82 FR 8631 - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 17 (January 27, 2017)

Page Range		8631-8632
FR Document		2017-01830

Federal Register, Volume 82 Issue 17 (Friday, January 27, 2017)

[Federal Register Volume 82, Number 17 (Friday, January 27, 2017)]
[Notices]
[Pages 8631-8632]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-01830]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-79860; File No. SR-BatsEDGX-2016-33]


Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice 
of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory 
Fee

January 23, 2017.
    On July 20, 2016, Bats EDGX Exchange, Inc. (the ``Exchange'') filed 
with the Securities and Exchange Commission (the ``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change 
to adopt an Options Regulatory Fee (``ORF''). The proposed rule change 
was published for comment in the Federal Register on

[[Page 8632]]

August 5, 2016.\3\ On September 15, 2016, the Commission temporarily 
suspended the Exchange's proposal and simultaneously instituted 
proceedings to determine whether to approve or disapprove the proposed 
rule change.\4\ The Commission received no comments regarding the 
proposal.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 78452 (August 1, 
2016), 81 FR 51951 (August 5, 2016).
    \4\ See Securities Exchange Act Release No. 78850, 81 FR 64963 
(September 21, 2016).
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    On January 10, 2017, the Exchange withdrew the proposed rule change 
(SR-BatsEDGX-2016-33).
---------------------------------------------------------------------------

    \5\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\5\
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-01830 Filed 1-26-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 17 / Friday, January 27, 2017 / Notices 8631

DATES: Submit comments on or before SECURITIES AND EXCHANGE Estimates of average burden hours
February 27, 2017. COMMISSION and costs are made solely for the
ADDRESSES: Comments should be purposes of the Paperwork Reduction
addressed to Denora Miller, FOIA/ Submission for OMB Review; Act, and are not derived from a
Privacy Act Officer. Denora Miller can Comment Request comprehensive or even representative
be contacted by telephone at 202–692– Upon Written Request, Copy Available survey or study of the costs of
1236 or email at pcfr@peacecorps.gov. From: Securities and Exchange Commission rules and forms.
Email comments must be made in text Commission, Office of FOIA Services, Compliance with the collection of
and not in attachments. 100 F Street NE., Washington, DC information requirements of Form
20549–2736 N–CSR is mandatory. Responses to the
FOR FURTHER INFORMATION CONTACT:
collection of information will not be
Denora Miller at Peace Corps address Extension: Form N–CSR kept confidential. An agency may not
above. SEC File No. 270–512, OMB Control No.
3235–0570 conduct or sponsor, and a person is not
SUPPLEMENTARY INFORMATION: required to respond to a collection of
Title: Report of Dental Examination. Notice is hereby given that, pursuant information unless it displays a
OMB Control Number: 0420–0546. to the Paperwork Reduction Act of 1995 currently valid OMB control number.
Type of Request: Revision. (44 U.S.C. 3501 et seq.), the Securities The public may view the background
Affected Public: Individuals/ and Exchange Commission (the documentation for this information
Physicians. ‘‘Commission’’) has submitted to the collection at the following Web site:
Respondents Obligation to Reply: Office of Management and Budget www.reginfo.gov. Comments should be
Voluntary. (‘‘OMB’’) a request for extension of the directed to: (i) Desk Officer for the
Respondents: Potential and current previously approved collection of Securities and Exchange Commission,
volunteers. information discussed below. Office of Information and Regulatory
Form N–CSR (17 CFR 249.331 and
Burden to the Public: Affairs, Office of Management and
274.128) is a combined reporting form
Budget, Room 10102, New Executive
used by registered management
a. Estimated number of re- 5,600 Office Building, Washington, DC 20503,
investment companies (‘‘funds’’) to file
spondents. or by sending an email to: Shagufta_
b. Estimated average burden 135 minutes certified shareholder reports under the
Ahmed@omb.eop.gov; and (ii) Pamela
per response. Investment Company Act of 1940 (15
Dyson, Chief Information Officer,
c. Frequency of response .... One time U.S.C. 80a–1 et seq.) (‘‘Investment
Securities and Exchange Commission,
d. Annual reporting burden .. 12,600 hours Company Act’’) and the Securities
Exchange Act of 1934 (15 U.S.C. 78a et c/o Remi Pavlik-Simon, 100 F Street
seq.) (‘‘Exchange Act’’). Specifically, NE., Washington, DC 20549 or by
General Description of Collection: The
Form N–CSR is to be used for reports sending an email to: RA_Mailbox@
Peace Corps Office of Medical Services
under section 30(b)(2) of the Investment sec.gov. Comments must be submitted to
is responsible for the collection of
Company Act (15 U.S.C. 80a–29(b)(2)) OMB within 30 days of this notice.
Applicant dental information, using the
Report of Dental Exam ‘‘Dental Exam’’ and section 13(a) or 15(d) of the Dated: January 17, 2017.
form. The Dental Exam form is Exchange Act (15 U.S.C. 78m(a) and Eduardo A. Aleman,
completed by the Applicant’s examining 78o(d)), filed pursuant to rule 30b2–1(a) Assistant Secretary.
dentist. The results of the examinations under the Investment Company Act (17 [FR Doc. 2017–01828 Filed 1–26–17; 8:45 am]
are used to ensure that Applicants for CFR 270.30b2–1(a)). Reports on Form BILLING CODE 8011–01–P
Volunteer service will, with reasonable N–CSR are to be filed with the
accommodation, be able to serve in the Securities and Exchange Commission
Peace Corps without jeopardizing their (‘‘Commission’’) no later than 10 days SECURITIES AND EXCHANGE
health. after the transmission to stockholders of COMMISSION
Request for Comment: Peace Corps any report that is required to be
invites comments on whether the transmitted to stockholders under rule
[Release No. 34–79860; File No. SR–
proposed collections of information are 30e–1 under the Investment Company BatsEDGX–2016–33]
necessary for proper performance of the Act (17 CFR 270.30e–1). The
functions of the Peace Corps, including information filed with the Commission Self-Regulatory Organizations; Bats
whether the information will have permits the verification of compliance EDGX Exchange, Inc.; Notice of
practical use; the accuracy of the with securities law requirements and Withdrawal of a Proposed Rule Change
agency’s estimate of the burden of the assures the public availability and To Adopt an Options Regulatory Fee
proposed collection of information, dissemination of the information.
Form N–CSR is filed semi-annually, January 23, 2017.
including the validity of the information
to be collected; and, ways to minimize and the Commission estimates that there On July 20, 2016, Bats EDGX
the burden of the collection of are 3,449 respondents with 11,642 Exchange, Inc. (the ‘‘Exchange’’) filed
information on those who are to portfolios. The Commission further with the Securities and Exchange
respond, including through the use of estimates that the hour burden for Commission (the ‘‘Commission’’),
automated collection techniques, when preparing and filing a report on Form pursuant to Section 19(b)(1) of the
appropriate, and other forms of N–CSR is 7.21 hours per portfolio. The Securities Exchange Act of 1934 (the
total annual hour burden for Form ‘‘Act’’),1 and Rule 19b–4 thereunder,2 a
jstallworth on DSK7TPTVN1PROD with NOTICES

information technology.
N–CSR, therefore, is estimated to be proposed rule change to adopt an
This notice is issued in Washington, DC, 167,878 hours. We estimate that the cost Options Regulatory Fee (‘‘ORF’’). The
on January 24, 2017.
burden of preparing and filing a report proposed rule change was published for
Denora Miller, on Form N–CSR is $132.35 and comment in the Federal Register on
FOIA/Privacy Act Officer, Management. therefore estimate that the total annual
[FR Doc. 2017–01876 Filed 1–26–17; 8:45 am] cost burden associated with Form 1 15 U.S.C. 78s(b)(1).
BILLING CODE 6051–01–P N–CSR is $3,081,637. 2 17 CFR 240.19b–4.

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8632 Federal Register / Vol. 82, No. 17 / Friday, January 27, 2017 / Notices

August 5, 2016.3 On September 15, Paperwork Reduction Act, and is not simultaneously instituted proceedings
2016, the Commission temporarily derived from a comprehensive or even to determine whether to approve or
suspended the Exchange’s proposal and a representative survey or study of the disapprove the proposed rule change.4
simultaneously instituted proceedings costs of Commission rules. The The Commission received three
to determine whether to approve or collection of information required by comment letters on the proposal.5
disapprove the proposed rule change.4 rule 18f–1 is necessary to obtain the On January 10, 2017, the Exchange
The Commission received no comments benefits of the rule. Responses to the withdrew the proposed rule change
regarding the proposal. collection of information will not be (SR–BatsBZX–2016–42).
On January 10, 2017, the Exchange kept confidential. An agency may not For the Commission, by the Division of
withdrew the proposed rule change conduct or sponsor, and a person is not Trading and Markets, pursuant to delegated
(SR–BatsEDGX–2016–33). required to respond to, a collection of authority.6
For the Commission, by the Division of information unless it displays a Eduardo A. Aleman,
Trading and Markets, pursuant to delegated currently valid control number. Assistant Secretary.
authority.5 The public may view the background [FR Doc. 2017–01829 Filed 1–26–17; 8:45 am]
Eduardo A. Aleman, documentation for this information
BILLING CODE 8011–01–P
Assistant Secretary. collection at the following Web site,
[FR Doc. 2017–01830 Filed 1–26–17; 8:45 am]
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the SECURITIES AND EXCHANGE
BILLING CODE 8011–01–P
Securities and Exchange Commission, COMMISSION
Office of Information and Regulatory
Affairs, Office of Management and [Release No. 34–79863; File No. SR–
SECURITIES AND EXCHANGE NASDAQ–2017–004]
COMMISSION Budget, Room 10102, New Executive
Office Building, Washington, DC 20503, Self-Regulatory Organizations; The
Submission for OMB Review; or by sending an email to: Shagufta_ NASDAQ Stock Market LLC; Notice of
Comment Request Ahmed@omb.eop.gov; and (ii) Pamela Filing and Immediate Effectiveness of
Dyson, Director/Chief Information Proposed Rule Change To Amend the
Upon Written Request, Copies Available Officer, Securities and Exchange
From: Securities and Exchange Exchange’s Data Fees at Rule 7023
Commission, c/o Remi Pavlik-Simon,
Commission Office of Investor 100 F Street NE., Washington, DC 20549 January 23, 2017.
Education and Advocacy Washington, or send an email to: PRA_Mailbox@ Pursuant to Section 19(b)(1) of the
DC 20549–0213 sec.gov. Comments must be submitted to Securities Exchange Act of 1934
Extension:
Rule 18f–1 and Form N–18f–1 SEC File No.
OMB within 30 days of this notice. (‘‘Act’’),1 and Rule 19b–4 thereunder,2
270–187, OMB Control No. 3235–0211 Dated: January 17, 2017. notice is hereby given that on January
Eduardo A. Aleman, 10, 2017, The NASDAQ Stock Market
Notice is hereby given that, pursuant LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed
to the Paperwork Reduction Act of 1995 Assistant Secretary.
with the Securities and Exchange
(44 U.S.C. 3501–3520), the Securities [FR Doc. 2017–01836 Filed 1–26–17; 8:45 am]
Commission (‘‘SEC’’ or ‘‘Commission’’)
and Exchange Commission BILLING CODE 8011–01–P
the proposed rule change as described
(‘‘Commission’’) has submitted to the
in Items I, II, and III, below, which Items
Office of Management and Budget a
SECURITIES AND EXCHANGE have been prepared by the Exchange.
request for extension of the previously
COMMISSION The Commission is publishing this
approved collection of information
notice to solicit comments on the
discussed below. [Release No. 34–79859; File No. SR–
Rule 18f–1 (17 CFR 270.18f–1) proposed rule change from interested
BatsBZX–2016–42] persons.
enables a registered open-end
management investment company Self-Regulatory Organizations; Bats I. Self-Regulatory Organization’s
(‘‘fund’’) that may redeem its securities BZX Exchange, Inc.; Notice of Statement of the Terms of Substance of
in-kind, by making a one-time election, Withdrawal of a Proposed Rule Change the Proposed Rule Change
to commit to make cash redemptions To Amend the Options Regulatory Fee The Exchange proposes to amend the
pursuant to certain requirements Exchange’s data fees at Rule 7023 to: (i)
without violating section 18(f) of the January 23, 2017.
On July 20, 2016, Bats BZX Exchange, Increase the monthly Nasdaq Level 2
Investment Company Act of 1940 (15
Inc. (the ‘‘Exchange’’) filed with the Non-Professional Subscriber fee (‘‘Level
U.S.C. 80a–18(f)). A fund relying on the
Securities and Exchange Commission 2 Non-Professional Fee’’) from $9 to
rule must file Form N–18F–1 (17 CFR
(the ‘‘Commission’’), pursuant to $14; and (ii) increase the monthly
274.51) to notify the Commission of this
Section 19(b)(1) of the Securities Nasdaq Level 2 Professional Subscriber
election. The Commission staff
Exchange Act of 1934 (the ‘‘Act’’),1 and fee (‘‘Level 2 Professional Fee’’) from
estimates that 38 funds file Form N–
18F–1 annually, and that each response Rule 19b–4 thereunder,2 a proposed rule
4 See Securities Exchange Act Release No. 78849,
takes one hour. Based on these change to modify the Options
81 FR 64960 (September 21, 2016).
estimates, the total annual burden hours Regulatory Fee (‘‘ORF’’). The proposed 5 See Letters to Brent J. Fields, Secretary,

associated with the rule is estimated to rule change was published for comment Commission, from Ellen Greene, Managing Director,
be 38 hours. in the Federal Register on August 5, Securities Industry and Financial Markets
jstallworth on DSK7TPTVN1PROD with NOTICES

2016.3 On September 15, 2016, the Association, dated October 14, 2016; Joseph
The estimate of average burden hours Kinahan, Managing Director, Client Advocacy and
is made solely for the purposes of the Commission temporarily suspended the Market Structure, TD Ameritrade, Inc., dated
Exchange’s proposal and October 26, 2016; and Jeanine Hightower, Chief
3 See Securities Exchange Act Release No. 78452 Operating Officer, International Securities
(August 1, 2016), 81 FR 51951 (August 5, 2016). 1 15 U.S.C. 78s(b)(1). Exchange, LLC, dated October 27, 2016.
4 See Securities Exchange Act Release No. 78850, 2 17 6 17 CFR 200.30–3(a)(12).
CFR 240.19b–4.
81 FR 64963 (September 21, 2016). 3 See Securities Exchange Act Release No. 78453 1 15 U.S.C. 78s(b)(1).
5 17 CFR 200.30–3(a)(12). (August 1, 2016), 81 FR 51954 (August 5, 2016). 2 17 CFR 240.19b–4.

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Document Created: 2017-01-27 00:11:05
Document Modified: 2017-01-27 00:11:05

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 8631