82 FR 60637 - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated During Pre-Market Hours
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 244 (December 21, 2017)
Federal Register Volume 82, Issue 244 (December 21, 2017)
| Page Range | 60637-60639 | |
| FR Document | 2017-27464 |
[Federal Register Volume 82, Number 244 (Thursday, December 21, 2017)] [Notices] [Pages 60637-60639] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-27464] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-82335; File No. SR-NASDAQ-2017-088] Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated During Pre-Market Hours December 15, 2017 I. Introduction On August 30, 2017, The Nasdaq Stock Market LLC (``Exchange'' or ``Nasdaq'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to amend Nasdaq Rule 4703(a) to allow participants to designate when an order with a RTFY or SCAN routing order attribute will be activated during Pre-Market Hours. The proposed rule change was published for comment in the Federal Register on September 18, 2017.\3\ On October 31, 2017, pursuant to Section 19(b)(2) of the Act,\4\ the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change.\5\ The Commission has received no comment letters on the proposed rule change. On December 13, 2017, the Exchange filed Amendment No. 1 to the proposed rule change.\6\ The Commission is publishing this notice and order to solicit comments on the proposed rule change, as modified by Amendment No. 1, from interested persons and to institute proceedings pursuant to Section 19(b)(2)(B) of the Act \7\ to determine whether to approve or disapprove the proposed rule change, as modified by Amendment No. 1. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ See Securities Exchange Act Release No. 81579 (September 12, 2017), 82 FR 43584. \4\ 15 U.S.C. 78s(b)(2). \5\ See Securities Exchange Act Release No. 81986, 82 FR 51453 (November 6, 2017). The Commission designated December 17, 2017 as the date by which the Commission shall approve or disapprove, or institute proceedings to determine whether to approve or disapprove, the proposed rule change. \6\ In Amendment No. 1, the Exchange: (1) Modified the proposal to allow participants entering an order with the RTFY or SCAN routing order attribute to designate the order to activate at a specific time during Pre-Market Hours (rather than System Hours) on the same day; (2) specified that the proposed functionality would be offered on a port level basis; (3) stated that all of the times-in- force in Nasdaq Rule 4703(a) currently apply to orders with the RTFY or SCAN routing order attribute and made corresponding clarifications and corrections throughout the proposal; (4) provided additional information regarding why participants might use the proposed functionality; and (5) provided additional discussion regarding members' best execution obligations and the application of the Exchange's regulatory checks associated with the proposed functionality, and reminded members of their regulatory obligations (e.g., Market Access Rule, Regulation SHO) when using the proposed functionality. Amendment No. 1 is available at https://www.sec.gov/comments/sr-nasdaq-2017-088/nasdaq2017088-2798107-161689.pdf. \7\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- II. Description of the Proposal The Exchange proposes to amend Nasdaq Rule 4703(a) to allow participants to designate a specific time during Pre-Market Hours \8\ when an order with a RTFY or SCAN routing order attribute will be activated. --------------------------------------------------------------------------- \8\ ``Pre-Market Hours'' means the period of time beginning at 4:00 a.m. ET and ending immediately prior to the commencement of Market Hours. See Nasdaq Rule 4701(g). ``Market Hours'' means the period of time beginning at 9:30 a.m. ET and ending at 4:00 p.m. ET (or such earlier time as may be designated by Nasdaq on a day when Nasdaq closes early). See id. ``System Hours'' means the period of time beginning at 4:00 a.m. ET and ending at 8:00 p.m. ET (or such earlier time as may be designated by Nasdaq on a day when Nasdaq closes early). See id. --------------------------------------------------------------------------- RTFY is a routing option available for an order that qualifies as a designated retail order under which orders check the system for available shares only if so instructed by the entering firm and are thereafter routed to destinations on the system routing table.\9\ If shares remain unexecuted after routing, they are posted to the Nasdaq book.\10\ Once on the book, should the order subsequently be locked or crossed by another market center, the system will not route the order to the locking or crossing market center.\11\ RTFY is designed to allow orders to participate in the opening, reopening, and closing process of the primary listing market for a security.\12\ SCAN is a routing option under which orders check the system for available shares and simultaneously route the remaining shares to destinations on the system routing table.\13\ If shares remain unexecuted after routing, they are posted on the Nasdaq book.\14\ Once on the book, should the order subsequently be locked or crossed by another market center, the system will not route the [[Page 60638]] order to the locking or crossing market center.\15\ --------------------------------------------------------------------------- \9\ See Nasdaq Rule 4758(a)(1)(A)(v)b. \10\ See id. \11\ See id. \12\ See id. \13\ See Nasdaq Rule 4758(a)(1)(A)(iv). \14\ See id. \15\ See id. --------------------------------------------------------------------------- Nasdaq Rule 4703(a) provides the times-in-force that may be assigned to orders entered into the system. According to Nasdaq Rule 4703(a), participants specify an order's time-in-force by designating a time at which the order will become active and a time at which the order will cease to be active. All of the times-in-force currently described in Nasdaq Rule 4703(a) are applicable to orders with RTFY or SCAN routing order attributes.\16\ According to the Exchange, during Pre-Market Hours, participants usually designate orders with RTFY or SCAN routing order attributes to activate upon entry or at 8:00 a.m. ET.\17\ The Exchange now proposes to amend Nasdaq Rule 4703(a) to provide that a participant entering an order with the RTFY or SCAN routing order attribute may designate the order to activate at a specific time during Pre-Market Hours on the same day.\18\ The Exchange proposes to offer this functionality on a port level basis.\19\ As a result, if, for example, a participant cancels an order entered through a port set for 8:00 a.m. ET activation and wishes the order to instead activate at 8:20 a.m. ET, it must either have another port set for activation at 8:20 a.m. ET or, alternatively, enter the order at that time for immediate activation.\20\ --------------------------------------------------------------------------- \16\ See Amendment No. 1. \17\ See id. \18\ Participants may cancel their inactive orders with RTFY or SCAN routing order attributes at any time before they are activated. See id. \19\ See id. \20\ See id. --------------------------------------------------------------------------- According to the Exchange, as of the time that an order with a RTFY or SCAN routing order attribute is activated, the Exchange would subject orders that are eligible for display or execution to all of the Exchange's standard regulatory checks (including compliance with Regulation NMS, Regulation SHO, and relevant Exchange rules), as it currently does with all orders upon entry.\21\ --------------------------------------------------------------------------- \21\ See id. --------------------------------------------------------------------------- III. Proceedings To Determine Whether To Approve or Disapprove SR- NASDAQ-2017-088, as Modified by Amendment No. 1, and Grounds for Disapproval Under Consideration The Commission is instituting proceedings pursuant to Section 19(b)(2)(B) of the Act \22\ to determine whether the proposed rule change, as modified by Amendment No. 1, should be approved or disapproved. Institution of proceedings is appropriate at this time in view of the legal and policy issues raised by the proposal, as discussed below. Institution of proceedings does not indicate that the Commission has reached any conclusions with respect to any of the issues involved. Rather, as described below, the Commission seeks and encourages interested persons to provide additional comment on the proposed rule change, as modified by Amendment No. 1. --------------------------------------------------------------------------- \22\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- Pursuant to Section 19(b)(2)(B) of the Act,\23\ the Commission is providing notice of the grounds for disapproval under consideration. As noted above, during Pre-Market Hours, Exchange participants usually designate orders with the RTFY or SCAN routing order attribute to activate upon entry or at 8:00 a.m. ET. The Exchange now proposes to permit participants to designate orders with the RTFY or SCAN routing order attribute to activate at any time during Pre-Market Hours on the same day (i.e., at any specified time during the period beginning at 4:00 a.m. ET and ending immediately prior to the commencement of Market Hours). As a result, participants could designate any time during Pre- Market Hours (rather than only 8:00 a.m. ET) to activate orders with the RTFY or SCAN routing order attribute, and the time between order entry and order activation could be much longer than is currently the case. --------------------------------------------------------------------------- \23\ Id. --------------------------------------------------------------------------- The Commission is instituting proceedings to allow for additional analysis of, and input from commenters with respect to, the consistency of the proposal with Section 6(b)(5) \24\ of the Act. Section 6(b)(5) of the Act requires that the rules of a national securities exchange be designed, among other things, to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers. --------------------------------------------------------------------------- \24\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- IV. Procedure: Request for Written Comments The Commission requests that interested persons provide written submissions of their data, views, and arguments with respect to the issues identified above, as well as any other concerns they may have with the proposal. In particular, the Commission invites the written views of interested persons concerning whether the proposed rule change, as modified by Amendment No. 1, is consistent with Section 6(b)(5) or any other provision of the Act, or rules and regulations thereunder. Although there do not appear to be any issues relevant to approval or disapproval that would be facilitated by an oral presentation of data, views, and arguments, the Commission will consider, pursuant to Rule 19b-4 under the Act,\25\ any request for an opportunity to make an oral presentation.\26\ --------------------------------------------------------------------------- \25\ 17 CFR 240.19b-4. \26\ Section 19(b)(2) of the Act, as amended by the Securities Acts Amendments of 1975, Public Law 94-29 (June 4, 1975), grants to the Commission flexibility to determine what type of proceeding-- either oral or notice and opportunity for written comments--is appropriate for consideration of a particular proposal by a self- regulatory organization. See Securities Acts Amendments of 1975, Senate Comm. on Banking, Housing & Urban Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30 (1975). --------------------------------------------------------------------------- Interested persons are invited to submit written data, views, and arguments regarding whether the proposed rule change, as modified by Amendment No. 1, should be approved or disapproved by January 11, 2018. Any person who wishes to file a rebuttal to any other person's submission must file that rebuttal by January 25, 2018. The Commission asks that commenters address the sufficiency of the Exchange's statements in support of the proposal, which are set forth in Amendment No. 1,\27\ in addition to any other comments they may wish to submit about the proposed rule change. --------------------------------------------------------------------------- \27\ See supra note 6. --------------------------------------------------------------------------- Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File No. SR-NASDAQ-2017-088 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File No. SR-NASDAQ-2017-088. The file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements [[Page 60639]] with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR-NASDAQ-2017-088 and should be submitted by January 11, 2018. Rebuttal comments should be submitted by January 25, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\28\ Robert W. Errett, Deputy Secretary. --------------------------------------------------------------------------- \28\ 17 CFR 200.30-3(a)(12); 17 CFR 200.30-3(a)(57). --------------------------------------------------------------------------- [FR Doc. 2017-27464 Filed 12-20-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 244 / Thursday, December 21, 2017 / Notices 60637
Agreements in the Mail Classification SECURITIES AND EXCHANGE Commission is publishing this notice
Schedule’s Competitive Products List. COMMISSION and order to solicit comments on the
proposed rule change, as modified by
DATES: Date of notice required under 39 [Release No. 34–82335; File No. SR–
Amendment No. 1, from interested
U.S.C. 3642(d)(1): December 21, 2017. NASDAQ–2017–088]
persons and to institute proceedings
FOR FURTHER INFORMATION CONTACT: Self-Regulatory Organizations; The pursuant to Section 19(b)(2)(B) of the
Elizabeth A. Reed, 202–268–3179. Nasdaq Stock Market LLC; Notice of Act 7 to determine whether to approve
Filing of Amendment No. 1 and Order or disapprove the proposed rule change,
SUPPLEMENTARY INFORMATION: The as modified by Amendment No. 1.
Instituting Proceedings To Determine
United States Postal Service® hereby
Whether To Approve or Disapprove a II. Description of the Proposal
gives notice that, pursuant to 39 U.S.C. Proposed Rule Change, as Modified by
3642 and 3632(b)(3), on December 15, Amendment No. 1, To Allow The Exchange proposes to amend
2017, it filed with the Postal Regulatory Participants To Designate When an Nasdaq Rule 4703(a) to allow
Commission a USPS Request to Add Order With a RTFY or SCAN Routing participants to designate a specific time
Priority Mail Contract 392 to Order Attribute Will Be Activated during Pre-Market Hours 8 when an
Competitive Product List. Documents During Pre-Market Hours order with a RTFY or SCAN routing
are available at www.prc.gov, Docket order attribute will be activated.
Nos. MC2018–58, CP2018–95. December 15, 2017 RTFY is a routing option available for
I. Introduction an order that qualifies as a designated
Elizabeth A. Reed, retail order under which orders check
Attorney, Corporate and Postal Business Law. On August 30, 2017, The Nasdaq the system for available shares only if so
[FR Doc. 2017–27455 Filed 12–20–17; 8:45 am] Stock Market LLC (‘‘Exchange’’ or instructed by the entering firm and are
‘‘Nasdaq’’) filed with the Securities and thereafter routed to destinations on the
BILLING CODE 7710–12–P
Exchange Commission (‘‘Commission’’), system routing table.9 If shares remain
pursuant to Section 19(b)(1) of the unexecuted after routing, they are
POSTAL SERVICE Securities Exchange Act of 1934 posted to the Nasdaq book.10 Once on
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a the book, should the order subsequently
Product Change—First-Class Package proposed rule change to amend Nasdaq be locked or crossed by another market
Service Negotiated Service Agreement Rule 4703(a) to allow participants to center, the system will not route the
designate when an order with a RTFY order to the locking or crossing market
AGENCY: Postal ServiceTM. or SCAN routing order attribute will be center.11 RTFY is designed to allow
activated during Pre-Market Hours. The orders to participate in the opening,
ACTION: Notice. proposed rule change was published for reopening, and closing process of the
comment in the Federal Register on primary listing market for a security.12
SUMMARY: The Postal Service gives September 18, 2017.3 On October 31, SCAN is a routing option under which
notice of filing a request with the Postal 2017, pursuant to Section 19(b)(2) of the orders check the system for available
Regulatory Commission to add a Act,4 the Commission designated a shares and simultaneously route the
domestic shipping services contract to longer period within which to approve remaining shares to destinations on the
the list of Negotiated Service the proposed rule change, disapprove system routing table.13 If shares remain
Agreements in the Mail Classification the proposed rule change, or institute unexecuted after routing, they are
Schedule’s Competitive Products List. proceedings to determine whether to posted on the Nasdaq book.14 Once on
approve or disapprove the proposed the book, should the order subsequently
DATES: Date of notice required under 39 rule change.5 The Commission has
U.S.C. 3642(d)(1): December 21, 2017. be locked or crossed by another market
received no comment letters on the center, the system will not route the
FOR FURTHER INFORMATION CONTACT: proposed rule change. On December 13,
Elizabeth A. Reed, 202–268–3179. 2017, the Exchange filed Amendment provided additional discussion regarding members’
No. 1 to the proposed rule change.6 The best execution obligations and the application of
SUPPLEMENTARY INFORMATION: The the Exchange’s regulatory checks associated with
United States Postal Service® hereby 1 15 U.S.C. 78s(b)(1). the proposed functionality, and reminded members
of their regulatory obligations (e.g., Market Access
gives notice that, pursuant to 39 U.S.C. 2 17 CFR 240.19b–4.
Rule, Regulation SHO) when using the proposed
3 See Securities Exchange Act Release No. 81579
3642 and 3632(b)(3), on December 15, functionality. Amendment No. 1 is available at
(September 12, 2017), 82 FR 43584.
2017, it filed with the Postal Regulatory 4 15 U.S.C. 78s(b)(2).
https://www.sec.gov/comments/sr-nasdaq-2017-
088/nasdaq2017088-2798107-161689.pdf.
Commission a USPS Request to Add 5 See Securities Exchange Act Release No. 81986, 7 15 U.S.C. 78s(b)(2)(B).
First-Class Package Service Contract 87 82 FR 51453 (November 6, 2017). The Commission 8 ‘‘Pre-Market Hours’’ means the period of time
to Competitive Product List. Documents designated December 17, 2017 as the date by which beginning at 4:00 a.m. ET and ending immediately
the Commission shall approve or disapprove, or
are available at www.prc.gov, Docket institute proceedings to determine whether to
prior to the commencement of Market Hours. See
Nos. MC2018–59, CP2018–98. Nasdaq Rule 4701(g). ‘‘Market Hours’’ means the
approve or disapprove, the proposed rule change. period of time beginning at 9:30 a.m. ET and ending
6 In Amendment No. 1, the Exchange: (1)
Elizabeth A. Reed, at 4:00 p.m. ET (or such earlier time as may be
Modified the proposal to allow participants designated by Nasdaq on a day when Nasdaq closes
Attorney, Corporate and Postal Business Law. entering an order with the RTFY or SCAN routing early). See id. ‘‘System Hours’’ means the period of
order attribute to designate the order to activate at time beginning at 4:00 a.m. ET and ending at 8:00
[FR Doc. 2017–27456 Filed 12–20–17; 8:45 am]
a specific time during Pre-Market Hours (rather p.m. ET (or such earlier time as may be designated
daltland on DSKBBV9HB2PROD with NOTICES
BILLING CODE 7710–12–P than System Hours) on the same day; (2) specified by Nasdaq on a day when Nasdaq closes early). See
that the proposed functionality would be offered on id.
a port level basis; (3) stated that all of the times- 9 See Nasdaq Rule 4758(a)(1)(A)(v)b.
in-force in Nasdaq Rule 4703(a) currently apply to 10 See id.
orders with the RTFY or SCAN routing order 11 See id.
attribute and made corresponding clarifications and
12 See id.
corrections throughout the proposal; (4) provided
13 See Nasdaq Rule 4758(a)(1)(A)(iv).
additional information regarding why participants
might use the proposed functionality; and (5) 14 See id.
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![Federal Register / Vol. 82, No. 244 / Thursday, December 21, 2017 / Notices 60639
with respect to the proposed rule accommodations to take part because of U.S.C.-App. 1, and the regulations
change that are filed with the a disability should notify the contact thereunder, Brett Redfearn, Designated
Commission, and all written person listed below. The public is Federal Officer of the Committee, has
communications relating to the invited to submit written statements to ordered publication of this notice.
proposed rule change between the the Committee. The meeting will focus Dated: December 15, 2017.
Commission and any person, other than on various administrative items and will Brent J. Fields,
those that may be withheld from the include a discussion of liquidity in the Committee Management Officer.
public in accordance with the bond markets.
[FR Doc. 2017–27444 Filed 12–20–17; 8:45 am]
provisions of 5 U.S.C. 552, will be DATES: The public meeting will be held
BILLING CODE 8011–01–P
available for website viewing and on Thursday, January 11, 2018. Written
printing in the Commission’s Public statements should be received on or
Reference Room, 100 F Street NE, before January 8, 2018. SECURITIES AND EXCHANGE
Washington, DC 20549, on official ADDRESSES: The meeting will be held at COMMISSION
business days between the hours of the Commission’s headquarters, 100 F
10:00 a.m. and 3:00 p.m. Copies of the Street NE, Washington, DC. Written [SEC File No. 270–251, OMB Control No.
filing also will be available for 3235–0256]
statements may be submitted by any of
inspection and copying at the principal the following methods:
office of the Exchange. All comments Submission for OMB Review;
received will be posted without change. Electronic Statements Comment Request
Persons submitting comments are • Use the Commission’s internet Upon Written Request Copies Available
cautioned that we do not redact or edit submission form (http://www.sec.gov/ From: Securities and Exchange
personal identifying information from rules/other.shtml); or Commission, Office of FOIA Services,
comment submissions. You should • Send an email message to rule- 100 F Street NE, Washington, DC
submit only information that you wish comments@sec.gov. Please include File 20549–2736.
to make available publicly. All Number 265–30 on the subject line; or Extension:
submissions should refer to File No. Form F–3.
SR–NASDAQ–2017–088 and should be Paper Statements
submitted by January 11, 2018. Rebuttal • Send paper statements in triplicate Notice is hereby given that, pursuant
comments should be submitted by to Brent J. Fields, Federal Advisory to the Paperwork Reduction Act of 1995
January 25, 2018. Committee Management Officer, (44 U.S.C. 3501 et seq.), the Securities
Securities and Exchange Commission, and Exchange Commission
For the Commission, by the Division of (‘‘Commission’’) is soliciting comments
Trading and Markets, pursuant to delegated 100 F Street NE, Washington, DC
authority.28 20549–1090. on the collection of information
summarized below. The Commission
Robert W. Errett, All submissions should refer to File No.
plans to submit this existing collection
Deputy Secretary. 265–30. This file number should be
of information to the Office of
[FR Doc. 2017–27464 Filed 12–20–17; 8:45 am] included on the subject line if email is
Management and Budget for extension
BILLING CODE 8011–01–P used. To help us process and review
and approval.
your statement more efficiently, please Form F–3 (17 CFR 239.33) is used by
use only one method. The Commission foreign issuers to register securities
SECURITIES AND EXCHANGE will post all statements on the pursuant to the Securities Act of 1933
COMMISSION Commission’s internet website at SEC (15 U.S.C. 77a et seq.). The information
[Release No. 34–82338; File No. 265–30]
website at (http://www.sec.gov/ collected is intended to ensure that the
comments/265-30/265-30.shtml). information required to be filed by the
Fixed Income Market Structure Statements also will be available for Commission permits verification of
Advisory Committee website viewing and printing in the compliance with securities law
Commission’s Public Reference Room, requirements and assures the public
AGENCY: Securities and Exchange 100 F Street NE, Room 1580,
Commission. availability of such information. Form
Washington, DC 20549, on official F–3 takes approximately 167 hours per
ACTION: Notice of meeting. business days between the hours of response and is filed by approximately
10:00 a.m. and 3:00 p.m. All statements 112 respondents. We estimate that 25%
SUMMARY: The Securities and Exchange
received will be posted without change. of the 167 hours per response (41.75
Commission Fixed Income Market
Persons submitting comments are hours) is prepared by the registrant for
Structure Advisory Committee is
cautioned that we do not redact or edit a total annual reporting burden of 4,676
providing notice that it will hold a
personal identifying information from hours (41.75 hours per response × 112
public meeting on Thursday, January
submissions. You should submit only responses).
11, 2018, in Multi-Purpose Room LL–
information that you wish to make An agency may not conduct or
006 at the Commission’s headquarters,
available publicly. sponsor, and a person is not required to
100 F Street NE, Washington, DC. The
FOR FURTHER INFORMATION CONTACT: respond to, a collection of information
meeting will begin at 9:30 a.m. (ET) and
will be open to the public, except for the David Dimitrious, Senior Special unless it displays a currently valid
period during lunch when the Counsel, at (202) 551–5131, or Benjamin control number.
committee will meet in an Bernstein, Attorney-Adviser, at (202) The public may view the background
daltland on DSKBBV9HB2PROD with NOTICES
administrative work session. The public 551–5354, Division of Trading and documentation for this information
portions of the meeting will be webcast Markets, Securities and Exchange collection at the following website,
on the Commission’s website at Commission, 100 F Street NE, www.reginfo.gov. Comments should be
www.sec.gov. Persons needing special Washington DC 20549–3628. directed to: (i) Desk Officer for the
SUPPLEMENTARY INFORMATION: In Securities and Exchange Commission,
28 17 CFR 200.30–3(a)(12); 17 CFR 200.30– accordance with Section 10(a) of the Office of Information and Regulatory
3(a)(57). Federal Advisory Committee Act, 5 Affairs, Office of Management and
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Document Created: 2018-10-25 11:00:20
Document Modified: 2018-10-25 11:00:20
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