82_FR_8797 82 FR 8779 - SEC Advisory Committee on Small and Emerging Companies

82 FR 8779 - SEC Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 18 (January 30, 2017)

Page Range8779-8779
FR Document2017-01928

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, February 15, 2017, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.

Federal Register, Volume 82 Issue 18 (Monday, January 30, 2017)
[Federal Register Volume 82, Number 18 (Monday, January 30, 2017)]
[Notices]
[Page 8779]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-01928]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10292; 34-79872; File No. 265-27]


SEC Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold a 
public meeting on Wednesday, February 15, 2017, in Multi-Purpose Room 
LL-006 at the Commission's headquarters, 100 F Street NE., Washington, 
DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the 
public. The meeting will be webcast on the Commission's Web site at 
www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes matters relating to rules and 
regulations affecting small and emerging companies under the federal 
securities laws.

DATES: The public meeting will be held on Wednesday, February 15, 2017. 
Written statements should be received on or before February 13, 2017.

ADDRESSES: The meeting will be held at the Commission's headquarters, 
100 F Street NE., Washington, DC. Written statements may be submitted 
by any of the following methods:
    Electronic Statements:
     Use the Commission's Internet submission form (http://www.sec.gov/info/smallbus/acsec.shtml); or
     Send an email message to rule-comments@sec.gov. Please 
include File Number 265-27 on the subject line; or
    Paper Statements:
     Send paper statements to Brent J. Fields, Federal Advisory 
Committee Management Officer, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-1090.
    All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site (https://www.sec.gov/info/smallbus/acsec.shtml).
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, at (202) 551-3460, Office of Small Business Policy, Division 
of Corporation Finance, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations 
thereunder, Elizabeth M. Murphy, responsible as Designated Federal 
Officer of the Committee, has ordered publication of this notice.

    Dated: January 25, 2017.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2017-01928 Filed 1-27-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                                                Federal Register / Vol. 82, No. 18 / Monday, January 30, 2017 / Notices                                                    8779

                                                     At any time within 60 days of the                    submissions. You should submit only                        • Send paper statements to Brent J.
                                                  filing of the proposed rule change, the                 information that you wish to make                       Fields, Federal Advisory Committee
                                                  Commission summarily may                                available publicly. All submissions                     Management Officer, Securities and
                                                  temporarily suspend such rule change if                 should refer to File Number SR–BOX–                     Exchange Commission, 100 F Street NE.,
                                                  it appears to the Commission that such                  2017–02 and should be submitted on or                   Washington, DC 20549–1090.
                                                  action is: (i) Necessary or appropriate in              before February 21, 2017.                                  All submissions should refer to File
                                                  the public interest; (ii) for the protection              For the Commission, by the Division of                No. 265–27. This file number should be
                                                  of investors; or (iii) otherwise in                     Trading and Markets, pursuant to delegated              included on the subject line if email is
                                                  furtherance of the purposes of the Act.                 authority.16                                            used. To help us process and review
                                                  If the Commission takes such action, the                Eduardo A. Aleman,                                      your statement more efficiently, please
                                                  Commission shall institute proceedings                  Assistant Secretary.                                    use only one method. The Commission
                                                  to determine whether the proposed rule                                                                          will post all statements on the Advisory
                                                                                                          [FR Doc. 2017–01896 Filed 1–27–17; 8:45 am]
                                                  should be approved or disapproved.                                                                              Committee’s Web site (https://
                                                                                                          BILLING CODE 8011–01–P
                                                  IV. Solicitation of Comments                                                                                    www.sec.gov/info/smallbus/
                                                                                                                                                                  acsec.shtml).
                                                    Interested persons are invited to                                                                                Statements also will be available for
                                                  submit written data, views and                          SECURITIES AND EXCHANGE
                                                                                                          COMMISSION                                              Web site viewing and printing in the
                                                  arguments concerning the foregoing,                                                                             Commission’s Public Reference Room,
                                                  including whether the proposed rule                     [Release Nos. 33–10292; 34–79872; File No.              100 F Street NE., Washington, DC
                                                  change is consistent with the Act.                      265–27]                                                 20549, on official business days
                                                  Comments may be submitted by any of                                                                             between the hours of 10:00 a.m. and
                                                  the following methods:                                  SEC Advisory Committee on Small and
                                                                                                                                                                  3:00 p.m. All statements received will
                                                                                                          Emerging Companies
                                                  Electronic Comments                                                                                             be posted without change; we do not
                                                    • Use the Commission’s Internet                       AGENCY: Securities and Exchange                         edit personal identifying information
                                                  comment form (http://www.sec.gov/                       Commission.                                             from submissions. You should submit
                                                  rules/sro.shtml); or                                    ACTION: Notice of meeting.                              only information that you wish to make
                                                    • Send an email to rule-comments@                                                                             available publicly.
                                                  sec.gov. Please include File No. SR–                    SUMMARY:   The Securities and Exchange                  FOR FURTHER INFORMATION CONTACT: Julie
                                                  BOX–2017–02 on the subject line.                        Commission Advisory Committee on                        Z. Davis, Senior Special Counsel, at
                                                                                                          Small and Emerging Companies is                         (202) 551–3460, Office of Small
                                                  Paper Comments                                          providing notice that it will hold a                    Business Policy, Division of Corporation
                                                     • Send paper comments in triplicate                  public meeting on Wednesday, February                   Finance, Securities and Exchange
                                                  to Brent J. Fields, Secretary, Securities               15, 2017, in Multi-Purpose Room LL–                     Commission, 100 F Street NE.,
                                                  and Exchange Commission, 100 F Street                   006 at the Commission’s headquarters,                   Washington, DC 20549–3628.
                                                  NE., Washington, DC 20549–1090.                         100 F Street NE., Washington, DC. The
                                                                                                                                                                  SUPPLEMENTARY INFORMATION: In
                                                  All submissions should refer to File                    meeting will begin at 9:30 a.m. (EDT)
                                                                                                                                                                  accordance with Section 10(a) of the
                                                  Number SR–BOX–2017–02. This file                        and will be open to the public. The
                                                                                                                                                                  Federal Advisory Committee Act, 5
                                                  number should be included on the                        meeting will be webcast on the
                                                                                                                                                                  U.S.C.–App. 1, and the regulations
                                                  subject line if email is used. To help the              Commission’s Web site at www.sec.gov.
                                                                                                                                                                  thereunder, Elizabeth M. Murphy,
                                                  Commission process and review your                      Persons needing special
                                                                                                                                                                  responsible as Designated Federal
                                                  comments more efficiently, please use                   accommodations to take part because of
                                                                                                                                                                  Officer of the Committee, has ordered
                                                  only one method. The Commission will                    a disability should notify the contact
                                                                                                                                                                  publication of this notice.
                                                  post all comments on the Commission’s                   person listed below. The public is
                                                                                                          invited to submit written statements to                   Dated: January 25, 2017.
                                                  Internet Web site (http://www.sec.gov/
                                                  rules/sro.shtml). Copies of the                         the Committee. The agenda for the                       Brent J. Fields,
                                                  submission, all subsequent                              meeting includes matters relating to                    Committee Management Officer.
                                                  amendments, all written statements                      rules and regulations affecting small and               [FR Doc. 2017–01928 Filed 1–27–17; 8:45 am]
                                                  with respect to the proposed rule                       emerging companies under the federal                    BILLING CODE 8011–01–P
                                                  change that are filed with the                          securities laws.
                                                  Commission, and all written                             DATES: The public meeting will be held
                                                  communications relating to the                          on Wednesday, February 15, 2017.                        SECURITIES AND EXCHANGE
                                                  proposed rule change between the                        Written statements should be received                   COMMISSION
                                                  Commission and any person, other than                   on or before February 13, 2017.
                                                                                                                                                                  [Investment Company Act Release No.
                                                  those that may be withheld from the                     ADDRESSES: The meeting will be held at                  32432; 812–14389]
                                                  public in accordance with the                           the Commission’s headquarters, 100 F
                                                  provisions of 5 U.S.C. 552, will be                     Street NE., Washington, DC. Written                     Aspiration Funds and Aspiration Fund
                                                  available for Web site viewing and                      statements may be submitted by any of                   Adviser, LLC; Notice of Application
                                                  printing in the Commission’s Public                     the following methods:
                                                  Reference Room, 100 F Street NE.,                         Electronic Statements:                                January 24, 2017.
                                                  Washington, DC 20549, on official                         • Use the Commission’s Internet                       AGENCY:  Securities and Exchange
                                                  business days between the hours of                      submission form (http://www.sec.gov/                    Commission (‘‘Commission’’).
mstockstill on DSK3G9T082PROD with NOTICES




                                                  10:00 a.m. and 3:00 p.m. Copies of such                 info/smallbus/acsec.shtml); or                          ACTION: Notice of an application under
                                                  filing also will be available for                         • Send an email message to rule-                      section 6(c) of the Investment Company
                                                  inspection and copying at the principal                 comments@sec.gov. Please include File                   Act of 1940 (‘‘Act’’) for an exemption
                                                  office of the Exchange. All comments                    Number 265–27 on the subject line; or                   from section 15(a) of the Act and rule
                                                  received will be posted without change;                   Paper Statements:                                     18f–2 under the Act. The requested
                                                  the Commission does not edit personal                                                                           exemption would permit an investment
                                                  identifying information from                              16 17   CFR 200.30–3(a)(12).                          adviser to hire and replace certain


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Document Created: 2017-01-28 01:26:01
Document Modified: 2017-01-28 01:26:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of meeting.
DatesThe public meeting will be held on Wednesday, February 15, 2017. Written statements should be received on or before February 13, 2017.
ContactJulie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation82 FR 8779 

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