82_FR_903 82 FR 901 - Reports, Forms, and Record Keeping Requirements

82 FR 901 - Reports, Forms, and Record Keeping Requirements

DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration

Federal Register Volume 82, Issue 2 (January 4, 2017)

Page Range901-908
FR Document2016-31887

Before a Federal agency can collect certain information from the public, it must receive approval from the Office of Management and Budget (OMB). Under procedures established by the Paperwork Reduction Act of 1995, before seeking OMB approval, Federal agencies must solicit public comment on the proposed collection of information. This document describes a proposed collection of information under regulations in 49 CFR parts 591, 592, and 593 that pertain to the importation of motor vehicles and items of motor vehicle equipment that are subject to the Federal motor vehicle safety, bumper, and theft prevention standards.

Federal Register, Volume 82 Issue 2 (Wednesday, January 4, 2017)
[Federal Register Volume 82, Number 2 (Wednesday, January 4, 2017)]
[Notices]
[Pages 901-908]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-31887]


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DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

[Docket No. NHTSA-2016-0132]


Reports, Forms, and Record Keeping Requirements

AGENCY: National Highway Traffic Safety Administration, DOT.

ACTION: Request for public comment on proposed collection of 
information.

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SUMMARY: Before a Federal agency can collect certain information from 
the public, it must receive approval from the Office of Management and 
Budget (OMB). Under procedures established by the Paperwork Reduction 
Act of 1995, before seeking OMB approval, Federal agencies must solicit 
public comment on the proposed collection of information.
    This document describes a proposed collection of information under 
regulations in 49 CFR parts 591, 592, and 593 that pertain to the 
importation of motor vehicles and items of motor vehicle equipment that 
are subject to the Federal motor vehicle safety, bumper, and theft 
prevention standards.

DATES: Comments must be received on or before March 6, 2017.

ADDRESSES: You may submit comments identified by DOT Docket No. NHTSA-
2016-0132 by any of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov. Follow the online instructions for submitting 
comments.
     Mail: Docket Management Facility: U.S. Department of 
Transportation, 1200 New Jersey Avenue SE., West Building Ground Floor, 
Room W12-140, Washington, DC 20590-0001
     Hand Delivery or Courier: West Building Ground Floor, Room 
W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m. ET, 
Monday through Friday, except Federal holidays. Telephone: 1-800-647-
5527.
     Fax: 202-493-2251
    Instructions: All submissions must include the agency name and 
docket number for this proposed collection of information. Note that 
all comments received will be posted without change to http://www.regulations.gov, including any personal information provided. 
Please see the Privacy Act heading below.
    Privacy Act: Anyone is able to search the electronic form of all 
comments received into any of our dockets by the name of the individual 
submitting the comment (or signing the comment, if submitted on behalf 
of an association, business, labor union, etc.). You may review DOT's 
complete Privacy Act Statement in the Federal Register published on 
April 11, 2000 (65 FR 19477-78) or you may visit http://DocketInfo.dot.gov.
    Docket: For access to the docket to read background documents or 
comments received, go to http://www.regulations.gov and follow the 
online instructions for assessing the dockets. Alternately, you may 
visit in person the Docket Management Facility at the street address 
listed above.

FOR FURTHER INFORMATION CONTACT: Coleman Sachs, Office of Vehicle 
Safety Compliance (NEF-230), National Highway Traffic Safety 
Administration, West Building--4th Floor--Room W45-205, 1200 New Jersey 
Avenue SE., Washington, DC 20590. Mr. Sachs' telephone number is (202) 
366-3151. Please identify the relevant collection of information by 
referring to its OMB Control Number.

SUPPLEMENTARY INFORMATION: 

Prior Approval

    On December 19, 2013, NHTSA submitted to OMB a request for the 
extension of the agency's approval (assigned OMB Control No. 2127-0002) 
of the information collection that is incident to NHTSA's 
administration of the vehicle importation regulations at 49 CFR parts 
591, 592, and 593. On April 13, 2014, OMB notified NHTSA that it had 
approved this extension request through April 30, 2017. That approval 
was based on NHTSA submissions identifying information being collected 
on an annual basis from 63,818 respondents, expending 61,882 hours of 
effort, at a cost of $1,454,120. NHTSA wishes to file with OMB a 
request for that agency to extend its approval for an additional three 
years.

Changes in Program

    Since the information collection associated with NHTSA's 
importation program was last approved by OMB, significant changes have 
taken place that impact the information collection and the assessment 
of its burden on affected members of the public. These have resulted, 
in part, from the increasing strength of the U.S. Dollar against 
foreign currencies, particularly the Canadian dollar, which has led to 
a significant increase in the volume of vehicles imported from Canada. 
Another factor that has impacted the information collection is the 
transitioning in the filing of NHTSA-required import data from U.S. 
Customs and Border Protection's (CBP's) legacy Automated Commercial 
System (ACS) to the new Automated Commercial Environment/International 
Trade Data System (ACE/ITDS). With its integration into ACE, which 
began on August 1, 2015 and was completed by July 28, 2016, NHTSA is 
receiving more accurate and complete information on the importation of 
the commodities it regulates. As a consequence, the volume of entries, 
in some instances, has greatly increased from the volume received in 
prior years. For example, the volume of entries for vehicles at least 
25 years old that can be imported without regard to their compliance 
with the Federal motor vehicle safety standards (FMVSS) and equipment 
items manufactured prior to the date that any applicable standard has 
taken effect, both of which are declared under Box 1 on the HS-7 
Declaration form, has increased by a factor of nearly two hundred, from 
roughly 13,000 entries in 2012 to nearly 2.5 million entries in 2015. 
There has been a 25 percent increase in the volume of vehicles 
conforming to the

[[Page 902]]

FMVSS that are imported under Box 2A, from 5.6 million in 2012 to 
nearly 7 million in 2015. The volume of vehicles not originally 
manufactured to the FMVSS that are imported by registered importers 
under Box 3 has increased more than sevenfold, from roughly 30,000 
vehicles in 2012, to over 216,000 vehicles in 2015. More than 99 
percent of these vehicles are imported from Canada, whose dollar, as 
previously indicated, has significantly weakened against the U.S. 
dollar. Perhaps influenced by the same factors, there has been nearly a 
doubling in the volume of Canadian-certified vehicles imported by 
individuals for personal use under box 2B, from 1,275 in 2012 to nearly 
2,400 in 2015. There has been a fourfold increase in the volume of 
vehicles imported for export only under Box 4, from roughly 20,000 
vehicles in 2012 to slightly more than 83,000 in 2015. The volume of 
nonconforming vehicles temporarily imported for research or 
demonstration purposes under Box 7 has increased by nearly 25 percent, 
from 6,000 vehicles in 2012 to 7,319 in 2015. Finally, the volume of 
vehicles not originally manufactured for use on public roads that are 
declared as off-road vehicles not subject to the FMVSS under Box 8 has 
increased by nearly one third, from 326,000 in 2012 to 421,526.
    The focus of NHTSA's importation program has traditionally been on 
vehicles that were not originally manufactured to comply with all 
applicable FMVSS. These vehicles must be imported by a registered 
importer (RI) under bond to ensure that the vehicles are brought into 
compliance with applicable standards following importation. 
Nonconforming vehicles are entered under Box 3 on the HS-7 Declaration 
form. In calendar year 2002, 212,210 nonconforming vehicles were 
imported under Box 3. Over 97 percent of those vehicles were imported 
from Canada. In 2003, after the U.S. dollar began to weaken against the 
Canadian dollar, the volume of nonconforming vehicle imports under Box 
3 was reduced by more than half, to 97,337 vehicles. The trend 
accelerated over the next five years, with 43,648 vehicles imported 
under Box 3 in 2004, 12,642 imported in 2005, 10,953 imported in 2006, 
7,470 imported in 2007, and 6,311 imported in 2008. After the U.S. 
dollar had gained some strength against the Canadian dollar, the volume 
of imports under Box 3 increased to 10,752 vehicles in 2009, and 
continued to increase to 18,010 vehicles in 2010, 22,733 vehicles in 
2011, and 30,138 in 2012. In 2013, 36,292 vehicles were imported under 
Box 3. With the increasing strength of the U.S. dollar against the 
Canadian dollar, this figure more than doubled in 2014, when 73,814 
vehicles were imported, and then tripled in 2015, when a record 216,814 
were imported.
    When NHTSA last requested OMB approval for the information 
collection associated with the vehicle importation program, the agency 
estimated that 23,600 nonconforming vehicles would be imported on an 
annual basis under Box 3, for which HS-7 Declaration forms and HS-474 
DOT Conformance bonds would have to be furnished. The agency estimated 
that it would take five minutes to complete each HS-7 Declaration form, 
and six minutes to complete each HS-474 DOT Conformance bond, for a 
total expenditure of 4,327 hours to complete these forms. Given the 
significant rise in nonconforming vehicle imports under Box 3 in recent 
years, future projections should assume an average of 109,000 vehicle 
imports per year. Relying on this figure, the hour burden associated 
with the completion of paperwork for these vehicles would be close to 
19,873 hours (0.08333 hours to complete each HS-7 x 109,000 vehicles = 
9,083 hours; 0.1 hours to complete each HS-474 x 109,000 vehicles = 
10,900 hours; 9,083 + 10,900 = 19,983 hours). This represents nearly a 
462 percent increase in burden hours associated with these entries when 
compared to the figures used when OMB approval was last obtained.
    Cumulatively, the changes in the vehicle importation program 
detailed above have produced more than a four-fold increase in the hour 
burden associated with all aspects of the program, from an estimated 
61,882 hours when OMB approval was last sought in 2013, to an estimated 
252,263 hours in this document, as specified more fully below.

Scope of Accounting for Burdens

    In this document, the agency has not focused exclusively on 
vehicles imported under the RI program, but has instead made a 
concerted effort to quantify the hour burden associated with the 
completion of paperwork for vehicles and equipment items imported in 
any legitimate way under NHTSA's regulations (49 CFR parts 591, 592, 
and 593). As a consequence, we are providing particular information on 
the paperwork burden associated with the importation of conforming 
motor vehicles; the temporary importation of nonconforming vehicles for 
personal use by nonresidents and by foreign diplomatic and military 
personnel; the temporary importation of nonconforming vehicles for 
purposes of research, investigations, demonstrations or training, and 
other similar purposes; the importation of vehicles that are not 
primarily manufactured for on-road use; and other entry categories 
permitted under the agency's regulations. In addition, we have 
attempted to account for all forms, whether required or optional, and 
other types of information solicitations associated with vehicle and 
equipment importation that appear on the agency's Web site and in 
newsletters and other informational media that we employ to inform RIs 
and others of our requirements. Accounting for all paperwork burdens in 
this manner, we project that a total of 252,263 hours will be expended 
each year to complete paperwork associated with all aspects of NHTSA's 
program that regulates the importation of motor vehicles and equipment 
items subject to the FMVSS. As described above, this represents more 
than a four-fold increase over the 61,882 burden hours that were 
estimated when OMB approval was last sought in 2013.

Issues for Comments To Address

    Under the Paperwork Reduction Act of 1995 (PRA), before an agency 
submits a proposed collection of information to OMB for approval, it 
must publish a document in the Federal Register providing a 60-day 
comment period and otherwise consult with members of the public and 
affected agencies concerning each proposed collection of information. 
The OMB has promulgated regulations describing what must be included in 
such a document. Under OMB's regulations (at 5 CFR 1320.8(d)), an 
agency must ask for public comment on the following:
    (i) Whether the proposed collection of information is necessary for 
the proper performance of the functions of the agency, including 
whether the information will have practical utility;
    (ii) The accuracy of the agency's estimate of the burden of the 
proposed collection of information, including the validity of the 
methodology and assumptions;
    (iii) How to enhance the quality, utility, and clarity of the 
information to be collected; and
    (iv) How to minimize the burden of the collection of information on 
those who are to respond, including the use of appropriate automated, 
electronic, mechanical, or other technological collection techniques or 
other forms of information technology, e.g., permitting electronic 
submission of responses.

[[Page 903]]

Solicitation of Comments

    In compliance with these requirements, NHTSA is requesting public 
comment on the following proposed collection of information:
    Title: Importation of Vehicles and Equipment Subject to the Federal 
Motor Vehicle Safety, Bumper, and Theft Prevention Standards.
    Type of Request: Extension of a Currently Approved Collection.
    OMB Control Number: 2127-0002.
    Affected Public: Importers of vehicles and regulated items of motor 
vehicle equipment.
    Requested Expiration Date of Approval: April 30, 2020.

Summary of Collection of Information

    1. Declaration requirement for the importation of motor vehicles 
and regulated items of motor vehicle equipment: NHTSA's regulations at 
49 CFR part 591 provide that no person shall import a motor vehicle or 
regulated item of motor vehicle equipment (e.g., tires, rims, brake 
hoses, brake fluid, seat belt assemblies, lighting equipment, glazing 
(i.e., windshield and window glass), motorcycle helmets, child 
restraints, compressed natural gas containers (used as part of a 
vehicle fuel system and not for the purpose of transporting natural 
gas), reflective triangular warning devices, rear impact guards for 
trailers, and platform lift systems for the mobility impaired) unless 
the importer files a declaration. See 49 CFR 591.5. This declaration is 
filed with U.S. Customs and Border Protection (Customs) on a paper copy 
of the HS-7 Declaration form, or, if the entry is made by a Customs 
House Broker, it can be made electronically using Customs' Automated 
Broker Interface (ABI) system. The HS-7 Declaration form has 14 boxes, 
each of which identifies a lawful basis for the importation of a motor 
vehicle or equipment item into the United States.
    a. Importation of vehicles at least 25 years old or equipment not 
subject to the safety standards under Box 1: A motor vehicle at least 
25 years old can be lawfully imported without regard to its compliance 
with the FMVSS. So too can an equipment item manufactured on a date 
when no applicable FMVSS was in effect. These vehicles and equipment 
items are declared under Box 1 on the HS-7 Declaration form. In 
calendar year 2013, 15,419 entries were made for vehicles and equipment 
items imported under Box 1. In 2014, 633,115 entries were made, and in 
2009, the volume of entries increased to 2,487,196. Based on an average 
of these figures, the agency projects that roughly 1,045,243 entries 
will be made under Box 1 over the next three years (15,419 + 633,115 + 
2,487,196 = 3,135,730; 3,135,730 / 3 = 1,045,243). Assuming that an HS-
7 Declaration form is filed for each of these entries, and that it will 
take five minutes to complete each of these forms, the agency estimates 
the hour burden associated with completing the paperwork for these 
entries to be approximately 87,100 hours per year (0.08333 hours x 
1,045,243 = 87,100 hours).
    b. Importation of conforming vehicles and equipment under Box 2A: 
Vehicles and equipment that are originally manufactured to comply with 
all applicable Federal motor vehicle safety, bumper, and theft 
prevention standards, and that bear a label or tag certifying such 
compliance that is permanently affixed by the original manufacturer, 
are declared under Box 2A on the HS-7 Declaration form. In 2013, 
5,823,028 vehicles were imported under Box 2A. In 2014, the figure 
increased to 6,508,918 vehicles, and increased again in 2015, to 
6,909,140. Based on an average of these figures, the agency projects 
that roughly 6,413,695 vehicles will be imported each year under Box 2A 
for the next three years. The overwhelming majority of vehicles entered 
under Box 2A are imported by original manufacturers. As a rule, 
manufacturers do not file a separate HS-7 Declaration form for each 
conforming vehicle they import under Box 2A. Instead, the manufacturers 
furnish NHTSA with a single declaration form, on a monthly basis, to 
which they attach a list of all vehicles, identified by make, model, 
model year, and vehicle identification number (VIN), that were imported 
under Box 2A during that month. In this manner, it is not unusual for a 
single HS-7 Declaration form to be filed with the agency to cover the 
entry of many thousands of vehicles. Assuming that manufacturers 
account for 90 percent of the vehicles imported under Box 2A, and that 
a manufacturer will, on average, report the entry of 5,000 vehicles on 
a single Declaration form, and that all other vehicles imported under 
Box 2A are declared individually, the agency projects the hour burden 
associated with completing the paperwork for the entry of these 
vehicles to be 53,541 hours per year (6,413,695 vehicles x .9 = 
5,772,325 vehicles imported by original manufacturers; 5,772,325 
vehicles / 5,000 vehicles per declaration forms filed = 1,154 
declaration forms being filed per year by manufacturers; assuming that 
a separate declaration is filed for each other vehicle imported under 
Box 2A yields 641,370 declarations being filed per year for these 
vehicles; 641,370 + 1,154 = 642,524 declarations per year; 0.08333 
hours to complete each declaration x 642,524 declarations = 53,541 
hours).
    c. Importation of conforming Canadian-market vehicles for personal 
use under Box 2B: A motor vehicle that is certified by its original 
manufacturer as complying with all applicable Canadian motor vehicle 
safety standards can be imported by an individual for personal use 
under Box 2B. To accomplish the entry, the importer must furnish 
Customs with a letter from the vehicle's original manufacturer 
confirming that the vehicle conforms to all applicable U.S. Federal 
motor vehicle safety, bumper, and theft prevention standards, or that 
it conforms to all such standards except for the labeling requirements 
of Standard Nos. 101 Controls and Displays and 110 or 120 Tire 
Selection and Rims, and/or the requirements of Standard No. 108 Lamps, 
Reflective Devices, and Associated Equipment relating to daytime 
running lamps. A total of 1,246 vehicles were declared under Box 2B in 
2013. In 2014, a total of 1,245 vehicles were declared under Box 2B and 
in 2015, 2,396 vehicles were declared under that box. Assuming these 
figures represent a fair approximation of the volume of vehicles 
imported under Box 2B in those three calendar years, the agency 
projects that roughly 1,629 vehicles will be imported under Box 2B in 
each of the next three calendar years. Assuming that a separate HS-7 
Declaration form is filed for each of these vehicles, the hour burden 
associated with the completing the paperwork for the entry of these 
vehicles will be 136 hours per year (1,629 vehicles x 0.08333 hours per 
entry = 136 hours).
    d. Importation of nonconforming vehicles by registered importers 
under Box 3:
Statutory and Regulatory Background
    Section 30112(a) of Title 49, U.S. Code prohibits, with certain 
exceptions, the importation into the United States of a motor vehicle 
manufactured on or after the date an applicable Federal motor vehicle 
safety standard (FMVSS) takes effect, unless the motor vehicle was 
manufactured in compliance with the standard and was so certified by 
its original manufacturer. Under one of the exceptions to this 
prohibition, found at 49 U.S.C. 30141, a nonconforming vehicle can be 
imported into the United States provided (1) NHTSA decides that the 
vehicle is eligible for importation, based on its capability of being 
modified

[[Page 904]]

to conform to all applicable FMVSS, and (2) it is imported by a 
registered importer (RI), or by a person who has a contract with an RI 
to bring the vehicle into conformity with all applicable standards 
following importation. Regulations implementing this statute are found 
at 49 CFR parts 591 and 592.
HS-7 Declaration Form
    The regulations require a declaration to be filed (on the HS-7 
Declaration Form) at the time a vehicle is imported that identifies, 
among other things, whether the vehicle was originally manufactured to 
conform to all applicable FMVSS, and if it was not, to state the basis 
for the importation of the vehicle.
    A nonconforming vehicle that NHTSA has decided to be eligible for 
importation can be imported by an RI, or by a person who has a contract 
with an RI to modify the vehicle so that it conforms to all applicable 
FMVSS, under Box 3 on the HS-7 Declaration form. As previously noted, 
the volume of imports under Box 3 has greatly increased in recent 
years. In 2013, 36,266 vehicles were imported under Box 3; in 2014, 
73,809 vehicles were imported; and in 2015, 216,812 vehicles were 
imported. Based on these figures, the agency projects that 109,000 
vehicles will be imported each year under Box 3. Assuming that volume, 
the hour burden associated with the completion of the HS-7 Declaration 
form for these vehicles will be 9,083 (0.08333 hours to complete each 
HS-7 x 109,000 vehicles = 9,083 hours).
HS-474 Conformance Bond
    NHTSA's regulations also require an RI, among other things, to 
furnish a bond (on the HS-474 Conformance Bond form) at the time of 
entry for each nonconforming vehicle it imports, to ensure that the 
vehicle will be brought into conformity with all applicable safety and 
bumper standards within 120 days of entry or will be exported from, or 
abandoned to, the United States. A HS-474 Conformance Bond has to be 
furnished for each nonconforming vehicle imported under Box 3. Assuming 
an importation volume of 109,000 vehicles per year, the hour burden 
associated with the completion of the HS-474 will be 10,900 hours (0.1 
hours to complete each HS-474 x 109,000 vehicles = 10,900 hours).
Conformity Statement
    After modifying the vehicle to conform to all applicable standards, 
the RI submits a statement of conformity (on a suggested form) to 
NHTSA, which will then issue a letter permitting the bond to be 
released if the agency is satisfied that the vehicle has been modified 
in the manner stated by the RI. The statement of conformity contains a 
check-off list on which the RI identifies the FMVSS and other agency 
requirements to which the vehicle conforms as originally manufactured 
and the FMVSS and other requirements to which the vehicle was modified 
to conform. The RI also attaches to the statement of conformity 
documentary and photographic evidence of the modifications that it made 
to the vehicle to achieve conformity with applicable standards. 
Collectively, these documents are referred to as a ``conformity 
package.''
    A conformity package must be submitted for each nonconforming 
vehicle imported under Box 3. Because the Canadian motor vehicle safety 
standards are identical in most respects to the FMVSS, there are 
relatively few modifications that need to be performed on a Canadian-
certified vehicle to conform it to the FMVSS and the conformity 
packages that are submitted on these vehicles are considerably less 
comprehensive than those submitted for vehicles from Europe, Japan, and 
other foreign markets. The agency estimates that it would take the 
average RI no more than 30 minutes to collect information for, and 
assemble, a conformity package for a Canadian-certified vehicle.
    Generally, more modifications are needed to conform a non-Canadian 
vehicle to the FMVSS. To properly document these modifications, more 
information must be included in the conformity package for a non-
Canadian vehicle than is required for a Canadian-certified vehicle. The 
agency estimates that it would take an RI approximately twice as long, 
or roughly one hour, to compile information for, and assemble, a 
conformity package for a typical non-Canadian vehicle.
    Of the 36,266 nonconforming vehicles imported under Box 3 in 2013, 
35,973, or roughly 99.1 percent, were Canadian market and 293, or 
roughly 0.9 percent, were from markets other than Canada. Of the 73,809 
nonconforming vehicles imported under Box 3 in 2014, 73,467, or roughly 
99.5 percent, were Canadian market and 342, or roughly 0.5 percent, 
were from markets other than Canada. Of the 216,812 nonconforming 
vehicles imported under Box 3 in 2016, 216,445 or roughly 99.8 percent, 
were Canadian market and 357, or roughly 0.2 percent, were from markets 
other than Canada. Assuming this trend continues in future years, the 
agency estimates the hour burden associated with the submission of 
conformity packages on Canadian-certified vehicles to be 54,200 hours 
per year (109,000 vehicles x 99.45 percent or 0.9945 = 108,400 
vehicles; 108,400 vehicles x 0.5 hours per vehicle = 54,200 hours). The 
agency estimates the hour burden associated with the submission of 
conformity packages for non-Canadian vehicles to be 600 hours per year 
(109,000 vehicles x .55 percent or 0.0055 = 600 vehicles; 600 vehicles 
x 1.0 hours per vehicle = 600 hours. Adding these figures yields an 
estimated burden of 54,800 hours per year for the entire RI industry to 
compile and submit conformity packages to NHTSA on nonconforming 
vehicles imported under Box 3 (54,200 hours + 600 hours = 54,800 
hours).
Import Eligibility Petition
    As previously noted, a motor vehicle that was not originally 
manufactured to comply with all applicable FMVSS cannot be lawfully 
imported into the United States on a permanent basis unless NHTSA 
decides that the vehicle is eligible for importation, based on its 
capability of being modified to conform to those standards. Under 49 
U.S.C. 30141, the eligibility decision can be based on the 
nonconforming vehicle's substantial similarity to a vehicle of the same 
make, model, and model year that was manufactured for importation into, 
and sale in the United States, and certified as complying with all 
applicable FMVSS by its original manufacturer. Where there is no 
substantially similar U.S.-certified vehicle, the eligibility decision 
must be predicated on the vehicle having safety features that are 
capable of being modified to conform to the FMVSS, based on destructive 
crash test data or such other evidence that the agency may deem 
adequate. The agency makes import eligibility decisions either on its 
own initiative, or in response to petitions filed by RIs. Only a small 
number of RIs (currently about 16 out of the 87 RIs registered with the 
agency) ever submit import eligibility petitions. Many of these 
businesses have, over the years, submitted multiple petitions to the 
agency. The agency estimates that it would take the typical RI that 
petitions the agency roughly two hours to complete the paperwork 
associated with the submission of a petition for a vehicle that has a 
substantially similar U.S.-certified counterpart, and roughly twice as 
long, or four hours, to complete the paperwork associated with the 
submission of a petition for a vehicle that lacks a substantially 
similar U.S.-certified counterpart. In 2013, 28 import eligibility 
petitions were submitted to the agency. Of these, 20, or 71 percent, 
were for vehicles with substantially

[[Page 905]]

similar U.S.-certified counterparts and 8, or 29 percent, were for 
vehicles for which there were no substantially similar U.S. certified 
counterparts. In 2014, 10 import eligibility petitions were submitted 
to the agency. Of these, 9, or 90 percent, were for vehicles with 
substantially similar U.S.-certified counterparts, and 1, or 10 
percent, were for vehicles for which there were no substantially 
similar U.S.-certified counterparts. In 2015, 15 import eligibility 
petitions were submitted to the agency. Of these, 14, or 93 percent, 
were for vehicles with substantially similar U.S.-certified 
counterparts, and 1, or 7 percent, were for vehicles for which there 
were no substantially similar U.S.-certified counterparts. Assuming 
this trend continues in future years, the agency estimates that roughly 
18 import eligibility petitions will be submitted each year, 85 percent 
of which, or 15 petitions, will be for vehicles with substantially 
similar U.S.-certified counterparts, and 15 percent of which, or 3 
petitions, will be for vehicles lacking substantially similar U.S.-
certified counterparts. Based on these figures, the agency estimates 
that the hour burden for the paperwork associated with the submission 
of import eligibility petitions to be 42 hours per year (15 petitions x 
2 hours per petition = 30 hours; 3 petitions x 4 hours per petition = 
12 hours; 30 hours + 12 hours = 42 hours).
    e. Importation of vehicles or equipment intended solely for export 
under Box 4: A nonconforming vehicle or equipment item that is intended 
solely for export, and bears a tag or label to that effect, can be 
entered under Box 4 on the HS-7 Declaration form. In 2013, 45,509 
vehicles were imported under Box 4. In 2014, 52,485 were imported and 
in 2015, the volume of Box 4 entries increased to 83,349. Based on 
these figures, the agency projects that an average of 63,447 vehicles 
will be imported under Box 4 in each of the next three years. Based on 
that figure, the hour burden associated with the completion of the HS-7 
Declaration form for these vehicles will be under 5,287 hours (0.08333 
hours to complete each HS-7 x 63,447 vehicles = 5,287 hours).
    f. Temporary importation of nonconforming vehicles by nonresidents 
of the United States under Box 5: Under an international convention to 
which the United States is a signatory, a nonresident of the United 
States can import a nonconforming vehicle for personal use, for a 
period of up to one year, provided the vehicle is not sold while in the 
United States and is exported no later than one year from its date of 
entry. These vehicles are entered under Box 5 on the HS-7 Declaration 
form. To enter a vehicle under Box 5, the importer must also furnish 
Customs with the importer's passport number and the name of the country 
that issued the passport. In 2013, a total of 322 vehicles were 
imported under Box 5. In 2014, 382 vehicles were imported under that 
box. In 2015, 193 were imported. Based on these figures, the agency 
estimates that roughly 300 vehicles will be imported under Box 5 in 
each of the next three years. Assuming that volume, the hour burden 
associated with the completion of the HS-7 Declaration form for these 
vehicles will be under 25 hours (0.08333 hours to complete each HS-7 x 
300 vehicles = 24.99 hours).
    g. Temporary importation of nonconforming vehicles by foreign 
diplomat under Box 6: A member of a foreign government on assignment in 
the United States, or a member of the secretariat of a public 
international organization so designated under the International 
Organizations Immunities Act, and within the class of persons for whom 
free entry of motor vehicles has been authorized by the Department of 
State, can temporarily import a nonconforming vehicle for personal use 
while in the United States. These vehicles are entered under Box 6 on 
the HS-7 Declaration form. The importer must attach to the declaration 
a copy of the importer's official orders and supply Customs with the 
name of the embassy to which the importer is attached. In 2013, a total 
of 16 vehicles were imported under Box 6. In 2014, 11 vehicles were 
imported under that box. In 2015, 16 were again imported. Based on 
these figures, the agency estimates that roughly 14 vehicles will be 
imported under Box 6 in each of the next three years. Assuming that 
volume, the hour burden associated with the completion of the HS-7 
Declaration form for these vehicles will be roughly 1 hour (0.08333 
hours to complete each HS-7 x 14 vehicles = 1.16 hours).
    h. Temporary importation of nonconforming vehicles and equipment 
under Box 7: Under 49 U.S.C. 30114, NHTSA is authorized to exempt a 
motor vehicle or item of motor vehicle equipment from the importation 
restriction in 49 U.S.C. 30112(a), on such terms the agency decides are 
necessary, for purposes of research, investigations, demonstrations, 
training, competitive racing events, show, or display. Regulations 
implementing this provision are found at 49 CFR part 591. Under those 
regulations, written permission from NHTSA is needed to temporarily 
import a nonconforming motor vehicle or equipment item for one of the 
specified purposes unless the importer is a manufacturer of motor 
vehicles that are certified to the FMVSS. An application form that can 
be used to obtain the letter of permission is posted to the agency's 
Web site at www.nhtsa.gov/cars/rules/import. If NHTSA grants it 
permission, the nonconforming motor vehicle or equipment item can be 
temporarily imported under Box 7 on the HS-7 Declaration form. In 2013, 
8,309 entries were made under Box 7. In 2014, 6,558 entries were made. 
In 2015, 7,319 were made. Permission letters were requested from NHTSA 
for 236 of the entries made in 2013, 312 of the entries made in 2014, 
and 336 of the entries made in 2015, representing roughly 4 percent of 
the total number of entries made under Box 7 in those years. The 
remaining entries were for vehicles and equipment imported by original 
manufacturers of vehicles that are certified to the FMVSS, who can 
temporarily import nonconforming vehicles and equipment for any of the 
specified purposes under Box 7 without the need for a NHTSA permission 
letter. Averaging the volume of imports over the past three years, the 
agency projects that roughly 7,395 entries will be made under Box 7 in 
each of the next three years. Assuming that applications for NHTSA 
permission letters will be submitted for 4 percent of those entries, 
and that a single application will be filed for each entry, the agency 
estimates that 295 applications will be filed in each of the next three 
years. Based on the estimate that it will take roughly five minutes to 
complete each of those applications, the agency projects that under 25 
hours will be expended on an annual basis to submit applications for 
permission from NHTSA to import vehicles and motor vehicle equipment 
under Box 7 (0.0833 hours per application x 295 applications = 24.58 
hours). Assuming that a single HS-7 Declaration form is filed for each 
vehicle imported under Box 7, the agency projects that under 617 hours 
will be expended on an annual basis in completing the declaration for 
vehicles imported under Box 7 (0.0833 hours per declaration x 7,395 
vehicles = 616.23 hours).
    i. Importation of off-road vehicles under Box 8: NHTSA regulates 
the importation of ``motor vehicles,'' which are defined (at 49 U.S.C. 
30102) as vehicles that are driven or drawn by mechanical power and 
manufactured primarily for use on public streets, roads, and highways. 
Vehicles that are not primarily manufactured for on-road use do not 
qualify as ``motor vehicles'' under this definition, and may therefore

[[Page 906]]

be imported without regard to their compliance with the FMVSS. These 
vehicles are entered under Box 8 on the HS-7 Declaration form. Vehicles 
that can be entered in this fashion include those that are originally 
manufactured for closed circuit racing. Although approval from NHTSA is 
not needed to import a vehicle that was originally manufactured for 
racing purposes, the agency will issue a letter recognizing a 
particular vehicle as having been so manufactured if the importer 
requests the agency to do so. An application form that can be used to 
obtain such a letter is also posted to the agency's Web site at 
www.nhtsa.gov/cars/rules/import. In 2013, applications were submitted 
to NHTSA for 1 vehicle imported under Box 8. In 2014, 13 applications 
were filed. In 2015, 25 were filed. Based on these figures, the agency 
projects that 13 applications to import vehicles for racing purposes 
under Box 8 will be submitted in each of the next three years. Assuming 
that it will take five minutes to complete each of these applications, 
the agency estimates that slightly more than 1 hour will be expended in 
completing these applications (0.08333 hours x 13 applications = 1.08 
hours).
    In 2013, a total of 207,112 off-road vehicles and equipment items 
were imported under Box 8. In 2014, 335,281 off-road vehicles and 
equipment items were imported under that box. In 2015, 421,546 were 
imported. Averaging those figures, the agency projects that roughly 
321,323 off-road vehicles and equipment items will be imported under 
Box 8 in each of the next three years. Assuming that volume, the hour 
burden associated with the completion of the HS-7 Declaration form for 
these vehicles and equipment items will be 26,776 hours (0.08333 hours 
to complete each HS-7 x 321,323 entries = 26,776).
    j. Importation of vehicles or equipment requiring further 
manufacturing operations under Box 9: A motor vehicle or equipment item 
that requires further manufacturing operations to perform its intended 
function, other than the addition of readily attachable components such 
as mirrors or wipers, or minor finishing operations such as painting, 
can be entered under Box 9 on the HS-7 Declaration form. Documents from 
the manufacturer must be furnished for these entries. In 2013, 27,604 
vehicles were imported under Box 9. In 2014, 45,905 vehicles were 
imported under that box. In 2015, 38,737 were imported. Averaging those 
figures, the agency projects that roughly 37,415 vehicles will be 
imported under Box 9 in each of the next three years. Assuming that a 
separate HS-7 Declaration form is filed for each of those vehicles, the 
agency projects that approximately 3,118 hours will be expended on an 
annual basis in completing the declaration for vehicles imported under 
Box 9 (0.0833 hours per declaration x 37,415 vehicles = 3,118).
    k. Importation of vehicles for show or display under Box 10: 
Vehicles that are deemed by NHTSA to have sufficient technological or 
historical significance that they would be worthy of being exhibited in 
car shows if they were brought to the United States are eligible for 
importation for purposes of show or display under Box 10 on the HS-7 
Declaration form. Written permission from NHTSA is also needed to 
import a vehicle for that purpose. An application form that can be used 
to request the agency to decide that a particular make, model, and 
model year vehicle is eligible for importation for purposes of show or 
display is posted to the agency's Web site at www.nhtsa.gov/cars/rules/import. In 2013, the agency received zero applications to determine 
vehicles eligible for importation for purposes of show or display. In 
2014, the agency received 2 such applications. In 2015, the agency 
again received zero applications. Averaging these figures, the agency 
projects that it will receive one application to determine vehicles 
eligible for importation for purposes of show or display in each of the 
next three years. Assuming that it will take the typical applicant up 
to ten hours to compile and assemble the materials needed to support 
each application, the agency estimates that up to 10 hours will be 
expended in this activity in each of those years.
    Also on the agency's Web site is an application form that can be 
used to request NHTSA to permit a particular vehicle to be imported for 
purposes of show or display once the agency has decided that the 
vehicle is of a make, model, and model year that is eligible for 
importation for those purposes. Certain restrictions apply to vehicles 
that are imported for purposes of show or display. Among those is a 
requirement that the vehicle not be driven in excess of 2,500 miles per 
year. The application specifies the terms of the importation and makes 
provision for the applicant to agree to those terms. In 2013, the 
agency received 23 applications to import specific vehicles for 
purposes of show or display. In 2014, the agency received 56 such 
applications. In 2015, the agency received 25. Averaging those figures, 
the agency estimates that it will receive roughly 35 applications in 
each of the next three years. Assuming that it will take the typical 
applicant up to one hour to compile and assemble the materials needed 
to support each application, the agency estimates that up to 35 hours 
will be expended in this activity in each of those years.
    l. Importation of equipment subject to the Theft Prevention 
Standard under Box 11: Items of motor vehicle equipment that are marked 
in accordance with the Theft Prevention Standard in 49 CFR part 541 are 
entered under Box 11 on the HS-7 Declaration form. In 2013, there were 
7,513 entries under Box 11. In 2014, there were 8,675 such entries. In 
2015 there were 4,509. Averaging these figures, the agency estimates 
that 6,899 entries will be made under Box 11 in each of the next three 
years. Assuming that it will take five minutes to complete each of 
these entries, the agency projects that under 575 hours will be 
expended on an annual basis in making these entries for equipment 
imported under Box 11 (0.0833 hours per declaration x 6,899 
declarations = 574.89 hours).
    m. Temporary importation of nonconforming vehicles by foreign 
military personnel under Box 12: A member of the armed forces of a 
foreign country on assignment in the United States can temporarily 
import a nonconforming vehicle for personal use during the member's 
tour of duty under Box 12 on the HS-7 Declaration form. In 2013, a 
total of 33 vehicles were imported under Box 12. In 2014, 21 such 
vehicles were imported. In 2015, 51 were imported. Averaging these 
figures, the agency projects that roughly 35 vehicles will be imported 
under Box 12 in each of the next three years. Assuming that volume, the 
hour burden associated with the completion of the HS-7 Declaration form 
for these vehicles will be under 3 hours (0.08333 hours to complete 
each HS-7 x 35 vehicles = 2.92 hours).
    n. Importation of vehicles to prepare import eligibility petitions 
under Box 13: A nonconforming vehicle imported by an RI for the purpose 
of preparing a petition for NHTSA to decide that a particular make, 
model, and model year vehicle is eligible for importation is entered 
under Box 13 on the HS-7 Declaration form. A letter from NHTSA granting 
the importer permission to import the vehicle for that purpose must be 
filed with the declaration. NHTSA has issued guidance to inform RIs 
that it will permit no more than two vehicles to be imported for the 
purpose of preparing an import eligibility petition. Box 13 was 
incorporated into the HS-7 Declaration form when that form was last 
revised in May, 2006. The agency received requests to permit the

[[Page 907]]

importation of 26 vehicles under Box 13 in 2013, 9 in 2014, and 14 in 
2015. Averaging these figures, the agency projects that roughly 16 
vehicles will be imported under Box 13 in each of the next three years. 
Assuming that volume, the hour burden associated with the completion of 
the HS-7 Declaration form for these vehicles will be under 2 hours 
(0.08333 hours to complete each HS-7 x 16 vehicles = 1.33 hours).
    2. Information collected from applicants for RI status and existing 
RIs seeking to renew their registrations: Under 49 U.S.C. 30141, a 
motor vehicle that was not originally manufactured to comply with all 
applicable FMVSS cannot be lawfully imported into the United States on 
a permanent basis unless 1) NHTSA decides it is eligible for 
importation, based on its capability of being modified to conform to 
all applicable FMVSS and 2) it is imported by an RI or by a person who 
has a contract with an RI to modify the vehicle so that it complies 
with all applicable FMVSS following importation. NHTSA is authorized by 
49 U.S.C. 30141(c) to establish, by regulation, procedures for 
registering RIs. Those regulations are found in 49 CFR part 592.
    a. Information collected from applicants: Under the terms of the 
regulations in part 592, an applicant for RI status must submit to the 
agency information that identifies the applicant, specifies the manner 
in which the applicant's business is organized (i.e., sole 
proprietorship, partnership, or corporation), and, depending on the 
form of organization, identifies the principals of the business. The 
application must also state that the applicant has never had a 
registration revoked and identify any principal previously affiliated 
with another RI. The application must also provide the street address 
and telephone number in the United States of each facility for the 
conformance, storage, and repair of vehicles that the applicant will 
use to fulfill its duties as an RI, including records maintenance, and 
the street address in the United States that it designates as its 
mailing address. The applicant must also furnish a business license or 
other similar document issued by a State or local authority authorizing 
it to do business as an importer, seller, or modifier of motor 
vehicles, or a statement that it has made a bona fide inquiry and is 
not required by any State or local authority to maintain such a 
license. The application must also set forth sufficient information to 
allow the Administrator to conclude that the applicant (1) is 
technically able to modify nonconforming vehicles to conform to 
applicable Federal motor vehicle safety and bumper standards, (2) owns 
or leases one or more facilities sufficient in nature and size to 
repair, conform, and store the vehicles for which it furnishes 
statements of conformity to NHTSA, (3) is financially and technically 
able to provide notification of and a remedy for a noncompliance with 
an FMVSS or a defect related to motor vehicle safety determined to 
exist in the vehicles it imports, and (4) is able to acquire and 
maintain information on the vehicles that it imports and the owners of 
those vehicles so that it can notify the owners if a safety-related 
defect or noncompliance is determined to exist in such vehicles. The 
application must also contain a statement that the applicant will abide 
by the duties of an RI and attest to the truthfulness and correctness 
of the information provided in the application. A brochure containing 
sample documents that an applicant may use in applying to become an RI 
is posted to the agency's Web site at www.nhtsa.gov/cars/rules/import. 
In 2013, NHTSA received 4 applications for RI status. In 2014, the 
agency received 5 applications of this kind. In 2015, the agency 
received 10. Based on these figures, the agency anticipates that it 
will receive 6 applications for RI status in each of the next three 
years. Assuming that it will take up to ten hours to compile and 
assemble the material needed to support a single application, the 
agency estimates that 60 hours will be expended in this activity for 
each of the next three years (6 applications x 10 hours = 60 hours).
    b. Information collected from existing RIs: To maintain its 
registration, an RI must file an annual statement affirming that all 
information it has on file with the agency remains correct and that it 
continues to comply with the requirements for being an RI. Formats that 
existing RIs may use to renew their registrations are included in a 
newsletter sent electronically to each RI before the renewal is due and 
posted to the agency's Web site at www.nhtsa.gov/cars/rules/import. The 
number of RI renewals increased in recent years on account of the 
strengthening of the U.S. dollar against the Canadian dollar, and the 
concomitant increase in the volume of vehicles imported from Canada. In 
2013, NHTSA received renewal packages from 62 RIs. In 2014, the agency 
received 66 renewal packages. In 2012, the agency received 65. Based on 
these figures, the agency anticipates that it will receive an average 
of 64 renewal packages in each of the next three years. Assuming that 
it will take up to two hours to compile and assemble the material 
needed to support a single application for renewal, the agency 
estimates that 128 hours will be expended in this activity for each of 
the next three years (64 renewal applications x 2 hours = 128 hours).
    3. Information to be retained by RIs: The agency's regulations at 
49 CFR 592.6(b) require an RI to maintain and retain certain specified 
records for each motor vehicle for which it furnishes a certificate of 
conformity to NHTSA, for a period of 10 years from the vehicle's date 
of entry. As described in the regulations, those records must consist 
of ``correspondence and other documents relating to the importation, 
modification, and substantiation of certification of conformity to the 
Administrator.'' The regulations further specify that the records to be 
retained must include (1) a copy of the HS-7 Declaration Form furnished 
for the vehicle at the time of importation, (2) all vehicle or 
equipment purchase or sales orders or agreements, conformance 
agreements with importers other than RIs, and correspondence between 
the RI and the owner or purchaser of each vehicle for which the RI 
furnishes a certificate of conformity to NHTSA, (3) the last known name 
and address of the owner or purchaser of each vehicle for which the RI 
furnishes a certificate of conformity, and the vehicle identification 
number (VIN) of the vehicle, and (4) records, both photographic and 
documentary, reflecting the modifications made by the RI, which were 
submitted to NHTSA to obtain release of the conformance bond furnished 
for the vehicle at the time of importation. See 49 CFR 592.6(b)(1) 
through (b)(4).
    The latter records are referred to as a ``conformity package.'' 
Most conformity packages submitted to the agency covering vehicles 
imported from Canada are comprised of approximately six sheets of paper 
(including a check-off sheet identifying the vehicle and the standards 
that it was originally manufactured to conform to and those that it was 
modified to conform to, a statement identifying the recall history of 
the vehicle, a copy of the HS-474 conformance bond covering the 
vehicle, and a copy of the mandatory service insurance policy obtained 
by the RI to cover its recall obligations for the vehicle). In 
addition, most conformity packages include photographs of the vehicle, 
components that were modified or replaced to conform the vehicle to 
applicable standards, and the certification labels affixed to the 
vehicle.

[[Page 908]]

    Approximately 120 conformity packages can be stored in a cubic foot 
of space. Based on projected imports of 109,000 nonconforming vehicles 
per year, 908.33 cubic feet of space will be needed on an industry-wide 
basis to store one year's worth of conformity packages. Assuming an 
annual cost of $20 per cubic foot to store the information, NHTSA 
estimates the aggregate cost to industry for storing a year's worth of 
conformity packages to be $18,167 per year.
    RIs are also required under 49 CFR 592.6(b) to retain a copy of the 
HS-7 Declaration Form furnished to Customs at the time of entry for 
each nonconforming vehicle for which they submit a conformity package 
to NHTSA. Paper HS-7 Declaration Forms are only filed for a small 
fraction of the nonconforming vehicles imported into the United States. 
Customs brokers file entries for most nonconforming vehicles 
electronically by using the Automated Broker Interface (ABI) system. 
For example, in Calendar year 2010, 17,645 ABI entries were made for 
nonconforming vehicles imported into the United States under Box 3, and 
only 365 paper HS-7 Declaration Forms (representing just two percent of 
the total) were filed for such vehicles. Because HS-7 Declaration Forms 
are filed for only a small fraction of the nonconforming vehicles that 
are imported by RIs, the storage requirement for those records can have 
no more than a negligible cost impact on the industry. Because the 
remaining records that RIs are required to retain under 49 CFR 592.6(b) 
may be stored electronically, the costs incident to the storage of 
those records should also be negligible.
    RIs who conduct recall campaigns to remedy a safety-related defect 
or a noncompliance with an FMVSS determined to exist in a vehicle they 
import must report the progress of those campaigns to NHTSA. The agency 
estimates that it should take each RI that is required to conduct a 
safety recall campaign approximately one hour to compile information 
for, and prepare each of the two reports it would be required to submit 
to the agency detailing the progress of the recall campaign. Since 
vehicle manufacturers in most cases include vehicles imported by RIs in 
their own recall campaigns, it is likely that very few of these reports 
would have to be prepared or submitted by RIs.
    Description of the Need for the Information and Proposed Use of the 
Information-- The information collection detailed above is necessary to 
ensure that motor vehicles and items of motor vehicle equipment subject 
to the Federal motor vehicle safety, bumper and theft prevention 
standards are lawfully imported into the United States. To be lawfully 
imported, the vehicle or equipment item must be covered by one of the 
boxes on the HS-7 Declaration form and the importer must declare, 
subject to penalty for making false statements, that the vehicle or 
equipment item is entitled to entry under the conditions specified on 
the form, including the provision of any supporting information or 
materials that may be required.
    NHTSA relies on the information provided by RIs and applicants for 
RI status to obtain and renew their registrations so that it can better 
ensure that RIs are meeting their obligations under the statutes and 
regulations governing the importation of nonconforming vehicles and can 
make more informed decisions in conferring RI status on applicants and 
in permitting RI status to be retained by those currently holding 
registrations. In this manner, those lacking the capability to 
responsibly provide RI services, or who have committed or are 
associated with those who have committed past violations of the vehicle 
importation laws, can be more readily denied registration as an RI, or 
if they already hold such a registration, have that registration 
suspended or revoked when circumstances warrant such action.
    Description of the Likely Respondents (Including Estimated Number 
and Proposed Frequency of Responses to the Collection of Information)-- 
With regard to the HS-7 Declaration form, likely respondents include 
any private individual or commercial entity importing into the United 
States a vehicle or item of motor vehicle equipment subject to the 
Federal motor vehicle safety standards. It is difficult to estimate, 
with reliability, the absolute number of such respondents; however, 
that number would include:
     The 87 RIs who are currently registered with NHTSA and 
import nonconforming vehicles under Boxes 3 and 13;
     the roughly 1,629 individuals who import each year 
Canadian-certified vehicles for personal use under Box 2B;
     the several hundred original manufacturers who import 
conforming motor vehicles and equipment items under Box 2A; 
nonconforming vehicles or equipment intended for export under Box 4; 
nonconforming vehicles and equipment on a temporary basis for purposes 
of research, investigations, or other reasons specified under Box 7; 
vehicles and equipment requiring further manufacturing operations under 
Box 9; and equipment subject to the Theft Prevention Standard under Box 
11.
     the several hundred dealers, distributors, and individuals 
who import off-road vehicles such as dirt bikes and all-terrain 
vehicles or ATVs, as well as other vehicles that are not primarily 
manufactured for on-road use under Box 8.
     the several hundred nonresidents of the United States and 
foreign diplomatic and military personnel who temporarily import 
nonconforming vehicles for personal use under Boxes 5, 6, and 12.
    Estimate of the Total Annual Reporting and Recordkeeping Burden of 
the Collection of Information-- Adding together the burden hours 
detailed above yields a total of 252,263 hours expended on an annual 
basis for all paperwork associated with the filing of the HS-7 
Declaration form and other aspects of the vehicle importation program.
    Estimate of the Total Annual Costs of the Collection of 
Information-- Other than the cost of the burden hours, the only 
additional costs associated with this information collection are the 
$18,167 cost to the industry, per year for the storage of records 
pertaining to the nonconforming vehicles that each RI imports into the 
United States.

    Authority: 44 U.S.C. 3506(c); delegation of authority at 49 CFR 
1.50 and 501.8(f).

Jeffrey M. Giuseppe,
Director, Office of Vehicle Safety Compliance.
[FR Doc. 2016-31887 Filed 1-3-17; 8:45 am]
 BILLING CODE 4910-59-P



                                                                               Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices                                               901

                                                  (collectively ‘‘Ferrari’’) the vehicle’s                regulations in 49 CFR parts 591, 592,                  SUPPLEMENTARY INFORMATION:
                                                  manufacturer. Ferrari stated that in its                and 593 that pertain to the importation
                                                                                                                                                                 Prior Approval
                                                  view an extension was needed because                    of motor vehicles and items of motor
                                                  a portion of the comment period will be                 vehicle equipment that are subject to the                 On December 19, 2013, NHTSA
                                                  lost due to the holidays (during which                  Federal motor vehicle safety, bumper,                  submitted to OMB a request for the
                                                  time Ferrari SpA’s facilities will be                   and theft prevention standards.                        extension of the agency’s approval
                                                  closed), and because of the complexity                  DATES: Comments must be received on
                                                                                                                                                                 (assigned OMB Control No. 2127–0002)
                                                  of the technical analysis necessary to                  or before March 6, 2017.                               of the information collection that is
                                                  evaluate the petition and prepare any                                                                          incident to NHTSA’s administration of
                                                                                                          ADDRESSES: You may submit comments
                                                  comments. Ferrari requests this                                                                                the vehicle importation regulations at 49
                                                                                                          identified by DOT Docket No. NHTSA–                    CFR parts 591, 592, and 593. On April
                                                  extension especially with regard to                     2016–0132 by any of the following
                                                  FMVSS No. 208 conformance—in                                                                                   13, 2014, OMB notified NHTSA that it
                                                                                                          methods:                                               had approved this extension request
                                                  particular, the passenger-side airbag                      • Federal eRulemaking Portal: Go to
                                                  weight sensing system.                                                                                         through April 30, 2017. That approval
                                                                                                          http://www.regulations.gov. Follow the                 was based on NHTSA submissions
                                                     Ferrari also stated its view that an
                                                                                                          online instructions for submitting                     identifying information being collected
                                                  extension of the comment period will
                                                                                                          comments.                                              on an annual basis from 63,818
                                                  not prejudice the parties or cause undue
                                                                                                             • Mail: Docket Management Facility:                 respondents, expending 61,882 hours of
                                                  delay, but will afford Ferrari the
                                                                                                          U.S. Department of Transportation, 1200                effort, at a cost of $1,454,120. NHTSA
                                                  opportunity to fully evaluate the
                                                                                                          New Jersey Avenue SE., West Building                   wishes to file with OMB a request for
                                                  petition in order to determine the
                                                                                                          Ground Floor, Room W12–140,                            that agency to extend its approval for an
                                                  appropriate content of any Ferrari
                                                                                                          Washington, DC 20590–0001                              additional three years.
                                                  comments.
                                                     NHTSA has granted Ferrari’s request.                    • Hand Delivery or Courier: West
                                                                                                          Building Ground Floor, Room W12–140,                   Changes in Program
                                                  All comments received before the close
                                                  of business on the closing date indicated               1200 New Jersey Avenue SE., between                       Since the information collection
                                                  above will be considered, and will be                   9 a.m. and 5 p.m. ET, Monday through                   associated with NHTSA’s importation
                                                  available for examination in the docket                 Friday, except Federal holidays.                       program was last approved by OMB,
                                                  at the above address both before and                    Telephone: 1–800–647–5527.                             significant changes have taken place
                                                  after that date. To the extent possible,                   • Fax: 202–493–2251                                 that impact the information collection
                                                  comments filed after the closing date                      Instructions: All submissions must                  and the assessment of its burden on
                                                  will also be considered. Notice of final                include the agency name and docket                     affected members of the public. These
                                                  action on the petition will be published                number for this proposed collection of                 have resulted, in part, from the
                                                  in the Federal Register pursuant to the                 information. Note that all comments                    increasing strength of the U.S. Dollar
                                                  authority indicated below.                              received will be posted without change                 against foreign currencies, particularly
                                                                                                          to http://www.regulations.gov, including               the Canadian dollar, which has led to a
                                                     Authority: 49 U.S.C. 30141(a)(1)(A),                 any personal information provided.
                                                  (a)(1)(B), and (b)(1); 49 CFR 593.7; delegation                                                                significant increase in the volume of
                                                                                                          Please see the Privacy Act heading                     vehicles imported from Canada.
                                                  of authority at 49 CFR 1.95 and 501.8.
                                                                                                          below.                                                 Another factor that has impacted the
                                                  Jeffrey M. Giuseppe,                                       Privacy Act: Anyone is able to search               information collection is the
                                                  Director, Office of Vehicle Safety Compliance.          the electronic form of all comments                    transitioning in the filing of NHTSA-
                                                  [FR Doc. 2016–31889 Filed 1–3–17; 8:45 am]              received into any of our dockets by the                required import data from U.S. Customs
                                                  BILLING CODE 4910–59–P                                  name of the individual submitting the                  and Border Protection’s (CBP’s) legacy
                                                                                                          comment (or signing the comment, if                    Automated Commercial System (ACS)
                                                                                                          submitted on behalf of an association,                 to the new Automated Commercial
                                                  DEPARTMENT OF TRANSPORTATION                            business, labor union, etc.). You may                  Environment/International Trade Data
                                                                                                          review DOT’s complete Privacy Act                      System (ACE/ITDS). With its integration
                                                  National Highway Traffic Safety                         Statement in the Federal Register                      into ACE, which began on August 1,
                                                  Administration                                          published on April 11, 2000 (65 FR                     2015 and was completed by July 28,
                                                  [Docket No. NHTSA–2016–0132]                            19477–78) or you may visit http://                     2016, NHTSA is receiving more accurate
                                                                                                          DocketInfo.dot.gov.                                    and complete information on the
                                                  Reports, Forms, and Record Keeping                         Docket: For access to the docket to                 importation of the commodities it
                                                  Requirements                                            read background documents or                           regulates. As a consequence, the volume
                                                                                                          comments received, go to http://                       of entries, in some instances, has greatly
                                                  AGENCY:  National Highway Traffic                       www.regulations.gov and follow the
                                                  Safety Administration, DOT.                                                                                    increased from the volume received in
                                                                                                          online instructions for assessing the                  prior years. For example, the volume of
                                                  ACTION: Request for public comment on                   dockets. Alternately, you may visit in                 entries for vehicles at least 25 years old
                                                  proposed collection of information.                     person the Docket Management Facility                  that can be imported without regard to
                                                  SUMMARY:   Before a Federal agency can                  at the street address listed above.                    their compliance with the Federal motor
                                                  collect certain information from the                    FOR FURTHER INFORMATION CONTACT:                       vehicle safety standards (FMVSS) and
                                                  public, it must receive approval from                   Coleman Sachs, Office of Vehicle Safety                equipment items manufactured prior to
                                                  the Office of Management and Budget                     Compliance (NEF–230), National                         the date that any applicable standard
                                                                                                          Highway Traffic Safety Administration,                 has taken effect, both of which are
mstockstill on DSK3G9T082PROD with NOTICES




                                                  (OMB). Under procedures established
                                                  by the Paperwork Reduction Act of                       West Building—4th Floor—Room W45–                      declared under Box 1 on the HS–7
                                                  1995, before seeking OMB approval,                      205, 1200 New Jersey Avenue SE.,                       Declaration form, has increased by a
                                                  Federal agencies must solicit public                    Washington, DC 20590. Mr. Sachs’                       factor of nearly two hundred, from
                                                  comment on the proposed collection of                   telephone number is (202) 366–3151.                    roughly 13,000 entries in 2012 to nearly
                                                  information.                                            Please identify the relevant collection of             2.5 million entries in 2015. There has
                                                    This document describes a proposed                    information by referring to its OMB                    been a 25 percent increase in the
                                                  collection of information under                         Control Number.                                        volume of vehicles conforming to the


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                                                  902                          Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices

                                                  FMVSS that are imported under Box 2A,                   imported under Box 3. With the                         temporary importation of
                                                  from 5.6 million in 2012 to nearly 7                    increasing strength of the U.S. dollar                 nonconforming vehicles for purposes of
                                                  million in 2015. The volume of vehicles                 against the Canadian dollar, this figure               research, investigations, demonstrations
                                                  not originally manufactured to the                      more than doubled in 2014, when                        or training, and other similar purposes;
                                                  FMVSS that are imported by registered                   73,814 vehicles were imported, and                     the importation of vehicles that are not
                                                  importers under Box 3 has increased                     then tripled in 2015, when a record                    primarily manufactured for on-road use;
                                                  more than sevenfold, from roughly                       216,814 were imported.                                 and other entry categories permitted
                                                  30,000 vehicles in 2012, to over 216,000                   When NHTSA last requested OMB                       under the agency’s regulations. In
                                                  vehicles in 2015. More than 99 percent                  approval for the information collection                addition, we have attempted to account
                                                  of these vehicles are imported from                     associated with the vehicle importation                for all forms, whether required or
                                                  Canada, whose dollar, as previously                     program, the agency estimated that                     optional, and other types of information
                                                  indicated, has significantly weakened                   23,600 nonconforming vehicles would                    solicitations associated with vehicle and
                                                  against the U.S. dollar. Perhaps                        be imported on an annual basis under                   equipment importation that appear on
                                                  influenced by the same factors, there                   Box 3, for which HS–7 Declaration                      the agency’s Web site and in newsletters
                                                  has been nearly a doubling in the                       forms and HS–474 DOT Conformance                       and other informational media that we
                                                  volume of Canadian-certified vehicles                   bonds would have to be furnished. The                  employ to inform RIs and others of our
                                                  imported by individuals for personal                    agency estimated that it would take five               requirements. Accounting for all
                                                  use under box 2B, from 1,275 in 2012                    minutes to complete each HS–7                          paperwork burdens in this manner, we
                                                  to nearly 2,400 in 2015. There has been                 Declaration form, and six minutes to                   project that a total of 252,263 hours will
                                                  a fourfold increase in the volume of                    complete each HS–474 DOT                               be expended each year to complete
                                                  vehicles imported for export only under                 Conformance bond, for a total                          paperwork associated with all aspects of
                                                  Box 4, from roughly 20,000 vehicles in                  expenditure of 4,327 hours to complete                 NHTSA’s program that regulates the
                                                  2012 to slightly more than 83,000 in                    these forms. Given the significant rise in             importation of motor vehicles and
                                                  2015. The volume of nonconforming                       nonconforming vehicle imports under                    equipment items subject to the FMVSS.
                                                  vehicles temporarily imported for                       Box 3 in recent years, future projections              As described above, this represents
                                                  research or demonstration purposes                      should assume an average of 109,000                    more than a four-fold increase over the
                                                  under Box 7 has increased by nearly 25                  vehicle imports per year. Relying on this              61,882 burden hours that were
                                                  percent, from 6,000 vehicles in 2012 to                 figure, the hour burden associated with                estimated when OMB approval was last
                                                  7,319 in 2015. Finally, the volume of                   the completion of paperwork for these                  sought in 2013.
                                                  vehicles not originally manufactured for                vehicles would be close to 19,873 hours
                                                                                                          (0.08333 hours to complete each HS–7                   Issues for Comments To Address
                                                  use on public roads that are declared as
                                                  off-road vehicles not subject to the                    × 109,000 vehicles = 9,083 hours; 0.1
                                                                                                                                                                   Under the Paperwork Reduction Act
                                                  FMVSS under Box 8 has increased by                      hours to complete each HS–474 ×
                                                                                                          109,000 vehicles = 10,900 hours; 9,083                 of 1995 (PRA), before an agency submits
                                                  nearly one third, from 326,000 in 2012                                                                         a proposed collection of information to
                                                  to 421,526.                                             + 10,900 = 19,983 hours). This
                                                                                                          represents nearly a 462 percent increase               OMB for approval, it must publish a
                                                     The focus of NHTSA’s importation                     in burden hours associated with these                  document in the Federal Register
                                                  program has traditionally been on                       entries when compared to the figures                   providing a 60-day comment period and
                                                  vehicles that were not originally                       used when OMB approval was last                        otherwise consult with members of the
                                                  manufactured to comply with all                         obtained.                                              public and affected agencies concerning
                                                  applicable FMVSS. These vehicles must                      Cumulatively, the changes in the                    each proposed collection of information.
                                                  be imported by a registered importer                    vehicle importation program detailed                   The OMB has promulgated regulations
                                                  (RI) under bond to ensure that the                      above have produced more than a four-                  describing what must be included in
                                                  vehicles are brought into compliance                    fold increase in the hour burden                       such a document. Under OMB’s
                                                  with applicable standards following                     associated with all aspects of the                     regulations (at 5 CFR 1320.8(d)), an
                                                  importation. Nonconforming vehicles                     program, from an estimated 61,882                      agency must ask for public comment on
                                                  are entered under Box 3 on the HS–7                     hours when OMB approval was last                       the following:
                                                  Declaration form. In calendar year 2002,                sought in 2013, to an estimated 252,263                  (i) Whether the proposed collection of
                                                  212,210 nonconforming vehicles were                     hours in this document, as specified                   information is necessary for the proper
                                                  imported under Box 3. Over 97 percent                   more fully below.                                      performance of the functions of the
                                                  of those vehicles were imported from                                                                           agency, including whether the
                                                  Canada. In 2003, after the U.S. dollar                  Scope of Accounting for Burdens
                                                                                                                                                                 information will have practical utility;
                                                  began to weaken against the Canadian                      In this document, the agency has not
                                                                                                                                                                   (ii) The accuracy of the agency’s
                                                  dollar, the volume of nonconforming                     focused exclusively on vehicles
                                                                                                                                                                 estimate of the burden of the proposed
                                                  vehicle imports under Box 3 was                         imported under the RI program, but has
                                                                                                                                                                 collection of information, including the
                                                  reduced by more than half, to 97,337                    instead made a concerted effort to
                                                                                                                                                                 validity of the methodology and
                                                  vehicles. The trend accelerated over the                quantify the hour burden associated
                                                                                                                                                                 assumptions;
                                                  next five years, with 43,648 vehicles                   with the completion of paperwork for
                                                  imported under Box 3 in 2004, 12,642                    vehicles and equipment items imported                    (iii) How to enhance the quality,
                                                  imported in 2005, 10,953 imported in                    in any legitimate way under NHTSA’s                    utility, and clarity of the information to
                                                  2006, 7,470 imported in 2007, and 6,311                 regulations (49 CFR parts 591, 592, and                be collected; and
                                                  imported in 2008. After the U.S. dollar                 593). As a consequence, we are                           (iv) How to minimize the burden of
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                                                  had gained some strength against the                    providing particular information on the                the collection of information on those
                                                  Canadian dollar, the volume of imports                  paperwork burden associated with the                   who are to respond, including the use
                                                  under Box 3 increased to 10,752                         importation of conforming motor                        of appropriate automated, electronic,
                                                  vehicles in 2009, and continued to                      vehicles; the temporary importation of                 mechanical, or other technological
                                                  increase to 18,010 vehicles in 2010,                    nonconforming vehicles for personal                    collection techniques or other forms of
                                                  22,733 vehicles in 2011, and 30,138 in                  use by nonresidents and by foreign                     information technology, e.g., permitting
                                                  2012. In 2013, 36,292 vehicles were                     diplomatic and military personnel; the                 electronic submission of responses.


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                                                                               Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices                                              903

                                                  Solicitation of Comments                                will be made under Box 1 over the next                 under Box 2A yields 641,370
                                                    In compliance with these                              three years (15,419 + 633,115 +                        declarations being filed per year for
                                                  requirements, NHTSA is requesting                       2,487,196 = 3,135,730; 3,135,730 ÷ 3 =                 these vehicles; 641,370 + 1,154 =
                                                  public comment on the following                         1,045,243). Assuming that an HS–7                      642,524 declarations per year; 0.08333
                                                  proposed collection of information:                     Declaration form is filed for each of                  hours to complete each declaration ×
                                                    Title: Importation of Vehicles and                    these entries, and that it will take five              642,524 declarations = 53,541 hours).
                                                                                                          minutes to complete each of these                         c. Importation of conforming
                                                  Equipment Subject to the Federal Motor
                                                                                                          forms, the agency estimates the hour                   Canadian-market vehicles for personal
                                                  Vehicle Safety, Bumper, and Theft
                                                                                                          burden associated with completing the                  use under Box 2B: A motor vehicle that
                                                  Prevention Standards.
                                                                                                          paperwork for these entries to be                      is certified by its original manufacturer
                                                    Type of Request: Extension of a
                                                                                                          approximately 87,100 hours per year                    as complying with all applicable
                                                  Currently Approved Collection.
                                                    OMB Control Number: 2127–0002.                        (0.08333 hours × 1,045,243 = 87,100                    Canadian motor vehicle safety standards
                                                                                                          hours).                                                can be imported by an individual for
                                                    Affected Public: Importers of vehicles
                                                                                                             b. Importation of conforming vehicles               personal use under Box 2B. To
                                                  and regulated items of motor vehicle                                                                           accomplish the entry, the importer must
                                                  equipment.                                              and equipment under Box 2A: Vehicles
                                                                                                          and equipment that are originally                      furnish Customs with a letter from the
                                                    Requested Expiration Date of                                                                                 vehicle’s original manufacturer
                                                  Approval: April 30, 2020.                               manufactured to comply with all
                                                                                                          applicable Federal motor vehicle safety,               confirming that the vehicle conforms to
                                                  Summary of Collection of Information                                                                           all applicable U.S. Federal motor
                                                                                                          bumper, and theft prevention standards,
                                                                                                                                                                 vehicle safety, bumper, and theft
                                                     1. Declaration requirement for the                   and that bear a label or tag certifying
                                                                                                                                                                 prevention standards, or that it
                                                  importation of motor vehicles and                       such compliance that is permanently
                                                                                                                                                                 conforms to all such standards except
                                                  regulated items of motor vehicle                        affixed by the original manufacturer, are
                                                                                                                                                                 for the labeling requirements of
                                                  equipment: NHTSA’s regulations at 49                    declared under Box 2A on the HS–7
                                                                                                                                                                 Standard Nos. 101 Controls and
                                                  CFR part 591 provide that no person                     Declaration form. In 2013, 5,823,028
                                                                                                                                                                 Displays and 110 or 120 Tire Selection
                                                  shall import a motor vehicle or                         vehicles were imported under Box 2A.
                                                                                                                                                                 and Rims, and/or the requirements of
                                                  regulated item of motor vehicle                         In 2014, the figure increased to
                                                                                                                                                                 Standard No. 108 Lamps, Reflective
                                                  equipment (e.g., tires, rims, brake hoses,              6,508,918 vehicles, and increased again
                                                                                                                                                                 Devices, and Associated Equipment
                                                  brake fluid, seat belt assemblies, lighting             in 2015, to 6,909,140. Based on an                     relating to daytime running lamps. A
                                                  equipment, glazing (i.e., windshield and                average of these figures, the agency                   total of 1,246 vehicles were declared
                                                  window glass), motorcycle helmets,                      projects that roughly 6,413,695 vehicles               under Box 2B in 2013. In 2014, a total
                                                  child restraints, compressed natural gas                will be imported each year under Box                   of 1,245 vehicles were declared under
                                                  containers (used as part of a vehicle fuel              2A for the next three years. The                       Box 2B and in 2015, 2,396 vehicles were
                                                  system and not for the purpose of                       overwhelming majority of vehicles                      declared under that box. Assuming
                                                  transporting natural gas), reflective                   entered under Box 2A are imported by                   these figures represent a fair
                                                  triangular warning devices, rear impact                 original manufacturers. As a rule,                     approximation of the volume of vehicles
                                                  guards for trailers, and platform lift                  manufacturers do not file a separate HS–               imported under Box 2B in those three
                                                  systems for the mobility impaired)                      7 Declaration form for each conforming                 calendar years, the agency projects that
                                                  unless the importer files a declaration.                vehicle they import under Box 2A.                      roughly 1,629 vehicles will be imported
                                                  See 49 CFR 591.5. This declaration is                   Instead, the manufacturers furnish                     under Box 2B in each of the next three
                                                  filed with U.S. Customs and Border                      NHTSA with a single declaration form,                  calendar years. Assuming that a separate
                                                  Protection (Customs) on a paper copy of                 on a monthly basis, to which they attach               HS–7 Declaration form is filed for each
                                                  the HS–7 Declaration form, or, if the                   a list of all vehicles, identified by make,            of these vehicles, the hour burden
                                                  entry is made by a Customs House                        model, model year, and vehicle                         associated with the completing the
                                                  Broker, it can be made electronically                   identification number (VIN), that were                 paperwork for the entry of these
                                                  using Customs’ Automated Broker                         imported under Box 2A during that                      vehicles will be 136 hours per year
                                                  Interface (ABI) system. The HS–7                        month. In this manner, it is not unusual               (1,629 vehicles × 0.08333 hours per
                                                  Declaration form has 14 boxes, each of                  for a single HS–7 Declaration form to be               entry = 136 hours).
                                                  which identifies a lawful basis for the                 filed with the agency to cover the entry                  d. Importation of nonconforming
                                                  importation of a motor vehicle or                       of many thousands of vehicles.                         vehicles by registered importers under
                                                  equipment item into the United States.                  Assuming that manufacturers account                    Box 3:
                                                     a. Importation of vehicles at least 25               for 90 percent of the vehicles imported
                                                  years old or equipment not subject to                   under Box 2A, and that a manufacturer                  Statutory and Regulatory Background
                                                  the safety standards under Box 1: A                     will, on average, report the entry of                     Section 30112(a) of Title 49, U.S.
                                                  motor vehicle at least 25 years old can                 5,000 vehicles on a single Declaration                 Code prohibits, with certain exceptions,
                                                  be lawfully imported without regard to                  form, and that all other vehicles                      the importation into the United States of
                                                  its compliance with the FMVSS. So too                   imported under Box 2A are declared                     a motor vehicle manufactured on or
                                                  can an equipment item manufactured on                   individually, the agency projects the                  after the date an applicable Federal
                                                  a date when no applicable FMVSS was                     hour burden associated with completing                 motor vehicle safety standard (FMVSS)
                                                  in effect. These vehicles and equipment                 the paperwork for the entry of these                   takes effect, unless the motor vehicle
                                                  items are declared under Box 1 on the                   vehicles to be 53,541 hours per year                   was manufactured in compliance with
                                                  HS–7 Declaration form. In calendar year                 (6,413,695 vehicles × .9 = 5,772,325                   the standard and was so certified by its
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                                                  2013, 15,419 entries were made for                      vehicles imported by original                          original manufacturer. Under one of the
                                                  vehicles and equipment items imported                   manufacturers; 5,772,325 vehicles ÷                    exceptions to this prohibition, found at
                                                  under Box 1. In 2014, 633,115 entries                   5,000 vehicles per declaration forms                   49 U.S.C. 30141, a nonconforming
                                                  were made, and in 2009, the volume of                   filed = 1,154 declaration forms being                  vehicle can be imported into the United
                                                  entries increased to 2,487,196. Based on                filed per year by manufacturers;                       States provided (1) NHTSA decides that
                                                  an average of these figures, the agency                 assuming that a separate declaration is                the vehicle is eligible for importation,
                                                  projects that roughly 1,045,243 entries                 filed for each other vehicle imported                  based on its capability of being modified


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                                                  904                          Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices

                                                  to conform to all applicable FMVSS,                     to be released if the agency is satisfied              certified vehicles to be 54,200 hours per
                                                  and (2) it is imported by a registered                  that the vehicle has been modified in                  year (109,000 vehicles × 99.45 percent
                                                  importer (RI), or by a person who has a                 the manner stated by the RI. The                       or 0.9945 = 108,400 vehicles; 108,400
                                                  contract with an RI to bring the vehicle                statement of conformity contains a                     vehicles × 0.5 hours per vehicle =
                                                  into conformity with all applicable                     check-off list on which the RI identifies              54,200 hours). The agency estimates the
                                                  standards following importation.                        the FMVSS and other agency                             hour burden associated with the
                                                  Regulations implementing this statute                   requirements to which the vehicle                      submission of conformity packages for
                                                  are found at 49 CFR parts 591 and 592.                  conforms as originally manufactured                    non-Canadian vehicles to be 600 hours
                                                                                                          and the FMVSS and other requirements                   per year (109,000 vehicles × .55 percent
                                                  HS–7 Declaration Form
                                                                                                          to which the vehicle was modified to                   or 0.0055 = 600 vehicles; 600 vehicles
                                                    The regulations require a declaration                 conform. The RI also attaches to the                   × 1.0 hours per vehicle = 600 hours.
                                                  to be filed (on the HS–7 Declaration                    statement of conformity documentary                    Adding these figures yields an estimated
                                                  Form) at the time a vehicle is imported                 and photographic evidence of the                       burden of 54,800 hours per year for the
                                                  that identifies, among other things,                    modifications that it made to the vehicle              entire RI industry to compile and
                                                  whether the vehicle was originally                      to achieve conformity with applicable                  submit conformity packages to NHTSA
                                                  manufactured to conform to all                          standards. Collectively, these                         on nonconforming vehicles imported
                                                  applicable FMVSS, and if it was not, to                 documents are referred to as a                         under Box 3 (54,200 hours + 600 hours
                                                  state the basis for the importation of the              ‘‘conformity package.’’                                = 54,800 hours).
                                                  vehicle.                                                   A conformity package must be
                                                    A nonconforming vehicle that NHTSA                    submitted for each nonconforming                       Import Eligibility Petition
                                                  has decided to be eligible for                          vehicle imported under Box 3. Because                     As previously noted, a motor vehicle
                                                  importation can be imported by an RI,                   the Canadian motor vehicle safety                      that was not originally manufactured to
                                                  or by a person who has a contract with                  standards are identical in most respects               comply with all applicable FMVSS
                                                  an RI to modify the vehicle so that it                  to the FMVSS, there are relatively few                 cannot be lawfully imported into the
                                                  conforms to all applicable FMVSS,                       modifications that need to be performed                United States on a permanent basis
                                                  under Box 3 on the HS–7 Declaration                     on a Canadian-certified vehicle to                     unless NHTSA decides that the vehicle
                                                  form. As previously noted, the volume                   conform it to the FMVSS and the                        is eligible for importation, based on its
                                                  of imports under Box 3 has greatly                      conformity packages that are submitted                 capability of being modified to conform
                                                  increased in recent years. In 2013,                     on these vehicles are considerably less                to those standards. Under 49 U.S.C.
                                                  36,266 vehicles were imported under                     comprehensive than those submitted for                 30141, the eligibility decision can be
                                                  Box 3; in 2014, 73,809 vehicles were                    vehicles from Europe, Japan, and other                 based on the nonconforming vehicle’s
                                                  imported; and in 2015, 216,812 vehicles                 foreign markets. The agency estimates                  substantial similarity to a vehicle of the
                                                  were imported. Based on these figures,                  that it would take the average RI no                   same make, model, and model year that
                                                  the agency projects that 109,000                        more than 30 minutes to collect                        was manufactured for importation into,
                                                  vehicles will be imported each year                     information for, and assemble, a                       and sale in the United States, and
                                                  under Box 3. Assuming that volume, the                  conformity package for a Canadian-                     certified as complying with all
                                                  hour burden associated with the                         certified vehicle.                                     applicable FMVSS by its original
                                                  completion of the HS–7 Declaration                         Generally, more modifications are                   manufacturer. Where there is no
                                                  form for these vehicles will be 9,083                   needed to conform a non-Canadian                       substantially similar U.S.-certified
                                                  (0.08333 hours to complete each HS–7                    vehicle to the FMVSS. To properly                      vehicle, the eligibility decision must be
                                                  × 109,000 vehicles = 9,083 hours).                      document these modifications, more                     predicated on the vehicle having safety
                                                                                                          information must be included in the                    features that are capable of being
                                                  HS–474 Conformance Bond                                 conformity package for a non-Canadian                  modified to conform to the FMVSS,
                                                    NHTSA’s regulations also require an                   vehicle than is required for a Canadian-               based on destructive crash test data or
                                                  RI, among other things, to furnish a                    certified vehicle. The agency estimates                such other evidence that the agency may
                                                  bond (on the HS–474 Conformance                         that it would take an RI approximately                 deem adequate. The agency makes
                                                  Bond form) at the time of entry for each                twice as long, or roughly one hour, to                 import eligibility decisions either on its
                                                  nonconforming vehicle it imports, to                    compile information for, and assemble,                 own initiative, or in response to
                                                  ensure that the vehicle will be brought                 a conformity package for a typical non-                petitions filed by RIs. Only a small
                                                  into conformity with all applicable                     Canadian vehicle.                                      number of RIs (currently about 16 out of
                                                  safety and bumper standards within 120                     Of the 36,266 nonconforming vehicles                the 87 RIs registered with the agency)
                                                  days of entry or will be exported from,                 imported under Box 3 in 2013, 35,973,                  ever submit import eligibility petitions.
                                                  or abandoned to, the United States. A                   or roughly 99.1 percent, were Canadian                 Many of these businesses have, over the
                                                  HS–474 Conformance Bond has to be                       market and 293, or roughly 0.9 percent,                years, submitted multiple petitions to
                                                  furnished for each nonconforming                        were from markets other than Canada.                   the agency. The agency estimates that it
                                                  vehicle imported under Box 3.                           Of the 73,809 nonconforming vehicles                   would take the typical RI that petitions
                                                  Assuming an importation volume of                       imported under Box 3 in 2014, 73,467,                  the agency roughly two hours to
                                                  109,000 vehicles per year, the hour                     or roughly 99.5 percent, were Canadian                 complete the paperwork associated with
                                                  burden associated with the completion                   market and 342, or roughly 0.5 percent,                the submission of a petition for a
                                                  of the HS–474 will be 10,900 hours (0.1                 were from markets other than Canada.                   vehicle that has a substantially similar
                                                  hours to complete each HS–474 ×                         Of the 216,812 nonconforming vehicles                  U.S.-certified counterpart, and roughly
                                                                                                          imported under Box 3 in 2016, 216,445                  twice as long, or four hours, to complete
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                                                  109,000 vehicles = 10,900 hours).
                                                                                                          or roughly 99.8 percent, were Canadian                 the paperwork associated with the
                                                  Conformity Statement                                    market and 357, or roughly 0.2 percent,                submission of a petition for a vehicle
                                                     After modifying the vehicle to                       were from markets other than Canada.                   that lacks a substantially similar U.S.-
                                                  conform to all applicable standards, the                Assuming this trend continues in future                certified counterpart. In 2013, 28 import
                                                  RI submits a statement of conformity (on                years, the agency estimates the hour                   eligibility petitions were submitted to
                                                  a suggested form) to NHTSA, which will                  burden associated with the submission                  the agency. Of these, 20, or 71 percent,
                                                  then issue a letter permitting the bond                 of conformity packages on Canadian-                    were for vehicles with substantially


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                                                                               Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices                                               905

                                                  similar U.S.-certified counterparts and                 date of entry. These vehicles are entered              of the specified purposes unless the
                                                  8, or 29 percent, were for vehicles for                 under Box 5 on the HS–7 Declaration                    importer is a manufacturer of motor
                                                  which there were no substantially                       form. To enter a vehicle under Box 5,                  vehicles that are certified to the FMVSS.
                                                  similar U.S. certified counterparts. In                 the importer must also furnish Customs                 An application form that can be used to
                                                  2014, 10 import eligibility petitions                   with the importer’s passport number                    obtain the letter of permission is posted
                                                  were submitted to the agency. Of these,                 and the name of the country that issued                to the agency’s Web site at
                                                  9, or 90 percent, were for vehicles with                the passport. In 2013, a total of 322                  www.nhtsa.gov/cars/rules/import. If
                                                  substantially similar U.S.-certified                    vehicles were imported under Box 5. In                 NHTSA grants it permission, the
                                                  counterparts, and 1, or 10 percent, were                2014, 382 vehicles were imported under                 nonconforming motor vehicle or
                                                  for vehicles for which there were no                    that box. In 2015, 193 were imported.                  equipment item can be temporarily
                                                  substantially similar U.S.-certified                    Based on these figures, the agency                     imported under Box 7 on the HS–7
                                                  counterparts. In 2015, 15 import                        estimates that roughly 300 vehicles will               Declaration form. In 2013, 8,309 entries
                                                  eligibility petitions were submitted to                 be imported under Box 5 in each of the                 were made under Box 7. In 2014, 6,558
                                                  the agency. Of these, 14, or 93 percent,                next three years. Assuming that volume,                entries were made. In 2015, 7,319 were
                                                  were for vehicles with substantially                    the hour burden associated with the                    made. Permission letters were requested
                                                  similar U.S.-certified counterparts, and                completion of the HS–7 Declaration                     from NHTSA for 236 of the entries made
                                                  1, or 7 percent, were for vehicles for                  form for these vehicles will be under 25               in 2013, 312 of the entries made in
                                                  which there were no substantially                       hours (0.08333 hours to complete each                  2014, and 336 of the entries made in
                                                  similar U.S.-certified counterparts.                    HS–7 × 300 vehicles = 24.99 hours).                    2015, representing roughly 4 percent of
                                                  Assuming this trend continues in future                   g. Temporary importation of                          the total number of entries made under
                                                  years, the agency estimates that roughly                nonconforming vehicles by foreign                      Box 7 in those years. The remaining
                                                  18 import eligibility petitions will be                 diplomat under Box 6: A member of a                    entries were for vehicles and equipment
                                                  submitted each year, 85 percent of                      foreign government on assignment in                    imported by original manufacturers of
                                                  which, or 15 petitions, will be for                     the United States, or a member of the                  vehicles that are certified to the FMVSS,
                                                  vehicles with substantially similar U.S.-               secretariat of a public international                  who can temporarily import
                                                  certified counterparts, and 15 percent of               organization so designated under the                   nonconforming vehicles and equipment
                                                  which, or 3 petitions, will be for                      International Organizations Immunities                 for any of the specified purposes under
                                                  vehicles lacking substantially similar                  Act, and within the class of persons for               Box 7 without the need for a NHTSA
                                                  U.S.-certified counterparts. Based on                   whom free entry of motor vehicles has                  permission letter. Averaging the volume
                                                  these figures, the agency estimates that                been authorized by the Department of                   of imports over the past three years, the
                                                  the hour burden for the paperwork                       State, can temporarily import a                        agency projects that roughly 7,395
                                                  associated with the submission of                       nonconforming vehicle for personal use                 entries will be made under Box 7 in
                                                  import eligibility petitions to be 42                   while in the United States. These                      each of the next three years. Assuming
                                                  hours per year (15 petitions × 2 hours                  vehicles are entered under Box 6 on the                that applications for NHTSA permission
                                                  per petition = 30 hours; 3 petitions × 4                HS–7 Declaration form. The importer                    letters will be submitted for 4 percent of
                                                  hours per petition = 12 hours; 30 hours                 must attach to the declaration a copy of               those entries, and that a single
                                                  + 12 hours = 42 hours).                                 the importer’s official orders and supply              application will be filed for each entry,
                                                     e. Importation of vehicles or                        Customs with the name of the embassy                   the agency estimates that 295
                                                  equipment intended solely for export                    to which the importer is attached. In                  applications will be filed in each of the
                                                  under Box 4: A nonconforming vehicle                    2013, a total of 16 vehicles were
                                                                                                                                                                 next three years. Based on the estimate
                                                  or equipment item that is intended                      imported under Box 6. In 2014, 11
                                                                                                                                                                 that it will take roughly five minutes to
                                                  solely for export, and bears a tag or label             vehicles were imported under that box.
                                                                                                                                                                 complete each of those applications, the
                                                  to that effect, can be entered under Box                In 2015, 16 were again imported. Based
                                                                                                                                                                 agency projects that under 25 hours will
                                                  4 on the HS–7 Declaration form. In                      on these figures, the agency estimates
                                                                                                                                                                 be expended on an annual basis to
                                                  2013, 45,509 vehicles were imported                     that roughly 14 vehicles will be
                                                                                                                                                                 submit applications for permission from
                                                  under Box 4. In 2014, 52,485 were                       imported under Box 6 in each of the
                                                                                                                                                                 NHTSA to import vehicles and motor
                                                  imported and in 2015, the volume of                     next three years. Assuming that volume,
                                                                                                                                                                 vehicle equipment under Box 7 (0.0833
                                                  Box 4 entries increased to 83,349. Based                the hour burden associated with the
                                                                                                                                                                 hours per application × 295 applications
                                                  on these figures, the agency projects that              completion of the HS–7 Declaration
                                                  an average of 63,447 vehicles will be                   form for these vehicles will be roughly                = 24.58 hours). Assuming that a single
                                                  imported under Box 4 in each of the                     1 hour (0.08333 hours to complete each                 HS–7 Declaration form is filed for each
                                                  next three years. Based on that figure,                 HS–7 × 14 vehicles = 1.16 hours).                      vehicle imported under Box 7, the
                                                  the hour burden associated with the                       h. Temporary importation of                          agency projects that under 617 hours
                                                  completion of the HS–7 Declaration                      nonconforming vehicles and equipment                   will be expended on an annual basis in
                                                  form for these vehicles will be under                   under Box 7: Under 49 U.S.C. 30114,                    completing the declaration for vehicles
                                                  5,287 hours (0.08333 hours to complete                  NHTSA is authorized to exempt a motor                  imported under Box 7 (0.0833 hours per
                                                  each HS–7 × 63,447 vehicles = 5,287                     vehicle or item of motor vehicle                       declaration × 7,395 vehicles = 616.23
                                                  hours).                                                 equipment from the importation                         hours).
                                                     f. Temporary importation of                          restriction in 49 U.S.C. 30112(a), on                     i. Importation of off-road vehicles
                                                  nonconforming vehicles by nonresidents                  such terms the agency decides are                      under Box 8: NHTSA regulates the
                                                  of the United States under Box 5: Under                 necessary, for purposes of research,                   importation of ‘‘motor vehicles,’’ which
                                                  an international convention to which                    investigations, demonstrations, training,              are defined (at 49 U.S.C. 30102) as
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                                                  the United States is a signatory, a                     competitive racing events, show, or                    vehicles that are driven or drawn by
                                                  nonresident of the United States can                    display. Regulations implementing this                 mechanical power and manufactured
                                                  import a nonconforming vehicle for                      provision are found at 49 CFR part 591.                primarily for use on public streets,
                                                  personal use, for a period of up to one                 Under those regulations, written                       roads, and highways. Vehicles that are
                                                  year, provided the vehicle is not sold                  permission from NHTSA is needed to                     not primarily manufactured for on-road
                                                  while in the United States and is                       temporarily import a nonconforming                     use do not qualify as ‘‘motor vehicles’’
                                                  exported no later than one year from its                motor vehicle or equipment item for one                under this definition, and may therefore


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                                                  906                          Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices

                                                  be imported without regard to their                     the next three years. Assuming that a                  take the typical applicant up to one
                                                  compliance with the FMVSS. These                        separate HS–7 Declaration form is filed                hour to compile and assemble the
                                                  vehicles are entered under Box 8 on the                 for each of those vehicles, the agency                 materials needed to support each
                                                  HS–7 Declaration form. Vehicles that                    projects that approximately 3,118 hours                application, the agency estimates that
                                                  can be entered in this fashion include                  will be expended on an annual basis in                 up to 35 hours will be expended in this
                                                  those that are originally manufactured                  completing the declaration for vehicles                activity in each of those years.
                                                  for closed circuit racing. Although                     imported under Box 9 (0.0833 hours per                    l. Importation of equipment subject to
                                                  approval from NHTSA is not needed to                    declaration × 37,415 vehicles = 3,118).                the Theft Prevention Standard under
                                                  import a vehicle that was originally                       k. Importation of vehicles for show or              Box 11: Items of motor vehicle
                                                  manufactured for racing purposes, the                   display under Box 10: Vehicles that are                equipment that are marked in
                                                  agency will issue a letter recognizing a                deemed by NHTSA to have sufficient                     accordance with the Theft Prevention
                                                  particular vehicle as having been so                    technological or historical significance               Standard in 49 CFR part 541 are entered
                                                  manufactured if the importer requests                   that they would be worthy of being                     under Box 11 on the HS–7 Declaration
                                                  the agency to do so. An application form                exhibited in car shows if they were                    form. In 2013, there were 7,513 entries
                                                  that can be used to obtain such a letter                brought to the United States are eligible              under Box 11. In 2014, there were 8,675
                                                  is also posted to the agency’s Web site                 for importation for purposes of show or                such entries. In 2015 there were 4,509.
                                                  at www.nhtsa.gov/cars/rules/import. In                  display under Box 10 on the HS–7                       Averaging these figures, the agency
                                                  2013, applications were submitted to                    Declaration form. Written permission                   estimates that 6,899 entries will be
                                                  NHTSA for 1 vehicle imported under                      from NHTSA is also needed to import                    made under Box 11 in each of the next
                                                  Box 8. In 2014, 13 applications were                    a vehicle for that purpose. An                         three years. Assuming that it will take
                                                  filed. In 2015, 25 were filed. Based on                 application form that can be used to                   five minutes to complete each of these
                                                  these figures, the agency projects that 13              request the agency to decide that a                    entries, the agency projects that under
                                                  applications to import vehicles for                     particular make, model, and model year                 575 hours will be expended on an
                                                  racing purposes under Box 8 will be                     vehicle is eligible for importation for                annual basis in making these entries for
                                                  submitted in each of the next three                     purposes of show or display is posted to               equipment imported under Box 11
                                                  years. Assuming that it will take five                  the agency’s Web site at www.nhtsa.gov/                (0.0833 hours per declaration × 6,899
                                                  minutes to complete each of these                       cars/rules/import. In 2013, the agency                 declarations = 574.89 hours).
                                                  applications, the agency estimates that                 received zero applications to determine                   m. Temporary importation of
                                                  slightly more than 1 hour will be                       vehicles eligible for importation for                  nonconforming vehicles by foreign
                                                  expended in completing these                            purposes of show or display. In 2014,                  military personnel under Box 12: A
                                                  applications (0.08333 hours × 13                        the agency received 2 such applications.               member of the armed forces of a foreign
                                                  applications = 1.08 hours).                             In 2015, the agency again received zero                country on assignment in the United
                                                     In 2013, a total of 207,112 off-road                 applications. Averaging these figures,                 States can temporarily import a
                                                  vehicles and equipment items were                       the agency projects that it will receive               nonconforming vehicle for personal use
                                                  imported under Box 8. In 2014, 335,281                  one application to determine vehicles                  during the member’s tour of duty under
                                                  off-road vehicles and equipment items                   eligible for importation for purposes of               Box 12 on the HS–7 Declaration form.
                                                  were imported under that box. In 2015,                  show or display in each of the next                    In 2013, a total of 33 vehicles were
                                                  421,546 were imported. Averaging those                  three years. Assuming that it will take                imported under Box 12. In 2014, 21
                                                  figures, the agency projects that roughly               the typical applicant up to ten hours to               such vehicles were imported. In 2015,
                                                  321,323 off-road vehicles and                           compile and assemble the materials                     51 were imported. Averaging these
                                                  equipment items will be imported under                  needed to support each application, the                figures, the agency projects that roughly
                                                  Box 8 in each of the next three years.                  agency estimates that up to 10 hours                   35 vehicles will be imported under Box
                                                  Assuming that volume, the hour burden                   will be expended in this activity in each              12 in each of the next three years.
                                                  associated with the completion of the                   of those years.                                        Assuming that volume, the hour burden
                                                  HS–7 Declaration form for these                            Also on the agency’s Web site is an                 associated with the completion of the
                                                  vehicles and equipment items will be                    application form that can be used to                   HS–7 Declaration form for these
                                                  26,776 hours (0.08333 hours to                          request NHTSA to permit a particular                   vehicles will be under 3 hours (0.08333
                                                  complete each HS–7 × 321,323 entries =                  vehicle to be imported for purposes of                 hours to complete each HS–7 × 35
                                                  26,776).                                                show or display once the agency has                    vehicles = 2.92 hours).
                                                     j. Importation of vehicles or                        decided that the vehicle is of a make,                    n. Importation of vehicles to prepare
                                                  equipment requiring further                             model, and model year that is eligible                 import eligibility petitions under Box 13:
                                                  manufacturing operations under Box 9:                   for importation for those purposes.                    A nonconforming vehicle imported by
                                                  A motor vehicle or equipment item that                  Certain restrictions apply to vehicles                 an RI for the purpose of preparing a
                                                  requires further manufacturing                          that are imported for purposes of show                 petition for NHTSA to decide that a
                                                  operations to perform its intended                      or display. Among those is a                           particular make, model, and model year
                                                  function, other than the addition of                    requirement that the vehicle not be                    vehicle is eligible for importation is
                                                  readily attachable components such as                   driven in excess of 2,500 miles per year.              entered under Box 13 on the HS–7
                                                  mirrors or wipers, or minor finishing                   The application specifies the terms of                 Declaration form. A letter from NHTSA
                                                  operations such as painting, can be                     the importation and makes provision for                granting the importer permission to
                                                  entered under Box 9 on the HS–7                         the applicant to agree to those terms. In              import the vehicle for that purpose must
                                                  Declaration form. Documents from the                    2013, the agency received 23                           be filed with the declaration. NHTSA
                                                  manufacturer must be furnished for                      applications to import specific vehicles               has issued guidance to inform RIs that
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                                                  these entries. In 2013, 27,604 vehicles                 for purposes of show or display. In                    it will permit no more than two vehicles
                                                  were imported under Box 9. In 2014,                     2014, the agency received 56 such                      to be imported for the purpose of
                                                  45,905 vehicles were imported under                     applications. In 2015, the agency                      preparing an import eligibility petition.
                                                  that box. In 2015, 38,737 were imported.                received 25. Averaging those figures, the              Box 13 was incorporated into the HS–
                                                  Averaging those figures, the agency                     agency estimates that it will receive                  7 Declaration form when that form was
                                                  projects that roughly 37,415 vehicles                   roughly 35 applications in each of the                 last revised in May, 2006. The agency
                                                  will be imported under Box 9 in each of                 next three years. Assuming that it will                received requests to permit the


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                                                                               Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices                                                907

                                                  importation of 26 vehicles under Box 13                 nonconforming vehicles to conform to                   Assuming that it will take up to two
                                                  in 2013, 9 in 2014, and 14 in 2015.                     applicable Federal motor vehicle safety                hours to compile and assemble the
                                                  Averaging these figures, the agency                     and bumper standards, (2) owns or                      material needed to support a single
                                                  projects that roughly 16 vehicles will be               leases one or more facilities sufficient in            application for renewal, the agency
                                                  imported under Box 13 in each of the                    nature and size to repair, conform, and                estimates that 128 hours will be
                                                  next three years. Assuming that volume,                 store the vehicles for which it furnishes              expended in this activity for each of the
                                                  the hour burden associated with the                     statements of conformity to NHTSA, (3)                 next three years (64 renewal
                                                  completion of the HS–7 Declaration                      is financially and technically able to                 applications × 2 hours = 128 hours).
                                                  form for these vehicles will be under 2                 provide notification of and a remedy for                  3. Information to be retained by RIs:
                                                  hours (0.08333 hours to complete each                   a noncompliance with an FMVSS or a                     The agency’s regulations at 49 CFR
                                                  HS–7 × 16 vehicles = 1.33 hours).                       defect related to motor vehicle safety                 592.6(b) require an RI to maintain and
                                                     2. Information collected from                        determined to exist in the vehicles it                 retain certain specified records for each
                                                  applicants for RI status and existing RIs               imports, and (4) is able to acquire and                motor vehicle for which it furnishes a
                                                  seeking to renew their registrations:                   maintain information on the vehicles                   certificate of conformity to NHTSA, for
                                                  Under 49 U.S.C. 30141, a motor vehicle                  that it imports and the owners of those                a period of 10 years from the vehicle’s
                                                  that was not originally manufactured to                 vehicles so that it can notify the owners              date of entry. As described in the
                                                  comply with all applicable FMVSS                        if a safety-related defect or                          regulations, those records must consist
                                                  cannot be lawfully imported into the                    noncompliance is determined to exist in                of ‘‘correspondence and other
                                                  United States on a permanent basis                      such vehicles. The application must                    documents relating to the importation,
                                                  unless 1) NHTSA decides it is eligible                  also contain a statement that the                      modification, and substantiation of
                                                  for importation, based on its capability                applicant will abide by the duties of an               certification of conformity to the
                                                  of being modified to conform to all                     RI and attest to the truthfulness and                  Administrator.’’ The regulations further
                                                  applicable FMVSS and 2) it is imported                  correctness of the information provided                specify that the records to be retained
                                                  by an RI or by a person who has a                       in the application. A brochure                         must include (1) a copy of the HS–7
                                                  contract with an RI to modify the                       containing sample documents that an                    Declaration Form furnished for the
                                                  vehicle so that it complies with all                    applicant may use in applying to                       vehicle at the time of importation, (2) all
                                                  applicable FMVSS following                              become an RI is posted to the agency’s                 vehicle or equipment purchase or sales
                                                  importation. NHTSA is authorized by 49                  Web site at www.nhtsa.gov/cars/rules/                  orders or agreements, conformance
                                                  U.S.C. 30141(c) to establish, by                        import. In 2013, NHTSA received 4                      agreements with importers other than
                                                  regulation, procedures for registering                  applications for RI status. In 2014, the               RIs, and correspondence between the RI
                                                  RIs. Those regulations are found in 49                  agency received 5 applications of this                 and the owner or purchaser of each
                                                  CFR part 592.                                           kind. In 2015, the agency received 10.                 vehicle for which the RI furnishes a
                                                     a. Information collected from                                                                               certificate of conformity to NHTSA, (3)
                                                                                                          Based on these figures, the agency
                                                  applicants: Under the terms of the                                                                             the last known name and address of the
                                                                                                          anticipates that it will receive 6
                                                  regulations in part 592, an applicant for                                                                      owner or purchaser of each vehicle for
                                                                                                          applications for RI status in each of the
                                                  RI status must submit to the agency                                                                            which the RI furnishes a certificate of
                                                                                                          next three years. Assuming that it will
                                                  information that identifies the                                                                                conformity, and the vehicle
                                                                                                          take up to ten hours to compile and
                                                  applicant, specifies the manner in                                                                             identification number (VIN) of the
                                                                                                          assemble the material needed to support
                                                  which the applicant’s business is                                                                              vehicle, and (4) records, both
                                                                                                          a single application, the agency
                                                  organized (i.e., sole proprietorship,                                                                          photographic and documentary,
                                                                                                          estimates that 60 hours will be
                                                  partnership, or corporation), and,                                                                             reflecting the modifications made by the
                                                                                                          expended in this activity for each of the
                                                  depending on the form of organization,                                                                         RI, which were submitted to NHTSA to
                                                  identifies the principals of the business.              next three years (6 applications × 10
                                                                                                                                                                 obtain release of the conformance bond
                                                  The application must also state that the                hours = 60 hours).
                                                                                                                                                                 furnished for the vehicle at the time of
                                                  applicant has never had a registration                     b. Information collected from existing              importation. See 49 CFR 592.6(b)(1)
                                                  revoked and identify any principal                      RIs: To maintain its registration, an RI               through (b)(4).
                                                  previously affiliated with another RI.                  must file an annual statement affirming                   The latter records are referred to as a
                                                  The application must also provide the                   that all information it has on file with               ‘‘conformity package.’’ Most conformity
                                                  street address and telephone number in                  the agency remains correct and that it                 packages submitted to the agency
                                                  the United States of each facility for the              continues to comply with the                           covering vehicles imported from Canada
                                                  conformance, storage, and repair of                     requirements for being an RI. Formats                  are comprised of approximately six
                                                  vehicles that the applicant will use to                 that existing RIs may use to renew their               sheets of paper (including a check-off
                                                  fulfill its duties as an RI, including                  registrations are included in a                        sheet identifying the vehicle and the
                                                  records maintenance, and the street                     newsletter sent electronically to each RI              standards that it was originally
                                                  address in the United States that it                    before the renewal is due and posted to                manufactured to conform to and those
                                                  designates as its mailing address. The                  the agency’s Web site at www.nhtsa.gov/                that it was modified to conform to, a
                                                  applicant must also furnish a business                  cars/rules/import. The number of RI                    statement identifying the recall history
                                                  license or other similar document                       renewals increased in recent years on                  of the vehicle, a copy of the HS–474
                                                  issued by a State or local authority                    account of the strengthening of the U.S.               conformance bond covering the vehicle,
                                                  authorizing it to do business as an                     dollar against the Canadian dollar, and                and a copy of the mandatory service
                                                  importer, seller, or modifier of motor                  the concomitant increase in the volume                 insurance policy obtained by the RI to
                                                  vehicles, or a statement that it has made               of vehicles imported from Canada. In                   cover its recall obligations for the
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                                                  a bona fide inquiry and is not required                 2013, NHTSA received renewal                           vehicle). In addition, most conformity
                                                  by any State or local authority to                      packages from 62 RIs. In 2014, the                     packages include photographs of the
                                                  maintain such a license. The application                agency received 66 renewal packages. In                vehicle, components that were modified
                                                  must also set forth sufficient                          2012, the agency received 65. Based on                 or replaced to conform the vehicle to
                                                  information to allow the Administrator                  these figures, the agency anticipates that             applicable standards, and the
                                                  to conclude that the applicant (1) is                   it will receive an average of 64 renewal               certification labels affixed to the
                                                  technically able to modify                              packages in each of the next three years.              vehicle.


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                                                  908                          Federal Register / Vol. 82, No. 2 / Wednesday, January 4, 2017 / Notices

                                                     Approximately 120 conformity                         motor vehicle equipment subject to the                 Box 9; and equipment subject to the
                                                  packages can be stored in a cubic foot                  Federal motor vehicle safety, bumper                   Theft Prevention Standard under Box
                                                  of space. Based on projected imports of                 and theft prevention standards are                     11.
                                                  109,000 nonconforming vehicles per                      lawfully imported into the United                        • the several hundred dealers,
                                                  year, 908.33 cubic feet of space will be                States. To be lawfully imported, the                   distributors, and individuals who
                                                  needed on an industry-wide basis to                     vehicle or equipment item must be                      import off-road vehicles such as dirt
                                                  store one year’s worth of conformity                    covered by one of the boxes on the HS–                 bikes and all-terrain vehicles or ATVs,
                                                  packages. Assuming an annual cost of                    7 Declaration form and the importer                    as well as other vehicles that are not
                                                  $20 per cubic foot to store the                         must declare, subject to penalty for                   primarily manufactured for on-road use
                                                  information, NHTSA estimates the                        making false statements, that the vehicle              under Box 8.
                                                  aggregate cost to industry for storing a                or equipment item is entitled to entry                   • the several hundred nonresidents of
                                                  year’s worth of conformity packages to                  under the conditions specified on the                  the United States and foreign diplomatic
                                                  be $18,167 per year.                                    form, including the provision of any                   and military personnel who temporarily
                                                     RIs are also required under 49 CFR                   supporting information or materials that               import nonconforming vehicles for
                                                  592.6(b) to retain a copy of the HS–7                   may be required.                                       personal use under Boxes 5, 6, and 12.
                                                  Declaration Form furnished to Customs                      NHTSA relies on the information                       Estimate of the Total Annual
                                                  at the time of entry for each                           provided by RIs and applicants for RI                  Reporting and Recordkeeping Burden of
                                                  nonconforming vehicle for which they                    status to obtain and renew their                       the Collection of Information— Adding
                                                  submit a conformity package to NHTSA.                   registrations so that it can better ensure             together the burden hours detailed
                                                  Paper HS–7 Declaration Forms are only                   that RIs are meeting their obligations                 above yields a total of 252,263 hours
                                                  filed for a small fraction of the                       under the statutes and regulations                     expended on an annual basis for all
                                                  nonconforming vehicles imported into                    governing the importation of                           paperwork associated with the filing of
                                                  the United States. Customs brokers file                 nonconforming vehicles and can make                    the HS–7 Declaration form and other
                                                  entries for most nonconforming vehicles                 more informed decisions in conferring                  aspects of the vehicle importation
                                                  electronically by using the Automated                   RI status on applicants and in                         program.
                                                  Broker Interface (ABI) system. For                      permitting RI status to be retained by                   Estimate of the Total Annual Costs of
                                                  example, in Calendar year 2010, 17,645                  those currently holding registrations. In              the Collection of Information— Other
                                                  ABI entries were made for                               this manner, those lacking the capability              than the cost of the burden hours, the
                                                  nonconforming vehicles imported into                    to responsibly provide RI services, or                 only additional costs associated with
                                                  the United States under Box 3, and only                 who have committed or are associated                   this information collection are the
                                                  365 paper HS–7 Declaration Forms                        with those who have committed past                     $18,167 cost to the industry, per year for
                                                  (representing just two percent of the                   violations of the vehicle importation                  the storage of records pertaining to the
                                                  total) were filed for such vehicles.                    laws, can be more readily denied                       nonconforming vehicles that each RI
                                                  Because HS–7 Declaration Forms are                      registration as an RI, or if they already              imports into the United States.
                                                  filed for only a small fraction of the                  hold such a registration, have that
                                                  nonconforming vehicles that are                         registration suspended or revoked when                   Authority: 44 U.S.C. 3506(c); delegation of
                                                  imported by RIs, the storage                            circumstances warrant such action.                     authority at 49 CFR 1.50 and 501.8(f).
                                                  requirement for those records can have                     Description of the Likely Respondents               Jeffrey M. Giuseppe,
                                                  no more than a negligible cost impact on                (Including Estimated Number and                        Director, Office of Vehicle Safety Compliance.
                                                  the industry. Because the remaining                     Proposed Frequency of Responses to the                 [FR Doc. 2016–31887 Filed 1–3–17; 8:45 am]
                                                  records that RIs are required to retain                 Collection of Information)— With regard
                                                                                                                                                                 BILLING CODE 4910–59–P
                                                  under 49 CFR 592.6(b) may be stored                     to the HS–7 Declaration form, likely
                                                  electronically, the costs incident to the               respondents include any private
                                                  storage of those records should also be                 individual or commercial entity                        DEPARTMENT OF TRANSPORTATION
                                                  negligible.                                             importing into the United States a
                                                     RIs who conduct recall campaigns to                  vehicle or item of motor vehicle                       National Highway Traffic Safety
                                                  remedy a safety-related defect or a                     equipment subject to the Federal motor                 Administration
                                                  noncompliance with an FMVSS                             vehicle safety standards. It is difficult to
                                                  determined to exist in a vehicle they                   estimate, with reliability, the absolute               [Docket Number NHTSA–2016–0134]
                                                  import must report the progress of those                number of such respondents; however,
                                                  campaigns to NHTSA. The agency                          that number would include:                             Reports, Forms, and Record Keeping
                                                  estimates that it should take each RI that                 • The 87 RIs who are currently                      Requirements
                                                  is required to conduct a safety recall                  registered with NHTSA and import
                                                  campaign approximately one hour to                      nonconforming vehicles under Boxes 3                   AGENCY:  National Highway Traffic
                                                  compile information for, and prepare                    and 13;                                                Safety Administration (NHTSA),
                                                  each of the two reports it would be                        • the roughly 1,629 individuals who                 Department of Transportation.
                                                  required to submit to the agency                        import each year Canadian-certified                    ACTION: Request for public comment on
                                                  detailing the progress of the recall                    vehicles for personal use under Box 2B;                a proposed collection of information.
                                                  campaign. Since vehicle manufacturers                      • the several hundred original
                                                  in most cases include vehicles imported                 manufacturers who import conforming                    SUMMARY:   Before a Federal agency can
                                                  by RIs in their own recall campaigns, it                motor vehicles and equipment items                     collect certain information from the
                                                  is likely that very few of these reports                under Box 2A; nonconforming vehicles                   public, it must receive approval from
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                                                  would have to be prepared or submitted                  or equipment intended for export under                 the Office of Management and Budget
                                                  by RIs.                                                 Box 4; nonconforming vehicles and                      (OMB). Under procedures established
                                                     Description of the Need for the                      equipment on a temporary basis for                     by the Paperwork Reduction Act of
                                                  Information and Proposed Use of the                     purposes of research, investigations, or               1995, before seeking OMB approval,
                                                  Information— The information                            other reasons specified under Box 7;                   Federal agencies must solicit public
                                                  collection detailed above is necessary to               vehicles and equipment requiring                       comment on proposed collections of
                                                  ensure that motor vehicles and items of                 further manufacturing operations under                 information, including extensions and


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Document Created: 2017-01-04 00:29:25
Document Modified: 2017-01-04 00:29:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionRequest for public comment on proposed collection of information.
DatesComments must be received on or before March 6, 2017.
ContactColeman Sachs, Office of Vehicle Safety Compliance (NEF-230), National Highway Traffic Safety Administration, West Building--4th Floor--Room W45-205, 1200 New Jersey Avenue SE., Washington, DC 20590. Mr. Sachs' telephone number is (202) 366-3151. Please identify the relevant collection of information by referring to its OMB Control Number.
FR Citation82 FR 901 

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