83 FR 12070 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 53 (March 19, 2018)

Page Range		12070-12070
FR Document		2018-05523

Federal Register, Volume 83 Issue 53 (Monday, March 19, 2018)

[Federal Register Volume 83, Number 53 (Monday, March 19, 2018)]
[Notices]
[Page 12070]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-05523]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.

Extension:
    Credit Risk Retention--Regulation RR, SEC File No. 270-613, OMB 
Control No. 3235-0712.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Credit Risk Retention (``Regulation RR'') (17 CFR 246.1 through 
246.22) recordkeeping and disclosure requirements implement Section 15G 
of the Securities Exchange Act of 1934 (15 U.S.C. 78o-11) Section 15G 
clarifies the scope and application of Section 306(a) of the Sarbanes-
Oxley Act of 2002 (15 U.S.C. 7244(a)). Section 306(a) of the Sarbanes-
Oxley Act requires, among other things, an issuer to provide timely 
notice to its directors and executive officers and to the Commission of 
the imposition of a blackout period that would trigger a trading 
prohibition under Section 306(a)(1) of the Sarbanes-Oxley Act. Section 
306(a)(1) prohibits any director or executive officer of an issuer of 
any equity security, from directly or indirectly, purchasing, selling 
or otherwise acquiring or transferring any equity security of that 
issuer during the blackout period with respect to such equity security, 
if the director or executive officer acquired the equity security in 
connection with his or her service or employment. Approximately 1,647 
issuers file using Regulation RR responses and it takes approximately 
14.389 hours per response. We estimate that 75% of the 14.389 hours per 
response (10.792 hours) is prepared by the registrant for a total 
annual reporting burden of 17,774 hours (10.792 hours per response x 
1,647 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following website, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: March 14, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-05523 Filed 3-16-18; 8:45 am]
 BILLING CODE 8011-01-P

12070 Federal Register / Vol. 83, No. 53 / Monday, March 19, 2018 / Notices

Office of Information and Regulatory respect to such equity security, if the shipowners’ responsibilities in
Affairs, Office of Management and director or executive officer acquired respect of contractual claims for
Budget, Room 10102, New Executive the equity security in connection with personal injury to, or death of
Office Building, Washington, DC 20503, his or her service or employment. seafarers, in light of the progress of
or by sending an email to: Shagufta_ Approximately 1,647 issuers file using amendments to the ILO Maritime
Ahmed@omb.eop.gov; and (ii) Pamela Regulation RR responses and it takes Labour Convention, 2006
Dyson, Director/Chief Information approximately 14.389 hours per —Fair treatment of seafarers in the event
Officer, Securities and Exchange response. We estimate that 75% of the of a maritime accident
Commission, c/o Remi Pavlik-Simon, 14.389 hours per response (10.792 —Advice and guidance in connection
100 F Street NE, Washington, DC 20549, hours) is prepared by the registrant for with the implementation of IMO
or by sending an email to: PRA_ a total annual reporting burden of instruments
Mailbox@sec.gov. Comments must be 17,774 hours (10.792 hours per response —Piracy
submitted to OMB within 30 days of × 1,647 responses). —Matters arising from the 118th and
this notice. An agency may not conduct or 119th regular sessions of the Council,
Dated: March 14, 2018.
sponsor, and a person is not required to the twenty-ninth extraordinary
respond to, a collection of information session of the Council and the
Eduardo A. Aleman,
unless it displays a currently valid thirtieth regular session of the
Assistant Secretary. control number. Assembly
[FR Doc. 2018–05522 Filed 3–16–18; 8:45 am] The public may view the background —Technical cooperation activities
BILLING CODE 8011–01–P documentation for this information related to maritime legislation
collection at the following website, —Review of the status of conventions
www.reginfo.gov. Comments should be and other treaty instruments
SECURITIES AND EXCHANGE directed to: (i) Desk Officer for the
COMMISSION emanating from the Legal Committee
Securities and Exchange Commission, —Work programme
Office of Information and Regulatory —Election of officers
Submission for OMB Review;
Affairs, Office of Management and —Any other business
Comment Request
Budget, Room 10102, New Executive
Upon Written Request Copies Available Office Building, Washington, DC 20503, Members of the public may attend
From: Securities and Exchange or by sending an email to: Shagufta_ this meeting up to the seating capacity
Commission, Office of FOIA Services, Ahmed@omb.eop.gov; and (ii) Pamela of the room. Upon request to the
100 F Street NE, Washington, DC Dyson, Director/Chief Information meeting coordinator, members of the
20549–2736. Officer, Securities and Exchange public may also participate via
Commission, c/o Remi Pavlik-Simon, teleconference, up to the capacity of the
Extension: teleconference phone line. To access the
Credit Risk Retention—Regulation RR, SEC 100 F Street NE, Washington, DC 20549
or send an email to: PRA_Mailbox@ teleconference line, participants should
File No. 270–613, OMB Control No.
3235–0712. sec.gov. Comments must be submitted to call (202) 475–4000 and use Participant
OMB within 30 days of this notice. Code: 887 809 72. To facilitate the
Notice is hereby given that, pursuant building security process, and to request
to the Paperwork Reduction Act of 1995 Dated: March 14, 2018. reasonable accommodation, those who
(44 U.S.C. 3501 et seq.), the Securities Eduardo A. Aleman, plan to attend should contact the
and Exchange Commission Assistant Secretary. meeting coordinator, Stephen Hubchen,
(‘‘Commission’’) has submitted to the [FR Doc. 2018–05523 Filed 3–16–18; 8:45 am] by email at stephen.k.hubchen@
Office of Management and Budget this BILLING CODE 8011–01–P uscg.mil, by phone at (202) 372–1198, or
request for extension of the previously in writing at 2703 Martin Luther King Jr.
approved collection of information Ave. SE, Stop 7509, Washington DC
discussed below. DEPARTMENT OF STATE 20593–7509 not later than April 10,
Credit Risk Retention (‘‘Regulation 2018, 4 business days prior to the
RR’’) (17 CFR 246.1 through 246.22) [Public Notice: 10359]
meeting. Requests made after April 10,
recordkeeping and disclosure 2018 might not be able to be
Notice of Public Meeting
requirements implement Section 15G of accommodated, and same day requests
the Securities Exchange Act of 1934 (15 The Department of State will conduct will not be accommodated due to the
U.S.C. 78o–11) Section 15G clarifies the an open meeting at 10:00 a.m. on building’s security process. Please note
scope and application of Section 306(a) Monday, April 16th, 2018, in Room that due to security considerations, two
of the Sarbanes-Oxley Act of 2002 (15 7M15–01, United States Coast Guard valid, government issued photo
U.S.C. 7244(a)). Section 306(a) of the Headquarters, 2703 Martin Luther King identifications must be presented to
Sarbanes-Oxley Act requires, among Jr. Ave. SE, Washington, DC 20593– gain entrance to the Coast Guard
other things, an issuer to provide timely 7213. The primary purpose of the Headquarters. Coast Guard Headquarters
notice to its directors and executive meeting is to prepare for the 105th is accessible by taxi, public
officers and to the Commission of the session of the International Maritime transportation, and privately owned
imposition of a blackout period that Organization’s (IMO) Legal Committee conveyance (upon request).
would trigger a trading prohibition to be held at the IMO Headquarters, Additional information regarding this
under Section 306(a)(1) of the Sarbanes-
sradovich on DSK3GMQ082PROD with NOTICES

United Kingdom, April 23–25, 2018. and other IMO public meetings may be
Oxley Act. Section 306(a)(1) prohibits The agenda items to be considered found at: www.uscg.mil/imo.
any director or executive officer of an include:
issuer of any equity security, from —Facilitation of the entry into force and Joel C. Coito,
directly or indirectly, purchasing, harmonized interpretation of the 2010 Coast Guard Liaison Officer, Office of Ocean
selling or otherwise acquiring or HNS Protocol and Polar Affairs, Department of State.
transferring any equity security of that —Provision of financial security in case [FR Doc. 2018–05480 Filed 3–16–18; 8:45 am]
issuer during the blackout period with of abandonment of seafarers, and BILLING CODE 4710–09–P

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Document Created: 2018-03-17 04:25:14
Document Modified: 2018-03-17 04:25:14

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 12070