83 FR 12044 - Submission for OMB Review; Comment Request
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 53 (March 19, 2018)
Federal Register Volume 83, Issue 53 (March 19, 2018)
| Page Range | 12044-12044 | |
| FR Document | 2018-05529 |
[Federal Register Volume 83, Number 53 (Monday, March 19, 2018)] [Notices] [Page 12044] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-05529] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736. Extension: Regulation S-K, SEC File No. 270-002, OMB Control No. 3235-0071. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below. Regulation S-K (17 CFR 229.101 et seq.) specifies the non-financial disclosure requirements applicable to registration statements under the Securities Act of 1933 (15 U.S.C. 77a et seq.); and registration statements, periodic reports, going-private transaction and tender offer statements, proxy and information statements, and any other documents required to be filed under Sections 12, 13, 14, and 15 of the Securities Exchange Act of 1934 (15 U.S.C. 78l, 78m, 78n, 78o(d)). Regulation S-K is assigned one burden hour for administrative convenience. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following website, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: [email protected]; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an email to: [email protected]. Comments must be submitted to OMB within 30 days of this notice. Dated: March 14, 2018. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-05529 Filed 3-16-18; 8:45 am] BILLING CODE 8011-01-P
![12044 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Notices
under Commission service contracts Commission, Office of FOIA Services, SECURITIES AND EXCHANGE
with a dollar value of $100,000 or 100 F Street NE, Washington, DC COMMISSION
more.9 These subcontractors may 20549–2736.
already be subject to similar [Release No. 34–82867; File No. SR–
Extension: PEARL–2018–07]
recordkeeping requirements as principal
Regulation S–K, SEC File No. 270–002,
contractors. Consequently, we believe Self-Regulatory Organizations; MIAX
OMB Control No. 3235–0071.
that any additional requirements
PEARL, LLC; Notice of Filing and
imposed on subcontractors would not Notice is hereby given that, pursuant Immediate Effectiveness of a Proposed
significantly add to the burden to the Paperwork Reduction Act of 1995 Rule Change To Amend the MIAX
estimates discussed above. (44 U.S.C. 3501 et seq.), the Securities PEARL Fee Schedule
Estimate of Reporting Burden and Exchange Commission
(‘‘Commission’’) has submitted to the March 13, 2018.
With respect to the reporting burden, Pursuant to the provisions of Section
we estimate that it would take all Office of Management and Budget this
request for extension of the previously 19(b)(1) of the Securities Exchange Act
contractors on average approximately of 1934 (‘‘Act’’) 1 and Rule 19b–4
one hour to retrieve and submit to the approved collection of information
discussed below. thereunder,2 notice is hereby given that
OMWI Director the documentation on February 28, 2018, MIAX PEARL,
specified in the proposed Contract Regulation S–K (17 CFR 229.101 et LLC (‘‘MIAX PEARL’’ or ‘‘Exchange’’)
Standard. We expect to request seq.) specifies the non-financial filed with the Securities and Exchange
documentation from up to 100 disclosure requirements applicable to Commission (‘‘Commission’’) a
contractors each year and therefore we registration statements under the proposed rule change as described in
estimate the total annual reporting Securities Act of 1933 (15 U.S.C. 77a et Items I, II, and III below, which Items
burden to be 100 hours. seq.); and registration statements,
Written comments are invited on: (a) have been prepared by the Exchange.
periodic reports, going-private The Commission is publishing this
Whether this collection of information
transaction and tender offer statements, notice to solicit comments on the
is necessary for the proper performance
of the functions of the agency, including proxy and information statements, and proposed rule change from interested
whether the information will have any other documents required to be persons.
practical utility; (b) the accuracy of the filed under Sections 12, 13, 14, and 15 I. Self-Regulatory Organization’s
agency’s estimate of the burden imposed of the Securities Exchange Act of 1934 Statement of the Terms of Substance of
by the collection of information; (c) (15 U.S.C. 78l, 78m, 78n, 78o(d)). the Proposed Rule Change
ways to enhance the quality, utility, and Regulation S–K is assigned one burden
hour for administrative convenience. The Exchange is filing a proposal to
clarity of the information collected; and
amend the MIAX PEARL Fee Schedule
(d) ways to minimize the burden of the An agency may not conduct or (the ‘‘Fee Schedule’’) to establish certain
collection of information on sponsor, and a person is not required to non-transaction rebates and fees
respondents, including through the use respond to, a collection of information applicable to participants trading
of automated collection techniques or unless it displays a currently valid options on and/or using services
other forms of information technology. control number. provided by MIAX PEARL.
Consideration will be given to
The public may view the background MIAX PEARL commenced operations
comments and suggestions submitted in
documentation for this information as a national securities exchange
writing within 60 days of this
collection at the following website, registered under Section 6 of the Act 3
publication. Please direct your written
www.reginfo.gov. Comments should be on February 6, 2017.4 The Exchange
comments to Pamela Dyson, Director/
directed to: (i) Desk Officer for the adopted its transaction fees and certain
Chief Information Officer, Securities
Securities and Exchange Commission, of its non-transaction fees in its filing
and Exchange Commission, c/o Remi
Office of Information and Regulatory SR–PEARL–2017–10.5
Pavlik-Simon, 100 F Street NE,
Affairs, Office of Management and The text of the proposed rule change
Washington, DC 20549 or send an email
is available on the Exchange’s website at
to: PRA_Mailbox@sec.gov. Budget, Room 10102, New Executive
http://www.miaxoptions.com/rule-
Dated: March 13, 2018. Office Building, Washington, DC 20503,
filings/pearl at MIAX PEARL’s principal
Eduardo A. Aleman, or by sending an email to: Shagufta_ office, and at the Commission’s Public
Assistant Secretary. Ahmed@omb.eop.gov; and (ii) Pamela Reference Room.
[FR Doc. 2018–05430 Filed 3–16–18; 8:45 am]
Dyson, Director/Chief Information
Officer, Securities and Exchange II. Self-Regulatory Organization’s
BILLING CODE 8011–01–P
Commission, c/o Remi Pavlik-Simon, Statement of the Purpose of, and
100 F Street NE, Washington, DC 20549 Statutory Basis for, the Proposed Rule
or send an email to: PRA_Mailbox@ Change
SECURITIES AND EXCHANGE
COMMISSION sec.gov. Comments must be submitted to In its filing with the Commission, the
OMB within 30 days of this notice. Exchange included statements
Submission for OMB Review;
Dated: March 14, 2018.
Comment Request 1 15 U.S.C. 78s(b)(1).
Eduardo A. Aleman, 2 17 CFR 240.19b–4.
sradovich on DSK3GMQ082PROD with NOTICES
Upon Written Request Copies Available Assistant Secretary. 3 15 U.S.C. 78f.
From: Securities and Exchange [FR Doc. 2018–05529 Filed 3–16–18; 8:45 am]
4 See Securities Exchange Act Release No. 79543
(December 13, 2016), 81 FR 92901 (December 20,
9 A search of subcontract awards on the BILLING CODE 8011–01–P 2016) (File No. 10–227) (order approving
usaspending.gov website showed that three application of MIAX PEARL, LLC for registration as
subcontractors in FY 2016 and six subcontractors in a national securities exchange).
FY 2017 had subcontracts of $100K or more. See 5 See Securities Exchange Act Release No. 80061
data on subcontract awards available at http:// (February 17, 2017), 82 FR 11676 (February 24,
usaspending.gov. 2017) (SR–PEARL–2017–10).
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Document Created: 2018-03-17 04:25:06
Document Modified: 2018-03-17 04:25:06
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 83 FR 12044 |
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