82 FR 8632 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 17 (January 27, 2017)

Page Range		8632-8632
FR Document		2017-01836

Federal Register, Volume 82 Issue 17 (Friday, January 27, 2017)

[Federal Register Volume 82, Number 17 (Friday, January 27, 2017)]
[Notices]
[Page 8632]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-01836]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission Office of Investor Education and Advocacy Washington, DC 
20549-0213
Extension: 
    Rule 18f-1 and Form N-18f-1 SEC File No. 270-187, OMB Control 
No. 3235-0211

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501-3520), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget a request for extension of the previously approved 
collection of information discussed below.
    Rule 18f-1 (17 CFR 270.18f-1) enables a registered open-end 
management investment company (``fund'') that may redeem its securities 
in-kind, by making a one-time election, to commit to make cash 
redemptions pursuant to certain requirements without violating section 
18(f) of the Investment Company Act of 1940 (15 U.S.C. 80a-18(f)). A 
fund relying on the rule must file Form N-18F-1 (17 CFR 274.51) to 
notify the Commission of this election. The Commission staff estimates 
that 38 funds file Form N-18F-1 annually, and that each response takes 
one hour. Based on these estimates, the total annual burden hours 
associated with the rule is estimated to be 38 hours.
    The estimate of average burden hours is made solely for the 
purposes of the Paperwork Reduction Act, and is not derived from a 
comprehensive or even a representative survey or study of the costs of 
Commission rules. The collection of information required by rule 18f-1 
is necessary to obtain the benefits of the rule. Responses to the 
collection of information will not be kept confidential. An agency may 
not conduct or sponsor, and a person is not required to respond to, a 
collection of information unless it displays a currently valid control 
number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 
days of this notice.

     Dated: January 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-01836 Filed 1-26-17; 8:45 am]
BILLING CODE 8011-01-P

8632 Federal Register / Vol. 82, No. 17 / Friday, January 27, 2017 / Notices

August 5, 2016.3 On September 15, Paperwork Reduction Act, and is not simultaneously instituted proceedings
2016, the Commission temporarily derived from a comprehensive or even to determine whether to approve or
suspended the Exchange’s proposal and a representative survey or study of the disapprove the proposed rule change.4
simultaneously instituted proceedings costs of Commission rules. The The Commission received three
to determine whether to approve or collection of information required by comment letters on the proposal.5
disapprove the proposed rule change.4 rule 18f–1 is necessary to obtain the On January 10, 2017, the Exchange
The Commission received no comments benefits of the rule. Responses to the withdrew the proposed rule change
regarding the proposal. collection of information will not be (SR–BatsBZX–2016–42).
On January 10, 2017, the Exchange kept confidential. An agency may not For the Commission, by the Division of
withdrew the proposed rule change conduct or sponsor, and a person is not Trading and Markets, pursuant to delegated
(SR–BatsEDGX–2016–33). required to respond to, a collection of authority.6
For the Commission, by the Division of information unless it displays a Eduardo A. Aleman,
Trading and Markets, pursuant to delegated currently valid control number. Assistant Secretary.
authority.5 The public may view the background [FR Doc. 2017–01829 Filed 1–26–17; 8:45 am]
Eduardo A. Aleman, documentation for this information
BILLING CODE 8011–01–P
Assistant Secretary. collection at the following Web site,
[FR Doc. 2017–01830 Filed 1–26–17; 8:45 am]
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the SECURITIES AND EXCHANGE
BILLING CODE 8011–01–P
Securities and Exchange Commission, COMMISSION
Office of Information and Regulatory
Affairs, Office of Management and [Release No. 34–79863; File No. SR–
SECURITIES AND EXCHANGE NASDAQ–2017–004]
COMMISSION Budget, Room 10102, New Executive
Office Building, Washington, DC 20503, Self-Regulatory Organizations; The
Submission for OMB Review; or by sending an email to: Shagufta_ NASDAQ Stock Market LLC; Notice of
Comment Request Ahmed@omb.eop.gov; and (ii) Pamela Filing and Immediate Effectiveness of
Dyson, Director/Chief Information Proposed Rule Change To Amend the
Upon Written Request, Copies Available Officer, Securities and Exchange
From: Securities and Exchange Exchange’s Data Fees at Rule 7023
Commission, c/o Remi Pavlik-Simon,
Commission Office of Investor 100 F Street NE., Washington, DC 20549 January 23, 2017.
Education and Advocacy Washington, or send an email to: PRA_Mailbox@ Pursuant to Section 19(b)(1) of the
DC 20549–0213 sec.gov. Comments must be submitted to Securities Exchange Act of 1934
Extension:
Rule 18f–1 and Form N–18f–1 SEC File No.
OMB within 30 days of this notice. (‘‘Act’’),1 and Rule 19b–4 thereunder,2
270–187, OMB Control No. 3235–0211 Dated: January 17, 2017. notice is hereby given that on January
Eduardo A. Aleman, 10, 2017, The NASDAQ Stock Market
Notice is hereby given that, pursuant LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed
to the Paperwork Reduction Act of 1995 Assistant Secretary.
with the Securities and Exchange
(44 U.S.C. 3501–3520), the Securities [FR Doc. 2017–01836 Filed 1–26–17; 8:45 am]
Commission (‘‘SEC’’ or ‘‘Commission’’)
and Exchange Commission BILLING CODE 8011–01–P
the proposed rule change as described
(‘‘Commission’’) has submitted to the
in Items I, II, and III, below, which Items
Office of Management and Budget a
SECURITIES AND EXCHANGE have been prepared by the Exchange.
request for extension of the previously
COMMISSION The Commission is publishing this
approved collection of information
notice to solicit comments on the
discussed below. [Release No. 34–79859; File No. SR–
Rule 18f–1 (17 CFR 270.18f–1) proposed rule change from interested
BatsBZX–2016–42] persons.
enables a registered open-end
management investment company Self-Regulatory Organizations; Bats I. Self-Regulatory Organization’s
(‘‘fund’’) that may redeem its securities BZX Exchange, Inc.; Notice of Statement of the Terms of Substance of
in-kind, by making a one-time election, Withdrawal of a Proposed Rule Change the Proposed Rule Change
to commit to make cash redemptions To Amend the Options Regulatory Fee The Exchange proposes to amend the
pursuant to certain requirements Exchange’s data fees at Rule 7023 to: (i)
without violating section 18(f) of the January 23, 2017.
On July 20, 2016, Bats BZX Exchange, Increase the monthly Nasdaq Level 2
Investment Company Act of 1940 (15
Inc. (the ‘‘Exchange’’) filed with the Non-Professional Subscriber fee (‘‘Level
U.S.C. 80a–18(f)). A fund relying on the
Securities and Exchange Commission 2 Non-Professional Fee’’) from $9 to
rule must file Form N–18F–1 (17 CFR
(the ‘‘Commission’’), pursuant to $14; and (ii) increase the monthly
274.51) to notify the Commission of this
Section 19(b)(1) of the Securities Nasdaq Level 2 Professional Subscriber
election. The Commission staff
Exchange Act of 1934 (the ‘‘Act’’),1 and fee (‘‘Level 2 Professional Fee’’) from
estimates that 38 funds file Form N–
18F–1 annually, and that each response Rule 19b–4 thereunder,2 a proposed rule
4 See Securities Exchange Act Release No. 78849,
takes one hour. Based on these change to modify the Options
81 FR 64960 (September 21, 2016).
estimates, the total annual burden hours Regulatory Fee (‘‘ORF’’). The proposed 5 See Letters to Brent J. Fields, Secretary,

associated with the rule is estimated to rule change was published for comment Commission, from Ellen Greene, Managing Director,
be 38 hours. in the Federal Register on August 5, Securities Industry and Financial Markets
jstallworth on DSK7TPTVN1PROD with NOTICES

2016.3 On September 15, 2016, the Association, dated October 14, 2016; Joseph
The estimate of average burden hours Kinahan, Managing Director, Client Advocacy and
is made solely for the purposes of the Commission temporarily suspended the Market Structure, TD Ameritrade, Inc., dated
Exchange’s proposal and October 26, 2016; and Jeanine Hightower, Chief
3 See Securities Exchange Act Release No. 78452 Operating Officer, International Securities
(August 1, 2016), 81 FR 51951 (August 5, 2016). 1 15 U.S.C. 78s(b)(1). Exchange, LLC, dated October 27, 2016.
4 See Securities Exchange Act Release No. 78850, 2 17 6 17 CFR 200.30–3(a)(12).
CFR 240.19b–4.
81 FR 64963 (September 21, 2016). 3 See Securities Exchange Act Release No. 78453 1 15 U.S.C. 78s(b)(1).
5 17 CFR 200.30–3(a)(12). (August 1, 2016), 81 FR 51954 (August 5, 2016). 2 17 CFR 240.19b–4.

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Document Created: 2017-01-27 00:11:04
Document Modified: 2017-01-27 00:11:04

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 8632