82 FR 9464 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Open Outcry Priority and Allocation Requirements and Trade-Through Prohibitions

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 23 (February 6, 2017)

Page Range		9464-9464
FR Document		2017-02378

Federal Register, Volume 82 Issue 23 (Monday, February 6, 2017)

[Federal Register Volume 82, Number 23 (Monday, February 6, 2017)]
[Notices]
[Page 9464]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02378]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-79910; File No. SR-CBOE-2016-082]


Self-Regulatory Organizations; Chicago Board Options Exchange, 
Incorporated; Notice of Designation of a Longer Period for Commission 
Action on a Proposed Rule Change Related to Rules Regarding the 
Responsibility for Ensuring Compliance With Open Outcry Priority and 
Allocation Requirements and Trade-Through Prohibitions

January 31, 2017.
    On December 1, 2016, the Chicago Board Options Exchange, 
Incorporated (``CBOE'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change regarding responsibilities for 
ensuring compliance with open outcry priority and allocation 
requirements and trade-through prohibitions. The proposed rule change 
was published for comment in the Federal Register on December 19, 
2016.\3\ The Commission received one comment letter on the proposed 
rule change.\4\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 79540 (December 13, 
2016), 81 FR 91967.
    \4\ See Letter to Brent J. Fields, Secretary, Commission, from 
Joan C. Conley, Senior Vice President and Corporate Secretary, 
Nasdaq, dated December 22, 2016. The comment letter is available at 
https://www.sec.gov/comments/sr-cboe-2016-082/cboe2016082.shtml.
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \5\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the notice for this proposed rule change 
is February 2, 2017. The Commission is extending this 45-day time 
period.
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change and the 
comment letter. Accordingly, the Commission, pursuant to Section 
19(b)(2) of the Act,\6\ designates March 19, 2017, as the date by which 
the Commission shall either approve or disapprove or institute 
proceedings to determine whether to disapprove the proposed rule change 
(File Number SR-CBOE-2016-082).
---------------------------------------------------------------------------

    \6\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
---------------------------------------------------------------------------

    \7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-02378 Filed 2-3-17; 8:45 am]
BILLING CODE 8011-01-P

9464 Federal Register / Vol. 82, No. 23 / Monday, February 6, 2017 / Notices

All submissions should refer to File SECURITIES AND EXCHANGE rule change and the comment letter.
Number SR–Phlx–2017–05. This file COMMISSION Accordingly, the Commission, pursuant
number should be included on the to Section 19(b)(2) of the Act,6
[Release No. 34–79910; File No. SR–CBOE–
subject line if email is used. To help the designates March 19, 2017, as the date
2016–082]
Commission process and review your by which the Commission shall either
comments more efficiently, please use Self-Regulatory Organizations; approve or disapprove or institute
only one method. The Commission will Chicago Board Options Exchange, proceedings to determine whether to
post all comments on the Commission’s Incorporated; Notice of Designation of disapprove the proposed rule change
Internet Web site (http://www.sec.gov/ a Longer Period for Commission (File Number SR–CBOE–2016–082).
rules/sro.shtml). Copies of the Action on a Proposed Rule Change For the Commission, by the Division of
submission, all subsequent Related to Rules Regarding the Trading and Markets, pursuant to delegated
Responsibility for Ensuring authority.7
amendments, all written statements
Compliance With Open Outcry Priority Eduardo A. Aleman,
with respect to the proposed rule
change that are filed with the and Allocation Requirements and Assistant Secretary.
Commission, and all written Trade-Through Prohibitions [FR Doc. 2017–02378 Filed 2–3–17; 8:45 am]
communications relating to the BILLING CODE 8011–01–P
January 31, 2017.
proposed rule change between the On December 1, 2016, the Chicago
Commission and any person, other than Board Options Exchange, Incorporated SECURITIES AND EXCHANGE
those that may be withheld from the (‘‘CBOE’’) filed with the Securities and COMMISSION
public in accordance with the Exchange Commission (‘‘Commission’’),
provisions of 5 U.S.C. 552, will be pursuant to Section 19(b)(1) of the [Release No. 34–79909; File No. SR–
available for Web site viewing and NYSEARCA–2017–03]
Securities Exchange Act of 1934
printing in the Commission’s Public (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a Self-Regulatory Organizations; NYSE
Reference Room, 100 F Street NE., proposed rule change regarding Arca, Inc.; Notice of Filing of Proposed
Washington, DC 20549, on official responsibilities for ensuring compliance Rule Change, as Modified by
business days between the hours of with open outcry priority and allocation Amendment No. 1, To Adopt the Rule
10:00 a.m. and 3:00 p.m. Copies of the requirements and trade-through 11.6800 Series To Implement the
filing also will be available for prohibitions. The proposed rule change Compliance Rule Regarding the
inspection and copying at the principal was published for comment in the National Market System Plan
office of the Exchange. All comments Federal Register on December 19, Governing the Consolidated Audit Trail
received will be posted without change; 2016.3 The Commission received one
comment letter on the proposed rule January 31, 2017.
the Commission does not edit personal
identifying information from change.4 Pursuant to Section 19(b)(1) 1 of the
Section 19(b)(2) of the Act 5 provides Securities Exchange Act of 1934 (the
submissions. You should submit only
that, within 45 days of the publication ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
information that you wish to make
of notice of the filing of a proposed rule notice is hereby given that, on January
available publicly. 17, 2017, NYSE Arca, Inc. (the
change, or within such longer period up
All submissions should refer to File to 90 days as the Commission may ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
Number SR–Phlx–2017–05 and should designate if it finds such longer period the Securities and Exchange
be submitted on or before February 27, to be appropriate and publishes its Commission (the ‘‘Commission’’) the
2017. reasons for so finding or as to which the proposed rule change as described in
For the Commission, by the Division of self-regulatory organization consents, Items I, II, and III below, which Items
Trading and Markets, pursuant to delegated the Commission shall either approve the have been prepared by the self-
authority.7 proposed rule change, disapprove the regulatory organization. On January 30,
proposed rule change, or institute 2017, the Exchange filed Amendment
Eduardo A. Aleman,
proceedings to determine whether the No. 1 to the proposed rule change,
Assistant Secretary. proposed rule change should be which amended and replaced the
[FR Doc. 2017–02373 Filed 2–3–17; 8:45 am] disapproved. The 45th day after proposed rule change in its entirety. The
BILLING CODE 8011–01–P publication of the notice for this Commission is publishing this notice to
proposed rule change is February 2, solicit comments on the proposed rule
2017. The Commission is extending this change, as amended, from interested
45-day time period. persons.
The Commission finds that it is
I. Self-Regulatory Organization’s
appropriate to designate a longer period
Statement of the Terms of Substance of
within which to take action on the
the Proposed Rule Change
proposed rule change so that it has
sufficient time to consider the proposed The Exchange proposed rule change
to adopt the Rule 11.6800 Series to
1 15 U.S.C. 78s(b)(1). implement the compliance rule
2 17 CFR 240.19b–4. (‘‘Compliance Rule’’) regarding the
sradovich on DSK3GMQ082PROD with NOTICES

3 See Securities Exchange Act Release No. 79540
National Market System Plan Governing
(December 13, 2016), 81 FR 91967. the Consolidated Audit Trail (the ‘‘CAT
4 See Letter to Brent J. Fields, Secretary,

Commission, from Joan C. Conley, Senior Vice 6 Id.
President and Corporate Secretary, Nasdaq, dated
7 17 CFR 200.30–3(a)(31).
December 22, 2016. The comment letter is available
1 15 U.S.C. 78s(b)(1).
at https://www.sec.gov/comments/sr-cboe-2016-
082/cboe2016082.shtml. 2 15 U.S.C. 78a.
7 17 CFR 200.30–3(a)(12). 5 15 U.S.C. 78s(b)(2). 3 17 CFR 240.19b–4.

VerDate Sep<11>2014 16:03 Feb 03, 2017 Jkt 241001 PO 00000 Frm 00095 Fmt 4703 Sfmt 4703 E:\FR\FM\06FEN1.SGM 06FEN1

Document Created: 2017-02-04 00:25:25
Document Modified: 2017-02-04 00:25:25

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 9464