83_FR_12411 83 FR 12356 - Applications for New Awards; Supporting Effective Educator Development Program

83 FR 12356 - Applications for New Awards; Supporting Effective Educator Development Program

DEPARTMENT OF EDUCATION

Federal Register Volume 83, Issue 55 (March 21, 2018)

Page Range12356-12362
FR Document2018-05750

The Department of Education is issuing a notice inviting applications for fiscal year (FY) 2018 for the Supporting Effective Educator Development (SEED) program, Catalog of Federal Domestic Assistance (CFDA) number 84.423A.

Federal Register, Volume 83 Issue 55 (Wednesday, March 21, 2018)
[Federal Register Volume 83, Number 55 (Wednesday, March 21, 2018)]
[Notices]
[Pages 12356-12362]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-05750]


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DEPARTMENT OF EDUCATION


Applications for New Awards; Supporting Effective Educator 
Development Program

AGENCY: Office of Innovation and Improvement, Department of Education.

ACTION: Notice.

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SUMMARY: The Department of Education is issuing a notice inviting 
applications for fiscal year (FY) 2018 for the Supporting Effective 
Educator Development (SEED) program, Catalog of Federal Domestic 
Assistance (CFDA) number 84.423A.

DATES: 
    Applications Available: March 21, 2018.
    Date of Informational Webinar: The SEED program intends to hold a 
webinar designed to provide technical assistance to interested 
applicants. Detailed information regarding this webinar will be 
provided on the SEED web page at http://innovation.ed.gov/what-we-do/teacher-quality/supporting-effective-educator-development-grant-program/.
    Deadline for Notice of Intent to Apply: April 5, 2018.
    Deadline for Transmittal of Applications: May 17, 2018.
    Deadline for Intergovernmental Review: July 19, 2018.

ADDRESSES: For the addresses for obtaining and submitting an 
application, please refer to our Common Instructions for Applicants to 
Department of Education Discretionary Grant Programs, published in the 
Federal Register on February 12, 2018 (83 FR 6003) and available at 
www.thefederalregister.org/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.

FOR FURTHER INFORMATION CONTACT: Richard Wilson, U.S. Department of 
Education, 400 Maryland Avenue SW, Room 4W111, Washington, DC 20202-
5960. Telephone: (202) 453-6709 or by email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: 

Full Text of Announcement

I. Funding Opportunity Description

    Purpose of Program: The SEED program, authorized under section 2242 
of the Elementary and Secondary Education Act of 1965 (ESEA or Act), as 
amended by the Every Student Succeeds Act (ESSA) (20 U.S.C. 6672),\1\ 
provides funding to increase the number of highly effective educators 
by supporting the implementation of Evidence-Based \2\ practices that 
prepare, develop, or enhance the skills of educators. These grants will 
allow eligible entities to develop, expand, and evaluate practices that 
can serve as models that can be sustained and disseminated.
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    \1\ Unless otherwise indicated, all references to the ESEA or 
the Act are to the ESEA, as amended by the ESSA.
    \2\ Throughout this notice, all defined terms are denoted with 
capitals.
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    Priorities: This competition includes two absolute priorities, one 
competitive preference priority, and one invitational priority. In 
accordance with 34 CFR 75.105(b)(2)(iv), Absolute Priority 1, which 
requires moderate evidence, and Absolute Priority 2, which requires 
promising evidence, are from section 2242 of the ESEA (20 U.S.C. 6672) 
and 34 CFR 75.226. The competitive preference priority is from the 
Department's notice of final supplemental priorities and definitions, 
published in the Federal Register on March 2, 2018 (83 FR 9096) 
(Supplemental Priorities). Under the SEED grant competition, each of 
the two absolute priorities constitutes its own funding category. The 
Secretary intends to award grants under each absolute priority for 
which applications of sufficient quality are submitted.
    Absolute Priorities: For FY 2018 and any subsequent year in which 
we make awards from the list of unfunded applications from this 
competition, these priorities are absolute priorities. Under 34 CFR 
75.105(c)(3), we consider only applications that meet one of these 
priorities. Applicants may address only one absolute priority and must 
clearly indicate the specific absolute priority their project 
addresses.
    These priorities are:
    Absolute Priority 1--Supporting Effective Teachers.
    This priority is for projects that will implement activities that 
are supported by Moderate Evidence. Applicants under this priority may 
propose one or more of the following activities:
    (1) Providing teachers from nontraditional preparation and 
certification routes or pathways to serve in traditionally underserved 
Local Educational Agencies (LEAs);
    (2) Providing teachers with Evidence-Based Professional Development 
activities that address literacy, numeracy, remedial, or other needs of 
LEAs and the students the agencies serve; or
    (3) Providing teachers with Evidence-Based professional enhancement 
activities, which may include activities that lead to an advanced 
credential.

    Note: An LEA includes a public charter school that operates as 
an LEA.

    Absolute Priority 2--Supporting Effective Principals or Other 
School Leaders.
    This priority is for projects that will implement activities that 
are supported by Promising Evidence. Applicants under this priority may 
propose one or more of the following activities:
    (1) Providing principals or other School Leaders from 
nontraditional preparation and certification routes or pathways to 
serve in traditionally underserved LEAs;
    (2) Providing principals or other School Leaders with Evidence-
Based Professional Development activities that address literacy, 
numeracy, remedial, or other needs of LEAs and the students the 
agencies serve; or
    (3) Providing principals or other School Leaders with Evidence-
Based professional enhancement activities, which may include activities 
that lead to an advanced credential.

    Note: An applicant must identify at least one but no more than 
two citations for the purposes of meeting the evidence requirement 
for the priority the applicant addresses, Moderate Evidence for 
Absolute Priority 1 or Promising Evidence for Absolute Priority 2. 
An applicant should clearly identify these citations in the Evidence 
form. The Department will not review a citation that an applicant 
fails to clearly identify for review. Studies included for review 
may have been conducted by the applicant or by a third party.

    In addition to including up to two citations, an applicant must 
provide a description of: (1) The positive outcome(s) and practice(s) 
the applicant intends to replicate under its SEED grant and (2) the 
relevance of the outcome(s) and practice(s) to the SEED program. For an 
applicant addressing Absolute Priority 1 to meet the definition of 
Moderate Evidence, the

[[Page 12357]]

applicant must describe how the population it proposes to serve 
overlaps with the population or settings in the citations.
    An applicant must ensure that all evidence is available to the 
Department from publicly available sources and provide links or other 
guidance indicating where it is available. If the Department determines 
that an applicant has provided insufficient information, the applicant 
will not have an opportunity to provide additional information at a 
later time. However, if the What Works Clearinghouse (WWC) determines 
that a study does not provide enough information on key aspects of the 
study design, such as sample attrition or equivalence of intervention 
and comparison groups, the WWC will submit a query to the study 
author(s) to gather information for use in determining a study rating. 
Authors are asked to respond to queries within 10 business days. Should 
the author query remain incomplete within 14 days of the initial 
contact to the study author(s), the study will be deemed ineligible 
under the grant competition. After the grant competition closes, the 
WWC will continue to include responses to author queries and will make 
updates to study reviews as necessary, but no additional information 
will be taken into account after the competition closes and the initial 
timeline established for response to an author query passes.
    Competitive Preference Priority: For FY 2018 and any subsequent 
year in which we make awards from the list of unfunded applications 
from this competition, this priority is a competitive preference 
priority. Under 34 CFR 75.105(c)(2)(i) we award up to an additional 
three points to an application, depending on how well the application 
addresses this priority.
    This priority is:
    Promoting Science, Technology, Engineering, or Math (STEM) 
Education, With a Particular Focus on Computer Science.
    Projects designed to improve student achievement or other 
educational outcomes in one or more of the following areas: Science, 
technology, engineering, math, or Computer Science. These projects must 
address the following priority area:
    Increasing the number of educators adequately prepared to deliver 
rigorous instruction in STEM fields, including Computer Science, 
through recruitment, Evidence-Based Professional Development strategies 
for current STEM educators, or evidence-based retraining strategies for 
current educators seeking to transition from other subjects to STEM 
fields.
    Invitational Priority: For FY 2018 and any subsequent year in which 
we make awards from the list of unfunded applications from this 
competition, this priority is an invitational priority. Under 34 CFR 
75.105(c)(1) we do not give an application that meets this invitational 
priority a competitive or absolute preference over other applications.
    This priority is:
    Support for the Use of Micro-Credentials.
    Under this priority, we are interested in projects that support 
teachers, principals, or other School Leaders earning micro-credentials 
based on demonstrated mastery of specific skills or competencies 
through the use of performance-based outcomes. The micro-credentials 
should be portable across schools, LEAs, or States.
    Definitions: The definition of ``Evidence-Based'' is from section 
2242 of the ESEA (20 U.S.C. 6672) and section 8101 of the ESEA (20 
U.S.C. 7801). The definitions of ``Institution of Higher Education,'' 
which incorporates by reference section 101(a) of the Higher Education 
Opportunity Act (20 U.S.C. 7801(a)), ``Local Educational Agency,'' 
``Professional Development,'' ``School Leader,'' and ``State 
Educational Agency'' are from section 8101 of the ESEA (20 U.S.C. 
7801). The definition of ``Computer Science'' is from the Supplemental 
Priorities. The definitions of ``Experimental Study,'' ``Moderate 
Evidence,'' ``Project Component,'' ``Promising Evidence,'' ``Quasi-
Experimental Design Study,'' ``Relevant Outcome,'' and ``What Works 
Clearinghouse Handbook'' are from 34 CFR 77.1.
    Computer Science means the study of computers and algorithmic 
processes and includes the study of computing principles and theories, 
computational thinking, computer hardware, software design, coding, 
analytics, and computer applications.
    Computer science often includes computer programming or coding as a 
tool to create software, including applications, games, websites, and 
tools to manage or manipulate data; or development and management of 
computer hardware and the other electronics related to sharing, 
securing, and using digital information.
    In addition to coding, the expanding field of computer science 
emphasizes computational thinking and interdisciplinary problem-solving 
to equip students with the skills and abilities necessary to apply 
computation in our digital world.
    Computer science does not include using a computer for everyday 
activities, such as browsing the internet; use of tools like word 
processing, spreadsheets, or presentation software; or using computers 
in the study and exploration of unrelated subjects.
    Evidence-Based, when used with respect to a State, Local 
Educational Agency, or school activity, means an activity, strategy, or 
intervention that demonstrates a statistically significant effect on 
improving student outcomes or other Relevant Outcomes based on--
    (I) Strong evidence from at least 1 well-designed and well-
implemented Experimental Study;
    (II) Moderate Evidence from at least 1 well-designed and well-
implemented Quasi-Experimental Study; or
    (III) Promising Evidence from at least 1 well-designed and well-
implemented correlational study with statistical controls for selection 
bias.
    Experimental Study means a study that is designed to compare 
outcomes between two groups of individuals (such as students) that are 
otherwise equivalent except for their assignment to either a treatment 
group receiving a Project Component or a control group that does not. 
Randomized controlled trials, regression discontinuity design studies, 
and single-case design studies are the specific types of experimental 
studies that, depending on their design and implementation (e.g., 
sample attrition in randomized controlled trials and regression 
discontinuity design studies), can meet What Works Clearinghouse (WWC) 
standards without reservations as described in the WWC Handbook:
    (i) A randomized controlled trial employs random assignment of, for 
example, students, teachers, classrooms, or schools to receive the 
Project Component being evaluated (the treatment group) or not to 
receive the Project Component (the control group).
    (ii) A regression discontinuity design study assigns the Project 
Component being evaluated using a measured variable (e.g., assigning 
students reading below a cutoff score to tutoring or developmental 
education classes) and controls for that variable in the analysis of 
outcomes.
    (iii) A single-case design study uses observations of a single case 
(e.g., a student eligible for a behavioral intervention) over time in 
the absence and presence of a controlled treatment manipulation to 
determine whether the outcome is systematically related to the 
treatment.
    Institution of Higher Education means an educational institution in 
any State that--

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    (a) Admits as regular students only persons having a certificate of 
graduation from a school providing secondary education, or the 
recognized equivalent of such a certificate, or persons who meet the 
requirements of section 484(d) of the Higher Education Act of 1965, as 
amended (HEA);
    (b) Is legally authorized within such State to provide a program of 
education beyond secondary education;
    (c) Provides an educational program for which the institution 
awards a bachelor's degree or provides not less than a 2-year program 
that is acceptable for full credit toward such a degree, or awards a 
degree that is acceptable for admission to a graduate or professional 
degree program, subject to review and approval by the Secretary;
    (d) Is a public or other nonprofit institution; and
    (e) Is accredited by a nationally recognized accrediting agency or 
association, or if not so accredited, is an institution that has been 
granted preaccreditation status by such an agency or association that 
has been recognized by the Secretary for the granting of 
preaccreditation status, and the Secretary has determined that there is 
satisfactory assurance that the institution will meet the accreditation 
standards of such an agency or association within a reasonable time.
    Local Educational Agency (LEA) means:
    (a) In General. A public board of education or other public 
authority legally constituted within a State for either administrative 
control or direction of, or to perform a service function for, public 
elementary schools or secondary schools in a city, county, township, 
school district, or other political subdivision of a State, or of or 
for a combination of school districts or counties that is recognized in 
a State as an administrative agency for its public elementary schools 
or secondary schools.
    (b) Administrative Control and Direction. The term includes any 
other public institution or agency having administrative control and 
direction of a public elementary school or secondary school.
    (c) Bureau of Indian Education Schools. The term includes an 
elementary school or secondary school funded by the Bureau of Indian 
Education but only to the extent that including the school makes the 
school eligible for programs for which specific eligibility is not 
provided to the school in another provision of law and the school does 
not have a student population that is smaller than the student 
population of the LEA receiving assistance under the ESEA with the 
smallest student population, except that the school shall not be 
subject to the jurisdiction of any SEA other than the Bureau of Indian 
Education.
    (d) Educational Service Agencies. The term includes educational 
service agencies and consortia of those agencies.
    (e) State Educational Agency. The term includes the SEA in a State 
in which the SEA is the sole educational agency for all public schools.
    Moderate Evidence means that there is evidence of effectiveness of 
a key Project Component in improving a Relevant Outcome for a sample 
that overlaps with the populations or settings proposed to receive that 
component, based on a relevant finding from one of the following:
    (i) A practice guide prepared by the WWC using version 2.1 or 3.0 
of the WWC Handbook reporting a ``strong evidence base'' or ``moderate 
evidence base'' for the corresponding practice guide recommendation;
    (ii) An intervention report prepared by the WWC using version 2.1 
or 3.0 of the WWC Handbook reporting a ``positive effect'' or 
``potentially positive effect'' on a Relevant Outcome based on a 
``medium to large'' extent of evidence, with no reporting of a 
``negative effect'' or ``potentially negative effect'' on a Relevant 
Outcome; or
    (iii) A single Experimental Study or Quasi-Experimental Design 
Study reviewed and reported by the WWC using version 2.1 or 3.0 of the 
WWC Handbook, or otherwise assessed by the Department using version 3.0 
of the WWC Handbook, as appropriate, and that--
    (A) Meets WWC standards with or without reservations;
    (B) Includes at least one statistically significant and positive 
(i.e., favorable) effect on a Relevant Outcome;
    (C) Includes no overriding statistically significant and negative 
effects on Relevant Outcomes reported in the study or in a 
corresponding WWC intervention report prepared under version 2.1 or 3.0 
of the WWC Handbook; and
    (D) Is based on a sample from more than one site (e.g., State, 
county, city, school district, or postsecondary campus) and includes at 
least 350 students or other individuals across sites. Multiple studies 
of the same Project Component that each meet requirements in paragraphs 
(iii)(A), (B), and (C) of this definition may together satisfy this 
requirement.
    Professional Development means activities that--
    (a) Are an integral part of school and LEA strategies for providing 
educators (including teachers, principals, other School Leaders, 
specialized instructional support personnel, paraprofessionals, and, as 
applicable, early childhood educators) with the knowledge and skills 
necessary to enable students to succeed in a well-rounded education and 
to meet the challenging State academic standards; and
    (b) Are sustained (not stand-alone, 1-day, or short term 
workshops), intensive, collaborative, job-embedded, data-driven, and 
classroom-focused, and may include activities that--
    (i) Improve and increase teachers': (1) Knowledge of the academic 
subjects the teachers teach; (2) understanding of how students learn; 
and (3) ability to analyze student work and achievement from multiple 
sources, including how to adjust instructional strategies, assessments, 
and materials based on such analysis;
    (ii) Are an integral part of broad schoolwide and districtwide 
educational improvement plans;
    (iii) Allow personalized plans for each educator to address the 
educator's specific needs identified in observation or other feedback;
    (iv) Improve classroom management skills;
    (v) Support the recruitment, hiring, and training of effective 
teachers, including teachers who became certified through State and 
local alternative routes to certification;
    (vi) Advance teacher understanding of: (1) Effective instructional 
strategies that are Evidence-Based; and (2) strategies for improving 
student academic achievement or substantially increasing the knowledge 
and teaching skills of teachers;
    (vii) Are aligned with, and directly related to, academic goals of 
the school or LEA;
    (viii) Are developed with extensive participation of teachers, 
principals, other School Leaders, parents, representatives of Indian 
Tribes (as applicable), and administrators of schools to be served 
under this Act;
    (ix) Are designed to give teachers of English learners, and other 
teachers and instructional staff, the knowledge and skills to provide 
instruction and appropriate language and academic support services to 
those children, including the appropriate use of curricula and 
assessments;
    (x) To the extent appropriate, provide training for teachers, 
principals, and other School Leaders in the use of technology 
(including education about the harms of copyright piracy), so that

[[Page 12359]]

technology and technology applications are effectively used in the 
classroom to improve teaching and learning in the curricula and 
academic subjects in which the teachers teach;
    (xi) As a whole, are regularly evaluated for their impact on 
increased teacher effectiveness and improved student academic 
achievement, with the findings of the evaluations used to improve the 
quality of professional development;
    (xii) Are designed to give teachers of children with disabilities 
or children with developmental delays, and other teachers and 
instructional staff, the knowledge and skills to provide instruction 
and academic support services, to those children, including positive 
behavioral interventions and supports, multi-tier system of supports, 
and use of accommodations;
    (xiii) Include instruction in the use of data and assessments to 
inform and instruct classroom practice;
    (xiv) Include instruction in ways that teachers, principals, other 
School Leaders, specialized instructional support personnel, and school 
administrators may work more effectively with parents and families;
    (xv) Involve the forming of partnerships with Institutions of 
Higher Education, including, as applicable, Tribal Colleges and 
Universities as defined in section 316(b) of the HEA (20 U.S.C. 
1059c(b)), to establish school-based teacher, principal, and other 
School Leader training programs that provide prospective teachers, 
novice teachers, principals, and other School Leaders with an 
opportunity to work under the guidance of experienced teachers, 
principals, other School Leaders, and faculty of such institutions;
    (xvi) Create programs to enable paraprofessionals (assisting 
teachers employed by an LEA receiving assistance under part A of title 
I of the ESEA) to obtain the education necessary for those 
paraprofessionals to become certified and licensed teachers;
    (xvii) Provide follow-up training to teachers who have participated 
in activities described in paragraph (b) of this definition that are 
designed to ensure that the knowledge and skills learned by the 
teachers are implemented in the classroom; and
    (xviii) Where practicable, provide jointly for school staff and 
other early childhood education program providers, to address the 
transition to elementary school, including issues related to school 
readiness.
    Project Component means an activity, strategy, intervention, 
process, product, practice, or policy included in a project. Evidence 
may pertain to an individual project component or to a combination of 
project components (e.g., training teachers on instructional practices 
for English learners and follow-on coaching for these teachers).
    Promising Evidence means that there is evidence of the 
effectiveness of a key Project Component in improving a Relevant 
Outcome, based on a relevant finding from one of the following:
    (i) A practice guide prepared by WWC reporting a ``strong evidence 
base'' or ``moderate evidence base'' for the corresponding practice 
guide recommendation;
    (ii) An intervention report prepared by the WWC reporting a 
``positive effect'' or ``potentially positive effect'' on a Relevant 
Outcome with no reporting of a ``negative effect'' or ``potentially 
negative effect'' on a Relevant Outcome; or
    (iii) A single study assessed by the Department, as appropriate, 
that--
    (A) Is an Experimental Study, a Quasi-Experimental Design Study, or 
a well-designed and well-implemented correlational study with 
statistical controls for selection bias (e.g., a study using regression 
methods to account for differences between a treatment group and a 
comparison group); and
    (B) Includes at least one statistically significant and positive 
(i.e., favorable) effect on a Relevant Outcome.
    Quasi-Experimental Design Study means a study using a design that 
attempts to approximate an Experimental Study by identifying a 
comparison group that is similar to the treatment group in important 
respects. This type of study, depending on design and implementation 
(e.g., establishment of baseline equivalence of the groups being 
compared), can meet WWC standards with reservations, but cannot meet 
WWC standards without reservations, as described in the WWC Handbook.
    Relevant Outcome means the student outcome(s) or other outcome(s) 
the key Project Component is designed to improve, consistent with the 
specific goals of the program.
    School Leader means a principal, assistant principal, or other 
individual who is--
    (a) An employee or officer of an elementary school or secondary 
school, LEA, or other entity operating an elementary school or 
secondary school; and
    (b) Responsible for the daily instructional leadership and 
managerial operations in the elementary school or secondary school 
building.
    State Educational Agency (SEA) means the agency primarily 
responsible for the State supervision of public elementary schools and 
secondary schools.
    What Works Clearinghouse Handbook (WWC Handbook) means the 
standards and procedures set forth in the WWC Procedures and Standards 
Handbook, Version 3.0 or Version 2.1 (incorporated by reference, see 34 
CFR 77.2). Study findings eligible for review under WWC standards can 
meet WWC standards without reservations, meet WWC standards with 
reservations, or not meet WWC standards. WWC practice guides and 
intervention reports include findings from systematic reviews of 
evidence as described in the Handbook documentation.

    Program Authority: Section 2242 of the ESEA (20 U.S.C. 6672).

    Applicable Regulations: (a) The Education Department General 
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86, 
97, 98, and 99. (b) The Office of Management and Budget Guidelines to 
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in 
2 CFR part 180, as adopted and amended as regulations of the Department 
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost 
Principles, and Audit Requirements for Federal Awards in 2 CFR part 
200, as adopted and amended as regulations of the Department in 2 CFR 
part 3474. (d) The Supplemental Priorities.

    Note: The regulations in 34 CFR part 86 apply to Institutions of 
Higher Education only.

II. Award Information

    Type of Award: Discretionary grants.
    Estimated Available Funds: The Administration's budget request for 
FY 2018 does not include funds for new awards under this program. 
However, we are inviting applications to allow sufficient time to 
complete the grant process before the end of the current fiscal year, 
if Congress appropriates funds for this program.
    Contingent upon the availability of funds and the quality of 
applications, we may make additional awards in subsequent years from 
the list of unfunded applications from this competition.
    Estimated Range of Awards: $1,000,000-$6,000,000 per project year.
    Estimated Average Size of Awards: $3,500,000 per project year.
    Estimated Number of Awards: 5-8.

    Note: The Department is not bound by any estimates in this 
notice.

    Project Period: Up to 36 months, with renewal of up two additional 
years.

[[Page 12360]]

III. Eligibility Information

    1. Eligible Applicants:
    (a) An Institution of Higher Education that provides course 
materials or resources that are Evidence-Based in increasing academic 
achievement, graduation rates, or rates of postsecondary education 
matriculation;
    (b) A national nonprofit organization with a demonstrated record of 
raising student academic achievement, graduation rates, and rates of 
higher education attendance, matriculation, or completion, or of 
effectiveness in providing preparation and Professional Development 
activities and programs for teachers, principals, or other School 
Leaders;
    (c) The Bureau of Indian Education; or
    (d) A partnership consisting of--
    (i) One or more entities described in paragraph (a) or (b); and
    (ii) A for-profit entity.
    2. a. Cost Sharing or Matching: Under section 2242 of the ESEA, 
each grant recipient must provide, from non-Federal sources, at least 
25 percent of the funds for the total cost for each year of activities 
supported by the grant. These funds may be provided in cash or through 
in-kind contributions. Grantees must include a budget showing their 
matching contributions on an annual basis relative to the annual budget 
amount of SEED grant funds and must provide evidence of their matching 
contributions for the first year of the grant in their grant 
applications.
    Section 2242 of the ESEA also authorizes the Secretary to waive 
this matching requirement on a case-by-case basis in cases of 
demonstrated financial hardship. Applicants that wish to apply for a 
waiver must include a request in their application that demonstrates a 
financial hardship.
    Further information about applying for waivers can be found in the 
application package. However, given the importance of matching funds to 
the long-term success of the project, the Secretary expects eligible 
entities to identify appropriate matching funds.
    b. Supplement-Not-Supplant: This program involves supplement-not-
supplant funding requirements. Under section 2301 of the ESEA (20 
U.S.C. 6691), funds made available under title II of the ESEA must be 
used to supplement, and not supplant, non-Federal funds that would 
otherwise be used for activities authorized under this title. Further, 
the prohibition against supplanting funds also means that grantees 
seeking to charge indirect costs to SEED funds will need to use their 
negotiated restricted indirect cost rates. See 34 CFR 75.563.
    3. Subgrantees: (a) Under 34 CFR 75.708(b) and (c) a grantee under 
this competition may award subgrants--to directly carry out project 
activities described in its application--to the following types of 
entities: LEAs, public entities, and private entities suitable to carry 
out the activities proposed in the application.
    (b) The grantee may award subgrants to entities it has identified 
in an approved application or under procedures established by the 
grantee.
    4. Certification: Pursuant to section 2242 of the ESEA (20 U.S.C. 
6672), applicants must include a certification that the services 
provided by an eligible entity under the grant to a LEA or to a school 
served by the LEA will not result in direct fees for participating 
students or parents.

IV. Application and Submission Information

    1. Application Submission Instructions: For information on how to 
submit an application please refer to our Common Instructions for 
Applicants to Department of Education Discretionary Grant Programs, 
published in the Federal Register on February 12, 2018 (83 FR 6003) and 
available at www.thefederalregister.org/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
    2. Submission of Proprietary Information: Given the types of 
projects that may be proposed in applications for the SEED program, 
your application may include business information that you consider 
proprietary. In 34 CFR 5.11 we define ``business information'' and 
describe the process we use in determining whether any of that 
information is proprietary and, thus, protected from disclosure under 
Exemption 4 of the Freedom of Information Act (5 U.S.C. 552, as 
amended).
    Because we plan to make successful applications available to the 
public, you may wish to request confidentiality of business 
information.
    Consistent with Executive Order 12600, please designate in your 
application any information that you feel is exempt from disclosure 
under Exemption 4. In the appropriate Appendix section of your 
application, under ``Other Attachments Form,'' please list the page 
number or numbers on which we can find this information. For additional 
information please see 34 CFR 5.11(c).
    3. Intergovernmental Review: This competition is subject to 
Executive Order 12372 and the regulations in 34 CFR part 79. 
Information about Intergovernmental Review of Federal Programs under 
Executive Order 12372 is in the application package for this 
competition.
    4. Funding Restrictions: We reference regulations outlining funding 
restrictions in the Applicable Regulations section of this notice.
    5. Recommended Page Limit: The application narrative is where you, 
the applicant, address the selection criteria that reviewers use to 
evaluate your application. We recommend that you (1) limit the 
application narrative to 40 pages and (2) use the following standards:
     A ``page'' is 8.5'' x 11'', on one side only, with 1'' 
margins at the top, bottom, and both sides.
     Double space (no more than three lines per vertical inch) 
all text in the application narrative, including titles, headings, 
footnotes, quotations, references, and captions, as well as all text in 
charts, tables, figures, and graphs.
     Use a font that is either 12 point or larger or no smaller 
than 10 pitch (characters per inch).
     Use one of the following fonts: Times New Roman, Courier, 
Courier New, or Arial.
    The recommended page limit does not apply to Part I, the cover 
sheet; Part II, the budget section, including the narrative budget 
justification; Part IV, the assurances and certifications; or the one-
page abstract, the resumes, the bibliography, or the letters of 
support. However, the recommended page limit does apply to all of the 
application narrative.

V. Application Review Information

    1. Selection Criteria: The selection criteria for this competition 
are from 34 CFR 75.210. An applicant may earn up to a total of 100 
points based on the selection criteria. The maximum score for each 
criterion is indicated in parentheses. Each criterion also includes the 
sub-factors that the reviewers will consider in determining how well an 
application meets the criterion. The criteria are as follows:
    A. Quality of the Project Design (35 points). The Secretary 
considers the quality of the design of the proposed project. In 
determining the quality of the design of the proposed project, the 
Secretary considers the following factors:
    (1) The extent to which the proposed project represents an 
exceptional approach to the priority or priorities established for the 
competition.
    (2) The extent to which the training or Professional Development 
services to be provided by the proposed project are of sufficient 
quality, intensity, and duration to lead to improvements in

[[Page 12361]]

practice among the recipients of those services.
    (3) The extent to which the services to be provided by the proposed 
project involve the collaboration of appropriate partners for 
maximizing the effectiveness of project services.
    (4) The extent to which the services to be provided by the proposed 
project are focused on those with greatest needs.
    (5) The extent to which the design of the proposed project is 
appropriate to, and will successfully address, the needs of the target 
population or other identified needs.
    B. Significance (20 points). The Secretary considers the 
significance of the proposed project. In determining the significance 
of the proposed project, the Secretary considers the following factors:
    (1) The importance or magnitude of the results or outcomes likely 
to be attained by the proposed project, especially improvements in 
teaching and student achievement.
    (2) The extent to which the costs are reasonable in relation to the 
number of persons to be served and to the anticipated results and 
benefits.
    (3) The potential for the incorporation of project purposes, 
activities, or benefits into the ongoing program of the agency or 
organization at the end of Federal funding.
    (4) The extent to which the results of the proposed project are to 
be disseminated in ways that will enable others to use the information 
or strategies.
    C. Quality of the Management Plan (25 points). The Secretary 
considers the quality of the management plan for the proposed project. 
In determining the quality of the management plan for the proposed 
project, the Secretary considers the following factors:
    (1) The extent to which the goals, objectives, and outcomes to be 
achieved by the proposed project are clearly specified and measurable.
    (2) The adequacy of the management plan to achieve the objectives 
of the proposed project on time and within budget, including clearly 
defined responsibilities, timelines, and milestones for accomplishing 
project tasks.
    (3) The adequacy of procedures for ensuring feedback and continuous 
improvement in the operation of the proposed project.
    D. Quality of the Project Evaluation (20 points). The Secretary 
considers the quality of the evaluation to be conducted of the proposed 
project. In determining the quality of the evaluation, the Secretary 
considers the following factors:
    (1) The extent to which the methods of evaluation will, if well 
implemented, produce evidence about the project's effectiveness that 
would meet the WWC standards with or without reservations as described 
in the WWC Handbook.
    (2) The extent to which the methods of evaluation will provide 
performance feedback and permit periodic assessment of progress toward 
achieving intended outcomes.
    (3) The extent to which the methods of evaluation include the use 
of objective performance measures that are clearly related to the 
intended outcomes of the project and will produce quantitative and 
qualitative data to the extent possible.
    (4) The extent to which the methods of evaluation will provide 
valid and reliable performance data on Relevant Outcomes.

    Note: Applicants may wish to review the following technical 
assistance resources on evaluation: (1) WWC Procedures and Standards 
Handbooks: https://ies.ed.gov/ncee/wwc/Handbooks (2) ``Technical 
Assistance Materials for Conducting Rigorous Impact Evaluations'': 
http://ies.ed.gov/ncee/projects/evaluationTA.asp; and (3) IES/NCEE 
Technical Methods papers: http://ies.ed.gov/ncee/tech_methods/. In 
addition, applicants may view two optional webinar recordings that 
were hosted by the Institute of Education Sciences. The first 
webinar discussed strategies for designing and executing well-
designed Quasi-Experimental Design Studies and is available at: 
http://ies.ed.gov/ncee/wwc/Multimedia.aspx?sid=23. The second 
webinar focused on more rigorous evaluation designs, discussing 
strategies for designing and executing studies that meet WWC 
evidence standards without reservations. This webinar is available 
at: http://ies.ed.gov/ncee/wwc/Multimedia.aspx?sid=18.

    2. Review and Selection Process: We remind potential applicants 
that in reviewing applications in any discretionary grant competition, 
the Secretary may consider, under 34 CFR 75.217(d)(3), the past 
performance of the applicant in carrying out a previous award, such as 
the applicant's use of funds, achievement of project objectives, and 
compliance with grant conditions. The Secretary may also consider 
whether the applicant failed to submit a timely performance report or 
submitted a report of unacceptable quality.
    In addition, in making a competitive grant award, the Secretary 
requires various assurances, including those applicable to Federal 
civil rights laws that prohibit discrimination in programs or 
activities receiving Federal financial assistance from the Department 
(34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
    Additional factors we consider in selecting an application for an 
award are as follows:
    (a) As required under section 2242 of the ESEA, the Secretary must 
ensure that, to the extent practicable, grants are distributed among 
eligible entities that will serve geographically diverse areas, 
including urban, suburban, and rural areas.
    (b) As required under section 2242 of the ESEA, the Department must 
not award more than one grant under this program to an eligible entity 
during a grant competition. If an entity submits multiple applications 
for this competition, only the highest rated application will be 
considered for an award.
    3. Risk Assessment and Special Conditions: Consistent with 2 CFR 
200.205, before awarding grants under this competition the Department 
conducts a review of the risks posed by applicants. Under 2 CFR 
3474.10, the Secretary may impose special conditions and, in 
appropriate circumstances, high-risk conditions on a grant if the 
applicant or grantee is not financially stable; has a history of 
unsatisfactory performance; has a financial or other management system 
that does not meet the standards in 2 CFR part 200, subpart D; has not 
fulfilled the conditions of a prior grant; or is otherwise not 
responsible.
    4. Integrity and Performance System: If you are selected under this 
competition to receive an award that over the course of the project 
period may exceed the simplified acquisition threshold (currently 
$150,000), under 2 CFR 200.205(a)(2), we must make a judgment about 
your integrity, business ethics, and record of performance under 
Federal awards--that is, the risk posed by you as an applicant--before 
we make an award. In doing so, we must consider any information about 
you that is in the integrity and performance system (currently referred 
to as the Federal Awardee Performance and Integrity Information System 
(FAPIIS)), accessible through the System for Award Management. You may 
review and comment on any information about yourself that a Federal 
agency previously entered and that is currently in FAPIIS.
    Please note that, if the total value of your currently active 
grants, cooperative agreements, and procurement contracts from the 
Federal Government exceeds $10,000,000, the reporting requirements in 2 
CFR part 200, Appendix XII, require you to report certain integrity 
information to FAPIIS semiannually. Please review the requirements in 2 
CFR part 200, Appendix XII, if this grant

[[Page 12362]]

plus all the other Federal funds you receive exceed $10,000,000.

VI. Award Administration Information

    1. Award Notices: If your application is successful, we notify your 
U.S. Representative and U.S. Senators and send you a Grant Award 
Notification (GAN); or we may send you an email containing a link to 
access an electronic version of your GAN. We may notify you informally, 
also.
    If your application is not evaluated or not selected for funding, 
we notify you.
    2. Administrative and National Policy Requirements: We identify 
administrative and national policy requirements in the application 
package and reference these and other requirements in the Applicable 
Regulations section of this notice.
    We reference the regulations outlining the terms and conditions of 
an award in the Applicable Regulations section of this notice and 
include these and other specific conditions in the GAN. The GAN also 
incorporates your approved application as part of your binding 
commitments under the grant.
    3. Open Licensing Requirements: Unless an exception applies, if you 
are awarded a grant under this competition, you will be required to 
openly license to the public grant deliverables created in whole, or in 
part, with Department grant funds. When the deliverable consists of 
modifications to pre-existing works, the license extends only to those 
modifications that can be separately identified and only to the extent 
that open licensing is permitted under the terms of any licenses or 
other legal restrictions on the use of pre-existing works. For 
additional information on the open licensing requirements please refer 
to 2 CFR 3474.20(c).
    4. Reporting: (a) If you apply for a grant under this competition, 
you must ensure that you have in place the necessary processes and 
systems to comply with the reporting requirements in 2 CFR part 170 
should you receive funding under the competition. This does not apply 
if you have an exception under 2 CFR 170.110(b).
    (b) At the end of your project period, you must submit a final 
performance report, including financial information, as directed by the 
Secretary. If you receive a multiyear award, you must submit an annual 
performance report that provides the most current performance and 
financial expenditure information as directed by the Secretary under 34 
CFR 75.118. The Secretary may also require more frequent performance 
reports under 34 CFR 75.720(c). For specific requirements on reporting, 
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
    (c) Under 34 CFR 75.250(b), the Secretary may provide a grantee 
with additional funding for data collection analysis and reporting. In 
this case the Secretary establishes a data collection period.
    5. Performance Measures: The overall purpose of the SEED program is 
to increase the number of highly effective educators by supporting 
Evidence-Based projects that prepare or provide Professional 
Development or enhancement activities for teachers, principals, or 
other School Leaders. We have established the following performance 
measures for the SEED program: (a) The percentage of teacher, 
principal, or other School Leader participants who serve concentrations 
of high-need students; (b) the percentage of teacher and principal 
participants who serve concentrations of high-need students and are 
highly effective; (c) the percentage of teacher and principal 
participants who serve concentrations of high-need students, are highly 
effective, and serve for at least two years; (d) the cost per such 
participant; and (e) the number of grantees with evaluations that meet 
the WWC standards with reservations. Grantees will report annually on 
each measure.
    6. Continuation Awards: In making a continuation award under 34 CFR 
75.253, the Secretary considers, among other things: Whether a grantee 
has made substantial progress in achieving the goals and objectives of 
the project; whether the grantee has expended funds in a manner that is 
consistent with its approved application and budget; and, if the 
Secretary has established performance measurement requirements, the 
performance targets in the grantee's approved application.
    In making a continuation award, the Secretary also considers 
whether the grantee is operating in compliance with the assurances in 
its approved application, including those applicable to Federal civil 
rights laws that prohibit discrimination in programs or activities 
receiving Federal financial assistance from the Department (34 CFR 
100.4, 104.5, 106.4, 108.8, and 110.23).

VII. Other Information

    Accessible Format: Individuals with disabilities can obtain this 
document and a copy of the application package in an accessible format 
(e.g., braille, large print, audiotape, or compact disc) on request to 
the program contact person listed under FOR FURTHER INFORMATION 
CONTACT.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. You may 
access the official edition of the Federal Register and the Code of 
Federal Regulations via the Federal Digital System at: www.thefederalregister.org/fdsys. At this site you can view this document, as well as all other 
documents of this Department published in the Federal Register, in text 
or Portable Document Format (PDF). To use PDF you must have Adobe 
Acrobat Reader, which is available free at the site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at: 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

    Dated: March 16, 2018.
Margo Anderson,
Acting Assistant Deputy Secretary for Innovation and Improvement.
[FR Doc. 2018-05750 Filed 3-20-18; 8:45 am]
 BILLING CODE 4000-01-P



                                                12356                       Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices

                                                Adobe Acrobat Reader, which is                          5960. Telephone: (202) 453–6709 or by                     This priority is for projects that will
                                                available free at the site.                             email: SEED@ed.gov.                                     implement activities that are supported
                                                  You may also access documents of the                     If you use a telecommunications                      by Moderate Evidence. Applicants
                                                Department published in the Federal                     device for the deaf (TDD) or a text                     under this priority may propose one or
                                                Register by using the article search                    telephone (TTY), call the Federal Relay                 more of the following activities:
                                                feature at: www.federalregister.gov.                    Service (FRS), toll free, at 1–800–877–                   (1) Providing teachers from
                                                Specifically, through the advanced                      8339.                                                   nontraditional preparation and
                                                search feature at this site, you can limit                                                                      certification routes or pathways to serve
                                                                                                        SUPPLEMENTARY INFORMATION:
                                                your search to documents published by                                                                           in traditionally underserved Local
                                                the Department.                                         Full Text of Announcement                               Educational Agencies (LEAs);
                                                                                                                                                                  (2) Providing teachers with Evidence-
                                                  Dated: March 16, 2018.                                I. Funding Opportunity Description
                                                                                                                                                                Based Professional Development
                                                Margo Anderson,                                           Purpose of Program: The SEED                          activities that address literacy,
                                                Acting Assistant Deputy Secretary for                   program, authorized under section 2242                  numeracy, remedial, or other needs of
                                                Innovation and Improvement.                             of the Elementary and Secondary                         LEAs and the students the agencies
                                                [FR Doc. 2018–05748 Filed 3–20–18; 8:45 am]             Education Act of 1965 (ESEA or Act), as                 serve; or
                                                BILLING CODE 4000–01–P                                  amended by the Every Student Succeeds                     (3) Providing teachers with Evidence-
                                                                                                        Act (ESSA) (20 U.S.C. 6672),1 provides                  Based professional enhancement
                                                                                                        funding to increase the number of                       activities, which may include activities
                                                DEPARTMENT OF EDUCATION                                 highly effective educators by supporting                that lead to an advanced credential.
                                                                                                        the implementation of Evidence-Based 2                    Note: An LEA includes a public charter
                                                Applications for New Awards;
                                                                                                        practices that prepare, develop, or                     school that operates as an LEA.
                                                Supporting Effective Educator
                                                                                                        enhance the skills of educators. These
                                                Development Program                                                                                               Absolute Priority 2—Supporting
                                                                                                        grants will allow eligible entities to
                                                                                                                                                                Effective Principals or Other School
                                                AGENCY: Office of Innovation and                        develop, expand, and evaluate practices
                                                                                                                                                                Leaders.
                                                Improvement, Department of Education.                   that can serve as models that can be                      This priority is for projects that will
                                                ACTION: Notice.                                         sustained and disseminated.                             implement activities that are supported
                                                                                                          Priorities: This competition includes                 by Promising Evidence. Applicants
                                                SUMMARY:    The Department of Education                 two absolute priorities, one competitive                under this priority may propose one or
                                                is issuing a notice inviting applications               preference priority, and one invitational               more of the following activities:
                                                for fiscal year (FY) 2018 for the                       priority. In accordance with 34 CFR                       (1) Providing principals or other
                                                Supporting Effective Educator                           75.105(b)(2)(iv), Absolute Priority 1,                  School Leaders from nontraditional
                                                Development (SEED) program, Catalog                     which requires moderate evidence, and                   preparation and certification routes or
                                                of Federal Domestic Assistance (CFDA)                   Absolute Priority 2, which requires                     pathways to serve in traditionally
                                                number 84.423A.                                         promising evidence, are from section                    underserved LEAs;
                                                DATES:                                                  2242 of the ESEA (20 U.S.C. 6672) and                     (2) Providing principals or other
                                                   Applications Available: March 21,                    34 CFR 75.226. The competitive                          School Leaders with Evidence-Based
                                                2018.                                                   preference priority is from the                         Professional Development activities that
                                                   Date of Informational Webinar: The                   Department’s notice of final                            address literacy, numeracy, remedial, or
                                                SEED program intends to hold a                          supplemental priorities and definitions,                other needs of LEAs and the students
                                                webinar designed to provide technical                   published in the Federal Register on                    the agencies serve; or
                                                assistance to interested applicants.                    March 2, 2018 (83 FR 9096)                                (3) Providing principals or other
                                                Detailed information regarding this                     (Supplemental Priorities). Under the                    School Leaders with Evidence-Based
                                                webinar will be provided on the SEED                    SEED grant competition, each of the two                 professional enhancement activities,
                                                web page at http://innovation.ed.gov/                   absolute priorities constitutes its own                 which may include activities that lead
                                                what-we-do/teacher-quality/supporting-                  funding category. The Secretary intends                 to an advanced credential.
                                                effective-educator-development-grant-                   to award grants under each absolute                        Note: An applicant must identify at least
                                                program/.                                               priority for which applications of                      one but no more than two citations for the
                                                   Deadline for Notice of Intent to Apply:              sufficient quality are submitted.                       purposes of meeting the evidence
                                                April 5, 2018.                                            Absolute Priorities: For FY 2018 and                  requirement for the priority the applicant
                                                   Deadline for Transmittal of                          any subsequent year in which we make                    addresses, Moderate Evidence for Absolute
                                                Applications: May 17, 2018.                             awards from the list of unfunded                        Priority 1 or Promising Evidence for Absolute
                                                   Deadline for Intergovernmental                       applications from this competition,                     Priority 2. An applicant should clearly
                                                Review: July 19, 2018.                                  these priorities are absolute priorities.               identify these citations in the Evidence form.
                                                                                                                                                                The Department will not review a citation
                                                ADDRESSES: For the addresses for                        Under 34 CFR 75.105(c)(3), we consider                  that an applicant fails to clearly identify for
                                                obtaining and submitting an                             only applications that meet one of these                review. Studies included for review may
                                                application, please refer to our Common                 priorities. Applicants may address only                 have been conducted by the applicant or by
                                                Instructions for Applicants to                          one absolute priority and must clearly                  a third party.
                                                Department of Education Discretionary                   indicate the specific absolute priority                    In addition to including up to two
                                                Grant Programs, published in the                        their project addresses.                                citations, an applicant must provide a
                                                Federal Register on February 12, 2018                     These priorities are:                                 description of: (1) The positive
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                                                (83 FR 6003) and available at                             Absolute Priority 1—Supporting                        outcome(s) and practice(s) the applicant
                                                www.gpo.gov/fdsys/pkg/FR-2018-02-12/                    Effective Teachers.                                     intends to replicate under its SEED
                                                pdf/2018-02558.pdf.                                                                                             grant and (2) the relevance of the
                                                                                                          1 Unless otherwise indicated, all references to the
                                                FOR FURTHER INFORMATION CONTACT:                                                                                outcome(s) and practice(s) to the SEED
                                                                                                        ESEA or the Act are to the ESEA, as amended by
                                                Richard Wilson, U.S. Department of                      the ESSA.                                               program. For an applicant addressing
                                                Education, 400 Maryland Avenue SW,                        2 Throughout this notice, all defined terms are       Absolute Priority 1 to meet the
                                                Room 4W111, Washington, DC 20202–                       denoted with capitals.                                  definition of Moderate Evidence, the


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                                                                            Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices                                            12357

                                                applicant must describe how the                         educators seeking to transition from                     Computer science does not include
                                                population it proposes to serve overlaps                other subjects to STEM fields.                        using a computer for everyday activities,
                                                with the population or settings in the                     Invitational Priority: For FY 2018 and             such as browsing the internet; use of
                                                citations.                                              any subsequent year in which we make                  tools like word processing,
                                                   An applicant must ensure that all                    awards from the list of unfunded                      spreadsheets, or presentation software;
                                                evidence is available to the Department                 applications from this competition, this              or using computers in the study and
                                                from publicly available sources and                     priority is an invitational priority.                 exploration of unrelated subjects.
                                                provide links or other guidance                         Under 34 CFR 75.105(c)(1) we do not                      Evidence-Based, when used with
                                                indicating where it is available. If the                give an application that meets this                   respect to a State, Local Educational
                                                Department determines that an                           invitational priority a competitive or                Agency, or school activity, means an
                                                applicant has provided insufficient                     absolute preference over other                        activity, strategy, or intervention that
                                                information, the applicant will not have                applications.                                         demonstrates a statistically significant
                                                an opportunity to provide additional                       This priority is:                                  effect on improving student outcomes or
                                                information at a later time. However, if                   Support for the Use of Micro-                      other Relevant Outcomes based on—
                                                the What Works Clearinghouse (WWC)                      Credentials.                                             (I) Strong evidence from at least 1
                                                                                                           Under this priority, we are interested             well-designed and well-implemented
                                                determines that a study does not
                                                                                                        in projects that support teachers,                    Experimental Study;
                                                provide enough information on key
                                                                                                        principals, or other School Leaders                      (II) Moderate Evidence from at least 1
                                                aspects of the study design, such as
                                                                                                        earning micro-credentials based on                    well-designed and well-implemented
                                                sample attrition or equivalence of
                                                                                                        demonstrated mastery of specific skills               Quasi-Experimental Study; or
                                                intervention and comparison groups,
                                                                                                        or competencies through the use of                       (III) Promising Evidence from at least
                                                the WWC will submit a query to the
                                                                                                        performance-based outcomes. The                       1 well-designed and well-implemented
                                                study author(s) to gather information for
                                                                                                        micro-credentials should be portable                  correlational study with statistical
                                                use in determining a study rating.
                                                                                                        across schools, LEAs, or States.                      controls for selection bias.
                                                Authors are asked to respond to queries                    Definitions: The definition of                        Experimental Study means a study
                                                within 10 business days. Should the                     ‘‘Evidence-Based’’ is from section 2242               that is designed to compare outcomes
                                                author query remain incomplete within                   of the ESEA (20 U.S.C. 6672) and                      between two groups of individuals
                                                14 days of the initial contact to the                   section 8101 of the ESEA (20 U.S.C.                   (such as students) that are otherwise
                                                study author(s), the study will be                      7801). The definitions of ‘‘Institution of            equivalent except for their assignment
                                                deemed ineligible under the grant                       Higher Education,’’ which incorporates                to either a treatment group receiving a
                                                competition. After the grant competition                by reference section 101(a) of the Higher             Project Component or a control group
                                                closes, the WWC will continue to                        Education Opportunity Act (20 U.S.C.                  that does not. Randomized controlled
                                                include responses to author queries and                 7801(a)), ‘‘Local Educational Agency,’’               trials, regression discontinuity design
                                                will make updates to study reviews as                   ‘‘Professional Development,’’ ‘‘School                studies, and single-case design studies
                                                necessary, but no additional information                Leader,’’ and ‘‘State Educational                     are the specific types of experimental
                                                will be taken into account after the                    Agency’’ are from section 8101 of the                 studies that, depending on their design
                                                competition closes and the initial                      ESEA (20 U.S.C. 7801). The definition of              and implementation (e.g., sample
                                                timeline established for response to an                 ‘‘Computer Science’’ is from the                      attrition in randomized controlled trials
                                                author query passes.                                    Supplemental Priorities. The definitions              and regression discontinuity design
                                                   Competitive Preference Priority: For                 of ‘‘Experimental Study,’’ ‘‘Moderate                 studies), can meet What Works
                                                FY 2018 and any subsequent year in                      Evidence,’’ ‘‘Project Component,’’                    Clearinghouse (WWC) standards
                                                which we make awards from the list of                   ‘‘Promising Evidence,’’ ‘‘Quasi-                      without reservations as described in the
                                                unfunded applications from this                         Experimental Design Study,’’ ‘‘Relevant               WWC Handbook:
                                                competition, this priority is a                         Outcome,’’ and ‘‘What Works                              (i) A randomized controlled trial
                                                competitive preference priority. Under                  Clearinghouse Handbook’’ are from 34                  employs random assignment of, for
                                                34 CFR 75.105(c)(2)(i) we award up to                   CFR 77.1.                                             example, students, teachers, classrooms,
                                                an additional three points to an                           Computer Science means the study of                or schools to receive the Project
                                                application, depending on how well the                  computers and algorithmic processes                   Component being evaluated (the
                                                application addresses this priority.                    and includes the study of computing                   treatment group) or not to receive the
                                                   This priority is:                                    principles and theories, computational                Project Component (the control group).
                                                   Promoting Science, Technology,                       thinking, computer hardware, software                    (ii) A regression discontinuity design
                                                Engineering, or Math (STEM) Education,                  design, coding, analytics, and computer               study assigns the Project Component
                                                With a Particular Focus on Computer                     applications.                                         being evaluated using a measured
                                                Science.                                                   Computer science often includes                    variable (e.g., assigning students reading
                                                   Projects designed to improve student                 computer programming or coding as a                   below a cutoff score to tutoring or
                                                achievement or other educational                        tool to create software, including                    developmental education classes) and
                                                outcomes in one or more of the                          applications, games, websites, and tools              controls for that variable in the analysis
                                                following areas: Science, technology,                   to manage or manipulate data; or                      of outcomes.
                                                engineering, math, or Computer                          development and management of                            (iii) A single-case design study uses
                                                Science. These projects must address                    computer hardware and the other                       observations of a single case (e.g., a
                                                the following priority area:                            electronics related to sharing, securing,             student eligible for a behavioral
                                                   Increasing the number of educators
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                                                                                                        and using digital information.                        intervention) over time in the absence
                                                adequately prepared to deliver rigorous                    In addition to coding, the expanding               and presence of a controlled treatment
                                                instruction in STEM fields, including                   field of computer science emphasizes                  manipulation to determine whether the
                                                Computer Science, through recruitment,                  computational thinking and                            outcome is systematically related to the
                                                Evidence-Based Professional                             interdisciplinary problem-solving to                  treatment.
                                                Development strategies for current                      equip students with the skills and                       Institution of Higher Education means
                                                STEM educators, or evidence-based                       abilities necessary to apply computation              an educational institution in any State
                                                retraining strategies for current                       in our digital world.                                 that—


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                                                12358                       Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices

                                                   (a) Admits as regular students only                  assistance under the ESEA with the                       (a) Are an integral part of school and
                                                persons having a certificate of                         smallest student population, except that              LEA strategies for providing educators
                                                graduation from a school providing                      the school shall not be subject to the                (including teachers, principals, other
                                                secondary education, or the recognized                  jurisdiction of any SEA other than the                School Leaders, specialized
                                                equivalent of such a certificate, or                    Bureau of Indian Education.                           instructional support personnel,
                                                persons who meet the requirements of                       (d) Educational Service Agencies. The              paraprofessionals, and, as applicable,
                                                section 484(d) of the Higher Education                  term includes educational service                     early childhood educators) with the
                                                Act of 1965, as amended (HEA);                          agencies and consortia of those                       knowledge and skills necessary to
                                                   (b) Is legally authorized within such                agencies.                                             enable students to succeed in a well-
                                                State to provide a program of education                    (e) State Educational Agency. The                  rounded education and to meet the
                                                beyond secondary education;                             term includes the SEA in a State in                   challenging State academic standards;
                                                   (c) Provides an educational program                  which the SEA is the sole educational                 and
                                                for which the institution awards a                      agency for all public schools.                           (b) Are sustained (not stand-alone, 1-
                                                bachelor’s degree or provides not less                     Moderate Evidence means that there                 day, or short term workshops),
                                                than a 2-year program that is acceptable                is evidence of effectiveness of a key                 intensive, collaborative, job-embedded,
                                                for full credit toward such a degree, or                Project Component in improving a                      data-driven, and classroom-focused, and
                                                awards a degree that is acceptable for                  Relevant Outcome for a sample that                    may include activities that—
                                                admission to a graduate or professional                 overlaps with the populations or                         (i) Improve and increase teachers’: (1)
                                                degree program, subject to review and                   settings proposed to receive that                     Knowledge of the academic subjects the
                                                approval by the Secretary;                              component, based on a relevant finding                teachers teach; (2) understanding of how
                                                   (d) Is a public or other nonprofit                                                                         students learn; and (3) ability to analyze
                                                                                                        from one of the following:
                                                institution; and                                                                                              student work and achievement from
                                                   (e) Is accredited by a nationally                       (i) A practice guide prepared by the
                                                                                                        WWC using version 2.1 or 3.0 of the                   multiple sources, including how to
                                                recognized accrediting agency or                                                                              adjust instructional strategies,
                                                association, or if not so accredited, is an             WWC Handbook reporting a ‘‘strong
                                                                                                        evidence base’’ or ‘‘moderate evidence                assessments, and materials based on
                                                institution that has been granted                                                                             such analysis;
                                                preaccreditation status by such an                      base’’ for the corresponding practice
                                                                                                        guide recommendation;                                    (ii) Are an integral part of broad
                                                agency or association that has been                                                                           schoolwide and districtwide
                                                recognized by the Secretary for the                        (ii) An intervention report prepared
                                                                                                        by the WWC using version 2.1 or 3.0 of                educational improvement plans;
                                                granting of preaccreditation status, and                                                                         (iii) Allow personalized plans for each
                                                the Secretary has determined that there                 the WWC Handbook reporting a
                                                                                                        ‘‘positive effect’’ or ‘‘potentially positive         educator to address the educator’s
                                                is satisfactory assurance that the                                                                            specific needs identified in observation
                                                institution will meet the accreditation                 effect’’ on a Relevant Outcome based on
                                                                                                        a ‘‘medium to large’’ extent of evidence,             or other feedback;
                                                standards of such an agency or                                                                                   (iv) Improve classroom management
                                                association within a reasonable time.                   with no reporting of a ‘‘negative effect’’
                                                                                                                                                              skills;
                                                   Local Educational Agency (LEA)                       or ‘‘potentially negative effect’’ on a                  (v) Support the recruitment, hiring,
                                                means:                                                  Relevant Outcome; or                                  and training of effective teachers,
                                                   (a) In General. A public board of                       (iii) A single Experimental Study or               including teachers who became certified
                                                education or other public authority                     Quasi-Experimental Design Study                       through State and local alternative
                                                legally constituted within a State for                  reviewed and reported by the WWC                      routes to certification;
                                                either administrative control or                        using version 2.1 or 3.0 of the WWC                      (vi) Advance teacher understanding
                                                direction of, or to perform a service                   Handbook, or otherwise assessed by the                of: (1) Effective instructional strategies
                                                function for, public elementary schools                 Department using version 3.0 of the                   that are Evidence-Based; and (2)
                                                or secondary schools in a city, county,                 WWC Handbook, as appropriate, and                     strategies for improving student
                                                township, school district, or other                     that—                                                 academic achievement or substantially
                                                political subdivision of a State, or of or                 (A) Meets WWC standards with or                    increasing the knowledge and teaching
                                                for a combination of school districts or                without reservations;                                 skills of teachers;
                                                counties that is recognized in a State as                  (B) Includes at least one statistically               (vii) Are aligned with, and directly
                                                an administrative agency for its public                 significant and positive (i.e., favorable)            related to, academic goals of the school
                                                elementary schools or secondary                         effect on a Relevant Outcome;                         or LEA;
                                                schools.                                                   (C) Includes no overriding statistically              (viii) Are developed with extensive
                                                   (b) Administrative Control and                       significant and negative effects on                   participation of teachers, principals,
                                                Direction. The term includes any other                  Relevant Outcomes reported in the                     other School Leaders, parents,
                                                public institution or agency having                     study or in a corresponding WWC                       representatives of Indian Tribes (as
                                                administrative control and direction of                 intervention report prepared under                    applicable), and administrators of
                                                a public elementary school or secondary                 version 2.1 or 3.0 of the WWC                         schools to be served under this Act;
                                                school.                                                 Handbook; and                                            (ix) Are designed to give teachers of
                                                   (c) Bureau of Indian Education                          (D) Is based on a sample from more                 English learners, and other teachers and
                                                Schools. The term includes an                           than one site (e.g., State, county, city,             instructional staff, the knowledge and
                                                elementary school or secondary school                   school district, or postsecondary                     skills to provide instruction and
                                                funded by the Bureau of Indian                          campus) and includes at least 350                     appropriate language and academic
                                                Education but only to the extent that                   students or other individuals across
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                                                                                                                                                              support services to those children,
                                                including the school makes the school                   sites. Multiple studies of the same                   including the appropriate use of
                                                eligible for programs for which specific                Project Component that each meet                      curricula and assessments;
                                                eligibility is not provided to the school               requirements in paragraphs (iii)(A), (B),                (x) To the extent appropriate, provide
                                                in another provision of law and the                     and (C) of this definition may together               training for teachers, principals, and
                                                school does not have a student                          satisfy this requirement.                             other School Leaders in the use of
                                                population that is smaller than the                        Professional Development means                     technology (including education about
                                                student population of the LEA receiving                 activities that—                                      the harms of copyright piracy), so that


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                                                                            Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices                                              12359

                                                technology and technology applications                  Evidence may pertain to an individual                 for the State supervision of public
                                                are effectively used in the classroom to                project component or to a combination                 elementary schools and secondary
                                                improve teaching and learning in the                    of project components (e.g., training                 schools.
                                                curricula and academic subjects in                      teachers on instructional practices for                  What Works Clearinghouse Handbook
                                                which the teachers teach;                               English learners and follow-on coaching               (WWC Handbook) means the standards
                                                   (xi) As a whole, are regularly                       for these teachers).                                  and procedures set forth in the WWC
                                                evaluated for their impact on increased                    Promising Evidence means that there                Procedures and Standards Handbook,
                                                teacher effectiveness and improved                      is evidence of the effectiveness of a key             Version 3.0 or Version 2.1 (incorporated
                                                student academic achievement, with the                  Project Component in improving a                      by reference, see 34 CFR 77.2). Study
                                                findings of the evaluations used to                     Relevant Outcome, based on a relevant                 findings eligible for review under WWC
                                                improve the quality of professional                     finding from one of the following:                    standards can meet WWC standards
                                                development;                                               (i) A practice guide prepared by WWC               without reservations, meet WWC
                                                   (xii) Are designed to give teachers of               reporting a ‘‘strong evidence base’’ or               standards with reservations, or not meet
                                                children with disabilities or children                  ‘‘moderate evidence base’’ for the                    WWC standards. WWC practice guides
                                                with developmental delays, and other                    corresponding practice guide                          and intervention reports include
                                                teachers and instructional staff, the                   recommendation;                                       findings from systematic reviews of
                                                knowledge and skills to provide                            (ii) An intervention report prepared               evidence as described in the Handbook
                                                instruction and academic support                        by the WWC reporting a ‘‘positive                     documentation.
                                                services, to those children, including                  effect’’ or ‘‘potentially positive effect’’
                                                                                                                                                                Program Authority: Section 2242 of the
                                                positive behavioral interventions and                   on a Relevant Outcome with no                         ESEA (20 U.S.C. 6672).
                                                supports, multi-tier system of supports,                reporting of a ‘‘negative effect’’ or
                                                and use of accommodations;                              ‘‘potentially negative effect’’ on a                    Applicable Regulations: (a) The
                                                   (xiii) Include instruction in the use of             Relevant Outcome; or                                  Education Department General
                                                data and assessments to inform and                         (iii) A single study assessed by the               Administrative Regulations in 34 CFR
                                                instruct classroom practice;                            Department, as appropriate, that—                     parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
                                                   (xiv) Include instruction in ways that                  (A) Is an Experimental Study, a Quasi-             and 99. (b) The Office of Management
                                                teachers, principals, other School                      Experimental Design Study, or a well-                 and Budget Guidelines to Agencies on
                                                Leaders, specialized instructional                      designed and well-implemented                         Governmentwide Debarment and
                                                support personnel, and school                           correlational study with statistical                  Suspension (Nonprocurement) in 2 CFR
                                                administrators may work more                            controls for selection bias (e.g., a study            part 180, as adopted and amended as
                                                effectively with parents and families;                  using regression methods to account for               regulations of the Department in 2 CFR
                                                   (xv) Involve the forming of                          differences between a treatment group                 part 3485. (c) The Uniform
                                                partnerships with Institutions of Higher                and a comparison group); and                          Administrative Requirements, Cost
                                                Education, including, as applicable,                       (B) Includes at least one statistically            Principles, and Audit Requirements for
                                                Tribal Colleges and Universities as                     significant and positive (i.e., favorable)            Federal Awards in 2 CFR part 200, as
                                                defined in section 316(b) of the HEA (20                effect on a Relevant Outcome.                         adopted and amended as regulations of
                                                U.S.C. 1059c(b)), to establish school-                     Quasi-Experimental Design Study                    the Department in 2 CFR part 3474. (d)
                                                based teacher, principal, and other                     means a study using a design that                     The Supplemental Priorities.
                                                School Leader training programs that                    attempts to approximate an                              Note: The regulations in 34 CFR part 86
                                                provide prospective teachers, novice                    Experimental Study by identifying a                   apply to Institutions of Higher Education
                                                teachers, principals, and other School                  comparison group that is similar to the               only.
                                                Leaders with an opportunity to work                     treatment group in important respects.
                                                under the guidance of experienced                       This type of study, depending on design               II. Award Information
                                                teachers, principals, other School                      and implementation (e.g., establishment                  Type of Award: Discretionary grants.
                                                Leaders, and faculty of such                            of baseline equivalence of the groups                    Estimated Available Funds: The
                                                institutions;                                           being compared), can meet WWC                         Administration’s budget request for FY
                                                   (xvi) Create programs to enable                      standards with reservations, but cannot               2018 does not include funds for new
                                                paraprofessionals (assisting teachers                   meet WWC standards without                            awards under this program. However,
                                                employed by an LEA receiving                            reservations, as described in the WWC                 we are inviting applications to allow
                                                assistance under part A of title I of the               Handbook.                                             sufficient time to complete the grant
                                                ESEA) to obtain the education necessary                    Relevant Outcome means the student                 process before the end of the current
                                                for those paraprofessionals to become                   outcome(s) or other outcome(s) the key                fiscal year, if Congress appropriates
                                                certified and licensed teachers;                        Project Component is designed to                      funds for this program.
                                                   (xvii) Provide follow-up training to                 improve, consistent with the specific                    Contingent upon the availability of
                                                teachers who have participated in                       goals of the program.                                 funds and the quality of applications,
                                                activities described in paragraph (b) of                   School Leader means a principal,                   we may make additional awards in
                                                this definition that are designed to                    assistant principal, or other individual              subsequent years from the list of
                                                ensure that the knowledge and skills                    who is—                                               unfunded applications from this
                                                learned by the teachers are implemented                    (a) An employee or officer of an
                                                                                                                                                              competition.
                                                in the classroom; and                                   elementary school or secondary school,                   Estimated Range of Awards:
                                                   (xviii) Where practicable, provide                   LEA, or other entity operating an                     $1,000,000–$6,000,000 per project year.
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                                                jointly for school staff and other early                elementary school or secondary school;                   Estimated Average Size of Awards:
                                                childhood education program providers,                  and                                                   $3,500,000 per project year.
                                                to address the transition to elementary                    (b) Responsible for the daily                         Estimated Number of Awards: 5–8.
                                                school, including issues related to                     instructional leadership and managerial
                                                school readiness.                                       operations in the elementary school or                  Note: The Department is not bound by any
                                                   Project Component means an activity,                                                                       estimates in this notice.
                                                                                                        secondary school building.
                                                strategy, intervention, process, product,                  State Educational Agency (SEA)                       Project Period: Up to 36 months, with
                                                practice, or policy included in a project.              means the agency primarily responsible                renewal of up two additional years.


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                                                12360                       Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices

                                                III. Eligibility Information                              3. Subgrantees: (a) Under 34 CFR                    is in the application package for this
                                                   1. Eligible Applicants:                              75.708(b) and (c) a grantee under this                competition.
                                                   (a) An Institution of Higher Education               competition may award subgrants—to                       4. Funding Restrictions: We reference
                                                that provides course materials or                       directly carry out project activities                 regulations outlining funding
                                                resources that are Evidence-Based in                    described in its application—to the                   restrictions in the Applicable
                                                increasing academic achievement,                        following types of entities: LEAs, public             Regulations section of this notice.
                                                                                                        entities, and private entities suitable to               5. Recommended Page Limit: The
                                                graduation rates, or rates of
                                                                                                        carry out the activities proposed in the              application narrative is where you, the
                                                postsecondary education matriculation;
                                                                                                        application.                                          applicant, address the selection criteria
                                                   (b) A national nonprofit organization
                                                                                                          (b) The grantee may award subgrants                 that reviewers use to evaluate your
                                                with a demonstrated record of raising
                                                                                                        to entities it has identified in an                   application. We recommend that you (1)
                                                student academic achievement,
                                                                                                        approved application or under                         limit the application narrative to 40
                                                graduation rates, and rates of higher
                                                                                                        procedures established by the grantee.                pages and (2) use the following
                                                education attendance, matriculation, or                   4. Certification: Pursuant to section               standards:
                                                completion, or of effectiveness in                      2242 of the ESEA (20 U.S.C. 6672),                       • A ‘‘page’’ is 8.5″ x 11″, on one side
                                                providing preparation and Professional                  applicants must include a certification               only, with 1″ margins at the top, bottom,
                                                Development activities and programs for                 that the services provided by an eligible             and both sides.
                                                teachers, principals, or other School                   entity under the grant to a LEA or to a                  • Double space (no more than three
                                                Leaders;                                                school served by the LEA will not result              lines per vertical inch) all text in the
                                                   (c) The Bureau of Indian Education; or               in direct fees for participating students             application narrative, including titles,
                                                   (d) A partnership consisting of—                     or parents.                                           headings, footnotes, quotations,
                                                   (i) One or more entities described in                                                                      references, and captions, as well as all
                                                paragraph (a) or (b); and                               IV. Application and Submission
                                                                                                                                                              text in charts, tables, figures, and
                                                   (ii) A for-profit entity.                            Information
                                                                                                                                                              graphs.
                                                   2. a. Cost Sharing or Matching: Under                  1. Application Submission                              • Use a font that is either 12 point or
                                                section 2242 of the ESEA, each grant                    Instructions: For information on how to               larger or no smaller than 10 pitch
                                                recipient must provide, from non-                       submit an application please refer to our             (characters per inch).
                                                Federal sources, at least 25 percent of                 Common Instructions for Applicants to                    • Use one of the following fonts:
                                                the funds for the total cost for each year              Department of Education Discretionary                 Times New Roman, Courier, Courier
                                                of activities supported by the grant.                   Grant Programs, published in the                      New, or Arial.
                                                These funds may be provided in cash or                  Federal Register on February 12, 2018                    The recommended page limit does not
                                                through in-kind contributions. Grantees                 (83 FR 6003) and available at                         apply to Part I, the cover sheet; Part II,
                                                must include a budget showing their                     www.gpo.gov/fdsys/pkg/FR-2018-02-12/                  the budget section, including the
                                                matching contributions on an annual                     pdf/2018-02558.pdf.                                   narrative budget justification; Part IV,
                                                basis relative to the annual budget                       2. Submission of Proprietary                        the assurances and certifications; or the
                                                amount of SEED grant funds and must                     Information: Given the types of projects              one-page abstract, the resumes, the
                                                provide evidence of their matching                      that may be proposed in applications for              bibliography, or the letters of support.
                                                contributions for the first year of the                 the SEED program, your application                    However, the recommended page limit
                                                grant in their grant applications.                      may include business information that                 does apply to all of the application
                                                   Section 2242 of the ESEA also                        you consider proprietary. In 34 CFR                   narrative.
                                                authorizes the Secretary to waive this                  5.11 we define ‘‘business information’’
                                                matching requirement on a case-by-case                  and describe the process we use in                    V. Application Review Information
                                                basis in cases of demonstrated financial                determining whether any of that                         1. Selection Criteria: The selection
                                                hardship. Applicants that wish to apply                 information is proprietary and, thus,                 criteria for this competition are from 34
                                                for a waiver must include a request in                  protected from disclosure under                       CFR 75.210. An applicant may earn up
                                                their application that demonstrates a                   Exemption 4 of the Freedom of                         to a total of 100 points based on the
                                                financial hardship.                                     Information Act (5 U.S.C. 552, as                     selection criteria. The maximum score
                                                   Further information about applying                   amended).                                             for each criterion is indicated in
                                                for waivers can be found in the                           Because we plan to make successful                  parentheses. Each criterion also
                                                application package. However, given the                 applications available to the public, you             includes the sub-factors that the
                                                importance of matching funds to the                     may wish to request confidentiality of                reviewers will consider in determining
                                                long-term success of the project, the                   business information.                                 how well an application meets the
                                                Secretary expects eligible entities to                    Consistent with Executive Order                     criterion. The criteria are as follows:
                                                identify appropriate matching funds.                    12600, please designate in your                         A. Quality of the Project Design (35
                                                   b. Supplement-Not-Supplant: This                     application any information that you                  points). The Secretary considers the
                                                program involves supplement-not-                        feel is exempt from disclosure under                  quality of the design of the proposed
                                                supplant funding requirements. Under                    Exemption 4. In the appropriate                       project. In determining the quality of the
                                                section 2301 of the ESEA (20 U.S.C.                     Appendix section of your application,                 design of the proposed project, the
                                                6691), funds made available under title                 under ‘‘Other Attachments Form,’’                     Secretary considers the following
                                                II of the ESEA must be used to                          please list the page number or numbers                factors:
                                                supplement, and not supplant, non-                      on which we can find this information.                  (1) The extent to which the proposed
                                                Federal funds that would otherwise be
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                                                                                                        For additional information please see 34              project represents an exceptional
                                                used for activities authorized under this               CFR 5.11(c).                                          approach to the priority or priorities
                                                title. Further, the prohibition against                   3. Intergovernmental Review: This                   established for the competition.
                                                supplanting funds also means that                       competition is subject to Executive                     (2) The extent to which the training or
                                                grantees seeking to charge indirect costs               Order 12372 and the regulations in 34                 Professional Development services to be
                                                to SEED funds will need to use their                    CFR part 79. Information about                        provided by the proposed project are of
                                                negotiated restricted indirect cost rates.              Intergovernmental Review of Federal                   sufficient quality, intensity, and
                                                See 34 CFR 75.563.                                      Programs under Executive Order 12372                  duration to lead to improvements in


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                                                                            Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices                                             12361

                                                practice among the recipients of those                  evaluation, the Secretary considers the                  Additional factors we consider in
                                                services.                                               following factors:                                    selecting an application for an award are
                                                   (3) The extent to which the services                    (1) The extent to which the methods                as follows:
                                                to be provided by the proposed project                  of evaluation will, if well implemented,                 (a) As required under section 2242 of
                                                involve the collaboration of appropriate                produce evidence about the project’s                  the ESEA, the Secretary must ensure
                                                partners for maximizing the                             effectiveness that would meet the WWC                 that, to the extent practicable, grants are
                                                effectiveness of project services.                      standards with or without reservations                distributed among eligible entities that
                                                   (4) The extent to which the services                 as described in the WWC Handbook.                     will serve geographically diverse areas,
                                                to be provided by the proposed project                     (2) The extent to which the methods                including urban, suburban, and rural
                                                are focused on those with greatest                      of evaluation will provide performance                areas.
                                                needs.                                                  feedback and permit periodic                             (b) As required under section 2242 of
                                                   (5) The extent to which the design of                assessment of progress toward achieving               the ESEA, the Department must not
                                                the proposed project is appropriate to,                 intended outcomes.                                    award more than one grant under this
                                                and will successfully address, the needs                   (3) The extent to which the methods                program to an eligible entity during a
                                                of the target population or other                       of evaluation include the use of                      grant competition. If an entity submits
                                                identified needs.                                       objective performance measures that are               multiple applications for this
                                                   B. Significance (20 points). The                     clearly related to the intended outcomes              competition, only the highest rated
                                                Secretary considers the significance of                 of the project and will produce                       application will be considered for an
                                                the proposed project. In determining the                quantitative and qualitative data to the              award.
                                                                                                        extent possible.                                         3. Risk Assessment and Special
                                                significance of the proposed project, the
                                                                                                           (4) The extent to which the methods                Conditions: Consistent with 2 CFR
                                                Secretary considers the following
                                                                                                        of evaluation will provide valid and                  200.205, before awarding grants under
                                                factors:
                                                                                                        reliable performance data on Relevant                 this competition the Department
                                                   (1) The importance or magnitude of
                                                                                                        Outcomes.                                             conducts a review of the risks posed by
                                                the results or outcomes likely to be
                                                                                                                                                              applicants. Under 2 CFR 3474.10, the
                                                attained by the proposed project,                          Note: Applicants may wish to review the
                                                                                                                                                              Secretary may impose special
                                                especially improvements in teaching                     following technical assistance resources on
                                                                                                        evaluation: (1) WWC Procedures and                    conditions and, in appropriate
                                                and student achievement.                                                                                      circumstances, high-risk conditions on a
                                                   (2) The extent to which the costs are                Standards Handbooks: https://ies.ed.gov/
                                                                                                        ncee/wwc/Handbooks (2) ‘‘Technical                    grant if the applicant or grantee is not
                                                reasonable in relation to the number of                                                                       financially stable; has a history of
                                                                                                        Assistance Materials for Conducting Rigorous
                                                persons to be served and to the                         Impact Evaluations’’: http://ies.ed.gov/ncee/         unsatisfactory performance; has a
                                                anticipated results and benefits.                       projects/evaluationTA.asp; and (3) IES/NCEE           financial or other management system
                                                   (3) The potential for the incorporation              Technical Methods papers: http://ies.ed.gov/          that does not meet the standards in 2
                                                of project purposes, activities, or                     ncee/tech_methods/. In addition, applicants           CFR part 200, subpart D; has not
                                                benefits into the ongoing program of the                may view two optional webinar recordings              fulfilled the conditions of a prior grant;
                                                agency or organization at the end of                    that were hosted by the Institute of Education
                                                                                                                                                              or is otherwise not responsible.
                                                Federal funding.                                        Sciences. The first webinar discussed
                                                                                                        strategies for designing and executing well-
                                                                                                                                                                 4. Integrity and Performance System:
                                                   (4) The extent to which the results of                                                                     If you are selected under this
                                                                                                        designed Quasi-Experimental Design Studies
                                                the proposed project are to be                                                                                competition to receive an award that
                                                                                                        and is available at: http://ies.ed.gov/ncee/
                                                disseminated in ways that will enable                   wwc/Multimedia.aspx?sid=23. The second                over the course of the project period
                                                others to use the information or                        webinar focused on more rigorous evaluation           may exceed the simplified acquisition
                                                strategies.                                             designs, discussing strategies for designing          threshold (currently $150,000), under 2
                                                   C. Quality of the Management Plan                    and executing studies that meet WWC                   CFR 200.205(a)(2), we must make a
                                                (25 points). The Secretary considers the                evidence standards without reservations.              judgment about your integrity, business
                                                quality of the management plan for the                  This webinar is available at: http://ies.ed.gov/      ethics, and record of performance under
                                                proposed project. In determining the                    ncee/wwc/Multimedia.aspx?sid=18.                      Federal awards—that is, the risk posed
                                                quality of the management plan for the                    2. Review and Selection Process: We                 by you as an applicant—before we make
                                                proposed project, the Secretary                         remind potential applicants that in                   an award. In doing so, we must consider
                                                considers the following factors:                        reviewing applications in any                         any information about you that is in the
                                                   (1) The extent to which the goals,                   discretionary grant competition, the                  integrity and performance system
                                                objectives, and outcomes to be achieved                 Secretary may consider, under 34 CFR                  (currently referred to as the Federal
                                                by the proposed project are clearly                     75.217(d)(3), the past performance of the             Awardee Performance and Integrity
                                                specified and measurable.                               applicant in carrying out a previous                  Information System (FAPIIS)),
                                                   (2) The adequacy of the management                   award, such as the applicant’s use of                 accessible through the System for
                                                plan to achieve the objectives of the                   funds, achievement of project                         Award Management. You may review
                                                proposed project on time and within                     objectives, and compliance with grant                 and comment on any information about
                                                budget, including clearly defined                       conditions. The Secretary may also                    yourself that a Federal agency
                                                responsibilities, timelines, and                        consider whether the applicant failed to              previously entered and that is currently
                                                milestones for accomplishing project                    submit a timely performance report or                 in FAPIIS.
                                                tasks.                                                  submitted a report of unacceptable                       Please note that, if the total value of
                                                   (3) The adequacy of procedures for                   quality.                                              your currently active grants, cooperative
                                                ensuring feedback and continuous                          In addition, in making a competitive                agreements, and procurement contracts
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                                                improvement in the operation of the                     grant award, the Secretary requires                   from the Federal Government exceeds
                                                proposed project.                                       various assurances, including those                   $10,000,000, the reporting requirements
                                                   D. Quality of the Project Evaluation                 applicable to Federal civil rights laws               in 2 CFR part 200, Appendix XII,
                                                (20 points). The Secretary considers the                that prohibit discrimination in programs              require you to report certain integrity
                                                quality of the evaluation to be                         or activities receiving Federal financial             information to FAPIIS semiannually.
                                                conducted of the proposed project. In                   assistance from the Department (34 CFR                Please review the requirements in 2 CFR
                                                determining the quality of the                          100.4, 104.5, 106.4, 108.8, and 110.23).              part 200, Appendix XII, if this grant


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                                                12362                       Federal Register / Vol. 83, No. 55 / Wednesday, March 21, 2018 / Notices

                                                plus all the other Federal funds you                    fund/grant/apply/appforms/                            the document published in the Federal
                                                receive exceed $10,000,000.                             appforms.html.                                        Register. You may access the official
                                                                                                           (c) Under 34 CFR 75.250(b), the                    edition of the Federal Register and the
                                                VI. Award Administration Information                    Secretary may provide a grantee with                  Code of Federal Regulations via the
                                                   1. Award Notices: If your application                additional funding for data collection                Federal Digital System at: www.gpo.gov/
                                                is successful, we notify your U.S.                      analysis and reporting. In this case the              fdsys. At this site you can view this
                                                Representative and U.S. Senators and                    Secretary establishes a data collection               document, as well as all other
                                                send you a Grant Award Notification                     period.                                               documents of this Department
                                                (GAN); or we may send you an email                         5. Performance Measures: The overall               published in the Federal Register, in
                                                containing a link to access an electronic               purpose of the SEED program is to                     text or Portable Document Format
                                                version of your GAN. We may notify                      increase the number of highly effective               (PDF). To use PDF you must have
                                                you informally, also.                                   educators by supporting Evidence-Based                Adobe Acrobat Reader, which is
                                                   If your application is not evaluated or              projects that prepare or provide                      available free at the site.
                                                not selected for funding, we notify you.                Professional Development or                             You may also access documents of the
                                                   2. Administrative and National Policy                enhancement activities for teachers,                  Department published in the Federal
                                                Requirements: We identify                               principals, or other School Leaders. We               Register by using the article search
                                                administrative and national policy                      have established the following                        feature at: www.federalregister.gov.
                                                requirements in the application package                 performance measures for the SEED                     Specifically, through the advanced
                                                and reference these and other                           program: (a) The percentage of teacher,               search feature at this site, you can limit
                                                requirements in the Applicable                          principal, or other School Leader                     your search to documents published by
                                                Regulations section of this notice.                     participants who serve concentrations of              the Department.
                                                   We reference the regulations outlining               high-need students; (b) the percentage of
                                                the terms and conditions of an award in                 teacher and principal participants who                  Dated: March 16, 2018.
                                                the Applicable Regulations section of                   serve concentrations of high-need                     Margo Anderson,
                                                this notice and include these and other                 students and are highly effective; (c) the            Acting Assistant Deputy Secretary for
                                                specific conditions in the GAN. The                     percentage of teacher and principal                   Innovation and Improvement.
                                                GAN also incorporates your approved                     participants who serve concentrations of              [FR Doc. 2018–05750 Filed 3–20–18; 8:45 am]
                                                application as part of your binding                     high-need students, are highly effective,             BILLING CODE 4000–01–P
                                                commitments under the grant.                            and serve for at least two years; (d) the
                                                   3. Open Licensing Requirements:                      cost per such participant; and (e) the
                                                Unless an exception applies, if you are                 number of grantees with evaluations                   DEPARTMENT OF ENERGY
                                                awarded a grant under this competition,                 that meet the WWC standards with
                                                you will be required to openly license                  reservations. Grantees will report                    Federal Energy Regulatory
                                                to the public grant deliverables created                annually on each measure.                             Commission
                                                in whole, or in part, with Department                      6. Continuation Awards: In making a                [Docket No. PL17–1–000]
                                                grant funds. When the deliverable                       continuation award under 34 CFR
                                                consists of modifications to pre-existing               75.253, the Secretary considers, among                Inquiry Regarding the Commission’s
                                                works, the license extends only to those                other things: Whether a grantee has                   Policy for Recovery of Income Tax
                                                modifications that can be separately                    made substantial progress in achieving                Costs
                                                identified and only to the extent that                  the goals and objectives of the project;
                                                open licensing is permitted under the                   whether the grantee has expended funds                AGENCY:  Federal Energy Regulatory
                                                terms of any licenses or other legal                    in a manner that is consistent with its               Commission.
                                                restrictions on the use of pre-existing                 approved application and budget; and,                 ACTION: Revised policy statement.
                                                works. For additional information on                    if the Secretary has established
                                                the open licensing requirements please                  performance measurement                               SUMMARY:     Following the decision of the
                                                refer to 2 CFR 3474.20(c).                              requirements, the performance targets in              U.S. Court of Appeals for the District of
                                                   4. Reporting: (a) If you apply for a                 the grantee’s approved application.                   Columbia Circuit in United Airlines,
                                                grant under this competition, you must                     In making a continuation award, the                Inc., et al. v. Federal Energy Regulatory
                                                ensure that you have in place the                       Secretary also considers whether the                  Commission, the Commission issued a
                                                necessary processes and systems to                      grantee is operating in compliance with               notice of inquiry (NOI) seeking
                                                comply with the reporting requirements                  the assurances in its approved                        comment regarding how to address any
                                                in 2 CFR part 170 should you receive                    application, including those applicable               double recovery resulting from the
                                                funding under the competition. This                     to Federal civil rights laws that prohibit            Commission’s current income tax
                                                does not apply if you have an exception                 discrimination in programs or activities              allowance and rate of return policies.
                                                under 2 CFR 170.110(b).                                 receiving Federal financial assistance                The Commission finds that an
                                                   (b) At the end of your project period,               from the Department (34 CFR 100.4,                    impermissible double recovery results
                                                you must submit a final performance                     104.5, 106.4, 108.8, and 110.23).                     from granting a Master Limited
                                                report, including financial information,                                                                      Partnership (MLP) pipeline both an
                                                as directed by the Secretary. If you                    VII. Other Information                                income tax allowance and a return on
                                                receive a multiyear award, you must                        Accessible Format: Individuals with                equity pursuant to the discounted cash
                                                submit an annual performance report                     disabilities can obtain this document                 flow methodology. Accordingly, the
                                                that provides the most current                                                                                Commission revises its policy and will
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                        and a copy of the application package in
                                                performance and financial expenditure                   an accessible format (e.g., braille, large            no longer permit an MLP to recover an
                                                information as directed by the Secretary                print, audiotape, or compact disc) on                 income tax allowance in its cost of
                                                under 34 CFR 75.118. The Secretary                      request to the program contact person                 service. While all partnerships seeking
                                                may also require more frequent                          listed under FOR FURTHER INFORMATION                  to recover an income tax allowance will
                                                performance reports under 34 CFR                        CONTACT.                                              need to address the double-recovery
                                                75.720(c). For specific requirements on                    Electronic Access to This Document:                concern, the Commission will address
                                                reporting, please go to www.ed.gov/                     The official version of this document is              the application of United Airlines to


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Document Created: 2018-03-21 00:45:23
Document Modified: 2018-03-21 00:45:23
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesApplications Available: March 21, 2018.
ContactRichard Wilson, U.S. Department of Education, 400 Maryland Avenue SW, Room 4W111, Washington, DC 20202- 5960. Telephone: (202) 453-6709 or by email: [email protected]
FR Citation83 FR 12356 

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