83_FR_11898 83 FR 11845 - Restructuring of Regulations on the Importation of Plants for Planting

83 FR 11845 - Restructuring of Regulations on the Importation of Plants for Planting

DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service

Federal Register Volume 83, Issue 53 (March 19, 2018)

Page Range11845-11867
FR Document2018-05424

We are restructuring the regulations governing the importation of plants for planting. In the new structure, restrictions on the importation of specific types of plants for planting will no longer be found in the regulations, but instead will be found in the Plants for Planting Manual. We will make changes to the restrictions in the manual after taking public comment through notices published in the Federal Register. As part of this restructuring, we are grouping together restrictions in the plants for planting regulations that apply to the importation of most or all plants for planting, and we are adding general requirements for the development of integrated pest risk management measures that we may use to mitigate the risk associated with the importation of a specific type of plants for planting. We are also amending our foreign quarantine regulations to remove various provisions regarding the importation of specific types of plants for planting that are not currently subject to the general plants for planting regulations; these provisions will also be found in the Plants for Planting Manual. This action does not make any major changes to the restrictions that currently apply to the importation of plants for planting. These changes will make restrictions on the importation of specific types of plants for planting easier for readers to find and less cumbersome for us to change.

Federal Register, Volume 83 Issue 53 (Monday, March 19, 2018)
[Federal Register Volume 83, Number 53 (Monday, March 19, 2018)]
[Rules and Regulations]
[Pages 11845-11867]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-05424]



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Rules and Regulations
                                                Federal Register
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Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules 
and Regulations

[[Page 11845]]



DEPARTMENT OF AGRICULTURE

Animal and Plant Health Inspection Service

7 CFR Parts 318, 319, 330, 340, 360, and 361

[Docket No. APHIS-2008-0011]
RIN 0579-AD75


Restructuring of Regulations on the Importation of Plants for 
Planting

AGENCY: Animal and Plant Health Inspection Service, USDA.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We are restructuring the regulations governing the importation 
of plants for planting. In the new structure, restrictions on the 
importation of specific types of plants for planting will no longer be 
found in the regulations, but instead will be found in the Plants for 
Planting Manual. We will make changes to the restrictions in the manual 
after taking public comment through notices published in the Federal 
Register. As part of this restructuring, we are grouping together 
restrictions in the plants for planting regulations that apply to the 
importation of most or all plants for planting, and we are adding 
general requirements for the development of integrated pest risk 
management measures that we may use to mitigate the risk associated 
with the importation of a specific type of plants for planting. We are 
also amending our foreign quarantine regulations to remove various 
provisions regarding the importation of specific types of plants for 
planting that are not currently subject to the general plants for 
planting regulations; these provisions will also be found in the Plants 
for Planting Manual. This action does not make any major changes to the 
restrictions that currently apply to the importation of plants for 
planting. These changes will make restrictions on the importation of 
specific types of plants for planting easier for readers to find and 
less cumbersome for us to change.

DATES: Effective April 18, 2018.

FOR FURTHER INFORMATION CONTACT: Dr. Shailaja Rabindran, Assistant 
Director, Plants for Planting Policy, PPQ, APHIS, 4700 River Road, Unit 
133, Riverdale, MD 20737; (301) 851-2167.

SUPPLEMENTARY INFORMATION: 

Background

    Under the Plant Protection Act (7 U.S.C. 7701 et seq.), the 
Secretary of Agriculture is authorized to take such actions as may be 
necessary to prevent the introduction and spread of plant pests and 
noxious weeds within the United States. The Secretary has delegated 
this authority to the Administrator of the Animal and Plant Health 
Inspection Service (APHIS).
    The regulations in 7 CFR part 319 prohibit or restrict the 
importation of plants and plant products into the United States to 
prevent the introduction of plant pests that are not already 
established in the United States or plant pests that may be established 
but are under the official control of an eradication or containment 
program.
    The regulations in ``Subpart--Plants for Planting,'' Sec. Sec.  
319.37 through 319.37-14 (referred to below as the regulations), 
restrict the importation of plants for planting. The term plants for 
planting is defined in Sec.  319.37-1 as ``plants intended to remain 
planted, to be planted or replanted.'' Plant is defined in that section 
as ``any plant (including any plant part) capable of propagation, 
including a tree, a tissue culture, a plantlet culture, pollen, a 
shrub, a vine, a cutting, a graft, a scion, a bud, a bulb, a root, and 
a seed.''
    On April 25, 2013, we published in the Federal Register (78 FR 
24634-24663, Docket No. APHIS-2008-0011) a proposal \1\ to revise the 
plants for planting regulations and make several related changes to the 
foreign quarantine notices in 7 CFR part 319. Briefly, we proposed to 
do the following:
---------------------------------------------------------------------------

    \1\ To view the proposed rule, extensions of comment period, 
supporting document, and the comments we received, go to http://www.regulations.gov/#!docketDetail;D=APHIS-2008-0011.
---------------------------------------------------------------------------

     Remove provisions from other subparts in 7 CFR part 319 
that regulate the importation of plants for planting and thus 
consolidate the requirements for importation of all plants for planting 
under the plants for planting regulations.
     Add most of the plants for planting that are listed as 
prohibited in Sec.  319.37-2(a) to the list of plants for planting 
whose importation is not authorized pending pest risk analysis (NAPPRA) 
in accordance with current Sec.  319.37-2a. We proposed to characterize 
the other prohibitions as restrictions, rather than prohibitions, and 
to list them as such in the Plants for Planting Manual. This manual is 
currently used by importers and inspectors as a reference regarding 
restrictions on the importation of plants for planting.
     Within the plants for planting regulations, group together 
the requirements that apply to the importation of all or most plants 
for planting.
     Move restrictions on the importation of specific types of 
plants for planting from the regulations to the Plants for Planting 
Manual. We proposed to revise how we change these restrictions. We 
proposed to publish a notice in the Federal Register announcing our 
determination that it is necessary to add, change, or remove 
restrictions on the importation of a specific type of plants for 
planting and make available a document describing those restrictions 
and why they are necessary. We would allow for public comment on the 
notice and the document it makes available. We would then respond to 
any comments we receive in a second notice published in the Federal 
Register, and implement the restrictions if our determination remains 
unchanged.
     Remove several lists of approved items (for example, the 
lists of approved growing media, packing materials, and ports of entry) 
from the regulations and instead provide these lists to the public in 
the Plants for Planting Manual. We proposed to update these lists, when 
necessary, using the same double-notice process we are proposing to use 
to update restrictions on the importation of specific types of plants 
for planting.
     Establish a framework for the use of integrated pest risk 
management measures (IPRMM) in the production of specific types of 
plants for planting for importation into the United States, when the 
pest risk associated with the importation of a type of plants for

[[Page 11846]]

planting can only be addressed through the use of integrated measures.
     Make several minor changes to the regulations to improve 
their clarity and reflect current program operations.
    We did not propose to make major changes to the restrictions that 
currently apply to the importation of plants for planting. The proposal 
was directed towards making the regulations easier to use and to 
implement.
    Comments on the proposed rule were required to be received on or 
before June 24, 2013. We reopened and extended the deadline for 
comments until September 10, 2013, in a document published in the 
Federal Register on July 12, 2013 (78 FR 41866-41867, Docket No. APHIS-
2008-0011). We reopened and extended the deadline for comments a second 
time, until January 30, 2014, in a document published in the Federal 
Register on December 31, 2013 (78 FR 79636-79637, Docket No. APHIS-
2008-0011). In the latter document, we asked specifically for comments 
regarding whether to base the framework for the use of IPRMM on 
regional or international standards. We also asked for specific 
comments regarding the risk posed when plant brokers purchase and move 
plants for planting after they leave their place of production and 
before they are exported to the United States.
    We received 17 comments by the January 30, 2014, close of the 
comment period. They were from producer organizations, State 
departments of agriculture, a foreign national plant protection 
organization, an environmental protection organization, and private 
citizens. They are discussed below by topic.

Scope of the Proposed Rule

    Two commenters expressed concern about the length and complexity of 
the proposed rule, stating that it should have been broken into 
separate, smaller regulatory actions.
    Many of the changes in the proposed rule were dependent on each 
other, and making one or two at a time would have left the regulations 
in an unsettled state. In addition, proposing the changes in separate 
chunks would have made the overall process of restructuring the 
regulations take much longer.

Plants for Planting Manual

    One commenter stated that the updated Plants for Planting Manual 
should be made available for review prior to the publication of the 
final rule.
    We will make the updated manual available upon the effective date 
of the final rule. Making it available earlier, when the final rule is 
not effective and the current version of the manual is still in use, 
could create confusion.
    Another commenter stated that navigation of and access to the 
manual should be as open and easy as possible, and that stakeholders 
should be notified of changes.
    We agree. As part of this regulatory process, we have undertaken a 
wholesale revision of the Plants for Planting Manual to make it easier 
to use. The new version of the manual will be maintained at https://www.aphis.usda.gov/import_export/plants/manuals/ports/downloads/plants_for_planting.pdf. Stakeholders can keep abreast of updates to 
the Plants for Planting Manual through the APHIS Stakeholder Registry; 
interested parties can sign up for email notifications at https://public.govdelivery.com/accounts/USDAAPHIS/subscriber/new. Finally, 
whenever we determine that we need to add, change, or remove 
phytosanitary restrictions in the Plants for Planting Manual to address 
the risk posed by imported plants for planting, we will publish a 
notice in the Federal Register requesting public comment.

Consolidation of Plants for Planting Provisions

    We proposed to move provisions from other subparts in 7 CFR part 
319 that regulate the importation of plants for planting and 
consolidate all requirements for importation of plants for planting in 
a single location.
    One commenter requested clarification on whether we were limiting 
the plants for planting regulations to cover only some plants for 
planting, or whether we were clarifying that plants for planting rules 
do not apply to plants not for planting.
    We are neither limiting the plants for planting regulations nor 
clarifying as the commenter suggests, but rather making sure that all 
plants for planting are imported in accordance with the plants for 
planting regulations. Subparts of 7 CFR part 319 not specifically about 
plants for planting had contained some provisions regulating plants for 
planting. For example, the sugarcane regulations in Sec.  319.15 
regulate the importation of all sugarcane plants and plant parts, 
whether they are for planting or not.
    We proposed to remove provisions in those other subparts that 
applied to plants for planting and put them in the Plants for Planting 
Manual or to change those subparts to explicitly indicate that they did 
not apply to plants for planting, when applicable. For example, we 
proposed to amend the subpart regulating the importation of cut flowers 
in 7 CFR part 319 to explicitly indicate that such flowers must not be 
for planting.
    One commenter stated that inspectors should keep the possibility of 
planting in mind when conducting inspections.
    We agree. The definition of plant in this final rule includes any 
plant or plant part that is capable of propagation. This definition 
affords our inspectors discretion to determine whether a plant or plant 
part that is capable of propagation and offered for importation should 
be considered a plant for planting.

Definitions

    We proposed to retain many of the current definitions in Sec.  
319.37-1 and add a few new ones. We received comments on three of these 
definitions.
    The definition of from specifies that an article is considered to 
be ``from'' any country or locality where it was grown, with exceptions 
for articles imported to Canada and subsequently re-exported to the 
United States under certain conditions. These conditions are specified 
in subparagraphs (1) through (4) of the definition. We proposed to 
change the terminology in the definition to reflect the proposal but 
did not propose any substantive modifications.
    One commenter asked that we further clarify current subparagraph 
(3) in the definition of from. Under this subparagraph, to be 
considered from Canada, an article must not have been grown in a 
country or locality which would subject it to postentry quarantine in 
the United States, unless it was grown in Canada under equivalent 
postentry quarantine conditions. The commenter understood this 
provision to mean that such articles would be subject to two post-entry 
quarantines, one in Canada following importation from the country in 
which it was grown, the other in the United States following 
importation from Canada. The commenter stated that if Canada and the 
United States fully harmonize their postentry quarantine requirements, 
the article should be allowed to be imported directly from Canada into 
the United States, without a second postentry quarantine.
    We agree. Should such harmonization occur, we will initiate 
rulemaking accordingly.
    With respect to current paragraph (4) in the definition of from, 
which requires plants for planting to not be imported in growing media 
in order to be considered ``from'' Canada, another commenter stated 
that we should allow the importation of plants for planting produced in 
APHIS programs for the importation of plants in growing media but 
imported into Canada before

[[Page 11847]]

movement to the United States to be considered ``from'' Canada.
    We understand the commenter to be referring to plants in growing 
media that are produced in one of two manners: Either (1), the plants 
have been grown in the United States, exported to Canada for finishing, 
then subsequently offered for importation back into the United States, 
or (2), the plants have been produced in a third country under 
conditions that would make the articles eligible for importation into 
the United States, exported to Canada, then subsequently offered for 
importation into the United States. With regard to the first class of 
articles, we are currently in discussions with the national plant 
protection organization (NPPO) of Canada regarding the importation of 
such articles into the United States, and will take appropriate follow-
up action based on this dialogue.
    With regard to the second class of articles, our evaluation will be 
on a case-by-case basis based on the safeguards applied to the articles 
within Canada.
    We proposed to establish a new definition of the term place of 
production. The proposed definition indicated that the term may include 
``a production site that is separately managed for phytosanitary 
purposes.'' One commenter stated that we should modify this definition 
to be consistent with the definition in International Plant Protection 
Convention's (IPPC) Glossary of Phytosanitary Terms,\2\ which refers to 
multiple production sites.
---------------------------------------------------------------------------

    \2\ International Standard for Phytosanitary Measures (ISPM) No. 
5. To view this and other ISPMs on the internet, go to http://www.ippc.int/ and click on the ``Adopted Standards'' link under the 
``Core activities'' heading.
---------------------------------------------------------------------------

    We based our proposed definition on the IPPC definition; the 
inconsistency was inadvertent. We have corrected the definition in this 
final rule.
    We proposed to define plants for planting as: ``Regulated plants 
(including any plant parts) that are for planting or capable of being 
planted.'' This proposed definition differs from the IPPC definition of 
that term. One commenter suggested that IPPC signatories, such as the 
United States, should use the IPPC definitions, or submit proposed 
revisions to those definitions to the IPPC.
    Although we intended to use a version of the definition of plants 
for planting not substantively different from the IPPC's, the 
definition in our proposed rule did not include the intended use of the 
article. After reviewing our proposed definition in light of the 
commenter's concerns, we determined that the IPPC definition, ``plants 
intended to remain planted, to be planted, or replanted,'' emphasizes 
the intended use of the article, and that this is an important 
distinction. Intended use has long played a role in our determining 
whether a specific article is a plant for planting; for example, it is 
our basis for determining whether to regulate a commercial consignment 
of potato tubers, which are articles capable of propagation, as plants 
for planting. Accordingly, in this final rule, we have decided to use 
the IPPC definition of plants for planting, which had been in the 
previous regulations.

Moving Prohibited Taxa to the NAPPRA Category

    In Sec.  319.37-2 of the regulations, paragraphs (a) and (b) 
currently list several taxa of plants for planting as prohibited. We 
proposed to remove these lists from the regulations and add most of 
these taxa to the NAPPRA lists.
    One commenter asked for clarification on what plants or groups of 
prohibited plants would not be added to the NAPPRA lists.
    The NAPPRA category lists taxa of plants for planting that are not 
authorized for importation pending pest risk analysis, as well as the 
parts of those plants that are subject to NAPPRA. We proposed to add 
those taxa listed in Sec.  319.37-2 as prohibited articles to the 
NAPPRA list if they were listed in Sec.  319.37-2 without any 
additional conditions. Some of the prohibited taxa in Sec.  319.37-2 
had additional conditions regarding their prohibited status, e.g., the 
articles were prohibited importation only if they were a certain size 
or age, or only if they were imported in pulp. Those prohibitions can 
more accurately be characterized as restrictions on the importation of 
plants for planting, rather than outright prohibitions. Accordingly, we 
are characterizing them as such and moving the restrictions to the 
Plants for Planting Manual.
    One commenter asked how the proposal to add the prohibited taxa to 
the NAPPRA list would affect any pest risk analyses (PRAs) that had 
been done for the taxa. Another asked why we chose to add the 
prohibited taxa to the NAPPRA category given that PRAs have presumably 
already been done for these plants, and their pest risk considered such 
that we prohibited their importation into the United States.
    To answer the former commenter, any new PRAs conducted regarding 
taxa on the NAPPRA list supersede previously conducted PRAs.
    To answer the latter commenter, although pest risk information led 
us to prohibit the importation of the taxa listed in Sec.  319.37-2, 
this information may change. For example, a foreign country may 
undertake eradication efforts to combat a particular pest, or new 
measures may become available to mitigate the risk associated with the 
pest. Additionally, the quarantine significance of a particular pest 
may be reevaluated based on new scientific information, or the 
introduction and dissemination of that pest within the United States. 
Adding the prohibited taxa to the NAPPRA category allows us to 
reexamine the risk in light of these possible changes.
    Rather than simply add the current prohibited taxa to the NAPPRA 
category, one commenter asked that we propose to add the taxa to the 
NAPPRA category through an additional regulatory action and opportunity 
for public comment.
    We do not believe it would be appropriate or necessary to request 
additional public comment on the addition of prohibited taxa to the 
NAPPRA list. When we added those taxa to the prohibited list based on 
their quarantine pest risk, we took public comment through the 
rulemaking process. Additionally, we afforded the public an opportunity 
to comment on the addition of the taxa to the NAPPRA list during the 
comment period associated with the proposed rule.
    One commenter asked where information about the taxa of plants for 
planting that are NAPPRA would be found. Specifically, the commenter 
asked whether the information would be maintained both on the Plants 
for Planting website and in the Plants for Planting Manual.
    The information will be maintained solely in the Plants for 
Planting Manual; the Plants for Planting website will indicate this and 
link to the manual. Maintaining the list in two different places could 
result in discrepancies between the two lists. We have reformatted the 
lists based on this decision to move them to the Plants for Planting 
Manual.
    Previously, we had maintained two NAPPRA lists on the internet, one 
of taxa that we have determined to be quarantine pests and another of 
taxa that we have determined to be hosts of a quarantine pest. In 
adding the NAPPRA taxa to the Plants for Planting Manual, however, we 
discovered that a clearer and more user-friendly format was simply to 
list all NAPPRA taxa alphabetically in one list. As such, we have made 
a slight change to proposed paragraph (a) of Sec.  319.37-4. The 
paragraph had stated that there are two lists of NAPPRA plants for 
planting. It

[[Page 11848]]

now indicates that there are two categories of NAPPRA plants for 
planting.

Permits

    We proposed to move the current permit requirements from Sec.  
319.37-3 to Sec.  319.37-5 and make a few changes. One of the changes 
we proposed was to change how the current permit requirements are 
presented. Rather than indicate which lots of plants for planting must 
be imported with a permit, we proposed to indicate that all lots of 
plants for planting must be imported with a permit, with exceptions 
listed in the Plants for Planting Manual.
    One commenter stated that the new proposal appeared to require 
permits for all plants, while the previous regulations exempted lots of 
13 or fewer plants. The commenter requested further explanation and the 
opportunity for public comment on this change. Another commenter 
supported what the commenter believed was our proposal to require 
permits for lots containing 12 or fewer plants. The regulations 
exempted, among other things, lots of 13 or more plants from the permit 
requirement if they are composed of seeds of herbaceous plants, 
precleared bulbs of a taxon approved by APHIS for preclearance, or 
sterile cultures of orchid plants. One commenter stated that bulbs 
should not be required to be accompanied by a permit, and asked us to 
confirm that existing bulb import programs (which do not involve the 
issuance of permits) would remain in place.
    We did not propose to remove or otherwise alter any exemptions from 
permitting for plants for planting. We merely proposed to move the 
exemptions from the regulations to the Plants for Planting Manual. We 
believe the Plants for Planting Manual affords us an opportunity to 
present the exemptions more clearly, and in a manner that is more 
accessible to the general public.
    The requirement that lots of 13 or more plants be accompanied by a 
permit also exempted lots of any size if they were from Canada. One 
commenter asked whether we should continue to allow plants to be 
imported from Canada without a permit, as this could leave a 
substantial gap in our information about what plants we import and 
where they are from. The commenter noted that 95 percent of imported 
woody shrubs and trees come from Canada.
    The exemption is long-standing and has not resulted in the 
introduction of quarantine plant pests into the United States. Removing 
it in the absence of demonstrable quarantine plant pest risk is not 
justified.
    One commenter stated that the new regulations should reflect the 
adoption of controlled import permits (CIP).
    We agree. After the proposed rule to revise the plants for planting 
regulations was published, we published a final rule on May 2, 2013 (78 
FR 25565-25572, Docket No. APHIS-2008-0055) establishing provisions in 
a new Sec.  319.6 for the issuance of CIPs for articles otherwise 
prohibited or restricted from importation, including plants for 
planting. The May 2013 final rule made several changes to the plants 
for planting regulations as part of establishing the CIP provisions. We 
are incorporating most of those changes into the revision of the plants 
for planting regulations in this final rule, and have made 
corresponding changes to proposed Sec. Sec.  319.37-1, 319.37-4, 
319.37-5, and 319.37-23.
    We are not incorporating one provision of the final rule that 
implemented CIPs, which required plants for planting imported into 
postentry quarantine to be accompanied by a CIP. When we implemented 
that final rule, we discovered that it had inadvertently changed the 
regulatory status of plants for planting that are subject to postentry 
quarantine from restricted articles to prohibited articles. This caused 
significant confusion among stakeholders, and had the unintended effect 
of significantly restructuring our postentry quarantine programs by 
exempting plants for planting intended for postentry quarantine from 
the general requirements of the regulations. As a result, 
operationally, we have not required CIPs for plants for planting 
intended for postentry quarantine for several years.
    One commenter made the general comment that permits should only be 
required when the importation of the plant is prohibited or allowed 
under certain prescribed conditions. For other plants for planting that 
are allowed entry, import requirements should be communicated in a 
general manner to exporting countries to allow NPPOs to process and 
distribute the information to their inspectors as well as their 
stakeholders.
    When we consider the plant pest risk associated with the 
importation of plants for planting, we must consider both the risk 
posed by the articles and the risk posed by the person importing the 
articles. Requiring prospective importers to apply for a permit allows 
us to deny or revoke permits to applicants who have failed to honor 
APHIS plant import regulations in the past or who otherwise appear to 
pose a risk of noncompliance. We discuss this at greater length in a 
final rule that we published in the Federal Register (79 FR 19805-
19812, Docket No. APHIS-2011-0085) on April 10, 2014. That rule 
amended, among other things, the conditions under which plants for 
planting permit applications are denied within APHIS.
    On a related matter, the April 2014 rule also amended the 
conditions under which plants for planting permits are revoked within 
APHIS. Those amended conditions are retained in this final rule.

Phytosanitary Certificates

    We proposed to move the requirements for phytosanitary certificates 
from Sec.  319.37-4 to Sec.  319.37-6. In moving them, we proposed to 
remove three paragraphs in current Sec.  319.37-4 that describe 
programs under which a phytosanitary certificate is not required, and 
replace them with general standards that encompass these three current 
programs and allow for the development of future programs. 
Specifically, we proposed to state that that the Administrator may 
authorize the importation of some types of plants for planting without 
a phytosanitary certificate if the plants for planting are accompanied 
by equivalent documentation agreed upon by the Administrator and the 
NPPO of the exporting country as sufficient to establish the origin, 
identity, and quarantine pest status of the plants.
    One commenter stated that the requirement to identify place of 
origin on documentation that substitutes for a phytosanitary 
certificate would be unworkable in the context of the Canadian 
greenhouse certification program, which had been set out in paragraph 
(c) of Sec.  319.37-4. The commenter pointed out that, under that 
program, Canadian producers were not currently required to document the 
origin of the plants exported under this program. Implementing this 
change, the commenter stated, would create a new administrative burden 
for program participants.
    It was not our intention to create new burdens for participants in 
this program, but rather to put in place general language that could 
encompass all the current and future programs under which phytosanitary 
certificates are not required.
    In this final rule, we are changing proposed Sec.  319.37-6 to 
indicate that the Administrator may authorize the importation of types 
of plants for planting without a phytosanitary certificate if the 
plants for planting are accompanied by equivalent

[[Page 11849]]

documentation agreed upon by the Administrator and the NPPO of the 
exporting country as sufficient to establish the eligibility of the 
plants for importation into the United States. We believe this will 
accommodate the Canadian greenhouse-grown plant program and address the 
commenter's concern.

Marking and Identity

    We proposed to move Sec.  319.37-10, which contained requirements 
for marking and identity of imported plants for planting, to proposed 
Sec.  319.37-7 and make minor changes to it.
    One commenter noted that proposed Sec.  319.37-7(a) would require 
any imported plants for planting to be marked with the number of the 
written permit authorizing the importation, if one was required. The 
commenter stated that it was unclear whether every individual plant 
would have to be marked or if the mark applied to the whole consignment 
of plants. The commenter expressed concern about the administrative 
burden that would result if each individual plant were required to be 
marked, and asked for clarification.
    We intend for each consignment of plants for planting to be marked 
with the permit number, not each individual plant. We have changed the 
text of Sec.  319.37-7 to reflect this.
    One commenter stated that some requirements in the section appeared 
to be new. The commenter recommended that the requirements be moved to 
the Plants for Planting Manual, since they are modified by the ports 
from time to time, in recognition of changing trade and shipping 
patterns and to improve the inspection process.
    Except for some terminology changes, the requirements in proposed 
Sec.  319.37-7 were identical to current Sec.  319.37-10, which has 
been in place for decades. We are not aware of these requirements being 
modified at the ports of entry; they represent a minimum amount of 
information that should be conveyed about every consignment of plants 
for planting for the purposes of identification and, if a pest is found 
at port-of-entry inspection, for traceback.

Ports of Entry

    The regulations governing ports of entry for imported plants for 
planting were found in Sec.  319.37-14. We proposed to move them to 
Sec.  319.37-8 and make some changes. The regulations had stated that 
any regulated article required to be imported under a written permit 
pursuant to Sec.  319.37-3(a)(1) through (6) must be imported or 
offered for importation at a U.S. Department of Agriculture (USDA) 
plant inspection station. We proposed to indicate instead that any 
plants for planting required to be imported under a written permit 
pursuant to proposed Sec.  319.37-5(a), if not precleared, may be 
imported or offered for importation only at a USDA plant inspection 
station listed in the Plants for Planting Manual.
    One commenter noted that the proposed provision did not precisely 
parallel the previous regulations, in that the current language only 
requires certain plants for planting that must be imported under a 
written permit to enter at a USDA plant inspection station, while the 
proposed language would have required all plants for planting that must 
be accompanied by a permit to enter at a USDA plant inspection station. 
The commenter stated that the revised regulations should be consistent 
with the previous regulations.
    We agree with the commenter. We had intended to propose language 
substantively identical to the scope of the previous requirements, 
which had required plants for planting that must be imported under a 
written permit, if not precleared, to be imported or offered for 
importation only at a plant inspection station, with limited 
exceptions. Our intent was not to remove any of these exceptions.
    Accordingly, we have revised the proposed language to state that 
any plants for planting required to be imported under a written permit 
in accordance with Sec.  319.37-5(a), if not precleared, must be 
imported or offered for importation only at a plant inspection station, 
unless the Plants for Planting Manual indicates otherwise. The Plants 
for Planting Manual will list the conditions under which an imported 
plant for planting does not have to be offered for importation at a 
plant inspection station. This change will preserve the status quo 
while allowing more flexibility to change these conditions in the 
future should a change be warranted.

Growing Media

    Proposed Sec.  319.37-10 set out requirements for the importation 
of plants for planting in growing media. It was based on previous Sec.  
319.37-8, but we proposed to revise the current regulations to move 
restrictions on the importation of specific types of plants for 
planting from the regulations to the Plants for Planting Manual and to 
add a notice-based process for updating the list of approved growing 
media.
    One commenter expressed concern that our proposed regulations did 
not specifically allow the importation of plants for planting grown in 
agar or agar-like tissue culture medium. The commenter asked us to 
confirm that no new restrictions are part of this revision with respect 
to plants for planting that are currently allowed into the United 
States in agar or agar-like growing media.
    We did not propose to make any changes to the current provisions 
regarding the importation of plants for planting in agar or agar-like 
growing media; we simply proposed to move them to the Plants for 
Planting Manual.
    One commenter asked that we change the current restrictions to 
allow the importation of tissue culture plants that have been produced 
in completely sterile conditions but are contained in sterile peat, 
rather than in transparent agar or other tissue culture media.
    As we did not propose to make any changes to the current 
restrictions on the importation of plants for planting in growing 
media, making such a change would be outside the scope of this final 
rule. However, the changes we are making in this final rule will allow 
for more timely addition of this exemption to the Plants for Planting 
Manual, should we determine that the requested change is warranted.

Streamlined Process for Changes To Import Restrictions

    Several commenters had questions about the streamlined process we 
proposed in Sec.  319.37-20 for making changes to the Plants for 
Planting Manual.
    One commenter asked to confirm that the process will apply to 
requests from foreign trading partners seeking to export new types of 
plants for planting in growing media to the United States.
    The process will be used to make all changes to the restrictions on 
the importation of specific types of plants for planting, including 
importation of any specific type of plants for planting in growing 
media.
    One commenter expressed concern regarding whether changes to the 
Plants for Planting Manual would be readily evident to stakeholders. 
The commenter also asked that sufficient time be provided for comments 
from stakeholders, and inquired whether there will be additional 
notification through the PPQ Stakeholder Registry to advise 
stakeholders of changes. Another commenter stated that it is the 
commenter's understanding that the comment period will typically be 60 
days.
    The second commenter is correct. We will typically provide for a 
comment period of 60 days on notices to change restrictions in the 
Plants for Planting Manual, and we have the option of

[[Page 11850]]

extending the comment period upon request. We will provide notice of 
all changes we propose and all changes we make to the Plants for 
Planting Manual through the Stakeholder Registry.
    One commenter expressed concern that making it easier to propose to 
change the requirements for importing specific types of plants for 
planting could result in a very large number of proposals being posted 
at one time, overwhelming a stakeholder's resources to respond by 
posted deadlines. The commenter asked how the process will be managed 
to facilitate stakeholder input.
    Stakeholders will still have the opportunity to submit comments on 
proposed changes. Making the restrictions on the importation of 
planting for planting easier to update may result in more updates, but 
we hope that they will also be smaller in scope than our periodic 
amendments to the regulations have been. Wherever possible, we will 
avoid requesting comment on many actions at once. We also have the 
option of extending comment periods if stakeholders indicate they are 
unable to provide input on any changes within the initial comment 
period.

Integrated Pest Risk Management Measures

    We proposed to set out a framework for the development of 
integrated pest risk management measures (IPRMM) for the importation of 
plants for planting in Sec.  319.37-21. The framework covered pest 
management and traceability at the place of production; administration 
of the program by APHIS and the NPPO of the supporting country; the 
responsibilities of plant brokers; audits of the program; and actions 
to take in case of noncompliance.
    In the past, we have referred to these programs as ``systems 
approaches.'' We stated in the proposed rule that the term ``integrated 
pest risk management measures'' in the plants for planting regulations 
is consistent with the North American Plant Protection Organization's 
(NAPPO) Regional Standard for Phytosanitary Measures (RSPM) No. 24 and 
ISPM No. 36 and industry terminology. The term also emphasizes the fact 
that such programs involve multiple measures, each of which plays a 
necessary part for a comprehensive approach to managing pest risk.
    One commenter stated that IPRMM were not defined as being composed 
of multiple separate measures that act synergistically to mitigate 
plant pest risk. The commenter stated that the elements of separate 
action and synergistic effects have long been a foundational principle 
of systems approaches. The commenter asked that we state explicitly in 
the regulations that the agency will incorporate the elements of 
separate action and synergistic effects into its requirements for 
integrated pest risk management programs.
    In an IPRMM, every measure may be necessary to prevent the plants 
from being infested by a particular pest, rather than the measures 
having separate, synergistic effects as in a classic systems approach. 
The program for production of Pelargonium and Solanum spp. free of 
Ralstonia solanacearum race 3 biovar 2, which had been specified in 
Sec.  319.37-5(r)(3) of the plants for planting regulations, is an 
example of an IPRMM; each of the production practices in the paragraph 
must be followed or there will be a significant risk of introduction of 
the pathogen into the production site. Therefore, although some IPRMM 
are likely to incorporate the effects of separate action and 
synergistic effects, it would be inappropriate to state that we will 
incorporate these into every IPRMM. However, where we can achieve such 
effects, we will consider them as we design our programs.
    The proposed rule stated that we would require plants for planting 
to be imported in accordance with IPRMM when appropriate. Several 
commenters asked for further information about when we might consider 
IPRMM appropriate for the importation of plants for planting and 
whether we would require them for every type of imported plants for 
planting, or if there would be exceptions. One commenter asked whether 
certain host/pest associations would be subject to IPRMM, and stated 
that they seemed to be most valuable for asymptomatic, cryptic, or 
seasonally symptomatic pests and pathogens.
    Other commenters made recommendations about when we should employ 
such measures. One stated that they should be employed for all plants 
for planting to maintain a high level of protection. Two commenters 
stated that other mitigation strategies may be appropriate, depending 
on the circumstances.
    We did not intend that IPRMM would be used for all imported plants 
for planting. Such measures, properly implemented, can provide a high 
level of protection against pests that are otherwise difficult to 
detect or that pose a high risk. However, an IPRMM approach is not 
necessary for all types of imported plants for planting. For plants for 
planting covered by the inspection and certification program that had 
been found in Sec.  319.37-5(a), for example, a simple inspection is 
sufficient to assure freedom from quarantine pests.
    Our goal is to establish the least restrictive measures for the 
importation of plants for planting that will prevent the introduction 
of quarantine pests into the United States. The IPRMM framework 
described in proposed Sec.  319.37-21 is a means to achieve that goal, 
but it will not be the only means we use.
    In response to these comments, we have changed the introductory 
text of proposed Sec.  319.37-21 to indicate that IPRMM will be 
developed when such measures are necessary to mitigate risk.
    We stated in the proposed rule that our IPRMM framework was based 
on RSPM No. 24 and was consistent with the IPPC's ISPM No. 36, both of 
which address plants for planting.
    One commenter supported basing our proposed measures on RSPM No. 
24. Other commenters stated that they should be based on ISPM No. 36. 
Those commenters stated that using the international standard would 
make it easier for growers and exporters to adopt and meet a single 
standard that is applied globally. They also favored the approach of 
ISPM No. 36, which incorporates some general baseline measures for 
growing plants for planting and offers the ability to develop pest-
specific measures should they prove necessary. One of these commenters 
stated that the RSPM is far more specific in its requirements than the 
ISPM, and that the specificity is not appropriate and will not 
encourage participation. The minimal components that are part of the 
general standards in the ISPM, this commenter stated, would encourage 
producers to adopt the measures; the RSPM has the potential to be 
complex and burdensome on growers.
    We believe that some of these comments may have arisen from 
confusion about the applicability of IPRMM. We would only require 
plants for planting to be imported under these measures if the risk 
warrants it; these will not be general requirements for exporting 
plants for planting to the United States.
    In that sense, our regulatory approach is similar to that of ISPM 
No. 36. As revised by this final rule, the regulations will contain 
general standards for the importation of plants for planting, and 
restrictions on the importation of specific types of plants for 
planting will be found in the Plants for Planting Manual. The framework 
in Sec.  319.37-21 is simply one way we plan to address the risks 
associated with specific types of imported plants for planting.

[[Page 11851]]

    One commenter noted that the NAPPO Plants for Planting Panel that 
authored RSPM No. 24 subsequently compared the NAPPO and IPPC standards 
and recommended the following: ``In light of the many similarities with 
ISPM 36, maintaining RSPM 24 may well cause confusion for NAPPO 
countries trying to implement both standards and [we recommend] that 
RSPM 24 not be maintained.''
    The quote provided by the commenter is correct. However, the 
comparison document was not the final word from NAPPO but was intended 
to be the subject of further discussion. In fact, NAPPO made the 
decision to maintain RSPM No. 24, incorporating references to ISPM No. 
36.\3\ The RSPM was most recently revised in August 2013. As the 
document noted, the two standards are very similar, but the NAPPO 
Plants for Planting Panel concluded that the differences were 
significant enough to maintain two separate standards.
---------------------------------------------------------------------------

    \3\ See http://www.nappo.org/files/3414/3895/8942/RSPM24-Revision-01-08-13-e.pdf for a discussion.
---------------------------------------------------------------------------

    One commenter stated that we should pilot ISPM No. 36 with high-
volume plants for planting trading partners as the first step in 
reducing the largely unmitigated risks of such trade.
    As stated earlier, we only intend to require IPRMM in response to 
an identified pest risk. However, we believe the general practices in 
ISPM No. 36 are baseline practices for anyone who wishes to maintain a 
successful plants for planting production facility.
    One commenter stated that we should indicate in the regulations 
that we will rely on the Annex to ISPM No. 36 when evaluating pest risk 
and on section 2.2.1.2 and Appendix 1 to the standard in developing 
mitigation measures.
    We do not believe specific references in the regulations to these 
sections of ISPM No. 36 are necessary. As a signatory to the IPPC, we 
are committed to taking actions that are consistent with any relevant 
ISPMs. In addition, the specific sections of the ISPM may change or be 
removed, meaning we would have to change our regulations to reflect 
that. One goal of this rulemaking is to reduce the number of changes we 
have to make to keep the regulations current so including references to 
specific sections of the ISPM would be counterproductive.
    One commenter noted two differences between ISPM No. 36 and RSPM 
No. 24:
     ISPM No. 36 does not exclude plants as pests, while RSPM 
No. 24 does.
     ISPM No. 36 excludes seeds from consideration, while RSPM 
No. 24 does not.
    The commenter expressed openness to including plants as pests in 
IPRMM, and felt that seeds should be excluded.
    The aim of IPRMM is to prevent the introduction of quarantine pests 
via the importation of plants for planting. A plant that was itself a 
quarantine pest could not have measures applied to it to prevent it 
from being a quarantine pest, meaning that it is appropriate to exclude 
pest plants from IPRMM. However, if we identify a seed-borne pathogen 
as a pest, we may need to develop IPRMM to ensure that the pathogen is 
not present in imported seed. Therefore, we are making no changes in 
response to these comments.
    One commenter encouraged us to implement IPRMM so that any 
enterable type of plants for planting grown under those measures will 
also be allowed entry into the United States in approved growing media. 
The commenter pointed out that it is currently our policy to conduct 
pest risk assessments each time a country requests authorization to 
import a taxon of plants for planting in approved growing media into 
the United States, even if the same taxon is already authorized 
importation into the United States, if it is bare-rooted. The commenter 
stated that, after the final rule has been published, a pest risk 
assessment for every new plant and growing media combination should not 
be a mandatory requirement anymore, and that instead an approved IPRMM 
system will allow a currently enterable plant to be imported in growing 
media.
    As plants in growing media pose different risks than plants not in 
growing media, we will continue to consider the risk they pose 
separately. We would need to identify the pests that could be 
introduced in growing media and develop separate mitigations for them, 
as we do now. However, we are open to the possibility of IPRMM for 
plants in growing media that could address all types of quarantine 
pests that could be associated with a type of plants for planting.
    One commenter asked us to establish clear criteria for the approval 
of IPRMM so that the NPPO of an exporting country, along with the 
NPPO's stakeholders, can evaluate whether a proposed use of IPRMM will 
be feasible. The commenter noted that the proposed rule did not specify 
a timeframe for the approval process for IPRMM.
    We will develop IPRMM in consultation with foreign NPPOs that 
desire to export plants for planting to the United States. We do not 
want to put in place requirements that an exporting country cannot 
meet; where difficulties arise, we will work with exporting countries 
to find equivalent mitigations. The framework for IPRMM is open to the 
use of any means to effectively mitigate the pest risk, as it allows 
places of production and NPPOs to come up with pest management plans 
for their facilities.
    As with our other programs for importation of plants and plant 
products, the time necessary to develop and approve a set of IPRMM will 
vary with the number of pests that must be mitigated and the complexity 
of the mitigations that are necessary.
    One commenter stated that the current regulations for importation 
of plants in growing media in Sec.  319.37-8 require that APHIS and the 
NPPO of the exporting country establish a written agreement for 
enforcement of the regulations, which is reflected through a bilateral 
workplan. The commenter asked whether the workplans would be replaced 
by IPRMM or would continue to exist in parallel with such measures.
    We are not making any changes to our existing use of workplans to 
help implement the plants for planting regulations. When we develop 
IPRMM, it is likely that a workplan will be necessary to implement 
them.
    Paragraph (a) of proposed Sec.  319.37-21 describes the 
responsibilities of the place of production. It refers to documentation 
required under proposed paragraph (a)(5), which required documentation 
of program procedures being maintained by the place of production and 
available to the NPPO of the exporting country and APHIS upon request.
    One commenter suggested that this reference should be to proposed 
paragraph (a)(6), which requires recordkeeping, rather than (a)(5).
    We believe the documentation of program procedures maintained by 
places of production should be available to the NPPO of the exporting 
country and APHIS, but so should records required under paragraph 
(a)(6), as the commenter suggests. In this final rule, the reference 
includes both paragraphs.
    Paragraph (a)(4) of proposed Sec.  319.37-21 set out requirements 
for approved places of production to maintain traceability. We proposed 
that the system would at a minimum have to account for:
     The origin and pest status of mother stock;
     The year of propagation and the place of production of all 
plant parts that make up the plants for planting intended for export;
     Geographic location of the place of production;
     Location of plants for planting within the place of 
production;
     The plant taxon; and

[[Page 11852]]

     The purchaser's identity.
    One commenter stated that the requirements for traceability in RSPM 
No. 24 are far too prescriptive, often beyond the capacity of a grower. 
The commenter stated that it is impossible, for many 
faster[hyphen]growing crops, to keep records on the location of plants 
for planting within the place of production. Within greenhouse 
production, the commenter stated that the limitations of space, timing 
of turns, and modern production practices would make it nearly 
impossible and certainly too costly to accomplish this level of 
traceability. The commenter added that in nursery production there are 
often multiple growing operations involved with producing a marketable 
crop, typically many iterations away from mother stock. In the 
commenter's opinion, the reality of pest and pathogen dispersal make it 
overwhelmingly unlikely that information connecting a plant to mother 
stock would be of any value and would be costly far beyond its utility. 
The commenter stated that the same general concern about being overly 
specific applies to many of the prescriptive elements in this section.
    We disagree with the commenter that these requirements are 
unrealistic. Knowing where in the production facility plants are 
located, for example, is not only necessary to maintain phytosanitary 
security but also to fulfill orders. Records of the mother stock used 
to produce plants allows for tracking which stock is most successful, 
as well as providing traceability in the event of a pest outbreak. A 
well-maintained place of production will keep these records as a means 
to ensure that its plants grow well so that orders can be fulfilled 
safely and efficiently.
    ISPM No. 36 supports our judgment. The standard indicates in 
section 2.1.1 that the following conditions (among others) should be 
included in the approval process for producers seeking to use the 
general integrated measures:
     Maintaining an updated plan of the place of production as 
well as keeping records of when, where and how plants for planting were 
produced, treated, stored or prepared for movement from the place of 
production (including information on all plant species at the place of 
production and the type of plant material such as cuttings, in vitro 
cultures, bare root plants).
     Keeping records for a period determined by the NPPO of the 
exporting country that verify where and how plants for planting were 
purchased, stored, produced, distributed and any other relevant 
information on their plant health status.
    These are substantively identical to the traceability requirements 
in proposed paragraph (a)(4).
    However, we have reviewed the proposed traceability requirements 
and determined that they may not all need to be in place for every set 
of IPRMM. Different pests will require different levels and types of 
traceability. Therefore, this final rule indicates that, depending on 
the nature of the quarantine pest, the system may need to include those 
traceability elements. This change will ensure that our traceability 
requirements in IPRMM are not unnecessarily restrictive.
    Paragraph (c)(1) of proposed Sec.  319.37-21 required the NPPO of 
the exporting country to provide APHIS with information about, among 
other things, the pests associated with the plant, including 
prevalence, distribution, and damage potential. One commenter asked how 
the exporting country can assess the potential damage that might occur 
in the United States.
    If the exporting country has information about the damage a plant 
pest causes in that country, we can use it to inform our assessment of 
the potential damage the pest can cause in the United States. 
Requesting such information is consistent with the requirements for 
requests to change the general requirements for importing a plant or 
plant product into the United States in Sec.  319.5.
    Paragraph (d) of proposed Sec.  319.37-21 addressed the 
responsibilities of plant brokers trading in plants for planting for 
export that are produced in accordance with IPRMM. We proposed to 
require plant brokers to be approved by the NPPO of the exporting 
country or its designee. Under the proposed rule, plant brokers would 
have to ensure the traceability of consignments from an approved place 
of production or production site and maintain the phytosanitary status 
of the plants in a manner equivalent to an approved place of production 
from purchase, storage, and transportation to the export destination. 
Brokers would also have to document their processes for verifying 
status and maintaining traceability.
    We received several comments on these provisions. One commenter 
opposed the proposed requirements for plant brokers, stating that they 
were overly restrictive and should be rewritten in consultation with 
industry. The commenter specifically opposed the requirements that 
brokers maintain the phytosanitary status and traceability of their 
plants, stating that brokers are likely commingling material from 
several places of production. The commenter supported the approach of 
ISPM No. 36, which limits integrated measures to the place of 
production.
    Five commenters supported the proposed provisions. One stated that 
brokers play an extremely important role in ensuring the integrity of 
the proposed measures and that consignments of plants that have been 
produced under different IPRMM or outside any such measures cannot be 
allowed to be mixed because such mixing would undermine the system. 
Another stated that, in the commenter's experience, sales demands or 
lack of inventory lead to substitutions by brokers, especially if 
untrained employees are responsible for fulfilling orders, and 
supported the requirements as an effort to ensure that careful 
consideration is given to the role and responsibilities of brokers in 
the importation process.
    We are retaining the proposed provisions for plant brokers in this 
final rule. We agree with the latter commenters that the step of the 
export chain after the plants leave the place of production and before 
they are exported is crucial to ensuring the success of IPRMM. For 
example, if a plant was produced in accordance with measures designed 
to exclude an insect pest, it would need to be secured to prevent 
infestation after it left the production site. In particular, 
commingling the plants for planting with plants for planting not 
produced in accordance with IPRMM could result in infested plants being 
exported to the United States. Brokers have a responsibility to 
maintain such security.
    One commenter stated that we should prohibit plant brokers from 
commingling plants from various sources.
    The requirement that plant brokers maintain the phytosanitary 
status of their plants will prevent plant brokers from commingling 
plants for planting produced in accordance with IPRMM and plants not 
produced in accordance with such measures. However, there is no 
phytosanitary risk-based reason to prohibit plant brokers from 
commingling plants for planting produced in accordance with IPRMM from 
different places of production. The places of production with 
commingled plants assume a risk that, if a pest is detected at the port 
of entry, and, depending on the biology of the pest, it is necessary to 
destroy, treat, or re-export the shipment, all the plants in the 
shipment would be affected.
    One commenter asked whether plant brokers are considered plant 
exporters. Another asked whether brokers who take possession of plants 
for planting at

[[Page 11853]]

U.S. ports would be covered by proposed paragraph (d).
    We do not know the distinction the first commenter intends between 
the terms ``plant broker'' and ``plant exporter.'' In response to the 
second comment, brokers who take possession of plants for planting at 
U.S. ports would not be covered by the IPRMM. However, these two 
comments indicate to us that we need to define the term ``plant 
broker'' more clearly. RSPM No. 24 includes a definition that reads as 
follows: ``An entity that purchases or takes possession of plants for 
planting from an approved place of production for the purpose of 
exporting those plants without further growing beyond maintaining the 
plants until export.'' In this final rule, we are adding this 
definition of plant broker to Sec.  319.37-2 to provide further 
clarity.
    One commenter asked about the rationale for requiring plant brokers 
to be officially approved, noting that such a requirement does not 
exist currently when exporting plants for planting to the United 
States. The commenter stated that such a requirement could be a barrier 
to trade, preventing brokers from taking advantage of export 
opportunities. The commenter recommended that certification of 
traceability be left to the NPPO of the exporting country.
    As discussed earlier, we will only use IPRMM when the pest risk 
warrants doing so. Pests for which such measures will be developed will 
likely be high-risk, difficult or impossible to detect through visual 
inspection, or both. In such cases, we believe plant brokers must be 
approved by the NPPO of the exporting country. This will ensure 
additional accountability in the context of the IPRMM. As noted later 
in the framework, a plant broker could be suspended from participating 
in an IPRMM program if he or she was found to have failed to meet the 
program requirements. In order to be suspended, the plant broker must 
first be approved.
    It is important to note again that approval of plant brokers by the 
NPPO of the exporting country will not be a general requirement for the 
importation of all plants for planting, just those whose importation 
will be subject to IPRMM. Plant brokers who, for whatever reason, 
cannot or do not want to get approval from their NPPO to act as plant 
brokers in IPRMM programs will be able to participate in the export of 
other plants. To make this clear, this final rule modifies proposed 
paragraph (d) to indicate that the requirements for plant brokers only 
apply when they trade in plants for planting produced in accordance 
with IPRMM.
    One commenter asked how traceback would affect plant brokers and 
approved production sites or places of production if a pest was 
detected at the port of entry in a consignment of plants for planting 
produced in accordance with IPRMM. The commenter asked how traceback 
would function to decide at which point the system failed, and whether 
the place of production or the broker would be held responsible. The 
commenter also asked what remedies would be applied if the broker was 
not approved.
    Under our current regulations and in accordance with international 
standards, when a pest is detected at the port of entry in exported 
plants for planting, the NPPO of the exporting country conducts 
traceback to determine where phytosanitary security may have been 
compromised. This would continue to be the case for any plants for 
planting produced in accordance with IPRMM. Responsibility would be 
determined based on the investigation. Any place of production or plant 
broker not meeting the conditions of the IPRMM would be suspended. If a 
broker is not approved to participate in the IPRMM program, APHIS and 
the NPPO of the exporting country would work together to determine 
whether tighter controls should be applied.
    As noted earlier, the proposed plant broker requirements included a 
requirement that the brokers maintain the phytosanitary status of the 
plants in a manner equivalent to an approved place of production from 
purchase, storage, and transportation to the export destination. We 
also proposed to require plant brokers to document their process for 
verifying status.
    One commenter asked how a broker would write up a ``place of 
production'' manual and audit it.
    We believe the wording of the proposed requirement may have created 
some confusion. We do not intend for plant brokers to maintain the 
phytosanitary status of plants exactly as a place of production would, 
but rather to ensure that the plants remain free of the pests of 
concern after they leave the place of production. For example, if the 
pest of concern is an insect pest, the place of production may be 
required to have double-entry doors, trapping and monitoring, or other 
such mitigations. The plant broker may be able to secure the plants 
simply by keeping them in a sealed container or making sure they are 
covered with insect-proof mesh at all times. To make this clear, we are 
removing the words ``in a manner'' from the proposed text, so that the 
broker is required to maintain the phytosanitary status of the plants 
after they leave the place of production but not necessarily to use the 
same methods as the place of production to do so.
    Paragraph (e) of proposed Sec.  319.37-21 set out requirements for 
external audits of IPRMM. Paragraph (e)(1) set out provisions for APHIS 
audits.
    One commenter stated that it is considered the responsibility of 
the NPPO of the exporting country to verify compliance, not the 
importing country, under the IPPC. The commenter also objected to the 
idea that APHIS would audit the performance of the NPPO of the 
exporting country.
    We agree with the commenter. The proposed requirements indicated 
that APHIS or its designee will periodically audit the system to ensure 
that it continues to meet the stated objectives, but the performance of 
the NPPO will not be audited. In the proposed rule, we indicated that 
post-approval audits will include inspection of imported plants for 
planting, site visits, and review of the IPRMM and internal audit 
processes of both the place of production and the NPPO of the exporting 
country. We are indicating in this final rule that such audits may 
include those things, as we so require, to allow for more leeway to 
choose the appropriate level of auditing.
    Paragraph (f) of proposed Sec.  319.37-21 set out a framework for 
determining actions in case of noncompliance. It stated that regulatory 
responses to program failures will be based on existing bilateral 
agreements and that APHIS will specify the consequences of 
noncompliance to the NPPO of the exporting country.
    One commenter stated that we should incorporate the strongest 
penalties listed in ISPM No. 36, RSPM No. 24, and the proposal, 
wherever they may happen to be found, into the final regulations.
    We understand the commenter's concerns about the potential 
consequences of noncompliance. However, as different IPRMM will 
necessarily have different points of concern and potential 
noncompliance, we believe it will be simpler and more flexible to 
determine the actions we take in case of noncompliance within the 
individual IPRMM.

Postentry Quarantine

    We proposed to set out requirements for postentry quarantine in 
Sec.  319.37-23. Under current Sec.  319.37-7, certain taxa of plants 
for planting are required to be grown in postentry quarantine in order 
to determine whether they are infested with quarantine pests, typically 
pathogens. Section 319.37-7 also provides a framework of requirements 
under which postentry quarantine must be conducted and completed. We

[[Page 11854]]

proposed to move the lists of taxa that must be grown in postentry 
quarantine that are currently found in paragraphs (a) and (b) of Sec.  
319.37-7 to the Plants for Planting Manual and update them with the 
streamlined process.
    One commenter expressed concerns about the use of postentry 
quarantine. The commenter stated that the system has proved inadequate 
to prevent pests from escaping, as in the escape of citrus longhorned 
beetle (Anoplophora chinensis) at a nursery in Tukwila, WA. The 
commenter hoped that APHIS will shift from using postentry quarantine 
as a mitigation to the use of IPRMM.
    We do intend to emphasize the use of IPRMM to address pest risks 
rather than postentry quarantine in the future. The restructuring of 
the plants for planting regulations will make it easier to do so.
    We proposed to set out requirements for State postentry quarantine 
agreements in paragraph (b) of proposed Sec.  319.37-23. Such 
requirements were previously found in paragraph (c) of Sec.  319.37-7. 
We stated that there is no need to retain the level of detail regarding 
such agreements that is found in current paragraph (c), which sets out 
extensive requirements that States must meet in order to be sites for 
postentry quarantine; for example, the paragraph includes detailed 
requirements for State laws and regulations, duties of State 
inspectors, services APHIS agrees to provide, and provisions for 
termination of a State postentry quarantine agreement.
    One commenter expressed concern about removing this detail, 
believing that the agreements could be subject to political pressure 
and other nonscientific factors during negotiation that could result in 
heightened pest risk.
    We do not anticipate that anything will change as a result of 
removing the details, and, as the commenter noted, removing those 
details will allow us to tailor the agreements to specific 
circumstances.

Miscellaneous Changes

    Proposed paragraph (c) of Sec.  319.37-1 indicated that the 
importation of plants that are imported for processing, as determined 
by an inspector based on documentation accompanying the articles, is 
not subject to the plants for planting regulations. However, the 
importation of such plants may be subject to other regulations, and the 
proposed text could have given the impression that there were no 
further requirements for the importation of such plants. Therefore, in 
this final rule, we have changed the proposed paragraph to indicate 
that the importation of such plants is not subject to the plants for 
planting regulations but may be subject to regulations elsewhere in 7 
CFR part 319, which contains the import quarantine notices.
    Additionally, plants that are imported for consumption, as 
determined by an inspector based on documentation accompanying the 
articles, are similarly not subject to the plants for planting 
regulations. We have changed proposed paragraph (c) to reflect this as 
well.
    In the same section, proposed paragraph (f) had indicated that 
common names of plants for planting may be given in parentheses after 
most scientific names, when common names are known. This was intended 
to refer to the Plants for Planting Manual, rather than the regulations 
themselves, since we were proposing to move taxa-specific restrictions 
and prohibitions to the manual. In this final rule, we clarify that 
paragraph (f) of Sec.  319.37-1 pertains to the Plants for Planting 
Manual.
    In the definitions section of this final rule, Sec.  319.37-2, we 
are adding a definition of Animal and Plant Health Inspection Service 
(APHIS) for clarity. Adding this definition allows us to simplify the 
wording of the definition of Plant Protection and Quarantine Programs 
and reflects the use of the acronym ``APHIS'' throughout the subpart. 
Additionally, since the proposed rule was issued, we revised the 
definition of phytosanitary certificate within the plants for planting 
regulations. We are retaining this revised definition, with minor edits 
to reflect the structure of the revised subpart.
    Finally, the revisions to the subpart make it necessary for us to 
update references and citations that appear elsewhere in our 
regulations in title 7. We are making these nonsubstantive updates in 7 
CFR parts 318, 319, 330, 340, 360, and 361.
    Therefore, for the reasons given in the proposed rule and in this 
document, we are adopting the proposed rule as a final rule, with the 
changes discussed in this document.
Executive Orders 12866 and 13771 and Regulatory Flexibility Act
    This final rule has been determined to be not significant for the 
purposes of Executive Order (E.O.) 12866 and, therefore, has not been 
reviewed by the Office of Management and Budget. This rule is not 
expected to be an E.O. 13771 regulatory action because it is not 
significant under E.O. 12866. Further, APHIS considers this rule to be 
a deregulatory action under E.O. 13771 as it will facilitate access to 
information on import restrictions for specific types of plants for 
planting and create a more efficient process for amending import 
requirements.
    In accordance with 5 U.S.C. 604, we have performed a final 
regulatory flexibility analysis, which is summarized below, regarding 
the economic effects of this rule on small entities. Copies of the full 
analysis are available on the Regulations.gov website (see footnote 1 
in this document for a link to Regulations.gov) or by contacting the 
person listed under FOR FURTHER INFORMATION CONTACT.
    This analysis examines the potential economic impacts on small 
entities of a final rule to restructure the regulations contained in 7 
CFR part 319 that govern the importation of plants for planting. This 
action will provide for more efficient application of these 
regulations, while not making any major changes to current import 
restrictions. Besides improving the clarity of these regulations, the 
rule will:
     Consolidate the requirements for importation of plants for 
planting into one subpart in 7 CFR part 319;
     Add most of the plants for planting that are listed as 
prohibited to the list of those whose importation is NAPPRA;
     Characterize the other prohibitions as restrictions, and 
add them to the Plants for Planting manual;
     Remove several lists of approved items (for example, 
approved growing media, packing materials, and ports of entry) from the 
regulations and instead provide these lists to the public in the Plants 
for Planting Manual;
     Move restrictions on the importation of specific types of 
plants for planting from the regulations to the Plants for Planting 
Manual;
     Establish a framework for the use of IPRMM where 
appropriate in the production of specific types of plants for planting 
for importation into the United States;
     Clarify postentry quarantine requirements; and
     Establish a process for making changes to import 
restrictions on specific types of plants for planting after taking 
public comment on notices published in the Federal Register, rather 
than by publishing proposed and final rules.
    The changes will facilitate access to information on import 
restrictions for specific types of plants for planting, and create a 
more efficient process for amending import requirements. Importers of 
plants for planting can expect changes in import restrictions to be 
accomplished more than 4 months sooner than they would be through 
rulemaking. While nearly all importers of plants for planting that are 
directly affected by the rule are small, any

[[Page 11855]]

associated costs will be modest, including instances in which 
phytosanitary certification are newly required.

Executive Order 12988

    This final rule has been reviewed under Executive Order 12988, 
Civil Justice Reform. This rule: (1) Preempts all State and local laws 
and regulations that are inconsistent with this rule; (2) has no 
retroactive effect; and (3) does not require administrative proceedings 
before parties may file suit in court challenging this rule.

Paperwork Reduction Act

    This final rule contains no new reporting, recordkeeping, or third 
party disclosure requirements under the Paperwork Reduction Act of 1995 
(44 U.S.C. 3501 et seq.).

List of Subjects

7 CFR Part 318

    Cotton, Cottonseeds, Fruits, Guam, Plant diseases and pests, Puerto 
Rico, Quarantine, Transportation, Vegetables, Virgin Islands.

7 CFR Part 319

    Coffee, Cotton, Fruits, Imports, Logs, Plant diseases and pests, 
Plants for planting, Quarantine, Reporting and recordkeeping 
requirements, Rice, Vegetables.

7 CFR Part 330

    Customs duties and inspection, Plant diseases and pests, 
Quarantine, Reporting and recordkeeping requirements, Transportation.

7 CFR Part 340

    Administrative practice and procedure, Biotechnology, Genetic 
engineering, Imports, Packaging and containers, Plant diseases and 
pests, Transportation.

7 CFR Part 360

    Plants, Quarantine, Reporting and recordkeeping requirements, 
Transportation.

7 CFR Part 361

    Agricultural commodities, Imports, Labeling, Reporting and 
recordkeeping requirements, Seeds.

    Accordingly, we are amending 7 CFR parts 318, 319, 330, 340, 360, 
and 361 as follows:

PART 318--STATE OF HAWAII AND TERRITORIES QUARANTINE NOTICES

0
1. The authority citation for part 318 continues to read as follows.

    Authority:  7 U.S.C. 7701-7772 and 7781-7786; 7 CFR 2.22, 2.80, 
and 371.3.

0
2. Section 318.60 is amended by revising paragraph (c)(2) to read as 
follows:


Sec.  318.60   Notice of quarantine.

* * * * *
    (c) Sand (other than clean ocean sand), soil, or earth around the 
roots of plants shall not be shipped, offered for shipment to a common 
carrier, received for transportation or transported by a common 
carrier, or carried, transported, moved, or allowed to be moved by any 
person from Hawaii, Puerto Rico, or the Virgin Islands of the United 
States into or through any other State, Territory, or District of the 
United States: Provided, That the prohibitions of this section shall 
not apply to the movement of such products in either direction between 
Puerto Rico and the Virgin Islands of the United States: Provided 
further, That such prohibitions shall not prohibit the movement of such 
products by the United States Department of Agriculture for scientific 
or experimental purposes, nor prohibit the movement of sand, soil, or 
earth around the roots of plants which are carried, for ornamental 
purposes, on vessels into mainland ports of the United States and which 
are not intended to be landed thereat, when evidence is presented 
satisfactory to the inspector of the Plant Protection and Quarantine 
Programs of the Department of Agriculture that such sand, soil, or 
earth has been so processed or is of such nature that no pest risk is 
involved, or that the plants with sand, soil, or earth around them are 
maintained on board under such safeguards as will preclude pest escape: 
And provided further, That such prohibitions shall not prohibit the 
movement of plant cuttings or plants that have been--
    (1) Freed from sand, soil, and earth;
    (2) Subsequently potted and established in sphagnum moss or other 
packing material approved under Sec.  319.37-11 of this chapter that 
had been stored under shelter and had not been previously used for 
growing or packing plants;
    (3) Grown thereafter in a manner satisfactory to an inspector of 
the Plant Protection and Quarantine Programs to prevent infestation 
through contact with sand, soil, or earth; and
    (4) Certified by an inspector of the Plant Protection and 
Quarantine Programs as meeting the requirements of paragraphs (c)(1) 
through (3) of this section.
* * * * *

PART 319--FOREIGN QUARANTINE NOTICES

0
3. The authority citation for part 319 continues to read as follows:

    Authority:  7 U.S.C. 450, 7701-7772, and 7781-7786; 21 U.S.C. 
136 and 136a; 7 CFR 2.22, 2.80, and 371.3.


Sec.  319.6  [Amended]

0
4. In Sec.  319.6, paragraph (d)(4) is amended by removing the citation 
``Sec.  319.37-9'' and adding the citation ``Sec.  319.37-11'' in its 
place.

0
5. Section 319.8 is amended as follows:
0
a. By designating the current text of the section as paragraph (a); and
0
b. By adding paragraph (b).
    The addition reads as follows:


Sec.  319.8  Notice of quarantine.

* * * * *
    (b) The importation of cotton plants (including any plant parts) 
that are for planting or capable of being planted is restricted in 
Subpart--Plants for Planting of this part.


Sec.  319.8-1  [Amended]

0
6. In Sec.  319.8-1, the definition of cottonseed is amended by adding 
the words ``and that is intended for processing or consumption'' before 
the period.

0
7. Section 319.15 is amended as follows:
0
a. By redesignating paragraph (b) as paragraph (c); and
0
b. By adding a new paragraph (b).
    The addition reads as follows:


Sec.  319.15   Notice of quarantine.

* * * * *
    (b) The importation of sugarcane plants (including any plant parts) 
that are for planting or capable of being planted is restricted under 
Subpart--Plants for Planting of this part.
* * * * *

Subpart--Citrus Canker and Other Citrus Diseases [Removed]

0
8. Subpart--Citrus Canker and Other Citrus Diseases, consisting of 
Sec.  319.19, is removed.

0
9. Section 319.24 is amended as follows:
0
a. By redesignating paragraphs (b) through (d) as paragraphs (c) 
through (e), respectively; and
0
b. By adding a new paragraph (b).
    The addition reads as follows:


Sec.  319.24  Notice of quarantine.

* * * * *
    (b) The importation of corn plants (including any plant parts) that 
are for

[[Page 11856]]

planting or capable of being planted is restricted in Subpart--Plants 
for Planting of this part.
* * * * *

0
10. Subpart--Citrus Fruit, is amended by revising the first paragraph 
of the Note below the subpart heading that precedes Sec.  319.28 to 
read as follows:

Subpart--Citrus Fruit

    Note 1 to Subpart--Citrus Fruit: Citrus plants for planting may be 
imported in accordance with Subpart--Plants for Planting of this part.
* * * * *

0
11. Section 319.28 is amended as follows:
0
a. In paragraph (a)(4), by removing the words ``Sec. Sec.  319.37 
through 319.37-27'' and adding the words ``Sec. Sec.  319.37-1 through 
319.37-23'' in their place;
0
b. In paragraph (b)(8) introductory text, by removing the words ``port 
of entry identified in Sec.  319.37-14'' and adding the words ``Customs 
designated port of entry indicated in 19 CFR 101.3(b)(1)'' in their 
place; and
0
c. By revising the OMB citation at the end of the section.
    The revision reads as follows:


Sec.  319.28   Notice of quarantine.

* * * * *

(Approved by the Office of Management and Budget under control 
numbers 0579-0173 and 0579-0314)

0
12. Subpart--Plants for Planting, consisting currently of Sec. Sec.  
319.37 through 319.37-14, is revised to read as follows:
Subpart--Plants for Planting
Sec.
319.37-1 Notice of quarantine.
319.37-2 Definitions.
319.37-3 General restrictions on the importation of plants for 
planting.
319.37-4 Taxa of plants for planting whose importation is not 
authorized pending pest risk analysis.
319.37-5 Permits.
319.37-6 Phytosanitary certificates.
319.37-7 Marking and identity.
319.37-8 Ports of entry: Approved ports, notification of arrival, 
inspection, and refusal of entry.
319.37-9 Treatment of plants for planting; costs and charges for 
inspection and treatment; treatments applied outside the United 
States.
319.37-10 Growing media.
319.37-11 Packing and approved packing material.
319.37-12 through 319.37-19 [Reserved]
319.37-20 Restrictions on the importation of specific types of 
plants for planting.
319.37-21 Integrated pest risk management measures.
319.37-22 Trust fund agreements.
319.37-23 Postentry quarantine.

Subpart--Plants for Planting


Sec.  319.37-1  Notice of quarantine.

    (a) Under section 412(a) of the Plant Protection Act, the Secretary 
of Agriculture may prohibit or restrict the importation and entry of 
any plant or plant product if the Secretary determines that the 
prohibition or restriction is necessary to prevent the introduction 
into the United States or the dissemination within the United States of 
a plant pest or noxious weed.
    (b) The Secretary has determined that it is necessary to designate 
the importation of certain taxa of plants for planting as not 
authorized pending pest risk analysis, as provided in Sec.  319.37-4. 
The Secretary has determined that it is necessary to restrict the 
importation into the United States of all other plants for planting and 
to impose additional restrictions on the importation of specific types 
of plants for planting, in accordance with this subpart and as 
described in the Plants for Planting Manual.
    (c) The importation of plants that are imported for processing or 
consumption, as determined by an inspector based on documentation 
accompanying the articles, is not subject to this subpart but may be 
subject to restrictions elsewhere in this part.
    (d) The importation of taxa of plants for planting that are listed 
in parts 360 and 361 of this chapter is subject to the restrictions in 
those parts.
    (e) The Plant Protection and Quarantine Programs also enforces 
regulations promulgated under the Endangered Species Act of 1973 (16 
U.S.C. 1531-1544) which contain additional prohibitions and 
restrictions on importation into the United States of plants for 
planting subject to this subpart (see 50 CFR parts 17 and 23).
    (f) Within the Plants for Planting Manual, one or more common names 
of plants for planting may be given in parentheses after most 
scientific names (when common names are known) for the purpose of 
helping to identify the plants for planting represented by such 
scientific names; however, unless otherwise specified, a reference to a 
scientific name includes all plants for planting within the taxon 
represented by the scientific name regardless of whether the common 
name or names are as comprehensive in scope as the scientific name. 
When restrictions apply to the importation of a taxon of plants for 
planting for which there are taxonomic synonyms, those restrictions 
apply to the importation of all the synonyms of that taxon as well.


Sec.  319.37-2  Definitions.

    The following definitions apply to this subpart:
    Administrator. The Administrator of the Animal and Plant Health 
Inspection Service, United States Department of Agriculture, or any 
other employee of the United States Department of Agriculture 
authorized to act in his or her stead.
    Animal and Plant Health Inspection Service (APHIS). The Animal and 
Plant Health Inspection Service, United States Department of 
Agriculture.
    Bulb. The portion of a plant commonly known as a bulb, bulbil, 
bulblet, corm, cormel, rhizome, tuber, or pip, and including fleshy 
roots or other underground fleshy growths, a unit of which produces an 
individual plant.
    Consignment. A quantity of plants for planting being moved from one 
country to another and covered, when required, by a single 
phytosanitary certificate (a consignment may be composed of one or more 
lots or taxa).
    Controlled import permit. A written or electronically transmitted 
authorization issued by APHIS for the importation into the United 
States of otherwise prohibited or restricted plant material for 
experimental, therapeutic, or developmental purposes, under controlled 
conditions as prescribed by the Administrator in accordance with Sec.  
319.6.
    Earth. The softer matter composing part of the surface of the 
globe, in distinction from the firm rock, and including the soil and 
subsoil, as well as finely divided rock and other soil formation 
materials down to the rock layer.
    From. Plants for planting are considered to be ``from'' any country 
or locality in which they are grown. Provided, That plants for planting 
imported into Canada from another country or locality shall be 
considered as being solely from Canada if they meet the following 
conditions:
    (1) They are imported into the United States directly from Canada 
after having been grown for at least 1 year in Canada;
    (2) They have never been grown in a country from which their 
importation would not be authorized pending pest risk analysis under 
Sec.  319.37-4;
    (3) They have never been grown in a country, other than Canada, 
from which it would be subject to certain restrictions on the 
importation of specific types of plants for planting under Sec.  
319.37-20, which are listed in the Plants for Planting Manual; 
Provided, that plants for planting that would be subject to postentry 
quarantine if imported into the United States may be imported from 
Canada

[[Page 11857]]

after growth in another country if they were grown in Canada in 
postentry quarantine under conditions equivalent to those specified in 
the Plants for Planting Manual; and
    (4) They were not imported into Canada in growing media.
    Inspector. Any individual authorized by the Administrator or the 
Commissioner of Customs and Border Protection, Department of Homeland 
Security, to enforce the regulations in this part.
    Lot. A number of units of a single commodity, identifiable by its 
homogeneity of composition and origin, forming all or part of a 
consignment.
    Mother stock. A group of plants from which plant parts are taken to 
produce new plants.
    National plant protection organization (NPPO). The official service 
established by a government to discharge the functions specified by the 
International Plant Protection Convention.
    Noxious weed. Any plant or plant product that can directly or 
indirectly injure or cause damage to crops (including plants for 
planting or plant products), livestock, poultry, or other interests of 
agriculture, irrigation, navigation, the natural resources of the 
United States, the public health, or the environment.
    Official control. The active enforcement of mandatory phytosanitary 
regulations and the application of mandatory phytosanitary procedures 
with the objective of eradication or containment of quarantine pests.
    Person. Any individual, partnership, corporation, association, 
joint venture, or other legal entity.
    Phytosanitary certificate. A document, including electronic 
versions, that is related to a restricted article and is issued not 
more than 15 days prior to shipment of the restricted article from the 
country in which it was grown and that:
    (1) Is patterned after the model certificate of the International 
Plant Protection Convention, a multilateral convention on plant 
protection under the authority of the Food and Agriculture Organization 
of the United Nations (FAO);
    (2) Is issued by an official of a foreign national plant protection 
organization in one of the five official languages of the FAO;
    (3) Is addressed to the national plant protection organization of 
the United States (Animal and Plant Health Inspection Service);
    (4) Describes the shipment;
    (5) Certifies the place of origin for all contents of the shipment;
    (6) Certifies that the shipment has been inspected and/or tested 
according to appropriate official procedures and is considered free 
from quarantine pests of the United States;
    (7) Contains any additional declarations required in the Plants for 
Planting Manual; and
    (8) Certifies that the shipment conforms with the phytosanitary 
requirements of the United States and is considered eligible for 
importation pursuant to the laws and regulations of the United States.
    Place of production. Any premises or collection of fields operated 
as a single production or farming unit. This may include production 
sites that are separately managed for phytosanitary purposes.
    Plant. Any plant (including any plant part) for or capable of 
propagation, including a tree, a tissue culture, a plantlet culture, 
pollen, a shrub, a vine, a cutting, a graft, a scion, a bud, a bulb, a 
root, and a seed.
    Plant broker. An entity that purchases or takes possession of 
plants for planting from an approved place of production for the 
purpose of exporting those plants without further growing beyond 
maintaining the plants until export.
    Plant pest. Any living stage of any of the following that can 
directly or indirectly injure, cause damage to, or cause disease in any 
plant or plant product: A protozoan, a nonhuman animal, a parasitic 
plant, a bacterium, a fungus, a virus or viroid, an infectious agent or 
other pathogen, or any article similar to or allied with any of these 
articles.
    Plant Protection and Quarantine Programs. The organizational unit 
within APHIS that is delegated responsibility for enforcing provisions 
of the Plant Protection Act (7 U.S.C. 7701 et seq.) and related 
legislation, quarantines, and regulations.
    Planting. Any operation for the placing of plants in a growing 
medium, or by grafting or similar operations, to ensure their 
subsequent growth, reproduction, or propagation.
    Plants for planting. Plants intended to remain planted, to be 
planted, or replanted.
    Plants for Planting Manual. The document that contains restrictions 
on the importation of specific types of plants for planting, as 
provided in Sec.  319.37-20, and other information about the 
importation of plants for planting as provided in this subpart. The 
Plants for Planting Manual is available on the internet at https://www.aphis.usda.gov/import_export/plants/manuals/ports/downloads/plants_for_planting.pdf. or by contacting the Animal and Plant Health 
Inspection Service, Plant Protection and Quarantine, 4700 River Road, 
Unit 133, Riverdale, MD 20737-1236.
    Port of first arrival. The land area (such as a seaport, airport, 
or land border station) where a person, or a land, water, or air 
vehicle, first arrives after entering the territory of the United 
States, and where inspection of plants for planting is carried out by 
inspectors.
    Preclearance. Phytosanitary inspection and/or clearance in the 
country in which the plants for planting were grown, performed by or 
under the regular supervision of APHIS.
    Production site. A defined portion of a place of production 
utilized for the production of a commodity that is managed separately 
for phytosanitary purposes. This may include the entire place of 
production or portions of it. Examples of portions of places of 
production are a defined orchard, grove, field, greenhouse, 
screenhouse, or premises.
    Quarantine pest. A plant pest or noxious weed that is of potential 
economic importance to the United States and not yet present in the 
United States, or present but not widely distributed and being 
officially controlled.
    Regulated plant. A vascular or nonvascular plant. Vascular plants 
include gymnosperms, angiosperms, ferns, and fern allies. Gymnosperms 
include cycads, conifers, and gingko. Angiosperms include any flowering 
plant. Fern allies include club mosses, horsetails, whisk ferns, spike 
mosses, and quillworts. Nonvascular plants include mosses, liverworts, 
hornworts, and green algae.
    Secretary. The Secretary of Agriculture, or any other officer or 
employee of the Department of Agriculture to whom authority to act in 
his/her stead has been or may hereafter be delegated.
    Soil. The loose surface material of the earth in which plants, 
trees, and shrubs grow, in most cases consisting of disintegrated rock 
with an admixture of organic material and soluble salts.
    Species (spp.). All species, clones, cultivars, strains, varieties, 
and hybrids of a genus.
    State. Any of the several States of the United States, the 
Commonwealth of the Northern Mariana Islands, the Commonwealth of 
Puerto Rico, the District of Columbia, Guam, the Virgin Islands of the 
United States, or any other territory or possession of the United 
States.

[[Page 11858]]

    State Plant Regulatory Official. The official authorized by the 
State to sign agreements with Federal agencies involving operations of 
the State plant protection agency.
    Taxon (taxa). Any grouping within botanical nomenclature, such as 
family, genus, species, or cultivar.
    Type of plants for planting. A grouping of plants for planting 
based on shared characteristics such as biological traits, morphology, 
botanical nomenclature, or risk factors.
    United States. All of the States.


Sec.  319.37-3  General restrictions on the importation of plants for 
planting.

    (a) The importation of certain taxa of plants for planting is not 
authorized pending pest risk analysis in accordance with Sec.  319.37-
4.
    (b) General restrictions that apply to the importation of all 
plants for planting other than those whose importation is not 
authorized pending pest risk analysis are found in Sec. Sec.  319.37-5 
through 319.37-11.
    (c) In accordance with Sec.  319.37-20, the Administrator may 
impose restrictions on the importation of specific types of plants for 
planting. These restrictions are listed in the Plants for Planting 
Manual. Additional information on restrictions applicable to the 
importation of specific types of plants for planting can be found in 
Sec. Sec.  319.37-20 through 319.37-23.


Sec.  319.37-4  Taxa of plants for planting whose importation is not 
authorized pending pest risk analysis.

    (a) Determination by the Administrator. The importation of certain 
taxa of plants for planting poses a risk of introducing quarantine 
pests into the United States. Therefore, the importation of these taxa 
is not authorized pending the completion of a pest risk analysis, 
except as provided in paragraph (f) of this section. These taxa are 
listed in the Plants for Planting Manual. There are two categories of 
taxa whose importation is not authorized pending pest risk analysis: 
Taxa of plants for planting that are quarantine pests, and taxa of 
plants for planting that are hosts of quarantine pests. For taxa of 
plants for planting that have been determined to be quarantine pests, 
the list includes the names of the taxa. For taxa of plants for 
planting that are hosts of quarantine pests, the list includes the 
names of the taxa, the foreign places from which the taxa's importation 
is not authorized, and the quarantine pests of concern.
    (b) Addition of taxa. A taxon of plants for planting may be added 
to one of the lists of taxa not authorized for importation pending pest 
risk analysis under this section as follows:
    (1) Data sheet. APHIS will publish in the Federal Register a 
document that announces our determination that a taxon of plants for 
planting is either a quarantine pest or a host of a quarantine pest. 
This notice will make available a data sheet that details the 
scientific evidence APHIS evaluated in making the determination that 
the taxon is a quarantine pest or a host of a quarantine pest. The data 
sheet will include references to the scientific evidence that APHIS 
used in making the determination. In our notice, we will provide for a 
public comment period of a minimum of 60 days on our additions to the 
list.
    (2) Response to comments. (i) APHIS will issue a notice after the 
close of the public comment period indicating that the taxon will be 
added to the list of taxa not authorized for importation pending pest 
risk analysis if:
    (A) No comments were received on the data sheet;
    (B) The comments on the data sheet revealed that no changes to the 
data sheet were necessary; or
    (C) Changes to the data sheet were made in response to public 
comments, but the changes did not affect APHIS' determination that the 
taxon poses a risk of introducing a quarantine pest into the United 
States.
    (ii) If comments present information that leads us to determine 
that the importation of the taxon does not pose a risk of introducing a 
quarantine pest into the United States, APHIS will not add the taxon to 
the list of plants for planting whose importation is not authorized 
pending pest risk analysis. APHIS will issue a notice giving public 
notice of this determination after the close of the comment period.
    (c) Criterion for listing a taxon of plants for planting as a 
quarantine pest. A taxon will be added to the list of taxa whose 
importation is not authorized pending pest risk analysis if scientific 
evidence causes APHIS to determine that the taxon is a quarantine pest.
    (d) Criteria for listing a taxon of plants for planting as a host 
of a quarantine pest. A taxon will be added to the list of taxa whose 
importation is not authorized pending pest risk analysis if scientific 
evidence causes APHIS to determine that the taxon is a host of a 
quarantine pest. The following criteria must be fulfilled in order to 
make this determination:
    (1) The plant pest in question must be determined to be a 
quarantine pest; and
    (2) The taxon of plants for planting must be determined to be a 
host of that quarantine pest.
    (e) Removing a taxon from the list of taxa not authorized pending 
pest risk analysis. (1) Requests to remove a taxon from the list of 
taxa whose importation is not authorized pending pest risk analysis 
(NAPPRA) must be made in accordance with Sec.  319.5. APHIS will 
conduct a pest risk analysis in response to such a request. The pest 
risk analysis will examine the risk associated with the importation of 
that taxon as well as measures available to mitigate that risk. The 
pest risk analysis may analyze importation of the taxon from a specific 
area, country, or countries, or from all areas of the world. The 
conclusions of the pest risk analysis will apply accordingly.
    (2) If the pest risk analysis indicates that the taxon is a 
quarantine pest or a host of a quarantine pest and the Administrator 
determines that there are no measures available that adequately 
mitigate the risk of introducing a quarantine pest into the United 
States through the taxon's importation, we will continue to list the 
taxon as not authorized for importation pending pest risk analysis. We 
will publish a notice making the pest risk analysis available for 
comment. If comments cause us to change our determination, we will 
publish another notice in accordance with either paragraph (e)(3) or 
(4) of this section, as appropriate. If comments do not cause us to 
change our determination, we will publish a second notice responding to 
the comments and affirming our determination that the taxon should 
continue to be listed as NAPPRA.
    (3) If the pest risk analysis supports a determination that 
importation of the taxon be allowed subject to taxon-specific 
restrictions, APHIS will publish a notice making the pest risk analysis 
available to the public for comment in accordance with the process in 
Sec.  319.37-20(c).
    (4) If the pest risk analysis supports a determination that 
importation of the taxon be allowed subject to the general restrictions 
of this subpart, APHIS will publish a notice announcing our intent to 
remove the taxon from the list of taxa whose importation is not 
authorized pending pest risk analysis and making the pest risk analysis 
supporting the taxon's removal available for public comment.
    (i) APHIS will issue a notice after the close of the public comment 
period indicating that the importation of the taxon will be subject 
only to the general restrictions of this subpart if:
    (A) No comments were received on the pest risk analysis;

[[Page 11859]]

    (B) The comments on the pest risk analysis revealed that no changes 
to the pest risk analysis were necessary; or
    (C) Changes to the pest risk analysis were made in response to 
public comments, but the changes did not affect the overall conclusions 
of the analysis and the Administrator's determination that the 
importation of the taxon does not pose a risk of introducing a 
quarantine pest into the United States.
    (ii) If information presented by commenters indicates that the pest 
risk analysis needs to be revised, APHIS will issue a notice after the 
close of the public comment period indicating that the importation of 
the taxon will continue to be listed as not authorized pending pest 
risk analysis while the information presented by commenters is analyzed 
and incorporated into the pest risk analysis. APHIS will subsequently 
publish a new notice announcing the availability of the revised pest 
risk analysis.
    (5) APHIS may also remove a taxon from the list of taxa whose 
importation is not authorized pending pest risk analysis when APHIS 
determines that the evidence used to add the taxon to the list was 
erroneous (for example, involving a taxonomic misidentification).
    (f) Controlled import permits. Any plants for planting whose 
importation is not authorized pending pest risk analysis in accordance 
with this section may be imported or offered for entry into the United 
States if:
    (1) Imported for experimental, therapeutic, or developmental 
purposes under the conditions specified in a controlled import permit 
issued in accordance with Sec.  319.6;
    (2) Imported at the National Plant Germplasm Inspection Station, 
Building 580, Beltsville Agricultural Research Center East, Beltsville, 
MD 20705 or through any USDA plant inspection station listed in the 
Plants for Planting Manual;
    (3) Imported pursuant to a controlled import permit issued for such 
plants for planting and kept on file at the port of entry;
    (4) Imported under conditions specified on the controlled import 
permit and found by the Administrator to be adequate to prevent the 
introduction into the United States of quarantine pests, i.e., 
conditions of treatment, processing, growing, shipment, disposal; and
    (5) Imported with a controlled import tag or label securely 
attached to the outside of the container containing the plants for 
planting or securely attached to the plant itself if not in a 
container, and with such tag or label bearing a controlled import 
permit number corresponding to the number of the controlled import 
permit issued for such plants for planting.

(Approved by the Office of Management and Budget under control 
number 0579-0380)


Sec.  319.37-5  Permits.

    (a)(1) Plants for planting may be imported or offered for 
importation into the United States only after issuance of a written 
permit by the Plant Protection and Quarantine Programs, except as 
provided in the Plants for Planting Manual. Exceptions from the 
requirement for a written permit will be added, changed, or removed in 
accordance with Sec.  319.37-20.
    (2) Plants for planting whose importation is subject to postentry 
quarantine, as listed in the Plants for Planting Manual, must also be 
imported under an importer postentry quarantine growing agreement in 
accordance with Sec.  319.37-23(c).
    (b) An application for a written permit should be submitted to the 
Plant Protection and Quarantine Programs (Animal and Plant Health 
Inspection Service, Plant Protection and Quarantine, Permits, Permit 
Unit, 4700 River Road, Unit 133, Riverdale, MD 20737-1236) at least 30 
days prior to arrival of the plants for planting at the port of entry. 
Application forms are available without charge from that address or on 
the internet at http://www.aphis.usda.gov/permits/ppq_epermits.shtml. 
The completed application shall include the following information:
    (1) Name, address, and telephone number of the importer;
    (2) The taxon or taxa and the approximate quantity of plants for 
planting intended to be imported;
    (3) Country(ies) or locality(ies) where grown;
    (4) Intended United States port of entry;
    (5) Means of transportation, e.g., mail, airmail, express, air 
express, freight, airfreight, or baggage; and
    (6) Expected date of arrival.
    (c) A permit indicating the applicable conditions for importation 
under this subpart will be issued by Plant Protection and Quarantine 
Programs if, after review of the application, the plants for planting 
are deemed eligible to be imported into the United States under the 
conditions specified in the permit. However, even if such a permit is 
issued, the plants for planting may be imported only if all applicable 
requirements of this subpart are met and only if an inspector at the 
port of entry determines that no remedial measures pursuant to the 
Plant Protection Act are necessary with respect to the plants for 
planting.\1\
---------------------------------------------------------------------------

    \1\ An inspector may hold, seize, quarantine, treat, apply other 
remedial measures to, destroy, or otherwise dispose of plants, plant 
pests, or other articles in accordance with sections 414, 421, and 
434 of the Plant Protection Act (7 U.S.C. 7714, 7731, and 7754).
---------------------------------------------------------------------------

    (d) Any permit that has been issued may be revoked by an inspector 
or APHIS in accordance with Sec.  319.7-4.
    (e) Any plants for planting not required to be imported with a 
permit in accordance with paragraph (a) of this section may be imported 
or offered for importation into the United States only after issuance 
of an oral authorization for importation issued by an inspector at the 
port of entry.
    (f) An oral authorization for importation of plants for planting 
shall be issued at a port of entry by an inspector only if all 
applicable requirements of this subpart are met, such plants for 
planting are eligible to be imported under an oral authorization, and 
an inspector at the port of entry determines that no measures pursuant 
to section 414 of the Plant Protection Act (7 U.S.C. 7714) are 
necessary with respect to such plants for planting.
    (g) Persons wishing to import plants for planting into the United 
States for experimental, therapeutic, or developmental purposes must 
apply for a controlled import permit in accordance with Sec. Sec.  
319.6 and 319.37-3.

(Approved by the Office of Management and Budget under control 
numbers 0579-0190, 0579-0285, and 0579-0319)


Sec.  319.37-6  Phytosanitary certificates.

    (a) Phytosanitary certificates. Any plants for planting offered for 
importation into the United States must be accompanied by a 
phytosanitary certificate, except as described in paragraphs (b) and 
(c) of this section. The phytosanitary certificate must identify the 
genus of the plants for planting it accompanies. When the importation 
of individual species or cultivars within a genus is restricted in 
accordance with Sec.  319.37-20, the phytosanitary certificate must 
also identify the species or cultivar of the plants for planting it 
accompanies. Otherwise, identification of the species is strongly 
preferred, but not required. Intergeneric and interspecific hybrids 
must be designated by placing the multiplication sign ``x'' between the 
names of the parent taxa. If the hybrid is named, the multiplication 
sign may instead be placed before the name of an intergeneric hybrid or 
before the epithet in the name of an interspecific hybrid.

[[Page 11860]]

    (b) Small lots of seed. Lots of seed may be imported without a 
phytosanitary certificate required by paragraph (a) of this section 
under the following conditions:
    (1) The importation of the seed is authorized by a written permit 
issued in accordance with Sec.  319.37-5.
    (2) The seed is not listed as not authorized pending pest risk 
analysis, as provided in Sec.  319.37-4; is not of any noxious weed 
species listed in part 360 of this chapter; is not subject to 
restrictions on specific types of plants for planting as provided in 
Sec.  319.37-20; is not restricted under the regulations in parts 330 
and 340 of this chapter; and meets the requirements of part 361 of this 
chapter.
    (3) The seed meets the following packaging and shipping 
requirements:
    (i) Each seed packet is clearly labeled with the name of the 
collector/shipper, the country of origin, and the scientific name at 
least to the genus, and preferably to the species, level;
    (ii) There are a maximum of 50 seeds of 1 taxon (taxonomic category 
such as genus, species, cultivar, etc.) per packet; or a maximum weight 
not to exceed 10 grams of seed of 1 taxon per packet;
    (iii) There are a maximum of 50 seed packets per shipment;
    (iv) The seeds are free from pesticides;
    (v) The seeds are securely packaged in packets or envelopes and 
sealed to prevent spillage;
    (vi) The shipment is free from soil, plant material other than 
seed, other foreign matter or debris, seeds in the fruit or seed pod, 
and living organisms such as parasitic plants, pathogens, insects, 
snails, mites; and
    (vii) At the time of importation, the shipment is sent to either 
the Plant Germplasm Quarantine Center in Beltsville, MD, or a USDA 
plant inspection station.
    (c) Importation of other plants for planting without phytosanitary 
certificates. (1) The Administrator may authorize the importation of 
types of plants for planting without a phytosanitary certificate if the 
plants for planting are accompanied by equivalent documentation agreed 
upon by the Administrator and the NPPO of the exporting country as 
sufficient to establish the eligibility of the plants for importation 
into the United States. The documentation must be provided by the NPPO 
or refer to documentation provided by the NPPO. The documentation must 
be agreed upon before the plants for planting are exported from the 
exporting country to the United States.
    (2) The Administrator may impose additional restrictions on the 
importation of plants for planting that are not accompanied by a 
phytosanitary certificate to ensure that the plants are appropriately 
identified and free of quarantine pests.
    (3) The Plants for Planting Manual lists types of plants for 
planting that are not required to be accompanied by a phytosanitary 
certificate; the countries from which their importation without a 
phytosanitary certificate is authorized; the approved documentation of 
eligibility for importation; and any additional conditions on their 
importation.
    (4) Types of plants for planting may be added to or removed from 
the list of plants for planting that are not required to be accompanied 
by a phytosanitary certificate in accordance with Sec.  319.37-20. The 
requirements for importing types of plants for planting without a 
phytosanitary certificate may also be changed by a notice issued in 
accordance with Sec.  319.37-20. The notice published for comment will 
describe the documentation agreed upon by the Administrator and the 
NPPO of the exporting country and any additional restrictions to be 
imposed on the importation of the type of plants for planting.


(Approved by the Office of Management and Budget under control 
numbers 0579-0142, 0579-0190, 0579-0285, and 0579-0319)


Sec.  319.37-7  Marking and identity.

    (a) Any consignment of plants for planting for importation, other 
than by mail at the time of importation, or offer for importation into 
the United States shall plainly and correctly bear on the outer 
container (if in a container) or the plants for planting (if not in a 
container) the following information:
    (1) General nature and quantity of the contents;
    (2) Country and locality where grown;
    (3) Name and address of shipper, owner, or person shipping or 
forwarding the plants for planting;
    (4) Name and address of consignee;
    (5) Identifying shipper's mark and number; and
    (6) Number of written permit authorizing the importation, if one 
was required under Sec.  319.37-5.
    (b) Any consignment of plants for planting for importation by mail 
shall be plainly and correctly addressed and mailed to the Plant 
Protection and Quarantine Programs at a port of entry listed in the 
Plants for Planting Manual as approved to receive imported plants for 
planting, shall be accompanied by a separate sheet of paper within the 
package plainly and correctly bearing the name, address, and telephone 
number of the intended recipient, and shall plainly and correctly bear 
on the outer container the following information:
    (1) General nature and quantity of the contents;
    (2) Country and locality where grown;
    (3) Name and address of shipper, owner, or person shipping or 
forwarding the plants for planting; and
    (4) Number of written permit authorizing the importation, if one 
was required under Sec.  319.37-5.
    (c) Any consignment of plants for planting for importation (by mail 
or otherwise), at the time of importation or offer for importation into 
the United States shall be accompanied by an invoice or packing list 
indicating the contents of the consignment.

(Approved by the Office of Management and Budget under control 
numbers 0579-0190 and 0579-0319)


Sec.  319.37-8  Ports of entry: Approved ports, notification of 
arrival, inspection, and refusal of entry.

    (a) Approved ports of entry. Any plants for planting required to be 
imported under a written permit in accordance with Sec.  319.37-5(a), 
if not precleared, must be imported or offered for importation only at 
a USDA plant inspection station, unless the Plants for Planting Manual 
indicates otherwise. Ports of entry through which plants for planting 
must pass through before arriving at these USDA plant inspection 
stations are listed in the Plants for Planting Manual. All other plants 
for planting may be imported or offered for importation at any Customs 
designated port of entry indicated in 19 CFR 101.3(b)(1). Exceptions 
may be listed in Sec.  330.104 of this chapter. Plants for planting 
that are required to be imported under a written permit that are also 
precleared in the country of export are not required to enter at an 
inspection station and may enter through any Customs port of entry. 
Exceptions may be listed in Sec.  330.104 of this chapter.
    (b) Notification upon arrival at the port of entry. Promptly upon 
arrival of any plants for planting at a port of entry, the importer 
shall notify the Plant Protection and Quarantine Programs of the 
arrival by such means as a manifest, Customs entry document, commercial 
invoice, waybill, a broker's document, or a notice form provided for 
that purpose.
    (c) Inspection and treatment. Any plants for planting may be 
sampled and inspected by an inspector at the port of first arrival and/
or under preclearance inspection arrangements in the country in which 
the plants for planting were

[[Page 11861]]

grown, and must undergo treatment in accordance with part 305 of this 
chapter if treatment is ordered by the inspector. Any plants for 
planting found upon inspection to contain or be contaminated with 
quarantine pests that cannot be eliminated by treatment will be denied 
entry at the first United States port of arrival and must be destroyed 
or shipped to a point outside the United States.
    (d) Disposition of plants for planting not in compliance with this 
subpart. The importer of any plants for planting denied entry for 
noncompliance with this subpart must, at the importer's expense and 
within the time specified in an emergency action notification (PPQ Form 
523), destroy, ship to a point outside the United States, treat in 
accordance with part 305 of this chapter, or apply other safeguards to 
the plants for planting, as prescribed by an inspector, to prevent the 
introduction into the United States of quarantine pests. In choosing 
which action to order and in setting the time limit for the action, the 
inspector shall consider the degree of pest risk presented by the plant 
pest associated with the plants for planting, whether the plants for 
planting are a host of the pest, the types of other host materials for 
the pest in or near the port, the climate and season at the port in 
relation to the pest's survival range, and the availability of 
treatment facilities for the plants for planting.
    (e) Removal of plants for planting from port of first arrival. No 
person shall remove any plants for planting from the port of first 
arrival unless and until notice is given to the collector of customs by 
the inspector that the plants for planting has satisfied all 
requirements under this subpart.

(Approved by the Office of Management and Budget under control 
numbers 0579-0190, 0579-0310, and 0579-0319)


Sec.  319.37-9  Treatment of plants for planting; costs and charges for 
inspection and treatment; treatments applied outside the United States.

    (a) The services of a Plant Protection and Quarantine inspector 
during regularly assigned hours of duty and at the usual places of duty 
shall be furnished without cost to the importer.\2\ No charge will be 
made to the importer for Government-owned or -controlled special 
inspection facilities and equipment used in treatment, but the 
inspector may require the importer to furnish any special labor, 
chemicals, packing materials, or other supplies required in handling an 
importation under the regulations in this subpart. The Plant Protection 
and Quarantine Programs will not be responsible for any costs or 
charges, other than those indicated in this section.
---------------------------------------------------------------------------

    \2\ Provisions relating to costs for other services of an 
inspector are contained in part 354 of this chapter.
---------------------------------------------------------------------------

    (b) Any treatment performed in the United States on plants for 
planting must be performed at the time of importation into the United 
States. Treatment shall be performed by an inspector or under an 
inspector's supervision at a Government-operated special inspection 
facility, except that an importer may have such treatment performed at 
a nongovernmental facility if the treatment is performed at 
nongovernment expense under the supervision of an inspector and in 
accordance with part 305 of this chapter and in accordance with any 
treatment required by an inspector as an emergency measure in order to 
prevent the dissemination of any quarantine pests. However, treatment 
may be performed at a nongovernmental facility only in cases of 
unavailability of government facilities and only if, in the judgment of 
an inspector, the plants for planting can be transported to such 
nongovernmental facility without the risk of introduction into the 
United States of quarantine pests.
    (c) Any treatment performed outside the United States must be 
monitored and certified by an APHIS inspector or an official from the 
NPPO of the exporting country. If monitored and certified by an 
official of the NPPO of the exporting country, then a phytosanitary 
certificate must be issued with the following declaration: ``The 
consignment of (fill in taxon) has been treated in accordance with 7 
CFR part 305.'' During the entire interval between treatment and 
export, the consignment must be stored and handled in a manner that 
prevents any infestation by quarantine pests.

(Approved by the Office of Management and Budget under control 
number 0579-0190)


Sec.  319.37-10   Growing media.

    (a) Any plants for planting at the time of importation or offer for 
importation into the United States shall be free of sand, soil, earth, 
and other growing media, except as provided in paragraph (b), (c), or 
(d) of this section.
    (b) Plants for planting from Canada may be imported in any growing 
medium, except as restricted in the Plants for Planting Manual. 
Restrictions on growing media for specific types of plants for planting 
imported from Canada will be added, changed, or removed in accordance 
with Sec.  319.37-20.
    (c) Certain types of plants for planting growing solely in certain 
growing media listed in the Plants for Planting Manual may be imported 
established in such growing media. The Administrator has determined 
that the importation of the specified types of plants for planting in 
these growing media does not pose a risk of introducing quarantine 
pests into the United States. If the Administrator determines that a 
new growing medium may be added to the list of growing media in which 
imported plants for planting may be established, or that a growing 
medium currently listed for such purposes is no longer suitable for 
establishment of imported plants for planting, APHIS will publish in 
the Federal Register a notice that announces our proposed determination 
and requests comment on the change. After the close of the comment 
period, APHIS will publish another notice informing the public of the 
Administrator's decision on the change to the list of growing media in 
which imported types of plants for planting may be established.
    (d) Certain types of plants for planting, as listed in the Plants 
for Planting Manual, may be imported when they are established in a 
growing medium approved by the Administrator and they are produced in 
accordance with additional requirements specified in the Plants for 
Planting Manual. Changes to the list of plants for planting that may be 
imported in growing media, and to the requirements for the importation 
of those types of plants for planting, will be made in accordance with 
Sec.  319.37-20.

(Approved by the Office of Management and Budget under control 
numbers 0579-0190, 0579-0439, 0579-0454, 0579-0458, and 0579-0463)


Sec.  319.37-11  Packing and approved packing material.

    (a) Plants for planting for importation into the United States must 
not be packed in the same container as plants for planting whose 
importation into the United States is not authorized pending pest risk 
analysis in accordance with Sec.  319.37-4.
    (b) Any plants for planting at the time of importation or offer for 
importation into the United States shall not be packed in a packing 
material unless the plants were packed in the packing material 
immediately prior to shipment; such packing material is free from sand, 
soil, or earth (except as designated in the Plants for Planting 
Manual); has not been used previously as packing material or otherwise; 
and is approved by the Administrator as not posing a risk of 
introducing quarantine pests. Approved packing materials are listed in 
the Plants for Planting Manual.

[[Page 11862]]

    (c) If the Administrator determines that a new packing material may 
be added to the list of packing materials, or that a packing material 
currently listed should no longer be approved, APHIS will publish in 
the Federal Register a notice that announces our proposed determination 
and requests comment on the change. After the close of the comment 
period, APHIS will publish another notice informing the public of the 
Administrator's decision on the change to the list of approved packing 
materials.

(Approved by the Office of Management and Budget under control 
number 0579-0190)


Sec. Sec.  319.37-12 through 319.37-19  [Reserved]


Sec.  319.37-20   Restrictions on the importation of specific types of 
plants for planting.

    (a) Plant type-specific restrictions. In addition to the general 
restrictions in this subpart, the Administrator may impose additional 
restrictions on the importation of specific types of plants for 
planting necessary to effectively mitigate the risk of introducing 
quarantine pests into the United States through the importation of 
specific plants for planting. Additional restrictions may be placed on 
the importation of the entire plant or on certain plant parts. A list 
of the types of plants for planting whose importation is subject to 
additional restrictions, and the specific restrictions that apply to 
the importation of each type of plants for planting, may be found in 
the Plants for Planting Manual.
    (b) Basis for changing restrictions. The Administrator may 
determine that it is necessary to add, change, or remove restrictions 
on the importation of a specific type of plants for planting, based on 
the risk of introducing a quarantine pest through the importation of 
that type of plants for planting. The Administrator will make this 
determination based on the findings of a pest risk analysis or on other 
scientific evidence.
    (c) Process for adding, changing, or removing restrictions. 
Restrictions on the importation of a specific type of plants for 
planting beyond the general restrictions in Sec. Sec.  319.37-5 through 
319.37-11 will be changed through the following process:
    (1) Document describing restrictions. APHIS will publish in the 
Federal Register a notice that announces our proposed determination 
that it is necessary to add, change, or remove restrictions on the 
importation of a specific type of plants for planting. This notice will 
make available for public comment a document describing the 
restrictions that the Administrator has determined are necessary and 
how these restrictions will mitigate the risk of introducing quarantine 
pests into the United States.
    (2) Response to comments. APHIS will issue a second notice after 
the close of the public comment period on the notice described in 
paragraph (c)(1) of this section. This notice will inform the public of 
the specific restrictions, if any, that the Administrator has 
determined to be necessary in order to mitigate the risk of introducing 
quarantine pests into the United States through the importation of the 
type of plants for planting. In response to the public comments 
submitted, the Administrator may implement the restrictions described 
in the document made available by the initial notice, amend the 
restrictions in response to public comment, or determine that changes 
to the restrictions on the importation of the type of plants for 
planting are unnecessary.
    (d) Previously imposed restrictions on specific types of plants for 
planting. Types of plants for planting whose importation was subject to 
specific restrictions by specific regulation as of April 18, 2018, will 
continue to be subject to those restrictions, except as changed in 
accordance with the process specified in paragraph (c) of this section. 
The restrictions are found in the Plants for Planting Manual.


Sec.  319.37-21   Integrated pest risk management measures.

    If a type of plants for planting is a host of a quarantine pest or 
pests, APHIS may require the type of plants for planting to be produced 
in accordance with integrated pest risk management measures as a 
condition of importation. This section sets out a general framework for 
integrated pest risk management measures. When APHIS determines that 
integrated measures are necessary to mitigate risk, APHIS will use this 
framework to develop integrated pest risk management measures that 
mitigate the quarantine pest risks associated with that type of plants 
for planting through the process described in Sec.  319.37-20.
    (a) Responsibilities of the place of production. The place of 
production is responsible for identifying, developing, and implementing 
procedures that meet the requirements of both the NPPO of the exporting 
country and APHIS. Participants in the export program must be approved 
by the NPPO or its designee and APHIS. Approval will be conferred by 
the NPPO or its designee and APHIS after the participant meets the 
conditions required for integrated pest risk management. Approval will 
be withdrawn if the participant fails to meet the conditions at any 
time. All documentation required under paragraphs (a)(5) and (6) of 
this section will be maintained by the exporting place of production 
and made available to official representatives of the NPPO of the 
exporting country and APHIS upon request. The place of production must 
be open to necessary and reasonable audit, monitoring, and evaluation 
of compliance by the NPPO of the exporting country and APHIS. The 
management of the place of production will be responsible for complying 
with the integrated pest risk management measures. Management must 
specify the roles and responsibilities of its personnel to perform 
program activities. The place of production must notify the NPPO of the 
exporting country of deficiencies detected during internal audits. The 
NPPO of the exporting country will be responsible for ensuring that the 
place of production is in compliance with the integrated pest risk 
management measures.
    (1) Pest management program. The place of production must develop 
and implement an approved pest management program that contains ongoing 
pest monitoring and procedures for the exclusion and control of plant 
pests. The place of production must obtain material used to produce 
plants for planting from sources that are free of quarantine pests and 
that are approved by the NPPO of the exporting country and APHIS. All 
sources of plants for planting and the phytosanitary status of those 
plants must be well-documented and the program for producing plants for 
planting carefully monitored.
    (2) Training. A training program approved by the NPPO of the 
exporting country and APHIS must be established, documented, and 
regularly conducted at the place of production. The training program 
must ensure that all those involved in the export program possess 
specific knowledge related to the relevant components of the program 
and a general understanding of its requirements.
    (3) Internal audits. The place of production must perform, or 
designate parties to perform internal audits that ensure that a plan 
approved and documented by APHIS and the NPPO of the exporting country 
is being followed and is achieving the appropriate level of pest 
management.
    (4) Traceability. The place of production must implement a 
procedure approved by APHIS and the NPPO of the exporting country or 
its designee

[[Page 11863]]

that documents and identifies plants from propagation through harvest 
and sale to ensure that plants can be traced forward and back from the 
place of production. Depending on the nature of the quarantine pests, 
the system may need to account for:
    (i) The origin and pest status of mother stock;
    (ii) The year of propagation and the place of production of all 
plant parts that make up the plants for planting intended for export;
    (iii) Geographic location of the place of production;
    (iv) Location of plants for planting within the place of 
production;
    (v) The plant taxon; and
    (vi) The purchaser's identity.
    (5) Documentation of program procedures. The place of production 
must develop a manual approved by the NPPO of the exporting country and 
APHIS that guides the place of production's operation and that includes 
the following components:
    (i) Administrative procedures (including roles and responsibilities 
and training procedures);
    (ii) Pest management plan;
    (iii) Place of production internal audit procedures;
    (iv) Management of noncompliant product or procedures;
    (v) Traceability procedures; and
    (vi) Recordkeeping systems.
    (6) Records. A place of production must maintain records on its 
premises as specified by APHIS and the NPPO of the exporting country. 
These records must be made available to APHIS and the NPPO of the 
exporting country upon request. These documents include all the 
elements described in this paragraph (a) and copies of all internal and 
external audit documents and reports.
    (b) Responsibilities of APHIS and the NPPO of the exporting 
country. APHIS and the NPPO of the exporting country are responsible 
for collaborating to establish program requirements, including 
workplans and compliance agreements as necessary, for recognizing and 
implementing particular import programs. Technically justified 
modifications to the program may be negotiated. The administration of 
program requirements must include such elements as clarification of 
terminology, testing and retesting requirements, eligibility, the 
nomenclature of certification levels, horticultural management, 
isolation and sanitation requirements, inspection, documentation, 
identification and labeling, quality assurance, noncompliance and 
remedial measures, and postentry quarantine requirements. The criteria 
for approving, suspending, removing, and reinstating approval for a 
particular program should be jointly developed and agreed upon by APHIS 
and the NPPO of the exporting country. Information should be exchanged 
between APHIS and the NPPO of the exporting country through officially 
designated points of contact.
    (c) Responsibilities of the NPPO of the exporting country. (1) The 
NPPO of the exporting country must provide sufficient information to 
APHIS to support the evaluation and acceptance of export programs. This 
may include:
    (i) Specific identification of the commodity, place of production, 
and expected volume and frequency of consignments;
    (ii) Relevant production, harvest, packing, handling, and transport 
details;
    (iii) Pests associated with the plant including prevalence, 
distribution, and damage potential;
    (iv) Risk management measures proposed for a pest management 
program; and
    (v) Relevant efficacy data.
    (2) A phytosanitary certificate should be issued by the NPPO of the 
exporting country unless APHIS and the NPPO of the exporting country 
agree to use other documentation in accordance with Sec.  319.37-6(c).
    (3) Other responsibilities of the NPPO of the exporting country 
include:
    (i) Establishing and maintaining compliance agreements as 
necessary;
    (ii) Oversight and enforcement of program provisions;
    (iii) Arrangements for monitoring and audit; and
    (iv) Maintaining appropriate records.
    (d) Responsibilities of plant brokers trading in plants for 
planting produced in accordance with integrated pest risk management 
measures. Plant brokers trading in plants for planting produced in 
accordance with integrated pest risk management measures must be 
approved by the NPPO of the exporting country or its designee. The list 
of plant brokers must be provided to APHIS upon request. Approval may 
only be conferred by the NPPO or its designee after the participant 
demonstrates that it can meet the requirements of this paragraph (d). 
Approval must be withdrawn if the participant fails to meet the 
conditions at any time. Plant brokers must ensure the traceability of 
export consignments to an approved place of production or production 
site. Brokers must maintain the phytosanitary status of the plants 
equivalent to an approved place of production from purchase, storage, 
and transportation to the export destination. Plant brokers must 
document these processes for verifying status and maintaining 
traceability.
    (e) External audits. APHIS and the NPPO of the exporting country 
will agree to the requirements for external audits.
    (1) APHIS audits. APHIS will evaluate the integrated pest risk 
management measures of the NPPO of the exporting country before 
acceptance. This could consist of documentation review, site visits, 
and inspection and testing of plants produced under the system. 
Following approval, APHIS or its designee will monitor and periodically 
audit the system to ensure that it continues to meet the stated 
objectives. Audits will include inspection of imported plants for 
planting, site visits, and review of the integrated pest risk 
management measures and internal audit processes of the place of 
production and the NPPO of the exporting country.
    (2) Audits by the NPPO of the exporting country. The NPPO must 
arrange for audits of the exporting system. Audits may be conducted by 
the NPPO or its designee and may consist of inspection and testing of 
plants for planting and the documentation and management practices as 
they relate to the program. Audits should verify that:
    (i) The places of production in the program are free of quarantine 
pests;
    (ii) Program participants are complying with the specified 
standards;
    (iii) The integrated pest management measures continue to meet 
APHIS requirements; and
    (iv) Arrangements with designees are complied with.
    (f) Noncompliance. (1) The exporting NPPO must notify APHIS of 
noncompliance within the integrity of the system or noncompliance by a 
place of production that affects the phytosanitary integrity of the 
commodity. The requirements for notification will be determined between 
the NPPO of the exporting country and APHIS.
    (2) Regulatory responses to program failures will be based on 
existing bilateral agreements. Contingency plans may be established in 
advance to ensure that alternative measures are available in the event 
that all or part of a program fails. APHIS will specify the 
consequences of noncompliance to the NPPO of the exporting country. The 
NPPO must specify the consequences of noncompliance to the participants 
in the program. These may vary depending on the nature and severity of 
the infraction. In addition, remedial measures should be specified to 
enable a suspended or decertified place of production or plant broker 
to become

[[Page 11864]]

eligible for reinstatement or recertification.
    (3) Places of production or plant brokers that do not meet the 
conditions of the program must be suspended. Plants for planting must 
not be exported from a place of production or a plant broker that has 
failed to meet the program requirements.
    (4) The effectiveness of remedial measures taken must be verified 
before reinstatement to the program by the exporting NPPO and, where 
appropriate, by APHIS.

(Approved by the Office of Management and Budget under control 
number 0579-0190)

Sec.  319.37-22   Trust fund agreements.

    If APHIS personnel need to be physically present in an exporting 
country or region to facilitate the exportation of plants for planting 
and APHIS services are to be funded by the NPPO of the exporting 
country or a private export group, then the NPPO or the private export 
group must enter into a trust fund agreement with APHIS that is in 
effect at the time APHIS' services are needed. Under the agreement, the 
NPPO of the exporting country or the private export group must pay in 
advance all estimated costs that APHIS expects to incur in providing 
inspection services in the exporting country. These costs will include 
administrative expenses incurred in conducting the services and all 
salaries (including overtime and the Federal share of employee 
benefits), travel expenses (including per diem expenses), and other 
incidental expenses incurred by the inspectors in performing services. 
The agreement must require the NPPO of the exporting country or region 
or a private export group to deposit a certified or cashier's check 
with APHIS for the amount of those costs, as estimated by APHIS. The 
agreement must further specify that, if the deposit is not sufficient 
to meet all costs incurred by APHIS, the NPPO of the exporting country 
or a private export group must deposit with APHIS, before the services 
will be completed, a certified or cashier's check for the amount of the 
remaining costs, as determined by APHIS. After a final audit at the 
conclusion of each shipping season, any overpayment of funds would be 
returned to the NPPO of the exporting country or region or a private 
export group, or held on account.

(Approved by the Office of Management and Budget under control 
number 0579-0190)

Sec.  319.37-23  Postentry quarantine.

    (a) Postentry quarantine. One specific restriction that may be 
placed upon the importation of a type of plants for planting in 
accordance with Sec.  319.37-20 is that it be grown in postentry 
quarantine. The Plants for Planting Manual lists the taxa required to 
be imported into postentry quarantine. Plants for planting grown in 
postentry quarantine must be grown under postentry quarantine 
conditions specified in paragraphs (c) and (d) of this section, and may 
be imported or offered for importation into the United States only:
    (1) If destined for a State that has completed a State postentry 
quarantine agreement with APHIS in accordance with paragraph (b) of 
this section;
    (2) If an importer postentry quarantine growing agreement has been 
completed and submitted to Plant Protection and Quarantine in 
accordance with paragraph (c) of this section. The agreement must be 
signed by the person (the importer) applying for the importation of the 
plants for planting in accordance with Sec.  319.6; and,
    (3) If Plant Protection and Quarantine has determined that the 
completed postentry quarantine growing agreement fulfills the 
applicable requirements of this section and that services by State 
inspectors are available to monitor and enforce the postentry 
quarantine.
    (b) State postentry quarantine agreement. Plants for planting 
required to undergo postentry quarantine in accordance with Sec.  
319.37-20 may only be imported if destined for postentry quarantine 
growing in a State which has entered into a written agreement with the 
Animal and Plant Health Inspection Service, signed by the Administrator 
or his or her designee and by the State Plant Regulatory Official. In 
accordance with the laws of individual States, inspection and other 
postentry quarantine services provided by a State may be subject to 
charges imposed by the State. A list of States that have entered into a 
postentry quarantine agreement in accordance with this paragraph can be 
found in the Plants for Planting Manual.
    (c) Importer postentry quarantine growing agreements. Any plants 
for planting required to be grown under postentry quarantine 
conditions, as well as any increase therefrom, shall be grown in 
accordance with an importer postentry quarantine growing agreement 
signed by the person (the importer) applying for a written permit in 
accordance with Sec.  319.37-5 for importation of the plants for 
planting and submitted to Plant Protection and Quarantine. On each 
importer postentry quarantine growing agreement, the person shall also 
obtain the signature of the State Plant Regulatory Official for the 
State in which plants for planting covered by the agreement will be 
grown. The importer postentry quarantine growing agreement shall 
specify the kind, number, and origin of plants to be imported; the 
conditions specified in the Plants for Planting Manual under which the 
plants for planting will be grown, maintained, and labeled; and the 
reporting requirements in the case of abnormal or dead plants for 
planting. The agreement shall certify to APHIS and to the State in 
which the plants for planting are grown that the signer of the 
agreement will comply with the conditions of the agreement for the 
postentry quarantine growing period prescribed for the type of plants 
for planting in the Plants for Planting Manual.
    (d) Applications for permits. A completed importer postentry 
quarantine agreement shall accompany the application for a written 
permit for plants for planting required to be grown under postentry 
quarantine conditions. Importer postentry quarantine agreement forms 
are available without charge from the Animal and Plant Health 
Inspection Service, Plant Protection and Quarantine, Permit Unit, 4700 
River Road, Unit 136, Riverdale, MD 20737-1236 or on the internet at 
http://www.aphis.usda.gov/permits/ppq_epermits.shtml.
    (e) Inspector-ordered disposal, movement, or safeguarding of plants 
for planting; costs and charges, civil and criminal liabilities--(1) 
Growing at unauthorized sites. If an inspector determines that any 
plants for planting subject to the postentry quarantine growing 
requirements of this section, or any increase therefrom, is being grown 
at an unauthorized site, the inspector may file an emergency action 
notification (PPQ Form 523) with the owner of the plants for planting 
or the person who owns or is in possession of the site on which the 
plants for planting is being grown. The person named in the PPQ Form 
523 must, within the time specified in PPQ Form 523, sign a postentry 
quarantine growing agreement, destroy, ship to a point outside the 
United States, move to an authorized postentry quarantine site, and/or 
apply treatments or other safeguards to the plants for planting, the 
increase therefrom, or any portion of the plants for planting or the 
increase therefrom, as prescribed by an inspector to prevent the 
introduction of quarantine pests into the United States. In choosing 
which action to order and in setting the time limit for the action, the 
inspector shall consider the degree of pest risk presented by the 
quarantine pests associated with the type of plants

[[Page 11865]]

for planting (including increase therefrom), the types of other host 
materials for the pest in or near the growing site, the climate and 
season at the site in relation to the pest's survival, and the 
availability of treatment facilities.
    (2) Growing at authorized sites. If an inspector determines that 
any plants for planting, or any increase therefrom, grown at a site 
specified in an authorized postentry quarantine growing agreement is 
being grown contrary to the provisions of this section, including in 
numbers greater than the number approved by the postentry quarantine 
growing agreement, or in a manner that otherwise presents a risk of 
introducing quarantine pests into the United States, the inspector 
shall issue an emergency action notification (PPQ Form 523) to the 
person who signed the postentry quarantine growing agreement. That 
person shall be responsible for carrying out all actions specified in 
the emergency action notification. The emergency action notification 
may extend the time for which the plants for planting and the increase 
therefrom must be grown under the postentry quarantine conditions 
specified in the authorized postentry quarantine growing agreement, or 
may require that the person named in the notification must destroy, 
ship to a point outside the United States, or apply treatments or other 
safeguards to the plants for planting, the increase therefrom, or any 
portion of the plants for planting or the increase therefrom, within 
the time specified in the emergency action notification. In choosing 
which action to order and in setting the time limit for the action, the 
inspector shall consider the degree of pest risk presented by the 
quarantine pests associated with the type of plants for planting 
(including increase therefrom), the types of other host materials for 
the pest in or near the growing site, the climate and season at the 
site in relation to the pest's survival, and the availability of 
treatment facilities.
    (3) Costs and charges. All costs pursuant to any action ordered by 
an inspector in accordance with this section shall be borne by the 
person who signed the postentry quarantine growing agreement covering 
the site where the plants for planting were grown, or if no such 
agreement was signed, by the owner of the plants for planting at the 
growing site.

(Approved by the Office of Management and Budget under control 
number 0579-0190)

0
13. Section 319.40-2 is amended by revising paragraph (c) to read as 
follows:


Sec.  319.40-2   General prohibitions and restrictions; relation to 
other regulations.

* * * * *
    (c) Regulation of articles imported for propagation or human 
consumption. The requirements of this subpart do not apply to regulated 
articles that are allowed importation in accordance with Subpart--
Plants for Planting of this part or to regulated articles imported for 
human consumption that are allowed importation in accordance with 
Subpart--Fruits and Vegetables of this part.
* * * * *

0
14. Section 319.41 is amended as follows:
0
a. By redesignating paragraph (d) as paragraph (e); and
0
b. By adding a new paragraph (d).
    The addition reads as follows:


Sec.  319.41   Notice of quarantine.

* * * * *
    (d) The importation of plants (including any plant parts) of any of 
the taxa listed in paragraph (b) of this section that are for planting 
or capable of being planted is restricted under

Subpart--Plants for Planting of this part.

* * * * *


Sec.  319.41a   [Amended]

0
15. In Sec.  319.41a, paragraph (b) is amended by removing the citation 
``Sec.  319.37-4(a)'' and adding the citation ``Sec.  319.37-6(a)'' in 
its place.

0
16. Section 319.55 is amended as follows:
0
a. By revising paragraphs (a) and (b);
0
b. By redesignating paragraph (d) as paragraph (e); and
0
c. By adding a new paragraph (d).
    The revisions and addition read as follows:


Sec.  319.55   Notice of quarantine.

    (a) The fact has been determined by the Secretary of Agriculture, 
and notice is hereby given:
    (1) That injurious fungal diseases of rice, including downy mildew 
(Sclerospora macrospora), leaf smut (Entyloma oryzae), blight (Oospora 
oryzetorum), and glume blotch (Melanomma glumarum), as well as 
dangerous insect pests, new to and not heretofore widely prevalent or 
distributed within and throughout the United States, exist, as to one 
or more of such diseases and pests, in Europe, Asia, Africa, Central 
America, South America, and other foreign countries and localities, and 
may be introduced into this country through importations of rice straw 
and rice hulls; and
    (2) That the unrestricted importation of rice straw and rice hulls 
may result in the entry into the United States of the injurious plant 
diseases heretofore enumerated, as well as insect pests.
    (b) To prevent the introduction into the United States of the plant 
pests and diseases indicated above, the Secretary has determined that 
it is necessary to restrict the importation of rice straw and rice 
hulls from all foreign locations, except as otherwise provided in this 
subpart.
* * * * *
    (d) The importation of seed or paddy rice is restricted under 
Subpart--Plants for Planting of this part.
* * * * *


Sec.  319.55-2   [Amended]

0
17. Section 319.55-2 is amended by removing the words ``seed or paddy 
rice from Mexico or'' and the words ``from any country''.


Sec.  319.55-3  [Amended]

0
18. Section 319.55-3 is amended as follows:
0
a. By removing paragraph (a) and redesignating paragraphs (b), (c), and 
(d) as paragraphs (a), (b), and (c), respectively;
0
b. In newly redesignated paragraph (a), by removing the words ``from 
all foreign countries''; and
0
c. In newly redesignated paragraph (b), by removing the words ``seed or 
paddy rice,'' and by removing the comma after the word ``straw''.


Sec.  319.55-6   [Amended]

0
19. Section 319.55-6 is amended as follows:
0
a. By removing and reserving paragraph (a);
0
b. By redesignating paragraphs (c)(1) and (2) as paragraphs (b)(3) and 
(4), respectively; and
0
c. By removing the designation and heading of paragraph (c).

0
20. Section 319.55-7 is revised as follows:


Sec.  319.55-7   Importations by mail.

    Importations of rice straw and rice hulls may be made by mail or 
cargo, provided that a permit has been issued for the importation in 
accordance with Sec. Sec.  319.7 through 319.7-5 and all conditions of 
the permit are met.

(Approved by the Office of Management and Budget under control 
number 0579-0049)

Sec.  319.56-10   [Amended]

0
21. In Sec.  319.56-10, paragraph (a)(2) is amended by removing the 
words ``Sec.  319.37-2 of this part'' and adding the citation ``Sec.  
319.37-20'' in their place.

[[Page 11866]]

Sec.  319.56-11  [Amended]

0
22. In Sec.  319.56-11, paragraph (b)(3) is amended by removing the 
words ``Sec. Sec.  319.37 through 319.37-14 of this part'' and adding 
the words ``Sec. Sec.  319.37-1 through 319.37-23'' in their place.


Sec.  319.59-1   [Amended]

0
23. In Sec.  319.59-1, the definition of grain is amended by adding the 
words ``and not for planting'' before the period.

0
24. Section 319.59-2 is amended as follows:
0
a. By removing and reserving paragraph (a);
0
b. In paragraph (b) introductory text, by removing the words ``Triticum 
spp. plants, articles'' and adding the word ``Articles'' in their 
place;
0
c. In paragraph (b)(1), by removing the words ``Sec.  319.37-14 of this 
part'' and adding the words ``accordance with Sec.  319.37-8(a)'' in 
their place; and
0
d. By adding paragraph (c).
    The addition reads as follows:


Sec.  319.59-2   General import prohibitions; exceptions.

* * * * *
    (c) The importation of any host crops (including seed and any other 
plant parts) that are for planting or capable of being planted is 
restricted under Subpart--Plants for Planting of this part.

0
25. Section 319.59-3 is amended by revising paragraph (a) to read as 
follows:


Sec.  319.59-3  Articles prohibited importation pending risk 
evaluation.

* * * * *
    (a) The following articles of Triticum spp. (wheat) or of Aegilops 
spp. (barb goatgrass, goatgrass): Straw (other than straw, with or 
without heads, which has been processed or manufactured for use 
indoors, such as for decorative purposes or for use in toys); chaff; 
and products of the milling process (i.e., bran, shorts, thistle 
sharps, and pollards) other than flour.
* * * * *


Sec.  319.59-4   [Amended]

0
26. In Sec.  319.59-4, paragraph (a)(2) is amended by removing the word 
``seed,''.


Sec.  319.69a   [Amended]

0
27. In Sec.  319.69a, paragraph (c) is amended by removing the citation 
``Sec.  319.37-9'' and adding the citation ``Sec.  319.37-11'' in its 
place.


Sec.  319.73-1   [Amended]

0
28. In Sec.  319.73-1, the definition of unroasted coffee is amended by 
adding the words ``intended for processing'' before the period.

0
29. Section 319.73-2 is amended by revising paragraphs (a)(2) and (b) 
to read as follows:


Sec.  319.73-2   Products prohibited importation.

    (a) * * *
    (2) Coffee leaves; and
* * * * *
    (b) The importation of any coffee plants (including bare seeds, 
seeds in pulp, and any other plant parts) that are for planting or 
capable of being planted is restricted under Subpart--Plants for 
Planting of this part.


Sec.  319.74-1  [Amended]

0
30. In Sec.  319.74-1, the definition of cut flower is amended by 
adding the words ``and not for planting'' after the word ``state''.


Sec.  319.75 [Amended]  

0
31. In Sec.  319.75, paragraph (c)(2) is amended by removing the 
citation ``Sec.  319.37-14'' and adding the words ``accordance with 
Sec.  319.37-8(a)'' in its place.


Sec.  319.75-1   [Amended]

0
32. Section 319.75-1 is amended by removing the definition of nursery 
stock.

0
33. Section 319.75-2 is amended by revising footnote 1 to read as 
follows:


Sec.  319.75-2   Restricted articles.1

* * * * *

    \1\ The importation of restricted articles may be subject to 
prohibitions or restrictions under other provisions of 7 CFR part 
319. For example, fresh whole chilies (Capsicum spp.) and fresh 
whole red peppers (Capsicum spp.) from Pakistan are prohibited from 
being imported into the United States under the provisions of 
Subpart--Fruits and Vegetables of this part, and the importation of 
any restricted articles that are for planting or capable of being 
planted is restricted under Subpart--Plants for Planting of this 
part.


Sec.  319.75-8   [Amended]

0
34. Section 319.75-8 is amended by removing the words ``port of entry 
identified in Sec.  319.37-14 of this part'' and adding the words 
``Customs designated port of entry indicated in 19 CFR 101.3(b)(1)'' in 
their place.


Sec.  319.75-9  [Amended]

0
35. In Sec.  319.75-9, paragraphs (a), (b), and (c) are amended by 
removing the words ``nursery stock, plant,'' and the words ``root, 
bulb,'' each time they occur.


Sec.  319.77-2  [Amended]

0
36. Section 319.77-2 is amended as follows:
0
a. In the introductory text, by removing the words ``through (g)'' and 
adding the words ``through (e)'' in their place; and
0
b. By removing paragraphs (b) and (c) and redesignating paragraphs (d) 
through (h) as (b) through (f), respectively.

0
37. Section 319.77-4 is amended as follows:
0
a. By revising footnote 1;
0
b. In paragraphs (a)(1) introductory text and (a)(2) introductory text, 
by removing the words ``, trees with roots, and shrubs with roots and 
persistent woody stems'' each time they occur; and
0
c. In paragraphs (a)(2)(i) and (ii), by removing the words ``or 
shrubs'' each time they occur.
    The revision reads as follows:


Sec.  319.77-4   Conditions for the importation of regulated articles.

    (a) Trees and shrubs.1

* * * * *

    \1\ Trees and Shrubs from Canada may be subject to additional 
restrictions under ``Subpart--Logs, Lumber, and Other Unmanufactured 
Wood Articles'' (Sec. Sec.  319.40-1 through 319.40-11).

PART 330--FEDERAL PLANT PEST REGULATIONS; GENERAL; PLANT PESTS; 
SOIL, STONE, AND QUARRY PRODUCTS; GARBAGE

0
38. The authority citation for part 330 continues to read as follows:

    Authority:  7 U.S.C. 450, 7701-7772, 7781-7786, and 8301-8317; 
21 U.S.C. 136 and 136a; 31 U.S.C. 9701; 7 CFR 2.22, 2.80, and 371.3.


Sec.  330.300a  [Amended]

0
39. In Sec.  330.300a, footnote 1 is amended by removing the words ``by 
Sec.  319.37-5'' and adding the words ``under Sec. Sec.  319.37-1 
through 319.37-23'' in their place.

PART 340--INTRODUCTION OF ORGANISMS AND PRODUCTS ALTERED OR 
PRODUCED THROUGH GENETIC ENGINEERING WHICH ARE PLANT PESTS OR WHICH 
THERE IS REASON TO BELIEVE ARE PLANT PESTS

0
40. The authority citation for part 340 continues to read as follows:

    Authority:  7 U.S.C. 7701-7772 and 7781-7786; 31 U.S.C. 9701; 7 
CFR 2.22, 2.80, and 371.3.


Sec.  340.0  [Amended]

0
41. In Sec.  340.0, footnote 1 is amended as follows:
0
a. By removing the words ``Nursery Stock, Plants, Roots, Bulbs, Seeds, 
and Other Plant Products'' and adding the words ``Plants for Planting'' 
in their place;
0
b. By removing the citation ``7 CFR 319.37-3'' and adding the words 
``Sec.  319.37-5 of this chapter'' in its place;
0
c. By removing the words ``nursery stock'' both times they appear and

[[Page 11867]]

adding the words ``plants for planting'' in their place; and
0
d. By removing the words ``stock is'' and adding the words ``plants 
are'' in their place.


Sec.  340.4   [Amended]

0
42. In Sec.  340.4, paragraph (f)(11)(i) is amended by removing the 
citation ``Sec.  319.37-14'' and adding the words ``accordance with 
Sec.  319.37-8(a)'' in its place.


Sec.  340.7   [Amended]

0
43. In Sec.  340.7, paragraph (b) introductory text is amended by 
removing the citation ``Sec.  319.37-14'' and adding the words 
``accordance with Sec.  319.37-8(a)'' in its place.

PART 360--NOXIOUS WEED REGULATIONS

0
44. The authority citation for part 360 continues to read as follows:

    Authority:  7 U.S.C. 7701-7772 and 7781-7786; 7 CFR 2.22, 2.80, 
and 371.3.


Sec.  360.400   [Amended]

0
45. In Sec.  360.400, paragraph (a)(2) is amended by removing the 
citation ``Sec.  319.37-6'' and adding the words ``Sec.  319.37-9(c) of 
this chapter'' in its place, and by removing the citation ``Sec.  
319.37-13(c)'' and adding the citation ``Sec.  319.37-9(c)'' in its 
place.

PART 361--IMPORTATION OF SEED AND SCREENINGS UNDER THE FEDERAL SEED 
ACT

0
46. The authority citation for part 361 continues to read as follows:

    Authority:  7 U.S.C. 1581-1610; 7 CFR 2.22, 2.80, and 371.3.


Sec.  361.2   [Amended]

0
47. In Sec.  361.2, paragraph (d) is amended by removing the words 
``restrictions of Sec.  319.37-3(a)(7)'' and adding the words ``permit 
requirements of Sec.  319.37-5 of this chapter'' in their place.

    Done in Washington, DC, this 9th day of March 2018.
Kevin Shea,
Administrator, Animal and Plant Health Inspection Service.
[FR Doc. 2018-05424 Filed 3-16-18; 8:45 am]
 BILLING CODE 3410-34-P



                                                                                                                                                                                              11845

                                              Rules and Regulations                                                                                         Federal Register
                                                                                                                                                            Vol. 83, No. 53

                                                                                                                                                            Monday, March 19, 2018



                                              This section of the FEDERAL REGISTER                    easier for readers to find and less                   for importation of all plants for planting
                                              contains regulatory documents having general            cumbersome for us to change.                          under the plants for planting
                                              applicability and legal effect, most of which           DATES: Effective April 18, 2018.                      regulations.
                                              are keyed to and codified in the Code of
                                              Federal Regulations, which is published under           FOR FURTHER INFORMATION CONTACT:    Dr.                  • Add most of the plants for planting
                                              50 titles pursuant to 44 U.S.C. 1510.                   Shailaja Rabindran, Assistant Director,               that are listed as prohibited in § 319.37–
                                                                                                      Plants for Planting Policy, PPQ, APHIS,               2(a) to the list of plants for planting
                                              The Code of Federal Regulations is sold by              4700 River Road, Unit 133, Riverdale,                 whose importation is not authorized
                                              the Superintendent of Documents.                        MD 20737; (301) 851–2167.                             pending pest risk analysis (NAPPRA) in
                                                                                                      SUPPLEMENTARY INFORMATION:                            accordance with current § 319.37–2a.
                                                                                                                                                            We proposed to characterize the other
                                              DEPARTMENT OF AGRICULTURE                               Background                                            prohibitions as restrictions, rather than
                                              Animal and Plant Health Inspection                         Under the Plant Protection Act (7                  prohibitions, and to list them as such in
                                              Service                                                 U.S.C. 7701 et seq.), the Secretary of                the Plants for Planting Manual. This
                                                                                                      Agriculture is authorized to take such                manual is currently used by importers
                                              7 CFR Parts 318, 319, 330, 340, 360,                    actions as may be necessary to prevent                and inspectors as a reference regarding
                                              and 361                                                 the introduction and spread of plant                  restrictions on the importation of plants
                                                                                                      pests and noxious weeds within the                    for planting.
                                              [Docket No. APHIS–2008–0011]                            United States. The Secretary has                         • Within the plants for planting
                                                                                                      delegated this authority to the                       regulations, group together the
                                              RIN 0579–AD75
                                                                                                      Administrator of the Animal and Plant                 requirements that apply to the
                                              Restructuring of Regulations on the                     Health Inspection Service (APHIS).                    importation of all or most plants for
                                              Importation of Plants for Planting                         The regulations in 7 CFR part 319                  planting.
                                                                                                      prohibit or restrict the importation of
                                                                                                                                                               • Move restrictions on the
                                              AGENCY:  Animal and Plant Health                        plants and plant products into the
                                                                                                                                                            importation of specific types of plants
                                              Inspection Service, USDA.                               United States to prevent the
                                                                                                                                                            for planting from the regulations to the
                                              ACTION: Final rule.                                     introduction of plant pests that are not
                                                                                                                                                            Plants for Planting Manual. We
                                                                                                      already established in the United States
                                              SUMMARY:   We are restructuring the                                                                           proposed to revise how we change these
                                                                                                      or plant pests that may be established
                                              regulations governing the importation of                                                                      restrictions. We proposed to publish a
                                                                                                      but are under the official control of an
                                              plants for planting. In the new structure,                                                                    notice in the Federal Register
                                                                                                      eradication or containment program.
                                              restrictions on the importation of                         The regulations in ‘‘Subpart—Plants                announcing our determination that it is
                                              specific types of plants for planting will              for Planting,’’ §§ 319.37 through 319.37–             necessary to add, change, or remove
                                              no longer be found in the regulations,                  14 (referred to below as the regulations),            restrictions on the importation of a
                                              but instead will be found in the Plants                 restrict the importation of plants for                specific type of plants for planting and
                                              for Planting Manual. We will make                       planting. The term plants for planting is             make available a document describing
                                              changes to the restrictions in the manual               defined in § 319.37–1 as ‘‘plants                     those restrictions and why they are
                                              after taking public comment through                     intended to remain planted, to be                     necessary. We would allow for public
                                              notices published in the Federal                        planted or replanted.’’ Plant is defined              comment on the notice and the
                                              Register. As part of this restructuring,                in that section as ‘‘any plant (including             document it makes available. We would
                                              we are grouping together restrictions in                any plant part) capable of propagation,               then respond to any comments we
                                              the plants for planting regulations that                including a tree, a tissue culture, a                 receive in a second notice published in
                                              apply to the importation of most or all                 plantlet culture, pollen, a shrub, a vine,            the Federal Register, and implement the
                                              plants for planting, and we are adding                  a cutting, a graft, a scion, a bud, a bulb,           restrictions if our determination remains
                                              general requirements for the                            a root, and a seed.’’                                 unchanged.
                                              development of integrated pest risk                        On April 25, 2013, we published in                    • Remove several lists of approved
                                              management measures that we may use                     the Federal Register (78 FR 24634–                    items (for example, the lists of approved
                                              to mitigate the risk associated with the                24663, Docket No. APHIS–2008–0011) a                  growing media, packing materials, and
                                              importation of a specific type of plants                proposal 1 to revise the plants for                   ports of entry) from the regulations and
                                              for planting. We are also amending our                  planting regulations and make several                 instead provide these lists to the public
                                              foreign quarantine regulations to remove                related changes to the foreign                        in the Plants for Planting Manual. We
                                              various provisions regarding the                        quarantine notices in 7 CFR part 319.                 proposed to update these lists, when
                                              importation of specific types of plants                 Briefly, we proposed to do the                        necessary, using the same double-notice
                                              for planting that are not currently                     following:                                            process we are proposing to use to
                                              subject to the general plants for planting                 • Remove provisions from other                     update restrictions on the importation of
                                              regulations; these provisions will also                 subparts in 7 CFR part 319 that regulate              specific types of plants for planting.
                                                                                                                                                               • Establish a framework for the use of
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                                              be found in the Plants for Planting                     the importation of plants for planting
                                              Manual. This action does not make any                   and thus consolidate the requirements                 integrated pest risk management
                                              major changes to the restrictions that                                                                        measures (IPRMM) in the production of
                                                                                                        1 To view the proposed rule, extensions of
                                              currently apply to the importation of                                                                         specific types of plants for planting for
                                                                                                      comment period, supporting document, and the
                                              plants for planting. These changes will                 comments we received, go to http://
                                                                                                                                                            importation into the United States,
                                              make restrictions on the importation of                 www.regulations.gov/#!docketDetail;D=APHIS-           when the pest risk associated with the
                                              specific types of plants for planting                   2008-0011.                                            importation of a type of plants for


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                                              11846              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              planting can only be addressed through                  the current version of the manual is still            that such flowers must not be for
                                              the use of integrated measures.                         in use, could create confusion.                       planting.
                                                 • Make several minor changes to the                    Another commenter stated that                         One commenter stated that inspectors
                                              regulations to improve their clarity and                navigation of and access to the manual                should keep the possibility of planting
                                              reflect current program operations.                     should be as open and easy as possible,               in mind when conducting inspections.
                                                 We did not propose to make major                     and that stakeholders should be notified                We agree. The definition of plant in
                                              changes to the restrictions that currently              of changes.                                           this final rule includes any plant or
                                              apply to the importation of plants for                    We agree. As part of this regulatory                plant part that is capable of propagation.
                                              planting. The proposal was directed                     process, we have undertaken a                         This definition affords our inspectors
                                              towards making the regulations easier to                wholesale revision of the Plants for                  discretion to determine whether a plant
                                              use and to implement.                                   Planting Manual to make it easier to use.             or plant part that is capable of
                                                 Comments on the proposed rule were                   The new version of the manual will be                 propagation and offered for importation
                                              required to be received on or before June               maintained at https://                                should be considered a plant for
                                              24, 2013. We reopened and extended                      www.aphis.usda.gov/import_export/                     planting.
                                              the deadline for comments until                         plants/manuals/ports/downloads/
                                                                                                                                                            Definitions
                                              September 10, 2013, in a document                       plants_for_planting.pdf. Stakeholders
                                              published in the Federal Register on                    can keep abreast of updates to the Plants                We proposed to retain many of the
                                              July 12, 2013 (78 FR 41866–41867,                       for Planting Manual through the APHIS                 current definitions in § 319.37–1 and
                                              Docket No. APHIS–2008–0011). We                         Stakeholder Registry; interested parties              add a few new ones. We received
                                              reopened and extended the deadline for                  can sign up for email notifications at                comments on three of these definitions.
                                              comments a second time, until January                   https://public.govdelivery.com/                          The definition of from specifies that
                                              30, 2014, in a document published in                    accounts/USDAAPHIS/subscriber/new.                    an article is considered to be ‘‘from’’ any
                                              the Federal Register on December 31,                    Finally, whenever we determine that we                country or locality where it was grown,
                                              2013 (78 FR 79636–79637, Docket No.                     need to add, change, or remove                        with exceptions for articles imported to
                                              APHIS–2008–0011). In the latter                         phytosanitary restrictions in the Plants              Canada and subsequently re-exported to
                                              document, we asked specifically for                     for Planting Manual to address the risk               the United States under certain
                                              comments regarding whether to base the                  posed by imported plants for planting,                conditions. These conditions are
                                              framework for the use of IPRMM on                       we will publish a notice in the Federal               specified in subparagraphs (1) through
                                              regional or international standards. We                 Register requesting public comment.                   (4) of the definition. We proposed to
                                              also asked for specific comments                                                                              change the terminology in the definition
                                                                                                      Consolidation of Plants for Planting                  to reflect the proposal but did not
                                              regarding the risk posed when plant                     Provisions
                                              brokers purchase and move plants for                                                                          propose any substantive modifications.
                                              planting after they leave their place of                  We proposed to move provisions from                    One commenter asked that we further
                                              production and before they are exported                 other subparts in 7 CFR part 319 that                 clarify current subparagraph (3) in the
                                              to the United States.                                   regulate the importation of plants for                definition of from. Under this
                                                 We received 17 comments by the                       planting and consolidate all                          subparagraph, to be considered from
                                              January 30, 2014, close of the comment                  requirements for importation of plants                Canada, an article must not have been
                                              period. They were from producer                         for planting in a single location.                    grown in a country or locality which
                                              organizations, State departments of                       One commenter requested                             would subject it to postentry quarantine
                                              agriculture, a foreign national plant                   clarification on whether we were                      in the United States, unless it was
                                              protection organization, an                             limiting the plants for planting                      grown in Canada under equivalent
                                              environmental protection organization,                  regulations to cover only some plants                 postentry quarantine conditions. The
                                              and private citizens. They are discussed                for planting, or whether we were                      commenter understood this provision to
                                              below by topic.                                         clarifying that plants for planting rules             mean that such articles would be subject
                                                                                                      do not apply to plants not for planting.              to two post-entry quarantines, one in
                                              Scope of the Proposed Rule                                We are neither limiting the plants for              Canada following importation from the
                                                 Two commenters expressed concern                     planting regulations nor clarifying as the            country in which it was grown, the
                                              about the length and complexity of the                  commenter suggests, but rather making                 other in the United States following
                                              proposed rule, stating that it should                   sure that all plants for planting are                 importation from Canada. The
                                              have been broken into separate, smaller                 imported in accordance with the plants                commenter stated that if Canada and the
                                              regulatory actions.                                     for planting regulations. Subparts of 7               United States fully harmonize their
                                                 Many of the changes in the proposed                  CFR part 319 not specifically about                   postentry quarantine requirements, the
                                              rule were dependent on each other, and                  plants for planting had contained some                article should be allowed to be imported
                                              making one or two at a time would have                  provisions regulating plants for                      directly from Canada into the United
                                              left the regulations in an unsettled state.             planting. For example, the sugarcane                  States, without a second postentry
                                              In addition, proposing the changes in                   regulations in § 319.15 regulate the                  quarantine.
                                              separate chunks would have made the                     importation of all sugarcane plants and                  We agree. Should such harmonization
                                              overall process of restructuring the                    plant parts, whether they are for                     occur, we will initiate rulemaking
                                              regulations take much longer.                           planting or not.                                      accordingly.
                                                                                                        We proposed to remove provisions in                    With respect to current paragraph (4)
                                              Plants for Planting Manual                              those other subparts that applied to                  in the definition of from, which requires
                                                 One commenter stated that the                        plants for planting and put them in the               plants for planting to not be imported in
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                                              updated Plants for Planting Manual                      Plants for Planting Manual or to change               growing media in order to be considered
                                              should be made available for review                     those subparts to explicitly indicate that            ‘‘from’’ Canada, another commenter
                                              prior to the publication of the final rule.             they did not apply to plants for                      stated that we should allow the
                                                 We will make the updated manual                      planting, when applicable. For example,               importation of plants for planting
                                              available upon the effective date of the                we proposed to amend the subpart                      produced in APHIS programs for the
                                              final rule. Making it available earlier,                regulating the importation of cut flowers             importation of plants in growing media
                                              when the final rule is not effective and                in 7 CFR part 319 to explicitly indicate              but imported into Canada before


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11847

                                              movement to the United States to be                     determined that the IPPC definition,                  prohibit the importation of the taxa
                                              considered ‘‘from’’ Canada.                             ‘‘plants intended to remain planted, to               listed in § 319.37–2, this information
                                                 We understand the commenter to be                    be planted, or replanted,’’ emphasizes                may change. For example, a foreign
                                              referring to plants in growing media that               the intended use of the article, and that             country may undertake eradication
                                              are produced in one of two manners:                     this is an important distinction.                     efforts to combat a particular pest, or
                                              Either (1), the plants have been grown                  Intended use has long played a role in                new measures may become available to
                                              in the United States, exported to Canada                our determining whether a specific                    mitigate the risk associated with the
                                              for finishing, then subsequently offered                article is a plant for planting; for                  pest. Additionally, the quarantine
                                              for importation back into the United                    example, it is our basis for determining              significance of a particular pest may be
                                              States, or (2), the plants have been                    whether to regulate a commercial                      reevaluated based on new scientific
                                              produced in a third country under                       consignment of potato tubers, which are               information, or the introduction and
                                              conditions that would make the articles                 articles capable of propagation, as plants            dissemination of that pest within the
                                              eligible for importation into the United                for planting. Accordingly, in this final              United States. Adding the prohibited
                                              States, exported to Canada, then                        rule, we have decided to use the IPPC                 taxa to the NAPPRA category allows us
                                              subsequently offered for importation                    definition of plants for planting, which              to reexamine the risk in light of these
                                              into the United States. With regard to                  had been in the previous regulations.                 possible changes.
                                              the first class of articles, we are                                                                              Rather than simply add the current
                                              currently in discussions with the                       Moving Prohibited Taxa to the NAPPRA                  prohibited taxa to the NAPPRA
                                              national plant protection organization                  Category                                              category, one commenter asked that we
                                              (NPPO) of Canada regarding the                             In § 319.37–2 of the regulations,                  propose to add the taxa to the NAPPRA
                                              importation of such articles into the                   paragraphs (a) and (b) currently list                 category through an additional
                                              United States, and will take appropriate                several taxa of plants for planting as                regulatory action and opportunity for
                                              follow-up action based on this dialogue.                prohibited. We proposed to remove                     public comment.
                                                 With regard to the second class of                   these lists from the regulations and add                 We do not believe it would be
                                              articles, our evaluation will be on a                   most of these taxa to the NAPPRA lists.               appropriate or necessary to request
                                              case-by-case basis based on the                            One commenter asked for clarification              additional public comment on the
                                              safeguards applied to the articles within               on what plants or groups of prohibited                addition of prohibited taxa to the
                                              Canada.                                                 plants would not be added to the                      NAPPRA list. When we added those
                                                 We proposed to establish a new                       NAPPRA lists.                                         taxa to the prohibited list based on their
                                              definition of the term place of                            The NAPPRA category lists taxa of                  quarantine pest risk, we took public
                                              production. The proposed definition                     plants for planting that are not                      comment through the rulemaking
                                              indicated that the term may include ‘‘a                 authorized for importation pending pest               process. Additionally, we afforded the
                                              production site that is separately                      risk analysis, as well as the parts of                public an opportunity to comment on
                                              managed for phytosanitary purposes.’’                   those plants that are subject to                      the addition of the taxa to the NAPPRA
                                              One commenter stated that we should                     NAPPRA. We proposed to add those                      list during the comment period
                                              modify this definition to be consistent                 taxa listed in § 319.37–2 as prohibited               associated with the proposed rule.
                                              with the definition in International                    articles to the NAPPRA list if they were                 One commenter asked where
                                              Plant Protection Convention’s (IPPC)                    listed in § 319.37–2 without any                      information about the taxa of plants for
                                              Glossary of Phytosanitary Terms,2                       additional conditions. Some of the                    planting that are NAPPRA would be
                                              which refers to multiple production                     prohibited taxa in § 319.37–2 had                     found. Specifically, the commenter
                                              sites.                                                  additional conditions regarding their                 asked whether the information would be
                                                 We based our proposed definition on                  prohibited status, e.g., the articles were            maintained both on the Plants for
                                              the IPPC definition; the inconsistency                  prohibited importation only if they were              Planting website and in the Plants for
                                              was inadvertent. We have corrected the                  a certain size or age, or only if they were           Planting Manual.
                                              definition in this final rule.                          imported in pulp. Those prohibitions                     The information will be maintained
                                                 We proposed to define plants for                     can more accurately be characterized as               solely in the Plants for Planting Manual;
                                              planting as: ‘‘Regulated plants                         restrictions on the importation of plants             the Plants for Planting website will
                                              (including any plant parts) that are for                for planting, rather than outright                    indicate this and link to the manual.
                                              planting or capable of being planted.’’                 prohibitions. Accordingly, we are                     Maintaining the list in two different
                                              This proposed definition differs from                   characterizing them as such and moving                places could result in discrepancies
                                              the IPPC definition of that term. One                   the restrictions to the Plants for Planting           between the two lists. We have
                                              commenter suggested that IPPC                           Manual.                                               reformatted the lists based on this
                                              signatories, such as the United States,                    One commenter asked how the                        decision to move them to the Plants for
                                              should use the IPPC definitions, or                     proposal to add the prohibited taxa to                Planting Manual.
                                              submit proposed revisions to those                      the NAPPRA list would affect any pest                    Previously, we had maintained two
                                              definitions to the IPPC.                                risk analyses (PRAs) that had been done               NAPPRA lists on the internet, one of
                                                 Although we intended to use a                        for the taxa. Another asked why we                    taxa that we have determined to be
                                              version of the definition of plants for                 chose to add the prohibited taxa to the               quarantine pests and another of taxa
                                              planting not substantively different from               NAPPRA category given that PRAs have                  that we have determined to be hosts of
                                              the IPPC’s, the definition in our                       presumably already been done for these                a quarantine pest. In adding the
                                              proposed rule did not include the                       plants, and their pest risk considered                NAPPRA taxa to the Plants for Planting
                                              intended use of the article. After                      such that we prohibited their                         Manual, however, we discovered that a
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                                              reviewing our proposed definition in                    importation into the United States.                   clearer and more user-friendly format
                                              light of the commenter’s concerns, we                      To answer the former commenter, any                was simply to list all NAPPRA taxa
                                                                                                      new PRAs conducted regarding taxa on                  alphabetically in one list. As such, we
                                                2 International Standard for Phytosanitary
                                                                                                      the NAPPRA list supersede previously                  have made a slight change to proposed
                                              Measures (ISPM) No. 5. To view this and other
                                              ISPMs on the internet, go to http://www.ippc.int/       conducted PRAs.                                       paragraph (a) of § 319.37–4. The
                                              and click on the ‘‘Adopted Standards’’ link under          To answer the latter commenter,                    paragraph had stated that there are two
                                              the ‘‘Core activities’’ heading.                        although pest risk information led us to              lists of NAPPRA plants for planting. It


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                                              11848              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              now indicates that there are two                        demonstrable quarantine plant pest risk               past or who otherwise appear to pose a
                                              categories of NAPPRA plants for                         is not justified.                                     risk of noncompliance. We discuss this
                                              planting.                                                  One commenter stated that the new                  at greater length in a final rule that we
                                                                                                      regulations should reflect the adoption               published in the Federal Register (79
                                              Permits                                                 of controlled import permits (CIP).                   FR 19805–19812, Docket No. APHIS–
                                                 We proposed to move the current                         We agree. After the proposed rule to               2011–0085) on April 10, 2014. That rule
                                              permit requirements from § 319.37–3 to                  revise the plants for planting regulations            amended, among other things, the
                                              § 319.37–5 and make a few changes.                      was published, we published a final                   conditions under which plants for
                                              One of the changes we proposed was to                   rule on May 2, 2013 (78 FR 25565–                     planting permit applications are denied
                                              change how the current permit                           25572, Docket No. APHIS–2008–0055)                    within APHIS.
                                              requirements are presented. Rather than                 establishing provisions in a new § 319.6                 On a related matter, the April 2014
                                              indicate which lots of plants for                       for the issuance of CIPs for articles                 rule also amended the conditions under
                                              planting must be imported with a                        otherwise prohibited or restricted from               which plants for planting permits are
                                              permit, we proposed to indicate that all                importation, including plants for                     revoked within APHIS. Those amended
                                              lots of plants for planting must be                     planting. The May 2013 final rule made                conditions are retained in this final rule.
                                              imported with a permit, with exceptions                 several changes to the plants for
                                              listed in the Plants for Planting Manual.               planting regulations as part of                       Phytosanitary Certificates
                                                 One commenter stated that the new                    establishing the CIP provisions. We are                  We proposed to move the
                                              proposal appeared to require permits for                incorporating most of those changes into              requirements for phytosanitary
                                              all plants, while the previous                          the revision of the plants for planting               certificates from § 319.37–4 to § 319.37–
                                              regulations exempted lots of 13 or fewer                regulations in this final rule, and have              6. In moving them, we proposed to
                                              plants. The commenter requested                         made corresponding changes to                         remove three paragraphs in current
                                              further explanation and the opportunity                 proposed §§ 319.37–1, 319.37–4,                       § 319.37–4 that describe programs under
                                              for public comment on this change.                      319.37–5, and 319.37–23.                              which a phytosanitary certificate is not
                                              Another commenter supported what the                       We are not incorporating one                       required, and replace them with general
                                              commenter believed was our proposal to                  provision of the final rule that                      standards that encompass these three
                                              require permits for lots containing 12 or               implemented CIPs, which required                      current programs and allow for the
                                              fewer plants. The regulations exempted,                 plants for planting imported into                     development of future programs.
                                              among other things, lots of 13 or more                  postentry quarantine to be accompanied                Specifically, we proposed to state that
                                              plants from the permit requirement if                   by a CIP. When we implemented that                    that the Administrator may authorize
                                              they are composed of seeds of                           final rule, we discovered that it had                 the importation of some types of plants
                                              herbaceous plants, precleared bulbs of a                inadvertently changed the regulatory                  for planting without a phytosanitary
                                              taxon approved by APHIS for                             status of plants for planting that are                certificate if the plants for planting are
                                              preclearance, or sterile cultures of                    subject to postentry quarantine from                  accompanied by equivalent
                                              orchid plants. One commenter stated                     restricted articles to prohibited articles.           documentation agreed upon by the
                                              that bulbs should not be required to be                 This caused significant confusion                     Administrator and the NPPO of the
                                              accompanied by a permit, and asked us                   among stakeholders, and had the                       exporting country as sufficient to
                                              to confirm that existing bulb import                    unintended effect of significantly                    establish the origin, identity, and
                                              programs (which do not involve the                      restructuring our postentry quarantine                quarantine pest status of the plants.
                                              issuance of permits) would remain in                    programs by exempting plants for                         One commenter stated that the
                                              place.                                                  planting intended for postentry                       requirement to identify place of origin
                                                 We did not propose to remove or                      quarantine from the general                           on documentation that substitutes for a
                                              otherwise alter any exemptions from                     requirements of the regulations. As a                 phytosanitary certificate would be
                                              permitting for plants for planting. We                  result, operationally, we have not                    unworkable in the context of the
                                              merely proposed to move the                             required CIPs for plants for planting                 Canadian greenhouse certification
                                              exemptions from the regulations to the                  intended for postentry quarantine for                 program, which had been set out in
                                              Plants for Planting Manual. We believe                  several years.                                        paragraph (c) of § 319.37–4. The
                                              the Plants for Planting Manual affords                     One commenter made the general                     commenter pointed out that, under that
                                              us an opportunity to present the                        comment that permits should only be                   program, Canadian producers were not
                                              exemptions more clearly, and in a                       required when the importation of the                  currently required to document the
                                              manner that is more accessible to the                   plant is prohibited or allowed under                  origin of the plants exported under this
                                              general public.                                         certain prescribed conditions. For other              program. Implementing this change, the
                                                 The requirement that lots of 13 or                   plants for planting that are allowed                  commenter stated, would create a new
                                              more plants be accompanied by a permit                  entry, import requirements should be                  administrative burden for program
                                              also exempted lots of any size if they                  communicated in a general manner to                   participants.
                                              were from Canada. One commenter                         exporting countries to allow NPPOs to                    It was not our intention to create new
                                              asked whether we should continue to                     process and distribute the information                burdens for participants in this program,
                                              allow plants to be imported from                        to their inspectors as well as their                  but rather to put in place general
                                              Canada without a permit, as this could                  stakeholders.                                         language that could encompass all the
                                              leave a substantial gap in our                             When we consider the plant pest risk               current and future programs under
                                              information about what plants we                        associated with the importation of                    which phytosanitary certificates are not
                                              import and where they are from. The                     plants for planting, we must consider                 required.
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                                              commenter noted that 95 percent of                      both the risk posed by the articles and                  In this final rule, we are changing
                                              imported woody shrubs and trees come                    the risk posed by the person importing                proposed § 319.37–6 to indicate that the
                                              from Canada.                                            the articles. Requiring prospective                   Administrator may authorize the
                                                 The exemption is long-standing and                   importers to apply for a permit allows                importation of types of plants for
                                              has not resulted in the introduction of                 us to deny or revoke permits to                       planting without a phytosanitary
                                              quarantine plant pests into the United                  applicants who have failed to honor                   certificate if the plants for planting are
                                              States. Removing it in the absence of                   APHIS plant import regulations in the                 accompanied by equivalent


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11849

                                              documentation agreed upon by the                        inspection station. We proposed to                    agar-like tissue culture medium. The
                                              Administrator and the NPPO of the                       indicate instead that any plants for                  commenter asked us to confirm that no
                                              exporting country as sufficient to                      planting required to be imported under                new restrictions are part of this revision
                                              establish the eligibility of the plants for             a written permit pursuant to proposed                 with respect to plants for planting that
                                              importation into the United States. We                  § 319.37–5(a), if not precleared, may be              are currently allowed into the United
                                              believe this will accommodate the                       imported or offered for importation only              States in agar or agar-like growing
                                              Canadian greenhouse-grown plant                         at a USDA plant inspection station                    media.
                                              program and address the commenter’s                     listed in the Plants for Planting Manual.               We did not propose to make any
                                              concern.                                                   One commenter noted that the                       changes to the current provisions
                                                                                                      proposed provision did not precisely                  regarding the importation of plants for
                                              Marking and Identity                                    parallel the previous regulations, in that            planting in agar or agar-like growing
                                                 We proposed to move § 319.37–10,                     the current language only requires                    media; we simply proposed to move
                                              which contained requirements for                        certain plants for planting that must be              them to the Plants for Planting Manual.
                                              marking and identity of imported plants                 imported under a written permit to                      One commenter asked that we change
                                              for planting, to proposed § 319.37–7 and                enter at a USDA plant inspection                      the current restrictions to allow the
                                              make minor changes to it.                               station, while the proposed language                  importation of tissue culture plants that
                                                 One commenter noted that proposed                    would have required all plants for                    have been produced in completely
                                              § 319.37–7(a) would require any                         planting that must be accompanied by a                sterile conditions but are contained in
                                              imported plants for planting to be                      permit to enter at a USDA plant                       sterile peat, rather than in transparent
                                              marked with the number of the written                   inspection station. The commenter                     agar or other tissue culture media.
                                              permit authorizing the importation, if                  stated that the revised regulations                     As we did not propose to make any
                                              one was required. The commenter stated                  should be consistent with the previous                changes to the current restrictions on
                                              that it was unclear whether every                       regulations.                                          the importation of plants for planting in
                                              individual plant would have to be                          We agree with the commenter. We                    growing media, making such a change
                                              marked or if the mark applied to the                    had intended to propose language                      would be outside the scope of this final
                                              whole consignment of plants. The                        substantively identical to the scope of               rule. However, the changes we are
                                              commenter expressed concern about the                   the previous requirements, which had                  making in this final rule will allow for
                                              administrative burden that would result                 required plants for planting that must be             more timely addition of this exemption
                                              if each individual plant were required to               imported under a written permit, if not               to the Plants for Planting Manual,
                                              be marked, and asked for clarification.                 precleared, to be imported or offered for             should we determine that the requested
                                                 We intend for each consignment of                    importation only at a plant inspection                change is warranted.
                                              plants for planting to be marked with                   station, with limited exceptions. Our
                                              the permit number, not each individual                  intent was not to remove any of these                 Streamlined Process for Changes To
                                              plant. We have changed the text of                      exceptions.                                           Import Restrictions
                                              § 319.37–7 to reflect this.                                Accordingly, we have revised the                     Several commenters had questions
                                                 One commenter stated that some                       proposed language to state that any                   about the streamlined process we
                                              requirements in the section appeared to                 plants for planting required to be                    proposed in § 319.37–20 for making
                                              be new. The commenter recommended                       imported under a written permit in                    changes to the Plants for Planting
                                              that the requirements be moved to the                   accordance with § 319.37–5(a), if not                 Manual.
                                              Plants for Planting Manual, since they                  precleared, must be imported or offered                 One commenter asked to confirm that
                                              are modified by the ports from time to                  for importation only at a plant                       the process will apply to requests from
                                              time, in recognition of changing trade                  inspection station, unless the Plants for             foreign trading partners seeking to
                                              and shipping patterns and to improve                    Planting Manual indicates otherwise.                  export new types of plants for planting
                                              the inspection process.                                 The Plants for Planting Manual will list              in growing media to the United States.
                                                 Except for some terminology changes,                 the conditions under which an imported                  The process will be used to make all
                                              the requirements in proposed § 319.37–                  plant for planting does not have to be                changes to the restrictions on the
                                              7 were identical to current § 319.37–10,                offered for importation at a plant                    importation of specific types of plants
                                              which has been in place for decades. We                 inspection station. This change will                  for planting, including importation of
                                              are not aware of these requirements                     preserve the status quo while allowing                any specific type of plants for planting
                                              being modified at the ports of entry;                   more flexibility to change these                      in growing media.
                                              they represent a minimum amount of                      conditions in the future should a change                One commenter expressed concern
                                              information that should be conveyed                     be warranted.                                         regarding whether changes to the Plants
                                              about every consignment of plants for                                                                         for Planting Manual would be readily
                                              planting for the purposes of                            Growing Media                                         evident to stakeholders. The commenter
                                              identification and, if a pest is found at                  Proposed § 319.37–10 set out                       also asked that sufficient time be
                                              port-of-entry inspection, for traceback.                requirements for the importation of                   provided for comments from
                                                                                                      plants for planting in growing media. It              stakeholders, and inquired whether
                                              Ports of Entry                                          was based on previous § 319.37–8, but                 there will be additional notification
                                                The regulations governing ports of                    we proposed to revise the current                     through the PPQ Stakeholder Registry to
                                              entry for imported plants for planting                  regulations to move restrictions on the               advise stakeholders of changes. Another
                                              were found in § 319.37–14. We                           importation of specific types of plants               commenter stated that it is the
                                              proposed to move them to § 319.37–8                     for planting from the regulations to the              commenter’s understanding that the
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                                              and make some changes. The                              Plants for Planting Manual and to add                 comment period will typically be 60
                                              regulations had stated that any regulated               a notice-based process for updating the               days.
                                              article required to be imported under a                 list of approved growing media.                         The second commenter is correct. We
                                              written permit pursuant to § 319.37–                       One commenter expressed concern                    will typically provide for a comment
                                              3(a)(1) through (6) must be imported or                 that our proposed regulations did not                 period of 60 days on notices to change
                                              offered for importation at a U.S.                       specifically allow the importation of                 restrictions in the Plants for Planting
                                              Department of Agriculture (USDA) plant                  plants for planting grown in agar or                  Manual, and we have the option of


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                                              11850              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              extending the comment period upon                       synergistic effects have long been a                  that had been found in § 319.37–5(a), for
                                              request. We will provide notice of all                  foundational principle of systems                     example, a simple inspection is
                                              changes we propose and all changes we                   approaches. The commenter asked that                  sufficient to assure freedom from
                                              make to the Plants for Planting Manual                  we state explicitly in the regulations                quarantine pests.
                                              through the Stakeholder Registry.                       that the agency will incorporate the                     Our goal is to establish the least
                                                One commenter expressed concern                       elements of separate action and                       restrictive measures for the importation
                                              that making it easier to propose to                     synergistic effects into its requirements             of plants for planting that will prevent
                                              change the requirements for importing                   for integrated pest risk management                   the introduction of quarantine pests into
                                              specific types of plants for planting                   programs.                                             the United States. The IPRMM
                                              could result in a very large number of                     In an IPRMM, every measure may be                  framework described in proposed
                                              proposals being posted at one time,                     necessary to prevent the plants from                  § 319.37–21 is a means to achieve that
                                              overwhelming a stakeholder’s resources                  being infested by a particular pest,                  goal, but it will not be the only means
                                              to respond by posted deadlines. The                     rather than the measures having                       we use.
                                              commenter asked how the process will                    separate, synergistic effects as in a                    In response to these comments, we
                                              be managed to facilitate stakeholder                    classic systems approach. The program                 have changed the introductory text of
                                              input.                                                  for production of Pelargonium and                     proposed § 319.37–21 to indicate that
                                                Stakeholders will still have the                      Solanum spp. free of Ralstonia                        IPRMM will be developed when such
                                              opportunity to submit comments on                       solanacearum race 3 biovar 2, which                   measures are necessary to mitigate risk.
                                              proposed changes. Making the                            had been specified in § 319.37–5(r)(3) of                We stated in the proposed rule that
                                              restrictions on the importation of                      the plants for planting regulations, is an            our IPRMM framework was based on
                                              planting for planting easier to update                  example of an IPRMM; each of the                      RSPM No. 24 and was consistent with
                                              may result in more updates, but we                      production practices in the paragraph                 the IPPC’s ISPM No. 36, both of which
                                              hope that they will also be smaller in                  must be followed or there will be a                   address plants for planting.
                                              scope than our periodic amendments to                   significant risk of introduction of the                  One commenter supported basing our
                                              the regulations have been. Wherever                     pathogen into the production site.                    proposed measures on RSPM No. 24.
                                              possible, we will avoid requesting                      Therefore, although some IPRMM are                    Other commenters stated that they
                                              comment on many actions at once. We                     likely to incorporate the effects of                  should be based on ISPM No. 36. Those
                                              also have the option of extending                       separate action and synergistic effects, it           commenters stated that using the
                                              comment periods if stakeholders                         would be inappropriate to state that we               international standard would make it
                                              indicate they are unable to provide                     will incorporate these into every                     easier for growers and exporters to
                                              input on any changes within the initial                 IPRMM. However, where we can                          adopt and meet a single standard that is
                                              comment period.                                         achieve such effects, we will consider                applied globally. They also favored the
                                                                                                      them as we design our programs.                       approach of ISPM No. 36, which
                                              Integrated Pest Risk Management                                                                               incorporates some general baseline
                                                                                                         The proposed rule stated that we
                                              Measures                                                                                                      measures for growing plants for planting
                                                                                                      would require plants for planting to be
                                                 We proposed to set out a framework                   imported in accordance with IPRMM                     and offers the ability to develop pest-
                                              for the development of integrated pest                  when appropriate. Several commenters                  specific measures should they prove
                                              risk management measures (IPRMM) for                    asked for further information about                   necessary. One of these commenters
                                              the importation of plants for planting in               when we might consider IPRMM                          stated that the RSPM is far more specific
                                              § 319.37–21. The framework covered                      appropriate for the importation of plants             in its requirements than the ISPM, and
                                              pest management and traceability at the                 for planting and whether we would                     that the specificity is not appropriate
                                              place of production; administration of                  require them for every type of imported               and will not encourage participation.
                                              the program by APHIS and the NPPO of                    plants for planting, or if there would be             The minimal components that are part
                                              the supporting country; the                             exceptions. One commenter asked                       of the general standards in the ISPM,
                                              responsibilities of plant brokers; audits               whether certain host/pest associations                this commenter stated, would encourage
                                              of the program; and actions to take in                  would be subject to IPRMM, and stated                 producers to adopt the measures; the
                                              case of noncompliance.                                  that they seemed to be most valuable for              RSPM has the potential to be complex
                                                 In the past, we have referred to these               asymptomatic, cryptic, or seasonally                  and burdensome on growers.
                                              programs as ‘‘systems approaches.’’ We                  symptomatic pests and pathogens.                         We believe that some of these
                                              stated in the proposed rule that the term                  Other commenters made                              comments may have arisen from
                                              ‘‘integrated pest risk management                       recommendations about when we                         confusion about the applicability of
                                              measures’’ in the plants for planting                   should employ such measures. One                      IPRMM. We would only require plants
                                              regulations is consistent with the North                stated that they should be employed for               for planting to be imported under these
                                              American Plant Protection                               all plants for planting to maintain a high            measures if the risk warrants it; these
                                              Organization’s (NAPPO) Regional                         level of protection. Two commenters                   will not be general requirements for
                                              Standard for Phytosanitary Measures                     stated that other mitigation strategies               exporting plants for planting to the
                                              (RSPM) No. 24 and ISPM No. 36 and                       may be appropriate, depending on the                  United States.
                                              industry terminology. The term also                     circumstances.                                           In that sense, our regulatory approach
                                              emphasizes the fact that such programs                     We did not intend that IPRMM would                 is similar to that of ISPM No. 36. As
                                              involve multiple measures, each of                      be used for all imported plants for                   revised by this final rule, the regulations
                                              which plays a necessary part for a                      planting. Such measures, properly                     will contain general standards for the
                                              comprehensive approach to managing                      implemented, can provide a high level                 importation of plants for planting, and
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                                              pest risk.                                              of protection against pests that are                  restrictions on the importation of
                                                 One commenter stated that IPRMM                      otherwise difficult to detect or that pose            specific types of plants for planting will
                                              were not defined as being composed of                   a high risk. However, an IPRMM                        be found in the Plants for Planting
                                              multiple separate measures that act                     approach is not necessary for all types               Manual. The framework in § 319.37–21
                                              synergistically to mitigate plant pest                  of imported plants for planting. For                  is simply one way we plan to address
                                              risk. The commenter stated that the                     plants for planting covered by the                    the risks associated with specific types
                                              elements of separate action and                         inspection and certification program                  of imported plants for planting.


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                         11851

                                                 One commenter noted that the                           The commenter expressed openness                    mitigations. The framework for IPRMM
                                              NAPPO Plants for Planting Panel that                    to including plants as pests in IPRMM,                is open to the use of any means to
                                              authored RSPM No. 24 subsequently                       and felt that seeds should be excluded.               effectively mitigate the pest risk, as it
                                              compared the NAPPO and IPPC                               The aim of IPRMM is to prevent the                  allows places of production and NPPOs
                                              standards and recommended the                           introduction of quarantine pests via the              to come up with pest management plans
                                              following: ‘‘In light of the many                       importation of plants for planting. A                 for their facilities.
                                              similarities with ISPM 36, maintaining                  plant that was itself a quarantine pest                  As with our other programs for
                                              RSPM 24 may well cause confusion for                    could not have measures applied to it to              importation of plants and plant
                                              NAPPO countries trying to implement                     prevent it from being a quarantine pest,              products, the time necessary to develop
                                              both standards and [we recommend]                       meaning that it is appropriate to exclude             and approve a set of IPRMM will vary
                                              that RSPM 24 not be maintained.’’                       pest plants from IPRMM. However, if                   with the number of pests that must be
                                                 The quote provided by the commenter                  we identify a seed-borne pathogen as a                mitigated and the complexity of the
                                              is correct. However, the comparison                     pest, we may need to develop IPRMM                    mitigations that are necessary.
                                              document was not the final word from                    to ensure that the pathogen is not                       One commenter stated that the
                                              NAPPO but was intended to be the                        present in imported seed. Therefore, we               current regulations for importation of
                                              subject of further discussion. In fact,                 are making no changes in response to                  plants in growing media in § 319.37–8
                                              NAPPO made the decision to maintain                     these comments.                                       require that APHIS and the NPPO of the
                                              RSPM No. 24, incorporating references                     One commenter encouraged us to                      exporting country establish a written
                                              to ISPM No. 36.3 The RSPM was most                      implement IPRMM so that any enterable                 agreement for enforcement of the
                                              recently revised in August 2013. As the                 type of plants for planting grown under               regulations, which is reflected through a
                                              document noted, the two standards are                   those measures will also be allowed                   bilateral workplan. The commenter
                                              very similar, but the NAPPO Plants for                  entry into the United States in approved              asked whether the workplans would be
                                              Planting Panel concluded that the                       growing media. The commenter pointed                  replaced by IPRMM or would continue
                                              differences were significant enough to                  out that it is currently our policy to                to exist in parallel with such measures.
                                              maintain two separate standards.                        conduct pest risk assessments each time                  We are not making any changes to our
                                                 One commenter stated that we should                  a country requests authorization to                   existing use of workplans to help
                                              pilot ISPM No. 36 with high-volume                      import a taxon of plants for planting in              implement the plants for planting
                                              plants for planting trading partners as                 approved growing media into the                       regulations. When we develop IPRMM,
                                              the first step in reducing the largely                  United States, even if the same taxon is              it is likely that a workplan will be
                                              unmitigated risks of such trade.                        already authorized importation into the               necessary to implement them.
                                                 As stated earlier, we only intend to                 United States, if it is bare-rooted. The                 Paragraph (a) of proposed § 319.37–21
                                              require IPRMM in response to an                         commenter stated that, after the final                describes the responsibilities of the
                                              identified pest risk. However, we                       rule has been published, a pest risk                  place of production. It refers to
                                              believe the general practices in ISPM                   assessment for every new plant and                    documentation required under proposed
                                              No. 36 are baseline practices for anyone                growing media combination should not                  paragraph (a)(5), which required
                                              who wishes to maintain a successful                     be a mandatory requirement anymore,                   documentation of program procedures
                                              plants for planting production facility.                and that instead an approved IPRMM                    being maintained by the place of
                                                 One commenter stated that we should                  system will allow a currently enterable               production and available to the NPPO of
                                              indicate in the regulations that we will                plant to be imported in growing media.                the exporting country and APHIS upon
                                              rely on the Annex to ISPM No. 36 when                     As plants in growing media pose                     request.
                                              evaluating pest risk and on section                     different risks than plants not in                       One commenter suggested that this
                                              2.2.1.2 and Appendix 1 to the standard                  growing media, we will continue to                    reference should be to proposed
                                              in developing mitigation measures.                      consider the risk they pose separately.               paragraph (a)(6), which requires
                                                 We do not believe specific references                We would need to identify the pests that              recordkeeping, rather than (a)(5).
                                              in the regulations to these sections of                 could be introduced in growing media                     We believe the documentation of
                                              ISPM No. 36 are necessary. As a                         and develop separate mitigations for                  program procedures maintained by
                                              signatory to the IPPC, we are committed                 them, as we do now. However, we are                   places of production should be available
                                              to taking actions that are consistent with              open to the possibility of IPRMM for                  to the NPPO of the exporting country
                                              any relevant ISPMs. In addition, the                    plants in growing media that could                    and APHIS, but so should records
                                              specific sections of the ISPM may                       address all types of quarantine pests                 required under paragraph (a)(6), as the
                                              change or be removed, meaning we                        that could be associated with a type of               commenter suggests. In this final rule,
                                              would have to change our regulations to                 plants for planting.                                  the reference includes both paragraphs.
                                              reflect that. One goal of this rulemaking                 One commenter asked us to establish                    Paragraph (a)(4) of proposed § 319.37–
                                              is to reduce the number of changes we                   clear criteria for the approval of IPRMM              21 set out requirements for approved
                                              have to make to keep the regulations                    so that the NPPO of an exporting                      places of production to maintain
                                              current so including references to                      country, along with the NPPO’s                        traceability. We proposed that the
                                              specific sections of the ISPM would be                  stakeholders, can evaluate whether a                  system would at a minimum have to
                                              counterproductive.                                      proposed use of IPRMM will be feasible.               account for:
                                                 One commenter noted two differences                  The commenter noted that the proposed                    • The origin and pest status of mother
                                              between ISPM No. 36 and RSPM No. 24:                    rule did not specify a timeframe for the              stock;
                                                 • ISPM No. 36 does not exclude                       approval process for IPRMM.                              • The year of propagation and the
                                              plants as pests, while RSPM No. 24                        We will develop IPRMM in                            place of production of all plant parts
                                              does.
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                                                                                                      consultation with foreign NPPOs that                  that make up the plants for planting
                                                 • ISPM No. 36 excludes seeds from                    desire to export plants for planting to
                                              consideration, while RSPM No. 24 does                                                                         intended for export;
                                                                                                      the United States. We do not want to                     • Geographic location of the place of
                                              not.                                                    put in place requirements that an                     production;
                                                3 See http://www.nappo.org/files/3414/3895/
                                                                                                      exporting country cannot meet; where                     • Location of plants for planting
                                              8942/RSPM24-Revision-01-08-13-e.pdf for a               difficulties arise, we will work with                 within the place of production;
                                              discussion.                                             exporting countries to find equivalent                   • The plant taxon; and


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                                              11852              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                                 • The purchaser’s identity.                             These are substantively identical to               ISPM No. 36, which limits integrated
                                                 One commenter stated that the                        the traceability requirements in                      measures to the place of production.
                                              requirements for traceability in RSPM                   proposed paragraph (a)(4).                               Five commenters supported the
                                              No. 24 are far too prescriptive, often                     However, we have reviewed the                      proposed provisions. One stated that
                                              beyond the capacity of a grower. The                    proposed traceability requirements and                brokers play an extremely important
                                              commenter stated that it is impossible,                 determined that they may not all need                 role in ensuring the integrity of the
                                              for many faster-growing crops, to keep                  to be in place for every set of IPRMM.                proposed measures and that
                                              records on the location of plants for                   Different pests will require different                consignments of plants that have been
                                              planting within the place of production.                levels and types of traceability.                     produced under different IPRMM or
                                              Within greenhouse production, the                       Therefore, this final rule indicates that,            outside any such measures cannot be
                                              commenter stated that the limitations of                depending on the nature of the                        allowed to be mixed because such
                                              space, timing of turns, and modern                      quarantine pest, the system may need to               mixing would undermine the system.
                                              production practices would make it                      include those traceability elements. This             Another stated that, in the commenter’s
                                              nearly impossible and certainly too                     change will ensure that our traceability              experience, sales demands or lack of
                                              costly to accomplish this level of                      requirements in IPRMM are not                         inventory lead to substitutions by
                                              traceability. The commenter added that                  unnecessarily restrictive.                            brokers, especially if untrained
                                              in nursery production there are often                      Paragraph (c)(1) of proposed § 319.37–             employees are responsible for fulfilling
                                              multiple growing operations involved                    21 required the NPPO of the exporting                 orders, and supported the requirements
                                              with producing a marketable crop,                       country to provide APHIS with                         as an effort to ensure that careful
                                              typically many iterations away from                     information about, among other things,                consideration is given to the role and
                                              mother stock. In the commenter’s                        the pests associated with the plant,                  responsibilities of brokers in the
                                              opinion, the reality of pest and pathogen               including prevalence, distribution, and               importation process.
                                              dispersal make it overwhelmingly                        damage potential. One commenter asked                    We are retaining the proposed
                                              unlikely that information connecting a                  how the exporting country can assess                  provisions for plant brokers in this final
                                              plant to mother stock would be of any                   the potential damage that might occur in
                                                                                                                                                            rule. We agree with the latter
                                              value and would be costly far beyond its                the United States.
                                                                                                                                                            commenters that the step of the export
                                                                                                         If the exporting country has
                                              utility. The commenter stated that the                                                                        chain after the plants leave the place of
                                                                                                      information about the damage a plant
                                              same general concern about being overly                                                                       production and before they are exported
                                                                                                      pest causes in that country, we can use
                                              specific applies to many of the                                                                               is crucial to ensuring the success of
                                                                                                      it to inform our assessment of the
                                              prescriptive elements in this section.                  potential damage the pest can cause in                IPRMM. For example, if a plant was
                                                 We disagree with the commenter that                  the United States. Requesting such                    produced in accordance with measures
                                              these requirements are unrealistic.                     information is consistent with the                    designed to exclude an insect pest, it
                                              Knowing where in the production                         requirements for requests to change the               would need to be secured to prevent
                                              facility plants are located, for example,               general requirements for importing a                  infestation after it left the production
                                              is not only necessary to maintain                       plant or plant product into the United                site. In particular, commingling the
                                              phytosanitary security but also to fulfill              States in § 319.5.                                    plants for planting with plants for
                                              orders. Records of the mother stock used                   Paragraph (d) of proposed § 319.37–21              planting not produced in accordance
                                              to produce plants allows for tracking                   addressed the responsibilities of plant               with IPRMM could result in infested
                                              which stock is most successful, as well                 brokers trading in plants for planting for            plants being exported to the United
                                              as providing traceability in the event of               export that are produced in accordance                States. Brokers have a responsibility to
                                              a pest outbreak. A well-maintained                      with IPRMM. We proposed to require                    maintain such security.
                                              place of production will keep these                     plant brokers to be approved by the                      One commenter stated that we should
                                              records as a means to ensure that its                   NPPO of the exporting country or its                  prohibit plant brokers from
                                              plants grow well so that orders can be                  designee. Under the proposed rule,                    commingling plants from various
                                              fulfilled safely and efficiently.                       plant brokers would have to ensure the                sources.
                                                 ISPM No. 36 supports our judgment.                   traceability of consignments from an                     The requirement that plant brokers
                                              The standard indicates in section 2.1.1                 approved place of production or                       maintain the phytosanitary status of
                                              that the following conditions (among                    production site and maintain the                      their plants will prevent plant brokers
                                              others) should be included in the                       phytosanitary status of the plants in a               from commingling plants for planting
                                              approval process for producers seeking                  manner equivalent to an approved place                produced in accordance with IPRMM
                                              to use the general integrated measures:                 of production from purchase, storage,                 and plants not produced in accordance
                                                 • Maintaining an updated plan of the                 and transportation to the export                      with such measures. However, there is
                                              place of production as well as keeping                  destination. Brokers would also have to               no phytosanitary risk-based reason to
                                              records of when, where and how plants                   document their processes for verifying                prohibit plant brokers from
                                              for planting were produced, treated,                    status and maintaining traceability.                  commingling plants for planting
                                              stored or prepared for movement from                       We received several comments on                    produced in accordance with IPRMM
                                              the place of production (including                      these provisions. One commenter                       from different places of production. The
                                              information on all plant species at the                 opposed the proposed requirements for                 places of production with commingled
                                              place of production and the type of                     plant brokers, stating that they were                 plants assume a risk that, if a pest is
                                              plant material such as cuttings, in vitro               overly restrictive and should be                      detected at the port of entry, and,
                                              cultures, bare root plants).                            rewritten in consultation with industry.              depending on the biology of the pest, it
                                                 • Keeping records for a period
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                                                                                                      The commenter specifically opposed the                is necessary to destroy, treat, or re-
                                              determined by the NPPO of the                           requirements that brokers maintain the                export the shipment, all the plants in
                                              exporting country that verify where and                 phytosanitary status and traceability of              the shipment would be affected.
                                              how plants for planting were purchased,                 their plants, stating that brokers are                   One commenter asked whether plant
                                              stored, produced, distributed and any                   likely commingling material from                      brokers are considered plant exporters.
                                              other relevant information on their plant               several places of production. The                     Another asked whether brokers who
                                              health status.                                          commenter supported the approach of                   take possession of plants for planting at


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11853

                                              U.S. ports would be covered by                             One commenter asked how traceback                  place of production but not necessarily
                                              proposed paragraph (d).                                 would affect plant brokers and approved               to use the same methods as the place of
                                                 We do not know the distinction the                   production sites or places of production              production to do so.
                                              first commenter intends between the                     if a pest was detected at the port of entry              Paragraph (e) of proposed § 319.37–21
                                              terms ‘‘plant broker’’ and ‘‘plant                      in a consignment of plants for planting               set out requirements for external audits
                                              exporter.’’ In response to the second                   produced in accordance with IPRMM.                    of IPRMM. Paragraph (e)(1) set out
                                              comment, brokers who take possession                    The commenter asked how traceback                     provisions for APHIS audits.
                                              of plants for planting at U.S. ports                    would function to decide at which point                  One commenter stated that it is
                                              would not be covered by the IPRMM.                      the system failed, and whether the place              considered the responsibility of the
                                              However, these two comments indicate                    of production or the broker would be                  NPPO of the exporting country to verify
                                              to us that we need to define the term                   held responsible. The commenter also                  compliance, not the importing country,
                                              ‘‘plant broker’’ more clearly. RSPM No.                 asked what remedies would be applied                  under the IPPC. The commenter also
                                              24 includes a definition that reads as                  if the broker was not approved.                       objected to the idea that APHIS would
                                              follows: ‘‘An entity that purchases or                     Under our current regulations and in               audit the performance of the NPPO of
                                              takes possession of plants for planting                 accordance with international                         the exporting country.
                                              from an approved place of production                    standards, when a pest is detected at the                We agree with the commenter. The
                                              for the purpose of exporting those plants               port of entry in exported plants for                  proposed requirements indicated that
                                              without further growing beyond                          planting, the NPPO of the exporting                   APHIS or its designee will periodically
                                              maintaining the plants until export.’’ In               country conducts traceback to                         audit the system to ensure that it
                                              this final rule, we are adding this                     determine where phytosanitary security                continues to meet the stated objectives,
                                              definition of plant broker to § 319.37–2                may have been compromised. This                       but the performance of the NPPO will
                                              to provide further clarity.                             would continue to be the case for any                 not be audited. In the proposed rule, we
                                                 One commenter asked about the                        plants for planting produced in                       indicated that post-approval audits will
                                              rationale for requiring plant brokers to                accordance with IPRMM. Responsibility                 include inspection of imported plants
                                              be officially approved, noting that such                would be determined based on the                      for planting, site visits, and review of
                                              a requirement does not exist currently                  investigation. Any place of production                the IPRMM and internal audit processes
                                              when exporting plants for planting to                   or plant broker not meeting the                       of both the place of production and the
                                              the United States. The commenter stated                 conditions of the IPRMM would be                      NPPO of the exporting country. We are
                                              that such a requirement could be a                      suspended. If a broker is not approved                indicating in this final rule that such
                                              barrier to trade, preventing brokers from               to participate in the IPRMM program,                  audits may include those things, as we
                                              taking advantage of export                              APHIS and the NPPO of the exporting                   so require, to allow for more leeway to
                                              opportunities. The commenter                            country would work together to                        choose the appropriate level of auditing.
                                              recommended that certification of                       determine whether tighter controls                       Paragraph (f) of proposed § 319.37–21
                                              traceability be left to the NPPO of the                 should be applied.                                    set out a framework for determining
                                              exporting country.                                         As noted earlier, the proposed plant               actions in case of noncompliance. It
                                                 As discussed earlier, we will only use               broker requirements included a                        stated that regulatory responses to
                                              IPRMM when the pest risk warrants                       requirement that the brokers maintain                 program failures will be based on
                                              doing so. Pests for which such measures                 the phytosanitary status of the plants in             existing bilateral agreements and that
                                              will be developed will likely be high-                  a manner equivalent to an approved                    APHIS will specify the consequences of
                                              risk, difficult or impossible to detect                 place of production from purchase,                    noncompliance to the NPPO of the
                                              through visual inspection, or both. In                  storage, and transportation to the export             exporting country.
                                              such cases, we believe plant brokers                    destination. We also proposed to require                 One commenter stated that we should
                                              must be approved by the NPPO of the                     plant brokers to document their process               incorporate the strongest penalties listed
                                              exporting country. This will ensure                     for verifying status.                                 in ISPM No. 36, RSPM No. 24, and the
                                              additional accountability in the context                   One commenter asked how a broker                   proposal, wherever they may happen to
                                              of the IPRMM. As noted later in the                     would write up a ‘‘place of production’’              be found, into the final regulations.
                                              framework, a plant broker could be                      manual and audit it.                                     We understand the commenter’s
                                              suspended from participating in an                         We believe the wording of the                      concerns about the potential
                                              IPRMM program if he or she was found                    proposed requirement may have created                 consequences of noncompliance.
                                              to have failed to meet the program                      some confusion. We do not intend for                  However, as different IPRMM will
                                              requirements. In order to be suspended,                 plant brokers to maintain the                         necessarily have different points of
                                              the plant broker must first be approved.                phytosanitary status of plants exactly as             concern and potential noncompliance,
                                                 It is important to note again that                   a place of production would, but rather               we believe it will be simpler and more
                                              approval of plant brokers by the NPPO                   to ensure that the plants remain free of              flexible to determine the actions we take
                                              of the exporting country will not be a                  the pests of concern after they leave the             in case of noncompliance within the
                                              general requirement for the importation                 place of production. For example, if the              individual IPRMM.
                                              of all plants for planting, just those                  pest of concern is an insect pest, the
                                              whose importation will be subject to                    place of production may be required to                Postentry Quarantine
                                              IPRMM. Plant brokers who, for                           have double-entry doors, trapping and                   We proposed to set out requirements
                                              whatever reason, cannot or do not want                  monitoring, or other such mitigations.                for postentry quarantine in § 319.37–23.
                                              to get approval from their NPPO to act                  The plant broker may be able to secure                Under current § 319.37–7, certain taxa
                                              as plant brokers in IPRMM programs                      the plants simply by keeping them in a                of plants for planting are required to be
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                                              will be able to participate in the export               sealed container or making sure they are              grown in postentry quarantine in order
                                              of other plants. To make this clear, this               covered with insect-proof mesh at all                 to determine whether they are infested
                                              final rule modifies proposed paragraph                  times. To make this clear, we are                     with quarantine pests, typically
                                              (d) to indicate that the requirements for               removing the words ‘‘in a manner’’ from               pathogens. Section 319.37–7 also
                                              plant brokers only apply when they                      the proposed text, so that the broker is              provides a framework of requirements
                                              trade in plants for planting produced in                required to maintain the phytosanitary                under which postentry quarantine must
                                              accordance with IPRMM.                                  status of the plants after they leave the             be conducted and completed. We


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                                              11854              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              proposed to move the lists of taxa that                 planting regulations but may be subject               efficient process for amending import
                                              must be grown in postentry quarantine                   to regulations elsewhere in 7 CFR part                requirements.
                                              that are currently found in paragraphs                  319, which contains the import                           In accordance with 5 U.S.C. 604, we
                                              (a) and (b) of § 319.37–7 to the Plants for             quarantine notices.                                   have performed a final regulatory
                                              Planting Manual and update them with                      Additionally, plants that are imported              flexibility analysis, which is
                                              the streamlined process.                                for consumption, as determined by an                  summarized below, regarding the
                                                 One commenter expressed concerns                     inspector based on documentation                      economic effects of this rule on small
                                              about the use of postentry quarantine.                  accompanying the articles, are similarly              entities. Copies of the full analysis are
                                              The commenter stated that the system                    not subject to the plants for planting                available on the Regulations.gov website
                                              has proved inadequate to prevent pests                  regulations. We have changed proposed                 (see footnote 1 in this document for a
                                              from escaping, as in the escape of citrus               paragraph (c) to reflect this as well.                link to Regulations.gov) or by contacting
                                              longhorned beetle (Anoplophora                            In the same section, proposed                       the person listed under FOR FURTHER
                                              chinensis) at a nursery in Tukwila, WA.                 paragraph (f) had indicated that                      INFORMATION CONTACT.
                                              The commenter hoped that APHIS will                     common names of plants for planting                      This analysis examines the potential
                                              shift from using postentry quarantine as                may be given in parentheses after most                economic impacts on small entities of a
                                              a mitigation to the use of IPRMM.                       scientific names, when common names                   final rule to restructure the regulations
                                                 We do intend to emphasize the use of                 are known. This was intended to refer                 contained in 7 CFR part 319 that govern
                                              IPRMM to address pest risks rather than                 to the Plants for Planting Manual, rather             the importation of plants for planting.
                                              postentry quarantine in the future. The                 than the regulations themselves, since                This action will provide for more
                                              restructuring of the plants for planting                we were proposing to move taxa-                       efficient application of these
                                              regulations will make it easier to do so.               specific restrictions and prohibitions to             regulations, while not making any major
                                                 We proposed to set out requirements                  the manual. In this final rule, we clarify            changes to current import restrictions.
                                              for State postentry quarantine                          that paragraph (f) of § 319.37–1 pertains             Besides improving the clarity of these
                                              agreements in paragraph (b) of proposed                 to the Plants for Planting Manual.                    regulations, the rule will:
                                              § 319.37–23. Such requirements were                       In the definitions section of this final               • Consolidate the requirements for
                                              previously found in paragraph (c) of                    rule, § 319.37–2, we are adding a                     importation of plants for planting into
                                              § 319.37–7. We stated that there is no                  definition of Animal and Plant Health                 one subpart in 7 CFR part 319;
                                              need to retain the level of detail                      Inspection Service (APHIS) for clarity.                  • Add most of the plants for planting
                                              regarding such agreements that is found                 Adding this definition allows us to                   that are listed as prohibited to the list
                                              in current paragraph (c), which sets out                simplify the wording of the definition of             of those whose importation is NAPPRA;
                                              extensive requirements that States must                 Plant Protection and Quarantine                          • Characterize the other prohibitions
                                              meet in order to be sites for postentry                 Programs and reflects the use of the                  as restrictions, and add them to the
                                              quarantine; for example, the paragraph                  acronym ‘‘APHIS’’ throughout the                      Plants for Planting manual;
                                              includes detailed requirements for State                subpart. Additionally, since the                         • Remove several lists of approved
                                              laws and regulations, duties of State                   proposed rule was issued, we revised                  items (for example, approved growing
                                              inspectors, services APHIS agrees to                    the definition of phytosanitary                       media, packing materials, and ports of
                                              provide, and provisions for termination                 certificate within the plants for planting            entry) from the regulations and instead
                                              of a State postentry quarantine                         regulations. We are retaining this                    provide these lists to the public in the
                                              agreement.                                              revised definition, with minor edits to               Plants for Planting Manual;
                                                 One commenter expressed concern                      reflect the structure of the revised                     • Move restrictions on the
                                              about removing this detail, believing                   subpart.                                              importation of specific types of plants
                                              that the agreements could be subject to                   Finally, the revisions to the subpart               for planting from the regulations to the
                                              political pressure and other                            make it necessary for us to update                    Plants for Planting Manual;
                                              nonscientific factors during negotiation                references and citations that appear                     • Establish a framework for the use of
                                              that could result in heightened pest risk.              elsewhere in our regulations in title 7.              IPRMM where appropriate in the
                                                 We do not anticipate that anything                   We are making these nonsubstantive                    production of specific types of plants for
                                              will change as a result of removing the                 updates in 7 CFR parts 318, 319, 330,                 planting for importation into the United
                                              details, and, as the commenter noted,                   340, 360, and 361.                                    States;
                                              removing those details will allow us to                   Therefore, for the reasons given in the                • Clarify postentry quarantine
                                              tailor the agreements to specific                       proposed rule and in this document, we                requirements; and
                                              circumstances.                                          are adopting the proposed rule as a final                • Establish a process for making
                                                                                                      rule, with the changes discussed in this              changes to import restrictions on
                                              Miscellaneous Changes                                                                                         specific types of plants for planting after
                                                                                                      document.
                                                Proposed paragraph (c) of § 319.37–1                                                                        taking public comment on notices
                                              indicated that the importation of plants                Executive Orders 12866 and 13771 and                  published in the Federal Register,
                                              that are imported for processing, as                    Regulatory Flexibility Act                            rather than by publishing proposed and
                                              determined by an inspector based on                        This final rule has been determined to             final rules.
                                              documentation accompanying the                          be not significant for the purposes of                   The changes will facilitate access to
                                              articles, is not subject to the plants for              Executive Order (E.O.) 12866 and,                     information on import restrictions for
                                              planting regulations. However, the                      therefore, has not been reviewed by the               specific types of plants for planting, and
                                              importation of such plants may be                       Office of Management and Budget. This                 create a more efficient process for
                                              subject to other regulations, and the                   rule is not expected to be an E.O. 13771              amending import requirements.
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                                              proposed text could have given the                      regulatory action because it is not                   Importers of plants for planting can
                                              impression that there were no further                   significant under E.O. 12866. Further,                expect changes in import restrictions to
                                              requirements for the importation of such                APHIS considers this rule to be a                     be accomplished more than 4 months
                                              plants. Therefore, in this final rule, we               deregulatory action under E.O. 13771 as               sooner than they would be through
                                              have changed the proposed paragraph to                  it will facilitate access to information on           rulemaking. While nearly all importers
                                              indicate that the importation of such                   import restrictions for specific types of             of plants for planting that are directly
                                              plants is not subject to the plants for                 plants for planting and create a more                 affected by the rule are small, any


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                            11855

                                              associated costs will be modest,                          Authority: 7 U.S.C. 7701–7772 and 7781–             PART 319—FOREIGN QUARANTINE
                                              including instances in which                            7786; 7 CFR 2.22, 2.80, and 371.3.                    NOTICES
                                              phytosanitary certification are newly                   ■ 2. Section 318.60 is amended by
                                              required.                                                                                                     ■ 3. The authority citation for part 319
                                                                                                      revising paragraph (c)(2) to read as
                                                                                                                                                            continues to read as follows:
                                              Executive Order 12988                                   follows:
                                                                                                                                                              Authority: 7 U.S.C. 450, 7701–7772, and
                                                 This final rule has been reviewed                    § 318.60    Notice of quarantine.                     7781–7786; 21 U.S.C. 136 and 136a; 7 CFR
                                              under Executive Order 12988, Civil                      *      *     *     *    *                             2.22, 2.80, and 371.3.
                                              Justice Reform. This rule: (1) Preempts
                                              all State and local laws and regulations                  (c) Sand (other than clean ocean                    § 319.6    [Amended]
                                              that are inconsistent with this rule; (2)               sand), soil, or earth around the roots of             ■  4. In § 319.6, paragraph (d)(4) is
                                              has no retroactive effect; and (3) does                 plants shall not be shipped, offered for              amended by removing the citation
                                              not require administrative proceedings                  shipment to a common carrier, received                ‘‘§ 319.37–9’’ and adding the citation
                                              before parties may file suit in court                   for transportation or transported by a                ‘‘§ 319.37–11’’ in its place.
                                              challenging this rule.                                  common carrier, or carried, transported,              ■ 5. Section 319.8 is amended as
                                                                                                      moved, or allowed to be moved by any                  follows:
                                              Paperwork Reduction Act                                 person from Hawaii, Puerto Rico, or the               ■ a. By designating the current text of
                                                This final rule contains no new                       Virgin Islands of the United States into              the section as paragraph (a); and
                                              reporting, recordkeeping, or third party                or through any other State, Territory, or             ■ b. By adding paragraph (b).
                                              disclosure requirements under the                       District of the United States: Provided,                 The addition reads as follows:
                                              Paperwork Reduction Act of 1995 (44                     That the prohibitions of this section
                                              U.S.C. 3501 et seq.).                                   shall not apply to the movement of such               § 319.8    Notice of quarantine.
                                                                                                      products in either direction between                  *      *    *     *    *
                                              List of Subjects                                        Puerto Rico and the Virgin Islands of the                (b) The importation of cotton plants
                                              7 CFR Part 318                                          United States: Provided further, That                 (including any plant parts) that are for
                                                                                                      such prohibitions shall not prohibit the              planting or capable of being planted is
                                                Cotton, Cottonseeds, Fruits, Guam,                    movement of such products by the                      restricted in Subpart—Plants for
                                              Plant diseases and pests, Puerto Rico,                  United States Department of Agriculture               Planting of this part.
                                              Quarantine, Transportation, Vegetables,                 for scientific or experimental purposes,
                                              Virgin Islands.                                         nor prohibit the movement of sand, soil,              § 319.8–1    [Amended]
                                              7 CFR Part 319                                          or earth around the roots of plants                   ■ 6. In § 319.8–1, the definition of
                                                                                                      which are carried, for ornamental                     cottonseed is amended by adding the
                                                Coffee, Cotton, Fruits, Imports, Logs,                purposes, on vessels into mainland                    words ‘‘and that is intended for
                                              Plant diseases and pests, Plants for                    ports of the United States and which are              processing or consumption’’ before the
                                              planting, Quarantine, Reporting and                     not intended to be landed thereat, when               period.
                                              recordkeeping requirements, Rice,                       evidence is presented satisfactory to the             ■ 7. Section 319.15 is amended as
                                              Vegetables.                                             inspector of the Plant Protection and                 follows:
                                              7 CFR Part 330                                          Quarantine Programs of the Department                 ■ a. By redesignating paragraph (b) as
                                                                                                      of Agriculture that such sand, soil, or               paragraph (c); and
                                                Customs duties and inspection, Plant                  earth has been so processed or is of such             ■ b. By adding a new paragraph (b).
                                              diseases and pests, Quarantine,                         nature that no pest risk is involved, or                The addition reads as follows:
                                              Reporting and recordkeeping                             that the plants with sand, soil, or earth
                                              requirements, Transportation.                           around them are maintained on board                   § 319.15    Notice of quarantine.
                                              7 CFR Part 340                                          under such safeguards as will preclude                *     *     *     *     *
                                                                                                      pest escape: And provided further, That                 (b) The importation of sugarcane
                                                Administrative practice and                           such prohibitions shall not prohibit the              plants (including any plant parts) that
                                              procedure, Biotechnology, Genetic                       movement of plant cuttings or plants                  are for planting or capable of being
                                              engineering, Imports, Packaging and                     that have been—                                       planted is restricted under Subpart—
                                              containers, Plant diseases and pests,                                                                         Plants for Planting of this part.
                                              Transportation.                                           (1) Freed from sand, soil, and earth;
                                                                                                                                                            *     *     *     *     *
                                                                                                        (2) Subsequently potted and
                                              7 CFR Part 360
                                                                                                      established in sphagnum moss or other                 Subpart—Citrus Canker and Other
                                                Plants, Quarantine, Reporting and                     packing material approved under                       Citrus Diseases [Removed]
                                              recordkeeping requirements,                             § 319.37–11 of this chapter that had
                                              Transportation.                                         been stored under shelter and had not                 ■  8. Subpart—Citrus Canker and Other
                                                                                                      been previously used for growing or                   Citrus Diseases, consisting of § 319.19,
                                              7 CFR Part 361
                                                                                                      packing plants;                                       is removed.
                                                Agricultural commodities, Imports,                      (3) Grown thereafter in a manner                    ■ 9. Section 319.24 is amended as
                                              Labeling, Reporting and recordkeeping                   satisfactory to an inspector of the Plant             follows:
                                              requirements, Seeds.                                    Protection and Quarantine Programs to                 ■ a. By redesignating paragraphs (b)
                                                Accordingly, we are amending 7 CFR                    prevent infestation through contact with              through (d) as paragraphs (c) through
                                              parts 318, 319, 330, 340, 360, and 361                  sand, soil, or earth; and                             (e), respectively; and
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                                              as follows:                                                                                                   ■ b. By adding a new paragraph (b).
                                                                                                        (4) Certified by an inspector of the
                                                                                                                                                               The addition reads as follows:
                                              PART 318—STATE OF HAWAII AND                            Plant Protection and Quarantine
                                              TERRITORIES QUARANTINE NOTICES                          Programs as meeting the requirements of               § 319.24    Notice of quarantine.
                                                                                                      paragraphs (c)(1) through (3) of this                 *      *    *    *     *
                                              ■ 1. The authority citation for part 318                section.                                                 (b) The importation of corn plants
                                              continues to read as follows.                           *      *     *     *    *                             (including any plant parts) that are for


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                                              11856              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              planting or capable of being planted is                 Subpart—Plants for Planting                           § 319.37–2   Definitions.
                                              restricted in Subpart—Plants for                                                                                 The following definitions apply to
                                              Planting of this part.                                  § 319.37–1    Notice of quarantine.                   this subpart:
                                              *     *     *     *     *                                  (a) Under section 412(a) of the Plant                 Administrator. The Administrator of
                                                                                                      Protection Act, the Secretary of                      the Animal and Plant Health Inspection
                                              ■ 10. Subpart—Citrus Fruit, is amended
                                                                                                      Agriculture may prohibit or restrict the              Service, United States Department of
                                              by revising the first paragraph of the
                                                                                                      importation and entry of any plant or                 Agriculture, or any other employee of
                                              Note below the subpart heading that
                                                                                                      plant product if the Secretary                        the United States Department of
                                              precedes § 319.28 to read as follows:
                                                                                                      determines that the prohibition or                    Agriculture authorized to act in his or
                                              Subpart—Citrus Fruit                                    restriction is necessary to prevent the               her stead.
                                                                                                      introduction into the United States or                   Animal and Plant Health Inspection
                                                Note 1 to Subpart—Citrus Fruit:                       the dissemination within the United                   Service (APHIS). The Animal and Plant
                                              Citrus plants for planting may be                       States of a plant pest or noxious weed.               Health Inspection Service, United States
                                              imported in accordance with Subpart—                                                                          Department of Agriculture.
                                                                                                         (b) The Secretary has determined that                 Bulb. The portion of a plant
                                              Plants for Planting of this part.
                                                                                                      it is necessary to designate the                      commonly known as a bulb, bulbil,
                                              *     *     *     *     *                               importation of certain taxa of plants for
                                              ■ 11. Section 319.28 is amended as
                                                                                                                                                            bulblet, corm, cormel, rhizome, tuber, or
                                                                                                      planting as not authorized pending pest               pip, and including fleshy roots or other
                                              follows:                                                risk analysis, as provided in § 319.37–4.
                                              ■ a. In paragraph (a)(4), by removing the
                                                                                                                                                            underground fleshy growths, a unit of
                                                                                                      The Secretary has determined that it is               which produces an individual plant.
                                              words ‘‘§§ 319.37 through 319.37–27’’                   necessary to restrict the importation into               Consignment. A quantity of plants for
                                              and adding the words ‘‘§§ 319.37–1                      the United States of all other plants for             planting being moved from one country
                                              through 319.37–23’’ in their place;                     planting and to impose additional                     to another and covered, when required,
                                              ■ b. In paragraph (b)(8) introductory                   restrictions on the importation of                    by a single phytosanitary certificate (a
                                              text, by removing the words ‘‘port of                   specific types of plants for planting, in             consignment may be composed of one
                                              entry identified in § 319.37–14’’ and                   accordance with this subpart and as                   or more lots or taxa).
                                              adding the words ‘‘Customs designated                   described in the Plants for Planting                     Controlled import permit. A written
                                              port of entry indicated in 19 CFR                       Manual.                                               or electronically transmitted
                                              101.3(b)(1)’’ in their place; and                          (c) The importation of plants that are             authorization issued by APHIS for the
                                              ■ c. By revising the OMB citation at the
                                                                                                      imported for processing or                            importation into the United States of
                                              end of the section.                                     consumption, as determined by an                      otherwise prohibited or restricted plant
                                                The revision reads as follows:                        inspector based on documentation                      material for experimental, therapeutic,
                                              § 319.28   Notice of quarantine.                        accompanying the articles, is not subject             or developmental purposes, under
                                              *      *     *       *      *                           to this subpart but may be subject to                 controlled conditions as prescribed by
                                                                                                      restrictions elsewhere in this part.                  the Administrator in accordance with
                                              (Approved by the Office of Management and                                                                     § 319.6.
                                              Budget under control numbers 0579–0173
                                                                                                         (d) The importation of taxa of plants
                                                                                                      for planting that are listed in parts 360                Earth. The softer matter composing
                                              and 0579–0314)
                                                                                                      and 361 of this chapter is subject to the             part of the surface of the globe, in
                                              ■ 12. Subpart—Plants for Planting,                                                                            distinction from the firm rock, and
                                                                                                      restrictions in those parts.
                                              consisting currently of §§ 319.37                                                                             including the soil and subsoil, as well
                                              through 319.37–14, is revised to read as                   (e) The Plant Protection and
                                                                                                                                                            as finely divided rock and other soil
                                              follows:                                                Quarantine Programs also enforces
                                                                                                                                                            formation materials down to the rock
                                                                                                      regulations promulgated under the
                                              Subpart—Plants for Planting                                                                                   layer.
                                                                                                      Endangered Species Act of 1973 (16                       From. Plants for planting are
                                              Sec.                                                    U.S.C. 1531–1544) which contain
                                              319.37–1 Notice of quarantine.                                                                                considered to be ‘‘from’’ any country or
                                                                                                      additional prohibitions and restrictions              locality in which they are grown.
                                              319.37–2 Definitions.                                   on importation into the United States of
                                              319.37–3 General restrictions on the                                                                          Provided, That plants for planting
                                                                                                      plants for planting subject to this                   imported into Canada from another
                                                   importation of plants for planting.
                                              319.37–4 Taxa of plants for planting whose
                                                                                                      subpart (see 50 CFR parts 17 and 23).                 country or locality shall be considered
                                                   importation is not authorized pending                 (f) Within the Plants for Planting                 as being solely from Canada if they meet
                                                   pest risk analysis.                                Manual, one or more common names of                   the following conditions:
                                              319.37–5 Permits.                                       plants for planting may be given in                      (1) They are imported into the United
                                              319.37–6 Phytosanitary certificates.                    parentheses after most scientific names               States directly from Canada after having
                                              319.37–7 Marking and identity.                          (when common names are known) for
                                              319.37–8 Ports of entry: Approved ports,
                                                                                                                                                            been grown for at least 1 year in Canada;
                                                                                                      the purpose of helping to identify the                   (2) They have never been grown in a
                                                   notification of arrival, inspection, and
                                                   refusal of entry.
                                                                                                      plants for planting represented by such               country from which their importation
                                              319.37–9 Treatment of plants for planting;              scientific names; however, unless                     would not be authorized pending pest
                                                   costs and charges for inspection and               otherwise specified, a reference to a                 risk analysis under § 319.37–4;
                                                   treatment; treatments applied outside the          scientific name includes all plants for                  (3) They have never been grown in a
                                                   United States.                                     planting within the taxon represented                 country, other than Canada, from which
                                              319.37–10 Growing media.                                by the scientific name regardless of                  it would be subject to certain
                                              319.37–11 Packing and approved packing                  whether the common name or names are                  restrictions on the importation of
                                                   material.
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                                                                                                      as comprehensive in scope as the                      specific types of plants for planting
                                              319.37–12 through 319.37–19 [Reserved]                  scientific name. When restrictions apply              under § 319.37–20, which are listed in
                                              319.37–20 Restrictions on the importation
                                                   of specific types of plants for planting.
                                                                                                      to the importation of a taxon of plants               the Plants for Planting Manual;
                                              319.37–21 Integrated pest risk management               for planting for which there are                      Provided, that plants for planting that
                                                   measures.                                          taxonomic synonyms, those restrictions                would be subject to postentry
                                              319.37–22 Trust fund agreements.                        apply to the importation of all the                   quarantine if imported into the United
                                              319.37–23 Postentry quarantine.                         synonyms of that taxon as well.                       States may be imported from Canada


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11857

                                              after growth in another country if they                    (5) Certifies the place of origin for all          www.aphis.usda.gov/import_export/
                                              were grown in Canada in postentry                       contents of the shipment;                             plants/manuals/ports/downloads/
                                              quarantine under conditions equivalent                     (6) Certifies that the shipment has                plants_for_planting.pdf. or by
                                              to those specified in the Plants for                    been inspected and/or tested according                contacting the Animal and Plant Health
                                              Planting Manual; and                                    to appropriate official procedures and is             Inspection Service, Plant Protection and
                                                 (4) They were not imported into                      considered free from quarantine pests of              Quarantine, 4700 River Road, Unit 133,
                                              Canada in growing media.                                the United States;                                    Riverdale, MD 20737–1236.
                                                 Inspector. Any individual authorized                    (7) Contains any additional                           Port of first arrival. The land area
                                              by the Administrator or the                             declarations required in the Plants for               (such as a seaport, airport, or land
                                              Commissioner of Customs and Border                      Planting Manual; and                                  border station) where a person, or a
                                              Protection, Department of Homeland                         (8) Certifies that the shipment                    land, water, or air vehicle, first arrives
                                              Security, to enforce the regulations in                 conforms with the phytosanitary                       after entering the territory of the United
                                              this part.                                              requirements of the United States and is              States, and where inspection of plants
                                                 Lot. A number of units of a single                   considered eligible for importation                   for planting is carried out by inspectors.
                                              commodity, identifiable by its                          pursuant to the laws and regulations of                  Preclearance. Phytosanitary
                                              homogeneity of composition and origin,                  the United States.                                    inspection and/or clearance in the
                                              forming all or part of a consignment.                      Place of production. Any premises or               country in which the plants for planting
                                                 Mother stock. A group of plants from                 collection of fields operated as a single             were grown, performed by or under the
                                              which plant parts are taken to produce                  production or farming unit. This may                  regular supervision of APHIS.
                                              new plants.                                             include production sites that are                        Production site. A defined portion of
                                                 National plant protection                            separately managed for phytosanitary                  a place of production utilized for the
                                              organization (NPPO). The official                       purposes.                                             production of a commodity that is
                                                                                                         Plant. Any plant (including any plant              managed separately for phytosanitary
                                              service established by a government to
                                                                                                      part) for or capable of propagation,                  purposes. This may include the entire
                                              discharge the functions specified by the
                                                                                                      including a tree, a tissue culture, a                 place of production or portions of it.
                                              International Plant Protection
                                                                                                      plantlet culture, pollen, a shrub, a vine,            Examples of portions of places of
                                              Convention.
                                                                                                      a cutting, a graft, a scion, a bud, a bulb,           production are a defined orchard, grove,
                                                 Noxious weed. Any plant or plant
                                                                                                      a root, and a seed.                                   field, greenhouse, screenhouse, or
                                              product that can directly or indirectly                    Plant broker. An entity that purchases             premises.
                                              injure or cause damage to crops                         or takes possession of plants for                        Quarantine pest. A plant pest or
                                              (including plants for planting or plant                 planting from an approved place of                    noxious weed that is of potential
                                              products), livestock, poultry, or other                 production for the purpose of exporting               economic importance to the United
                                              interests of agriculture, irrigation,                   those plants without further growing                  States and not yet present in the United
                                              navigation, the natural resources of the                beyond maintaining the plants until                   States, or present but not widely
                                              United States, the public health, or the                export.                                               distributed and being officially
                                              environment.                                               Plant pest. Any living stage of any of             controlled.
                                                 Official control. The active                         the following that can directly or                       Regulated plant. A vascular or
                                              enforcement of mandatory                                indirectly injure, cause damage to, or                nonvascular plant. Vascular plants
                                              phytosanitary regulations and the                       cause disease in any plant or plant                   include gymnosperms, angiosperms,
                                              application of mandatory phytosanitary                  product: A protozoan, a nonhuman                      ferns, and fern allies. Gymnosperms
                                              procedures with the objective of                        animal, a parasitic plant, a bacterium, a             include cycads, conifers, and gingko.
                                              eradication or containment of                           fungus, a virus or viroid, an infectious              Angiosperms include any flowering
                                              quarantine pests.                                       agent or other pathogen, or any article               plant. Fern allies include club mosses,
                                                 Person. Any individual, partnership,                 similar to or allied with any of these                horsetails, whisk ferns, spike mosses,
                                              corporation, association, joint venture,                articles.                                             and quillworts. Nonvascular plants
                                              or other legal entity.                                     Plant Protection and Quarantine                    include mosses, liverworts, hornworts,
                                                 Phytosanitary certificate. A                         Programs. The organizational unit                     and green algae.
                                              document, including electronic                          within APHIS that is delegated                           Secretary. The Secretary of
                                              versions, that is related to a restricted               responsibility for enforcing provisions               Agriculture, or any other officer or
                                              article and is issued not more than 15                  of the Plant Protection Act (7 U.S.C.                 employee of the Department of
                                              days prior to shipment of the restricted                7701 et seq.) and related legislation,                Agriculture to whom authority to act in
                                              article from the country in which it was                quarantines, and regulations.                         his/her stead has been or may hereafter
                                              grown and that:                                            Planting. Any operation for the                    be delegated.
                                                 (1) Is patterned after the model                     placing of plants in a growing medium,                   Soil. The loose surface material of the
                                              certificate of the International Plant                  or by grafting or similar operations, to              earth in which plants, trees, and shrubs
                                              Protection Convention, a multilateral                   ensure their subsequent growth,                       grow, in most cases consisting of
                                              convention on plant protection under                    reproduction, or propagation.                         disintegrated rock with an admixture of
                                              the authority of the Food and                              Plants for planting. Plants intended to            organic material and soluble salts.
                                              Agriculture Organization of the United                  remain planted, to be planted, or                        Species (spp.). All species, clones,
                                              Nations (FAO);                                          replanted.                                            cultivars, strains, varieties, and hybrids
                                                 (2) Is issued by an official of a foreign               Plants for Planting Manual. The                    of a genus.
                                              national plant protection organization in               document that contains restrictions on                   State. Any of the several States of the
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                                              one of the five official languages of the               the importation of specific types of                  United States, the Commonwealth of the
                                              FAO;                                                    plants for planting, as provided in                   Northern Mariana Islands, the
                                                 (3) Is addressed to the national plant               § 319.37–20, and other information                    Commonwealth of Puerto Rico, the
                                              protection organization of the United                   about the importation of plants for                   District of Columbia, Guam, the Virgin
                                              States (Animal and Plant Health                         planting as provided in this subpart.                 Islands of the United States, or any
                                              Inspection Service);                                    The Plants for Planting Manual is                     other territory or possession of the
                                                 (4) Describes the shipment;                          available on the internet at https://                 United States.


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                                              11858              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                                 State Plant Regulatory Official. The                 importation pending pest risk analysis                   (e) Removing a taxon from the list of
                                              official authorized by the State to sign                under this section as follows:                        taxa not authorized pending pest risk
                                              agreements with Federal agencies                           (1) Data sheet. APHIS will publish in              analysis. (1) Requests to remove a taxon
                                              involving operations of the State plant                 the Federal Register a document that                  from the list of taxa whose importation
                                              protection agency.                                      announces our determination that a                    is not authorized pending pest risk
                                                 Taxon (taxa). Any grouping within                    taxon of plants for planting is either a              analysis (NAPPRA) must be made in
                                              botanical nomenclature, such as family,                 quarantine pest or a host of a quarantine             accordance with § 319.5. APHIS will
                                              genus, species, or cultivar.                            pest. This notice will make available a               conduct a pest risk analysis in response
                                                 Type of plants for planting. A                       data sheet that details the scientific                to such a request. The pest risk analysis
                                              grouping of plants for planting based on                evidence APHIS evaluated in making                    will examine the risk associated with
                                              shared characteristics such as biological               the determination that the taxon is a                 the importation of that taxon as well as
                                              traits, morphology, botanical                           quarantine pest or a host of a quarantine             measures available to mitigate that risk.
                                              nomenclature, or risk factors.                          pest. The data sheet will include                     The pest risk analysis may analyze
                                                 United States. All of the States.                    references to the scientific evidence that            importation of the taxon from a specific
                                                                                                      APHIS used in making the                              area, country, or countries, or from all
                                              § 319.37–3 General restrictions on the                  determination. In our notice, we will                 areas of the world. The conclusions of
                                              importation of plants for planting.
                                                                                                      provide for a public comment period of                the pest risk analysis will apply
                                                (a) The importation of certain taxa of                a minimum of 60 days on our additions                 accordingly.
                                              plants for planting is not authorized                   to the list.
                                              pending pest risk analysis in accordance                                                                         (2) If the pest risk analysis indicates
                                                                                                         (2) Response to comments. (i) APHIS                that the taxon is a quarantine pest or a
                                              with § 319.37–4.                                        will issue a notice after the close of the
                                                (b) General restrictions that apply to                                                                      host of a quarantine pest and the
                                                                                                      public comment period indicating that                 Administrator determines that there are
                                              the importation of all plants for planting              the taxon will be added to the list of
                                              other than those whose importation is                                                                         no measures available that adequately
                                                                                                      taxa not authorized for importation                   mitigate the risk of introducing a
                                              not authorized pending pest risk                        pending pest risk analysis if:
                                              analysis are found in §§ 319.37–5                                                                             quarantine pest into the United States
                                                                                                         (A) No comments were received on
                                              through 319.37–11.                                                                                            through the taxon’s importation, we will
                                                                                                      the data sheet;
                                                (c) In accordance with § 319.37–20,                      (B) The comments on the data sheet                 continue to list the taxon as not
                                              the Administrator may impose                            revealed that no changes to the data                  authorized for importation pending pest
                                              restrictions on the importation of                      sheet were necessary; or                              risk analysis. We will publish a notice
                                              specific types of plants for planting.                     (C) Changes to the data sheet were                 making the pest risk analysis available
                                              These restrictions are listed in the                    made in response to public comments,                  for comment. If comments cause us to
                                              Plants for Planting Manual. Additional                  but the changes did not affect APHIS’                 change our determination, we will
                                              information on restrictions applicable to               determination that the taxon poses a                  publish another notice in accordance
                                              the importation of specific types of                    risk of introducing a quarantine pest                 with either paragraph (e)(3) or (4) of this
                                              plants for planting can be found in                     into the United States.                               section, as appropriate. If comments do
                                              §§ 319.37–20 through 319.37–23.                            (ii) If comments present information               not cause us to change our
                                                                                                      that leads us to determine that the                   determination, we will publish a second
                                              § 319.37–4 Taxa of plants for planting                  importation of the taxon does not pose                notice responding to the comments and
                                              whose importation is not authorized                     a risk of introducing a quarantine pest               affirming our determination that the
                                              pending pest risk analysis.                                                                                   taxon should continue to be listed as
                                                                                                      into the United States, APHIS will not
                                                 (a) Determination by the                             add the taxon to the list of plants for               NAPPRA.
                                              Administrator. The importation of                       planting whose importation is not                        (3) If the pest risk analysis supports a
                                              certain taxa of plants for planting poses               authorized pending pest risk analysis.                determination that importation of the
                                              a risk of introducing quarantine pests                  APHIS will issue a notice giving public               taxon be allowed subject to taxon-
                                              into the United States. Therefore, the                  notice of this determination after the                specific restrictions, APHIS will publish
                                              importation of these taxa is not                        close of the comment period.                          a notice making the pest risk analysis
                                              authorized pending the completion of a                     (c) Criterion for listing a taxon of               available to the public for comment in
                                              pest risk analysis, except as provided in               plants for planting as a quarantine pest.             accordance with the process in
                                              paragraph (f) of this section. These taxa               A taxon will be added to the list of taxa             § 319.37–20(c).
                                              are listed in the Plants for Planting                   whose importation is not authorized                      (4) If the pest risk analysis supports a
                                              Manual. There are two categories of taxa                pending pest risk analysis if scientific              determination that importation of the
                                              whose importation is not authorized                     evidence causes APHIS to determine                    taxon be allowed subject to the general
                                              pending pest risk analysis: Taxa of                     that the taxon is a quarantine pest.                  restrictions of this subpart, APHIS will
                                              plants for planting that are quarantine                    (d) Criteria for listing a taxon of                publish a notice announcing our intent
                                              pests, and taxa of plants for planting                  plants for planting as a host of a                    to remove the taxon from the list of taxa
                                              that are hosts of quarantine pests. For                 quarantine pest. A taxon will be added                whose importation is not authorized
                                              taxa of plants for planting that have                   to the list of taxa whose importation is              pending pest risk analysis and making
                                              been determined to be quarantine pests,                 not authorized pending pest risk                      the pest risk analysis supporting the
                                              the list includes the names of the taxa.                analysis if scientific evidence causes                taxon’s removal available for public
                                              For taxa of plants for planting that are                APHIS to determine that the taxon is a                comment.
                                              hosts of quarantine pests, the list                     host of a quarantine pest. The following
                                                                                                                                                               (i) APHIS will issue a notice after the
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                                              includes the names of the taxa, the                     criteria must be fulfilled in order to
                                              foreign places from which the taxa’s                    make this determination:                              close of the public comment period
                                              importation is not authorized, and the                     (1) The plant pest in question must be             indicating that the importation of the
                                              quarantine pests of concern.                            determined to be a quarantine pest; and               taxon will be subject only to the general
                                                 (b) Addition of taxa. A taxon of plants                 (2) The taxon of plants for planting               restrictions of this subpart if:
                                              for planting may be added to one of the                 must be determined to be a host of that                  (A) No comments were received on
                                              lists of taxa not authorized for                        quarantine pest.                                      the pest risk analysis;


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                                   11859

                                                 (B) The comments on the pest risk                    and with such tag or label bearing a                  pursuant to the Plant Protection Act are
                                              analysis revealed that no changes to the                controlled import permit number                       necessary with respect to the plants for
                                              pest risk analysis were necessary; or                   corresponding to the number of the                    planting.1
                                                 (C) Changes to the pest risk analysis                controlled import permit issued for such                 (d) Any permit that has been issued
                                              were made in response to public                         plants for planting.                                  may be revoked by an inspector or
                                              comments, but the changes did not                       (Approved by the Office of Management and
                                                                                                                                                            APHIS in accordance with § 319.7–4.
                                              affect the overall conclusions of the                   Budget under control number 0579–0380)
                                                                                                                                                               (e) Any plants for planting not
                                              analysis and the Administrator’s                                                                              required to be imported with a permit
                                              determination that the importation of                   § 319.37–5    Permits.                                in accordance with paragraph (a) of this
                                              the taxon does not pose a risk of                          (a)(1) Plants for planting may be                  section may be imported or offered for
                                              introducing a quarantine pest into the                  imported or offered for importation into              importation into the United States only
                                              United States.                                          the United States only after issuance of              after issuance of an oral authorization
                                                 (ii) If information presented by                     a written permit by the Plant Protection              for importation issued by an inspector at
                                              commenters indicates that the pest risk                 and Quarantine Programs, except as                    the port of entry.
                                              analysis needs to be revised, APHIS will                provided in the Plants for Planting                      (f) An oral authorization for
                                              issue a notice after the close of the                   Manual. Exceptions from the                           importation of plants for planting shall
                                              public comment period indicating that                   requirement for a written permit will be              be issued at a port of entry by an
                                              the importation of the taxon will                       added, changed, or removed in                         inspector only if all applicable
                                              continue to be listed as not authorized                 accordance with § 319.37–20.                          requirements of this subpart are met,
                                              pending pest risk analysis while the                       (2) Plants for planting whose                      such plants for planting are eligible to
                                              information presented by commenters is                  importation is subject to postentry                   be imported under an oral
                                              analyzed and incorporated into the pest                 quarantine, as listed in the Plants for               authorization, and an inspector at the
                                              risk analysis. APHIS will subsequently                  Planting Manual, must also be imported                port of entry determines that no
                                              publish a new notice announcing the                     under an importer postentry quarantine                measures pursuant to section 414 of the
                                              availability of the revised pest risk                   growing agreement in accordance with                  Plant Protection Act (7 U.S.C. 7714) are
                                              analysis.                                               § 319.37–23(c).                                       necessary with respect to such plants for
                                                 (5) APHIS may also remove a taxon                       (b) An application for a written permit            planting.
                                              from the list of taxa whose importation                 should be submitted to the Plant                         (g) Persons wishing to import plants
                                              is not authorized pending pest risk                     Protection and Quarantine Programs                    for planting into the United States for
                                              analysis when APHIS determines that                     (Animal and Plant Health Inspection                   experimental, therapeutic, or
                                              the evidence used to add the taxon to                   Service, Plant Protection and                         developmental purposes must apply for
                                              the list was erroneous (for example,                    Quarantine, Permits, Permit Unit, 4700                a controlled import permit in
                                              involving a taxonomic                                   River Road, Unit 133, Riverdale, MD                   accordance with §§ 319.6 and 319.37–3.
                                              misidentification).                                     20737–1236) at least 30 days prior to                 (Approved by the Office of Management and
                                                 (f) Controlled import permits. Any                   arrival of the plants for planting at the             Budget under control numbers 0579–0190,
                                              plants for planting whose importation is                port of entry. Application forms are                  0579–0285, and 0579–0319)
                                              not authorized pending pest risk                        available without charge from that                    § 319.37–6    Phytosanitary certificates.
                                              analysis in accordance with this section                address or on the internet at http://
                                              may be imported or offered for entry                                                                             (a) Phytosanitary certificates. Any
                                                                                                      www.aphis.usda.gov/permits/ppq_
                                              into the United States if:                                                                                    plants for planting offered for
                                                                                                      epermits.shtml. The completed
                                                 (1) Imported for experimental,                                                                             importation into the United States must
                                                                                                      application shall include the following
                                              therapeutic, or developmental purposes                                                                        be accompanied by a phytosanitary
                                                                                                      information:
                                              under the conditions specified in a                        (1) Name, address, and telephone                   certificate, except as described in
                                              controlled import permit issued in                      number of the importer;                               paragraphs (b) and (c) of this section.
                                              accordance with § 319.6;                                   (2) The taxon or taxa and the                      The phytosanitary certificate must
                                                 (2) Imported at the National Plant                   approximate quantity of plants for                    identify the genus of the plants for
                                              Germplasm Inspection Station, Building                  planting intended to be imported;                     planting it accompanies. When the
                                              580, Beltsville Agricultural Research                      (3) Country(ies) or locality(ies) where            importation of individual species or
                                              Center East, Beltsville, MD 20705 or                    grown;                                                cultivars within a genus is restricted in
                                              through any USDA plant inspection                          (4) Intended United States port of                 accordance with § 319.37–20, the
                                              station listed in the Plants for Planting               entry;                                                phytosanitary certificate must also
                                              Manual;                                                    (5) Means of transportation, e.g., mail,           identify the species or cultivar of the
                                                 (3) Imported pursuant to a controlled                airmail, express, air express, freight,               plants for planting it accompanies.
                                              import permit issued for such plants for                airfreight, or baggage; and                           Otherwise, identification of the species
                                              planting and kept on file at the port of                   (6) Expected date of arrival.                      is strongly preferred, but not required.
                                              entry;                                                     (c) A permit indicating the applicable             Intergeneric and interspecific hybrids
                                                 (4) Imported under conditions                        conditions for importation under this                 must be designated by placing the
                                              specified on the controlled import                      subpart will be issued by Plant                       multiplication sign ‘‘×’’ between the
                                              permit and found by the Administrator                   Protection and Quarantine Programs if,                names of the parent taxa. If the hybrid
                                              to be adequate to prevent the                           after review of the application, the                  is named, the multiplication sign may
                                              introduction into the United States of                  plants for planting are deemed eligible               instead be placed before the name of an
                                              quarantine pests, i.e., conditions of                   to be imported into the United States                 intergeneric hybrid or before the epithet
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                                              treatment, processing, growing,                         under the conditions specified in the                 in the name of an interspecific hybrid.
                                              shipment, disposal; and                                 permit. However, even if such a permit
                                                 (5) Imported with a controlled import                is issued, the plants for planting may be               1 An inspector may hold, seize, quarantine, treat,

                                              tag or label securely attached to the                   imported only if all applicable                       apply other remedial measures to, destroy, or
                                                                                                                                                            otherwise dispose of plants, plant pests, or other
                                              outside of the container containing the                 requirements of this subpart are met and              articles in accordance with sections 414, 421, and
                                              plants for planting or securely attached                only if an inspector at the port of entry             434 of the Plant Protection Act (7 U.S.C. 7714, 7731,
                                              to the plant itself if not in a container,              determines that no remedial measures                  and 7754).



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                                              11860              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                                 (b) Small lots of seed. Lots of seed                 importation of plants for planting that               number of the intended recipient, and
                                              may be imported without a                               are not accompanied by a phytosanitary                shall plainly and correctly bear on the
                                              phytosanitary certificate required by                   certificate to ensure that the plants are             outer container the following
                                              paragraph (a) of this section under the                 appropriately identified and free of                  information:
                                              following conditions:                                   quarantine pests.                                       (1) General nature and quantity of the
                                                 (1) The importation of the seed is                      (3) The Plants for Planting Manual                 contents;
                                              authorized by a written permit issued in                lists types of plants for planting that are             (2) Country and locality where grown;
                                              accordance with § 319.37–5.                             not required to be accompanied by a                     (3) Name and address of shipper,
                                                 (2) The seed is not listed as not                    phytosanitary certificate; the countries              owner, or person shipping or forwarding
                                              authorized pending pest risk analysis, as               from which their importation without a                the plants for planting; and
                                              provided in § 319.37–4; is not of any                   phytosanitary certificate is authorized;                (4) Number of written permit
                                              noxious weed species listed in part 360                 the approved documentation of                         authorizing the importation, if one was
                                              of this chapter; is not subject to                      eligibility for importation; and any                  required under § 319.37–5.
                                              restrictions on specific types of plants                additional conditions on their                          (c) Any consignment of plants for
                                              for planting as provided in § 319.37–20;                importation.                                          planting for importation (by mail or
                                              is not restricted under the regulations in                 (4) Types of plants for planting may               otherwise), at the time of importation or
                                              parts 330 and 340 of this chapter; and                  be added to or removed from the list of               offer for importation into the United
                                              meets the requirements of part 361 of                   plants for planting that are not required             States shall be accompanied by an
                                              this chapter.                                           to be accompanied by a phytosanitary                  invoice or packing list indicating the
                                                 (3) The seed meets the following                     certificate in accordance with § 319.37–              contents of the consignment.
                                              packaging and shipping requirements:                    20. The requirements for importing                    (Approved by the Office of Management and
                                                 (i) Each seed packet is clearly labeled              types of plants for planting without a                Budget under control numbers 0579–0190
                                              with the name of the collector/shipper,                 phytosanitary certificate may also be                 and 0579–0319)
                                              the country of origin, and the scientific               changed by a notice issued in
                                              name at least to the genus, and                                                                               § 319.37–8 Ports of entry: Approved ports,
                                                                                                      accordance with § 319.37–20. The                      notification of arrival, inspection, and
                                              preferably to the species, level;                       notice published for comment will                     refusal of entry.
                                                 (ii) There are a maximum of 50 seeds                 describe the documentation agreed
                                              of 1 taxon (taxonomic category such as                                                                           (a) Approved ports of entry. Any
                                                                                                      upon by the Administrator and the                     plants for planting required to be
                                              genus, species, cultivar, etc.) per packet;             NPPO of the exporting country and any
                                              or a maximum weight not to exceed 10                                                                          imported under a written permit in
                                                                                                      additional restrictions to be imposed on              accordance with § 319.37–5(a), if not
                                              grams of seed of 1 taxon per packet;                    the importation of the type of plants for
                                                 (iii) There are a maximum of 50 seed                                                                       precleared, must be imported or offered
                                                                                                      planting.                                             for importation only at a USDA plant
                                              packets per shipment;
                                                 (iv) The seeds are free from pesticides;             (Approved by the Office of Management and             inspection station, unless the Plants for
                                                 (v) The seeds are securely packaged in               Budget under control numbers 0579–0142,               Planting Manual indicates otherwise.
                                              packets or envelopes and sealed to                      0579–0190, 0579–0285, and 0579–0319)                  Ports of entry through which plants for
                                              prevent spillage;                                                                                             planting must pass through before
                                                 (vi) The shipment is free from soil,                 § 319.37–7    Marking and identity.                   arriving at these USDA plant inspection
                                              plant material other than seed, other                      (a) Any consignment of plants for                  stations are listed in the Plants for
                                              foreign matter or debris, seeds in the                  planting for importation, other than by               Planting Manual. All other plants for
                                              fruit or seed pod, and living organisms                 mail at the time of importation, or offer             planting may be imported or offered for
                                              such as parasitic plants, pathogens,                    for importation into the United States                importation at any Customs designated
                                              insects, snails, mites; and                             shall plainly and correctly bear on the               port of entry indicated in 19 CFR
                                                 (vii) At the time of importation, the                outer container (if in a container) or the            101.3(b)(1). Exceptions may be listed in
                                              shipment is sent to either the Plant                    plants for planting (if not in a container)           § 330.104 of this chapter. Plants for
                                              Germplasm Quarantine Center in                          the following information:                            planting that are required to be
                                              Beltsville, MD, or a USDA plant                            (1) General nature and quantity of the             imported under a written permit that are
                                              inspection station.                                     contents;                                             also precleared in the country of export
                                                 (c) Importation of other plants for                     (2) Country and locality where grown;              are not required to enter at an
                                              planting without phytosanitary                             (3) Name and address of shipper,                   inspection station and may enter
                                              certificates. (1) The Administrator may                 owner, or person shipping or forwarding               through any Customs port of entry.
                                              authorize the importation of types of                   the plants for planting;                              Exceptions may be listed in § 330.104 of
                                              plants for planting without a                              (4) Name and address of consignee;                 this chapter.
                                              phytosanitary certificate if the plants for                (5) Identifying shipper’s mark and                    (b) Notification upon arrival at the
                                              planting are accompanied by equivalent                  number; and                                           port of entry. Promptly upon arrival of
                                              documentation agreed upon by the                           (6) Number of written permit                       any plants for planting at a port of entry,
                                              Administrator and the NPPO of the                       authorizing the importation, if one was               the importer shall notify the Plant
                                              exporting country as sufficient to                      required under § 319.37–5.                            Protection and Quarantine Programs of
                                              establish the eligibility of the plants for                (b) Any consignment of plants for                  the arrival by such means as a manifest,
                                              importation into the United States. The                 planting for importation by mail shall be             Customs entry document, commercial
                                              documentation must be provided by the                   plainly and correctly addressed and                   invoice, waybill, a broker’s document,
                                              NPPO or refer to documentation                          mailed to the Plant Protection and                    or a notice form provided for that
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                                              provided by the NPPO. The                               Quarantine Programs at a port of entry                purpose.
                                              documentation must be agreed upon                       listed in the Plants for Planting Manual                 (c) Inspection and treatment. Any
                                              before the plants for planting are                      as approved to receive imported plants                plants for planting may be sampled and
                                              exported from the exporting country to                  for planting, shall be accompanied by a               inspected by an inspector at the port of
                                              the United States.                                      separate sheet of paper within the                    first arrival and/or under preclearance
                                                 (2) The Administrator may impose                     package plainly and correctly bearing                 inspection arrangements in the country
                                              additional restrictions on the                          the name, address, and telephone                      in which the plants for planting were


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                                                                   Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11861

                                              grown, and must undergo treatment in                     under the regulations in this subpart.                listed in the Plants for Planting Manual
                                              accordance with part 305 of this chapter                 The Plant Protection and Quarantine                   may be imported established in such
                                              if treatment is ordered by the inspector.                Programs will not be responsible for any              growing media. The Administrator has
                                              Any plants for planting found upon                       costs or charges, other than those                    determined that the importation of the
                                              inspection to contain or be                              indicated in this section.                            specified types of plants for planting in
                                              contaminated with quarantine pests that                     (b) Any treatment performed in the                 these growing media does not pose a
                                              cannot be eliminated by treatment will                   United States on plants for planting                  risk of introducing quarantine pests into
                                              be denied entry at the first United States               must be performed at the time of                      the United States. If the Administrator
                                              port of arrival and must be destroyed or                 importation into the United States.                   determines that a new growing medium
                                              shipped to a point outside the United                    Treatment shall be performed by an                    may be added to the list of growing
                                              States.                                                  inspector or under an inspector’s                     media in which imported plants for
                                                 (d) Disposition of plants for planting                supervision at a Government-operated                  planting may be established, or that a
                                              not in compliance with this subpart.                     special inspection facility, except that              growing medium currently listed for
                                              The importer of any plants for planting                  an importer may have such treatment                   such purposes is no longer suitable for
                                              denied entry for noncompliance with                      performed at a nongovernmental facility               establishment of imported plants for
                                              this subpart must, at the importer’s                     if the treatment is performed at                      planting, APHIS will publish in the
                                              expense and within the time specified                    nongovernment expense under the                       Federal Register a notice that
                                              in an emergency action notification                      supervision of an inspector and in                    announces our proposed determination
                                              (PPQ Form 523), destroy, ship to a point                 accordance with part 305 of this chapter              and requests comment on the change.
                                              outside the United States, treat in                      and in accordance with any treatment                  After the close of the comment period,
                                              accordance with part 305 of this                         required by an inspector as an                        APHIS will publish another notice
                                              chapter, or apply other safeguards to the                emergency measure in order to prevent                 informing the public of the
                                              plants for planting, as prescribed by an                 the dissemination of any quarantine                   Administrator’s decision on the change
                                              inspector, to prevent the introduction                   pests. However, treatment may be                      to the list of growing media in which
                                              into the United States of quarantine                     performed at a nongovernmental facility               imported types of plants for planting
                                              pests. In choosing which action to order                 only in cases of unavailability of                    may be established.
                                              and in setting the time limit for the                    government facilities and only if, in the                (d) Certain types of plants for
                                              action, the inspector shall consider the                 judgment of an inspector, the plants for              planting, as listed in the Plants for
                                              degree of pest risk presented by the                     planting can be transported to such                   Planting Manual, may be imported
                                              plant pest associated with the plants for                nongovernmental facility without the                  when they are established in a growing
                                              planting, whether the plants for planting                risk of introduction into the United                  medium approved by the Administrator
                                              are a host of the pest, the types of other               States of quarantine pests.                           and they are produced in accordance
                                              host materials for the pest in or near the                  (c) Any treatment performed outside                with additional requirements specified
                                              port, the climate and season at the port                 the United States must be monitored                   in the Plants for Planting Manual.
                                              in relation to the pest’s survival range,                and certified by an APHIS inspector or                Changes to the list of plants for planting
                                              and the availability of treatment                        an official from the NPPO of the                      that may be imported in growing media,
                                              facilities for the plants for planting.                  exporting country. If monitored and                   and to the requirements for the
                                                 (e) Removal of plants for planting                    certified by an official of the NPPO of               importation of those types of plants for
                                              from port of first arrival. No person shall              the exporting country, then a                         planting, will be made in accordance
                                              remove any plants for planting from the                  phytosanitary certificate must be issued              with § 319.37–20.
                                              port of first arrival unless and until                   with the following declaration: ‘‘The
                                                                                                                                                             (Approved by the Office of Management and
                                              notice is given to the collector of                      consignment of (fill in taxon) has been               Budget under control numbers 0579–0190,
                                              customs by the inspector that the plants                 treated in accordance with 7 CFR part                 0579–0439, 0579–0454, 0579–0458, and
                                              for planting has satisfied all                           305.’’ During the entire interval between             0579–0463)
                                              requirements under this subpart.                         treatment and export, the consignment
                                                                                                       must be stored and handled in a manner                § 319.37–11 Packing and approved
                                              (Approved by the Office of Management and
                                                                                                       that prevents any infestation by                      packing material.
                                              Budget under control numbers 0579–0190,
                                              0579–0310, and 0579–0319)                                quarantine pests.                                        (a) Plants for planting for importation
                                                                                                                                                             into the United States must not be
                                              § 319.37–9 Treatment of plants for                       (Approved by the Office of Management and
                                                                                                       Budget under control number 0579–0190)                packed in the same container as plants
                                              planting; costs and charges for inspection                                                                     for planting whose importation into the
                                              and treatment; treatments applied outside
                                              the United States.
                                                                                                       § 319.37–10       Growing media.                      United States is not authorized pending
                                                                                                         (a) Any plants for planting at the time             pest risk analysis in accordance with
                                                (a) The services of a Plant Protection                                                                       § 319.37–4.
                                                                                                       of importation or offer for importation
                                              and Quarantine inspector during                                                                                   (b) Any plants for planting at the time
                                                                                                       into the United States shall be free of
                                              regularly assigned hours of duty and at                                                                        of importation or offer for importation
                                              the usual places of duty shall be                        sand, soil, earth, and other growing
                                                                                                       media, except as provided in paragraph                into the United States shall not be
                                              furnished without cost to the importer.2                                                                       packed in a packing material unless the
                                              No charge will be made to the importer                   (b), (c), or (d) of this section.
                                                                                                         (b) Plants for planting from Canada                 plants were packed in the packing
                                              for Government-owned or -controlled                                                                            material immediately prior to shipment;
                                                                                                       may be imported in any growing
                                              special inspection facilities and                                                                              such packing material is free from sand,
                                                                                                       medium, except as restricted in the
                                              equipment used in treatment, but the                                                                           soil, or earth (except as designated in
                                                                                                       Plants for Planting Manual. Restrictions
                                              inspector may require the importer to
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                                                                                                       on growing media for specific types of                the Plants for Planting Manual); has not
                                              furnish any special labor, chemicals,
                                                                                                       plants for planting imported from                     been used previously as packing
                                              packing materials, or other supplies
                                                                                                       Canada will be added, changed, or                     material or otherwise; and is approved
                                              required in handling an importation
                                                                                                       removed in accordance with § 319.37–                  by the Administrator as not posing a
                                                2 Provisions relating to costs for other services of   20.                                                   risk of introducing quarantine pests.
                                              an inspector are contained in part 354 of this             (c) Certain types of plants for planting            Approved packing materials are listed
                                              chapter.                                                 growing solely in certain growing media               in the Plants for Planting Manual.


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                                              11862              Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                                (c) If the Administrator determines                   comment a document describing the                     the conditions required for integrated
                                              that a new packing material may be                      restrictions that the Administrator has               pest risk management. Approval will be
                                              added to the list of packing materials, or              determined are necessary and how these                withdrawn if the participant fails to
                                              that a packing material currently listed                restrictions will mitigate the risk of                meet the conditions at any time. All
                                              should no longer be approved, APHIS                     introducing quarantine pests into the                 documentation required under
                                              will publish in the Federal Register a                  United States.                                        paragraphs (a)(5) and (6) of this section
                                              notice that announces our proposed                         (2) Response to comments. APHIS                    will be maintained by the exporting
                                              determination and requests comment on                   will issue a second notice after the close            place of production and made available
                                              the change. After the close of the                      of the public comment period on the                   to official representatives of the NPPO
                                              comment period, APHIS will publish                      notice described in paragraph (c)(1) of               of the exporting country and APHIS
                                              another notice informing the public of                  this section. This notice will inform the             upon request. The place of production
                                              the Administrator’s decision on the                     public of the specific restrictions, if any,          must be open to necessary and
                                              change to the list of approved packing                  that the Administrator has determined                 reasonable audit, monitoring, and
                                              materials.                                              to be necessary in order to mitigate the              evaluation of compliance by the NPPO
                                                                                                      risk of introducing quarantine pests into             of the exporting country and APHIS.
                                              (Approved by the Office of Management and
                                              Budget under control number 0579–0190)
                                                                                                      the United States through the                         The management of the place of
                                                                                                      importation of the type of plants for                 production will be responsible for
                                              §§ 319.37–12 through 319.37–19                          planting. In response to the public                   complying with the integrated pest risk
                                              [Reserved]                                              comments submitted, the Administrator                 management measures. Management
                                                                                                      may implement the restrictions                        must specify the roles and
                                              § 319.37–20 Restrictions on the
                                              importation of specific types of plants for
                                                                                                      described in the document made                        responsibilities of its personnel to
                                              planting.                                               available by the initial notice, amend                perform program activities. The place of
                                                                                                      the restrictions in response to public                production must notify the NPPO of the
                                                (a) Plant type-specific restrictions. In
                                                                                                      comment, or determine that changes to                 exporting country of deficiencies
                                              addition to the general restrictions in
                                                                                                      the restrictions on the importation of the            detected during internal audits. The
                                              this subpart, the Administrator may
                                                                                                      type of plants for planting are                       NPPO of the exporting country will be
                                              impose additional restrictions on the
                                                                                                      unnecessary.                                          responsible for ensuring that the place
                                              importation of specific types of plants                    (d) Previously imposed restrictions on             of production is in compliance with the
                                              for planting necessary to effectively                   specific types of plants for planting.                integrated pest risk management
                                              mitigate the risk of introducing                        Types of plants for planting whose                    measures.
                                              quarantine pests into the United States                 importation was subject to specific                     (1) Pest management program. The
                                              through the importation of specific                     restrictions by specific regulation as of             place of production must develop and
                                              plants for planting. Additional                         April 18, 2018, will continue to be                   implement an approved pest
                                              restrictions may be placed on the                       subject to those restrictions, except as              management program that contains
                                              importation of the entire plant or on                   changed in accordance with the process                ongoing pest monitoring and procedures
                                              certain plant parts. A list of the types of             specified in paragraph (c) of this                    for the exclusion and control of plant
                                              plants for planting whose importation is                section. The restrictions are found in the            pests. The place of production must
                                              subject to additional restrictions, and                 Plants for Planting Manual.                           obtain material used to produce plants
                                              the specific restrictions that apply to the                                                                   for planting from sources that are free of
                                              importation of each type of plants for                  § 319.37–21 Integrated pest risk                      quarantine pests and that are approved
                                              planting, may be found in the Plants for                management measures.                                  by the NPPO of the exporting country
                                              Planting Manual.                                           If a type of plants for planting is a              and APHIS. All sources of plants for
                                                (b) Basis for changing restrictions. The              host of a quarantine pest or pests,                   planting and the phytosanitary status of
                                              Administrator may determine that it is                  APHIS may require the type of plants                  those plants must be well-documented
                                              necessary to add, change, or remove                     for planting to be produced in                        and the program for producing plants
                                              restrictions on the importation of a                    accordance with integrated pest risk                  for planting carefully monitored.
                                              specific type of plants for planting,                   management measures as a condition of                   (2) Training. A training program
                                              based on the risk of introducing a                      importation. This section sets out a                  approved by the NPPO of the exporting
                                              quarantine pest through the importation                 general framework for integrated pest                 country and APHIS must be established,
                                              of that type of plants for planting. The                risk management measures. When                        documented, and regularly conducted at
                                              Administrator will make this                            APHIS determines that integrated                      the place of production. The training
                                              determination based on the findings of                  measures are necessary to mitigate risk,              program must ensure that all those
                                              a pest risk analysis or on other scientific             APHIS will use this framework to                      involved in the export program possess
                                              evidence.                                               develop integrated pest risk                          specific knowledge related to the
                                                (c) Process for adding, changing, or                  management measures that mitigate the                 relevant components of the program and
                                              removing restrictions. Restrictions on                  quarantine pest risks associated with                 a general understanding of its
                                              the importation of a specific type of                   that type of plants for planting through              requirements.
                                              plants for planting beyond the general                  the process described in § 319.37–20.                   (3) Internal audits. The place of
                                              restrictions in §§ 319.37–5 through                        (a) Responsibilities of the place of               production must perform, or designate
                                              319.37–11 will be changed through the                   production. The place of production is                parties to perform internal audits that
                                              following process:                                      responsible for identifying, developing,              ensure that a plan approved and
                                                (1) Document describing restrictions.                 and implementing procedures that meet                 documented by APHIS and the NPPO of
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                                              APHIS will publish in the Federal                       the requirements of both the NPPO of                  the exporting country is being followed
                                              Register a notice that announces our                    the exporting country and APHIS.                      and is achieving the appropriate level of
                                              proposed determination that it is                       Participants in the export program must               pest management.
                                              necessary to add, change, or remove                     be approved by the NPPO or its                          (4) Traceability. The place of
                                              restrictions on the importation of a                    designee and APHIS. Approval will be                  production must implement a procedure
                                              specific type of plants for planting. This              conferred by the NPPO or its designee                 approved by APHIS and the NPPO of
                                              notice will make available for public                   and APHIS after the participant meets                 the exporting country or its designee


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11863

                                              that documents and identifies plants                    removing, and reinstating approval for a              processes for verifying status and
                                              from propagation through harvest and                    particular program should be jointly                  maintaining traceability.
                                              sale to ensure that plants can be traced                developed and agreed upon by APHIS                       (e) External audits. APHIS and the
                                              forward and back from the place of                      and the NPPO of the exporting country.                NPPO of the exporting country will
                                              production. Depending on the nature of                  Information should be exchanged                       agree to the requirements for external
                                              the quarantine pests, the system may                    between APHIS and the NPPO of the                     audits.
                                              need to account for:                                    exporting country through officially                     (1) APHIS audits. APHIS will evaluate
                                                 (i) The origin and pest status of                    designated points of contact.                         the integrated pest risk management
                                              mother stock;                                              (c) Responsibilities of the NPPO of the            measures of the NPPO of the exporting
                                                 (ii) The year of propagation and the                 exporting country. (1) The NPPO of the                country before acceptance. This could
                                              place of production of all plant parts                  exporting country must provide                        consist of documentation review, site
                                              that make up the plants for planting                    sufficient information to APHIS to                    visits, and inspection and testing of
                                              intended for export;                                    support the evaluation and acceptance                 plants produced under the system.
                                                 (iii) Geographic location of the place               of export programs. This may include:                 Following approval, APHIS or its
                                              of production;                                             (i) Specific identification of the                 designee will monitor and periodically
                                                 (iv) Location of plants for planting                 commodity, place of production, and                   audit the system to ensure that it
                                              within the place of production;                         expected volume and frequency of                      continues to meet the stated objectives.
                                                 (v) The plant taxon; and                             consignments;                                         Audits will include inspection of
                                                 (vi) The purchaser’s identity.                          (ii) Relevant production, harvest,                 imported plants for planting, site visits,
                                                 (5) Documentation of program                                                                               and review of the integrated pest risk
                                                                                                      packing, handling, and transport details;
                                              procedures. The place of production                                                                           management measures and internal
                                                                                                         (iii) Pests associated with the plant
                                              must develop a manual approved by the                                                                         audit processes of the place of
                                                                                                      including prevalence, distribution, and
                                              NPPO of the exporting country and                                                                             production and the NPPO of the
                                                                                                      damage potential;
                                              APHIS that guides the place of                                                                                exporting country.
                                                                                                         (iv) Risk management measures
                                              production’s operation and that                                                                                  (2) Audits by the NPPO of the
                                                                                                      proposed for a pest management
                                              includes the following components:                                                                            exporting country. The NPPO must
                                                                                                      program; and
                                                 (i) Administrative procedures                                                                              arrange for audits of the exporting
                                              (including roles and responsibilities and                  (v) Relevant efficacy data.
                                                                                                                                                            system. Audits may be conducted by the
                                              training procedures);                                      (2) A phytosanitary certificate should
                                                                                                                                                            NPPO or its designee and may consist
                                                 (ii) Pest management plan;                           be issued by the NPPO of the exporting
                                                                                                                                                            of inspection and testing of plants for
                                                 (iii) Place of production internal audit             country unless APHIS and the NPPO of
                                                                                                                                                            planting and the documentation and
                                              procedures;                                             the exporting country agree to use other
                                                                                                                                                            management practices as they relate to
                                                 (iv) Management of noncompliant                      documentation in accordance with
                                                                                                                                                            the program. Audits should verify that:
                                              product or procedures;                                  § 319.37–6(c).
                                                                                                                                                               (i) The places of production in the
                                                 (v) Traceability procedures; and                        (3) Other responsibilities of the NPPO             program are free of quarantine pests;
                                                 (vi) Recordkeeping systems.                          of the exporting country include:                        (ii) Program participants are
                                                 (6) Records. A place of production                      (i) Establishing and maintaining                   complying with the specified standards;
                                              must maintain records on its premises                   compliance agreements as necessary;                      (iii) The integrated pest management
                                              as specified by APHIS and the NPPO of                      (ii) Oversight and enforcement of                  measures continue to meet APHIS
                                              the exporting country. These records                    program provisions;                                   requirements; and
                                              must be made available to APHIS and                        (iii) Arrangements for monitoring and                 (iv) Arrangements with designees are
                                              the NPPO of the exporting country upon                  audit; and                                            complied with.
                                              request. These documents include all                       (iv) Maintaining appropriate records.                 (f) Noncompliance. (1) The exporting
                                              the elements described in this paragraph                   (d) Responsibilities of plant brokers              NPPO must notify APHIS of
                                              (a) and copies of all internal and                      trading in plants for planting produced               noncompliance within the integrity of
                                              external audit documents and reports.                   in accordance with integrated pest risk               the system or noncompliance by a place
                                                 (b) Responsibilities of APHIS and the                management measures. Plant brokers                    of production that affects the
                                              NPPO of the exporting country. APHIS                    trading in plants for planting produced               phytosanitary integrity of the
                                              and the NPPO of the exporting country                   in accordance with integrated pest risk               commodity. The requirements for
                                              are responsible for collaborating to                    management measures must be                           notification will be determined between
                                              establish program requirements,                         approved by the NPPO of the exporting                 the NPPO of the exporting country and
                                              including workplans and compliance                      country or its designee. The list of plant            APHIS.
                                              agreements as necessary, for recognizing                brokers must be provided to APHIS                        (2) Regulatory responses to program
                                              and implementing particular import                      upon request. Approval may only be                    failures will be based on existing
                                              programs. Technically justified                         conferred by the NPPO or its designee                 bilateral agreements. Contingency plans
                                              modifications to the program may be                     after the participant demonstrates that it            may be established in advance to ensure
                                              negotiated. The administration of                       can meet the requirements of this                     that alternative measures are available
                                              program requirements must include                       paragraph (d). Approval must be                       in the event that all or part of a program
                                              such elements as clarification of                       withdrawn if the participant fails to                 fails. APHIS will specify the
                                              terminology, testing and retesting                      meet the conditions at any time. Plant                consequences of noncompliance to the
                                              requirements, eligibility, the                          brokers must ensure the traceability of               NPPO of the exporting country. The
                                              nomenclature of certification levels,                   export consignments to an approved                    NPPO must specify the consequences of
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                                              horticultural management, isolation and                 place of production or production site.               noncompliance to the participants in
                                              sanitation requirements, inspection,                    Brokers must maintain the                             the program. These may vary depending
                                              documentation, identification and                       phytosanitary status of the plants                    on the nature and severity of the
                                              labeling, quality assurance,                            equivalent to an approved place of                    infraction. In addition, remedial
                                              noncompliance and remedial measures,                    production from purchase, storage, and                measures should be specified to enable
                                              and postentry quarantine requirements.                  transportation to the export destination.             a suspended or decertified place of
                                              The criteria for approving, suspending,                 Plant brokers must document these                     production or plant broker to become


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                                              11864               Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              eligible for reinstatement or                           importation of a type of plants for                   the State in which plants for planting
                                              recertification.                                        planting in accordance with § 319.37–20               covered by the agreement will be grown.
                                                 (3) Places of production or plant                    is that it be grown in postentry                      The importer postentry quarantine
                                              brokers that do not meet the conditions                 quarantine. The Plants for Planting                   growing agreement shall specify the
                                              of the program must be suspended.                       Manual lists the taxa required to be                  kind, number, and origin of plants to be
                                              Plants for planting must not be exported                imported into postentry quarantine.                   imported; the conditions specified in
                                              from a place of production or a plant                   Plants for planting grown in postentry                the Plants for Planting Manual under
                                              broker that has failed to meet the                      quarantine must be grown under                        which the plants for planting will be
                                              program requirements.                                   postentry quarantine conditions                       grown, maintained, and labeled; and the
                                                 (4) The effectiveness of remedial                    specified in paragraphs (c) and (d) of                reporting requirements in the case of
                                              measures taken must be verified before                  this section, and may be imported or                  abnormal or dead plants for planting.
                                              reinstatement to the program by the                     offered for importation into the United               The agreement shall certify to APHIS
                                              exporting NPPO and, where                               States only:                                          and to the State in which the plants for
                                              appropriate, by APHIS.                                     (1) If destined for a State that has               planting are grown that the signer of the
                                              (Approved by the Office of Management and               completed a State postentry quarantine                agreement will comply with the
                                              Budget under control number 0579–0190)                  agreement with APHIS in accordance                    conditions of the agreement for the
                                                                                                      with paragraph (b) of this section;                   postentry quarantine growing period
                                              § 319.37–22      Trust fund agreements.                    (2) If an importer postentry quarantine            prescribed for the type of plants for
                                                 If APHIS personnel need to be                        growing agreement has been completed                  planting in the Plants for Planting
                                              physically present in an exporting                      and submitted to Plant Protection and                 Manual.
                                              country or region to facilitate the                     Quarantine in accordance with                            (d) Applications for permits. A
                                              exportation of plants for planting and                  paragraph (c) of this section. The                    completed importer postentry
                                              APHIS services are to be funded by the                  agreement must be signed by the person                quarantine agreement shall accompany
                                              NPPO of the exporting country or a                      (the importer) applying for the                       the application for a written permit for
                                              private export group, then the NPPO or                  importation of the plants for planting in             plants for planting required to be grown
                                              the private export group must enter into                accordance with § 319.6; and,                         under postentry quarantine conditions.
                                              a trust fund agreement with APHIS that                     (3) If Plant Protection and Quarantine             Importer postentry quarantine
                                              is in effect at the time APHIS’ services                has determined that the completed                     agreement forms are available without
                                              are needed. Under the agreement, the                    postentry quarantine growing agreement                charge from the Animal and Plant
                                              NPPO of the exporting country or the                    fulfills the applicable requirements of               Health Inspection Service, Plant
                                                                                                      this section and that services by State               Protection and Quarantine, Permit Unit,
                                              private export group must pay in
                                                                                                      inspectors are available to monitor and               4700 River Road, Unit 136, Riverdale,
                                              advance all estimated costs that APHIS
                                                                                                      enforce the postentry quarantine.                     MD 20737–1236 or on the internet at
                                              expects to incur in providing inspection                   (b) State postentry quarantine
                                              services in the exporting country. These                                                                      http://www.aphis.usda.gov/permits/
                                                                                                      agreement. Plants for planting required               ppq_epermits.shtml.
                                              costs will include administrative                       to undergo postentry quarantine in
                                              expenses incurred in conducting the                                                                              (e) Inspector-ordered disposal,
                                                                                                      accordance with § 319.37–20 may only                  movement, or safeguarding of plants for
                                              services and all salaries (including                    be imported if destined for postentry                 planting; costs and charges, civil and
                                              overtime and the Federal share of                       quarantine growing in a State which has               criminal liabilities—(1) Growing at
                                              employee benefits), travel expenses                     entered into a written agreement with                 unauthorized sites. If an inspector
                                              (including per diem expenses), and                      the Animal and Plant Health Inspection                determines that any plants for planting
                                              other incidental expenses incurred by                   Service, signed by the Administrator or               subject to the postentry quarantine
                                              the inspectors in performing services.                  his or her designee and by the State                  growing requirements of this section, or
                                              The agreement must require the NPPO                     Plant Regulatory Official. In accordance              any increase therefrom, is being grown
                                              of the exporting country or region or a                 with the laws of individual States,                   at an unauthorized site, the inspector
                                              private export group to deposit a                       inspection and other postentry                        may file an emergency action
                                              certified or cashier’s check with APHIS                 quarantine services provided by a State               notification (PPQ Form 523) with the
                                              for the amount of those costs, as                       may be subject to charges imposed by                  owner of the plants for planting or the
                                              estimated by APHIS. The agreement                       the State. A list of States that have                 person who owns or is in possession of
                                              must further specify that, if the deposit               entered into a postentry quarantine                   the site on which the plants for planting
                                              is not sufficient to meet all costs                     agreement in accordance with this                     is being grown. The person named in
                                              incurred by APHIS, the NPPO of the                      paragraph can be found in the Plants for              the PPQ Form 523 must, within the time
                                              exporting country or a private export                   Planting Manual.                                      specified in PPQ Form 523, sign a
                                              group must deposit with APHIS, before                      (c) Importer postentry quarantine                  postentry quarantine growing
                                              the services will be completed, a                       growing agreements. Any plants for                    agreement, destroy, ship to a point
                                              certified or cashier’s check for the                    planting required to be grown under                   outside the United States, move to an
                                              amount of the remaining costs, as                       postentry quarantine conditions, as well              authorized postentry quarantine site,
                                              determined by APHIS. After a final                      as any increase therefrom, shall be                   and/or apply treatments or other
                                              audit at the conclusion of each shipping                grown in accordance with an importer                  safeguards to the plants for planting, the
                                              season, any overpayment of funds                        postentry quarantine growing agreement                increase therefrom, or any portion of the
                                              would be returned to the NPPO of the                    signed by the person (the importer)                   plants for planting or the increase
                                              exporting country or region or a private                applying for a written permit in                      therefrom, as prescribed by an inspector
                                              export group, or held on account.
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                                                                                                      accordance with § 319.37–5 for                        to prevent the introduction of
                                              (Approved by the Office of Management and               importation of the plants for planting                quarantine pests into the United States.
                                              Budget under control number 0579–0190)                  and submitted to Plant Protection and                 In choosing which action to order and
                                                                                                      Quarantine. On each importer postentry                in setting the time limit for the action,
                                              § 319.37–23      Postentry quarantine.                  quarantine growing agreement, the                     the inspector shall consider the degree
                                                (a) Postentry quarantine. One specific                person shall also obtain the signature of             of pest risk presented by the quarantine
                                              restriction that may be placed upon the                 the State Plant Regulatory Official for               pests associated with the type of plants


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                              11865

                                              for planting (including increase                        § 319.40–2 General prohibitions and                      (2) That the unrestricted importation
                                              therefrom), the types of other host                     restrictions; relation to other regulations.          of rice straw and rice hulls may result
                                              materials for the pest in or near the                   *      *    *     *     *                             in the entry into the United States of the
                                              growing site, the climate and season at                    (c) Regulation of articles imported for            injurious plant diseases heretofore
                                              the site in relation to the pest’s survival,            propagation or human consumption.                     enumerated, as well as insect pests.
                                              and the availability of treatment                       The requirements of this subpart do not                  (b) To prevent the introduction into
                                              facilities.                                             apply to regulated articles that are                  the United States of the plant pests and
                                                (2) Growing at authorized sites. If an                allowed importation in accordance with                diseases indicated above, the Secretary
                                              inspector determines that any plants for                Subpart—Plants for Planting of this part              has determined that it is necessary to
                                              planting, or any increase therefrom,                    or to regulated articles imported for                 restrict the importation of rice straw and
                                              grown at a site specified in an                         human consumption that are allowed                    rice hulls from all foreign locations,
                                              authorized postentry quarantine                         importation in accordance with                        except as otherwise provided in this
                                              growing agreement is being grown                        Subpart—Fruits and Vegetables of this                 subpart.
                                              contrary to the provisions of this                      part.                                                 *      *     *     *    *
                                              section, including in numbers greater                   *      *    *     *     *                                (d) The importation of seed or paddy
                                              than the number approved by the                         ■ 14. Section 319.41 is amended as                    rice is restricted under Subpart—Plants
                                              postentry quarantine growing                            follows:                                              for Planting of this part.
                                              agreement, or in a manner that                          ■ a. By redesignating paragraph (d) as                *      *     *     *    *
                                              otherwise presents a risk of introducing                paragraph (e); and
                                              quarantine pests into the United States,                ■ b. By adding a new paragraph (d).                   § 319.55–2    [Amended]
                                              the inspector shall issue an emergency                     The addition reads as follows:                     ■ 17. Section 319.55–2 is amended by
                                              action notification (PPQ Form 523) to
                                                                                                                                                            removing the words ‘‘seed or paddy rice
                                              the person who signed the postentry                     § 319.41    Notice of quarantine.
                                                                                                                                                            from Mexico or’’ and the words ‘‘from
                                              quarantine growing agreement. That                      *      *    *     *     *                             any country’’.
                                              person shall be responsible for carrying                   (d) The importation of plants
                                              out all actions specified in the                        (including any plant parts) of any of the             § 319.55–3    [Amended]
                                              emergency action notification. The                      taxa listed in paragraph (b) of this                  ■ 18. Section 319.55–3 is amended as
                                              emergency action notification may                       section that are for planting or capable              follows:
                                              extend the time for which the plants for                of being planted is restricted under                  ■ a. By removing paragraph (a) and
                                              planting and the increase therefrom                                                                           redesignating paragraphs (b), (c), and (d)
                                              must be grown under the postentry                       Subpart—Plants for Planting of this                   as paragraphs (a), (b), and (c),
                                              quarantine conditions specified in the                  part.                                                 respectively;
                                              authorized postentry quarantine                                                                               ■ b. In newly redesignated paragraph
                                                                                                      *      *      *      *       *
                                              growing agreement, or may require that                                                                        (a), by removing the words ‘‘from all
                                              the person named in the notification                    § 319.41a    [Amended]                                foreign countries’’; and
                                              must destroy, ship to a point outside the                                                                     ■ c. In newly redesignated paragraph
                                                                                                      ■  15. In § 319.41a, paragraph (b) is
                                              United States, or apply treatments or                                                                         (b), by removing the words ‘‘seed or
                                                                                                      amended by removing the citation
                                              other safeguards to the plants for                                                                            paddy rice,’’ and by removing the
                                                                                                      ‘‘§ 319.37–4(a)’’ and adding the citation
                                              planting, the increase therefrom, or any                                                                      comma after the word ‘‘straw’’.
                                                                                                      ‘‘§ 319.37–6(a)’’ in its place.
                                              portion of the plants for planting or the
                                                                                                      ■ 16. Section 319.55 is amended as                    § 319.55–6    [Amended]
                                              increase therefrom, within the time
                                              specified in the emergency action                       follows:                                              ■ 19. Section 319.55–6 is amended as
                                                                                                      ■ a. By revising paragraphs (a) and (b);
                                              notification. In choosing which action to                                                                     follows:
                                                                                                      ■ b. By redesignating paragraph (d) as
                                              order and in setting the time limit for                                                                       ■ a. By removing and reserving
                                              the action, the inspector shall consider                paragraph (e); and
                                                                                                                                                            paragraph (a);
                                                                                                      ■ c. By adding a new paragraph (d).
                                              the degree of pest risk presented by the                                                                      ■ b. By redesignating paragraphs (c)(1)
                                                                                                         The revisions and addition read as
                                              quarantine pests associated with the                                                                          and (2) as paragraphs (b)(3) and (4),
                                                                                                      follows:
                                              type of plants for planting (including                                                                        respectively; and
                                              increase therefrom), the types of other                 § 319.55    Notice of quarantine.                     ■ c. By removing the designation and
                                              host materials for the pest in or near the                 (a) The fact has been determined by                heading of paragraph (c).
                                              growing site, the climate and season at                 the Secretary of Agriculture, and notice              ■ 20. Section 319.55–7 is revised as
                                              the site in relation to the pest’s survival,            is hereby given:                                      follows:
                                              and the availability of treatment                          (1) That injurious fungal diseases of
                                              facilities.                                                                                                   § 319.55–7    Importations by mail.
                                                                                                      rice, including downy mildew
                                                (3) Costs and charges. All costs                      (Sclerospora macrospora), leaf smut                     Importations of rice straw and rice
                                              pursuant to any action ordered by an                    (Entyloma oryzae), blight (Oospora                    hulls may be made by mail or cargo,
                                              inspector in accordance with this                       oryzetorum), and glume blotch                         provided that a permit has been issued
                                              section shall be borne by the person                    (Melanomma glumarum), as well as                      for the importation in accordance with
                                              who signed the postentry quarantine                     dangerous insect pests, new to and not                §§ 319.7 through 319.7–5 and all
                                              growing agreement covering the site                     heretofore widely prevalent or                        conditions of the permit are met.
                                              where the plants for planting were                      distributed within and throughout the                 (Approved by the Office of Management and
                                              grown, or if no such agreement was
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                                                                                                      United States, exist, as to one or more               Budget under control number 0579–0049)
                                              signed, by the owner of the plants for                  of such diseases and pests, in Europe,
                                              planting at the growing site.                           Asia, Africa, Central America, South                  § 319.56–10    [Amended]
                                              (Approved by the Office of Management and               America, and other foreign countries                  ■  21. In § 319.56–10, paragraph (a)(2) is
                                              Budget under control number 0579–0190)                  and localities, and may be introduced                 amended by removing the words
                                              ■ 13. Section 319.40–2 is amended by                    into this country through importations                ‘‘§ 319.37–2 of this part’’ and adding the
                                              revising paragraph (c) to read as follows:              of rice straw and rice hulls; and                     citation ‘‘§ 319.37–20’’ in their place.


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                                              11866               Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations

                                              § 319.56–11      [Amended]                               § 319.73–2 Products prohibited                        through (h) as (b) through (f),
                                              ■  22. In § 319.56–11, paragraph (b)(3) is               importation.                                          respectively.
                                              amended by removing the words                               (a) * * *                                          ■ 37. Section 319.77–4 is amended as
                                              ‘‘§§ 319.37 through 319.37–14 of this                       (2) Coffee leaves; and                             follows:
                                              part’’ and adding the words ‘‘§§ 319.37–                 *      *    *     *     *                             ■ a. By revising footnote 1;
                                              1 through 319.37–23’’ in their place.                       (b) The importation of any coffee                  ■ b. In paragraphs (a)(1) introductory
                                                                                                       plants (including bare seeds, seeds in                text and (a)(2) introductory text, by
                                              § 319.59–1       [Amended]                               pulp, and any other plant parts) that are             removing the words ‘‘, trees with roots,
                                              ■  23. In § 319.59–1, the definition of                  for planting or capable of being planted              and shrubs with roots and persistent
                                              grain is amended by adding the words                     is restricted under Subpart—Plants for                woody stems’’ each time they occur; and
                                              ‘‘and not for planting’’ before the period.              Planting of this part.                                ■ c. In paragraphs (a)(2)(i) and (ii), by
                                              ■ 24. Section 319.59–2 is amended as                                                                           removing the words ‘‘or shrubs’’ each
                                              follows:                                                 § 319.74–1    [Amended]                               time they occur.
                                              ■ a. By removing and reserving                           ■  30. In § 319.74–1, the definition of cut             The revision reads as follows:
                                              paragraph (a);                                           flower is amended by adding the words
                                                                                                                                                             § 319.77–4 Conditions for the importation
                                              ■ b. In paragraph (b) introductory text,                 ‘‘and not for planting’’ after the word               of regulated articles.
                                              by removing the words ‘‘Triticum spp.                    ‘‘state’’.
                                              plants, articles’’ and adding the word                                                                             (a) Trees and shrubs.1
                                              ‘‘Articles’’ in their place;                             § 319.75 [Amended]                                    *        *       *    *      *
                                              ■ c. In paragraph (b)(1), by removing the                ■  31. In § 319.75, paragraph (c)(2) is                   1 Trees
                                                                                                                                                                       and Shrubs from Canada may be
                                              words ‘‘§ 319.37–14 of this part’’ and                   amended by removing the citation                      subject to additional restrictions under
                                              adding the words ‘‘accordance with                       ‘‘§ 319.37–14’’ and adding the words                  ‘‘Subpart—Logs, Lumber, and Other
                                              § 319.37–8(a)’’ in their place; and                      ‘‘accordance with § 319.37–8(a)’’ in its              Unmanufactured Wood Articles’’ (§§ 319.40–
                                              ■ d. By adding paragraph (c).                            place.                                                1 through 319.40–11).
                                                 The addition reads as follows:
                                                                                                       § 319.75–1    [Amended]                               PART 330—FEDERAL PLANT PEST
                                              § 319.59–2 General import prohibitions;                  ■ 32. Section 319.75–1 is amended by                  REGULATIONS; GENERAL; PLANT
                                              exceptions.                                              removing the definition of nursery                    PESTS; SOIL, STONE, AND QUARRY
                                              *      *    *     *     *                                stock.                                                PRODUCTS; GARBAGE
                                                 (c) The importation of any host crops                 ■ 33. Section 319.75–2 is amended by
                                                                                                                                                             ■ 38. The authority citation for part 330
                                              (including seed and any other plant                      revising footnote 1 to read as follows:
                                                                                                                                                             continues to read as follows:
                                              parts) that are for planting or capable of
                                                                                                       § 319.75–2    Restricted articles.1                     Authority: 7 U.S.C. 450, 7701–7772, 7781–
                                              being planted is restricted under
                                              Subpart—Plants for Planting of this part.                *      *      *      *       *                        7786, and 8301–8317; 21 U.S.C. 136 and
                                                                                                                                                             136a; 31 U.S.C. 9701; 7 CFR 2.22, 2.80, and
                                              ■ 25. Section 319.59–3 is amended by                         1 Theimportation of restricted articles may       371.3.
                                              revising paragraph (a) to read as follows:               be subject to prohibitions or restrictions
                                                                                                       under other provisions of 7 CFR part 319. For         § 330.300a       [Amended]
                                              § 319.59–3 Articles prohibited importation               example, fresh whole chilies (Capsicum spp.)
                                              pending risk evaluation.                                                                                       ■  39. In § 330.300a, footnote 1 is
                                                                                                       and fresh whole red peppers (Capsicum spp.)
                                                                                                       from Pakistan are prohibited from being
                                                                                                                                                             amended by removing the words ‘‘by
                                              *      *    *     *     *
                                                                                                       imported into the United States under the             § 319.37–5’’ and adding the words
                                                 (a) The following articles of Triticum
                                                                                                       provisions of Subpart—Fruits and Vegetables           ‘‘under §§ 319.37–1 through 319.37–23’’
                                              spp. (wheat) or of Aegilops spp. (barb
                                                                                                       of this part, and the importation of any              in their place.
                                              goatgrass, goatgrass): Straw (other than
                                                                                                       restricted articles that are for planting or
                                              straw, with or without heads, which has                                                                        PART 340—INTRODUCTION OF
                                                                                                       capable of being planted is restricted under
                                              been processed or manufactured for use                   Subpart—Plants for Planting of this part.             ORGANISMS AND PRODUCTS
                                              indoors, such as for decorative purposes                                                                       ALTERED OR PRODUCED THROUGH
                                              or for use in toys); chaff; and products                 § 319.75–8    [Amended]                               GENETIC ENGINEERING WHICH ARE
                                              of the milling process (i.e., bran, shorts,              ■ 34. Section 319.75–8 is amended by                  PLANT PESTS OR WHICH THERE IS
                                              thistle sharps, and pollards) other than                 removing the words ‘‘port of entry                    REASON TO BELIEVE ARE PLANT
                                              flour.                                                   identified in § 319.37–14 of this part’’              PESTS
                                              *      *    *     *     *                                and adding the words ‘‘Customs
                                                                                                       designated port of entry indicated in 19              ■ 40. The authority citation for part 340
                                              § 319.59–4       [Amended]                               CFR 101.3(b)(1)’’ in their place.                     continues to read as follows:
                                              ■26. In § 319.59–4, paragraph (a)(2) is                                                                          Authority: 7 U.S.C. 7701–7772 and 7781–
                                              amended by removing the word ‘‘seed,’’.                  § 319.75–9    [Amended]                               7786; 31 U.S.C. 9701; 7 CFR 2.22, 2.80, and
                                                                                                       ■ 35. In § 319.75–9, paragraphs (a), (b),             371.3.
                                              § 319.69a    [Amended]                                   and (c) are amended by removing the
                                              ■  27. In § 319.69a, paragraph (c) is                    words ‘‘nursery stock, plant,’’ and the               § 340.0       [Amended]
                                              amended by removing the citation                         words ‘‘root, bulb,’’ each time they                  ■  41. In § 340.0, footnote 1 is amended
                                              ‘‘§ 319.37–9’’ and adding the citation                   occur.                                                as follows:
                                              ‘‘§ 319.37–11’’ in its place.                                                                                  ■ a. By removing the words ‘‘Nursery
                                                                                                       § 319.77–2    [Amended]                               Stock, Plants, Roots, Bulbs, Seeds, and
                                              § 319.73–1       [Amended]                               ■ 36. Section 319.77–2 is amended as                  Other Plant Products’’ and adding the
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                                              ■ 28. In § 319.73–1, the definition of                   follows:                                              words ‘‘Plants for Planting’’ in their
                                              unroasted coffee is amended by adding                    ■ a. In the introductory text, by                     place;
                                              the words ‘‘intended for processing’’                    removing the words ‘‘through (g)’’ and                ■ b. By removing the citation ‘‘7 CFR
                                              before the period.                                       adding the words ‘‘through (e)’’ in their             319.37–3’’ and adding the words
                                              ■ 29. Section 319.73–2 is amended by                     place; and                                            ‘‘§ 319.37–5 of this chapter’’ in its place;
                                              revising paragraphs (a)(2) and (b) to read               ■ b. By removing paragraphs (b) and (c)               ■ c. By removing the words ‘‘nursery
                                              as follows:                                              and redesignating paragraphs (d)                      stock’’ both times they appear and


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                                                                 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Rules and Regulations                                          11867

                                              adding the words ‘‘plants for planting’’                DEPARTMENT OF AGRICULTURE                             Redelegation to and by SEDs
                                              in their place; and                                                                                             As part of loan servicing, various real
                                                                                                      Farm Service Agency
                                              ■ d. By removing the words ‘‘stock is’’                                                                       estate documents must be signed by
                                              and adding the words ‘‘plants are’’ in                                                                        FSA and the files must be on public
                                                                                                      7 CFR Part 761
                                              their place.                                                                                                  record in certain states. Some of the real
                                                                                                      Revision of Delegation of Authority for               estate documents that FSA signs
                                              § 340.4   [Amended]                                                                                           include, but are not limited to, lien
                                                                                                      the State Executive Director (SED) for
                                              ■  42. In § 340.4, paragraph (f)(11)(i) is              the Farm Loan Programs                                satisfactions, partial releases, and
                                              amended by removing the citation                                                                              subordinations. FSA’s intent has always
                                                                                                      AGENCY:  Farm Service Agency,                         been for the real estate documents to be
                                              ‘‘§ 319.37–14’’ and adding the words
                                                                                                      Department of Agriculture (USDA).                     signed by FSA officials at the local
                                              ‘‘accordance with § 319.37–8(a)’’ in its
                                                                                                      ACTION: Final rule.                                   level. In the past, the regulations in 7
                                              place.
                                                                                                                                                            CFR part 1900 included specific
                                                                                                      SUMMARY:    This document amends the                  wording concerning which employees
                                              § 340.7   [Amended]
                                                                                                      delegations of authority from the Farm                were delegated with signature authority.
                                              ■ 43. In § 340.7, paragraph (b)                         Service Agency (FSA) Deputy                           In 2007, when FSA streamlined the FLP
                                              introductory text is amended by                         Administrator of Farm Loan Programs                   regulations, 7 CFR 761.1 broadened the
                                              removing the citation ‘‘§ 319.37–14’’ and               (FLP). The change will specify that the               regulatory text concerning FLP
                                              adding the words ‘‘accordance with                      Deputy Administrator redelegates                      delegations, but the original intent as to
                                              § 319.37–8(a)’’ in its place.                           certain authority to the State Executive              who would have the authority to sign
                                                                                                      Directors (SED). The change will also                 the real estate documents did not
                                              PART 360—NOXIOUS WEED                                   specify that SEDs may redelegate the                  change. FSA recently determined that
                                              REGULATIONS                                             authority to a Farm Loan Chief, Farm                  more specificity in 7 CFR 761.1
                                                                                                      Loan Specialist, District Director, Farm              regarding the delegation of authority
                                              ■ 44. The authority citation for part 360               Loan Manager, Senior Farm Loan                        would be helpful and is therefore
                                              continues to read as follows:                           Officer, Farm Loan Officer, Loan                      revising the regulation.
                                                Authority: 7 U.S.C. 7701–7772 and 7781–
                                                                                                      Analyst, Loan Resolution Specialist, or                 FSA is amending the regulation in 7
                                              7786; 7 CFR 2.22, 2.80, and 371.3.                      Program Technician to perform loan                    CFR part 761 regarding the delegation of
                                                                                                      activities. This will ensure that certain             authority for the Deputy of
                                              § 360.400   [Amended]                                   loan documents can be signed off                      Administrator of FLP to specify that the
                                                                                                      locally instead of requiring the FLP                  Deputy Administrator of FLP
                                              ■  45. In § 360.400, paragraph (a)(2) is                Deputy Administrator to have to sign off
                                              amended by removing the citation                                                                              redelegates certain loan making and
                                                                                                      on certain loan documents.                            servicing authority to SEDs and when
                                              ‘‘§ 319.37–6’’ and adding the words
                                                                                                      DATES: Effective: March 19, 2018.                     there is no loss to FSA, the SEDs may
                                              ‘‘§ 319.37–9(c) of this chapter’’ in its
                                                                                                      FOR FURTHER INFORMATION CONTACT:                      redelegate the authority to the Farm
                                              place, and by removing the citation
                                                                                                      Bruce Mair; telephone: (202) 720–1645.                Loan Chief, Farm Loan Specialist,
                                              ‘‘§ 319.37–13(c)’’ and adding the citation
                                                                                                      Persons with disabilities who require                 District Director, Farm Loan Manager,
                                              ‘‘§ 319.37–9(c)’’ in its place.                         alternative means for communication                   Senior Farm Loan Officer, Farm Loan
                                              PART 361—IMPORTATION OF SEED                            should contact the USDA Target Center                 Officer, Loan Analyst, Loan Resolution
                                                                                                      at (202) 720–2600.                                    Specialist, or Program Technician. The
                                              AND SCREENINGS UNDER THE
                                              FEDERAL SEED ACT                                        SUPPLEMENTARY INFORMATION:                            revised delegation will clarify the
                                                                                                                                                            authority for the Acting SED and other
                                                                                                      Background
                                              ■ 46. The authority citation for part 361                                                                     authorized officials to sign certain loan
                                                                                                         FSA makes and services a variety of                documents and to perform other loan
                                              continues to read as follows:
                                                                                                      direct and guaranteed loans to the                    activities for SEDs.
                                                Authority: 7 U.S.C. 1581–1610; 7 CFR                  nation’s farmers and ranchers who are
                                              2.22, 2.80, and 371.3.                                  unable to obtain private commercial                   Notice and Comment
                                                                                                      credit at reasonable rates and terms.                   In general, the Administrative
                                              § 361.2   [Amended]
                                                                                                      FSA also provides direct loan customers               Procedure Act (5 U.S.C. 553) requires
                                              ■  47. In § 361.2, paragraph (d) is                     with credit counseling and supervision                that a notice of proposed rulemaking be
                                              amended by removing the words                           to enhance their opportunity for                      published in the Federal Register and
                                              ‘‘restrictions of § 319.37–3(a)(7)’’ and                success. FSA direct and guaranteed loan               interested persons be given an
                                              adding the words ‘‘permit requirements                  applicants are often beginning farmers                opportunity to participate in the
                                              of § 319.37–5 of this chapter’’ in their                and socially disadvantaged farmers who                rulemaking through submission of
                                              place.                                                  do not qualify for conventional loans                 written data, views, or arguments with
                                                                                                      because of insufficient net worth or                  or without opportunity for oral
                                                Done in Washington, DC, this 9th day of               established farmers who have suffered                 presentation, except that when the rule
                                              March 2018.                                             financial setbacks due to natural                     involves a matter relating to public
                                              Kevin Shea,                                             disasters or economic downturns. FSA                  property, loans, grants, benefits, or
                                              Administrator, Animal and Plant Health                  tailors direct and guaranteed loans to a              contracts section 553 does not apply.
                                              Inspection Service.                                     customer’s needs and may be used to                   This rule involves matters relating to
nshattuck on DSK9F9SC42PROD with RULES




                                              [FR Doc. 2018–05424 Filed 3–16–18; 8:45 am]             buy farmland and to finance agricultural              loans and is therefore being published
                                              BILLING CODE 3410–34–P                                  production.                                           as a final rule without the prior
                                                                                                         The Consolidated Farm and Rural                    opportunity for comments.
                                                                                                      Development Act of 1972, as amended,
                                                                                                      (CONACT) (7 U.S.C. 1921–2009dd–7))                    Effective Date
                                                                                                      authorizes FSA’s Direct and Guaranteed                  The Administrative Procedure Act (5
                                                                                                      Farm Loan Programs.                                   U.S.C. 553) provides generally that


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Document Created: 2018-03-17 04:24:50
Document Modified: 2018-03-17 04:24:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective April 18, 2018.
ContactDr. Shailaja Rabindran, Assistant Director, Plants for Planting Policy, PPQ, APHIS, 4700 River Road, Unit 133, Riverdale, MD 20737; (301) 851-2167.
FR Citation83 FR 11845 
RIN Number0579-AD75
CFR Citation7 CFR 318
7 CFR 319
7 CFR 330
7 CFR 340
7 CFR 360
7 CFR 361
CFR AssociatedCotton; Cottonseeds; Fruits; Guam; Plant Diseases and Pests; Puerto Rico; Quarantine; Transportation; Vegetables; Virgin Islands; Coffee; Imports; Logs; Plants for Planting; Reporting and Recordkeeping Requirements; Rice; Customs Duties and Inspection; Administrative Practice and Procedure; Biotechnology; Genetic Engineering; Packaging and Containers; Plants; Agricultural Commodities; Labeling and Seeds

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