82 FR 56089 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 226 (November 27, 2017)

Page Range		56089-56089
FR Document		2017-25701

Federal Register, Volume 82 Issue 226 (Monday, November 27, 2017)

[Federal Register Volume 82, Number 226 (Monday, November 27, 2017)]
[Notices]
[Page 56089]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-25701]



[[Page 56089]]

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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 12:00 p.m. on Friday, December 1, 2017.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matter; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: November 22, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-25701 Filed 11-22-17; 4:15 pm]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 226 / Monday, November 27, 2017 / Notices 56089

SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE II. Self-Regulatory Organization’s
COMMISSION COMMISSION Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Sunshine Act Meetings [Release No. 34–82127; File No. SR–IEX– Change
2017–40]
TIME AND DATE:12:00 p.m. on Friday, In its filing with the Commission, the
December 1, 2017. Self-Regulatory Organizations; self-regulatory organization included
Investors Exchange LLC; Notice of statements concerning the purpose of
PLACE:Closed Commission Hearing Filing and Immediate Effectiveness of and basis for the proposed rule change
Room 10800. Proposed Rule Change To Modify Its and discussed any comments it received
STATUS: This meeting will be closed to Fee Schedule, Pursuant to IEX Rule on the proposed rule change. The text
the public. 15.110(a) and (c), To Adopt Pricing for of these statements may be examined at
Orders That Execute in an IEX Auction the places specified in Item IV below.
MATTERS TO BE CONSIDERED: for IEX-Listed Securities The self-regulatory organization has
Commissioners, Counsel to the prepared summaries, set forth in
Commissioners, the Secretary to the November 20, 2017. Sections A, B, and C below, of the most
Commission, and recording secretaries Pursuant to Section 19(b)(1) 1 of the significant aspects of such statements.
will attend the closed meeting. Certain Securities Exchange Act of 1934 (the
staff members who have an interest in A. Self-Regulatory Organization’s
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
Statement of the Purpose of, and
the matters also may be present. notice is hereby given that, on (date),
Statutory Basis for, the Proposed Rule
The General Counsel of the the Investors Exchange LLC (‘‘IEX’’ or
the ‘‘Exchange’’) filed with the Change
Commission, or his designee, has
certified that, in his opinion, one or Securities and Exchange Commission 1. Purpose
more of the exemptions set forth in 5 (the ‘‘Commission’’) the proposed rule
change as described in Items I, II and III On August 10, 2017, the Commission
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) approved a proposed rule change by the
below, which Items have been prepared
and 17 CFR 200.402(a)(3), (a)(5), (a)(7), Exchange to adopt rules governing
by the self-regulatory organization. The
(a)(9)(ii) and (a)(10), permit auctions, including dissemination of
Commission is publishing this notice to
consideration of the scheduled matters solicit comments on the proposed rule auction-related market data, for
at the closed meeting. change from interested persons. securities listed on the Exchange
Commissioner Stein, as duty officer, pursuant to Chapter 14 of the IEX Rule
I. Self-Regulatory Organization’s
voted to consider the items listed for the Book.8 The Exchange proposes to
Statement of the Terms of Substance of
closed meeting in closed session. update its Fee Schedule, pursuant to
the Proposed Rule Change
The subject matters of the closed IEX Rule 15.110(a) and (c), to add new
meeting will be: Pursuant to the provisions of Section Fee Codes to identify the fees applicable
19(b)(1) under the Securities Exchange to orders that execute in IEX Auctions.
Institution and settlement of The IEX Auction processes are designed
Act of 1934 (‘‘Act’’),4 and Rule 19b–4
injunctive actions; to maximize participation in the
thereunder,5 IEX is filing with the
Institution and settlement of Commission a proposed rule change to auctions in order to provide an efficient
administrative proceedings; modify its Fee Schedule, pursuant to price discovery process and greater
Adjudicatory matter; and IEX Rule 15.110(a) and (c), to adopt opportunity for execution at the official
pricing for orders that execute in an IEX auction price. The Exchange believes
Other matters relating to enforcement
Auction 6 for IEX-listed securities that fees are an important component of
proceedings. pursuant to Rule 11.350. Changes to the the IEX Auction processes, in that
At times, changes in Commission Fee Schedule pursuant to this proposal execution fees can influence the trading
priorities require alterations in the are effective upon filing, and will be behavior of Members by creating
scheduling of meeting items. operative once the Exchange begins economic incentives (and disincentives)
conducting IEX Auctions in IEX-listed for Members that participate in IEX
CONTACT PERSON FOR MORE INFORMATION:
securities.7 The text of the proposed Auctions. Thus, the Exchange is
For further information and to ascertain
rule change is available at the proposing fees that are similarly
what, if any, matters have been added, Exchange’s Web site at
deleted or postponed; please contact designed to incentivize participation in
www.iextrading.com, at the principal IEX Auctions in order to further support
Brent J. Fields from the Office of the office of the Exchange, and at the an efficient price discovery process and
Secretary at (202) 551–5400. Commission’s Public Reference Room. greater opportunity for execution at the
Dated: November 22, 2017. official auction price.
1 15 U.S.C. 78s(b)(1).
Brent J. Fields, The Exchange proposes to apply the
2 15 U.S.C. 78a.
Secretary. 3 17 CFR 240.19b–4. following new Fee Codes:
[FR Doc. 2017–25701 Filed 11–22–17; 4:15 pm] 4 15 U.S.C. 78s(b)(1).
• Executions in the Opening Auction 9
5 17 CRF 240.19b–4.
asabaliauskas on DSKBBXCHB2PROD with NOTICES

BILLING CODE 8011–01–P
6 IEX Auctions include the daily Opening and
will receive Fee Code ‘‘O’’
Closing Auctions (Rule 11.350(c) and (d), • Executions in the Closing Auction 10
respectively), as well as IPO Auctions related to an will receive Fee Code ‘‘C’’
initial public offering of securities (Rule 11.350(e)),
Halt Auctions following a regulatory halt (Rule
8 See Securities and Exchange Act Release No.
11.350(e)), and Volatility Auctions following a
trading pause pursuant to the Limit Up-Limit Down 81316 (August 4, 2017), 82 FR 37474 (August 10,
Plan (Rule 11.350(f)). 2017) (SR–IEX–2017–10).
7 See IEX Trader Alert #2017–015, available on 9 See Rule 11.350(c).

the Exchange public Web site. 10 See Rule 11.350(d).

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Document Created: 2017-11-25 01:08:53
Document Modified: 2017-11-25 01:08:53

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		12:00 p.m. on Friday, December 1, 2017.
FR Citation		82 FR 56089