82_FR_60598 82 FR 60355 - Training, Qualification, and Oversight for Safety-Related Railroad Employees

82 FR 60355 - Training, Qualification, and Oversight for Safety-Related Railroad Employees

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 82, Issue 243 (December 20, 2017)

Page Range60355-60360
FR Document2017-27272

In response to a petition for reconsideration of a final rule, FRA proposes to amend its regulations (Training, Qualification, and Oversight for Safety-Related Railroad Employees) by delaying certain implementation dates an additional year. FRA previously delayed the regulations' implementation dates for one year in a final rule published May 3, 2017 (May 2017 Final Rule).

Federal Register, Volume 82 Issue 243 (Wednesday, December 20, 2017)
[Federal Register Volume 82, Number 243 (Wednesday, December 20, 2017)]
[Proposed Rules]
[Pages 60355-60360]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-27272]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration

49 CFR Part 243

[Docket No. FRA-2009-0033, Notice No. 5]
RIN 2130-AC70


Training, Qualification, and Oversight for Safety-Related 
Railroad Employees

AGENCY: Federal Railroad Administration (FRA), Department of 
Transportation (DOT).

ACTION: Notice of proposed rulemaking (NPRM).

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SUMMARY: In response to a petition for reconsideration of a final rule, 
FRA proposes to amend its regulations (Training, Qualification, and 
Oversight for Safety-Related Railroad Employees) by delaying certain 
implementation dates an additional year. FRA previously delayed the 
regulations' implementation dates for one year in a final rule 
published May 3, 2017 (May 2017 Final Rule).

DATES: Written comments on this proposed rule must be received by 
January 19, 2018. Comments received after that date will be considered 
to the extent possible without incurring additional expense or delay.

ADDRESSES: Comments related to Docket No. FRA-2009-0033 may be 
submitted by any of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov and follow the online instructions for submitting 
comments;
     Mail: Docket Management Facility, U.S. DOT, 1200 New 
Jersey Avenue SE, W12-140, Washington, DC 20590;
     Hand Delivery: The Docket Management Facility is located 
in Room W12-140, West Building Ground Floor, U.S. DOT, 1200 New Jersey 
Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through 
Friday, except Federal holidays; or
     Fax: 202-493-2251.
    Instructions: All submissions must include the agency name and 
docket number or Regulatory Identification Number (RIN) for this 
rulemaking (2130-AC70). All comments received will be posted without 
change to http://www.regulations.gov; this includes any personal 
information. Please see the Privacy Act heading in the Supplementary 
Information section of this document for Privacy Act information 
related to any submitted comments or materials.
    Docket: For access to the docket to read background documents, 
petitions for reconsideration, or comments received, go to http://www.regulations.gov and follow the online instructions for accessing 
the docket or visit the Docket Management Facility described above.

FOR FURTHER INFORMATION CONTACT: Robert J. Castiglione, Staff 
Director--Human Performance Division, Federal Railroad Administration, 
4100 International Plaza, Suite 450, Fort Worth, TX 76109-4820 
(telephone: 817-447-2715); or Alan H. Nagler, Senior Trial Attorney, 
Federal Railroad Administration, Office of Chief Counsel, 1200 New 
Jersey Avenue SE, Washington, DC 20590 (telephone: 202-493-6038).

SUPPLEMENTARY INFORMATION: On November 7, 2014, FRA published a final 
rule (2014 Final Rule) that established minimum training standards for 
each category and subcategory of safety-related railroad employees and 
required railroad carriers, contractors, and subcontractors to submit 
training programs to FRA for approval. See 79

[[Page 60356]]

FR 66459. The 2014 Final Rule was required by section 401(a) of the 
Rail Safety Improvement Act of 2008 (RSIA), Public Law 110-432, 122 
Stat. 4883 (Oct. 16, 2008), codified at 49 U.S.C. 20162. The Secretary 
of Transportation delegated the authority to conduct this rulemaking 
and implement the rule to the Federal Railroad Administrator. 49 CFR 
1.89(b).
    In the preamble to the 2014 Final Rule, FRA noted the importance of 
establishing implementation dates and providing incentives for the 
early filing of model programs to improve the efficiency and 
effectiveness of the review process. FRA recognized it was paramount to 
give model program developers sufficient time to develop programs and 
receive FRA approval. FRA also recognized that employers would not use 
those model programs unless the employers were given reasonable time to 
consider those programs before the employers' deadline for 
implementation. Consequently, the 2014 Final Rule provided model 
program developers with an incentive to file all model programs by May 
1, 2017--eight months before the first employers were required to 
submit model programs and two years before smaller employers (i.e., 
those employers with less than 400,000 total employee work hours 
annually) were required to submit their model programs. See 79 FR 
66459, 66503-66504. The incentive to submit early was a guarantee from 
FRA that the model program would be considered approved so it could be 
implemented within 180 days after the date of submission unless FRA 
identified that all or part of the program did not conform to the 
rule's requirements.
    After publishing the 2014 Final Rule, FRA took significant steps to 
educate the regulated community on its requirements and assist with the 
development of model training plans. For example, on March 20, 2017, 
FRA added information to its website to more broadly disseminate 
information about the 2014 Final Rule's requirements. See https://www.fra.dot.gov/Page/P1023.\1\ Moreover, when ASLRRA requested FRA's 
help in developing its model programs for its members, FRA shared 
training documents it uses to train the agency's personnel on Federal 
rail safety requirements. FRA then made those same FRA training 
documents available on FRA's website because others in the regulated 
community would likely find them useful.
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    \1\ Additional details about each of those steps are contained 
in the May 2017 Final Rule. See 82 FR 20549 (May 3, 2017).
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    During FRA outreach on the 2014 Final Rule, FRA heard concerns from 
ASLRRA and the National Railroad Construction and Maintenance 
Association, Inc. (NRC), which were two of the associations identified 
in the 2014 Final Rule's Regulatory Impact Analysis (RIA) as likely 
model program developers. These two associations represent most of the 
1,459 employers FRA projected would adopt model training programs 
rather than develop their own.\2\ Although ASLRRA had submitted several 
model training programs to FRA, and had made significant strides 
towards completing some programs, ASLRRA still had a significant number 
of training programs left to develop and submit.
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    \2\ The RIA for the 2014 Final Rule provided the estimated costs 
and benefits, and explained FRA based this analysis on the premise 
that ``most small railroads and contractors will use consortiums or 
model training programs developed by industry associations . . . 
thereby minimizing costs.'' RIA at 15. In the RIA, FRA estimated 
that 1,459 railroads and contractors would use model programs.
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    Based on ASLRRA and NRC's concerns about their ability to submit 
their model training programs by the May 1, 2017, deadline, and the 
significant impact that not meeting the deadline would have on the 
costs associated with the rule and FRA's approval process, FRA issued 
the May 2017 Final Rule extending each of the implementation dates in 
the 2014 Final Rule by one year.

Petition for Reconsideration

    On May 22, 2017, ASLRRA filed a petition for reconsideration of the 
May 2017 Final Rule. ASLRRA's petition was the only petition FRA 
received, and FRA did not receive any comments on the May 2017 Final 
Rule or ASLRRA's petition.
    In the petition, ASLRRA stated that the association will need more 
than a one-year delay on each of the implementation dates in the 2014 
Final Rule and requested that the one-year extension be extended 
further by another year. In the petition, ASLRRA stated that it 
represents over 500 Class II and III railroads and has assumed the 
responsibility for preparing model training programs for its member 
railroads' use. ASLRRA asserts that it still has a significant number 
of model programs left to develop and submit.
    ASLRRA states in its petition that it is utilizing a large group of 
volunteer safety professionals from the ranks of its Safety and 
Training Committee to develop the model programs. ASLRRA is using these 
volunteers because the association asserts it would not otherwise have 
the resources to complete the task. With the commitments it received 
from volunteers, ASLRRA has mapped out a schedule to complete the model 
training programs by fall 2018.\3\ ASLRRA's estimated completion date 
would mean that many of its model programs would likely not be 
completed by the May 1, 2018, deadline afforded by the May 2017 Final 
Rule.
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    \3\ Interested parties can view that schedule at https://www.regulations.gov/document?D=FRA-2009-0033-0039.
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    Further, ASLRRA's petition states that extending the one-year delay 
will allow adequate time to comply with FRA's review and approval 
process and thereby assure its members that its model programs have 
been approved by FRA. According to ASLRRA the additional one-year 
extension will also allow each railroad adequate time to consider how 
it will implement each of the model programs it will adopt and whether 
it will need to adapt the programs to address any unique aspects of its 
operations.

FRA's Response

    FRA delayed each of the implementation dates in the 2014 Final Rule 
by one year largely because if both ASLRRA and NRC cannot submit most 
or all of their model training programs by the model program developer 
deadline, there would be significant cost impacts associated with the 
rule and it would complicate the approval process. Indeed, even if the 
ASLRRA alone were unable to submit its model programs for its more than 
500 member railroads, the cost impacts would still be substantial.
    The 500 or more railroad employers that rely on ASLRRA to produce 
model programs would bear significantly higher costs developing 
personalized training programs, rather than adopting model programs 
that are generic enough to apply to the gamut of railroads. Further, 
FRA's resources would be stretched thin reviewing potentially 500 or 
more individual Class II and Class III railroad employer programs, 
rather than a relatively small number of model programs. Moreover, by 
providing ASLRRA additional time to produce model programs, FRA expects 
the quality of those model programs will be much better than those 
separately prepared by a large number of individual small or medium-
sized railroads. Of course, FRA does not see the value in limiting the 
extension only to ASLRRA and its member railroads. FRA believes all 
regulated entities can

[[Page 60357]]

benefit from having additional time to implement the rule's 
requirements.
    Overall, the additional one-year delay of the implementation dates 
should allow all model training program developers and other regulated 
entities to meet the rule's deadlines. FRA understands that many 
regulated entities were on schedule to meet the original deadlines in 
the 2014 Final Rule, or were preparing to meet the deadlines delayed by 
the May 2017 Final Rule. For those regulated entities that are prepared 
to move forward in advance of any deadline, there is certainly no 
prohibition against doing so and implementing a more robust training 
program should benefit the overall safety of those employers who are 
early adopters.
    In consideration of the foregoing, FRA proposes to delay each of 
the implementation dates in the May 2017 Final Rule by an additional 
year, thereby delaying each of the implementation dates in the 2014 
Final Rule by a total of two years.

Section-by-Section Analysis

Subpart B--Program Components and Approval Process

Section 243.101 Employer Program Required
    The implementation dates in this proposed section would be 
cumulatively delayed by two years from the 2014 Final Rule so all 
employers have additional time to develop and submit training programs. 
Specifically, as previously amended by the May 2017 Final Rule, in 
paragraphs (a)(1) and (b) the January 1, 2019, implementation dates 
would be changed to January 1, 2020. Likewise, in paragraph (a)(2) the 
May 1, 2020, implementation date, as previously amended by the May 2017 
Final Rule, would be changed to May 1, 2021.
Section 243.105 Optional Model Program Development
    The implementation date in proposed paragraph (a)(3) of this 
section would be cumulatively delayed by two years from the 2014 Final 
Rule so that all model program developers have additional time to 
submit model programs, while also potentially benefiting from an 
expedited FRA review process. Under the May 2017 Final Rule, each model 
program submitted to FRA before May 1, 2018, would be considered 
approved and may be implemented 180 days after the date of the 
submission, unless FRA otherwise advises that all or part of the 
program does not conform to the rule's requirements. This NPRM proposes 
to extend that date until May 1, 2019.
Section 243.111 Approval of Programs Filed by Training Organizations or 
Learning Institutions
    FRA proposes that each training organization or learning 
institution that has provided training services to employers covered by 
this part would cumulatively have an additional two years from the 2014 
Final Rule to continue to offer such training services without FRA 
approval. As previously amended by the May 2017 Final Rule, a training 
organization or learning institution that has provided training 
services to employers covered by this part before January 1, 2018, may 
continue to offer such training services without FRA approval until 
January 1, 2019. FRA proposes to amend paragraph (b) of this section so 
that both dates are delayed by an additional year. Accordingly, the 
proposed requirement states that a training organization or learning 
institution that has provided training services to employers covered by 
this part before January 1, 2019, may continue to offer such training 
services without FRA approval until January 1, 2020.

Subpart C--Program Implementation and Oversight Requirements

Section 243.201 Employee Qualification Requirements
    The implementation dates in this section would be cumulatively 
delayed by two years from the 2014 Final Rule so all employers have 
additional time to designate each of their existing safety-related 
railroad employees by occupational category or subcategory, and only 
permit designated employees to perform safety-related service in such 
occupational category or subcategory. In paragraph (a)(1), the 
September 1, 2019, implementation date, as previously amended by the 
May 2017 Final Rule, would be changed to September 1, 2020. Likewise, 
in paragraph (a)(2) the January 1, 2021, implementation date, as 
previously amended by the May 2017 Final Rule, would be changed to 
January 1, 2022.\4\ Further, the dates used for referencing total 
employee work hours for purposes of applying both paragraphs would be 
modified accordingly.
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    \4\ FRA notes that while the May 2017 Final Rule correctly 
amended the implementation date in paragraph (a)(2), the section-by-
section analysis contained an incorrect statement that the paragraph 
(a)(2) deadline in the 2014 Final Rule was May 1, 2019; that date 
was January 1, 2020, calculated as four years and eight months from 
the date of issuance of FRA's Interim Final Compliance Guide.
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    In proposed paragraph (b), the January 1, 2019, implementation 
date, as previously amended by the May 2017 Final Rule, would change to 
January 1, 2020.
    In proposed paragraphs (e)(1) and (2), the implementation dates for 
refresher training would also be cumulatively delayed by two years from 
the 2014 Final Rule. Thus, the January 1, 2021, implementation date in 
paragraph (e)(1), as previously amended by the May 2017 Final Rule, 
would change to January 1, 2022, and the proposed completion of that 
refresher training for each employee would be required no later than 
December 31, 2024, instead of the previously amended date of December 
31, 2023. In proposed paragraph (e)(2), each employer with less than 
400,000 total employee work hours annually would be required to 
implement a refresher training program by May 1, 2023, rather than the 
previously amended date of May 1, 2022, and complete that refresher 
training for each employee by no later than December 31, 2025, instead 
of the previously amended date of December 31, 2024.

Regulatory Impact and Notices

Executive Orders 12866, 13563, 13771, and DOT Regulatory Policies and 
Procedures

    This proposed rule is a non-significant regulatory action within 
the meaning of Executive Order 12866 and DOT policies and procedures. 
See 44 FR 11034 (Feb. 26, 1979). The proposed rule also follows the 
direction of Executive Order 13563 which emphasizes the importance of 
quantifying both costs and benefits, reducing costs, harmonizing rules, 
and promoting flexibility. Finally, the proposed rule follows the 
guidance of Executive Order 13771 (``Reducing Regulation and 
Controlling Regulatory Costs'') which directs agencies to reduce 
regulation and control regulatory costs and provides that ``for every 
one new regulation issued, at least two prior regulations be identified 
for elimination, and that the cost of planned regulations be prudently 
managed and controlled through a budgeting process.'' FRA identified 
this proposed rule as a deregulatory effort to comply with E.O. 13771. 
For more information on Executive Order 13771, see OMB's April 5, 2017 
``Memorandum: Implementing Executive Order 13771, Titled `Reducing 
Regulation and Controlling Regulatory Costs.' ''
    In 2014, FRA published a Final Rule which established minimum 
training standards for each category and subcategory of safety-related 
railroad employee, as required by section 401(a) of the RSIA. FRA 
believes that this proposed rule will reduce the regulatory

[[Page 60358]]

burden on the railroad industry by delaying the implementation dates of 
the 2014 Final Rule. In May 2017, FRA issued a Final Rule which delayed 
each of the implementation dates in the 2014 Final Rule by one year. 
This proposed rule will extend the implementation deadlines by a total 
of two years from the 2014 Final Rule, one year of which has already 
been granted in the May 2017 Final Rule. This proposed rule would be 
beneficial for regulated entities by adding time to comply with the 
2014 Final Rule.
    The costs arising from part 243 over the 20-year period include: 
The costs of revising training programs to include ``hands-on'' 
training where appropriate, as well as the costs of creating entirely 
new training programs for any employer that does not have one already; 
the costs of customizing model training programs for those employers 
that choose to adopt a model program rather than create a new program; 
the costs of annual data review and analysis required in order to 
refine training programs; the costs of revising programs in later 
years; the costs of additional time new employees may have to spend in 
initial training; the costs of additional periodic oversight tests and 
inspections; the costs of additional qualification tests; and the costs 
of additional time all safety-related railroad employees may have to 
spend in refresher training.
    FRA believes that additional hands-on and refresher training found 
in the 2014 Final Rule will reduce the frequency and severity of some 
future accidents and incidents. Expected safety benefits were 
calculated using full accident costs, which are based on past accident 
history, the values of preventing future fatalities and injuries 
sustained, and the cost of property damage. (Full accident costs are 
determined by the number of fatalities and injuries multiplied by their 
respective prevention valuations, and the cost of property damage.)
    By delaying the implementation dates of the 2014 Final Rule, 
railroads will realize a cost savings. Railroads will not incur costs 
during the first two years of this analysis. Also, costs incurred in 
future years will be discounted an extra two years, which will decrease 
the present value burden. The present value of costs would be less than 
if the original implementation dates were adhered to. FRA has estimated 
this cost savings to be approximately $40.6 million, at a 3% discount 
rate, and $37.2 million, at a 7% discount rate. The table below shows 
the costs estimated at the final rule stage as well as the costs with 
the two-year implementation delay.

------------------------------------------------------------------------
                                                 Present       Present
                                               value (3%)    value (7%)
------------------------------------------------------------------------
Total costs (2-year delay)..................  $250,309,438  $169,902,295
Final rule costs............................   290,932,418   207,068,184
Two-year-delay cost savings.................    40,622,980    37,165,889
------------------------------------------------------------------------

Regulatory Flexibility Act and Executive Order 13272; Initial 
Regulatory Flexibility Assessment

    FRA has determined and certifies that this proposed rule is not 
expected to have a significant impact on a substantial number of small 
entities. The requirements of this proposed rule would apply to 
employers of safety-related railroad employees, whether the employers 
are railroads, contractors, or subcontractors. Although a substantial 
number of small entities would be subject to this proposed rule, it 
would provide relief by extending all of the implementation dates in 
the 2014 Final Rule, as amended by the May 2017 Final Rule. Thus, the 
economic impact of this proposed rule would not be significant because 
it would only provide additional time for all entities to comply with 
the 2014 Final Rule.
    This proposed rule would have no direct impact on small units of 
government, businesses, or other organizations. State rail agencies are 
not required to participate in this program. State owned railroads 
would receive a positive impact by having additional time to comply.

Paperwork Reduction Act

    There are no new collection of information requirements contained 
in this proposed rule and, in accordance with the Paperwork Reduction 
Act of 1995, 44 U.S.C. 3501 et seq., the record keeping and reporting 
requirements already contained in the 2014 Final Rule have been 
approved by the Office of Management and Budget. The OMB approval 
number is OMB No. 2130-0597. Thus, FRA is not required to seek 
additional OMB approval under the Paperwork Reduction Act.

Federalism Implications

    This proposed rule would not have a substantial effect on the 
states, on the relationship between the national government and the 
states, or on the distribution of power and responsibilities among the 
various levels of government. Thus in accordance with Executive Order 
13132, ``Federalism'' (64 FR 43255, Aug. 10, 1999), preparation of a 
Federalism Assessment is not warranted.

International Trade Impact Assessment

    The Trade Agreement Act of 1979 prohibits Federal agencies from 
engaging in any standards or related activities that create unnecessary 
obstacles to the foreign commerce of the United States. Legitimate 
domestic objectives, such as safety, are not considered unnecessary 
obstacles. The statute also requires consideration of international 
standards and where appropriate, that they be the basis for U.S. 
standards.
    This proposed rule is purely domestic in nature and is not expected 
to affect trade opportunities for U.S. firms doing business overseas or 
for foreign firms doing business in the United States.

Environmental Impact

    FRA has evaluated this proposed rule in accordance with its 
``Procedures for Considering Environmental Impacts'' (FRA's Procedures) 
(64 FR 28545, May 26, 1999) as required by the National Environmental 
Policy Act (42 U.S.C. 4321 et seq.), other environmental statutes, 
Executive Orders, and related regulatory requirements. FRA has 
determined that this proposed rule is not a major FRA action, requiring 
the preparation of an environmental impact statement or environmental 
assessment, because it is categorically excluded from detailed 
environmental review pursuant to section 4(c)(20) of FRA's Procedures. 
See 64 FR 28547 (May 26, 1999).
    In accordance with section 4(c) and (e) of FRA's Procedures, the 
agency has further concluded that no extraordinary circumstances exist 
with respect to this proposed rule that might trigger the need for a 
more detailed environmental review. As a result, FRA finds that this 
proposed rule is not a major Federal action significantly affecting the 
quality of the human environment.

Unfunded Mandates Reform Act of 1995

    Pursuant to section 201 of the Unfunded Mandates Reform Act of 1995 
(Pub. L. 104-4, 2 U.S.C. 1531), each Federal agency shall, unless 
otherwise prohibited by law, assess the effects of Federal regulatory 
actions on State, local, and tribal governments, and the private sector 
(other than to the extent that such regulations incorporate 
requirements specifically set forth in law). Section 202 of the Act (2 
U.S.C. 1532) further requires that before promulgating any general 
notice of proposed rulemaking that is likely to result in the 
promulgation of any rule that includes any Federal mandate that may 
result in expenditure by State, local, and tribal governments, in the 
aggregate, or by the private sector, of

[[Page 60359]]

$100,000,000 or more (adjusted annually for inflation) in any 1 year, 
and before promulgating any final rule for which a general notice of 
proposed rulemaking was published, the agency shall prepare a written 
statement detailing the effect on State, local, and tribal governments 
and the private sector. This proposed rule would not result in such an 
expenditure, and thus preparation of such a statement is not required.

Energy Impact

    Executive Order 13211 requires Federal agencies to prepare a 
Statement of Energy Effects for any ``significant energy action.'' 66 
FR 28355 (May 22, 2001). FRA evaluated this proposed rule in accordance 
with Executive Order 13211, and determined that this regulatory action 
is not a ``significant energy action'' within the meaning of the 
Executive Order.
    Executive Order 13783, ``Promoting Energy Independence and Economic 
Growth,'' requires Federal agencies to review regulations to determine 
whether they potentially burden the development or use of domestically 
produced energy resources, with particular attention to oil, natural 
gas, coal, and nuclear energy resources. 82 FR 16093 (March 31, 2017). 
FRA determined this proposed rule would not burden the development or 
use of domestically produced energy resources.

Privacy Act

    In accordance with 5 U.S.C. 553(c), DOT solicits comments from the 
public to better inform its rulemaking process. DOT posts these 
comments, without edit, including any personal information the 
commenter provides, to www.regulations.gov, as described in the system 
of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
www.dot.gov/privacy.

List of Subjects in 49 CFR Part 243

    Administrative practice and procedure, Penalties, Railroad 
employees, Railroad safety, Reporting and recordkeeping requirements.

The Proposed Rule

    For the reasons discussed in the preamble, FRA proposes to amend 
chapter II, subtitle B of title 49 of the Code of Federal Regulations 
as follows:

PART 243--TRAINING, QUALIFICATION, AND OVERSIGHT FOR SAFETY-RELATED 
RAILROAD EMPLOYEES

0
1. The authority citation for part 243 continues to read as follows:

    Authority: 49 U.S.C. 20103, 20107, 20131-20155, 20162, 20301-
20306, 20701-20702, 21301-21304, 21311; 28 U.S.C. 2461, note; and 49 
CFR 1.89.

Subpart B--Program Components and Approval Process

0
2. Revise Sec.  243.101(a) and (b) to read as follows:


Sec.  243.101  Employer program required.

    (a)(1) Effective January 1, 2020, each employer conducting 
operations subject to this part with 400,000 total employee work hours 
annually or more shall submit, adopt, and comply with a training 
program for its safety-related railroad employees.
    (2) Effective May 1, 2021, each employer conducting operations 
subject to this part with less than 400,000 total employee work hours 
annually shall submit, adopt, and comply with a training program for 
its safety-related railroad employees.
    (b) Except for an employer subject to the requirement in paragraph 
(a)(2) of this section, an employer commencing operations subject to 
this part after January 1, 2020, shall submit a training program for 
its safety-related railroad employees before commencing operations. 
Upon commencing operations, the employer shall adopt and comply with 
the training program.
* * * * *
0
3. Revise Sec.  243.105(a)(3) to read as follows:


Sec.  243.105  Optional model program development.

    (a) * * *
    (3) Each model training program submitted to FRA before May 1, 
2019, is considered approved and may be implemented 180 days after the 
date of submission unless the Associate Administrator advises the 
organization, business, or association that developed and submitted the 
program that all or part of the program does not conform.
* * * * *
0
4. Revise Sec.  243.111(b) to read as follows:


Sec.  243.111  Approval of programs filed by training organizations or 
learning institutions.

* * * * *
    (b) A training organization or learning institution that has 
provided training services to employers covered by this part before 
January 1, 2019, may continue to offer such training services without 
FRA approval until January 1, 2020. The Associate Administrator may 
extend this period at any time based on a written request. Such written 
requests for an extension of time to submit a program should contain 
any factors the training organization or learning institution wants the 
Associate Administrator to consider before approving or disapproving 
the extension.
* * * * *

Subpart C--Program Implementation and Oversight Requirements

0
5. Revise Sec.  243.201(a)(1) and (2), (b), and (e)(1) and (2) to read 
as follows:


Sec.  243.201  Employee qualification requirements.

    (a) * * *
    (1) By no later than September 1, 2020, each employer with 400,000 
total employee work hours annually or more in operation as of January 
1, 2020, shall declare the designation of each of its existing safety-
related railroad employees by occupational category or subcategory, and 
only permit designated employees to perform safety-related service in 
that occupational category or subcategory. The Associate Administrator 
may extend this period based on a written request.
    (2) By no later than January 1, 2022, each employer with less than 
400,000 total employee work hours annually in operation as of January 
1, 2021, shall declare the designation of each of its existing safety-
related railroad employees by occupational category or subcategory, and 
only permit designated employees to perform safety-related service in 
that occupational category or subcategory. The Associate Administrator 
may extend this period based on a written request.
    (b) Except for an employer subject to the requirement in paragraph 
(a)(2) of this section, an employer commencing operations after January 
1, 2020, shall declare the designation of each of its existing safety-
related railroad employees by occupational category or subcategory 
before beginning operations, and only permit designated employees to 
perform safety-related service in that category or subcategory. Any 
person designated shall have met the requirements for newly hired 
employees or those assigned new safety-related duties in accordance 
with paragraph (c) of this section.
* * * * *
    (e) * * *
    (1) Beginning January 1, 2022, each employer with 400,000 total 
employee work hours annually or more shall deliver refresher training 
at an interval not to exceed 3 calendar years from the date of an 
employee's last training event, except where refresher training is 
specifically required more frequently in

[[Page 60360]]

accordance with this chapter. If the last training event occurs before 
FRA's approval of the employer's training program, the employer shall 
provide refresher training either within 3 calendar years from that 
prior training event or no later than December 31, 2024. Each employer 
shall ensure that, as part of each employee's refresher training, the 
employee is trained and qualified on the application of any Federal 
railroad safety laws, regulations, and orders the person is required to 
comply with, as well as any relevant railroad rules and procedures 
promulgated to implement those Federal railroad safety laws, 
regulations, and orders.
    (2) Beginning May 1, 2023, each employer with less than 400,000 
total employee work hours annually shall deliver refresher training at 
an interval not to exceed 3 calendar years from the date of an 
employee's last training event, except where refresher training is 
specifically required more frequently in accordance with this chapter. 
If the last training event occurs before FRA's approval of the 
employer's training program, the employer shall provide refresher 
training either within 3 calendar years from that prior training event 
or no later than December 31, 2025. Each employer shall ensure that, as 
part of each employee's refresher training, the employee is trained and 
qualified on the application of any Federal railroad safety laws, 
regulations, and orders the person is required to comply with, as well 
as any relevant railroad rules and procedures promulgated to implement 
those Federal railroad safety laws, regulations, and orders.

Juan D. Reyes III,
Chief Counsel.
[FR Doc. 2017-27272 Filed 12-19-17; 8:45 am]
BILLING CODE 4910-06-P



                                                                   Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules                                          60355

                                                 must be filed consistent with § 1.1206(b)               addressed to 445 12th Street SW,                      final rule published May 3, 2017 (May
                                                 of the rules. In proceedings governed by                Washington, DC 20554.                                 2017 Final Rule).
                                                 § 1.49(f) of the rules or for which the                   D People with Disabilities: To request              DATES: Written comments on this
                                                 Commission has made available a                         materials in accessible formats for                   proposed rule must be received by
                                                 method of electronic filing, written ex                 people with disabilities (Braille, large              January 19, 2018. Comments received
                                                 parte presentations and memoranda                       print, electronic files, audio format),               after that date will be considered to the
                                                 summarizing oral ex parte                               send an email to fcc504@fcc.gov or call               extent possible without incurring
                                                 presentations, and all attachments                      the Consumer & Governmental Affairs                   additional expense or delay.
                                                 thereto, must be filed through the                      Bureau at 202–418–0530 (voice), 202–                  ADDRESSES: Comments related to Docket
                                                 electronic comment filing system                        418–0432 (tty).                                       No. FRA–2009–0033 may be submitted
                                                 available for that proceeding, and must                 III. Ordering Clauses                                 by any of the following methods:
                                                 be filed in their native format (e.g., .doc,                                                                     • Federal eRulemaking Portal: Go to
                                                 .xml, .ppt, searchable .pdf). Participants                 29. It is ordered, pursuant to the
                                                                                                                                                               http://www.regulations.gov and follow
                                                 in this proceeding should familiarize                   authority found in sections 1, 4, 7, 301,
                                                                                                                                                               the online instructions for submitting
                                                 themselves with the Commission’s ex                     303, 307, 308, 309, 316, 319, 325(b),
                                                                                                                                                               comments;
                                                 parte rules.                                            336, 338, 399b, 403, 614, and 615 of the                 • Mail: Docket Management Facility,
                                                                                                         Communications Act of 1934, as                        U.S. DOT, 1200 New Jersey Avenue SE,
                                                 D. Filing Procedures                                    amended, 47 U.S.C. 151, 154, 157, 301,                W12–140, Washington, DC 20590;
                                                    28. Pursuant to §§ 1.415 and 1.419 of                303, 307, 308, 309, 316, 319, 325(b),                    • Hand Delivery: The Docket
                                                 the Commission’s rules, 47 CFR 1.415,                   336, 338, 399b, 403, 534, and 535, this               Management Facility is located in Room
                                                 1.419, interested parties may file                      Report and Order and Further Notice of                W12–140, West Building Ground Floor,
                                                 comments and reply comments on or                       Proposed Rulemaking is hereby                         U.S. DOT, 1200 New Jersey Avenue SE,
                                                 before the dates indicated on the first                 adopted, effective thirty (30) days after             Washington, DC, between 9 a.m. and 5
                                                 page of this document. Comments may                     the date of publication in the Federal                p.m., Monday through Friday, except
                                                 be filed using the Commission’s                         Register.                                             Federal holidays; or
                                                 Electronic Comment Filing System                           It is further ordered that the                        • Fax: 202–493–2251.
                                                 (ECFS). Electronic Filers: Comments                     Commission’s Consumer and                                Instructions: All submissions must
                                                 may be filed electronically using the                   Governmental Affairs Bureau, Reference                include the agency name and docket
                                                 internet by accessing the ECFS: http://                 Information Center, shall send a copy of              number or Regulatory Identification
                                                 apps.fcc.gov/ecfs/.                                     this Report and Order and Further                     Number (RIN) for this rulemaking
                                                    D Electronic Filers: Comments may be                 Notice of Proposed Rulemaking,                        (2130–AC70). All comments received
                                                 filed electronically using the internet by              including the Final Regulatory                        will be posted without change to http://
                                                 accessing the ECFS: http://apps.fcc.gov/                Flexibility Analysis, to the Chief                    www.regulations.gov; this includes any
                                                 ecfs/.                                                  Counsel for Advocacy of the Small                     personal information. Please see the
                                                    D Paper Filers: Parties who choose to                Business Administration.                              Privacy Act heading in the
                                                 file by paper must file an original and                 Federal Communications Commission.                    SUPPLEMENTARY INFORMATION section of
                                                 one copy of each filing. If more than one               Marlene H. Dortch,                                    this document for Privacy Act
                                                 docket or rulemaking number appears in                  Secretary.                                            information related to any submitted
                                                 the caption of this proceeding, filers                  [FR Doc. 2017–27433 Filed 12–19–17; 8:45 am]          comments or materials.
                                                 must submit two additional copies for                   BILLING CODE 6712–01–P
                                                                                                                                                                  Docket: For access to the docket to
                                                 each additional docket or rulemaking                                                                          read background documents, petitions
                                                 number.                                                                                                       for reconsideration, or comments
                                                    D Filings can be sent by hand or                     DEPARTMENT OF TRANSPORTATION
                                                                                                                                                               received, go to http://
                                                 messenger delivery, by commercial                                                                             www.regulations.gov and follow the
                                                 overnight courier, or by first-class or                 Federal Railroad Administration                       online instructions for accessing the
                                                 overnight U.S. Postal Service mail. All                                                                       docket or visit the Docket Management
                                                 filings must be addressed to the                        49 CFR Part 243                                       Facility described above.
                                                 Commission’s Secretary, Office of the                                                                         FOR FURTHER INFORMATION CONTACT:
                                                                                                         [Docket No. FRA–2009–0033, Notice No. 5]              Robert J. Castiglione, Staff Director—
                                                 Secretary, Federal Communications
                                                 Commission.                                             RIN 2130–AC70                                         Human Performance Division, Federal
                                                    D All hand-delivered or messenger-                                                                         Railroad Administration, 4100
                                                 delivered paper filings for the                         Training, Qualification, and Oversight                International Plaza, Suite 450, Fort
                                                 Commission’s Secretary must be                          for Safety-Related Railroad Employees                 Worth, TX 76109–4820 (telephone: 817–
                                                 delivered to FCC Headquarters at 445                    AGENCY: Federal Railroad                              447–2715); or Alan H. Nagler, Senior
                                                 12th St., SW, Room TW–A325,                             Administration (FRA), Department of                   Trial Attorney, Federal Railroad
                                                 Washington, DC 20554. The filing hours                  Transportation (DOT).                                 Administration, Office of Chief Counsel,
                                                 are 8:00 a.m. to 7:00 p.m. All hand                                                                           1200 New Jersey Avenue SE,
                                                                                                         ACTION: Notice of proposed rulemaking
                                                 deliveries must be held together with                                                                         Washington, DC 20590 (telephone: 202–
                                                                                                         (NPRM).
                                                 rubber bands or fasteners. Any                                                                                493–6038).
                                                 envelopes and boxes must be disposed                    SUMMARY:   In response to a petition for              SUPPLEMENTARY INFORMATION: On
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                                                 of before entering the building.                        reconsideration of a final rule, FRA                  November 7, 2014, FRA published a
                                                    D Commercial overnight mail (other                   proposes to amend its regulations                     final rule (2014 Final Rule) that
                                                 than U.S. Postal Service Express Mail                   (Training, Qualification, and Oversight               established minimum training standards
                                                 and Priority Mail) must be sent to 9050                 for Safety-Related Railroad Employees)                for each category and subcategory of
                                                 Junction Drive, Annapolis Junction, MD                  by delaying certain implementation                    safety-related railroad employees and
                                                 20701.                                                  dates an additional year. FRA                         required railroad carriers, contractors,
                                                    D U.S. Postal Service first-class,                   previously delayed the regulations’                   and subcontractors to submit training
                                                 Express, and Priority mail must be                      implementation dates for one year in a                programs to FRA for approval. See 79


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                                                 60356              Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules

                                                 FR 66459. The 2014 Final Rule was                       regulated community would likely find                   association asserts it would not
                                                 required by section 401(a) of the Rail                  them useful.                                            otherwise have the resources to
                                                 Safety Improvement Act of 2008 (RSIA),                     During FRA outreach on the 2014                      complete the task. With the
                                                 Public Law 110–432, 122 Stat. 4883                      Final Rule, FRA heard concerns from                     commitments it received from
                                                 (Oct. 16, 2008), codified at 49 U.S.C.                  ASLRRA and the National Railroad                        volunteers, ASLRRA has mapped out a
                                                 20162. The Secretary of Transportation                  Construction and Maintenance                            schedule to complete the model training
                                                 delegated the authority to conduct this                 Association, Inc. (NRC), which were two                 programs by fall 2018.3 ASLRRA’s
                                                 rulemaking and implement the rule to                    of the associations identified in the 2014              estimated completion date would mean
                                                 the Federal Railroad Administrator. 49                  Final Rule’s Regulatory Impact Analysis                 that many of its model programs would
                                                 CFR 1.89(b).                                            (RIA) as likely model program                           likely not be completed by the May 1,
                                                                                                         developers. These two associations                      2018, deadline afforded by the May
                                                    In the preamble to the 2014 Final                    represent most of the 1,459 employers                   2017 Final Rule.
                                                 Rule, FRA noted the importance of                       FRA projected would adopt model
                                                 establishing implementation dates and                                                                              Further, ASLRRA’s petition states that
                                                                                                         training programs rather than develop                   extending the one-year delay will allow
                                                 providing incentives for the early filing               their own.2 Although ASLRRA had
                                                 of model programs to improve the                                                                                adequate time to comply with FRA’s
                                                                                                         submitted several model training                        review and approval process and
                                                 efficiency and effectiveness of the                     programs to FRA, and had made
                                                 review process. FRA recognized it was                                                                           thereby assure its members that its
                                                                                                         significant strides towards completing                  model programs have been approved by
                                                 paramount to give model program                         some programs, ASLRRA still had a                       FRA. According to ASLRRA the
                                                 developers sufficient time to develop                   significant number of training programs                 additional one-year extension will also
                                                 programs and receive FRA approval.                      left to develop and submit.                             allow each railroad adequate time to
                                                 FRA also recognized that employers                         Based on ASLRRA and NRC’s                            consider how it will implement each of
                                                 would not use those model programs                      concerns about their ability to submit                  the model programs it will adopt and
                                                 unless the employers were given                         their model training programs by the                    whether it will need to adapt the
                                                 reasonable time to consider those                       May 1, 2017, deadline, and the                          programs to address any unique aspects
                                                 programs before the employers’                          significant impact that not meeting the                 of its operations.
                                                 deadline for implementation.                            deadline would have on the costs
                                                 Consequently, the 2014 Final Rule                       associated with the rule and FRA’s                      FRA’s Response
                                                 provided model program developers                       approval process, FRA issued the May                       FRA delayed each of the
                                                 with an incentive to file all model                     2017 Final Rule extending each of the                   implementation dates in the 2014 Final
                                                 programs by May 1, 2017—eight months                    implementation dates in the 2014 Final                  Rule by one year largely because if both
                                                 before the first employers were required                Rule by one year.                                       ASLRRA and NRC cannot submit most
                                                 to submit model programs and two                                                                                or all of their model training programs
                                                                                                         Petition for Reconsideration
                                                 years before smaller employers (i.e.,                                                                           by the model program developer
                                                 those employers with less than 400,000                     On May 22, 2017, ASLRRA filed a
                                                                                                                                                                 deadline, there would be significant cost
                                                 total employee work hours annually)                     petition for reconsideration of the May
                                                                                                                                                                 impacts associated with the rule and it
                                                 were required to submit their model                     2017 Final Rule. ASLRRA’s petition was
                                                                                                                                                                 would complicate the approval process.
                                                 programs. See 79 FR 66459, 66503–                       the only petition FRA received, and
                                                                                                                                                                 Indeed, even if the ASLRRA alone were
                                                 66504. The incentive to submit early                    FRA did not receive any comments on
                                                                                                                                                                 unable to submit its model programs for
                                                 was a guarantee from FRA that the                       the May 2017 Final Rule or ASLRRA’s
                                                                                                                                                                 its more than 500 member railroads, the
                                                 model program would be considered                       petition.
                                                                                                            In the petition, ASLRRA stated that                  cost impacts would still be substantial.
                                                 approved so it could be implemented
                                                                                                         the association will need more than a                      The 500 or more railroad employers
                                                 within 180 days after the date of
                                                                                                         one-year delay on each of the                           that rely on ASLRRA to produce model
                                                 submission unless FRA identified that
                                                                                                         implementation dates in the 2014 Final                  programs would bear significantly
                                                 all or part of the program did not
                                                                                                         Rule and requested that the one-year                    higher costs developing personalized
                                                 conform to the rule’s requirements.
                                                                                                         extension be extended further by                        training programs, rather than adopting
                                                    After publishing the 2014 Final Rule,                another year. In the petition, ASLRRA                   model programs that are generic enough
                                                 FRA took significant steps to educate                   stated that it represents over 500 Class                to apply to the gamut of railroads.
                                                 the regulated community on its                          II and III railroads and has assumed the                Further, FRA’s resources would be
                                                 requirements and assist with the                        responsibility for preparing model                      stretched thin reviewing potentially 500
                                                 development of model training plans.                    training programs for its member                        or more individual Class II and Class III
                                                 For example, on March 20, 2017, FRA                     railroads’ use. ASLRRA asserts that it                  railroad employer programs, rather than
                                                 added information to its website to more                still has a significant number of model                 a relatively small number of model
                                                 broadly disseminate information about                   programs left to develop and submit.                    programs. Moreover, by providing
                                                 the 2014 Final Rule’s requirements. See                    ASLRRA states in its petition that it                ASLRRA additional time to produce
                                                 https://www.fra.dot.gov/Page/P1023.1                    is utilizing a large group of volunteer                 model programs, FRA expects the
                                                 Moreover, when ASLRRA requested                         safety professionals from the ranks of its              quality of those model programs will be
                                                 FRA’s help in developing its model                      Safety and Training Committee to                        much better than those separately
                                                 programs for its members, FRA shared                    develop the model programs. ASLRRA                      prepared by a large number of
                                                 training documents it uses to train the                 is using these volunteers because the                   individual small or medium-sized
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                                                 agency’s personnel on Federal rail safety                                                                       railroads. Of course, FRA does not see
                                                 requirements. FRA then made those                         2 The RIA for the 2014 Final Rule provided the        the value in limiting the extension only
                                                 same FRA training documents available                   estimated costs and benefits, and explained FRA         to ASLRRA and its member railroads.
                                                 on FRA’s website because others in the                  based this analysis on the premise that ‘‘most small    FRA believes all regulated entities can
                                                                                                         railroads and contractors will use consortiums or
                                                                                                         model training programs developed by industry
                                                   1 Additional details about each of those steps are    associations . . . thereby minimizing costs.’’ RIA at     3 Interested parties can view that schedule at

                                                 contained in the May 2017 Final Rule. See 82 FR         15. In the RIA, FRA estimated that 1,459 railroads      https://www.regulations.gov/document?D=FRA-
                                                 20549 (May 3, 2017).                                    and contractors would use model programs.               2009-0033-0039.



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                                                                   Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules                                           60357

                                                 benefit from having additional time to                  Section 243.111 Approval of Programs                  Final Rule, would change to January 1,
                                                 implement the rule’s requirements.                      Filed by Training Organizations or                    2020.
                                                    Overall, the additional one-year delay               Learning Institutions                                    In proposed paragraphs (e)(1) and (2),
                                                 of the implementation dates should                         FRA proposes that each training                    the implementation dates for refresher
                                                 allow all model training program                                                                              training would also be cumulatively
                                                                                                         organization or learning institution that
                                                 developers and other regulated entities                                                                       delayed by two years from the 2014
                                                                                                         has provided training services to
                                                 to meet the rule’s deadlines. FRA                                                                             Final Rule. Thus, the January 1, 2021,
                                                                                                         employers covered by this part would
                                                 understands that many regulated                                                                               implementation date in paragraph (e)(1),
                                                                                                         cumulatively have an additional two
                                                 entities were on schedule to meet the                                                                         as previously amended by the May 2017
                                                                                                         years from the 2014 Final Rule to
                                                 original deadlines in the 2014 Final                                                                          Final Rule, would change to January 1,
                                                                                                         continue to offer such training services
                                                 Rule, or were preparing to meet the                                                                           2022, and the proposed completion of
                                                                                                         without FRA approval. As previously
                                                 deadlines delayed by the May 2017                                                                             that refresher training for each employee
                                                                                                         amended by the May 2017 Final Rule,
                                                 Final Rule. For those regulated entities                                                                      would be required no later than
                                                                                                         a training organization or learning
                                                 that are prepared to move forward in                                                                          December 31, 2024, instead of the
                                                 advance of any deadline, there is                       institution that has provided training
                                                                                                         services to employers covered by this                 previously amended date of December
                                                 certainly no prohibition against doing so                                                                     31, 2023. In proposed paragraph (e)(2),
                                                 and implementing a more robust                          part before January 1, 2018, may
                                                                                                         continue to offer such training services              each employer with less than 400,000
                                                 training program should benefit the                                                                           total employee work hours annually
                                                 overall safety of those employers who                   without FRA approval until January 1,
                                                                                                         2019. FRA proposes to amend paragraph                 would be required to implement a
                                                 are early adopters.                                                                                           refresher training program by May 1,
                                                    In consideration of the foregoing, FRA               (b) of this section so that both dates are
                                                                                                         delayed by an additional year.                        2023, rather than the previously
                                                 proposes to delay each of the                                                                                 amended date of May 1, 2022, and
                                                 implementation dates in the May 2017                    Accordingly, the proposed requirement
                                                                                                         states that a training organization or                complete that refresher training for each
                                                 Final Rule by an additional year,                                                                             employee by no later than December 31,
                                                 thereby delaying each of the                            learning institution that has provided
                                                                                                         training services to employers covered                2025, instead of the previously amended
                                                 implementation dates in the 2014 Final                                                                        date of December 31, 2024.
                                                 Rule by a total of two years.                           by this part before January 1, 2019, may
                                                                                                         continue to offer such training services              Regulatory Impact and Notices
                                                 Section-by-Section Analysis                             without FRA approval until January 1,
                                                                                                         2020.                                                 Executive Orders 12866, 13563, 13771,
                                                 Subpart B—Program Components and                                                                              and DOT Regulatory Policies and
                                                 Approval Process                                        Subpart C—Program Implementation                      Procedures
                                                 Section 243.101 Employer Program                        and Oversight Requirements                               This proposed rule is a non-
                                                 Required                                                Section 243.201 Employee                              significant regulatory action within the
                                                   The implementation dates in this                      Qualification Requirements                            meaning of Executive Order 12866 and
                                                 proposed section would be                                  The implementation dates in this                   DOT policies and procedures. See 44 FR
                                                 cumulatively delayed by two years from                  section would be cumulatively delayed                 11034 (Feb. 26, 1979). The proposed
                                                 the 2014 Final Rule so all employers                    by two years from the 2014 Final Rule                 rule also follows the direction of
                                                 have additional time to develop and                     so all employers have additional time to              Executive Order 13563 which
                                                 submit training programs. Specifically,                 designate each of their existing safety-              emphasizes the importance of
                                                 as previously amended by the May 2017                   related railroad employees by                         quantifying both costs and benefits,
                                                 Final Rule, in paragraphs (a)(1) and (b)                occupational category or subcategory,                 reducing costs, harmonizing rules, and
                                                 the January 1, 2019, implementation                     and only permit designated employees                  promoting flexibility. Finally, the
                                                 dates would be changed to January 1,                    to perform safety-related service in such             proposed rule follows the guidance of
                                                 2020. Likewise, in paragraph (a)(2) the                 occupational category or subcategory. In              Executive Order 13771 (‘‘Reducing
                                                 May 1, 2020, implementation date, as                    paragraph (a)(1), the September 1, 2019,              Regulation and Controlling Regulatory
                                                 previously amended by the May 2017                      implementation date, as previously                    Costs’’) which directs agencies to reduce
                                                 Final Rule, would be changed to May 1,                  amended by the May 2017 Final Rule,                   regulation and control regulatory costs
                                                 2021.                                                   would be changed to September 1, 2020.                and provides that ‘‘for every one new
                                                                                                         Likewise, in paragraph (a)(2) the January             regulation issued, at least two prior
                                                 Section 243.105 Optional Model                                                                                regulations be identified for elimination,
                                                 Program Development                                     1, 2021, implementation date, as
                                                                                                         previously amended by the May 2017                    and that the cost of planned regulations
                                                    The implementation date in proposed                                                                        be prudently managed and controlled
                                                                                                         Final Rule, would be changed to January
                                                 paragraph (a)(3) of this section would be                                                                     through a budgeting process.’’ FRA
                                                                                                         1, 2022.4 Further, the dates used for
                                                 cumulatively delayed by two years from                                                                        identified this proposed rule as a
                                                                                                         referencing total employee work hours
                                                 the 2014 Final Rule so that all model                                                                         deregulatory effort to comply with E.O.
                                                                                                         for purposes of applying both
                                                 program developers have additional                                                                            13771. For more information on
                                                                                                         paragraphs would be modified
                                                 time to submit model programs, while                                                                          Executive Order 13771, see OMB’s April
                                                                                                         accordingly.
                                                 also potentially benefiting from an                                                                           5, 2017 ‘‘Memorandum: Implementing
                                                                                                            In proposed paragraph (b), the January
                                                 expedited FRA review process. Under                                                                           Executive Order 13771, Titled
                                                                                                         1, 2019, implementation date, as
                                                 the May 2017 Final Rule, each model                                                                           ‘Reducing Regulation and Controlling
                                                                                                         previously amended by the May 2017
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                                                 program submitted to FRA before May                                                                           Regulatory Costs.’ ’’
                                                 1, 2018, would be considered approved                      4 FRA notes that while the May 2017 Final Rule        In 2014, FRA published a Final Rule
                                                 and may be implemented 180 days after                   correctly amended the implementation date in          which established minimum training
                                                 the date of the submission, unless FRA                  paragraph (a)(2), the section-by-section analysis     standards for each category and
                                                 otherwise advises that all or part of the               contained an incorrect statement that the paragraph   subcategory of safety-related railroad
                                                                                                         (a)(2) deadline in the 2014 Final Rule was May 1,
                                                 program does not conform to the rule’s                  2019; that date was January 1, 2020, calculated as
                                                                                                                                                               employee, as required by section 401(a)
                                                 requirements. This NPRM proposes to                     four years and eight months from the date of          of the RSIA. FRA believes that this
                                                 extend that date until May 1, 2019.                     issuance of FRA’s Interim Final Compliance Guide.     proposed rule will reduce the regulatory


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                                                 60358             Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules

                                                 burden on the railroad industry by                                                        Present        Present      International Trade Impact Assessment
                                                 delaying the implementation dates of                                                       value          value
                                                                                                                                            (3%)           (7%)           The Trade Agreement Act of 1979
                                                 the 2014 Final Rule. In May 2017, FRA                                                                                 prohibits Federal agencies from
                                                 issued a Final Rule which delayed each                  Total costs (2-year                                           engaging in any standards or related
                                                 of the implementation dates in the 2014                   delay) ...................   $250,309,438    $169,902,295
                                                                                                                                                                       activities that create unnecessary
                                                 Final Rule by one year. This proposed                   Final rule costs ........       290,932,418     207,068,184
                                                                                                         Two-year-delay cost                                           obstacles to the foreign commerce of the
                                                 rule will extend the implementation                       savings .................      40,622,980      37,165,889   United States. Legitimate domestic
                                                 deadlines by a total of two years from                                                                                objectives, such as safety, are not
                                                 the 2014 Final Rule, one year of which                                                                                considered unnecessary obstacles. The
                                                                                                         Regulatory Flexibility Act and Executive
                                                 has already been granted in the May                                                                                   statute also requires consideration of
                                                                                                         Order 13272; Initial Regulatory
                                                 2017 Final Rule. This proposed rule                                                                                   international standards and where
                                                                                                         Flexibility Assessment
                                                 would be beneficial for regulated                                                                                     appropriate, that they be the basis for
                                                 entities by adding time to comply with                    FRA has determined and certifies that                       U.S. standards.
                                                 the 2014 Final Rule.                                    this proposed rule is not expected to                            This proposed rule is purely domestic
                                                    The costs arising from part 243 over                 have a significant impact on a                                in nature and is not expected to affect
                                                 the 20-year period include: The costs of                substantial number of small entities.                         trade opportunities for U.S. firms doing
                                                 revising training programs to include                   The requirements of this proposed rule                        business overseas or for foreign firms
                                                 ‘‘hands-on’’ training where appropriate,                would apply to employers of safety-                           doing business in the United States.
                                                 as well as the costs of creating entirely               related railroad employees, whether the
                                                 new training programs for any employer                  employers are railroads, contractors, or                      Environmental Impact
                                                 that does not have one already; the costs               subcontractors. Although a substantial                           FRA has evaluated this proposed rule
                                                 of customizing model training programs                  number of small entities would be                             in accordance with its ‘‘Procedures for
                                                 for those employers that choose to adopt                subject to this proposed rule, it would                       Considering Environmental Impacts’’
                                                 a model program rather than create a                    provide relief by extending all of the                        (FRA’s Procedures) (64 FR 28545, May
                                                 new program; the costs of annual data                   implementation dates in the 2014 Final                        26, 1999) as required by the National
                                                 review and analysis required in order to                Rule, as amended by the May 2017 Final                        Environmental Policy Act (42 U.S.C.
                                                 refine training programs; the costs of                  Rule. Thus, the economic impact of this                       4321 et seq.), other environmental
                                                 revising programs in later years; the                   proposed rule would not be significant                        statutes, Executive Orders, and related
                                                 costs of additional time new employees                  because it would only provide                                 regulatory requirements. FRA has
                                                 may have to spend in initial training;                  additional time for all entities to comply                    determined that this proposed rule is
                                                 the costs of additional periodic                        with the 2014 Final Rule.                                     not a major FRA action, requiring the
                                                 oversight tests and inspections; the costs                                                                            preparation of an environmental impact
                                                                                                           This proposed rule would have no
                                                 of additional qualification tests; and the                                                                            statement or environmental assessment,
                                                                                                         direct impact on small units of
                                                 costs of additional time all safety-related                                                                           because it is categorically excluded from
                                                                                                         government, businesses, or other
                                                 railroad employees may have to spend                                                                                  detailed environmental review pursuant
                                                                                                         organizations. State rail agencies are not
                                                 in refresher training.                                                                                                to section 4(c)(20) of FRA’s Procedures.
                                                                                                         required to participate in this program.
                                                    FRA believes that additional hands-on                State owned railroads would receive a                         See 64 FR 28547 (May 26, 1999).
                                                 and refresher training found in the 2014                positive impact by having additional                             In accordance with section 4(c) and
                                                 Final Rule will reduce the frequency                    time to comply.                                               (e) of FRA’s Procedures, the agency has
                                                 and severity of some future accidents                                                                                 further concluded that no extraordinary
                                                 and incidents. Expected safety benefits                 Paperwork Reduction Act                                       circumstances exist with respect to this
                                                 were calculated using full accident                                                                                   proposed rule that might trigger the
                                                 costs, which are based on past accident                   There are no new collection of                              need for a more detailed environmental
                                                 history, the values of preventing future                information requirements contained in                         review. As a result, FRA finds that this
                                                 fatalities and injuries sustained, and the              this proposed rule and, in accordance                         proposed rule is not a major Federal
                                                 cost of property damage. (Full accident                 with the Paperwork Reduction Act of                           action significantly affecting the quality
                                                 costs are determined by the number of                   1995, 44 U.S.C. 3501 et seq., the record                      of the human environment.
                                                 fatalities and injuries multiplied by                   keeping and reporting requirements
                                                 their respective prevention valuations,                 already contained in the 2014 Final                           Unfunded Mandates Reform Act of 1995
                                                 and the cost of property damage.)                       Rule have been approved by the Office                           Pursuant to section 201 of the
                                                    By delaying the implementation dates                 of Management and Budget. The OMB                             Unfunded Mandates Reform Act of 1995
                                                 of the 2014 Final Rule, railroads will                  approval number is OMB No. 2130–                              (Pub. L. 104–4, 2 U.S.C. 1531), each
                                                 realize a cost savings. Railroads will not              0597. Thus, FRA is not required to seek                       Federal agency shall, unless otherwise
                                                 incur costs during the first two years of               additional OMB approval under the                             prohibited by law, assess the effects of
                                                 this analysis. Also, costs incurred in                  Paperwork Reduction Act.                                      Federal regulatory actions on State,
                                                 future years will be discounted an extra                Federalism Implications                                       local, and tribal governments, and the
                                                 two years, which will decrease the                                                                                    private sector (other than to the extent
                                                 present value burden. The present value                    This proposed rule would not have a                        that such regulations incorporate
                                                 of costs would be less than if the                      substantial effect on the states, on the                      requirements specifically set forth in
                                                 original implementation dates were                      relationship between the national                             law). Section 202 of the Act (2 U.S.C.
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                                                 adhered to. FRA has estimated this cost                 government and the states, or on the                          1532) further requires that before
                                                 savings to be approximately $40.6                       distribution of power and                                     promulgating any general notice of
                                                 million, at a 3% discount rate, and                     responsibilities among the various                            proposed rulemaking that is likely to
                                                 $37.2 million, at a 7% discount rate.                   levels of government. Thus in                                 result in the promulgation of any rule
                                                 The table below shows the costs                         accordance with Executive Order 13132,                        that includes any Federal mandate that
                                                 estimated at the final rule stage as well               ‘‘Federalism’’ (64 FR 43255, Aug. 10,                         may result in expenditure by State,
                                                 as the costs with the two-year                          1999), preparation of a Federalism                            local, and tribal governments, in the
                                                 implementation delay.                                   Assessment is not warranted.                                  aggregate, or by the private sector, of


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                                                                   Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules                                             60359

                                                 $100,000,000 or more (adjusted                            Authority: 49 U.S.C. 20103, 20107, 20131–           program should contain any factors the
                                                 annually for inflation) in any 1 year, and              20155, 20162, 20301–20306, 20701–20702,               training organization or learning
                                                 before promulgating any final rule for                  21301–21304, 21311; 28 U.S.C. 2461, note;             institution wants the Associate
                                                 which a general notice of proposed                      and 49 CFR 1.89.                                      Administrator to consider before
                                                 rulemaking was published, the agency                    Subpart B—Program Components and                      approving or disapproving the
                                                 shall prepare a written statement                       Approval Process                                      extension.
                                                 detailing the effect on State, local, and                                                                     *     *     *    *    *
                                                 tribal governments and the private                      ■ 2. Revise § 243.101(a) and (b) to read
                                                 sector. This proposed rule would not                    as follows:                                           Subpart C—Program Implementation
                                                 result in such an expenditure, and thus                                                                       and Oversight Requirements
                                                 preparation of such a statement is not                  § 243.101    Employer program required.
                                                 required.                                                  (a)(1) Effective January 1, 2020, each             ■ 5. Revise § 243.201(a)(1) and (2), (b),
                                                                                                         employer conducting operations subject                and (e)(1) and (2) to read as follows:
                                                 Energy Impact                                           to this part with 400,000 total employee              § 243.201 Employee qualification
                                                   Executive Order 13211 requires                        work hours annually or more shall                     requirements.
                                                 Federal agencies to prepare a Statement                 submit, adopt, and comply with a
                                                                                                                                                                 (a) * * *
                                                 of Energy Effects for any ‘‘significant                 training program for its safety-related                 (1) By no later than September 1,
                                                 energy action.’’ 66 FR 28355 (May 22,                   railroad employees.                                   2020, each employer with 400,000 total
                                                 2001). FRA evaluated this proposed rule                    (2) Effective May 1, 2021, each
                                                                                                                                                               employee work hours annually or more
                                                 in accordance with Executive Order                      employer conducting operations subject
                                                                                                                                                               in operation as of January 1, 2020, shall
                                                 13211, and determined that this                         to this part with less than 400,000 total
                                                                                                                                                               declare the designation of each of its
                                                 regulatory action is not a ‘‘significant                employee work hours annually shall
                                                                                                                                                               existing safety-related railroad
                                                 energy action’’ within the meaning of                   submit, adopt, and comply with a
                                                 the Executive Order.                                                                                          employees by occupational category or
                                                                                                         training program for its safety-related
                                                   Executive Order 13783, ‘‘Promoting                                                                          subcategory, and only permit designated
                                                                                                         railroad employees.
                                                 Energy Independence and Economic                                                                              employees to perform safety-related
                                                                                                            (b) Except for an employer subject to
                                                 Growth,’’ requires Federal agencies to                                                                        service in that occupational category or
                                                                                                         the requirement in paragraph (a)(2) of
                                                 review regulations to determine whether                                                                       subcategory. The Associate
                                                                                                         this section, an employer commencing
                                                 they potentially burden the                                                                                   Administrator may extend this period
                                                                                                         operations subject to this part after
                                                 development or use of domestically                                                                            based on a written request.
                                                                                                         January 1, 2020, shall submit a training
                                                 produced energy resources, with                                                                                 (2) By no later than January 1, 2022,
                                                                                                         program for its safety-related railroad
                                                 particular attention to oil, natural gas,                                                                     each employer with less than 400,000
                                                                                                         employees before commencing
                                                 coal, and nuclear energy resources. 82                                                                        total employee work hours annually in
                                                                                                         operations. Upon commencing
                                                 FR 16093 (March 31, 2017). FRA                                                                                operation as of January 1, 2021, shall
                                                                                                         operations, the employer shall adopt
                                                 determined this proposed rule would                                                                           declare the designation of each of its
                                                                                                         and comply with the training program.
                                                 not burden the development or use of                                                                          existing safety-related railroad
                                                                                                         *      *     *     *    *                             employees by occupational category or
                                                 domestically produced energy                            ■ 3. Revise § 243.105(a)(3) to read as
                                                 resources.                                                                                                    subcategory, and only permit designated
                                                                                                         follows:                                              employees to perform safety-related
                                                 Privacy Act                                                                                                   service in that occupational category or
                                                                                                         § 243.105 Optional model program
                                                   In accordance with 5 U.S.C. 553(c),                   development.                                          subcategory. The Associate
                                                 DOT solicits comments from the public                      (a) * * *                                          Administrator may extend this period
                                                 to better inform its rulemaking process.                   (3) Each model training program                    based on a written request.
                                                 DOT posts these comments, without                       submitted to FRA before May 1, 2019,                    (b) Except for an employer subject to
                                                 edit, including any personal information                is considered approved and may be                     the requirement in paragraph (a)(2) of
                                                 the commenter provides, to                              implemented 180 days after the date of                this section, an employer commencing
                                                 www.regulations.gov, as described in                    submission unless the Associate                       operations after January 1, 2020, shall
                                                 the system of records notice (DOT/ALL–                  Administrator advises the organization,               declare the designation of each of its
                                                 14 FDMS), which can be reviewed at                      business, or association that developed               existing safety-related railroad
                                                 www.dot.gov/privacy.                                    and submitted the program that all or                 employees by occupational category or
                                                                                                         part of the program does not conform.                 subcategory before beginning
                                                 List of Subjects in 49 CFR Part 243
                                                                                                                                                               operations, and only permit designated
                                                   Administrative practice and                           *      *    *    *     *                              employees to perform safety-related
                                                 procedure, Penalties, Railroad                          ■ 4. Revise § 243.111(b) to read as
                                                                                                                                                               service in that category or subcategory.
                                                 employees, Railroad safety, Reporting                   follows:                                              Any person designated shall have met
                                                 and recordkeeping requirements.                         § 243.111 Approval of programs filed by               the requirements for newly hired
                                                 The Proposed Rule                                       training organizations or learning                    employees or those assigned new safety-
                                                                                                         institutions.                                         related duties in accordance with
                                                   For the reasons discussed in the                                                                            paragraph (c) of this section.
                                                                                                         *     *     *     *    *
                                                 preamble, FRA proposes to amend
                                                                                                           (b) A training organization or learning             *     *     *     *    *
                                                 chapter II, subtitle B of title 49 of the
                                                                                                         institution that has provided training                  (e) * * *
                                                 Code of Federal Regulations as follows:
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                                                                                                         services to employers covered by this                   (1) Beginning January 1, 2022, each
                                                 PART 243—TRAINING,                                      part before January 1, 2019, may                      employer with 400,000 total employee
                                                 QUALIFICATION, AND OVERSIGHT                            continue to offer such training services              work hours annually or more shall
                                                 FOR SAFETY-RELATED RAILROAD                             without FRA approval until January 1,                 deliver refresher training at an interval
                                                 EMPLOYEES                                               2020. The Associate Administrator may                 not to exceed 3 calendar years from the
                                                                                                         extend this period at any time based on               date of an employee’s last training
                                                 ■ 1. The authority citation for part 243                a written request. Such written requests              event, except where refresher training is
                                                 continues to read as follows:                           for an extension of time to submit a                  specifically required more frequently in


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                                                 60360             Federal Register / Vol. 82, No. 243 / Wednesday, December 20, 2017 / Proposed Rules

                                                 accordance with this chapter. If the last               SUMMARY:   FMCSA announces regulatory                 number in the body of your document
                                                 training event occurs before FRA’s                      guidance to clarify the applicability of              so that FMCSA can contact you if there
                                                 approval of the employer’s training                     the ‘‘Agricultural commodity’’                        are questions regarding your
                                                 program, the employer shall provide                     exception to the ‘‘Hours of Service of                submission.
                                                 refresher training either within 3                      Drivers’’ regulations, and requests                     To submit your comment online, go to
                                                 calendar years from that prior training                 public comments. This regulatory                      http://www.regulations.gov, put the
                                                 event or no later than December 31,                     guidance is being proposed to ensure                  docket number, FMCSA–2017–0360, in
                                                 2024. Each employer shall ensure that,                  consistent understanding and                          the keyword box, and click ‘‘Search.’’
                                                 as part of each employee’s refresher                    application of the exception by motor                 When the new screen appears, click on
                                                 training, the employee is trained and                   carriers and State officials enforcing                the ‘‘Comment Now!’’ button and type
                                                 qualified on the application of any                     hours of service rules identical to or                your comment into the text box on the
                                                 Federal railroad safety laws, regulations,              compatible with FMCSA’s                               following screen. Choose whether you
                                                 and orders the person is required to                    requirements.                                         are submitting your comment as an
                                                 comply with, as well as any relevant                                                                          individual or on behalf of a third party
                                                                                                         DATES:  Comments must be received on
                                                 railroad rules and procedures                                                                                 and then submit.
                                                                                                         or before January 19, 2018. This
                                                 promulgated to implement those                                                                                  If you submit your comments by mail
                                                                                                         guidance would expire no later than 5
                                                 Federal railroad safety laws, regulations,                                                                    or hand delivery, submit them in an
                                                                                                         years after it is finalized.
                                                 and orders.                                                                                                   unbound format, no larger than 81⁄2 by
                                                    (2) Beginning May 1, 2023, each                      ADDRESSES: You may insert comments                    11 inches, suitable for copying and
                                                 employer with less than 400,000 total                   identified by Federal Docket                          electronic filing. If you submit
                                                 employee work hours annually shall                      Management System Number FMCSA–                       comments by mail and would like to
                                                 deliver refresher training at an interval               2017–0360 by any of the following                     know that they reached the facility,
                                                 not to exceed 3 calendar years from the                 methods:                                              please enclose a stamped, self-addressed
                                                 date of an employee’s last training                        • Federal eRulemaking Portal: http://              postcard or envelope.
                                                 event, except where refresher training is               www.regulations.gov. Follow the online                  FMCSA will consider all comments
                                                 specifically required more frequently in                instructions for submitting comments.                 and material received during the
                                                 accordance with this chapter. If the last                  • Mail: Docket Management Facility,                comment period and may change this
                                                 training event occurs before FRA’s                      U.S. Department of Transportation, 1200               guidance based on your comments.
                                                 approval of the employer’s training                     New Jersey Avenue SE, West Building,
                                                 program, the employer shall provide                     Ground Floor, Room W12–140,                           B. Viewing Comments and Documents
                                                 refresher training either within 3                      Washington, DC 20590–0001.                               To view comments, go to http://
                                                 calendar years from that prior training                    • Hand Delivery or Courier: West                   www.regulations.gov. Insert the docket
                                                 event or no later than December 31,                     Building, Ground Floor, Room W12–                     number, FMCSA–2017–0360, in the
                                                 2025. Each employer shall ensure that,                  140, 1200 New Jersey Avenue SE,                       keyword box, and click ‘‘Search.’’ Next,
                                                 as part of each employee’s refresher                    Washington, DC, between 9 a.m. and 5                  click the ‘‘Open Docket Folder’’ button
                                                 training, the employee is trained and                   p.m., Monday through Friday, except                   and choose the document to review. If
                                                 qualified on the application of any                     Federal holidays.                                     you do not have access to the internet,
                                                 Federal railroad safety laws, regulations,                 • Fax: (202) 493–2251.                             you may view the docket online by
                                                 and orders the person is required to                       To avoid duplication, please use only              visiting the Docket Management Facility
                                                 comply with, as well as any relevant                    one of these four methods. See the                    in Room W12–140 on the ground floor
                                                 railroad rules and procedures                           ‘‘Public Participation and Request for                of the DOT West Building, 1200 New
                                                 promulgated to implement those                          Comments’’ portion of the                             Jersey Avenue SE, Washington, DC
                                                 Federal railroad safety laws, regulations,              SUPPLEMENTARY INFORMATION section for                 20590, between 9 a.m. and 5 p.m., e.t.,
                                                 and orders.                                             instructions on submitting comments.                  Monday through Friday, except Federal
                                                 Juan D. Reyes III,                                      FOR FURTHER INFORMATION CONTACT: Mr.                  holidays.
                                                 Chief Counsel.
                                                                                                         Thomas Yager, Chief, Driver and Carrier               C. Privacy Act
                                                                                                         Operations Division, Federal Motor
                                                 [FR Doc. 2017–27272 Filed 12–19–17; 8:45 am]                                                                    In accordance with 5 U.S.C. 553(c),
                                                                                                         Carrier Safety Administration, U.S.
                                                 BILLING CODE 4910–06–P
                                                                                                         Department of Transportation, 1200                    DOT solicits comments from the public
                                                                                                         New Jersey Avenue SE, Washington, DC                  to better inform its regulatory process.
                                                                                                         20590, phone (614) 942–6477, email                    DOT posts these comments, without
                                                 DEPARTMENT OF TRANSPORTATION                                                                                  edit, including any personal information
                                                                                                         MCPSD@dot.gov.
                                                                                                         SUPPLEMENTARY INFORMATION:
                                                                                                                                                               the commenter provides, to
                                                 Federal Motor Carrier Safety
                                                                                                                                                               www.regulations.gov, as described in
                                                 Administration
                                                                                                         I. Public Participation and Request for               the system of records notice (DOT/ALL–
                                                                                                         Comments                                              14 FDMS), which can be reviewed at
                                                 49 CFR Part 395
                                                                                                         A. Submitting Comments                                www.transportation.gov/privacy.
                                                 [Docket No. FMCSA–2017–0360]
                                                                                                           If you submit a comment, please                     II. Legal Basis
                                                 Hours of Service of Drivers of                          include the docket number listed above,                  The National Highway System
                                                 Commercial Motor Vehicles; Proposed                     indicate the specific section of this                 Designation Act of 1995, Public Law
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                                                 Regulatory Guidance Concerning the                      document to which your comment                        104–59, 345, 109 Stat. 568. 613 (Nov.
                                                 Transportation of Agricultural                          applies, and provide a reason for each                28, 1995), provided the initial exception
                                                 Commodities                                             suggestion or recommendation. You                     for drivers transporting agricultural
                                                 AGENCY: Federal Motor Carrier Safety                    may submit your comments and                          commodities or farm supplies for
                                                 Administration (FMCSA), DOT.                            material online or by fax, mail, or hand              agricultural purposes. This Act limited
                                                                                                         delivery. FMCSA recommends that you                   the exception to a 100 air-mile radius
                                                 ACTION: Notice of proposed regulatory
                                                                                                         include your name and a mailing                       from the source of the commodities or
                                                 guidance; request for public comment.
                                                                                                         address, an email address, or a phone                 distribution point for the farm supplies


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Document Created: 2018-10-25 10:56:35
Document Modified: 2018-10-25 10:56:35
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking (NPRM).
DatesWritten comments on this proposed rule must be received by January 19, 2018. Comments received after that date will be considered to the extent possible without incurring additional expense or delay.
ContactRobert J. Castiglione, Staff Director--Human Performance Division, Federal Railroad Administration, 4100 International Plaza, Suite 450, Fort Worth, TX 76109-4820 (telephone: 817-447-2715); or Alan H. Nagler, Senior Trial Attorney, Federal Railroad Administration, Office of Chief Counsel, 1200 New Jersey Avenue SE, Washington, DC 20590 (telephone: 202-493-6038).
FR Citation82 FR 60355 
RIN Number2130-AC70
CFR AssociatedAdministrative Practice and Procedure; Penalties; Railroad Employees; Railroad Safety and Reporting and Recordkeeping Requirements

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