criterion A or warrant evaluation for such               Register eligibility criteria (36 CFR part
                                                a Project Sponsor completes the process                 eligibility; prehistoric or historic archaeological      63), illustrate the history of the
                                                                                                        sites that pre-date construction of a railroad or rail
                                                described herein to identify important                  transit line and are historically significant for
                                                                                                                                                                 development of the nation’s railroads or
                                                historic rail properties located within                 reasons that do not have a nexus with rail               rail transit systems, and either possess
                                                another study area.                                     transportation.                                          national significance (see the definition


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                                                54398                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                below) or be of certain state or local                  the function and operation of a railroad              Sponsors to pursue the property-based
                                                importance. Examples of properties of                   or rail transit system, such as: Adjacent             approach.
                                                certain state or local importance may                   residential, commercial or municipal
                                                                                                                                                              XIV. Amendment
                                                include extant architectural properties,                buildings; archaeological resources
                                                such as passenger depots, roundhouses,                  underneath rail ROW that are unrelated                  The Chairman of the ACHP may
                                                bridges, and tunnels that are not                       to the railroad or rail transit line; or              amend this program comment after
                                                included in common standard plans;                      property unrelated to existing or former              consulting with the USDOT and other
                                                that met unique engineering challenges;                 railroads and rail transit lines that is              relevant federal agencies, NCSHPO,
                                                that have exceptional design quality and                proposed to be used for new rail                      NATHPO, tribal representatives, the
                                                characteristics; or that are of unusual or              infrastructure.                                       National Trust for Historic Preservation,
                                                noteworthy importance, or are a rare                       G. Railroad and Rail Transit Rights-of-            and industry representatives, as
                                                property type.                                          Way (rail ROW) means, for the purpose                 appropriate. The ACHP will publish a
                                                   D. National significance means a                     of this program comment, the land and                 notice in the Federal Register informing
                                                historic property that is either, (1)                   infrastructure that have been developed               the public of any amendments that are
                                                designated as a National Historic                       for existing or former intercity passenger            made to the program comment.
                                                Landmark; (2) designated as a Civil                     rail, freight rail, or rail transit                   XV. Sunset Clause
                                                Engineering Landmark; (3) listed as                     operations, or that are maintained for
                                                nationally significant in its nomination                                                                         This program comment will expire
                                                                                                        the purpose of such operations. Rail
                                                or listing in the National Register; or (4)                                                                   twenty (20) years from the date of its
                                                                                                        ROW includes current or former
                                                determined to have significance at the                                                                        issuance, unless it is amended prior to
                                                                                                        railroad or rail transit lines regardless of
                                                national level.9                                                                                              that date to extend the period in which
                                                                                                        current ownership and whether there is
                                                   E. Project Sponsor means an entity                                                                         it is in effect.
                                                                                                        rail service operating on the railroad or
                                                such as a state, tribal or local                        rail transit line. It does not include land           XVI. Withdrawal
                                                government, joint venture, or private                   that was never developed and lacks
                                                company that is eligible to receive                                                                             The Chairman of the ACHP may
                                                                                                        visual evidence of historic railroad or               withdraw this program comment,
                                                financial assistance under a federal
                                                                                                        rail transit use. Rail ROW includes and               pursuant to 36 CFR 800.14(e)(6), by
                                                transportation–related financial
                                                                                                        may be identifiable by the presence of                publication of a notice in the Federal
                                                assistance program (e.g., grant, loan). A
                                                                                                        infrastructure that has a demonstrable                Register 30 days before the withdrawal
                                                project sponsor may also be an entity
                                                                                                        relationship to the past or current                   will take effect.
                                                that requires a federal permit, license, or
                                                                                                        function and operation of a railroad or
                                                approval in order to carry out a                                                                              Appendix A: Exempted Activities
                                                                                                        rail transit system that commonly
                                                proposed activity in rail ROW (e.g., a
                                                                                                        includes but is not limited to the rail                  Undertakings limited to the activities listed
                                                permit under Section 404 of the Clean
                                                                                                        properties specified in the definition                below and when occurring within rail ROW
                                                Water Act issued by the Army Corps of
                                                                                                        above.                                                are exempt from Section 106 review because
                                                Engineers or a permit under Section 9                                                                         their effects on rail-related historic properties
                                                of the Rivers and Harbors Act of 1899                      H. Section 106 means Section 106 of
                                                                                                        the National Historic Preservation Act,               are foreseeable and likely to be minimal and
                                                issued by the United States Coast                                                                             not adverse.
                                                Guard).                                                 54 U.S.C. 306108, and its implementing
                                                                                                                                                                 The lead federal agency for a proposed
                                                   F. Rail properties means, for the                    regulations, 36 CFR part 800.                         transportation-related undertaking in rail
                                                purpose of this program comment,                           I. Undertaking, as defined at 36 CFR               ROW is responsible for determining if the
                                                infrastructure within the rail ROW that                 800.16(y), means a project, activity, or              program comment applies. Approval by the
                                                has a demonstrable relationship to the                  program funded in whole or in part                    lead federal agency of undertakings involving
                                                past or current function and operation                  under the direct or indirect jurisdiction             exempt activities specified below will be
                                                                                                        of a federal agency, including those                  required in the form of written approval or
                                                of a railroad or rail transit system,                                                                         through another established review and
                                                including but not limited to: Rails and                 carried out by or on behalf of a federal
                                                                                                                                                              decision-making process normally used by
                                                tracks, ties, ballast, rail beds, signal and            agency; those carried out with federal
                                                                                                                                                              the lead federal agency (e.g., grant-making
                                                communication systems, switches,                        financial assistance; and those requiring             processes or permit issuance). In particular,
                                                overhead catenary systems, signage,                     a federal permit, license or approval.                activities denoted with (*) and (**) require
                                                traction power substations, passenger                   VII. Effective Date                                   evaluation by professionals meeting the
                                                stations/depots and associated                                                                                Secretary of the Interior’s (‘‘SOI’’)
                                                infrastructure and utilities, freight                      This program comment shall go into                 Professional Qualification Standards for
                                                transfer facilities, boarding areas and                 effect on the date it is issued by the                Archaeologists or Architectural Historians, as
                                                                                                        ACHP, at which time federal agencies                  appropriate. If the appropriate SOI-qualified
                                                platforms, boarding platform shelters                                                                         professionals are not available to assist in the
                                                and canopies, bridges, culverts, tunnels,               may immediately utilize the list of
                                                                                                                                                              design and evaluation of activities denoted
                                                retaining walls, ancillary facilities,                  exempted activities in Appendix A,
                                                                                                                                                              with (*) and (**), such activities are not
                                                ventilation structures, equipment                       including undertakings that have not yet              exempt and remain subject to Section 106
                                                maintenance and storage facilities,                     been initiated and undertakings for                   review. Additional information regarding
                                                railyards, parking lots and structures,                 which the Section 106 review process is               activities denoted with (*), (**) and (***) is
                                                landscaping, passenger walkways, and                    underway but not completed.                           provided following the list.
                                                security and safety fencing. The                                                                                 Before approving an undertaking, the lead
                                                                                                        VIII. Reporting                                       federal agency (or a Project Sponsor that has
                                                definition does not include properties
                                                                                                          Any lead federal agency that utilizes               been delegated or assigned responsibility for
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                                                with no demonstrable relationship to                                                                          Section 106 compliance) must determine if
                                                                                                        this program comment shall report
                                                                                                        annually to NCSHPO, NATHPO, and the                   the undertaking has the potential to cause
                                                  9 Properties that have previously been determined
                                                                                                                                                              effects to non-rail historic properties located
                                                to be nationally significant may be re-evaluated as     ACHP regarding the application of the                 within or in the vicinity of the rail ROW. For
                                                part of the optional Project Sponsor-led approach.      exempt activities in Appendix A. The
                                                Properties may be newly determined to be                                                                      example, the construction of a new
                                                nationally significant as part of the consultation
                                                                                                        USDOT OAs will also report annually to                equipment maintenance building in an
                                                that would occur under the optional Project             NCSHPO, NATHPO, and the ACHP                          existing rail yard could introduce a visual,
                                                Sponsor-led approach.                                   regarding any coordination with Project               atmospheric, vibratory, and/or audible



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                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                                54399

                                                element that could affect nearby non-rail                  9. Widening an existing embankment for             C. Rail Buildings (i.e., Passenger Stations and
                                                historic properties. If such potential exists,          the addition of turn-outs (*).                        Depots, Maintenance and Equipment
                                                the lead federal agency (or a Project Sponsor              10. Reinstallation of track in the same            Buildings, Interlocking Towers, Signal
                                                that has been delegated or assigned Section             location where it existed previously but had          Houses)
                                                106 responsibility) must follow the                     been removed (e.g., reinstallation of double             1. In-kind repair or replacement of light
                                                requirements of 36 CFR part 800, including              tracking on a currently single-tracked line           fixtures in public spaces, such as passenger
                                                establishing an Area of Potential Effects               that had historically been double-tracked).           waiting areas.
                                                (APE) as defined in 36 CFR 800.16(d), or an                                                                      2. Repair, extensions to the width, or
                                                                                                           11. Removal of abandoned sidings, rails,
                                                applicable program alternative executed                                                                       extension or shortening of the length of
                                                                                                        ties, or ballast.
                                                pursuant to 36 CFR 800.14 in order to                                                                         boarding platforms, as necessary to meet
                                                consider the potential effects to non-rail              B. Bridges and Tunnels                                federally-mandated ADA-compliant boarding
                                                historic properties located within that APE.                                                                  requirements or to accommodate longer or
                                                                                                           1. The following bridge and tunnel
                                                This requires the federal agency and/or                                                                       shorter trains, that are constructed with
                                                Project Sponsor to complete the four-step               structure maintenance actions: Cleaning; in-
                                                                                                                                                              common concrete methods (e.g., concrete
                                                Section 106 review process for such non-rail            kind painting of the bridge superstructure or         slab) (*). This does not include platforms
                                                historic properties in the APE: Initiating the          substructure; in-kind masonry repointing;             constructed with brick, stone, tile, wood, or
                                                process; identifying historic properties;               deck overlay with the same or similar                 other materials. This does not include
                                                assessing adverse effects; and resolution of            materials as existing; application of                 platform modifications that would result in
                                                adverse effects to historic properties.                 preservative and corrosion protection                 the need to modify paths of travel, such as
                                                Nevertheless, the effects of the activities             treatments; ballast cribbing; affixing                through the installation of ramps, to achieve
                                                listed below on rail properties within rail             stiffeners; or patching spalled concrete.11           ADA compliant access to/from associated
                                                ROW remain exempt from Section 106                         2. Repair or replacement of brackets,              passenger stations.
                                                review.                                                 hardware, angles, rivets, flanges, bearings,             3. In-kind repair of platforms constructed
                                                   If an unanticipated discovery of a non-rail          fasteners, motors, locking devices, or similar        with brick, stone, tile, wood, or other non-
                                                historic property, archaeological site of any                                                                 concrete materials (**). This does not include
                                                                                                        elements.
                                                nature, or human remains is made during the                                                                   increasing the height of an existing platform
                                                                                                           3. In-kind repair or replacement of                to meet ADA requirements.
                                                implementation of an exempt activity, the
                                                                                                        structural or non-structural bridge members              4. Maintenance, repair, or replacement (**)
                                                Section 106 requirements at 36 CFR 800.13
                                                                                                        (e.g., I-beams, T-beams, girders, box beams,          of escalators and elevators.
                                                and/or state burial law, as appropriate
                                                depending on the nature of the discovery,               abutments, piers, parapets, bents, bridge                5. Cleaning, painting, or refinishing of
                                                would apply because such resources are not              protective systems (e.g., fenders, pile               surfaces with a like color and where the
                                                covered by the program comment. In                      clusters, dolphins, sheer booms, sheer fences,        products or methods used would not damage
                                                addition, although the activities listed below          island protection systems, or floating                the original surface.
                                                are exempted from Section 106, the Project              protection systems)) that do not alter                   6. In-kind masonry repointing.
                                                Sponsor must still comply with the                      character-defining features of the bridge (**).          7. Repair or replacement of passenger
                                                requirements of any easements, covenants, or            This does not include full or partial                 walkways constructed with common
                                                state or local historic designations applicable                                                               concrete or asphalt methods when consistent
                                                                                                        demolition of a bridge.
                                                to the affected rail property(ies). At                                                                        with existing materials.
                                                                                                           4. Actions to strengthen or address                   8. The following federally mandated ADA
                                                minimum, the Project Sponsor must cease all             deteriorating structural conditions of bridges        improvements at passenger stations do not
                                                work in and secure the area of the discovery            that are intended to preserve their useful life       damage, cover, alter, or remove character-
                                                while the appropriate notifications are made            and that do not alter character—defining              defining architectural spaces, features, or
                                                and the parties consult to determine the                features of the bridge (**). Examples include         finishes:
                                                appropriate course of action.                           converting the bridge deck from an open                  a. Installation or replacement (**) of the
                                                A. Track and Trackbed 10                                deck to a ballast deck; the replacement of            following: Restroom stalls/partitions, and
                                                                                                        traditional roller bearing assemblies to              hardware and fixtures such as grab bars, tilt
                                                   1. Replacement of rails, fasteners, ties, or
                                                                                                        elastomeric or similar pad bearings; or               frame mirrors, sinks, and toilets; tactile
                                                bridge timbers. This includes replacing
                                                                                                        changing the material beneath the ballast             warning strips on floors, passenger
                                                jointed rail with continuous welded rail. This                                                                walkways, and platforms; cane detectors;
                                                does not include changing the gauge of the              such that the change in material would not
                                                                                                                                                              sidewalk curb cuts; automatic door openers;
                                                rail.                                                   be visually discernable from outside of the
                                                                                                                                                              station identifier and wayfinding signage;
                                                   2. Addition of switches in an existing               ROW.                                                  public information display systems (PIDS);
                                                trackbed.                                                  5. Repair or replacement of tunnel                 wheelchair lifts; and wheelchair lift
                                                   3. Replacement of Y-tracks, turn-outs,               ventilation structures and associated                 enclosures. This does not include ADA
                                                frogs, or switches within existing footprint.           equipment (e.g., fans, ducting) (**). Replaced        improvements involving the installation,
                                                   4. Installation of new turn-outs, sidings,           structures must be substantially the same size        modification, or removal of ramps, stairs,
                                                and crossovers in areas of previously                   as or smaller than existing and be visually           doors, windows, roofs, platform boarding
                                                disturbed soils or when construction                    compatible with the surrounding built                 canopies and supports, or ticket counters.
                                                methods do not require surface removal (*).             environment.                                             b. Widening of or adjustments to the slope
                                                   5. Replacement of subgrade, ballast, and                6. Removal or replacement of any bridge or         of passenger walkways constructed with
                                                sub-ballast materials.                                  tunnel material or added-on element that is           common concrete or asphalt methods (*).
                                                   6. Addition of fill free of debris or other                                                                   9. Interior maintenance work or alterations
                                                                                                        not part of the original construction or that
                                                clean borrow materials on top of existing                                                                     in stations or other railroad facilities that is
                                                                                                        was not added during a period of major
                                                soils or fill.                                                                                                limited to non-public spaces that lack
                                                   7. Excavation of clean borrow material               alteration dating back to 45 years or earlier
                                                                                                                                                              architectural distinction (**).
                                                from sources within the rail ROW (*).                   (**).                                                    10. Replacement of pumps, air
                                                   8. Scraping and undercutting of an existing                                                                compressors, or fueling stations (*).
                                                subgrade or embankment to restore a                       11 ‘‘In-kind’’ as used here and elsewhere in           11. Removal of mechanical equipment
                                                horizontal profile or increase vertical                 Appendix A means that new materials used in           inside railroad facilities not visible to the
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                                                clearance (*). This includes modifying the              repairs or replacements must match the material       public (***). Examples include relay panels,
                                                subgrade only, not modifications to bridges,            being replaced in composition, design, color,         switchgear, and track diagram boards.
                                                                                                        texture, and other visual and material properties.       12. Addition of new mechanical equipment
                                                tunnels, or other infrastructure.                       Substitute materials should be used only on a
                                                                                                        limited basis and only when they will match the
                                                                                                                                                              in basements, beneath platforms, in
                                                  10 These activities do not include alterations to     appearance and general properties of the historic     designated mechanical equipment areas, or
                                                the trackbed that would result in a substation visual   material and will not damage the historic property.   in areas that are otherwise out of public view.
                                                change (i.e., elevation) in the relationship between    For more information, see https://www.nps.gov/tps/       13. Paving, painting, or striping of parking
                                                the trackbed and the surrounding landscape.             standards/rehabilitation/rehab/stand.htm.             surfaces.



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                                                54400                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                  14. In-kind repair and replacement of                    4. Expansion of existing sidewalks,                  6. Embankment stabilization or the re-
                                                platform boarding canopies and supports                 constructed with common concrete or                   establishment of ditch profiles where no new
                                                (*,**).                                                 asphalt methods, along the sides of an                grading is involved.
                                                  15. State-of-good-repair (‘‘SOGR’’)                   existing at-grade rail crossing (*).                    7. Corrections to drainage slopes, ditches,
                                                activities (**) not otherwise on this list that            5. Maintenance, repair, or rehabilitation of       and pipes to alleviate improper drainage or
                                                are necessary to keep a station, depot, or              existing grade-separated crossings of other           changing alluvial patterns (*).
                                                other rail building inhabitable, safe,12 and in         transportation modes (highways, local roads,            8. In-kind repair or replacement of
                                                use, and may affect character-defining                  pedestrian underpasses) (*,**). This does not         retaining walls (*,**).
                                                architectural features of the property, such as         include modifications to existing grade                 9. Maintenance, repair, or alterations to the
                                                the repair or in-kind replacement of the                separation structures (e.g., bridges,                 interiors of culverts and related drainage
                                                following: Elevator head houses and portals;                                                                  pathways.
                                                                                                        overpasses) that would result in a substantial
                                                roofs; doors; windows; stairs; or railings.
                                                                                                        increase in height or overall massing.                H. Environmental Abatement
                                                SOGR activities do not include demolition,
                                                                                                           6. Addition of lanes, turning lanes, road            1. Removal of environmental hazards on
                                                decommissioning, or mothballing of rail
                                                buildings that are not in use, or reconfiguring         widening, and pavement markings for at-               bridge structures, e.g., treated wood that may
                                                the interior spaces of passenger stations for           grade crossings (*). This does not apply when         leak into waterways or sensitive habitat,
                                                a new use (e.g., enclosing a passenger waiting          the crossing involves an individual National          removal of graffiti; and abatement of lead/
                                                area to create new office, baggage handling,            Register-listed or eligible roadway or a              heavy-metal coatings and paintings.
                                                or event space).                                        roadway that is a contributing resource to a          Activities that replace coatings or paint must
                                                                                                        National Register-listed or eligible historic         be of the same color and appearance as the
                                                D. Signals, Communications, and Power                   district.                                             materials that have been abated.
                                                Generation                                                 7. Construction of curbs, gutters, or                2. Removal of asbestos-containing pipe
                                                  1. Maintenance, repair, or replacement of             sidewalks adjacent to existing roadway for at-        insulation or transmitter relay panels in or on
                                                component parts of signal, communications,              grade crossings (*). This does not apply when         rail operations buildings, bridges, or tunnels.
                                                catenary, electric power systems, or other              the crossing involves an individual National            3. Removal of contaminated ballast and
                                                mechanical equipment that retains the visual            Register-listed or eligible roadway or a              sub-ballast materials.
                                                appearance of the existing infrastructure (**).         roadway that is a contributing resource to a            4. Removal of contaminated soils (*).
                                                This includes replacement of individual                 National Register-listed or eligible historic         I. Operations
                                                signal masts, but does not include wholesale            district.
                                                removal or replacement of a catenary system                                                                      1. Establishment of quiet zones, including
                                                or signal bridge.                                       F. Safety                                             the installation of required warning devices
                                                  2. Maintenance, repair, or replacement (*)               1. Repair, replacement, or installation of         and additional safety measures installed at
                                                of radio base stations.                                 the following security and intrusion                  grade crossings, that do not entail closing of
                                                  3. Maintenance, repair, or replacement (*)            prevention devices (*,**): security cameras,          existing roadways.13
                                                of the mechanical components of traction                closed captioned television (CCTV) systems,              2. Increased frequency of train operations
                                                power substations, i.e., transformers, circuit          light poles and fixtures, bollards, emergency         that do not result in noise or vibration
                                                breakers, electrical switches. This does not            call boxes, access card readers, and warning          impacts. (Note: A noise and vibration study
                                                include replacement of an entire substation.            signage.                                              would be prepared by a qualified subject
                                                  4. Maintenance or repair of signal                       2. Replacement of security and safety              matter expert as part of the NEPA process).
                                                instrument houses and signal bungalows                  fencing where the replacement is                         3. Temporary storage of rail cars on active
                                                (**).                                                   substantially the same appearance as existing         rail lines.
                                                  5. Installation, repair, or replacement of            (*). This does not include replacement of an             4. Repair, maintenance, or replacement (*)
                                                communications equipment on locomotives                                                                       of noise barriers. Replacements must be
                                                                                                        open-fence design with a closed design that
                                                and rolling stock that are actively used for                                                                  substantially the same size and visual
                                                                                                        would create a visual barrier.
                                                intercity passenger rail, rail transit, or freight                                                            appearance as existing.
                                                                                                           3. Replacement or installation of safety
                                                rail. This does not apply to historic trains            equipment/fall protection equipment on rail           J. Landscaping, Access Roads, and Laydown
                                                used for tourism.
                                                                                                        bridges, signal bridges, or other non-station         Areas
                                                E. Rail/Roadway At-Grade Crossings and                  structures for the protection of rail workers            1. In-kind replacement of existing
                                                Grade Separations                                       or the public (**). Examples include railings,        landscaping.
                                                   1. Maintenance of existing at-grade railroad         walkways, gates, tie-off safety cables,                  2. Mowing, seeding/reseeding, planting,
                                                crossings including installation of railroad            anchors, or warning signage.                          tree trimming, brush removal, or other
                                                crossing signs, signals, gates, warning devices            4. Repair, replacement, or installation of         similar groundcover maintenance activities.
                                                and signage, highway traffic signal                     wayside detection devices (*).                           3. Herbicidal spraying.
                                                preemption, road markings, and similar                     5. Repair, replacement (*), or installation           4. Maintenance of existing access roads
                                                safety upgrades (*).                                    (*,**) of bridge clearance/strike beams.              and lay-down areas (*).
                                                   2. In-kind repair, rehabilitation, or                G. Erosion Control, Rock Slopes, and                  K. Utilities
                                                replacement of existing at-grade railroad               Drainage
                                                crossings including installation of railroad                                                                     1. Installation, maintenance, repair,
                                                crossing signs, signals, gates, warning devices            1. Placement of rip rap to prevent erosion         relocation, or replacement of underground
                                                and signage, highway traffic signal                     affecting bridges and waterways.                      utilities (*). Examples include electrical,
                                                preemption, road markings, and similar                     2. Erosion control through slide and slope         sewer, compressed air lines, fuel lines, and
                                                safety upgrades (*,**).                                 corrections (*).                                      fiberoptic cable.
                                                   3. Installation of new, at-grade railroad               3. Rock removal and re-stabilization                  2. Maintenance, repair, or replacement (*)
                                                crossings on existing railroads and roadways,           activities such as scaling and bolting.               of above-ground utilities. Replacements must
                                                including installation of railroad crossing                4. Maintenance, repair, or replacement (*)         be substantially the same size and scale
                                                signs, signals, gates, warning devices and              of pre-cast concrete, cast iron, and corrugated       (including height) as existing.
                                                signage, highway traffic signal pre-emption,            metal culverts that lack stone headwalls. This
                                                road markings, and similar safety features (*).         does not include uniquely constructed                   13 A quiet zone is an FRA exemption to the rule
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                                                This does not apply when the crossing                   culverts such as those built by the Civilian          requiring trains to sound their horns when
                                                involves an individual National Register-               Conservation Corps or those made out of               approaching public highway-rail grade crossings.
                                                listed or eligible roadway or a roadway that            unusual materials (e.g., a hollowed log).             More information on the creation of quiet zones is
                                                                                                           5. Expansion, through horizontal                   available in FRA’s regulations at 49 CFR part 222,
                                                is a contributing resource to a National
                                                                                                                                                              Use of Locomotive Horns at Public Highway-Rail
                                                Register-listed or eligible historic district.          elongation, of pre-cast concrete, cast iron,          Grade Crossings, and in guidance promulgated by
                                                                                                        and corrugated metal culverts that lack stone         FRA’s Office of Railroad Safety (for example, see
                                                   12 As required by applicable federal or municipal    headwalls for the purpose of improved                 https://www.fra.dot.gov/Page/P0841 and https://
                                                fire, life safety, or health codes or standards.        drainage (*).                                         www.fra.dot.gov/eLib/Details/L04781).



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                                                                            Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices                                                  54401

                                                  3. Installation, maintenance, repair, or              existing Section 106 Program Alternative,              proposed ground disturbance or if there is
                                                replacement of utility lines and conduit                such as the ACHP Program Comment for                   uncertainty, this program comment does not
                                                inside tunnels that does not involve affixing           Positive Train Control or the ACHP Program             apply and the proposed activity remains
                                                new equipment to the exterior face of tunnel            Comment for Wireless Communications                    subject to standard Section 106 review or
                                                portals.                                                Facilities, would apply to the proposed                another applicable program alternative.
                                                  4. Affixing conduit, repeaters, antennae,             activities, defer to that Program Alternative.)           (**) The proposed undertaking must meet
                                                and similar small-scale equipment on the                   3. Installation of new culverts beneath the         one of the following circumstances:
                                                exterior masonry face of tunnel portals where           trackbed in areas not visible or accessible to            • The affected rail property(ies) is listed on
                                                the color of the equipment matches the                  the public (*).                                        the National Register of Historic Places
                                                existing masonry in order to limit its                                                                         (NRHP), has previously been determined
                                                visibility and does not damage the masonry              N. Rail Properties Less Than 45 Years Old              eligible for listing on the NRHP, or the lead
                                                construction (**).                                         1. Maintenance, repair, replacement,                federal agency and Project Sponsor agree to
                                                                                                        rehabilitation, or demolition of any rail              treat the affected rail property(ies) as eligible
                                                L. Bicycle and Pedestrian Facilities, Shared            property less than 45 years old is an exempt           for listing on the NRHP based on factors such
                                                Use Paths, and Other Trails                             activity (unless the rail property is of               as the date of construction (generally 45 years
                                                   1. Maintenance, repair, or replacement (*)           exceptional importance as defined under                old or older) and the establishment of the
                                                of existing bicycle lanes, pedestrian                   NHRP Criterion Consideration G 14 and as               period(s) of significance, an assessment of
                                                walkways, shared use paths (e.g., bicycle,              determined through consultation between the            integrity, and the identification of character-
                                                pedestrian), and other trails intended for              lead federal agency and the State Historic             defining features of the affected rail
                                                non-motorized transportation that are                   Preservation Officer (SHPO)). However, as              property(ies) by an SOI-qualified
                                                constructed with common materials.                      with all other activities in this list, the            professional. SOI-qualified professionals may
                                                   2. Adding lanes to existing shared use               Project Sponsor and lead federal agency must           be federal agency staff, federal agency
                                                paths or other trails constructed with                  consider whether the activity may cause                contractors, Project Sponsor staff, and/or
                                                common materials (*).                                   effects to adjacent or nearby non-rail historic        consultants hired by Project Sponsors. The
                                                   3. Adding crossings for pedestrians and              properties (e.g., demolition of a tall rail            value of treating a rail property as being
                                                bicycle facilities, shared use paths, or other          building could alter the existing viewshed or          historic is the time-savings achieved by not
                                                trails (*).                                             eliminate a noise buffer). Depending on the            having to go through the full identification,
                                                   4. Installation of bicycle aid stations,             nature of the proposed undertaking, such               evaluation, and consultation steps of the
                                                bicycle racks and storage units, and similar            consideration of effects to non-rail properties        standard Section 106 process. When the
                                                amenities (*, **).                                      may require the involvement of an SOI-                 affected rail property(ies) is considered
                                                   5. Maintenance, repair, or replacement (*)           qualified professional and consultation with           historic, the work must be performed in
                                                of bicycle aid stations, bicycle racks, and             SHPO and other consulting parties, as well             accordance with SOI standards. The work
                                                storage units, and similar amenities.                   as establishment of an APE and identification          must follow the National Park Service
                                                Replacements must be substantially the same             of historic properties in that APE, assessment         Standards for Preservation and Guidelines for
                                                size and appearance as existing.                        of effects to those properties, and resolution         Preserving Historic Buildings, as appropriate.
                                                   6. Installation of information kiosks,               of any adverse effects to those properties.            Whenever possible, historic fabric must be
                                                panels, and similar amenities for pedestrian,              (*) The proposed undertaking must be                repaired rather than replaced. The Project
                                                bicyclists, or other path or trail users (***).         located entirely within previously disturbed           Sponsor, if it has not been delegated or
                                                   7. Maintenance, repair, or replacement (*)           soils or fill. Previously disturbed soils are          assigned responsibility for Section 106
                                                of information kiosks, panels, and similar              those that show visible evidence that                  compliance, must provide written
                                                amenities. Replacements must be                         construction techniques used during                    justification to the lead federal agency
                                                substantially the same size and appearance as           previous construction activities required the          explaining why repair is not feasible. In cases
                                                existing.                                               grading or removal of soil or the addition of          where existing historic materials are beyond
                                                   8. Maintenance, repair, or replacement (*)           fill. A project engineer may be able to                repair, replacement must be carried out in-
                                                of existing curbs, gutters, or sidewalks                determine whether the ground has been                  kind. The lead federal agency must ensure
                                                constructed with common materials (e.g.,                previously disturbed or the project location           the Project Sponsor is performing the work
                                                non-decorative concrete or asphalt).                    consists of fill based on a review of relevant         using or under the direct supervision of an
                                                                                                        engineering plans from earlier construction            SOI-qualified professional in the relevant
                                                M. Construction/Installation of New Rail                                                                       discipline(s). Verification and approval in
                                                                                                        activities at that location. If it cannot be
                                                Infrastructure                                                                                                 writing by the lead federal agency is required
                                                                                                        readily demonstrated from a review of
                                                   1. Minor new construction and installation           available documentation or a non-intrusive             before the Project Sponsor can implement the
                                                of rail infrastructure that is compatible with          site investigation that the entire vertical and        proposed undertaking. Lastly, the lead
                                                the scale, size, and type of existing rail              horizontal limits of ground disturbance for a          federal agency must notify the relevant
                                                infrastructure, such as buildings for housing           proposed undertaking would be entirely                 SHPO(s) in writing of the proposed
                                                telecommunications equipment, signal                    located within previously disturbed soils or           undertaking upon the lead federal agency’s
                                                instruments, and similar equipment; storage             fill, the lead federal agency (or a Project            approval and prior to the Project Sponsor’s
                                                buildings that house landscaping or                     Sponsor that has been delegated or assigned            commencement of the undertaking. Or,
                                                maintenance of way equipment or specialty               responsibility for Section 106 compliance)                • The rail property is less than 45 years
                                                vehicles for track repairs or inspections;              must ensure a Secretary of the Interior (SOI)-         old and does not meet NHRP Criterion
                                                locomotive and train car service and                    qualified archeologist confirms the presence           Consideration G. In such cases, the Project
                                                inspection (S&I) facilities; trailers or                or absence of previously disturbed soils. The          Sponsor may carry out maintenance, repair,
                                                temporary structures for housing rail                   Project Sponsor, if it has not been delegated          rehabilitation, or replacement activities of
                                                personnel; and safety/security fencing that             or assigned responsibility for Section 106             any nature and does not need to follow SOI
                                                uses an open design and does not create a               compliance, must submit to the lead federal            standards with regard to the subject rail
                                                visual barrier. (*,**) applies to all activities        agency the archaeologist’s recommendation,             property. However, the restrictions noted in
                                                in this bullet. This does not include the               with supporting justification, that the                Section N of the preceding list apply.
                                                construction of new passenger stations, rail            undertaking would only affect disturbed                   (***) If the equipment to be removed
                                                yards, bridges, or tunnels, or demolition of            soils, and the lead federal agency must                includes obsolete or outdated technology, the
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                                                existing structures.                                    provide written concurrence to the Project             Project Sponsor must contact the relevant
                                                   2. Installation of utility and                       Sponsor before the undertaking can proceed.            SHPO, railroad museums or railroad
                                                communications poles, transmission lines,               If the archaeologist determines that                   historical societies, museums, educational
                                                and related equipment within electrified rail           undisturbed soils are present in areas of              institutions, or similar entities to determine
                                                ROW (i.e., rail ROW with existing overhead                                                                     if there is an entity that may be interested in
                                                transmission lines) (*). New poles and                    14 For information regarding the NRHP Criteria for   purchasing or receiving the equipment as a
                                                overhead lines must be substantially the                Evaluation, see https://www.nps.gov/nr/                donation, as appropriate. The Project
                                                same height as existing. (Note: If another              publications/bulletins/nrb15/.                         Sponsor, if it has not been delegated or



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                                                54402                       Federal Register / Vol. 82, No. 221 / Friday, November 17, 2017 / Notices

                                                assigned responsibility for Section 106                    • Federal eRulemaking Portal: http://              activities to State and local mapping
                                                compliance, must demonstrate to the lead                www.regulations.gov. Follow the                       partners; and (5) (a) methods for
                                                federal agency that it has made a good faith            instructions for submitting comments.                 improving interagency and
                                                effort to contact such parties prior to removal            • Email: Address the email TO:                     intergovernmental coordination on
                                                and disposition of such equipment.
                                                                                                        FEMA–RULES@fema.dhs.gov and CC:                       flood mapping and flood risk
                                                   Authority: 36 CFR 800.14(e).                         FEMA–TMAC@fema.dhs.gov. Include                       determination, and (b) a funding
                                                  Dated: November 14, 2017.                             the docket number in the subject line of              strategy to leverage and coordinate
                                                Kelly Y. Fanizzo,                                       the message. Include name and contact                 budgets and expenditures across Federal
                                                Associate General Counsel.                              detail in the body of the email.                      agencies. Furthermore, the TMAC is
                                                [FR Doc. 2017–25025 Filed 11–16–17; 8:45 am]
                                                                                                           • Mail: Regulatory Affairs Division,               required to submit an Annual Report to
                                                                                                        Office of Chief Counsel, FEMA, 500 C                  the FEMA Administrator that contains:
                                                BILLING CODE 4310–K6–P
                                                                                                        Street SW., Room 8NE, Washington, DC                  (1) A description of the activities of the
                                                                                                        20472–3100.                                           Council; (2) an evaluation of the status
                                                                                                           Instructions: All submissions received             and performance of flood insurance rate
                                                DEPARTMENT OF HOMELAND                                  must include the words ‘‘Federal                      maps and mapping activities to revise
                                                SECURITY                                                Emergency Management Agency’’ and                     and update Flood Insurance Rate Maps;
                                                                                                        the docket number for this action.                    and (3) a summary of recommendations
                                                Federal Emergency Management
                                                                                                        Comments received will be posted                      made by the Council to the FEMA
                                                Agency
                                                                                                        without alteration at http://                         Administrator.
                                                [Docket ID FEMA–2014–0022]                              www.regulations.gov, including any                       Agenda: On December 6, 2017, the
                                                                                                        personal information provided. Docket:                TMAC will review the final narrative
                                                Technical Mapping Advisory Council                      For docket access to read background                  content for the TMAC 2017 Annual
                                                AGENCY:  Federal Emergency                              documents or comments received by the                 Report and conduct a vote on the final
                                                Management Agency, DHS                                  TMAC, go to http://www.regulations.gov                content and, if approved, submit the
                                                ACTION: Committee Management; Notice
                                                                                                        and search for the Docket ID FEMA–                    report including the previously
                                                of Federal Advisory Committee Meeting.                  2014–0022.                                            approved 2017 recommendations and
                                                                                                           A public comment period will be held               implementation actions to the FEMA
                                                SUMMARY:    The Federal Emergency                       on December 6, 2017, from 1:30–1:50                   Administrator. Members of the public
                                                Management Agency (FEMA) Technical                      p.m. EST. Speakers are requested to                   will be afforded an opportunity to
                                                Mapping Advisory Council (TMAC) will                    limit their comments to no more than                  comment (no more than 2 minutes per
                                                meet via conference call on December 6,                 two minutes. Please note that the public              individual) prior to any votes taken by
                                                2017. The meeting will be open to the                   comment periods may end before the                    the TMAC. A more detailed agenda will
                                                public.                                                 time indicated, following the last call               be posted by November 30, 2017, at
                                                DATES: The TMAC will meet via                           for comments. Contact Mark Crowell,                   http://www.fema.gov/TMAC.
                                                conference call on Wednesday,                           below, to register as a speaker by close                Dated: November 3, 2017.
                                                December 6, 2017 from 10:30 a.m. to                     of business on Friday, December 1,                    Roy E. Wright,
                                                5:30 p.m. Eastern Standard Time (EST).                  2017.
                                                                                                                                                              Deputy Associate Administrator for Insurance
                                                Please note that the meeting will close                 FOR FURTHER INFORMATION CONTACT:                      and Mitigation, Federal Emergency
                                                early if the TMAC has completed its                     Mark Crowell, Designated Federal                      Management Agency.
                                                business.                                               Officer for the TMAC, FEMA, 500 C                     [FR Doc. 2017–24969 Filed 11–16–17; 8:45 am]
                                                ADDRESSES: For information on how to                    Street SW., Washington, DC 20472–                     BILLING CODE 9110–12–P
                                                access the conference call, information                 3100, telephone (202) 646–3432, and
                                                on services for individuals with                        email mark.crowell@fema.dhs.gov. The
                                                disabilities, or to request special                     TMAC Web site is: http://                             DEPARTMENT OF HOMELAND
                                                assistance for the meeting, contact the                 www.fema.gov/TMAC.                                    SECURITY
                                                person listed in FOR FURTHER                            SUPPLEMENTARY INFORMATION: Notice of
                                                INFORMATION CONTACT below as soon as                    this meeting is given under the Federal               Federal Emergency Management
                                                possible. Members of the public who                     Advisory Committee Act, 5 U.S.C.                      Agency
                                                wish to dial in for the meeting must                    Appendix.                                             [Docket ID: FEMA–2017–0034; OMB No.
                                                register in advance by sending an email                    As required by the Biggert-Waters                  1660–0015]
                                                to FEMA–TMAC@fema.dhs.gov                               Flood Insurance Reform Act of 2012, the
                                                (attention Mark Crowell) by 11 a.m. EST                 TMAC makes recommendations to the                     Agency Information Collection
                                                on Friday, December 1, 2017.                            FEMA Administrator on: (1) How to                     Activities: Proposed Collection;
                                                   To facilitate public participation,                  improve, in a cost-effective manner, the              Comment Request; Revisions to
                                                members of the public are invited to                    (a) accuracy, general quality, ease of use,           National Flood Insurance Program
                                                provide written comments on the issues                  and distribution and dissemination of                 Maps: Application Forms and
                                                to be considered by the TMAC, as listed                 flood insurance rate maps and risk data;              Instructions for (C)LOMAs and
                                                in the SUPPLEMENTARY INFORMATION                        and (b) performance metrics and                       (C)LOMR–Fs
                                                section below. The Agenda and other                     milestones required to effectively and                AGENCY: Federal Emergency
                                                associated material will be available for               efficiently map flood risk areas in the               Management Agency, DHS.
                                                review at www.fema.gov/TMAC by                          United States; (2) mapping standards
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                                                              ACTION: Notice and request for
                                                Friday, December 1, 2017. Written                       and guidelines for (a) flood insurance                comments.
                                                comments to be considered by the                        rate maps, and (b) data accuracy, data
                                                committee at the time of the meeting                    quality, data currency, and data                      SUMMARY:  The Federal Emergency
                                                must be received by Monday, December                    eligibility; (3) how to maintain, on an               Management Agency, as part of its
                                                4, 2017, identified by Docket ID FEMA–                  ongoing basis, flood insurance rate maps              continuing effort to reduce paperwork
                                                2014–0022, and submitted by one of the                  and flood risk identification; (4)                    and respondent burden, invites the
                                                following methods:                                      procedures for delegating mapping                     general public to take this opportunity


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Document Created: 2017-11-17 05:15:12
Document Modified: 2017-11-17 05:15:12
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability and request for comments.
DatesSubmit comments on or before December 8, 2017.
ContactCharlene Dwin Vaughn, Assistant Director, Federal Permitting, Licensing, and Assistance Section, Office of Federal Agency Programs, ACHP (202) 517-0207, [email protected]; Laura Shick, Federal Preservation Officer, Federal Railroad Administration, (202) 366-0340, [email protected]; or Sharyn LaCombe, Federal Preservation Officer, Federal Transit Administration, (202) 366-5213, [email protected]
FR Citation82 FR 54390 

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