83_FR_1312 83 FR 1304 - Inflation Adjustment of Civil Monetary Penalties

83 FR 1304 - Inflation Adjustment of Civil Monetary Penalties

FEDERAL MARITIME COMMISSION

Federal Register Volume 83, Issue 8 (January 11, 2018)

Page Range1304-1305
FR Document2018-00319

The Commission is publishing its adjustments to inflation annually, pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (2015 Act). The 2015 Act requires that agencies adjust and publish their civil penalties by January 15 each year.

Federal Register, Volume 83 Issue 8 (Thursday, January 11, 2018)
[Federal Register Volume 83, Number 8 (Thursday, January 11, 2018)]
[Rules and Regulations]
[Pages 1304-1305]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-00319]


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FEDERAL MARITIME COMMISSION

46 CFR Part 506

[Docket No. 18-01]
RIN 3072-AC70


Inflation Adjustment of Civil Monetary Penalties

AGENCY: Federal Maritime Commission.

ACTION: Final rule.

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SUMMARY: The Commission is publishing its adjustments to inflation 
annually, pursuant to the Federal Civil Penalties Inflation Adjustment 
Act Improvements Act of 2015 (2015 Act). The 2015 Act requires that 
agencies adjust and publish their civil penalties by January 15 each 
year.

DATES: This rule is effective on January 15, 2018.

FOR FURTHER INFORMATION CONTACT: Tyler Wood, General Counsel, Federal 
Maritime Commission, 800 North Capitol Street NW, Room 1018, 
Washington, DC 20573, (202) 523-5740.

SUPPLEMENTARY INFORMATION: This rule adjusts the civil monetary 
penalties assessable by the Commission in accordance with the 2015 Act, 
which became effective on November 2, 2015, Sec. 701 of Public Law 11-
74. The 2015 Act further amended the Federal Civil Penalties Inflation 
Adjustment Act of 1990 (FCPIAA), Public Law 101-410, 104 Stat. 890 
(codified as amended at 28 U.S.C. 2461 note), in order to improve the 
effectiveness of civil monetary penalties and to maintain their 
deterrent effect.
    The 2015 Act requires agencies to adjust civil monetary penalties 
under their jurisdiction by January 15 each year, based on changes in 
the consumer price index (CPI-U) using data from October in the 
previous calendar year. On December 15, 2017, the Office of Management 
and Budget published guidance stating that the CPI-U multiplier for 
October 2017 is 1.02041.\1\ In order to complete the adjustment for 
January 2018, agencies must multiply the most recent civil penalty 
amounts in 46 CFR part 506.
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    \1\ Office of Management and Budget, M-18-03, Implementation of 
Penalty Inflation Adjustments for 2018, Pursuant to the Federal 
Civil Penalties Inflation Adjustment Act Improvements Act of 2015, 
at 1 (Dec. 15, 2017) (M-18-03).
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Rulemaking Analyses and Notices

Notice and Effective Date

    Adjustments under the FCPIAA, as amended by the 2015 Act, are not 
subject to the procedural rulemaking requirements of the Administrative 
Procedure Act (APA) (5 U.S.C. 553), including the requirements for 
prior notice, an opportunity for comment, and a delay between the 
issuance of a final rule and its effective date.\2\ As noted above, the 
2015 Act requires that the Commission adjust its civil monetary 
penalties no later than January 15 of each year.
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    \2\ FCPIAA section 4(b)(2); M-17-11 at 2.
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Congressional Review Act

    The rule is not a ``major rule'' as defined by the Congressional 
Review Act, codified at 5 U.S.C. 801 et seq. The rule will not result 
in: (1) An annual effect on the economy of $100,000,000 or more; (2) a 
major increase in costs or prices; or (3) significant adverse effects 
on competition, employment, investment, productivity, innovation, or 
the ability of United States-based companies to compete with foreign-
based companies. 5 U.S.C. 804(2).

Regulatory Flexibility Act

    The Regulatory Flexibility Act (codified as amended at 5 U.S.C. 
601-612) provides that whenever an agency promulgates a final rule 
after being required to publish a notice of proposed rulemaking under 
the APA (5 U.S.C. 553), the agency must prepare and make available a 
final regulatory flexibility analysis (FRFA) describing the impact of 
the rule on small entities. 5 U.S.C. 604. As indicated above, this 
final rule is not subject to the APA's notice and comment requirements, 
and the Commission is not required to prepare an FRFA in conjunction 
with this final rule.

Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521) requires 
an agency to seek and receive approval from the Office of Management 
and Budget (OMB) before collecting information from the public. 44 
U.S.C. 3507. The agency must submit collections of information in rules 
to OMB in conjunction with the publication of the notice of proposed 
rulemaking. 5 CFR 1320.11. This final rule does not contain any 
collections of information, as defined by 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c).

Regulation Identifier Number

    The Commission assigns a regulation identifier number (RIN) to each 
regulatory action listed in the Unified Agenda of Federal Regulatory 
and Deregulatory Actions (Unified Agenda). The Regulatory Information 
Service Center publishes the Unified Agenda in April and October of 
each year. You

[[Page 1305]]

may use the RIN contained in the heading at the beginning of this 
document to find this action in the Unified Agenda, available at http://www.reginfo.gov/public/do/eAgendaMain.

List of Subjects in 46 CFR Part 506

    Administrative practice and procedure, Penalties.

    For the reasons stated in the preamble, part 506 of title 46 of the 
Code of Federal Regulations is amended as follows:

PART 506--CIVIL MONETARY PENALTY INFLATION ADJUSTMENT

0
1. The authority citation for part 506 continues to read as follows:

    Authority: 28 U.S.C. 2461.


0
2. Amend Sec.  506.4 by revising paragraph (d) to read as follows:


Sec.  506.4  Cost of living adjustments of civil monetary penalties.

* * * * *
    (d) Inflation adjustment. Maximum civil monetary penalties within 
the jurisdiction of the Federal Maritime Commission are adjusted for 
inflation as follows:

----------------------------------------------------------------------------------------------------------------
                                                                                      Maximum         Maximum
                                                                                  penalty amount   penalty as of
      United States Code citation          Civil monetary penalty description      as of January    January 15,
                                                                                     15, 2017          2018
----------------------------------------------------------------------------------------------------------------
46 U.S.C. 42304.......................  Adverse impact on U.S. carriers by             2,011,061       2,052,107
                                         foreign shipping practices.
46 U.S.C. 41107(a)....................  Knowing and Willful violation/Shipping            57,391          58,562
                                         Act of 1984, or Commission regulation
                                         or order.
46 U.S.C. 41107(b)....................  Violation of Shipping Act of 1984,                11,478          11,712
                                         Commission regulation or order, not
                                         knowing and willful.
46 U.S.C. 41108(b)....................  Operating in foreign commerce after              114,782         117,125
                                         tariff suspension.
46 U.S.C. 42104.......................  Failure to provide required reports,               9,054           9,239
                                         etc./Merchant Marine Act of 1920.
46 U.S.C. 42106.......................  Adverse shipping conditions/Merchant           1,810,706       1,847,663
                                         Marine Act of 1920.
46 U.S.C. 42108.......................  Operating after tariff or service                 90,535          92,383
                                         contract suspension/Merchant Marine Act
                                         of 1920.
46 U.S.C. 44102.......................  Failure to establish financial                    22,868          23,335
                                         responsibility for non-performance of               762             778
                                         transportation.
46 U.S.C. 44103.......................  Failure to establish financial                    22,868          23,335
                                         responsibility for death or injury.                 762             778
31 U.S.C. 3802(a)(1)..................  Program Fraud Civil Remedies Act/makes            10,957          11,181
                                         false claim.
31 U.S.C. 3802(a)(2)..................  Program Fraud Civil Remedies Act/giving           10,957          11,181
                                         false statement.
----------------------------------------------------------------------------------------------------------------


    By the Commission.

Rachel E. Dickon,
Assistant Secretary.
[FR Doc. 2018-00319 Filed 1-10-18; 8:45 am]
BILLING CODE 6731-AA-P



                                             1304              Federal Register / Vol. 83, No. 8 / Thursday, January 11, 2018 / Rules and Regulations

                                             in such prohibited conduct, and as a                    FEDERAL MARITIME COMMISSION                            Procedure Act (APA) (5 U.S.C. 553),
                                             result, we believe that any aggregate                                                                          including the requirements for prior
                                             economic impact of these revised                        46 CFR Part 506                                        notice, an opportunity for comment, and
                                             regulations will be minimal, affecting                  [Docket No. 18–01]                                     a delay between the issuance of a final
                                             only those limited few who may engage                                                                          rule and its effective date.2 As noted
                                                                                                     RIN 3072–AC70                                          above, the 2015 Act requires that the
                                             in prohibited conduct in violation of the
                                             statute. As such, this final rule and the                                                                      Commission adjust its civil monetary
                                                                                                     Inflation Adjustment of Civil Monetary                 penalties no later than January 15 of
                                             inflation adjustment contained therein                  Penalties
                                             should have no effect on Federal or state                                                                      each year.
                                             expenditures.                                           AGENCY:    Federal Maritime Commission.                Congressional Review Act
                                                                                                     ACTION:   Final rule.
                                             V. Regulatory Flexibility Act                                                                                     The rule is not a ‘‘major rule’’ as
                                                                                                     SUMMARY:   The Commission is                           defined by the Congressional Review
                                                The Administrator of General Services                publishing its adjustments to inflation                Act, codified at 5 U.S.C. 801 et seq. The
                                             certifies that this final rule will not have            annually, pursuant to the Federal Civil                rule will not result in: (1) An annual
                                             a significant economic impact on a                      Penalties Inflation Adjustment Act                     effect on the economy of $100,000,000
                                             substantial number of small business                    Improvements Act of 2015 (2015 Act).                   or more; (2) a major increase in costs or
                                             entities. While some penalties may have                 The 2015 Act requires that agencies                    prices; or (3) significant adverse effects
                                             an impact on small business entities, it                adjust and publish their civil penalties               on competition, employment,
                                             is the nature of the violation and not the              by January 15 each year.                               investment, productivity, innovation, or
                                             size of the entity that will result in an                                                                      the ability of United States-based
                                                                                                     DATES: This rule is effective on January
                                             action by the agency, and the aggregate                                                                        companies to compete with foreign-
                                                                                                     15, 2018.
                                             economic impact of this rulemaking on                                                                          based companies. 5 U.S.C. 804(2).
                                                                                                     FOR FURTHER INFORMATION CONTACT:
                                             small business entities should be                       Tyler Wood, General Counsel, Federal                   Regulatory Flexibility Act
                                             minimal, affecting only those few who                   Maritime Commission, 800 North                            The Regulatory Flexibility Act
                                             have engaged in prohibited conduct in                   Capitol Street NW, Room 1018,                          (codified as amended at 5 U.S.C. 601–
                                             violation of statutory intent.                          Washington, DC 20573, (202) 523–5740.                  612) provides that whenever an agency
                                             VI. Paperwork Reduction Act                             SUPPLEMENTARY INFORMATION: This rule                   promulgates a final rule after being
                                                                                                     adjusts the civil monetary penalties                   required to publish a notice of proposed
                                               This final rule imposes no new                        assessable by the Commission in                        rulemaking under the APA (5 U.S.C.
                                             reporting or recordkeeping requirements                 accordance with the 2015 Act, which                    553), the agency must prepare and make
                                             necessitating clearance by OMB.                         became effective on November 2, 2015,                  available a final regulatory flexibility
                                                                                                     Sec. 701 of Public Law 11–74. The 2015                 analysis (FRFA) describing the impact
                                             List of Subject in 41 CFR Part 105–70
                                                                                                     Act further amended the Federal Civil                  of the rule on small entities. 5 U.S.C.
                                               Administrative hearing, Claims,                       Penalties Inflation Adjustment Act of                  604. As indicated above, this final rule
                                             Program fraud.                                          1990 (FCPIAA), Public Law 101–410,                     is not subject to the APA’s notice and
                                                                                                     104 Stat. 890 (codified as amended at 28               comment requirements, and the
                                              Dated: January 5, 2018.                                U.S.C. 2461 note), in order to improve                 Commission is not required to prepare
                                             Emily W. Murphy,                                        the effectiveness of civil monetary                    an FRFA in conjunction with this final
                                             Administrator.                                          penalties and to maintain their deterrent              rule.
                                                                                                     effect.
                                               Accordingly, 41 CFR part 105–70 is                                                                           Paperwork Reduction Act
                                                                                                        The 2015 Act requires agencies to
                                             amended as set forth below:                             adjust civil monetary penalties under                     The Paperwork Reduction Act of 1995
                                                                                                     their jurisdiction by January 15 each                  (44 U.S.C. 3501–3521) requires an
                                             PART 105–70—IMPLEMENTATION OF                                                                                  agency to seek and receive approval
                                                                                                     year, based on changes in the consumer
                                             THE PROGRAM FRAUD CIVIL                                 price index (CPI–U) using data from                    from the Office of Management and
                                             REMEDIES ACT OF 1986                                    October in the previous calendar year.                 Budget (OMB) before collecting
                                                                                                     On December 15, 2017, the Office of                    information from the public. 44 U.S.C.
                                             ■ 1. The authority citation for part 105–               Management and Budget published                        3507. The agency must submit
                                             70 is revised to read as follows:                       guidance stating that the CPI–U                        collections of information in rules to
                                               Authority: 40 U.S.C. 121(c); 31 U.S.C.                multiplier for October 2017 is 1.02041.1               OMB in conjunction with the
                                             3809.                                                   In order to complete the adjustment for                publication of the notice of proposed
                                                                                                     January 2018, agencies must multiply                   rulemaking. 5 CFR 1320.11. This final
                                             *      *     *       *      *                                                                                  rule does not contain any collections of
                                                                                                     the most recent civil penalty amounts in
                                             § 105–70.003     [Amended]                              46 CFR part 506.                                       information, as defined by 44 U.S.C.
                                                                                                                                                            3502(3) and 5 CFR 1320.3(c).
                                             ■  2. Amend § 105–70.003 by—                            Rulemaking Analyses and Notices
                                                                                                                                                            Regulation Identifier Number
                                             ■ a. Removing from paragraph (a)(1)(iv)                 Notice and Effective Date
                                                                                                                                                              The Commission assigns a regulation
                                             the amount ‘‘10,781’’ and adding                          Adjustments under the FCPIAA, as                     identifier number (RIN) to each
                                             ‘‘11,001’’ in its place; and                            amended by the 2015 Act, are not                       regulatory action listed in the Unified
                                             ■ b. Removing from paragraph (b)(1)(ii)                 subject to the procedural rulemaking
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                                                                                                                                                            Agenda of Federal Regulatory and
                                             the amount ‘‘10,781’’ and adding                        requirements of the Administrative                     Deregulatory Actions (Unified Agenda).
                                             ‘‘11,001’’ in its place.                                                                                       The Regulatory Information Service
                                                                                                       1 Office of Management and Budget, M–18–03,
                                             [FR Doc. 2018–00367 Filed 1–10–18; 8:45 am]                                                                    Center publishes the Unified Agenda in
                                                                                                     Implementation of Penalty Inflation Adjustments
                                             BILLING CODE 6820–81–P                                  for 2018, Pursuant to the Federal Civil Penalties      April and October of each year. You
                                                                                                     Inflation Adjustment Act Improvements Act of
                                                                                                     2015, at 1 (Dec. 15, 2017) (M–18–03).                    2 FCPIAA   section 4(b)(2); M–17–11 at 2.



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                                                                  Federal Register / Vol. 83, No. 8 / Thursday, January 11, 2018 / Rules and Regulations                                                      1305

                                             may use the RIN contained in the                                For the reasons stated in the                             ■ 2. Amend § 506.4 by revising
                                             heading at the beginning of this                              preamble, part 506 of title 46 of the                       paragraph (d) to read as follows:
                                             document to find this action in the                           Code of Federal Regulations is amended
                                                                                                           as follows:                                                 § 506.4 Cost of living adjustments of civil
                                             Unified Agenda, available at http://                                                                                      monetary penalties.
                                             www.reginfo.gov/public/do/
                                                                                                           PART 506—CIVIL MONETARY                                     *     *     *     *    *
                                             eAgendaMain.
                                                                                                           PENALTY INFLATION ADJUSTMENT                                  (d) Inflation adjustment. Maximum
                                             List of Subjects in 46 CFR Part 506                                                                                       civil monetary penalties within the
                                                                                                           ■ 1. The authority citation for part 506                    jurisdiction of the Federal Maritime
                                               Administrative practice and                                 continues to read as follows:                               Commission are adjusted for inflation as
                                             procedure, Penalties.                                             Authority: 28 U.S.C. 2461.                              follows:

                                                                                                                                                                                           Maximum       Maximum
                                                                                                                                                                                            penalty       penalty
                                               United States Code cita-                                         Civil monetary penalty description                                       amount as of      as of
                                                         tion                                                                                                                             January 15,   January 15,
                                                                                                                                                                                             2017          2018

                                             46 U.S.C. 42304 ...............       Adverse impact on U.S. carriers by foreign shipping practices ..............................             2,011,061      2,052,107
                                             46 U.S.C. 41107(a) ...........        Knowing and Willful violation/Shipping Act of 1984, or Commission regulation or                             57,391         58,562
                                                                                     order.
                                             46 U.S.C. 41107(b) ...........        Violation of Shipping Act of 1984, Commission regulation or order, not knowing                              11,478         11,712
                                                                                     and willful.
                                             46   U.S.C.   41108(b) ...........    Operating in foreign commerce after tariff suspension ...........................................          114,782        117,125
                                             46   U.S.C.   42104 ...............   Failure to provide required reports, etc./Merchant Marine Act of 1920 ..................                     9,054          9,239
                                             46   U.S.C.   42106 ...............   Adverse shipping conditions/Merchant Marine Act of 1920 ....................................             1,810,706      1,847,663
                                             46   U.S.C.   42108 ...............   Operating after tariff or service contract suspension/Merchant Marine Act of 1920                           90,535         92,383
                                             46   U.S.C.   44102 ...............   Failure to establish financial responsibility for non-performance of transportation                         22,868         23,335
                                                                                                                                                                                                  762            778
                                             46 U.S.C. 44103 ...............       Failure to establish financial responsibility for death or injury .................................         22,868         23,335
                                                                                                                                                                                                  762            778
                                             31 U.S.C. 3802(a)(1) ........         Program Fraud Civil Remedies Act/makes false claim ...........................................              10,957         11,181
                                             31 U.S.C. 3802(a)(2) ........         Program Fraud Civil Remedies Act/giving false statement .....................................               10,957         11,181



                                                By the Commission.                                         (South Atlantic Council). This final rule                   and is managed under the Snapper-
                                             Rachel E. Dickon,                                             revises commercial and recreational                         Grouper FMP. The Snapper-Grouper
                                             Assistant Secretary.                                          annual catch limits (ACLs), the                             FMP was prepared by the South
                                             [FR Doc. 2018–00319 Filed 1–10–18; 8:45 am]
                                                                                                           minimum size limit, commercial trip                         Atlantic Council and is implemented by
                                                                                                           limits, and the recreational bag limit for                  NMFS through regulations at 50 CFR
                                             BILLING CODE 6731–AA–P
                                                                                                           mutton snapper in the South Atlantic                        part 622 under the authority of the
                                                                                                           based on the results of the most recent                     Magnuson-Stevens Fishery
                                                                                                           stock assessment update. The purpose                        Conservation and Management Act
                                             DEPARTMENT OF COMMERCE                                        of this final rule is to ensure that mutton                 (Magnuson-Stevens Act).
                                             National Oceanic and Atmospheric                              snapper is managed based on the best                          On September 26, 2017, NMFS
                                             Administration                                                scientific information available to                         published the notice of availability for
                                                                                                           achieve optimum yield (OY) and to                           Amendment 41 in the Federal Register
                                             50 CFR Part 622                                               prevent overfishing, while minimizing                       and requested public comment (82 FR
                                                                                                           adverse social and economic effects to                      44756). On October 24, 2017, NMFS
                                             [Docket No. 170324313–7999–02]                                the extent practicable.                                     published a proposed rule for
                                             RIN 0648–BG77                                                 DATES: This final rule is effective on                      Amendment 41 in the Federal Register
                                                                                                           February 10, 2018.                                          and requested public comment (82 FR
                                             Fisheries of the Caribbean, Gulf of                           ADDRESSES: Electronic copies of                             49167). Amendment 41 and the
                                             Mexico, and South Atlantic; Snapper-                          Amendment 41 may be obtained from                           proposed rule outline the rationale for
                                             Grouper Fishery of the South Atlantic                         www.regulations.gov or the Southeast                        the actions contained in this final rule.
                                             Region; Amendment 41                                          Regional Office website at http://http://                   A summary of the management
                                             AGENCY:  National Marine Fisheries                            sero.nmfs.noaa.gov/sustainable_                             measures described in Amendment 41
                                             Service (NMFS), National Oceanic and                          fisheries/s_atl/sg/2016/am41/                               and implemented by this final rule is
                                             Atmospheric Administration (NOAA),                            index.html. Amendment 41 includes an                        provided below.
                                             Commerce.                                                     environmental assessment, regulatory
                                                                                                           impact review, Regulatory Flexibility                       Management Measures Contained in
                                             ACTION: Final rule.                                           Act (RFA) analysis, and fishery impact                      This Final Rule
                                             SUMMARY:  NMFS implements                                     statement.                                                    This final rule revises the mutton
                                                                                                           FOR FURTHER INFORMATION CONTACT:                            snapper ACLs for the commercial and
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                                             management measures described in
                                             Amendment 41 to the Fishery                                   Mary Vara, NMFS Southeast Regional                          recreational sectors in the South
                                             Management Plan for the Snapper-                              Office, telephone: 727–824–5305, or                         Atlantic, increases the minimum size
                                             Grouper Fishery of the South Atlantic                         email: mary.vara@noaa.gov.                                  limit for mutton snapper in the
                                             Region (Snapper-Grouper FMP), as                              SUPPLEMENTARY INFORMATION: The                              commercial and recreational sectors,
                                             prepared and submitted by the South                           snapper-grouper fishery in the South                        and modifies the commercial trip limit
                                             Atlantic Fishery Management Council                           Atlantic region includes mutton snapper                     and the recreational bag limit. Unless


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Document Created: 2018-01-11 04:54:02
Document Modified: 2018-01-11 04:54:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective on January 15, 2018.
ContactTyler Wood, General Counsel, Federal Maritime Commission, 800 North Capitol Street NW, Room 1018, Washington, DC 20573, (202) 523-5740.
FR Citation83 FR 1304 
RIN Number3072-AC70
CFR AssociatedAdministrative Practice and Procedure and Penalties

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