| Page Range | 60778-60778 | |
| FR Document | 2017-27566 |
[Federal Register Volume 82, Number 245 (Friday, December 22, 2017)] [Notices] [Page 60778] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-27566] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-82342] Notice of Intention To Cancel Registrations of Certain Transfer Agents December 18, 2017. Notice is hereby given that the Securities and Exchange Commission (``Commission'') intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (``Act''),\1\ cancelling the registrations of the transfer agents whose names appear in the attached Appendix. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78q-1(c)(4)(B). FOR FURTHER INFORMATION CONTACT: Christian Sabella, Associate Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549-7010 or by email at [email protected] with the phrase ``Notice of Intention to Cancel Transfer Agent Registration'' in the subject line. Background Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration. Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after January 31, 2018, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix. The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by email prior to January 31, 2018. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20459-7010. Email notifications may be sent to [email protected] with the phrase ``Notice of Intention to Cancel Transfer Agent Registration'' in the subject line. --------------------------------------------------------------------------- \2\ 17 CFR 200.30-3(a)(22). For the Commission by the Division of Trading and Markets, pursuant to delegated authority.\2\ Brent J. Fields, Secretary. APPENDIX ------------------------------------------------------------------------ TA name File number ------------------------------------------------------------------------ AG Transfer Agency LLC..................................... 084-06306 Allied Stock Transfer, Inc................................. 084-06171 AlphaMetrix, LLC........................................... 084-06327 Baron Capital Transfer & Registrar LLC..................... 084-06440 Bluechip Equity Inc. DBA Bluechip Trust Company............ 084-06173 Cascade Stock Transfer, Inc................................ 084-06204 Cascade Stock Transfer, Inc................................ 084-06204 Centerline Affordable Housing Advisors LLC................. 084-01911 Chris Lotito............................................... 084-06197 Clayton Securities Services, Inc........................... 084-05425 Demiurgic, Inc............................................. 084-06274 Elite Transfer Corp........................................ 084-06193 EnDevCo, Inc............................................... 084-06084 First National Bank of Omaha............................... 084-06174 First National Bank of Sioux Falls......................... 084-06228 Fund Dynamics, LLC......................................... 084-06208 Hiko Bell Mining & Oil Company............................. 084-05445 Holladay Stock Transfer, Inc............................... 084-01822 Integrity Stock Transfer................................... 084-06113 Intercontinental Registrar & Transfer Agency, Inc.......... 084-01123 Investor Data Services..................................... 084-01425 Johnson, Lawrence & Associates............................. 084-05831 Karrison Compagnie Inc..................................... 084-06046 Life Sciences Research..................................... 084-06094 LM Anderson Securities, LLC................................ 084-06257 Matrix Capital Group Inc................................... 084-06122 Premier Stock Transfer, LLC................................ 084-06518 Progressive Transfer, Inc.................................. 084-06268 Quads Trust Company........................................ 084-05621 Repository & Related Services, LLC......................... 084-06500 Securities Registrar & Transfer Corp....................... 084-00582 Signal Stock Transfer, Inc................................. 084-06360 Standard Transfer & Trust Co., Inc......................... 084-05819 Superior Stock Transfer, Inc............................... 084-06121 Thermal Energy Storage Inc................................. 084-01300 U.S. Stock Transfer Corp................................... 084-06293 U.S. Trust & Transfer Co................................... 084-05663 Valley Forge Management Corp............................... 084-00012 Wall Street Stock Transfer Corporation..................... 084-06246 ------------------------------------------------------------------------ [FR Doc. 2017-27566 Filed 12-21-17; 8:45 am] BILLING CODE 8011-01-P
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Contact | Christian Sabella, Associate Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549-7010 or by email at [email protected] with the phrase ``Notice of Intention to Cancel Transfer Agent Registration'' in the subject line. | |
| FR Citation | 82 FR 60778 |