82_FR_57776 82 FR 57543 - Atlantic Highly Migratory Species; Charter/Headboat Permit Commercial Sale Provision

82 FR 57543 - Atlantic Highly Migratory Species; Charter/Headboat Permit Commercial Sale Provision

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 233 (December 6, 2017)

Page Range57543-57551
FR Document2017-26275

This final rule creates a separate permit endorsement provision for the commercial sale of Atlantic highly migratory species (HMS) by HMS Charter/Headboat permit holders. Prior to implementation of this final rule, all vessels issued an HMS Charter/Headboat permit could be categorized as commercial fishing vessels and could be subject to United States Coast Guard (USCG) commercial fishing vessel safety requirements regardless of whether the permit holder engages or intends to engage in commercial fishing. Under this final rule, HMS Charter/ Headboat permit holders will be prohibited from selling Atlantic tunas, swordfish, or sharks unless they obtain a commercial sale endorsement for their permit. This final rule will clarify which HMS Charter/ Headboat permitted vessels are properly categorized as commercial fishing vessels for purposes of USCG safety requirements. This action is administrative in nature and will not affect fishing practices or result in any significant environmental effects or economic impacts.

Federal Register, Volume 82 Issue 233 (Wednesday, December 6, 2017)
[Federal Register Volume 82, Number 233 (Wednesday, December 6, 2017)]
[Rules and Regulations]
[Pages 57543-57551]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-26275]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 635

[Docket No. 170901859-7999-02]
RIN 0648-BH19


Atlantic Highly Migratory Species; Charter/Headboat Permit 
Commercial Sale Provision

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule creates a separate permit endorsement 
provision for the commercial sale of Atlantic highly migratory species 
(HMS) by HMS Charter/Headboat permit holders. Prior to implementation 
of this final rule, all vessels issued an HMS Charter/Headboat permit 
could be categorized as commercial fishing vessels and could be subject 
to United States Coast Guard (USCG) commercial fishing vessel safety 
requirements regardless of whether the permit holder engages or intends 
to engage in commercial fishing. Under this final rule, HMS Charter/
Headboat permit holders will be prohibited from selling Atlantic tunas, 
swordfish, or sharks unless they obtain a commercial sale endorsement 
for their permit. This final rule will clarify which HMS Charter/
Headboat permitted vessels are properly categorized as commercial 
fishing vessels for purposes of USCG safety requirements. This action 
is administrative in nature and will not affect fishing practices or 
result in any significant environmental effects or economic impacts.

DATES: Effective January 5, 2018.

ADDRESSES: Copies of the supporting documents--including the 2006 
Consolidated HMS Fishery Management Plan (FMP) and its amendments and 
associated documents--are available from the HMS Management Division 
Web site at http://www.nmfs.noaa.gov/sfa/hms/ or by contacting Dianne 
Stephan by phone at 978-281-9260. Written comments regarding the 
burden-hour estimates or other aspects of the collection-of-information 
requirements contained in this final rule may be submitted to the HMS 
Management Division and by email to [email protected], or fax 
to (202) 395-7285.

FOR FURTHER INFORMATION CONTACT: Dianne Stephan or Tobey Curtis by 
phone at 978-281-9260, or Steve Durkee by phone at 202-670-6637.

SUPPLEMENTARY INFORMATION: Atlantic HMS are managed under the dual 
authority of the Magnuson-Stevens Fishery Conservation and Management 
Act (Magnuson-Stevens Act) and the Atlantic Tunas Convention Act 
(ATCA). Under the Magnuson-Stevens Act, NMFS must ensure consistency 
with 10 National Standards and manage fisheries to maintain optimum 
yield, rebuild overfished fisheries, and prevent overfishing. Under 
ATCA, the Secretary of Commerce is required to promulgate regulations, 
as necessary and appropriate, to implement measures adopted by the 
International Commission for the Conservation of Atlantic Tunas. The 
implementing regulations for Atlantic HMS are at 50 CFR part 635.

Background

    Atlantic HMS regulations at 50 CFR 635.4(b) require that charter/
headboat vessels (i.e., vessels taking fee-paying passengers) used to 
fish for, take, retain, or possess Atlantic HMS must obtain an HMS 
Charter/Headboat permit. In addition to carrying paying passengers, the 
permit also allows charter/headboat fishermen to diversify their 
operations by fishing commercially for Atlantic tunas and swordfish. 
They may sell sharks if they also have a commercial shark permit in 
addition to the Charter/Headboat permit. Relatively few permit holders 
use the commercial sale provision. From 2012-2016, an annual average of 
only seven percent of HMS Charter/Headboat permit holders sold any tuna 
or swordfish. USCG commercial vessel safety requirement therefore may 
result in an unnecessary ``commercial vessel'' compliance burden for 
HMS Charter/Headboat permitted vessels.
    Commercial fishing vessel safety provisions contained in the Coast 
Guard Authorization Act of 2010 (CGAA) and the Coast Guard and Maritime 
Transportation Act of 2012 were the subject of a Marine Safety 
Information Bulletin (MSIB 12-15) issued by the USCG on October 20, 
2015. MSIB 12-15 clarified that the law would require mandatory 
dockside safety exams for a broader population of commercial fishing 
vessels. As clarified in the notice, that broader community included 
HMS Charter/Headboat vessels that were authorized by the permit to sell 
fish commercially (i.e., all Charter/Headboat vessels). The mandatory 
safety exam includes a check for required commercial fishing vessel 
safety equipment such as life rafts, emergency beacons, and survival 
suits, and other requirements found in 46 CFR part 28. Outfitting a 
vessel with these items comes at a substantial cost. Mandatory dockside 
safety exams for vessels operating beyond three nautical miles from 
shore began October 15, 2015 under this program.
    These mandatory commercial vessel safety requirements had overly 
broad application to all Charter/Headboat permit holders, whether they 
engaged in commercial sales or not, absent a more effective way to 
identify which HMS Charter/Headboat permit holders engage in commercial 
fishing. After questions about applicability from NMFS and the 
regulated community, on July 10, 2017, the USCG issued Marine Safety 
Information Bulletin (MSIB 008-17) in an attempt to clarify the 
applicability of commercial fishing vessel safety requirements for 
vessels with HMS permits, including HMS Charter/Headboat permits. USCG 
regulations at 46 CFR 28.50 define a commercial fishing vessel as a 
vessel that commercially engages in the catching, taking, or harvesting 
of fish, or an activity that can reasonably be expected to result in 
the catching, taking, or harvesting of fish. According to the MSIB 008-
17, if an individual has an HMS Charter/Headboat permit (which allows 
commercial sale) and a state permit to sell catch, the vessel is 
considered subject to commercial fishing vessel safety regulations.
    Many HMS Charter/Headboat operators that neither sell, nor intend 
to sell, their catch but hold a permit to sell have thus found that the 
USCG policy identifies their operations as a ``commercial fishing 
vessel,'' and requires them to adhere to USCG commercial fishing vessel 
safety requirements. For example, even small charter vessels (i.e., 
less than 20 feet in length) operating in the warm waters of the Gulf 
of Mexico and with no intent to sell HMS, may be required under the 
USCG regulations to carry an inflatable life raft that can cost 
approximately $1,750. In addition to the cost burden, a vessel of this 
size has minimal space to store such gear. These smaller HMS Charter/
Headboat permitted vessels were previously subject to the USCG safety 
regulations for uninspected passenger vessels of less than 100 gross

[[Page 57544]]

tons and carrying six or less passengers, which are less extensive and 
less costly.
    In late 2016 and early 2017, NMFS and the USCG staff informally 
discussed how to more effectively categorize HMS charter/headboat 
vessels under USCG regulations. The HMS Advisory Panel discussed this 
issue at length at its May and September 2017 meetings. Many HMS 
Advisory Panel members, including commercial, recreational, and 
council/state representatives, supported creating a separate regulatory 
provision for charter/headboat vessels that intend to sell HMS and to 
thus specify that other such vessels were not engaged in commercial 
sale and not subject to expensive USCG commercial vessel compliance 
obligations. Panel members stated that creating a separate sale 
provision would support more appropriate application and enforcement of 
USCG commercial fishing vessel safety requirements in the Atlantic HMS 
Charter/Headboat fishery, and would better clarify for permit holders 
the specific USCG regulations that apply to their vessels and fishing 
operations. On October 6, 2017, the USCG formally reviewed the proposed 
rule of this action and concurred with the approach to provide clarity 
on the applicability on their requirements.

HMS Charter/Headboat Permit Commercial Sale Endorsement

    This final rule creates a ``commercial sale'' endorsement that can 
be placed on the existing HMS Charter/Headboat permit. Under this 
action, HMS Charter/Headboat permit holders will be prohibited from 
selling any catch of HMS unless they first obtain a ``commercial sale'' 
endorsement on their permit. Only those HMS Charter/Headboat permit 
holders with the endorsement will be permitted to sell Atlantic tunas, 
swordfish, or sharks if they also have the additionally required 
commercial shark permit.
    This final rule clarifies that any HMS Charter/Headboat vessel 
issued a Charter/Headboat permit with a commercial sale endorsement 
will be categorized as a commercial fishing vessel under USCG criteria, 
and therefore could be subject to USCG commercial fishing vessel safety 
requirements. A vessel issued an HMS Charter/Headboat permit without a 
``commercial sale'' endorsement will not be categorized as a commercial 
fishing vessel and should not be subject to the USCG commercial fishing 
vessel safety requirements. HMS Charter/Headboat permit holders with 
the commercial sale endorsement allowing the sale of tunas or swordfish 
must adhere to the applicable Atlantic Tunas General Category or 
General Commercial Swordfish permit possession limits and restrictions; 
any landings will be applied against the appropriate commercial quota. 
HMS Charter/Headboat permit holders that sell or intend to sell sharks 
must obtain the commercial sale endorsement on their permit as well as 
a commercial shark permit. This final rule would only change the permit 
category under which certain vessels are fishing. It will not affect 
quotas, gear types, or time/area restrictions, and neither increase or 
decrease fishing effort or affect fishing timing nor implement other 
measures that will potentially have any environmental effects.

Response to Comments

    During the public comment period, NMFS held a public hearing via 
webinar. Two members of the public provided comments during the 
hearing. Additionally, NMFS received 14 written comments. All written 
comments can be found at http://www.regulations.gov/. The summarized 
comments and NMFS' response to those comments can be found below.
    Comment 1: NMFS received comments, including from the South 
Atlantic Fishery Management Council, in support of the HMS Charter/
Headboat permit commercial sales endorsement considered in the proposed 
rule. We also received a comment stating a commercial sale endorsement 
would not be useful since a lot of charter/headboat fishing occurs in 
state waters. Another commenter requested clarification on the cost of 
the commercial sales endorsement.
    Response: NMFS believes that the commercial sales endorsement will 
effectively delineate between HMS Charter/Headboat permit holders that 
intend to sell HMS catch and those that do not. This clarification 
should facilitate USCG's application of commercial fishing vessel 
safety requirements. Regarding the comment that charter/headboat 
fishing occurs primarily in state waters, and the apparent concern that 
USCG requirements therefore would not apply nor be ``useful,'' we note 
that as a condition of the HMS Charter/Headboat permit, permit holders 
are required to abide by federal HMS regulations regardless of where 
fishing occurs, including in state waters, unless state regulations are 
stricter. With respect to Atlantic tunas, NMFS manages the tuna 
fisheries to the shore even if a vessel holds no Federal permit, except 
in the States of Maine, Connecticut, and Mississippi. Regarding the 
cost, the cost of the HMS Charter/Headboat permit with and without the 
commercial sale endorsement will be the same; there will be no 
additional cost to obtain the commercial sales endorsement.
    Comment 2: The Atlantic States Marine Fisheries Commission (ASMFC) 
submitted a comment stating the HMS Charter/Headboat permit commercial 
sale endorsement could make it more difficult to differentiate between 
recreational and commercial fishing activities, particularly in the 
coastal shark fishery. ASMFC also stated that State commercial fishing 
permits already identify those individuals that are able to sell 
sharks.
    Response: NMFS disagrees that the HMS Charter/Headboat permit 
commercial sale endorsement would make it more difficult to 
differentiate between recreational and commercial fishing activities. 
Instead, the commercial sale endorsement will effectively identify HMS 
Charter/Headboat permit holders that intend to sell HMS catch. HMS 
Charter/Headboat permit holders that do not obtain the commercial sale 
endorsement will clearly not be engaging in commercial fishing. As 
detailed in the background information section above, approximately 93 
percent of HMS Charter/Headboat permit holders do not sell HMS catch. 
These permit holders are unlikely to obtain the commercial sale 
endorsement; thus, the vast majority of HMS charter/headboat activity 
would be easily categorized as recreational. Furthermore, State 
commercial fishing permits do not authorize HMS Charter/Headboat permit 
holders to sell sharks. HMS Charter/Headboat permit holders that intend 
to sell sharks must obtain a Federal Atlantic commercial shark permit 
in addition to the commercial sale endorsement created in this action. 
Furthermore, the action is specifically taken with regard to 
categorization for USCG regulatory purposes.
    Comment 3: NMFS received comments expressing concern that defining 
a charter/headboat as a commercial vessel for the entire year is overly 
burdensome on the owner and captain. Instead, commenters stated that 
commercial fishing vessel safety requirements should be enforced on a 
trip-by-trip basis and that when an HMS Charter/Headboat permit holder 
intends to sell HMS catch, that trip should be categorized as a 
commercial trip, subject to the USCG commercial fishing vessel safety 
requirements. Commenters stated that if an HMS Charter/Headboat permit 
holder is on a for-hire trip, that trip should be categorized as a non-
commercial trip and not be subject to the USCG commercial fishing 
vessel

[[Page 57545]]

safety requirements. Commenters included examples of hardships, such as 
requiring safety drills with clients and requesting customers' clothing 
sizes to ensure immersion suits are properly sized. One commenter 
stated that NMFS should require proof of a USCG commercial fishing 
vessel safety sticker when applying for the HMS Charter/Headboat permit 
commercial sales endorsement and should conduct a review of compliance 
of HMS Charter/Headboat vessels with commercial fishing vessel safety 
exam requirements. Another commenter stated that all commercial vessels 
should be subject to the same commercial fishing vessel safety 
requirements regardless of vessel size or where fishing occurs.
    Response: The purpose of this action is to clarify which HMS 
Charter/Headboat permitted vessels are authorized to sell Atlantic HMS 
and thus are appropriately categorized as commercial fishing vessels 
for purposes of the USCG commercial safety requirements. Doing so will 
facilitate USCG's appropriate application of commercial fishing vessel 
safety requirements. The mandatory USCG safety requirements arguably 
may have been overly broad as currently applied because it is difficult 
to identify which HMS Charter/Headboat permit holders engage in 
commercial fishing and, therefore, should appropriately be subject to 
the requirements. This action is not intended to address, nor otherwise 
consider, the effectiveness of USCG commercial fishing vessel safety 
requirements. Regarding the comment that NMFS should require compliance 
with USCG regulations before issuing an HMS Charter/Headboat permit and 
should conduct a review of compliance with commercial fishing vessel 
safety exam requirements, NMFS may consider requiring proof of 
compliance (e.g., submission of sticker number) as a condition of 
obtaining the endorsement in the future, after additional consultation 
with USCG. NMFS will coordinate with USCG Commercial Safety Exam 
program staff to conduct a review of compliance of HMS permitted 
vessels with CFVS exam requirements. The proper application of USCG 
commercial fishing vessel safety requirements based on trip type, 
vessel size, or fishing location is outside the purview of NMFS. NMFS 
will share these comments and concerns with USCG Commercial Fishing 
Vessel Safety program staff.
    Comment 4: NMFS also received a comment suggesting increased 
reporting requirements for vessels landing and selling bigeye, 
albacore, and yellowfin tunas and to prohibit the sale of HMS caught on 
charter/headboats while engaged in a for-hire trip.
    Response: This comment is outside the scope of this rulemaking, 
which focuses on overly burdensome and unnecessary application of USCG 
commercial vessel requirements to HMS vessels that do not sell or 
intend to sell their catch. However, NMFS will consider these 
suggestions regarding increased reporting requirements and whether to 
propose further regulations modifying HMS charter/headboat commercial 
sale provisions in the future, as appropriate. Any such new management 
measures and regulations would be presented in a proposed rule, and the 
public would have an opportunity to provide comment.

Changes From the Proposed Rule

    The final rule contains no changes from the proposed rule.

Classification

    The Assistant Administrator for Fisheries (AA) has determined that 
the final rule is consistent with the 2006 Consolidated HMS FMP and its 
amendments, other provisions of the Magnuson-Stevens Act, ATCA, and 
other applicable law.
    This final rule has been determined to be not significant for 
purposes of Executive Order 12866.
    For the reasons described in the preamble, this final rule is 
expected to be deregulatory under Executive Order 13771.

Paperwork Reduction Act (PRA)

    This final rule contains a collection-of-information requirement 
subject to the Paperwork Reduction Act (PRA) that has been approved by 
OMB under control number 0648-0327. Public reporting burden for 
Atlantic HMS Permit Family of Forms is estimated to average 34 minutes 
per respondent for initial permit applicants, and 10 minutes for permit 
renewals, including the time for reviewing instructions, searching 
existing data sources, gathering and maintaining the data needed, and 
completing and reviewing the collection of information. Send comments 
regarding these burden estimates or any other aspect of this data 
collection, including suggestions for reducing the burden, to NMFS (see 
ADDRESSES) and by email to [email protected], or fax to 202-
395-7285.
    Notwithstanding any other provision of the law, no person is 
required to respond to, and no person shall be subject to penalty for 
failure to comply with, a collection of information subject to the 
requirements of the PRA, unless that collection of information displays 
a currently valid OMB control number.

Regulatory Flexibility Act

    A final regulatory flexibility analysis (FRFA) was prepared for 
this rule. The FRFA incorporates the initial regulatory flexibility 
analysis (IRFA) and a summary of the analyses completed to support the 
action. NMFS did not receive any public comment on the IRFA. The full 
FRFA is available from NMFS (see ADDRESSES). A summary is provided 
below.
Statement of the Need for and Objectives of This Final Rule
    A description of the action and the legal basis for this action are 
contained in the Background section of the preamble and in the SUMMARY 
of this final rule.
Description and Estimate of the Number of Small Entities to Which the 
Final Rule Will Apply
    Section 604(a)(4) of the RFA requires agencies to provide an 
estimate of the number of small entities to which the rule will apply. 
The Small Business Administration (SBA) has established size criteria 
for all major industry sectors in the United States, including for-hire 
charter/headboat businesses. For-hire charter/headboat business fit 
into the ``Scenic and Sightseeing Transportation, Water'' industry 
under NAICS code 487210. SBA has established that the small entity size 
standard for that industry is $7.5 million in average annual receipts.
    Provision is made under SBA's regulations for an agency to develop 
its own industry-specific size standards after consultation with 
Advocacy and an opportunity for public comment (see 13 CFR 121.903(c)). 
Under this provision, NMFS may establish size standards that differ 
from those established by the SBA Office of Size Standards, but only 
for use by NMFS and only for the purpose of conducting an analysis of 
economic effects in fulfillment of the agency's obligations under the 
RFA. To utilize this provision, NMFS must publish such size standards 
in the Federal Register (FR), which NMFS did on December 29, 2015 (80 
FR 81194, December 29, 2015). In this final rule effective on July 1, 
2016, NMFS established a small business size standard of $11 million in 
annual gross receipts for all businesses in the commercial fishing 
industry (NAICS 11411) for RFA compliance purposes.
    NMFS considers all HMS Charter/Headboat permit holders (3,594 as of 
October 2016) to be small entities because these vessels have reported

[[Page 57546]]

annual gross receipts of less than $11 million for commercial fishing 
or earn less than $7.5 million from for-hire fishing trips.
    NMFS has determined that this rule will apply to the small 
businesses associated with the approximately seven percent of HMS 
Charter/Headboat permit holders that also commercially fish for 
swordfish and tuna. Based on the most recent number of permit holders, 
NMFS estimates that this rule will apply to approximately 252 HMS 
charter/headboat vessel owners. NMFS has determined that this action 
would not likely directly affect any small organizations or small 
government jurisdictions defined under the RFA.
Description of the Projected Reporting, Record-Keeping, and Other 
Compliance Requirements of the Final Rule, Including an Estimate of the 
Classes of Small Entities Which Would Be Subject to the Requirements of 
the Report or Record
    Section 604(a)(5) of the RFA requires Agencies to describe any new 
reporting, record-keeping and other compliance requirements. This rule 
will create a commercial sale endorsement for the HMS Charter/Headboat 
permit. Under the rule, HMS Charter/Headboat permit holders will be 
prohibited from selling any catch of HMS unless they obtain a 
commercial sale endorsement on their permit. The commercial sale 
endorsement could be added to the Charter/Headboat permit at the time 
of the permit application or renewal, or anytime thereafter. Only 
Charter/Headboat permit holders with the endorsement will be allowed to 
sell HMS although they would not be obligated to sell any HMS. There 
will be no additional charge for the commercial sale endorsement above 
the cost of the HMS Charter/Headboat permit; the endorsement will add 
less than a minute more of labor effort to the normal HMS Charter/
Headboat permit process. Those vessels issued an HMS Charter/Headboat 
permit with a commercial sale endorsement will be categorized as a 
commercial vessel for the purposes of USCG commercial fishing vessel 
safety requirements.
Description of the Steps the Agency Has Taken To Minimize the 
Significant Economic Impact on Small Entities Consistent With the 
Stated Objectives of Applicable Statutes, Including a Statement of the 
Factual, Policy, and Legal Reasons for Selecting the Alternative 
Adopted in the Final Rule and the Reason That Each One of the Other 
Significant Alternatives to the Rule Considered by the Agency Which 
Affect Small Entities Was Rejected
    One of the requirements of an FRFA is to describe any significant 
alternatives to the rule which accomplish the stated objectives of 
applicable statutes and which minimize any significant economic impact 
of the rule on small entities. The analysis shall discuss significant 
alternatives such as: (1) Establishment of differing compliance or 
reporting requirements or timetables that take into account the 
resources available to small entities; (2) clarification, 
consolidation, or simplification of compliance and reporting 
requirements under the rule for such small entities; (3) use of 
performance rather than design standards; and (4) exemptions from 
coverage of the rule, or any part thereof, for small entities.
    These categories of alternatives are described at 5 U.S.C. 
603(c)(1)-(4). NMFS examined each of these categories of alternatives. 
Regarding the first and fourth categories, NMFS cannot establish 
differing compliance or reporting requirements for small entities or 
exempt small entities from coverage of the rule or parts of it because 
all of the businesses impacted by this rule are considered small 
entities and thus the requirements are already designed for small 
entities. NMFS examined alternatives that fall under the second 
category, which requires agencies to consider whether they can clarify, 
consolidate, or simplify compliance and reporting requirements under 
the rule for small entities. NMFS does examine alternatives that fall 
under the second category described above that clarify which HMS 
charter/headboat vessels should be considered commercial fishing 
vessels for USCG safety requirements. The use of a performance 
standard, the third category, to determine whether the USCG commercial 
fishing safety gear requirements would apply would be too difficult to 
effectively monitor for enforcement, so they were not considered by 
NMFS. Thus, NMFS has considered the significant alternatives to the 
rule and focused on simplifying compliance and reporting requirements 
associated with the charter/headboat commercial sale provision and USCG 
commercial fishing safety gear requirements in order to minimize any 
significant economic impact of the rule on small entities.
    NMFS considered four different alternatives to separate the 
commercial sale provision from the HMS Charter/Headboat permit, and 
thus relieve some HMS Charter/Headboat permit holders from the changes 
in USCG commercial fishing vessel safety requirements. Alternative 1, 
the status quo/no action alternative, would make no changes to current 
HMS regulations. Alternative 2, the preferred alternative, would create 
an endorsement for the HMS Charter/Headboat permit that allows 
commercial sale of Atlantic tunas and swordfish. Alternative 3 would 
remove the commercial sale provision of the HMS Charter/Headboat 
permit. Alternative 4 would create two separate HMS Charter/Headboat 
permits; one that allows commercial sale of Atlantic tunas and 
swordfish, and one that does not.
    Under the ``no action'' Alternative 1, NMFS would maintain the 
current regulations regarding the Atlantic HMS Charter/Headboat permit. 
Under current regulations at 635.4(b), permit holders taking fee-paying 
passengers to fish for HMS (i.e. charter boats or headboats) must 
obtain the HMS Charter/Headboat permit. Since HMS Charter/Headboat 
permits allow the commercial sale of Atlantic tunas and swordfish, the 
vessels would now be subject to USCG commercial fishing vessel safety 
requirements, regardless of whether the permit holder intends to sell 
HMS. However, without a change to the HMS Charter/Headboat permit 
regulations, USCG will consider all HMS charter/headboat vessels as 
commercial fishing vessels that must adhere to the to USCG commercial 
fishing vessel safety requirements. HMS Charter/Headboat permitted 
vessels were previously subject to the USCG safety regulations for 
uninspected passenger vessels of less than 100 gross tons and carrying 
six or less passengers, which are less extensive and less costly.
    Under the USCG commercial fishing vessel safety requirements, many 
Atlantic HMS charter/headboats would have to comply with four rule 
requirements for survival craft, records keeping, examinations and 
certificates of compliance, and classing of vessels.
    The survival craft requirement establishes that all fishing 
industry vessels operating beyond 3 nautical miles must carry survival 
craft that will meet a new performance standard for primary lifesaving 
equipment. The use of ``lifeboats or liferafts'' are required for 
commercial vessels, whereas strictly for-

[[Page 57547]]

hire vessels are only required to a have ``a survival craft that 
ensures that no part of an individual is immersed in water.'' This 
means that lifefloats and buoyant apparatus will no longer be accepted 
as survival craft on any commercial fishing vessel operating beyond 3 
nautical miles once the most recent USCG guidance in fully enforced. 
Some HMS Charter/Headboat permitted vessels would incorrectly be 
identified as commercial vessels, subject to the more stringent 
lifeboat/liferaft requirements. USCG estimates that the maximum initial 
cost of this requirement per vessel would be $1,740 and have a 
recurring annual cost of $300. The records provision requires the 
individual in charge of a vessel operating beyond 3 nautical miles to 
maintain a record of lifesaving and fire equipment maintenance. It 
would be incumbent upon the master/individual in charge of the vessel 
to maintain these records onboard. The USCG estimates this record 
keeping requirement would cost $18 annually per vessel.
    The examinations and certificates of compliance provision requires 
a dockside safety examination at least once every 5 years for vessels, 
such as HMS charter/headboats that engage in commercial fishing, 
operating beyond 3 nautical miles with the first exam statutorily 
required by October 15, 2015. A ``certificate of compliance'' will be 
issued to a vessel successfully completing the exam. Voluntary exams 
will continue to be promoted for vessel operating inside 3 nautical 
miles. USCG estimates that the maximum initial cost of this requirement 
per vessel will be $600 and have a recurring cost of $600.
    The classing of vessels provision requires the survey and 
classification of a fishing vessel that is at least 50 feet overall in 
length, was built after July 1, 2013, and operates beyond 3 nautical 
miles. It is unlikely that this requirement will impact many Atlantic 
HMS charter/headboat vessels because the vessels are typically less 
than 50 feet overall in length.
    In sum, all 3,594 Atlantic HMS Charter/Headboat permit holders 
would face an initial per vessel cost of $2,358. The annual cost 
savings per vessel in subsequent years would be approximately $300 for 
the survival craft, $18 for record keeping, and $120 ($600/5 yrs) for 
examinations and certificates of completion. The total annual recurring 
cost saving per vessel would be $438 for these three requirements. 
These costs could be higher for some individual vessels that are too 
small or have too little storage space for the survival craft 
requirement because those vessels might require extensive modifications 
to accommodate the storage space for the gear.
    Under Alternative 2, the preferred alternative, NMFS would modify 
the regulations so that the HMS Charter/Headboat permit alone does not 
allow commercial sale and also create an endorsement for the HMS 
Charter/Headboat permit that allows commercial sale of Atlantic tunas 
and swordfish. Currently, charter/headboat vessels are able, though not 
obligated, to sell swordfish and tunas with an HMS Charter/Headboat 
permit. Consequently, vessels that hold an HMS Charter/Headboat permit 
are categorized as commercial fishing vessels subject to USCG 
commercial vessel fishing safety requirements if they also possess a 
state commercial sale permit, regardless of whether the permit holder 
sells or intends to sell HMS. Under Alternative 2, NMFS would create a 
``commercial sale'' endorsement for the HMS Charter/Headboat permit. 
Under this action, HMS Charter/Headboat permit holders would be 
prohibited from selling any catch of HMS unless they apply for a 
commercial sale endorsement to be added to their permit. The commercial 
sale endorsement could be added to the Charter/Headboat permit at the 
time of the permit application or renewal. Only charter/headboat 
vessels with the endorsement would be permitted to sell HMS although 
they would not be obligated to sell any HMS. Those vessels holding an 
HMS Charter/Headboat permit without a commercial sale endorsement would 
not be categorized as a commercial fishing vessel and would not be 
subject to the USCG commercial safety gear requirements. Those vessels 
that hold an HMS Charter/Headboat permit with a ``commercial sale'' 
endorsement would be categorized as commercial vessels for the purposes 
of USCG commercial fishing safety requirements.
    The cost savings associated with implementing a commercial 
endorsement option for Atlantic HMS Charter/Headboat permits would be 
that approximately 93 percent of the permit holders would not have to 
comply with the USCG commercial fishing vessel safety requirements, 
because Atlantic HMS Charter/Headboat permit holders would not be 
considered commercial fishing vessels unless they were issued the 
commercial endorsement. These vessels would have no costs associated 
with the USCG commercial fishing vessel safety requirements. This would 
result in a reduction in costs per vessel initially of approximately 
$1,740 for the survival craft, $18 for record keeping, and $600 for 
examinations and certificates of completion. The total initial costs 
saved per vessel would be $2,358. The annual cost savings per vessel in 
subsequent years would be approximately $300 for the survival craft, 
$18 for record keeping, and $120 ($600/5 yrs) for examinations and 
certificates of completion. The total annual recurring cost savings per 
vessel would be $438 for these three requirements. In addition to the 
reduced costs associated with complying with the USCG commercial 
fishing vessel safety requirements for those HMS Charter/Headboat 
permit holders that do not intend to obtain the endorsement to fish 
commercially, most Atlantic HMS Charter/Headboat permit holders would 
have to do nothing different when obtaining their permits unless they 
want to commercially sell tunas or swordfish.
    The approximately 7 percent of Atlantic Charter/Headboat permit 
holders that want to continue selling tunas and swordfish in addition 
to complying with the USCG commercial fishing vessel safety 
requirements, would need to obtain an endorsement for the commercial 
sale of Atlantic tunas and swordfish. This would likely add less than a 
minute to the time it takes to obtain the Atlantic HMS Charter/Headboat 
permit and it would not add to the cost of obtaining the permit. HMS 
charter/headboat permit holders who sell sharks must obtain a 
commercial shark permit in addition to an endorsement on an HMS 
Charter/Headboat permit. NMFS would incur some costs associated with 
altering the online permit application to accommodate the endorsement, 
along with some customer service changes.
    Under Alternative 3, NMFS would remove the commercial sale 
provision of the HMS Charter/Headboat permit. Currently, charter/
headboat vessels are able, though not obligated, to sell swordfish and 
tunas as a condition of the HMS Charter/Headboat permit, and may sell 
sharks if they also have a commercial shark permit. Consequently, 
vessels that hold an HMS Charter/Headboat permit are currently being 
categorized by USCG as commercial fishing vessels and subject to USCG 
commercial fishing vessel safety requirements if they also hold a state 
commercial sale permit, regardless of whether the permit holder sells 
or intends to sell HMS. Under Alternative 3, NMFS would remove the 
provision that allows commercial sales under the HMS Charter/Headboat 
permit. Thus, holding an HMS Charter/Headboat permit would no longer 
categorize a vessel as a commercial fishing vessel for the purposes of 
USCG regulations. Charter/headboat vessel owners or

[[Page 57548]]

operators that wish to engage in commercial sale of tunas and swordfish 
would instead need to obtain an Atlantic tunas General category and/or 
Swordfish General Commercial permit. The Atlantic Tunas General 
category and Swordfish General Commercial permits could be held in 
conjunction with the HMS Charter/Headboat permit. Those vessels with an 
HMS Charter/Headboat permit that do not intend to sell HMS and do not 
possess an Atlantic Tunas General category, Swordfish General 
Commercial, or commercial shark permit (which permit commercial sale) 
would not be subject to USCG commercial fishing vessel safety 
requirements.
    The benefits of Alternative 3 versus the No Action alternative 
would be identical to those of Alternative 2. Approximately 93 percent 
of the permit holders would not have to face the costs associated with 
the USCG commercial fishing safety requirements, because Atlantic HMS 
Charter/Headboat permit holders would not be considered to commercially 
fish. The costs for the fleet would be approximately $594,216 
initially, and then $231,336 annually thereafter, which are 
significantly lower than the costs for the fleet under No Action. The 7 
percent that wish to engage in commercial sale of tunas and swordfish 
would instead need to obtain an Atlantic tunas General category and/or 
Swordfish General Commercial permit. This would cost them $20 to obtain 
either the Atlantic Tunas General category permit or the Swordfish 
General Commercial permit. For the approximately 252 vessel owners that 
might obtain these $20 permits, the total cost would be $5,040 to 
$10,080 annually depending on whether they obtain one or both permits. 
In addition, vessel owners may need to expend a bit more time to 
complete the application for these additional permits. NMFS would incur 
costs associated with the substantial permits site and customer service 
changes that would be required for this change. NMFS prefers 
Alternative 2 over Alternative 3 because a commercial sale endorsement 
requirement more closely matches current fishing practices and would 
minimize disruptions. Currently, HMS Charter/Headboat permit holders 
can sell some HMS and Alternative 2 would allow them to continue by 
simply obtaining an endorsement on their Charter/Headboat permit. 
Alternative 3 would be more disruptive since it would require fishermen 
to obtain additional permits. NMFS would need to develop new regulatory 
text to describe these new requirements and fishery participants would 
have to learn and adapt to these changes.
    Under Alternative 4, NMFS would create two separate Atlantic HMS 
Charter/Headboat permits; one that allows commercial sale of Atlantic 
tunas and swordfish, and one that does not. Currently, charter/headboat 
vessels are able, though not obligated, to sell swordfish and tunas as 
a condition of the HMS Charter/Headboat permit. Consequently, vessels 
that hold an HMS Charter/Headboat permit could be categorized as 
commercial fishing vessels and subject to USCG commercial fishing 
vessel safety requirements, regardless of whether the permit holder 
sells or intends to sell HMS. Under Alternative 4, NMFS would create 
two separate HMS Charter/Headboat permits; one that would allow 
commercial sale of HMS, and one that would not. Those vessels holding 
an HMS Charter/Headboat permit that does not allow commercial sale 
would not be categorized as a commercial fishing vessel and would not 
be subject to the USCG commercial fishing vessel safety requirements. 
Those vessels that hold an HMS Charter/Headboat permit that allows 
commercial sale would be categorized as commercial vessels for the 
purposes of USCG commercial fishing vessel safety requirements.
    The benefits of Alternative 4 versus the No Action alternative 
would be identical to those of Alternative 2. Approximately 93 percent 
of the permit holders would not have to face the costs associated with 
the USCG commercial fishing safety requirements, since Atlantic HMS 
Charter/Headboat permit holders would not be considered commercial 
fishing. The costs for the fleet would be approximately $594,216 
initially, and then $231,336 annually thereafter, which is 
significantly lower than the costs for the fleet under No Action. Under 
this alternative, each of the 3,594 Atlantic HMS Charter/Headboat 
permit holders would have to determine which type of Charter/Headboat 
permit they wish to obtain for the year, and all of charter/headboat 
vessel owners would have to learn the new permit process. Unlike 
Alternative 3, there would be no additional costs associated with 
obtaining a commercial permit, because under this alternative, each 
would pick either the no-sale HMS Charter/Headboat permit or the 
commercial sale Charter/Headboat permit. NMFS would incur costs 
associated with the substantial permits site and customer service 
changes that would be required for this change. NMFS would need to 
develop new regulatory text to describe these two new permits and 
fishery participants would have to learn of and adapt to these changes.

List of Subjects in 50 CFR Part 635

    Fisheries, Fishing, Fishing vessels, Foreign relations, Imports, 
Penalties, Reporting and recordkeeping requirements, Treaties.

    Dated: December 1, 2017.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for Regulatory Programs, National 
Marine Fisheries Service.

    For reasons set out in the preamble, 50 CFR part 635 is amended as 
follows:

PART 635--ATLANTIC HIGHLY MIGRATORY SPECIES

0
1. The authority citation for part 635 continues to read as follows:

    Authority:  16 U.S.C. 971 et seq.; 16 U.S.C. 1801 et seq.


0
2. In Sec.  635.2, add a new definition for ``Charter/headboat 
commercial sale endorsement'' in alphabetical order to read as follows:


Sec.  635.2   Definitions.

* * * * *
    Charter/headboat commercial sale endorsement means an authorization 
added to an HMS Charter/Headboat permit that is required for vessels 
that sell or intend to sell Atlantic tunas, sharks, and swordfish, 
provided that all other requirements in this part are also met.
* * * * *

0
3. In Sec.  635.4:
0
a. Revise paragraph (a)(5);
0
b. Add paragraph (b)(3);
0
c. Revise paragraphs (d)(1) and (2);
0
d. Remove the introductory text of paragraph (f); and
0
e. Revise paragraphs (f)(1), (f)(2), and (m)(2).
    The addition and revisions read as follows:


Sec.  635.4   Permits and fees.

* * * * *
    (a) * * *
    (5) Display upon offloading. Upon offloading of Atlantic HMS for 
sale, the owner or operator of the harvesting vessel must present for 
inspection the vessel's HMS Charter/Headboat permit with a commercial 
sale endorsement; Atlantic tunas, shark, or swordfish permit; 
Incidental HMS squid trawl; HMS Commercial Caribbean Small Boat permit; 
and/or the shark research permit to the first receiver. The permit(s) 
must be presented prior to completing any applicable landing report 
specified at Sec.  635.5(a)(1), (a)(2), and (b)(2)(i).
* * * * *

[[Page 57549]]

    (b) * * *
    (3) The owner of a charter boat or headboat that intends to sell 
Atlantic tunas or swordfish must obtain a commercial sale endorsement 
for the vessel's HMS Charter/Headboat permit. The owner of a charter 
boat or headboat that intends to sell Atlantic sharks must obtain a 
commercial sale endorsement for the vessel's HMS Charter/Headboat 
permit at the time of permit renewal or when the permit is obtained and 
must also obtain any applicable Atlantic commercial shark permits. A 
vessel owner that has obtained an HMS Charter/Headboat permit without a 
commercial sale endorsement is prohibited from selling any Atlantic 
HMS.
* * * * *
    (d) * * *
    (1) The owner of each vessel used to fish for or take Atlantic 
tunas commercially or on which Atlantic tunas are retained or possessed 
with the intention of sale must obtain an HMS Charter/Headboat permit 
with a commercial sale endorsement issued under paragraph (b) of this 
section, an HMS Commercial Caribbean Small Boat permit issued under 
paragraph (o) of this section, or an Atlantic tunas permit in one, and 
only one, of the following categories: General, Harpoon, Longline, 
Purse Seine, or Trap.
    (2) Persons aboard a vessel with a valid Atlantic Tunas, HMS 
Angling, HMS Charter/Headboat, or an HMS Commercial Caribbean Small 
Boat permit may fish for, take, retain, or possess Atlantic tunas, but 
only in compliance with the quotas, catch limits, size classes, and 
gear applicable to the permit or permit category of the vessel from 
which he or she is fishing. Persons may sell Atlantic tunas only if the 
harvesting vessel has a valid permit in the General, Harpoon, Longline, 
Purse Seine, or Trap category of the Atlantic Tunas permit, a valid HMS 
Charter/Headboat permit with a commercial sale endorsement, or an HMS 
Commercial Caribbean Small Boat permit.
* * * * *
    (f) Swordfish vessel permits. (1) Except as specified in paragraphs 
(n) and (o) of this section, the owner of a vessel of the United States 
used to fish for or take swordfish commercially from the management 
unit, or on which swordfish from the management unit are retained or 
possessed with an intention to sell, or from which swordfish are sold, 
must obtain an HMS Charter/Headboat permit with a commercial sale 
endorsement issued under paragraph (b) of this section, or one of the 
following swordfish permits: A swordfish directed limited access 
permit, swordfish incidental limited access permit, swordfish handgear 
limited access permit, or a Swordfish General Commercial permit. These 
permits cannot be held in combination with each other on the same 
vessel, except that an HMS Charter/Headboat permit with a commercial 
sale endorsement may be held in combination with a swordfish handgear 
limited access permit on the same vessel. It is a rebuttable 
presumption that the owner or operator of a vessel on which swordfish 
are possessed in excess of the recreational retention limits intends to 
sell the swordfish.
    (2) The only valid commercial Federal vessel permits for swordfish 
are the HMS Charter/Headboat permit with a commercial sale endorsement 
issued under paragraph (b) of this section (and only when on a non for-
hire trip), the Swordfish General Commercial permit issued under 
paragraph (f) of this section, a swordfish limited access permit issued 
consistent with paragraphs (l) and (m) of this section, or permits 
issued under paragraphs (n) and (o) of this section.
* * * * *
    (m) * * *
    (2) Shark and swordfish permits. A vessel owner must obtain the 
applicable limited access permit(s) issued pursuant to the requirements 
in paragraphs (e) and (f) of this section and/or a Federal commercial 
smoothhound permit issued under paragraph (e) of this section; or an 
HMS Commercial Caribbean Small Boat permit issued under paragraph (o) 
of this section, if: The vessel is used to fish for or take sharks 
commercially from the management unit; sharks from the management unit 
are retained or possessed on the vessel with an intention to sell; or 
sharks from the management unit are sold from the vessel. A vessel 
owner must obtain the applicable limited access permit(s) issued 
pursuant to the requirements in paragraphs (e) and (f) of this section, 
a Swordfish General Commercial permit issued under paragraph (f) of 
this section, an Incidental HMS Squid Trawl permit issued under 
paragraph (n) of this section, an HMS Commercial Caribbean Small Boat 
permit issued under paragraph (o) of this section, or an HMS Charter/
Headboat permit with a commercial sale endorsement issued under 
paragraph (b) of this section, which authorizes a Charter/Headboat to 
fish commercially for swordfish on a non for-hire trip subject to the 
retention limits at Sec.  635.24(b)(4) if: The vessel is used to fish 
for or take swordfish commercially from the management unit; swordfish 
from the management unit are retained or possessed on the vessel with 
an intention to sell; or swordfish from the management unit are sold 
from the vessel. The commercial retention and sale of swordfish from 
vessels issued an HMS Charter/Headboat permit with a commercial sale 
endorsement is permissible only when the vessel is on a non for-hire 
trip. Only persons holding non-expired shark and swordfish limited 
access permit(s) in the preceding year are eligible to renew those 
limited access permit(s). Transferors may not renew limited access 
permits that have been transferred according to the procedures in 
paragraph (l) of this section.
* * * * *

0
4. In Sec.  635.19, revise paragraph (d)(4) to read as follows:


Sec.  635.19   Authorized gears.

* * * * *
    (d) * * *
    (4) Persons on a vessel issued a permit with a shark endorsement 
under Sec.  635.4 may possess a shark only if the shark was taken by 
rod and reel or handline, except that persons on a vessel issued both 
an HMS Charter/Headboat permit with a commercial sale endorsement (with 
or without a shark endorsement) and a Federal Atlantic commercial shark 
permit may possess sharks taken by rod and reel, handline, bandit gear, 
longline, or gillnet if the vessel is engaged in a non for-hire fishing 
trip and the commercial shark fishery is open pursuant to Sec.  
635.28(b).
* * * * *

0
5. In Sec.  635.22, revise the introductory text of paragraph (f), and 
paragraphs (f)(1) and (2) to read as follows:


Sec.  635.22   Recreational retention limits.

* * * * *
    (f) North Atlantic swordfish. The recreational retention limits for 
North Atlantic swordfish apply to persons who fish in any manner, 
except to persons aboard a vessel that has been issued an HMS Charter/
Headboat permit with a commercial sale endorsement under Sec.  635.4(b) 
and only when on a non for-hire trip; a directed, incidental or 
handgear limited access swordfish permit under Sec.  635.4(e) and (f); 
a Swordfish General Commercial permit under Sec.  635.4(f); an 
Incidental HMS Squid Trawl permit under Sec.  635.4(n); or an HMS 
Commercial Caribbean Small boat permit under Sec.  635.4(o).
    (1) When on a for-hire trip as defined at Sec.  635.2, vessels 
issued an HMS Charter/Headboat permit under Sec.  635.4(b), that are 
charter boats as

[[Page 57550]]

defined under Sec.  600.10 of this chapter, may retain, possess, or 
land no more than one North Atlantic swordfish per paying passenger and 
up to six North Atlantic swordfish per vessel per trip. When such 
vessels have been issued a commercial sale endorsement and are on a non 
for-hire trip, they must comply with the commercial retention limits 
for swordfish specified at Sec.  635.24(b)(4).
    (2) When on a for-hire trip as defined at Sec.  635.2, vessels 
issued an HMS Charter/Headboat permit under Sec.  635.4(b), that are 
headboats as defined under Sec.  600.10 of this chapter, may retain, 
possess, or land no more than one North Atlantic swordfish per paying 
passenger and up to 15 North Atlantic swordfish per vessel per trip. 
When such vessels have been issued a commercial sale endorsement and 
are on a non for-hire trip, they may land no more than the commercial 
retention limits for swordfish specified at Sec.  635.24(b)(4).
* * * * *

0
6. In Sec.  635.23, revise paragraph (c)(3) to read as follows:


Sec.  635.23   Retention limits for bluefin tuna.

* * * * *
    (c) * * *
    (3) When fishing other than in the Gulf of Mexico and when the 
fishery under the General category has not been closed under Sec.  
635.28, a person aboard a vessel that has been issued an HMS Charter/
Headboat permit with a commercial sale endorsement may fish under 
either the retention limits applicable to the General category 
specified in paragraphs (a)(2) and (3) of this section or the retention 
limits applicable to the Angling category specified in paragraphs 
(b)(2) and (3) of this section. The size category of the first BFT 
retained will determine the fishing category applicable to the vessel 
that day. A person aboard a vessel that has been issued an HMS Charter/
Headboat without a commercial sale endorsement permit may fish only 
under the retention limits applicable to the Angling category.
* * * * *

0
7. In Sec.  635.24, add introductory text to paragraph (b)(4), and 
revise paragraph (b)(4)(ii) to read as follows:


Sec.  635.24   Commercial retention limits for sharks, swordfish, and 
BAYS tunas.

* * * * *
    (b) * * *
    (4) Persons aboard a vessel that has been issued a Swordfish 
General Commercial permit or an HMS Charter/Headboat permit with a 
commercial sale endorsement (and only when on a non for-hire trip) are 
subject to the regional swordfish retention limits specified at 
paragraph (b)(4)(iii) of this section, which may be adjusted during the 
fishing year based upon the inseason regional retention limit 
adjustment criteria identified in paragraph (b)(4)(iv) of this section.
* * * * *
    (ii) Vessels that have been issued a Swordfish General Commercial 
permit or an HMS Charter/Headboat permit with a commercial sale 
endorsement (and only when on a non for-hire trip), as a condition of 
these permits, may not possess, retain, or land any more swordfish than 
is specified for the region in which the vessel is located.
* * * * *

0
8. In Sec.  635.27, revise paragraph (a)(1)(i) introductory text, and 
paragraphs (c)(1)(i)(A) and (B) to read as follows:


Sec.  635.27   Quotas.

    (a) * * *
    (1) * * *
    (i) Catches from vessels for which General category Atlantic Tunas 
permits have been issued and certain catches from vessels for which an 
HMS Charter/Headboat permit with a commercial sale endorsement has been 
issued are counted against the General category quota in accordance 
with Sec.  635.23(c)(3). Pursuant to paragraph (a) of this section, the 
amount of large medium and giant bluefin tuna that may be caught, 
retained, possessed, landed, or sold under the General category quota 
is 466.7 mt, and is apportioned as follows, unless modified as 
described under paragraph (a)(1)(ii) of this section:
* * * * *
    (c) * * *
    (1) * * *
    (i) * * *
    (A) A swordfish from the North Atlantic stock caught prior to the 
directed fishery closure by a vessel for which a directed swordfish 
limited access permit, a swordfish handgear limited access permit, a 
HMS Commercial Caribbean Small Boat permit, a Swordfish General 
Commercial open access permit, or an HMS Charter/Headboat permit with a 
commercial sale endorsement (and only when on a non for-hire trip) has 
been issued or is required to have been issued is counted against the 
directed fishery quota. The total baseline annual fishery quota, before 
any adjustments, is 2,937.6 mt dw for each fishing year. Consistent 
with applicable ICCAT recommendations, a portion of the total baseline 
annual fishery quota may be used for transfers to another ICCAT 
contracting party. The annual directed category quota is calculated by 
adjusting for over- or under harvests, dead discards, any applicable 
transfers, the incidental category quota, the reserve quota and other 
adjustments as needed, and is subdivided into two equal semi-annual 
periods: One for January 1 through June 30, and the other for July 1 
through December 31.
    (B) A swordfish from the North Atlantic swordfish stock landed by a 
vessel for which an incidental swordfish limited access permit, an 
incidental HMS Squid Trawl permit, an HMS Angling permit, or an HMS 
Charter/Headboat permit (and only when on a for-hire trip) has been 
issued, or a swordfish from the North Atlantic stock caught after the 
effective date of a closure of the directed fishery from a vessel for 
which a swordfish directed limited access permit, a swordfish handgear 
limited access permit, a HMS Commercial Caribbean Small Boat permit, a 
Swordfish General Commercial open access permit, or an HMS Charter/
Headboat permit with a commercial sale endorsement (when on a non for-
hire trip) has been issued, is counted against the incidental category 
quota. The annual incidental category quota is 300 mt dw for each 
fishing year.
* * * * *

0
9. In Sec.  635.31, revise paragraphs (a)(1) and (c)(6) to read as 
follows:


Sec.  635.31   Restrictions on sale and purchase.

    (a) * * *
    (1) A person that owns or operates a vessel from which an Atlantic 
tuna is landed or offloaded may sell such Atlantic tuna only if that 
vessel has a valid HMS Charter/Headboat permit with a commercial sale 
endorsement; a valid General, Harpoon, Longline, Purse Seine, or Trap 
category permit for Atlantic tunas; or a valid HMS Commercial Caribbean 
Small Boat permit issued under this part, and the appropriate category 
has not been closed, as specified at Sec.  635.28(a). However, no 
person may sell a bluefin tuna smaller than the large medium size 
class. Also, no large medium or giant bluefin tuna taken by a person 
aboard a vessel with an Atlantic HMS Charter/Headboat permit fishing in 
the Gulf of Mexico at any time, or fishing outside the Gulf of Mexico 
when the fishery under the General category has been closed, may be 
sold (see Sec.  635.23(c)). A person may sell Atlantic bluefin tuna 
only to a dealer that has a valid permit for purchasing Atlantic 
bluefin tuna issued under this part. A person may

[[Page 57551]]

not sell or purchase Atlantic tunas harvested with speargun fishing 
gear.
* * * * *
    (c) * * *
    (6) A dealer issued a permit under this part may not first receive 
silky sharks, oceanic whitetip sharks or scalloped, smooth, or great 
hammerhead sharks from an owner or operator of a fishing vessel with 
pelagic longline gear on board, or from the owner of a fishing vessel 
issued both a HMS Charter/Headboat permit with a commercial sale 
endorsement and a commercial shark permit when tuna, swordfish or 
billfish are on board the vessel, offloaded from the vessel, or being 
offloaded from the vessel.
* * * * *

0
10. In Sec.  635.71, revise paragraph (a)(2) and add paragraph (a)(62) 
to read as follows:


Sec.  635.71   Prohibitions.

* * * * *
    (a) * * *
    (2) Fish for, catch, possess, retain, land, or sell Atlantic HMS 
without the appropriate valid vessel permit with the appropriate 
endorsements, LAP, EFP, scientific research permit, display permit, 
chartering permit, or shark research permit on board the vessel, as 
specified in Sec. Sec.  635.4 and 635.32.
* * * * *
    (62) A vessel owner or operator that has an HMS Charter/Headboat 
permit without a commercial sale endorsement is prohibited from selling 
any Atlantic HMS.
* * * * *
[FR Doc. 2017-26275 Filed 12-5-17; 8:45 am]
 BILLING CODE 3510-22-P



                                                                 Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations                                        57543

                                                  Issued in Seattle, Washington, on                      of the collection-of-information                      notice, that broader community
                                                November 21, 2017.                                       requirements contained in this final rule             included HMS Charter/Headboat vessels
                                                Brian J. Johnson,                                        may be submitted to the HMS                           that were authorized by the permit to
                                                Acting Group Manager, Operations Support                 Management Division and by email to                   sell fish commercially (i.e., all Charter/
                                                Group, Western Service Center.                           OIRA_Submission@omb.eop.gov, or fax                   Headboat vessels). The mandatory safety
                                                [FR Doc. 2017–26202 Filed 12–5–17; 8:45 am]              to (202) 395–7285.                                    exam includes a check for required
                                                BILLING CODE 4910–13–P                                   FOR FURTHER INFORMATION CONTACT:                      commercial fishing vessel safety
                                                                                                         Dianne Stephan or Tobey Curtis by                     equipment such as life rafts, emergency
                                                                                                         phone at 978–281–9260, or Steve                       beacons, and survival suits, and other
                                                DEPARTMENT OF COMMERCE                                   Durkee by phone at 202–670–6637.                      requirements found in 46 CFR part 28.
                                                                                                         SUPPLEMENTARY INFORMATION: Atlantic                   Outfitting a vessel with these items
                                                National Oceanic and Atmospheric                         HMS are managed under the dual                        comes at a substantial cost. Mandatory
                                                Administration                                           authority of the Magnuson-Stevens                     dockside safety exams for vessels
                                                                                                         Fishery Conservation and Management                   operating beyond three nautical miles
                                                50 CFR Part 635                                          Act (Magnuson-Stevens Act) and the                    from shore began October 15, 2015
                                                [Docket No. 170901859–7999–02]                           Atlantic Tunas Convention Act (ATCA).                 under this program.
                                                                                                         Under the Magnuson-Stevens Act,                          These mandatory commercial vessel
                                                RIN 0648–BH19                                                                                                  safety requirements had overly broad
                                                                                                         NMFS must ensure consistency with 10
                                                                                                         National Standards and manage                         application to all Charter/Headboat
                                                Atlantic Highly Migratory Species;                                                                             permit holders, whether they engaged in
                                                Charter/Headboat Permit Commercial                       fisheries to maintain optimum yield,
                                                                                                         rebuild overfished fisheries, and prevent             commercial sales or not, absent a more
                                                Sale Provision                                                                                                 effective way to identify which HMS
                                                                                                         overfishing. Under ATCA, the Secretary
                                                AGENCY:  National Marine Fisheries                       of Commerce is required to promulgate                 Charter/Headboat permit holders engage
                                                Service (NMFS), National Oceanic and                     regulations, as necessary and                         in commercial fishing. After questions
                                                Atmospheric Administration (NOAA),                       appropriate, to implement measures                    about applicability from NMFS and the
                                                Commerce.                                                adopted by the International                          regulated community, on July 10, 2017,
                                                ACTION: Final rule.                                      Commission for the Conservation of                    the USCG issued Marine Safety
                                                                                                         Atlantic Tunas. The implementing                      Information Bulletin (MSIB 008–17) in
                                                SUMMARY:    This final rule creates a                    regulations for Atlantic HMS are at 50                an attempt to clarify the applicability of
                                                separate permit endorsement provision                    CFR part 635.                                         commercial fishing vessel safety
                                                for the commercial sale of Atlantic                                                                            requirements for vessels with HMS
                                                highly migratory species (HMS) by HMS                    Background                                            permits, including HMS Charter/
                                                Charter/Headboat permit holders. Prior                      Atlantic HMS regulations at 50 CFR                 Headboat permits. USCG regulations at
                                                to implementation of this final rule, all                635.4(b) require that charter/headboat                46 CFR 28.50 define a commercial
                                                vessels issued an HMS Charter/                           vessels (i.e., vessels taking fee-paying              fishing vessel as a vessel that
                                                Headboat permit could be categorized as                  passengers) used to fish for, take, retain,           commercially engages in the catching,
                                                commercial fishing vessels and could be                  or possess Atlantic HMS must obtain an                taking, or harvesting of fish, or an
                                                subject to United States Coast Guard                     HMS Charter/Headboat permit. In                       activity that can reasonably be expected
                                                (USCG) commercial fishing vessel safety                  addition to carrying paying passengers,               to result in the catching, taking, or
                                                requirements regardless of whether the                   the permit also allows charter/headboat               harvesting of fish. According to the
                                                permit holder engages or intends to                      fishermen to diversify their operations               MSIB 008–17, if an individual has an
                                                engage in commercial fishing. Under                      by fishing commercially for Atlantic                  HMS Charter/Headboat permit (which
                                                this final rule, HMS Charter/Headboat                    tunas and swordfish. They may sell                    allows commercial sale) and a state
                                                permit holders will be prohibited from                   sharks if they also have a commercial                 permit to sell catch, the vessel is
                                                selling Atlantic tunas, swordfish, or                    shark permit in addition to the Charter/              considered subject to commercial
                                                sharks unless they obtain a commercial                   Headboat permit. Relatively few permit                fishing vessel safety regulations.
                                                sale endorsement for their permit. This                  holders use the commercial sale                          Many HMS Charter/Headboat
                                                final rule will clarify which HMS                        provision. From 2012–2016, an annual                  operators that neither sell, nor intend to
                                                Charter/Headboat permitted vessels are                   average of only seven percent of HMS                  sell, their catch but hold a permit to sell
                                                properly categorized as commercial                       Charter/Headboat permit holders sold                  have thus found that the USCG policy
                                                fishing vessels for purposes of USCG                     any tuna or swordfish. USCG                           identifies their operations as a
                                                safety requirements. This action is                      commercial vessel safety requirement                  ‘‘commercial fishing vessel,’’ and
                                                administrative in nature and will not                    therefore may result in an unnecessary                requires them to adhere to USCG
                                                affect fishing practices or result in any                ‘‘commercial vessel’’ compliance                      commercial fishing vessel safety
                                                significant environmental effects or                     burden for HMS Charter/Headboat                       requirements. For example, even small
                                                economic impacts.                                        permitted vessels.                                    charter vessels (i.e., less than 20 feet in
                                                DATES: Effective January 5, 2018.                           Commercial fishing vessel safety                   length) operating in the warm waters of
                                                ADDRESSES: Copies of the supporting                      provisions contained in the Coast Guard               the Gulf of Mexico and with no intent
                                                documents—including the 2006                             Authorization Act of 2010 (CGAA) and                  to sell HMS, may be required under the
                                                Consolidated HMS Fishery Management                      the Coast Guard and Maritime                          USCG regulations to carry an inflatable
                                                Plan (FMP) and its amendments and                        Transportation Act of 2012 were the                   life raft that can cost approximately
jstallworth on DSKBBY8HB2PROD with RULES




                                                associated documents—are available                       subject of a Marine Safety Information                $1,750. In addition to the cost burden,
                                                from the HMS Management Division                         Bulletin (MSIB 12–15) issued by the                   a vessel of this size has minimal space
                                                Web site at http://www.nmfs.noaa.gov/                    USCG on October 20, 2015. MSIB 12–15                  to store such gear. These smaller HMS
                                                sfa/hms/ or by contacting Dianne                         clarified that the law would require                  Charter/Headboat permitted vessels
                                                Stephan by phone at 978–281–9260.                        mandatory dockside safety exams for a                 were previously subject to the USCG
                                                Written comments regarding the                           broader population of commercial                      safety regulations for uninspected
                                                burden-hour estimates or other aspects                   fishing vessels. As clarified in the                  passenger vessels of less than 100 gross


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00007   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                57544            Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations

                                                tons and carrying six or less passengers,                Category or General Commercial                        with and without the commercial sale
                                                which are less extensive and less costly.                Swordfish permit possession limits and                endorsement will be the same; there
                                                   In late 2016 and early 2017, NMFS                     restrictions; any landings will be                    will be no additional cost to obtain the
                                                and the USCG staff informally discussed                  applied against the appropriate                       commercial sales endorsement.
                                                how to more effectively categorize HMS                   commercial quota. HMS Charter/                           Comment 2: The Atlantic States
                                                charter/headboat vessels under USCG                      Headboat permit holders that sell or                  Marine Fisheries Commission (ASMFC)
                                                regulations. The HMS Advisory Panel                      intend to sell sharks must obtain the                 submitted a comment stating the HMS
                                                discussed this issue at length at its May                commercial sale endorsement on their                  Charter/Headboat permit commercial
                                                and September 2017 meetings. Many                        permit as well as a commercial shark                  sale endorsement could make it more
                                                HMS Advisory Panel members,                              permit. This final rule would only                    difficult to differentiate between
                                                including commercial, recreational, and                  change the permit category under which                recreational and commercial fishing
                                                council/state representatives, supported                 certain vessels are fishing. It will not              activities, particularly in the coastal
                                                creating a separate regulatory provision                 affect quotas, gear types, or time/area               shark fishery. ASMFC also stated that
                                                for charter/headboat vessels that intend                 restrictions, and neither increase or                 State commercial fishing permits
                                                to sell HMS and to thus specify that                     decrease fishing effort or affect fishing             already identify those individuals that
                                                other such vessels were not engaged in                   timing nor implement other measures                   are able to sell sharks.
                                                commercial sale and not subject to                       that will potentially have any                           Response: NMFS disagrees that the
                                                expensive USCG commercial vessel                         environmental effects.                                HMS Charter/Headboat permit
                                                compliance obligations. Panel members                                                                          commercial sale endorsement would
                                                stated that creating a separate sale                     Response to Comments                                  make it more difficult to differentiate
                                                provision would support more                                During the public comment period,                  between recreational and commercial
                                                appropriate application and                              NMFS held a public hearing via                        fishing activities. Instead, the
                                                enforcement of USCG commercial                           webinar. Two members of the public                    commercial sale endorsement will
                                                fishing vessel safety requirements in the                provided comments during the hearing.                 effectively identify HMS Charter/
                                                Atlantic HMS Charter/Headboat fishery,                   Additionally, NMFS received 14 written                Headboat permit holders that intend to
                                                and would better clarify for permit                      comments. All written comments can be                 sell HMS catch. HMS Charter/Headboat
                                                holders the specific USCG regulations                    found at http://www.regulations.gov/.                 permit holders that do not obtain the
                                                that apply to their vessels and fishing                  The summarized comments and NMFS’                     commercial sale endorsement will
                                                operations. On October 6, 2017, the                      response to those comments can be                     clearly not be engaging in commercial
                                                USCG formally reviewed the proposed                      found below.                                          fishing. As detailed in the background
                                                rule of this action and concurred with                      Comment 1: NMFS received                           information section above,
                                                the approach to provide clarity on the                   comments, including from the South                    approximately 93 percent of HMS
                                                applicability on their requirements.                     Atlantic Fishery Management Council,                  Charter/Headboat permit holders do not
                                                                                                         in support of the HMS Charter/Headboat                sell HMS catch. These permit holders
                                                HMS Charter/Headboat Permit                              permit commercial sales endorsement                   are unlikely to obtain the commercial
                                                Commercial Sale Endorsement                              considered in the proposed rule. We                   sale endorsement; thus, the vast
                                                   This final rule creates a ‘‘commercial                also received a comment stating a                     majority of HMS charter/headboat
                                                sale’’ endorsement that can be placed on                 commercial sale endorsement would not                 activity would be easily categorized as
                                                the existing HMS Charter/Headboat                        be useful since a lot of charter/headboat             recreational. Furthermore, State
                                                permit. Under this action, HMS Charter/                  fishing occurs in state waters. Another               commercial fishing permits do not
                                                Headboat permit holders will be                          commenter requested clarification on                  authorize HMS Charter/Headboat permit
                                                prohibited from selling any catch of                     the cost of the commercial sales                      holders to sell sharks. HMS Charter/
                                                HMS unless they first obtain a                           endorsement.                                          Headboat permit holders that intend to
                                                ‘‘commercial sale’’ endorsement on their                    Response: NMFS believes that the                   sell sharks must obtain a Federal
                                                permit. Only those HMS Charter/                          commercial sales endorsement will                     Atlantic commercial shark permit in
                                                Headboat permit holders with the                         effectively delineate between HMS                     addition to the commercial sale
                                                endorsement will be permitted to sell                    Charter/Headboat permit holders that                  endorsement created in this action.
                                                Atlantic tunas, swordfish, or sharks if                  intend to sell HMS catch and those that               Furthermore, the action is specifically
                                                they also have the additionally required                 do not. This clarification should                     taken with regard to categorization for
                                                commercial shark permit.                                 facilitate USCG’s application of                      USCG regulatory purposes.
                                                   This final rule clarifies that any HMS                commercial fishing vessel safety                         Comment 3: NMFS received
                                                Charter/Headboat vessel issued a                         requirements. Regarding the comment                   comments expressing concern that
                                                Charter/Headboat permit with a                           that charter/headboat fishing occurs                  defining a charter/headboat as a
                                                commercial sale endorsement will be                      primarily in state waters, and the                    commercial vessel for the entire year is
                                                categorized as a commercial fishing                      apparent concern that USCG                            overly burdensome on the owner and
                                                vessel under USCG criteria, and                          requirements therefore would not apply                captain. Instead, commenters stated that
                                                therefore could be subject to USCG                       nor be ‘‘useful,’’ we note that as a                  commercial fishing vessel safety
                                                commercial fishing vessel safety                         condition of the HMS Charter/Headboat                 requirements should be enforced on a
                                                requirements. A vessel issued an HMS                     permit, permit holders are required to                trip-by-trip basis and that when an HMS
                                                Charter/Headboat permit without a                        abide by federal HMS regulations                      Charter/Headboat permit holder intends
                                                ‘‘commercial sale’’ endorsement will not                 regardless of where fishing occurs,                   to sell HMS catch, that trip should be
                                                be categorized as a commercial fishing                   including in state waters, unless state               categorized as a commercial trip, subject
jstallworth on DSKBBY8HB2PROD with RULES




                                                vessel and should not be subject to the                  regulations are stricter. With respect to             to the USCG commercial fishing vessel
                                                USCG commercial fishing vessel safety                    Atlantic tunas, NMFS manages the tuna                 safety requirements. Commenters stated
                                                requirements. HMS Charter/Headboat                       fisheries to the shore even if a vessel               that if an HMS Charter/Headboat permit
                                                permit holders with the commercial sale                  holds no Federal permit, except in the                holder is on a for-hire trip, that trip
                                                endorsement allowing the sale of tunas                   States of Maine, Connecticut, and                     should be categorized as a non-
                                                or swordfish must adhere to the                          Mississippi. Regarding the cost, the cost             commercial trip and not be subject to
                                                applicable Atlantic Tunas General                        of the HMS Charter/Headboat permit                    the USCG commercial fishing vessel


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00008   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                                 Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations                                        57545

                                                safety requirements. Commenters                          caught on charter/headboats while                     that collection of information displays a
                                                included examples of hardships, such as                  engaged in a for-hire trip.                           currently valid OMB control number.
                                                requiring safety drills with clients and                   Response: This comment is outside
                                                                                                                                                               Regulatory Flexibility Act
                                                requesting customers’ clothing sizes to                  the scope of this rulemaking, which
                                                ensure immersion suits are properly                      focuses on overly burdensome and                         A final regulatory flexibility analysis
                                                sized. One commenter stated that NMFS                    unnecessary application of USCG                       (FRFA) was prepared for this rule. The
                                                should require proof of a USCG                           commercial vessel requirements to HMS                 FRFA incorporates the initial regulatory
                                                commercial fishing vessel safety sticker                 vessels that do not sell or intend to sell            flexibility analysis (IRFA) and a
                                                when applying for the HMS Charter/                       their catch. However, NMFS will                       summary of the analyses completed to
                                                Headboat permit commercial sales                         consider these suggestions regarding                  support the action. NMFS did not
                                                endorsement and should conduct a                         increased reporting requirements and                  receive any public comment on the
                                                review of compliance of HMS Charter/                     whether to propose further regulations                IRFA. The full FRFA is available from
                                                Headboat vessels with commercial                         modifying HMS charter/headboat                        NMFS (see ADDRESSES). A summary is
                                                fishing vessel safety exam requirements.                 commercial sale provisions in the                     provided below.
                                                Another commenter stated that all                        future, as appropriate. Any such new                  Statement of the Need for and
                                                commercial vessels should be subject to                  management measures and regulations                   Objectives of This Final Rule
                                                the same commercial fishing vessel                       would be presented in a proposed rule,
                                                safety requirements regardless of vessel                 and the public would have an                             A description of the action and the
                                                size or where fishing occurs.                            opportunity to provide comment.                       legal basis for this action are contained
                                                   Response: The purpose of this action                                                                        in the Background section of the
                                                is to clarify which HMS Charter/                         Changes From the Proposed Rule                        preamble and in the SUMMARY of this
                                                Headboat permitted vessels are                             The final rule contains no changes                  final rule.
                                                authorized to sell Atlantic HMS and                      from the proposed rule.                               Description and Estimate of the Number
                                                thus are appropriately categorized as                                                                          of Small Entities to Which the Final
                                                commercial fishing vessels for purposes                  Classification
                                                                                                                                                               Rule Will Apply
                                                of the USCG commercial safety                               The Assistant Administrator for
                                                requirements. Doing so will facilitate                   Fisheries (AA) has determined that the                   Section 604(a)(4) of the RFA requires
                                                USCG’s appropriate application of                        final rule is consistent with the 2006                agencies to provide an estimate of the
                                                commercial fishing vessel safety                         Consolidated HMS FMP and its                          number of small entities to which the
                                                requirements. The mandatory USCG                         amendments, other provisions of the                   rule will apply. The Small Business
                                                safety requirements arguably may have                    Magnuson-Stevens Act, ATCA, and                       Administration (SBA) has established
                                                been overly broad as currently applied                   other applicable law.                                 size criteria for all major industry
                                                because it is difficult to identify which                   This final rule has been determined to             sectors in the United States, including
                                                HMS Charter/Headboat permit holders                      be not significant for purposes of                    for-hire charter/headboat businesses.
                                                engage in commercial fishing and,                        Executive Order 12866.                                For-hire charter/headboat business fit
                                                therefore, should appropriately be                          For the reasons described in the                   into the ‘‘Scenic and Sightseeing
                                                subject to the requirements. This action                 preamble, this final rule is expected to              Transportation, Water’’ industry under
                                                is not intended to address, nor                          be deregulatory under Executive Order                 NAICS code 487210. SBA has
                                                otherwise consider, the effectiveness of                 13771.                                                established that the small entity size
                                                USCG commercial fishing vessel safety                                                                          standard for that industry is $7.5
                                                                                                         Paperwork Reduction Act (PRA)                         million in average annual receipts.
                                                requirements. Regarding the comment
                                                that NMFS should require compliance                        This final rule contains a collection-                 Provision is made under SBA’s
                                                with USCG regulations before issuing an                  of-information requirement subject to                 regulations for an agency to develop its
                                                HMS Charter/Headboat permit and                          the Paperwork Reduction Act (PRA) that                own industry-specific size standards
                                                should conduct a review of compliance                    has been approved by OMB under                        after consultation with Advocacy and an
                                                with commercial fishing vessel safety                    control number 0648–0327. Public                      opportunity for public comment (see 13
                                                exam requirements, NMFS may                              reporting burden for Atlantic HMS                     CFR 121.903(c)). Under this provision,
                                                consider requiring proof of compliance                   Permit Family of Forms is estimated to                NMFS may establish size standards that
                                                (e.g., submission of sticker number) as a                average 34 minutes per respondent for                 differ from those established by the SBA
                                                condition of obtaining the endorsement                   initial permit applicants, and 10                     Office of Size Standards, but only for
                                                in the future, after additional                          minutes for permit renewals, including                use by NMFS and only for the purpose
                                                consultation with USCG. NMFS will                        the time for reviewing instructions,                  of conducting an analysis of economic
                                                coordinate with USCG Commercial                          searching existing data sources,                      effects in fulfillment of the agency’s
                                                Safety Exam program staff to conduct a                   gathering and maintaining the data                    obligations under the RFA. To utilize
                                                review of compliance of HMS permitted                    needed, and completing and reviewing                  this provision, NMFS must publish such
                                                vessels with CFVS exam requirements.                     the collection of information. Send                   size standards in the Federal Register
                                                The proper application of USCG                           comments regarding these burden                       (FR), which NMFS did on December 29,
                                                commercial fishing vessel safety                         estimates or any other aspect of this data            2015 (80 FR 81194, December 29, 2015).
                                                requirements based on trip type, vessel                  collection, including suggestions for                 In this final rule effective on July 1,
                                                size, or fishing location is outside the                 reducing the burden, to NMFS (see                     2016, NMFS established a small
                                                purview of NMFS. NMFS will share                         ADDRESSES) and by email to OIRA_                      business size standard of $11 million in
                                                these comments and concerns with                         Submission@omb.eop.gov, or fax to                     annual gross receipts for all businesses
jstallworth on DSKBBY8HB2PROD with RULES




                                                USCG Commercial Fishing Vessel Safety                    202–395–7285.                                         in the commercial fishing industry
                                                program staff.                                             Notwithstanding any other provision                 (NAICS 11411) for RFA compliance
                                                   Comment 4: NMFS also received a                       of the law, no person is required to                  purposes.
                                                comment suggesting increased reporting                   respond to, and no person shall be                       NMFS considers all HMS Charter/
                                                requirements for vessels landing and                     subject to penalty for failure to comply              Headboat permit holders (3,594 as of
                                                selling bigeye, albacore, and yellowfin                  with, a collection of information subject             October 2016) to be small entities
                                                tunas and to prohibit the sale of HMS                    to the requirements of the PRA, unless                because these vessels have reported


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00009   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                57546            Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations

                                                annual gross receipts of less than $11                   Description of the Steps the Agency Has               commercial sale provision and USCG
                                                million for commercial fishing or earn                   Taken To Minimize the Significant                     commercial fishing safety gear
                                                less than $7.5 million from for-hire                     Economic Impact on Small Entities                     requirements in order to minimize any
                                                fishing trips.                                           Consistent With the Stated Objectives of              significant economic impact of the rule
                                                                                                         Applicable Statutes, Including a                      on small entities.
                                                   NMFS has determined that this rule                                                                             NMFS considered four different
                                                                                                         Statement of the Factual, Policy, and
                                                will apply to the small businesses                                                                             alternatives to separate the commercial
                                                                                                         Legal Reasons for Selecting the
                                                associated with the approximately seven                  Alternative Adopted in the Final Rule                 sale provision from the HMS Charter/
                                                percent of HMS Charter/Headboat                          and the Reason That Each One of the                   Headboat permit, and thus relieve some
                                                permit holders that also commercially                    Other Significant Alternatives to the                 HMS Charter/Headboat permit holders
                                                fish for swordfish and tuna. Based on                    Rule Considered by the Agency Which                   from the changes in USCG commercial
                                                the most recent number of permit                         Affect Small Entities Was Rejected                    fishing vessel safety requirements.
                                                holders, NMFS estimates that this rule                                                                         Alternative 1, the status quo/no action
                                                                                                            One of the requirements of an FRFA
                                                will apply to approximately 252 HMS                                                                            alternative, would make no changes to
                                                                                                         is to describe any significant
                                                charter/headboat vessel owners. NMFS                                                                           current HMS regulations. Alternative 2,
                                                                                                         alternatives to the rule which
                                                has determined that this action would                                                                          the preferred alternative, would create
                                                                                                         accomplish the stated objectives of
                                                not likely directly affect any small                                                                           an endorsement for the HMS Charter/
                                                                                                         applicable statutes and which minimize
                                                organizations or small government                                                                              Headboat permit that allows commercial
                                                                                                         any significant economic impact of the
                                                jurisdictions defined under the RFA.                                                                           sale of Atlantic tunas and swordfish.
                                                                                                         rule on small entities. The analysis shall
                                                                                                                                                               Alternative 3 would remove the
                                                Description of the Projected Reporting,                  discuss significant alternatives such as:             commercial sale provision of the HMS
                                                Record-Keeping, and Other Compliance                     (1) Establishment of differing                        Charter/Headboat permit. Alternative 4
                                                Requirements of the Final Rule,                          compliance or reporting requirements or               would create two separate HMS Charter/
                                                Including an Estimate of the Classes of                  timetables that take into account the                 Headboat permits; one that allows
                                                Small Entities Which Would Be Subject                    resources available to small entities; (2)            commercial sale of Atlantic tunas and
                                                to the Requirements of the Report or                     clarification, consolidation, or                      swordfish, and one that does not.
                                                                                                         simplification of compliance and                         Under the ‘‘no action’’ Alternative 1,
                                                Record
                                                                                                         reporting requirements under the rule                 NMFS would maintain the current
                                                   Section 604(a)(5) of the RFA requires                 for such small entities; (3) use of                   regulations regarding the Atlantic HMS
                                                Agencies to describe any new reporting,                  performance rather than design                        Charter/Headboat permit. Under current
                                                record-keeping and other compliance                      standards; and (4) exemptions from                    regulations at 635.4(b), permit holders
                                                requirements. This rule will create a                    coverage of the rule, or any part thereof,            taking fee-paying passengers to fish for
                                                commercial sale endorsement for the                      for small entities.                                   HMS (i.e. charter boats or headboats)
                                                                                                            These categories of alternatives are               must obtain the HMS Charter/Headboat
                                                HMS Charter/Headboat permit. Under
                                                                                                         described at 5 U.S.C. 603(c)(1)–(4).                  permit. Since HMS Charter/Headboat
                                                the rule, HMS Charter/Headboat permit
                                                                                                         NMFS examined each of these                           permits allow the commercial sale of
                                                holders will be prohibited from selling                  categories of alternatives. Regarding the
                                                any catch of HMS unless they obtain a                                                                          Atlantic tunas and swordfish, the
                                                                                                         first and fourth categories, NMFS cannot              vessels would now be subject to USCG
                                                commercial sale endorsement on their                     establish differing compliance or
                                                permit. The commercial sale                                                                                    commercial fishing vessel safety
                                                                                                         reporting requirements for small entities             requirements, regardless of whether the
                                                endorsement could be added to the                        or exempt small entities from coverage                permit holder intends to sell HMS.
                                                Charter/Headboat permit at the time of                   of the rule or parts of it because all of             However, without a change to the HMS
                                                the permit application or renewal, or                    the businesses impacted by this rule are              Charter/Headboat permit regulations,
                                                anytime thereafter. Only Charter/                        considered small entities and thus the                USCG will consider all HMS charter/
                                                Headboat permit holders with the                         requirements are already designed for                 headboat vessels as commercial fishing
                                                endorsement will be allowed to sell                      small entities. NMFS examined                         vessels that must adhere to the to USCG
                                                HMS although they would not be                           alternatives that fall under the second               commercial fishing vessel safety
                                                obligated to sell any HMS. There will be                 category, which requires agencies to                  requirements. HMS Charter/Headboat
                                                no additional charge for the commercial                  consider whether they can clarify,                    permitted vessels were previously
                                                sale endorsement above the cost of the                   consolidate, or simplify compliance and               subject to the USCG safety regulations
                                                HMS Charter/Headboat permit; the                         reporting requirements under the rule                 for uninspected passenger vessels of less
                                                endorsement will add less than a                         for small entities. NMFS does examine                 than 100 gross tons and carrying six or
                                                minute more of labor effort to the                       alternatives that fall under the second               less passengers, which are less extensive
                                                normal HMS Charter/Headboat permit                       category described above that clarify                 and less costly.
                                                process. Those vessels issued an HMS                     which HMS charter/headboat vessels                       Under the USCG commercial fishing
                                                Charter/Headboat permit with a                           should be considered commercial                       vessel safety requirements, many
                                                commercial sale endorsement will be                      fishing vessels for USCG safety                       Atlantic HMS charter/headboats would
                                                categorized as a commercial vessel for                   requirements. The use of a performance                have to comply with four rule
                                                                                                         standard, the third category, to                      requirements for survival craft, records
                                                the purposes of USCG commercial
                                                                                                         determine whether the USCG                            keeping, examinations and certificates
                                                fishing vessel safety requirements.
                                                                                                         commercial fishing safety gear                        of compliance, and classing of vessels.
                                                                                                         requirements would apply would be too                    The survival craft requirement
jstallworth on DSKBBY8HB2PROD with RULES




                                                                                                         difficult to effectively monitor for                  establishes that all fishing industry
                                                                                                         enforcement, so they were not                         vessels operating beyond 3 nautical
                                                                                                         considered by NMFS. Thus, NMFS has                    miles must carry survival craft that will
                                                                                                         considered the significant alternatives to            meet a new performance standard for
                                                                                                         the rule and focused on simplifying                   primary lifesaving equipment. The use
                                                                                                         compliance and reporting requirements                 of ‘‘lifeboats or liferafts’’ are required for
                                                                                                         associated with the charter/headboat                  commercial vessels, whereas strictly for-


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00010   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                                 Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations                                      57547

                                                hire vessels are only required to a have                 extensive modifications to                            certificates of completion. The total
                                                ‘‘a survival craft that ensures that no                  accommodate the storage space for the                 initial costs saved per vessel would be
                                                part of an individual is immersed in                     gear.                                                 $2,358. The annual cost savings per
                                                water.’’ This means that lifefloats and                     Under Alternative 2, the preferred                 vessel in subsequent years would be
                                                buoyant apparatus will no longer be                      alternative, NMFS would modify the                    approximately $300 for the survival
                                                accepted as survival craft on any                        regulations so that the HMS Charter/                  craft, $18 for record keeping, and $120
                                                commercial fishing vessel operating                      Headboat permit alone does not allow                  ($600/5 yrs) for examinations and
                                                beyond 3 nautical miles once the most                    commercial sale and also create an                    certificates of completion. The total
                                                recent USCG guidance in fully enforced.                  endorsement for the HMS Charter/                      annual recurring cost savings per vessel
                                                Some HMS Charter/Headboat permitted                      Headboat permit that allows commercial                would be $438 for these three
                                                vessels would incorrectly be identified                  sale of Atlantic tunas and swordfish.                 requirements. In addition to the reduced
                                                as commercial vessels, subject to the                    Currently, charter/headboat vessels are               costs associated with complying with
                                                more stringent lifeboat/liferaft                         able, though not obligated, to sell                   the USCG commercial fishing vessel
                                                requirements. USCG estimates that the                    swordfish and tunas with an HMS                       safety requirements for those HMS
                                                maximum initial cost of this                             Charter/Headboat permit. Consequently,                Charter/Headboat permit holders that do
                                                requirement per vessel would be $1,740                   vessels that hold an HMS Charter/                     not intend to obtain the endorsement to
                                                and have a recurring annual cost of                      Headboat permit are categorized as                    fish commercially, most Atlantic HMS
                                                $300. The records provision requires the                 commercial fishing vessels subject to                 Charter/Headboat permit holders would
                                                individual in charge of a vessel                         USCG commercial vessel fishing safety                 have to do nothing different when
                                                operating beyond 3 nautical miles to                     requirements if they also possess a state             obtaining their permits unless they want
                                                maintain a record of lifesaving and fire                 commercial sale permit, regardless of                 to commercially sell tunas or swordfish.
                                                equipment maintenance. It would be                       whether the permit holder sells or                       The approximately 7 percent of
                                                incumbent upon the master/individual                     intends to sell HMS. Under Alternative                Atlantic Charter/Headboat permit
                                                in charge of the vessel to maintain these                2, NMFS would create a ‘‘commercial                   holders that want to continue selling
                                                records onboard. The USCG estimates                      sale’’ endorsement for the HMS Charter/               tunas and swordfish in addition to
                                                this record keeping requirement would                    Headboat permit. Under this action,                   complying with the USCG commercial
                                                cost $18 annually per vessel.                            HMS Charter/Headboat permit holders                   fishing vessel safety requirements,
                                                   The examinations and certificates of                  would be prohibited from selling any                  would need to obtain an endorsement
                                                compliance provision requires a                          catch of HMS unless they apply for a                  for the commercial sale of Atlantic tunas
                                                dockside safety examination at least                     commercial sale endorsement to be                     and swordfish. This would likely add
                                                once every 5 years for vessels, such as                  added to their permit. The commercial                 less than a minute to the time it takes
                                                HMS charter/headboats that engage in                     sale endorsement could be added to the                to obtain the Atlantic HMS Charter/
                                                commercial fishing, operating beyond 3                   Charter/Headboat permit at the time of                Headboat permit and it would not add
                                                nautical miles with the first exam                       the permit application or renewal. Only               to the cost of obtaining the permit. HMS
                                                statutorily required by October 15, 2015.                charter/headboat vessels with the                     charter/headboat permit holders who
                                                A ‘‘certificate of compliance’’ will be                  endorsement would be permitted to sell                sell sharks must obtain a commercial
                                                issued to a vessel successfully                          HMS although they would not be                        shark permit in addition to an
                                                completing the exam. Voluntary exams                     obligated to sell any HMS. Those vessels              endorsement on an HMS Charter/
                                                will continue to be promoted for vessel                  holding an HMS Charter/Headboat                       Headboat permit. NMFS would incur
                                                operating inside 3 nautical miles. USCG                  permit without a commercial sale                      some costs associated with altering the
                                                estimates that the maximum initial cost                  endorsement would not be categorized                  online permit application to
                                                of this requirement per vessel will be                   as a commercial fishing vessel and                    accommodate the endorsement, along
                                                $600 and have a recurring cost of $600.                  would not be subject to the USCG                      with some customer service changes.
                                                   The classing of vessels provision                     commercial safety gear requirements.                     Under Alternative 3, NMFS would
                                                requires the survey and classification of                Those vessels that hold an HMS                        remove the commercial sale provision of
                                                a fishing vessel that is at least 50 feet                Charter/Headboat permit with a                        the HMS Charter/Headboat permit.
                                                overall in length, was built after July 1,               ‘‘commercial sale’’ endorsement would                 Currently, charter/headboat vessels are
                                                2013, and operates beyond 3 nautical                     be categorized as commercial vessels for              able, though not obligated, to sell
                                                miles. It is unlikely that this                          the purposes of USCG commercial                       swordfish and tunas as a condition of
                                                requirement will impact many Atlantic                    fishing safety requirements.                          the HMS Charter/Headboat permit, and
                                                HMS charter/headboat vessels because                        The cost savings associated with                   may sell sharks if they also have a
                                                the vessels are typically less than 50 feet              implementing a commercial                             commercial shark permit. Consequently,
                                                overall in length.                                       endorsement option for Atlantic HMS                   vessels that hold an HMS Charter/
                                                   In sum, all 3,594 Atlantic HMS                        Charter/Headboat permits would be that                Headboat permit are currently being
                                                Charter/Headboat permit holders would                    approximately 93 percent of the permit                categorized by USCG as commercial
                                                face an initial per vessel cost of $2,358.               holders would not have to comply with                 fishing vessels and subject to USCG
                                                The annual cost savings per vessel in                    the USCG commercial fishing vessel                    commercial fishing vessel safety
                                                subsequent years would be                                safety requirements, because Atlantic                 requirements if they also hold a state
                                                approximately $300 for the survival                      HMS Charter/Headboat permit holders                   commercial sale permit, regardless of
                                                craft, $18 for record keeping, and $120                  would not be considered commercial                    whether the permit holder sells or
                                                ($600/5 yrs) for examinations and                        fishing vessels unless they were issued               intends to sell HMS. Under Alternative
                                                certificates of completion. The total                    the commercial endorsement. These                     3, NMFS would remove the provision
jstallworth on DSKBBY8HB2PROD with RULES




                                                annual recurring cost saving per vessel                  vessels would have no costs associated                that allows commercial sales under the
                                                would be $438 for these three                            with the USCG commercial fishing                      HMS Charter/Headboat permit. Thus,
                                                requirements. These costs could be                       vessel safety requirements. This would                holding an HMS Charter/Headboat
                                                higher for some individual vessels that                  result in a reduction in costs per vessel             permit would no longer categorize a
                                                are too small or have too little storage                 initially of approximately $1,740 for the             vessel as a commercial fishing vessel for
                                                space for the survival craft requirement                 survival craft, $18 for record keeping,               the purposes of USCG regulations.
                                                because those vessels might require                      and $600 for examinations and                         Charter/headboat vessel owners or


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00011   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                57548            Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations

                                                operators that wish to engage in                         fishery participants would have to learn              would have to learn of and adapt to
                                                commercial sale of tunas and swordfish                   and adapt to these changes.                           these changes.
                                                would instead need to obtain an                             Under Alternative 4, NMFS would
                                                                                                         create two separate Atlantic HMS                      List of Subjects in 50 CFR Part 635
                                                Atlantic tunas General category and/or
                                                Swordfish General Commercial permit.                     Charter/Headboat permits; one that                      Fisheries, Fishing, Fishing vessels,
                                                The Atlantic Tunas General category                      allows commercial sale of Atlantic tunas              Foreign relations, Imports, Penalties,
                                                and Swordfish General Commercial                         and swordfish, and one that does not.                 Reporting and recordkeeping
                                                permits could be held in conjunction                     Currently, charter/headboat vessels are               requirements, Treaties.
                                                with the HMS Charter/Headboat permit.                    able, though not obligated, to sell                     Dated: December 1, 2017.
                                                Those vessels with an HMS Charter/                       swordfish and tunas as a condition of                 Alan D. Risenhoover,
                                                Headboat permit that do not intend to                    the HMS Charter/Headboat permit.
                                                                                                                                                               Acting Deputy Assistant Administrator for
                                                sell HMS and do not possess an Atlantic                  Consequently, vessels that hold an HMS                Regulatory Programs, National Marine
                                                Tunas General category, Swordfish                        Charter/Headboat permit could be                      Fisheries Service.
                                                General Commercial, or commercial                        categorized as commercial fishing
                                                                                                         vessels and subject to USCG commercial                  For reasons set out in the preamble,
                                                shark permit (which permit commercial
                                                                                                         fishing vessel safety requirements,                   50 CFR part 635 is amended as follows:
                                                sale) would not be subject to USCG
                                                commercial fishing vessel safety                         regardless of whether the permit holder
                                                                                                                                                               PART 635—ATLANTIC HIGHLY
                                                requirements.                                            sells or intends to sell HMS. Under
                                                                                                                                                               MIGRATORY SPECIES
                                                                                                         Alternative 4, NMFS would create two
                                                   The benefits of Alternative 3 versus
                                                                                                         separate HMS Charter/Headboat                         ■ 1. The authority citation for part 635
                                                the No Action alternative would be
                                                                                                         permits; one that would allow                         continues to read as follows:
                                                identical to those of Alternative 2.
                                                                                                         commercial sale of HMS, and one that
                                                Approximately 93 percent of the permit                                                                           Authority: 16 U.S.C. 971 et seq.; 16 U.S.C.
                                                                                                         would not. Those vessels holding an
                                                holders would not have to face the costs                                                                       1801 et seq.
                                                                                                         HMS Charter/Headboat permit that does
                                                associated with the USCG commercial                                                                            ■  2. In § 635.2, add a new definition for
                                                                                                         not allow commercial sale would not be
                                                fishing safety requirements, because                                                                           ‘‘Charter/headboat commercial sale
                                                                                                         categorized as a commercial fishing
                                                Atlantic HMS Charter/Headboat permit                                                                           endorsement’’ in alphabetical order to
                                                                                                         vessel and would not be subject to the
                                                holders would not be considered to                                                                             read as follows:
                                                                                                         USCG commercial fishing vessel safety
                                                commercially fish. The costs for the                     requirements. Those vessels that hold
                                                fleet would be approximately $594,216                    an HMS Charter/Headboat permit that
                                                                                                                                                               § 635.2    Definitions.
                                                initially, and then $231,336 annually                    allows commercial sale would be                       *     *     *     *     *
                                                thereafter, which are significantly lower                categorized as commercial vessels for                   Charter/headboat commercial sale
                                                than the costs for the fleet under No                    the purposes of USCG commercial                       endorsement means an authorization
                                                Action. The 7 percent that wish to                       fishing vessel safety requirements.                   added to an HMS Charter/Headboat
                                                engage in commercial sale of tunas and                      The benefits of Alternative 4 versus               permit that is required for vessels that
                                                swordfish would instead need to obtain                   the No Action alternative would be                    sell or intend to sell Atlantic tunas,
                                                an Atlantic tunas General category and/                  identical to those of Alternative 2.                  sharks, and swordfish, provided that all
                                                or Swordfish General Commercial                          Approximately 93 percent of the permit                other requirements in this part are also
                                                permit. This would cost them $20 to                      holders would not have to face the costs              met.
                                                obtain either the Atlantic Tunas General                 associated with the USCG commercial                   *     *     *     *     *
                                                category permit or the Swordfish                         fishing safety requirements, since                    ■ 3. In § 635.4:
                                                General Commercial permit. For the                       Atlantic HMS Charter/Headboat permit                  ■ a. Revise paragraph (a)(5);
                                                approximately 252 vessel owners that                     holders would not be considered                       ■ b. Add paragraph (b)(3);
                                                might obtain these $20 permits, the total                commercial fishing. The costs for the                 ■ c. Revise paragraphs (d)(1) and (2);
                                                cost would be $5,040 to $10,080                          fleet would be approximately $594,216                 ■ d. Remove the introductory text of
                                                annually depending on whether they                       initially, and then $231,336 annually                 paragraph (f); and
                                                obtain one or both permits. In addition,                 thereafter, which is significantly lower              ■ e. Revise paragraphs (f)(1), (f)(2), and
                                                vessel owners may need to expend a bit                   than the costs for the fleet under No                 (m)(2).
                                                more time to complete the application                    Action. Under this alternative, each of                 The addition and revisions read as
                                                for these additional permits. NMFS                       the 3,594 Atlantic HMS Charter/                       follows:
                                                would incur costs associated with the                    Headboat permit holders would have to
                                                substantial permits site and customer                                                                          § 635.4    Permits and fees.
                                                                                                         determine which type of Charter/
                                                service changes that would be required                   Headboat permit they wish to obtain for               *     *      *     *     *
                                                for this change. NMFS prefers                            the year, and all of charter/headboat                   (a) * * *
                                                Alternative 2 over Alternative 3 because                 vessel owners would have to learn the                   (5) Display upon offloading. Upon
                                                a commercial sale endorsement                            new permit process. Unlike Alternative                offloading of Atlantic HMS for sale, the
                                                requirement more closely matches                         3, there would be no additional costs                 owner or operator of the harvesting
                                                current fishing practices and would                      associated with obtaining a commercial                vessel must present for inspection the
                                                minimize disruptions. Currently, HMS                     permit, because under this alternative,               vessel’s HMS Charter/Headboat permit
                                                Charter/Headboat permit holders can                      each would pick either the no-sale HMS                with a commercial sale endorsement;
                                                sell some HMS and Alternative 2 would                    Charter/Headboat permit or the                        Atlantic tunas, shark, or swordfish
                                                allow them to continue by simply                         commercial sale Charter/Headboat                      permit; Incidental HMS squid trawl;
jstallworth on DSKBBY8HB2PROD with RULES




                                                obtaining an endorsement on their                        permit. NMFS would incur costs                        HMS Commercial Caribbean Small Boat
                                                Charter/Headboat permit. Alternative 3                   associated with the substantial permits               permit; and/or the shark research permit
                                                would be more disruptive since it                        site and customer service changes that                to the first receiver. The permit(s) must
                                                would require fishermen to obtain                        would be required for this change.                    be presented prior to completing any
                                                additional permits. NMFS would need                      NMFS would need to develop new                        applicable landing report specified at
                                                to develop new regulatory text to                        regulatory text to describe these two                 § 635.5(a)(1), (a)(2), and (b)(2)(i).
                                                describe these new requirements and                      new permits and fishery participants                  *     *      *     *     *


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00012   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM    06DER1


                                                                 Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations                                           57549

                                                   (b) * * *                                             swordfish permits: A swordfish directed               commercially from the management
                                                   (3) The owner of a charter boat or                    limited access permit, swordfish                      unit; swordfish from the management
                                                headboat that intends to sell Atlantic                   incidental limited access permit,                     unit are retained or possessed on the
                                                tunas or swordfish must obtain a                         swordfish handgear limited access                     vessel with an intention to sell; or
                                                commercial sale endorsement for the                      permit, or a Swordfish General                        swordfish from the management unit are
                                                vessel’s HMS Charter/Headboat permit.                    Commercial permit. These permits                      sold from the vessel. The commercial
                                                The owner of a charter boat or headboat                  cannot be held in combination with                    retention and sale of swordfish from
                                                that intends to sell Atlantic sharks must                each other on the same vessel, except                 vessels issued an HMS Charter/
                                                obtain a commercial sale endorsement                     that an HMS Charter/Headboat permit                   Headboat permit with a commercial sale
                                                for the vessel’s HMS Charter/Headboat                    with a commercial sale endorsement                    endorsement is permissible only when
                                                permit at the time of permit renewal or                  may be held in combination with a                     the vessel is on a non for-hire trip. Only
                                                when the permit is obtained and must                     swordfish handgear limited access                     persons holding non-expired shark and
                                                also obtain any applicable Atlantic                      permit on the same vessel. It is a                    swordfish limited access permit(s) in
                                                commercial shark permits. A vessel                       rebuttable presumption that the owner                 the preceding year are eligible to renew
                                                owner that has obtained an HMS                           or operator of a vessel on which                      those limited access permit(s).
                                                Charter/Headboat permit without a                        swordfish are possessed in excess of the              Transferors may not renew limited
                                                commercial sale endorsement is                           recreational retention limits intends to              access permits that have been
                                                prohibited from selling any Atlantic                     sell the swordfish.                                   transferred according to the procedures
                                                HMS.                                                        (2) The only valid commercial Federal              in paragraph (l) of this section.
                                                *      *      *   *     *                                vessel permits for swordfish are the                  *     *     *      *    *
                                                   (d) * * *                                             HMS Charter/Headboat permit with a                    ■ 4. In § 635.19, revise paragraph (d)(4)
                                                   (1) The owner of each vessel used to                  commercial sale endorsement issued                    to read as follows:
                                                fish for or take Atlantic tunas                          under paragraph (b) of this section (and
                                                commercially or on which Atlantic                        only when on a non for-hire trip), the                § 635.19   Authorized gears.
                                                tunas are retained or possessed with the                 Swordfish General Commercial permit                   *      *     *     *     *
                                                intention of sale must obtain an HMS                     issued under paragraph (f) of this                       (d) * * *
                                                Charter/Headboat permit with a                           section, a swordfish limited access                      (4) Persons on a vessel issued a permit
                                                commercial sale endorsement issued                       permit issued consistent with                         with a shark endorsement under § 635.4
                                                under paragraph (b) of this section, an                  paragraphs (l) and (m) of this section, or            may possess a shark only if the shark
                                                HMS Commercial Caribbean Small Boat                      permits issued under paragraphs (n) and               was taken by rod and reel or handline,
                                                permit issued under paragraph (o) of                     (o) of this section.                                  except that persons on a vessel issued
                                                this section, or an Atlantic tunas permit                *      *     *     *    *                             both an HMS Charter/Headboat permit
                                                in one, and only one, of the following                      (m) * * *                                          with a commercial sale endorsement
                                                categories: General, Harpoon, Longline,                     (2) Shark and swordfish permits. A                 (with or without a shark endorsement)
                                                Purse Seine, or Trap.                                    vessel owner must obtain the applicable               and a Federal Atlantic commercial shark
                                                   (2) Persons aboard a vessel with a                    limited access permit(s) issued pursuant              permit may possess sharks taken by rod
                                                valid Atlantic Tunas, HMS Angling,                       to the requirements in paragraphs (e)                 and reel, handline, bandit gear, longline,
                                                HMS Charter/Headboat, or an HMS                          and (f) of this section and/or a Federal              or gillnet if the vessel is engaged in a
                                                Commercial Caribbean Small Boat                          commercial smoothhound permit issued                  non for-hire fishing trip and the
                                                permit may fish for, take, retain, or                    under paragraph (e) of this section; or an            commercial shark fishery is open
                                                possess Atlantic tunas, but only in                      HMS Commercial Caribbean Small Boat                   pursuant to § 635.28(b).
                                                compliance with the quotas, catch                        permit issued under paragraph (o) of                  *      *     *     *     *
                                                limits, size classes, and gear applicable                this section, if: The vessel is used to fish          ■ 5. In § 635.22, revise the introductory
                                                to the permit or permit category of the                  for or take sharks commercially from the              text of paragraph (f), and paragraphs
                                                vessel from which he or she is fishing.                  management unit; sharks from the                      (f)(1) and (2) to read as follows:
                                                Persons may sell Atlantic tunas only if                  management unit are retained or
                                                the harvesting vessel has a valid permit                 possessed on the vessel with an                       § 635.22   Recreational retention limits.
                                                in the General, Harpoon, Longline,                       intention to sell; or sharks from the                 *      *    *     *     *
                                                Purse Seine, or Trap category of the                     management unit are sold from the                        (f) North Atlantic swordfish. The
                                                Atlantic Tunas permit, a valid HMS                       vessel. A vessel owner must obtain the                recreational retention limits for North
                                                Charter/Headboat permit with a                           applicable limited access permit(s)                   Atlantic swordfish apply to persons
                                                commercial sale endorsement, or an                       issued pursuant to the requirements in                who fish in any manner, except to
                                                HMS Commercial Caribbean Small Boat                      paragraphs (e) and (f) of this section, a             persons aboard a vessel that has been
                                                permit.                                                  Swordfish General Commercial permit                   issued an HMS Charter/Headboat permit
                                                *      *      *   *     *                                issued under paragraph (f) of this                    with a commercial sale endorsement
                                                   (f) Swordfish vessel permits. (1)                     section, an Incidental HMS Squid Trawl                under § 635.4(b) and only when on a
                                                Except as specified in paragraphs (n)                    permit issued under paragraph (n) of                  non for-hire trip; a directed, incidental
                                                and (o) of this section, the owner of a                  this section, an HMS Commercial                       or handgear limited access swordfish
                                                vessel of the United States used to fish                 Caribbean Small Boat permit issued                    permit under § 635.4(e) and (f); a
                                                for or take swordfish commercially from                  under paragraph (o) of this section, or               Swordfish General Commercial permit
                                                the management unit, or on which                         an HMS Charter/Headboat permit with                   under § 635.4(f); an Incidental HMS
jstallworth on DSKBBY8HB2PROD with RULES




                                                swordfish from the management unit are                   a commercial sale endorsement issued                  Squid Trawl permit under § 635.4(n); or
                                                retained or possessed with an intention                  under paragraph (b) of this section,                  an HMS Commercial Caribbean Small
                                                to sell, or from which swordfish are                     which authorizes a Charter/Headboat to                boat permit under § 635.4(o).
                                                sold, must obtain an HMS Charter/                        fish commercially for swordfish on a                     (1) When on a for-hire trip as defined
                                                Headboat permit with a commercial sale                   non for-hire trip subject to the retention            at § 635.2, vessels issued an HMS
                                                endorsement issued under paragraph (b)                   limits at § 635.24(b)(4) if: The vessel is            Charter/Headboat permit under
                                                of this section, or one of the following                 used to fish for or take swordfish                    § 635.4(b), that are charter boats as


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00013   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                57550            Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations

                                                defined under § 600.10 of this chapter,                  for-hire trip) are subject to the regional            contracting party. The annual directed
                                                may retain, possess, or land no more                     swordfish retention limits specified at               category quota is calculated by adjusting
                                                than one North Atlantic swordfish per                    paragraph (b)(4)(iii) of this section,                for over- or under harvests, dead
                                                paying passenger and up to six North                     which may be adjusted during the                      discards, any applicable transfers, the
                                                Atlantic swordfish per vessel per trip.                  fishing year based upon the inseason                  incidental category quota, the reserve
                                                When such vessels have been issued a                     regional retention limit adjustment                   quota and other adjustments as needed,
                                                commercial sale endorsement and are                      criteria identified in paragraph (b)(4)(iv)           and is subdivided into two equal semi-
                                                on a non for-hire trip, they must comply                 of this section.                                      annual periods: One for January 1
                                                with the commercial retention limits for                 *       *    *     *    *                             through June 30, and the other for July
                                                swordfish specified at § 635.24(b)(4).                      (ii) Vessels that have been issued a               1 through December 31.
                                                   (2) When on a for-hire trip as defined                Swordfish General Commercial permit                      (B) A swordfish from the North
                                                at § 635.2, vessels issued an HMS                        or an HMS Charter/Headboat permit                     Atlantic swordfish stock landed by a
                                                Charter/Headboat permit under                            with a commercial sale endorsement                    vessel for which an incidental swordfish
                                                § 635.4(b), that are headboats as defined                (and only when on a non for-hire trip),               limited access permit, an incidental
                                                under § 600.10 of this chapter, may                      as a condition of these permits, may not              HMS Squid Trawl permit, an HMS
                                                retain, possess, or land no more than                    possess, retain, or land any more                     Angling permit, or an HMS Charter/
                                                one North Atlantic swordfish per paying                  swordfish than is specified for the                   Headboat permit (and only when on a
                                                passenger and up to 15 North Atlantic                    region in which the vessel is located.                for-hire trip) has been issued, or a
                                                swordfish per vessel per trip. When                      *       *    *     *    *                             swordfish from the North Atlantic stock
                                                such vessels have been issued a                                                                                caught after the effective date of a
                                                                                                         ■ 8. In § 635.27, revise paragraph
                                                commercial sale endorsement and are                                                                            closure of the directed fishery from a
                                                                                                         (a)(1)(i) introductory text, and
                                                on a non for-hire trip, they may land no                                                                       vessel for which a swordfish directed
                                                                                                         paragraphs (c)(1)(i)(A) and (B) to read as
                                                more than the commercial retention                                                                             limited access permit, a swordfish
                                                                                                         follows:
                                                limits for swordfish specified at                                                                              handgear limited access permit, a HMS
                                                § 635.24(b)(4).                                          § 635.27    Quotas.                                   Commercial Caribbean Small Boat
                                                *      *    *      *    *                                   (a) * * *                                          permit, a Swordfish General
                                                ■ 6. In § 635.23, revise paragraph (c)(3)                   (1) * * *                                          Commercial open access permit, or an
                                                to read as follows:                                         (i) Catches from vessels for which                 HMS Charter/Headboat permit with a
                                                                                                         General category Atlantic Tunas permits               commercial sale endorsement (when on
                                                § 635.23   Retention limits for bluefin tuna.            have been issued and certain catches                  a non for-hire trip) has been issued, is
                                                *      *     *     *      *                              from vessels for which an HMS Charter/                counted against the incidental category
                                                   (c) * * *                                             Headboat permit with a commercial sale                quota. The annual incidental category
                                                   (3) When fishing other than in the                    endorsement has been issued are                       quota is 300 mt dw for each fishing year.
                                                Gulf of Mexico and when the fishery                      counted against the General category                  *      *    *     *     *
                                                under the General category has not been                  quota in accordance with § 635.23(c)(3).
                                                closed under § 635.28, a person aboard                   Pursuant to paragraph (a) of this section,            ■ 9. In § 635.31, revise paragraphs (a)(1)
                                                a vessel that has been issued an HMS                     the amount of large medium and giant                  and (c)(6) to read as follows:
                                                Charter/Headboat permit with a                           bluefin tuna that may be caught,                      § 635.31 Restrictions on sale and
                                                commercial sale endorsement may fish                     retained, possessed, landed, or sold                  purchase.
                                                under either the retention limits                        under the General category quota is
                                                applicable to the General category                       466.7 mt, and is apportioned as follows,                 (a) * * *
                                                specified in paragraphs (a)(2) and (3) of                unless modified as described under                       (1) A person that owns or operates a
                                                this section or the retention limits                     paragraph (a)(1)(ii) of this section:                 vessel from which an Atlantic tuna is
                                                applicable to the Angling category                       *      *     *    *     *                             landed or offloaded may sell such
                                                specified in paragraphs (b)(2) and (3) of                   (c) * * *                                          Atlantic tuna only if that vessel has a
                                                this section. The size category of the                      (1) * * *                                          valid HMS Charter/Headboat permit
                                                first BFT retained will determine the                       (i) * * *                                          with a commercial sale endorsement; a
                                                fishing category applicable to the vessel                   (A) A swordfish from the North                     valid General, Harpoon, Longline, Purse
                                                that day. A person aboard a vessel that                  Atlantic stock caught prior to the                    Seine, or Trap category permit for
                                                has been issued an HMS Charter/                          directed fishery closure by a vessel for              Atlantic tunas; or a valid HMS
                                                Headboat without a commercial sale                       which a directed swordfish limited                    Commercial Caribbean Small Boat
                                                endorsement permit may fish only                         access permit, a swordfish handgear                   permit issued under this part, and the
                                                under the retention limits applicable to                 limited access permit, a HMS                          appropriate category has not been
                                                the Angling category.                                    Commercial Caribbean Small Boat                       closed, as specified at § 635.28(a).
                                                *      *     *     *      *                              permit, a Swordfish General                           However, no person may sell a bluefin
                                                ■ 7. In § 635.24, add introductory text to               Commercial open access permit, or an                  tuna smaller than the large medium size
                                                paragraph (b)(4), and revise paragraph                   HMS Charter/Headboat permit with a                    class. Also, no large medium or giant
                                                (b)(4)(ii) to read as follows:                           commercial sale endorsement (and only                 bluefin tuna taken by a person aboard a
                                                                                                         when on a non for-hire trip) has been                 vessel with an Atlantic HMS Charter/
                                                § 635.24 Commercial retention limits for                 issued or is required to have been issued             Headboat permit fishing in the Gulf of
                                                sharks, swordfish, and BAYS tunas.                       is counted against the directed fishery               Mexico at any time, or fishing outside
jstallworth on DSKBBY8HB2PROD with RULES




                                                *     *    *    *     *                                  quota. The total baseline annual fishery              the Gulf of Mexico when the fishery
                                                  (b) * * *                                              quota, before any adjustments, is 2,937.6             under the General category has been
                                                  (4) Persons aboard a vessel that has                   mt dw for each fishing year. Consistent               closed, may be sold (see § 635.23(c)). A
                                                been issued a Swordfish General                          with applicable ICCAT                                 person may sell Atlantic bluefin tuna
                                                Commercial permit or an HMS Charter/                     recommendations, a portion of the total               only to a dealer that has a valid permit
                                                Headboat permit with a commercial sale                   baseline annual fishery quota may be                  for purchasing Atlantic bluefin tuna
                                                endorsement (and only when on a non                      used for transfers to another ICCAT                   issued under this part. A person may


                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00014   Fmt 4700   Sfmt 4700   E:\FR\FM\06DER1.SGM   06DER1


                                                                 Federal Register / Vol. 82, No. 233 / Wednesday, December 6, 2017 / Rules and Regulations                                            57551

                                                not sell or purchase Atlantic tunas                      DEPARTMENT OF COMMERCE                                SUPPLEMENTARY INFORMATION:      In a final
                                                harvested with speargun fishing gear.                                                                          rule published on October 13, 2017,
                                                *      *    *     *     *                                National Oceanic and Atmospheric                      NMFS specified a 2017 limit of 2,000 t
                                                                                                         Administration                                        of longline-caught bigeye tuna for the
                                                   (c) * * *                                                                                                   U.S. Pacific Island territories of
                                                   (6) A dealer issued a permit under                    50 CFR Part 665                                       American Samoa, Guam and the
                                                this part may not first receive silky                                                                          Commonwealth of the Northern Mariana
                                                sharks, oceanic whitetip sharks or                       RIN 0648–XF156                                        Islands (CNMI) (82 FR 47642). Of the
                                                scalloped, smooth, or great hammerhead                                                                         2,000 t limit, NMFS allows each
                                                sharks from an owner or operator of a                    Pacific Island Pelagic Fisheries; 2017                territory to allocate up to 1,000 t to U.S.
                                                fishing vessel with pelagic longline gear                U.S. Territorial Longline Bigeye Tuna                 longline fishing vessels identified in a
                                                on board, or from the owner of a fishing                 Catch Limits for the Territory of                     valid specified fishing agreement.
                                                vessel issued both a HMS Charter/                        American Samoa                                           On November 17, 2017, NMFS
                                                Headboat permit with a commercial sale                   AGENCY:  National Marine Fisheries                    received from the Council a specified
                                                endorsement and a commercial shark                       Service (NMFS), National Oceanic and                  fishing agreement between the
                                                permit when tuna, swordfish or billfish                  Atmospheric Administration (NOAA),                    Government of American Samoa and
                                                are on board the vessel, offloaded from                  Commerce.                                             Quota Management, Inc. In the
                                                the vessel, or being offloaded from the                                                                        transmittal memorandum, the Council’s
                                                                                                         ACTION: Announcement of a valid
                                                                                                                                                               Executive Director advised that the
                                                vessel.                                                  specified fishing agreement.                          specified fishing agreement was
                                                *      *    *     *     *                                                                                      consistent with the criteria set forth in
                                                                                                         SUMMARY:   NMFS announces a valid
                                                ■ 10. In § 635.71, revise paragraph (a)(2)               specified fishing agreement that                      50 CFR 665.819(c)(1). NMFS reviewed
                                                and add paragraph (a)(62) to read as                     allocates up to 1,000 metric tons (t) of              the agreement and determined that it is
                                                follows:                                                 the 2017 bigeye tuna limit for the                    consistent with the Pelagic FEP, the
                                                                                                         Territory of American Samoa to                        Magnuson-Stevens Fishery
                                                § 635.71   Prohibitions.                                 identified U.S. longline fishing vessels.             Conservation and Management Act,
                                                *      *     *     *     *                               The agreement supports the long-term                  implementing regulations, and other
                                                                                                         sustainability of fishery resources of the            applicable laws.
                                                   (a) * * *                                                                                                      In accordance with 50 CFR 300.224(d)
                                                                                                         U.S. Pacific Islands, and fisheries
                                                   (2) Fish for, catch, possess, retain,                 development in the CNMI.                              and 50 CFR 665.819(c)(9), vessels
                                                land, or sell Atlantic HMS without the                                                                         identified in the agreement may retain
                                                                                                         DATES: The specified fishing agreement
                                                appropriate valid vessel permit with the                                                                       and land bigeye tuna in the western and
                                                                                                         is valid on December 1, 2017.
                                                appropriate endorsements, LAP, EFP,                                                                            central Pacific Ocean under the
                                                scientific research permit, display                      ADDRESSES: NMFS prepared                              American Samoa limit. NMFS will
                                                permit, chartering permit, or shark                      environmental analyses that describe                  begin attributing bigeye tuna caught by
                                                                                                         the potential impacts on the human                    vessels identified in the agreement with
                                                research permit on board the vessel, as
                                                                                                         environment that would result from the                American Samoa starting on November
                                                specified in §§ 635.4 and 635.32.
                                                                                                         action. Copies of those analyses,                     30, 2017. This date is seven days before
                                                *      *     *     *     *                               identified by NOAA–NMFS–2017–0004,                    December 6, 2017, which is the date
                                                   (62) A vessel owner or operator that                  are available from www.regulations.gov/               NMFS forecasted the fishery would
                                                has an HMS Charter/Headboat permit                       #!docketDetail;D=NOAA-NMFS-2017-                      reach the CNMI bigeye tuna allocation.
                                                without a commercial sale endorsement                    0004, or from Michael D. Tosatto,                     If NMFS determines that the fishery will
                                                is prohibited from selling any Atlantic                  Regional Administrator, NMFS Pacific                  reach American Samoa 1,000-mt
                                                HMS.                                                     Islands Region (PIR), 1845 Wasp Blvd.,                allocation limit, we would restrict the
                                                                                                         Bldg. 176, Honolulu, HI 96818.                        retention of bigeye tuna caught by
                                                *      *     *     *     *
                                                [FR Doc. 2017–26275 Filed 12–5–17; 8:45 am]
                                                                                                            Copies of the Fishery Ecosystem Plan               vessels identified in the agreement, and
                                                                                                         for Pelagic Fisheries of the Western                  publish a notice to that effect in the
                                                BILLING CODE 3510–22–P
                                                                                                         Pacific Region (Pelagic FEP) are                      Federal Register.
                                                                                                         available from the Western Pacific
                                                                                                         Fishery Management Council (Council),                   Authority: 16 U.S.C. 1801 et seq.
                                                                                                         1164 Bishop St., Suite 1400, Honolulu,                  Dated: November 30, 2017.
                                                                                                         HI 96813, tel 808–522–8220, fax 808–                  Emily H. Menashes,
                                                                                                         522–8226, or www.wpcouncil.org.                       Acting Director, Office of Sustainable
                                                                                                         FOR FURTHER INFORMATION CONTACT:                      Fisheries, National Marine Fisheries Service.
                                                                                                         Jarad Makaiau, NMFS PIRO Sustainable                  [FR Doc. 2017–26227 Filed 12–1–17; 4:15 pm]
                                                                                                         Fisheries, 808–725–5176.                              BILLING CODE 3510–22–P
jstallworth on DSKBBY8HB2PROD with RULES




                                           VerDate Sep<11>2014    12:51 Dec 05, 2017   Jkt 244001   PO 00000   Frm 00015   Fmt 4700   Sfmt 9990   E:\FR\FM\06DER1.SGM   06DER1



Document Created: 2017-12-06 00:22:28
Document Modified: 2017-12-06 00:22:28
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective January 5, 2018.
ContactDianne Stephan or Tobey Curtis by phone at 978-281-9260, or Steve Durkee by phone at 202-670-6637.
FR Citation82 FR 57543 
RIN Number0648-BH19
CFR AssociatedFisheries; Fishing; Fishing Vessels; Foreign Relations; Imports; Penalties; Reporting and Recordkeeping Requirements and Treaties

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR