83 FR 12057 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 53 (March 19, 2018)

Page Range		12057-12058
FR Document		2018-05528

Federal Register, Volume 83 Issue 53 (Monday, March 19, 2018)

[Federal Register Volume 83, Number 53 (Monday, March 19, 2018)]
[Notices]
[Pages 12057-12058]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-05528]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.

Extension:
    Form SF-1, SEC File No. 270-610, OMB Control No. 3235-0707.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Form SF-1 (17 CFR 239.44) is the registration statement for non-
shelf issuers of assets-backed securities register a public offering of 
their securities under the Securities Act of 1933 (15 U.S.C. 77a et 
seq.). The information collected is intended to ensure that the 
information required to be filed by the Commission permits verification 
of compliance with securities law requirements and assures the public 
availability of such information in the asset-backed securities market. 
Form SF-1 takes approximately 1,380 hours per response and is filed by 
approximately 6 respondents. We estimate that 25% of

[[Page 12058]]

the 1,380 hours per response (345 hours) is prepared by the registrant 
for a total annual reporting burden of 2,070 hours (345 hours per 
response x 6 responses).
    An agency may conduct or sponsor, and a person is not required to 
respond to, a collection of information unless it displays a currently 
valid control number.
    The public may view the background documentation for this 
information collection at the following website, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: March 14, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-05528 Filed 3-16-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Notices 12057

become effective pursuant to Section Washington, DC 20549, on official displays a currently valid control
19(b)(3)(A) of the Act 10 and Rule 19b– business days between the hours of number.
4(f)(6) thereunder.11 10:00 a.m. and 3:00 p.m. Copies of the The public may view the background
At any time within 60 days of the filing also will be available for documentation for this information
filing of such proposed rule change, the inspection and copying at the principal collection at the following website,
Commission summarily may office of the Exchange. All comments www.reginfo.gov . Comments should be
temporarily suspend such rule change if received will be posted without change. directed to: (i) Desk Officer for the
it appears to the Commission that such Persons submitting comments are Securities and Exchange Commission,
action is necessary or appropriate in the cautioned that we do not redact or edit Office of Information and Regulatory
public interest, for the protection of personal identifying information from Affairs, Office of Management and
investors, or otherwise in furtherance of comment submissions. You should Budget, Room 10102, New Executive
the purposes of the Act. submit only information that you wish Office Building, Washington, DC 20503,
IV. Solicitation of Comments to make available publicly. All or by sending an email to: Shagufta_
submissions should refer to File Ahmed@omb.eop.gov; and (ii) Pamela
Interested persons are invited to Number SR–NYSEAMER–2018–07, and Dyson Director/Chief Information
submit written data, views, and should be submitted on or before April Officer, Securities and Exchange
arguments concerning the foregoing, 9, 2018. Commission, c/o Remi Pavlik-Simon,
including whether the proposed rule 100 F Street NE, Washington DC 20549
For the Commission, by the Division of
change is consistent with the Act. Trading and Markets, pursuant to delegated or send an email to: PRA_Mailbox@
Comments may be submitted by any of authority.12 sec.gov. Comments must be submitted to
the following methods: Eduardo A. Aleman, OMB within 30 days of this notice.
Electronic Comments Assistant Secretary. Dated: March 14, 2018.
• Use the Commission’s internet [FR Doc. 2018–05449 Filed 3–16–18; 8:45 am] Eduardo A. Aleman,
comment form (http://www.sec.gov/ BILLING CODE 8011–01–P Assistant Secretary.
rules/sro.shtml); or [FR Doc. 2018–05527 Filed 3–16–18; 8:45 am]
• Send an email to rule-comments@ BILLING CODE 8011–01–P
sec.gov. Please include File Number SR– SECURITIES AND EXCHANGE
NYSEAMER–2018–07 on the subject COMMISSION
line. SECURITIES AND EXCHANGE
Submission for OMB Review;
Paper Comments Comment Request COMMISSION
• Send paper comments in triplicate Upon Written Request Copies Available Submission for OMB Review;
to Secretary, Securities and Exchange From: Securities and Exchange Comment Request
Commission, 100 F Street NE, Commission, Office of FOIA Services,
Washington, DC 20549–1090. Upon Written Request Copies Available
100 F Street NE, Washington, DC
All submissions should refer to File From: Securities and Exchange
20549–2736.
Number SR–NYSEAMER–2018–07. This Commission, Office of FOIA Services,
Extension: 100 F Street NE, Washington, DC
file number should be included on the Form S–3, SEC File No. 270–061, OMB
subject line if email is used. To help the 20549–2736.
Control No. 3235–0073.
Commission process and review your Extension:
comments more efficiently, please use Notice is hereby given that, pursuant Form SF–1, SEC File No. 270–610, OMB
only one method. The Commission will to the Paperwork Reduction Act of 1995 Control No. 3235–0707.
post all comments on the Commission’s (44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission Notice is hereby given that, pursuant
internet website (http://www.sec.gov/ to the Paperwork Reduction Act of 1995
rules/sro.shtml). Copies of the (‘‘Commission’’) has submitted to the
Office of Management and Budget (44 U.S.C. 3501 et seq.), the Securities
submission, all subsequent and Exchange Commission
amendments, all written statements request for extension of the previously
approved collection of information (‘‘Commission’’) has submitted to the
with respect to the proposed rule Office of Management and Budget this
change that are filed with the discussed below.
Form S–3 (17 CFR 239.13) is used by request for extension of the previously
Commission, and all written approved collection of information
issuers to register securities pursuant to
communications relating to the discussed below.
the Securities Act of 1933 (15 U.S.C. 77a
proposed rule change between the Form SF–1 (17 CFR 239.44) is the
et seq.). Form S–3 provides investors
Commission and any person, other than registration statement for non-shelf
with material information to make
those that may be withheld from the issuers of assets-backed securities
investment decisions regarding
public in accordance with the register a public offering of their
securities offered to the public. Form S–
provisions of 5 U.S.C. 552, will be securities under the Securities Act of
3 takes approximately 472.48 hours per
available for website viewing and response and is filed by approximately 1933 (15 U.S.C. 77a et seq.). The
printing in the Commission’s Public 1,657 issuers annually. We estimate that information collected is intended to
Reference Room, 100 F Street NE, 25% of the 472.48 hours per response ensure that the information required to
(118.12 hours) is prepared by the issuer be filed by the Commission permits
10 15 U.S.C. 78s(b)(3)(A). verification of compliance with
sradovich on DSK3GMQ082PROD with NOTICES

11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
for a total annual reporting burden of
4(f)(6)(iii) requires a self-regulatory organization to 195,725 hours (118.12 hours per securities law requirements and assures
give the Commission written notice of its intent to response × 1,657 responses). the public availability of such
file the proposed rule change, along with a brief An agency may conduct or sponsor, information in the asset-backed
description and text of the proposed rule change, and a person is not required to respond securities market. Form SF–1 takes
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time to, a collection of information unless it approximately 1,380 hours per response
as designated by the Commission. The Exchange and is filed by approximately 6
has satisfied this requirement. 12 17 CFR 200.30–3(a)(12). respondents. We estimate that 25% of

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12058 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Notices

the 1,380 hours per response (345 burden hours (0.50 hours per response information regarding the use of
hours) is prepared by the registrant for × 21,968 responses). representations and warranties in the
a total annual reporting burden of 2,070 An agency may not conduct or asset-backed securities markets. We
hours (345 hours per response × 6 sponsor, and a person is not required to estimate that approximately 13,374
responses). respond to, a collection of information securitizers will file Form ABS–EE
An agency may conduct or sponsor, unless it displays a currently valid annually at estimated 170,089 burden
and a person is not required to respond control number. hours per response. In addition, we
to, a collection of information unless it The public may view the background estimate that 25% of the 50.87152 hours
displays a currently valid control documentation for this information per response (12.71788 hours) is carried
number. collection at the following website, internally by the securitizers for a total
The public may view the background www.reginfo.gov. Comments should be annual reporting burden of 170,089
documentation for this information directed to: (i) Desk Officer for the hours (12.71788 hours per response ×
collection at the following website, Securities and Exchange Commission, 13,374 responses).
www.reginfo.gov. Comments should be Office of Information and Regulatory An agency may not conduct or
directed to: (i) Desk Officer for the Affairs, Office of Management and sponsor, and a person is not required to
Securities and Exchange Commission, Budget, Room 10102, New Executive respond to, a collection of information
Office of Information and Regulatory Office Building, Washington, DC 20503, unless it displays a currently valid
Affairs, Office of Management and or by sending an email to: Shagufta_ control number.
Budget, Room 10102, New Executive Ahmed@omb.eop.gov; and (ii) Pamela The public may view the background
Office Building, Washington, DC 20503, Dyson, Director/Chief Information documentation for this information
or by sending an email to: Shagufta_ Officer, Securities and Exchange collection at the following website,
Ahmed@omb.eop.gov; and (ii) Pamela Commission, c/o Remi Pavlik-Simon, www.reginfo.gov. Comments should be
Dyson Director/Chief Information 100 F Street NE, Washington, DC 20549 directed to: (i) Desk Officer for the
Officer, Securities and Exchange or send an email to: PRA_Mailbox@ Securities and Exchange Commission,
Commission, c/o Remi Pavlik-Simon, sec.gov. Comments must be submitted to Office of Information and Regulatory
100 F Street NE, Washington, DC 20549 OMB within 30 days of this notice. Affairs, Office of Management and
or send an email to: PRA_Mailbox@ Dated: March 14, 2018. Budget, Room 10102, New Executive
sec.gov. Comments must be submitted to Eduardo A. Aleman, Office Building, Washington, DC 20503,
OMB within 30 days of this notice. or by sending an email to: Shagufta_
Assistant Secretary.
Dated: March 14, 2018. Ahmed@omb.eop.gov; and (ii) Pamela
[FR Doc. 2018–05524 Filed 3–16–18; 8:45 am]
Eduardo A. Aleman, Dyson, Director/Chief Information
BILLING CODE 8011–01–P
Assistant Secretary.
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
[FR Doc. 2018–05528 Filed 3–16–18; 8:45 am]
100 F Street NE, Washington, DC 20549
BILLING CODE 8011–01–P SECURITIES AND EXCHANGE
or send an email to: PRA_Mailbox@
COMMISSION
sec.gov. Comments must be submitted to
Submission for OMB Review; OMB within 30 days of this notice.
SECURITIES AND EXCHANGE
COMMISSION Comment Request Dated: March 14, 2018.
Upon Written Request Copies Available Eduardo A. Aleman,
Submission for OMB Review; Assistant Secretary.
From: Securities and Exchange
Comment Request [FR Doc. 2018–05526 Filed 3–16–18; 8:45 am]
Commission, Office of FOIA Services,
Upon Written Request Copies Available 100 F Street NE, Washington, DC BILLING CODE 8011–01–P
From: Securities and Exchange 20549–2736.
Commission, Office of FOIA Services, Extension:
100 F Street NE, Washington, DC SECURITIES AND EXCHANGE
Form ABS–EE, SEC File No. 270–609,
20549–2736. OMB Control No.3235–706. COMMISSION
Extension: Notice is hereby given that, pursuant [Release No. 34–82866; File No. SR–Phlx–
Form 3, SEC File No. 270–125, OMB to the Paperwork Reduction Act of 1995 2018–20]
Control No. 3235–0104. (44 U.S.C. 3501 et seq.), the Securities Self-Regulatory Organizations; Nasdaq
Notice is hereby given that, pursuant and Exchange Commission PHLX LLC; Notice of Filing of
to the Paperwork Reduction Act of 1995 (‘‘Commission’’) has submitted to the Proposed Rule Change to a Proposal
(44 U.S.C. 3501 et seq.), the Securities Office of Management and Budget this To Amend Rule 1079, FLEX Index,
and Exchange Commission request for extension of the previously Equity and Currency Options and Rule
(‘‘Commission’’) has submitted to the approved collection of information 1059, Accommodation Transactions
Office of Management and Budget this discussed below.
request for extension of the previously Form ABS–EE (17 CFR 249.1401) is March 13, 2018.
approved collection[s] of information filed by asset-backed issuers to provide Pursuant to Section 19(b)(1) of the
discussed below. asset-level information for registered Securities Exchange Act of 1934
Exchange Act Forms 3 is filed by offerings of asset-backed securities at (‘‘Act’’),1 and Rule 19b–4 thereunder,2
insiders of public companies that have the time of securitization and on an
sradovich on DSK3GMQ082PROD with NOTICES

notice is hereby given that on February
a class of securities registered under ongoing basis required by Item 1111(h) 28, 2018, Nasdaq PHLX LLC (‘‘Phlx’’ or
Section 12 of the Exchange Act. Form 3 of Regulation AB (17 CFR 229.1111(h)). ‘‘Exchange’’) filed with the Securities
is an initial statement beneficial The purpose of the information and Exchange Commission (‘‘SEC’’ or
ownership of securities. Approximately collected on Form ABS–EE is to ‘‘Commission’’) the proposed rule
21,968 insiders file Form 3 annually and implement the disclosure requirements
it takes approximately 0.50 hours to of Section 7(c) of the Securities Act of 1 15 U.S.C. 78s(b)(1).
prepare for a total of 10,984 annual 1933 (15 U.S.C. 77g(c)) to provide 2 17 CFR 240.19b–4.

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Document Created: 2018-03-17 04:25:10
Document Modified: 2018-03-17 04:25:10

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 12057