82 FR 8779 - SEC Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 18 (January 30, 2017)

Page Range		8779-8779
FR Document		2017-01928

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, February 15, 2017, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.

Federal Register, Volume 82 Issue 18 (Monday, January 30, 2017)

[Federal Register Volume 82, Number 18 (Monday, January 30, 2017)]
[Notices]
[Page 8779]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2017-01928]

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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10292; 34-79872; File No. 265-27]

SEC Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

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SUMMARY: The Securities and Exchange Commission Advisory Committee on
Small and Emerging Companies is providing notice that it will hold a
public meeting on Wednesday, February 15, 2017, in Multi-Purpose Room
LL-006 at the Commission's headquarters, 100 F Street NE., Washington,
DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the
public. The meeting will be webcast on the Commission's Web site at
www.sec.gov. Persons needing special accommodations to take part
because of a disability should notify the contact person listed below.
The public is invited to submit written statements to the Committee.
The agenda for the meeting includes matters relating to rules and
regulations affecting small and emerging companies under the federal
securities laws.

DATES: The public meeting will be held on Wednesday, February 15, 2017.
Written statements should be received on or before February 13, 2017.

ADDRESSES: The meeting will be held at the Commission's headquarters,
100 F Street NE., Washington, DC. Written statements may be submitted
by any of the following methods:
Electronic Statements:
Use the Commission's Internet submission form (http://www.sec.gov/info/smallbus/acsec.shtml); or
Send an email message to rule-comments@sec.gov. Please
include File Number 265-27 on the subject line; or
Paper Statements:
Send paper statements to Brent J. Fields, Federal Advisory
Committee Management Officer, Securities and Exchange Commission, 100 F
Street NE., Washington, DC 20549-1090.
All submissions should refer to File No. 265-27. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method. The Commission will post all statements on the Advisory
Committee's Web site (https://www.sec.gov/info/smallbus/acsec.shtml).
Statements also will be available for Web site viewing and printing
in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change; we do not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special
Counsel, at (202) 551-3460, Office of Small Business Policy, Division
of Corporation Finance, Securities and Exchange Commission, 100 F
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations
thereunder, Elizabeth M. Murphy, responsible as Designated Federal
Officer of the Committee, has ordered publication of this notice.

Dated: January 25, 2017.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2017-01928 Filed 1-27-17; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 18 / Monday, January 30, 2017 / Notices 8779

At any time within 60 days of the submissions. You should submit only • Send paper statements to Brent J.
filing of the proposed rule change, the information that you wish to make Fields, Federal Advisory Committee
Commission summarily may available publicly. All submissions Management Officer, Securities and
temporarily suspend such rule change if should refer to File Number SR–BOX– Exchange Commission, 100 F Street NE.,
it appears to the Commission that such 2017–02 and should be submitted on or Washington, DC 20549–1090.
action is: (i) Necessary or appropriate in before February 21, 2017. All submissions should refer to File
the public interest; (ii) for the protection For the Commission, by the Division of No. 265–27. This file number should be
of investors; or (iii) otherwise in Trading and Markets, pursuant to delegated included on the subject line if email is
furtherance of the purposes of the Act. authority.16 used. To help us process and review
If the Commission takes such action, the Eduardo A. Aleman, your statement more efficiently, please
Commission shall institute proceedings Assistant Secretary. use only one method. The Commission
to determine whether the proposed rule will post all statements on the Advisory
[FR Doc. 2017–01896 Filed 1–27–17; 8:45 am]
should be approved or disapproved. Committee’s Web site (https://
BILLING CODE 8011–01–P
IV. Solicitation of Comments www.sec.gov/info/smallbus/
acsec.shtml).
Interested persons are invited to Statements also will be available for
submit written data, views and SECURITIES AND EXCHANGE
COMMISSION Web site viewing and printing in the
arguments concerning the foregoing, Commission’s Public Reference Room,
including whether the proposed rule [Release Nos. 33–10292; 34–79872; File No. 100 F Street NE., Washington, DC
change is consistent with the Act. 265–27] 20549, on official business days
Comments may be submitted by any of between the hours of 10:00 a.m. and
the following methods: SEC Advisory Committee on Small and
3:00 p.m. All statements received will
Emerging Companies
Electronic Comments be posted without change; we do not
• Use the Commission’s Internet AGENCY: Securities and Exchange edit personal identifying information
comment form (http://www.sec.gov/ Commission. from submissions. You should submit
rules/sro.shtml); or ACTION: Notice of meeting. only information that you wish to make
• Send an email to rule-comments@ available publicly.
sec.gov. Please include File No. SR– SUMMARY: The Securities and Exchange FOR FURTHER INFORMATION CONTACT: Julie
BOX–2017–02 on the subject line. Commission Advisory Committee on Z. Davis, Senior Special Counsel, at
Small and Emerging Companies is (202) 551–3460, Office of Small
Paper Comments providing notice that it will hold a Business Policy, Division of Corporation
• Send paper comments in triplicate public meeting on Wednesday, February Finance, Securities and Exchange
to Brent J. Fields, Secretary, Securities 15, 2017, in Multi-Purpose Room LL– Commission, 100 F Street NE.,
and Exchange Commission, 100 F Street 006 at the Commission’s headquarters, Washington, DC 20549–3628.
NE., Washington, DC 20549–1090. 100 F Street NE., Washington, DC. The
SUPPLEMENTARY INFORMATION: In
All submissions should refer to File meeting will begin at 9:30 a.m. (EDT)
accordance with Section 10(a) of the
Number SR–BOX–2017–02. This file and will be open to the public. The
Federal Advisory Committee Act, 5
number should be included on the meeting will be webcast on the
U.S.C.–App. 1, and the regulations
subject line if email is used. To help the Commission’s Web site at www.sec.gov.
thereunder, Elizabeth M. Murphy,
Commission process and review your Persons needing special
responsible as Designated Federal
comments more efficiently, please use accommodations to take part because of
Officer of the Committee, has ordered
only one method. The Commission will a disability should notify the contact
publication of this notice.
post all comments on the Commission’s person listed below. The public is
invited to submit written statements to Dated: January 25, 2017.
Internet Web site (http://www.sec.gov/
rules/sro.shtml). Copies of the the Committee. The agenda for the Brent J. Fields,
submission, all subsequent meeting includes matters relating to Committee Management Officer.
amendments, all written statements rules and regulations affecting small and [FR Doc. 2017–01928 Filed 1–27–17; 8:45 am]
with respect to the proposed rule emerging companies under the federal BILLING CODE 8011–01–P
change that are filed with the securities laws.
Commission, and all written DATES: The public meeting will be held
communications relating to the on Wednesday, February 15, 2017. SECURITIES AND EXCHANGE
proposed rule change between the Written statements should be received COMMISSION
Commission and any person, other than on or before February 13, 2017.
[Investment Company Act Release No.
those that may be withheld from the ADDRESSES: The meeting will be held at 32432; 812–14389]
public in accordance with the the Commission’s headquarters, 100 F
provisions of 5 U.S.C. 552, will be Street NE., Washington, DC. Written Aspiration Funds and Aspiration Fund
available for Web site viewing and statements may be submitted by any of Adviser, LLC; Notice of Application
printing in the Commission’s Public the following methods:
Reference Room, 100 F Street NE., Electronic Statements: January 24, 2017.
Washington, DC 20549, on official • Use the Commission’s Internet AGENCY: Securities and Exchange
business days between the hours of submission form (http://www.sec.gov/ Commission (‘‘Commission’’).
mstockstill on DSK3G9T082PROD with NOTICES

10:00 a.m. and 3:00 p.m. Copies of such info/smallbus/acsec.shtml); or ACTION: Notice of an application under
filing also will be available for • Send an email message to rule- section 6(c) of the Investment Company
inspection and copying at the principal comments@sec.gov. Please include File Act of 1940 (‘‘Act’’) for an exemption
office of the Exchange. All comments Number 265–27 on the subject line; or from section 15(a) of the Act and rule
received will be posted without change; Paper Statements: 18f–2 under the Act. The requested
the Commission does not edit personal exemption would permit an investment
identifying information from 16 17 CFR 200.30–3(a)(12). adviser to hire and replace certain

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Document Created: 2017-01-28 01:26:01
Document Modified: 2017-01-28 01:26:01

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting.
Dates		The public meeting will be held on Wednesday, February 15, 2017. Written statements should be received on or before February 13, 2017.
Contact		Julie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation		82 FR 8779