82 FR 60778 - Notice of Intention To Cancel Registrations of Certain Transfer Agents

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 245 (December 22, 2017)

Page Range		60778-60778
FR Document		2017-27566

Federal Register, Volume 82 Issue 245 (Friday, December 22, 2017)

[Federal Register Volume 82, Number 245 (Friday, December 22, 2017)]
[Notices]
[Page 60778]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-27566]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82342]


Notice of Intention To Cancel Registrations of Certain Transfer 
Agents

December 18, 2017.
    Notice is hereby given that the Securities and Exchange Commission 
(``Commission'') intends to issue an order, pursuant to Section 
17A(c)(4)(B) of the Securities Exchange Act of 1934 (``Act''),\1\ 
cancelling the registrations of the transfer agents whose names appear 
in the attached Appendix.
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    \1\ 15 U.S.C. 78q-1(c)(4)(B).

FOR FURTHER INFORMATION CONTACT: Christian Sabella, Associate Director, 
or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. 
Securities and Exchange Commission, Division of Trading and Markets, 
100 F Street NE, Washington, DC 20549-7010 or by email at 
[email protected] with the phrase ``Notice of Intention to 
Cancel Transfer Agent Registration'' in the subject line.

Background

    Section 17A(c)(4)(B) of the Act provides that if the Commission 
finds that any transfer agent registered with the Commission is no 
longer in existence or has ceased to do business as a transfer agent, 
the Commission shall by order cancel that transfer agent's 
registration.
    Although the Commission has made efforts to locate and to determine 
the status of each of the transfer agents listed in the Appendix, based 
on the facts it has, the Commission believes that each of those 
transfer agents is no longer in existence or has ceased doing business 
as a transfer agent. Accordingly, at any time after January 31, 2018, 
the Commission intends to issue an order cancelling the registrations 
of the transfer agents listed in the Appendix.
    The representative of any transfer agent listed in the Appendix who 
believes the registration of the transfer agent should not be cancelled 
must notify the Commission in writing or by email prior to January 31, 
2018. Written notifications may be mailed to Office of Clearance and 
Settlement, Division of Trading and Markets, U.S. Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20459-7010. Email 
notifications may be sent to [email protected] with the phrase 
``Notice of Intention to Cancel Transfer Agent Registration'' in the 
subject line.
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    \2\ 17 CFR 200.30-3(a)(22).

    For the Commission by the Division of Trading and Markets, 
pursuant to delegated authority.\2\
Brent J. Fields,
Secretary.

APPENDIX

------------------------------------------------------------------------
                          TA name                            File number
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AG Transfer Agency LLC.....................................    084-06306
Allied Stock Transfer, Inc.................................    084-06171
AlphaMetrix, LLC...........................................    084-06327
Baron Capital Transfer & Registrar LLC.....................    084-06440
Bluechip Equity Inc. DBA Bluechip Trust Company............    084-06173
Cascade Stock Transfer, Inc................................    084-06204
Cascade Stock Transfer, Inc................................    084-06204
Centerline Affordable Housing Advisors LLC.................    084-01911
Chris Lotito...............................................    084-06197
Clayton Securities Services, Inc...........................    084-05425
Demiurgic, Inc.............................................    084-06274
Elite Transfer Corp........................................    084-06193
EnDevCo, Inc...............................................    084-06084
First National Bank of Omaha...............................    084-06174
First National Bank of Sioux Falls.........................    084-06228
Fund Dynamics, LLC.........................................    084-06208
Hiko Bell Mining & Oil Company.............................    084-05445
Holladay Stock Transfer, Inc...............................    084-01822
Integrity Stock Transfer...................................    084-06113
Intercontinental Registrar & Transfer Agency, Inc..........    084-01123
Investor Data Services.....................................    084-01425
Johnson, Lawrence & Associates.............................    084-05831
Karrison Compagnie Inc.....................................    084-06046
Life Sciences Research.....................................    084-06094
LM Anderson Securities, LLC................................    084-06257
Matrix Capital Group Inc...................................    084-06122
Premier Stock Transfer, LLC................................    084-06518
Progressive Transfer, Inc..................................    084-06268
Quads Trust Company........................................    084-05621
Repository & Related Services, LLC.........................    084-06500
Securities Registrar & Transfer Corp.......................    084-00582
Signal Stock Transfer, Inc.................................    084-06360
Standard Transfer & Trust Co., Inc.........................    084-05819
Superior Stock Transfer, Inc...............................    084-06121
Thermal Energy Storage Inc.................................    084-01300
U.S. Stock Transfer Corp...................................    084-06293
U.S. Trust & Transfer Co...................................    084-05663
Valley Forge Management Corp...............................    084-00012
Wall Street Stock Transfer Corporation.....................    084-06246
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[FR Doc. 2017-27566 Filed 12-21-17; 8:45 am]
BILLING CODE 8011-01-P

60778 Federal Register / Vol. 82, No. 245 / Friday, December 22, 2017 / Notices

SUPPLEMENTARY INFORMATION: The the transfer agents whose names appear TA name File number
United States Postal Service® hereby in the attached Appendix.
gives notice that, pursuant to 39 U.S.C. FOR FURTHER INFORMATION CONTACT: Bluechip Equity Inc. DBA
3642 and 3632(b)(3), on December 18, Christian Sabella, Associate Director, or Bluechip Trust Company ...... 084–06173
2017, it filed with the Postal Regulatory Cascade Stock Transfer, Inc .... 084–06204
Catherine Whiting, Senior Counsel, at Cascade Stock Transfer, Inc .... 084–06204
Commission a USPS Request to Add (202) 551–4990, U.S. Securities and Centerline Affordable Housing
Priority Mail Contract 397 to Exchange Commission, Division of Advisors LLC ......................... 084–01911
Competitive Product List. Documents Trading and Markets, 100 F Street NE, Chris Lotito ............................... 084–06197
are available at www.prc.gov, Docket Washington, DC 20549–7010 or by Clayton Securities Services, Inc 084–05425
Nos. MC2018–68, CP2018–108. email at tradingandmarkets@sec.gov Demiurgic, Inc ........................... 084–06274
Elizabeth A. Reed, with the phrase ‘‘Notice of Intention to Elite Transfer Corp ................... 084–06193
Cancel Transfer Agent Registration’’ in EnDevCo, Inc ........................... 084–06084
Attorney, Corporate and Postal Business Law. First National Bank of Omaha .. 084–06174
[FR Doc. 2017–27549 Filed 12–21–17; 8:45 am]
the subject line.
First National Bank of Sioux
BILLING CODE 7710–12–P Background Falls ....................................... 084–06228
Fund Dynamics, LLC ................ 084–06208
Section 17A(c)(4)(B) of the Act Hiko Bell Mining & Oil Com-
POSTAL SERVICE provides that if the Commission finds pany ...................................... 084–05445
that any transfer agent registered with Holladay Stock Transfer, Inc .... 084–01822
Product Change—Priority Mail the Commission is no longer in Integrity Stock Transfer ............ 084–06113
Negotiated Service Agreement existence or has ceased to do business Intercontinental Registrar &
as a transfer agent, the Commission Transfer Agency, Inc ............. 084–01123
AGENCY: Postal ServiceTM. shall by order cancel that transfer Investor Data Services ............. 084–01425
ACTION: Notice. agent’s registration. Johnson, Lawrence & Associ-
ates ....................................... 084–05831
SUMMARY: The Postal Service gives Although the Commission has made Karrison Compagnie Inc ........... 084–06046
notice of filing a request with the Postal efforts to locate and to determine the Life Sciences Research ............ 084–06094
Regulatory Commission to add a status of each of the transfer agents LM Anderson Securities, LLC .. 084–06257
domestic shipping services contract to listed in the Appendix, based on the Matrix Capital Group Inc .......... 084–06122
the list of Negotiated Service facts it has, the Commission believes Premier Stock Transfer, LLC .... 084–06518
Agreements in the Mail Classification that each of those transfer agents is no Progressive Transfer, Inc ......... 084–06268
longer in existence or has ceased doing Quads Trust Company ............. 084–05621
Schedule’s Competitive Products List. Repository & Related Services,
business as a transfer agent.
DATES: Date of notice required under 39 LLC ........................................ 084–06500
Accordingly, at any time after January
U.S.C. 3642(d)(1): December 22, 2017. Securities Registrar & Transfer
31, 2018, the Commission intends to Corp ...................................... 084–00582
FOR FURTHER INFORMATION CONTACT:
issue an order cancelling the Signal Stock Transfer, Inc ........ 084–06360
Elizabeth A. Reed, 202–268–3179. registrations of the transfer agents listed Standard Transfer & Trust Co.,
SUPPLEMENTARY INFORMATION: The in the Appendix. Inc ......................................... 084–05819
United States Postal Service® hereby The representative of any transfer Superior Stock Transfer, Inc .... 084–06121
gives notice that, pursuant to 39 U.S.C. agent listed in the Appendix who Thermal Energy Storage Inc .... 084–01300
3642 and 3632(b)(3), on December 18, believes the registration of the transfer U.S. Stock Transfer Corp ......... 084–06293
2017, it filed with the Postal Regulatory agent should not be cancelled must U.S. Trust & Transfer Co ......... 084–05663
Commission a USPS Request to Add notify the Commission in writing or by Valley Forge Management
Priority Mail Contract 393 to Corp ...................................... 084–00012
email prior to January 31, 2018. Written Wall Street Stock Transfer Cor-
Competitive Product List. Documents notifications may be mailed to Office of
are available at www.prc.gov, Docket poration ................................. 084–06246
Clearance and Settlement, Division of
Nos. MC2018–64, CP2018–104. Trading and Markets, U.S. Securities [FR Doc. 2017–27566 Filed 12–21–17; 8:45 am]
Elizabeth A. Reed, and Exchange Commission, 100 F Street
BILLING CODE 8011–01–P
Attorney, Corporate and Postal Business Law. NE, Washington, DC 20459–7010. Email
[FR Doc. 2017–27545 Filed 12–21–17; 8:45 am] notifications may be sent to
BILLING CODE 7710–12–P
tradingandmarkets@sec.gov with the SECURITIES AND EXCHANGE
phrase ‘‘Notice of Intention to Cancel COMMISSION
Transfer Agent Registration’’ in the
subject line. [Release No. 34–82346; File No. SR–CBOE–
SECURITIES AND EXCHANGE 2017–076]
COMMISSION For the Commission by the Division of
Trading and Markets, pursuant to delegated Self-Regulatory Organizations; Cboe
[Release No. 34–82342] authority.2
Exchange, Inc.; Notice of Filing and
Brent J. Fields, Immediate Effectiveness of a Proposed
Notice of Intention To Cancel
Registrations of Certain Transfer Secretary. Rule Change To Amend Exchange
Agents APPENDIX Rule 5.4, Withdrawal of Approval of
Underlying Securities
December 18, 2017.
TA name File number
sradovich on DSK3GMQ082PROD with NOTICES

Notice is hereby given that the December 18, 2017.
Securities and Exchange Commission AG Transfer Agency LLC ......... 084–06306 Pursuant to Section 19(b)(1) of the
(‘‘Commission’’) intends to issue an Allied Stock Transfer, Inc ......... 084–06171 Securities Exchange Act of 1934 (the
order, pursuant to Section 17A(c)(4)(B) AlphaMetrix, LLC ...................... 084–06327 ‘‘Act’’),1 and Rule 19b–4 thereunder,2
of the Securities Exchange Act of 1934 Baron Capital Transfer & Reg- notice is hereby given that on December
(‘‘Act’’),1 cancelling the registrations of istrar LLC .............................. 084–06440
1 15 U.S.C. 78s(b)(1).
1 15 U.S.C. 78q–1(c)(4)(B). 2 17 CFR 200.30–3(a)(22). 2 17 CFR 240.19b–4.

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Document Created: 2017-12-22 00:34:39
Document Modified: 2017-12-22 00:34:39

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Contact		Christian Sabella, Associate Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549-7010 or by email at [email protected] with the phrase ``Notice of Intention to Cancel Transfer Agent Registration'' in the subject line.
FR Citation		82 FR 60778