83_FR_17613 83 FR 17536 - Request for Comments on Determining Whether a Claim Element Is Well-Understood, Routine, Conventional for Purposes of Subject Matter Eligibility

83 FR 17536 - Request for Comments on Determining Whether a Claim Element Is Well-Understood, Routine, Conventional for Purposes of Subject Matter Eligibility

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 83, Issue 77 (April 20, 2018)

Page Range17536-17538
FR Document2018-08428

The U.S. Court of Appeals for the Federal Circuit (Federal Circuit) recently issued a decision regarding the inquiry of whether a claim limitation represents well-understood, routine, conventional activities (or elements) to a skilled artisan in the relevant field. Specifically, the Federal Circuit found that whether a claim element, or combination of elements, represents well-understood, routine, conventional activities to a skilled artisan in the relevant field is a question of fact. The United States Patent and Trademark Office (USPTO) has implemented this decision in a memorandum recently issued to the Patent Examining Corps (the Berkheimer memorandum). The Berkheimer memorandum is available to the public on the USPTO's internet website. Examiners had been previously instructed to conclude that an element (or combination of elements) is well-understood, routine, conventional activity only when the examiner can readily conclude that the element(s) is widely prevalent or in common use in the relevant industry. The Berkheimer memorandum now clarifies that such a conclusion must be based upon a factual determination that is supported as discussed in the memorandum. Aditionally the Berkheimer memorandum now also specifies that the analysis for determining whether an element (or combination of elements) is widely prevalent or in common use is the same as the analysis under 35 U.S.C. 112(a) as to whether an element is so well-known that it need not be described in detail in the patent specification. The USPTO is now seeking public comment on its subject matter eligibility guidance, and particularly its guidance in the Berkheimer memorandum to the Patent Examining Corps.

Federal Register, Volume 83 Issue 77 (Friday, April 20, 2018)
[Federal Register Volume 83, Number 77 (Friday, April 20, 2018)]
[Notices]
[Pages 17536-17538]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-08428]


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DEPARTMENT OF COMMERCE

 Patent and Trademark Office

[Docket No.: PTO-P-2018-0033]


Request for Comments on Determining Whether a Claim Element Is 
Well-Understood, Routine, Conventional for Purposes of Subject Matter 
Eligibility

AGENCY: United States Patent and Trademark Office, Commerce.

ACTION: Request for comments.

-----------------------------------------------------------------------

SUMMARY: The U.S. Court of Appeals for the Federal Circuit (Federal 
Circuit) recently issued a decision regarding the inquiry of whether a 
claim limitation represents well-understood, routine, conventional 
activities (or elements) to a skilled artisan in the relevant field. 
Specifically, the Federal Circuit found that whether a claim element, 
or combination of elements, represents well-understood, routine, 
conventional activities to a skilled artisan in the relevant field is a 
question of fact. The United States Patent and Trademark Office (USPTO) 
has implemented this decision in a memorandum recently issued to the 
Patent Examining Corps (the Berkheimer memorandum). The Berkheimer 
memorandum is available to the public on the USPTO's internet website. 
Examiners had been previously instructed to conclude that an element 
(or combination of elements) is well-understood, routine, conventional 
activity only when the examiner can readily conclude that the 
element(s) is widely prevalent or in common use in the relevant 
industry. The Berkheimer memorandum now clarifies that such a 
conclusion must be based upon a factual determination that is supported 
as discussed in the memorandum. Aditionally the Berkheimer memorandum 
now also specifies that the analysis for determining whether an element 
(or combination of elements) is widely prevalent or in common use is 
the same as the analysis under 35 U.S.C. 112(a) as to whether an 
element is so well-known that it need not be described in detail in the 
patent specification. The USPTO is now seeking public comment on its 
subject matter eligibility guidance, and particularly its guidance in 
the Berkheimer memorandum to the Patent Examining Corps.

DATES: Comment Deadline Date: Written comments must be received on or 
before August 20, 2018.

ADDRESSES: Comments must be sent by electronic mail message over the 
internet addressed to: [email protected].
    Electronic comments submitted in plain text are preferred, but also 
may be submitted in ADOBE[supreg] portable document format or MICROSOFT 
WORD[supreg] format. Comments not submitted electronically should be 
submitted on paper in a format that facilitates convenient digital 
scanning into ADOBE[supreg] portable document format. The comments will 
be available for viewing via the USPTO's internet website (http://www.uspto.gov). Because comments will be made available for public 
inspection, information that the submitter does not desire to make 
public, such as an address or phone number, should not be included in 
the comments.

FOR FURTHER INFORMATION CONTACT: Carolyn Kosowski, Senior Legal 
Advisor, at 571-272-7688 or Matthew Sked, Senior Legal Advisor, at 571-
272-7627, both with the Office of Patent Legal Administration.

SUPPLEMENTARY INFORMATION: 
    I. Federal Circuit Decision in Berkheimer: The Federal Circuit 
recently issued a precedential decision holding that the question of 
whether certain claim limitations are well-understood, routine, 
conventional elements raised a disputed factual issue, which precluded 
summary judgment that all of the claims at issue were not patent 
eligible. See Berkheimer v. HP Inc., 881 F.3d 1360 (Fed. Cir. 2018). 
Shortly thereafter, the Federal Circuit reaffirmed the Berkheimer 
standard in the context of a judgment on the pleadings and judgment as 
a matter of law.\1\ While summary judgment, judgment on the pleadings, 
and judgment as a matter of law standards in civil litigation are 
generally inapplicable during the patent examination process, these 
decisions inform the inquiry into whether an additional element (or 
combination of additional elements) represents well-understood, 
routine, conventional activity. The USPTO has implemented this decision 
in the Berkheimer memorandum, which was recently issued to the Patent 
Examining Corps and is available to the public on the USPTO's internet 
website.
---------------------------------------------------------------------------

    \1\ See Aatrix Software, Inc. v. Green Shades Software, Inc., 
882 F.3d 1121 (Fed. Cir. 2018) (reversing a judgment on the 
pleadings of ineligibility, finding that whether the claims in the 
challenged patent perform well-understood, routine, conventional 
activities is an issue of fact); Exergen Corp. v. Kaz USA, Inc., 
Nos. 2016-2315, 2016-2341, 2018 WL 1193529, at *1 (Fed. Cir. Mar. 8, 
2018) (non-precedential) (affirming a district court's denial of a 
motion for judgment as a matter of law of patent ineligibility, thus 
upholding the district court's conclusion that the claims were drawn 
to a patent eligible invention, concluding that the district court's 
fact finding that the claimed combination was not proven to be well-
understood, routine, conventional was not clearly erroneous).
---------------------------------------------------------------------------

    The USPTO recognizes that unless careful consideration is given to 
the particular contours of subject matter eligibility (35 U.S.C. 101), 
it could ``swallow all of patent law.'' Alice Corp. v. CLS Bank 
International, 573 U.S. ___, ___, 134 S. Ct. 2347, 2352 (2014) (citing 
Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 71 
(2012)). The Berkheimer memorandum provides additional USPTO guidance 
that will further clarify how the USPTO is determining subject matter 
eligibility in accordance with prevailing jurisprudence. Specifically, 
the Berkheimer memorandum addresses the limited question of whether an 
additional element (or combination of additional elements) represents 
well-understood, routine, conventional activity. The USPTO is 
determined to continue its mission to provide clear and predictable 
patent rights in accordance with this rapidly evolving area of the law 
and, to that end, may issue further guidance in the future.
    II. Well-Understood, Routine, Conventional Activity: The USPTO's 
current understanding of the judicial framework distinguishing patents 
and applications that claim laws of nature, natural phenomena, and 
abstract ideas from those that claim patent-eligible

[[Page 17537]]

applications of those concepts--the Mayo-Alice framework--is set forth 
in section 2106 of the Manual of Patent Examining Procedure (MPEP). 
While the Berkheimer decision does not change the basic subject matter 
eligibility framework as set forth in MPEP Sec.  2106, it does provide 
clarification as to the inquiry into whether an additional element (or 
combination of additional elements) represents well-understood, 
routine, conventional activity. Specifically, the Federal Circuit held 
that ``[w]hether something is well-understood, routine, and 
conventional to a skilled artisan at the time of the patent is a 
factual determination.'' Berkheimer, 881 F.3d at 1369.
    As set forth in MPEP Sec.  2106.05(d)(I), an examiner should 
conclude that an element (or combination of elements) represents well-
understood, routine, conventional activity only when the examiner can 
readily conclude that the element(s) is widely prevalent or in common 
use in the relevant industry. The Berkheimer memorandum clarifies that 
such a conclusion must be based upon a factual determination that is 
supported as discussed in section III below. The Berkheimer memorandum 
further clarifies that the analysis as to whether an element (or 
combination of elements) is widely prevalent or in common use is the 
same as the analysis under 35 U.S.C. 112(a) as to whether an element is 
so well-known that it need not be described in detail in the patent 
specification.\2\
---------------------------------------------------------------------------

    \2\ See Genetic Techs. Ltd. v. Merial LLC, 818 F.3d 1369, 1377 
(Fed. Cir. 2016) (supporting the position that amplification was 
well-understood, routine, conventional for purposes of subject 
matter eligibility by observing that the patentee expressly argued 
during prosecution of the application that amplification was a 
technique readily practiced by those skilled in the art to overcome 
the rejection of the claim under 35 U.S.C. 112, first paragraph); 
see also Lindemann Maschinenfabrik GMBH v. Am. Hoist & Derrick Co., 
730 F.2d 1452, 1463 (Fed. Cir. 1984) (``[T]he specification need not 
disclose what is well known in the art.''); In re Myers, 410 F.2d 
420, 424 (CCPA 1969) (``A specification is directed to those skilled 
in the art and need not teach or point out in detail that which is 
well-known in the art.''); Exergen Corp., 2018 WL 1193529, at *4 
(holding that ``[l]ike indefiniteness, enablement, or obviousness, 
whether a claim is directed to patent eligible subject matter is a 
question of law based on underlying facts,'' and noting that the 
Supreme Court has recognized that ``the inquiry `might sometimes 
overlap' with other fact-intensive inquiries like novelty under 35 
U.S.C. 102'').
---------------------------------------------------------------------------

    The question of whether additional elements represent well-
understood, routine, conventional activity is distinct from 
patentability over the prior art under 35 U.S.C. 102 and 103. This is 
because a showing that additional elements are obvious under 35 U.S.C. 
103, or even that they lack novelty under 35 U.S.C. 102, is not by 
itself sufficient to establish that the additional elements are well-
understood, routine, conventional activities or elements to those in 
the relevant field. See MPEP Sec.  2106.05. As the Federal Circuit 
explained: ``[w]hether a particular technology is well-understood, 
routine, and conventional goes beyond what was simply known in the 
prior art. The mere fact that something is disclosed in a piece of 
prior art, for example, does not mean it was well-understood, routine, 
and conventional.'' Berkheimer, 881 F.3d at 1369.
    III. Impact on Examination Procedure: The Berkheimer memorandum 
revises the procedures set forth in MPEP Sec.  2106.07(a) (Formulating 
a Rejection For Lack of Subject Matter Eligibility) and MPEP Sec.  
2106.07(b) (Evaluating Applicant's Response).
    A. Formulating Rejections: In a step 2B analysis, an additional 
element (or combination of elements) is not well-understood, routine or 
conventional unless the examiner finds, and expressly supports a 
rejection in writing with, one or more of the following:
    1. A citation to an express statement in the specification or to a 
statement made by an applicant during prosecution that demonstrates the 
well-understood, routine, conventional nature of the additional 
element(s). A specification demonstrates the well-understood, routine, 
conventional nature of additional elements when it describes the 
additional elements as well-understood or routine or conventional (or 
an equivalent term), as a commercially available product, or in a 
manner that indicates that the additional elements are sufficiently 
well-known that the specification does not need to describe the 
particulars of such additional elements to satisfy 35 U.S.C. 112(a). A 
finding that an element is well-understood, routine, or conventional 
cannot be based only on the fact that the specification is silent with 
respect to describing such element.
    2. A citation to one or more of the court decisions discussed in 
MPEP Sec.  2106.05(d)(II) as noting the well-understood, routine, 
conventional nature of the additional element(s).
    3. A citation to a publication that demonstrates the well-
understood, routine, conventional nature of the additional element(s). 
An appropriate publication could include a book, manual, review 
article, or other source that describes the state of the art and 
discusses what is well-known and in common use in the relevant 
industry. It does not include all items that might otherwise qualify as 
a ``printed publication'' as used in 35 U.S.C. 102.\3\ Whether 
something is disclosed in a document that is considered a ``printed 
publication'' under 35 U.S.C. 102 is a distinct inquiry from whether 
something is well-known, routine, conventional activity. A document may 
be a printed publication but still fail to establish that something it 
describes is well-understood, routine, conventional activity. See 
Exergen Corp., 2018 WL 1193529, at *4 (the single copy of a thesis 
written in German and located in a German university library considered 
to be a ``printed publication'' in Hall ``would not suffice to 
establish that something is `well-understood, routine, and conventional 
activity previously engaged in by scientists who work in the field' 
''). The nature of the publication and the description of the 
additional elements in the publication would need to demonstrate that 
the additional elements are widely prevalent or in common use in the 
relevant field, comparable to the types of activity or elements that 
are so well-known that they do not need to be described in detail in a 
patent application to satisfy 35 U.S.C. 112(a). For example, while U.S. 
patents and published applications are publications, merely finding the 
additional element in a single patent or published application would 
not be sufficient to demonstrate that the additional element is well-
understood, routine, conventional, unless the patent or published 
application demonstrates that the additional element are widely 
prevalent or in common use in the relevant field.
---------------------------------------------------------------------------

    \3\ See, e.g., In re Klopfenstein, 380 F.3d 1345 (Fed. Cir. 
2004) (publicly displayed slide presentation); In re Hall, 781 F.2d 
897 (Fed. Cir. 1986) (doctoral thesis shelved in a library); Mass. 
Inst. of Tech. v. AB Fortia, 774 F.2d 1104, 1108-09 (Fed. Cir. 1985) 
(paper orally presented at a scientific meeting and distributed upon 
request); In re Wyer, 655 F.2d 221 (CCPA 1981) (patent application 
laid open to public inspection).
---------------------------------------------------------------------------

    4. A statement that the examiner is taking official notice of the 
well-understood, routine, conventional nature of the additional 
element(s). This option should be used only when the examiner is 
certain, based upon his or her personal knowledge, that the additional 
element(s) represents well-understood, routine, conventional activity 
engaged in by those in the relevant art, in that the additional 
elements are widely prevalent or in common use in the relevant field, 
comparable to the types of activity or elements that are so well-known 
that they do not need to be described in detail in a patent application 
to satisfy 35 U.S.C. 112(a). Procedures for taking official notice and 
addressing an

[[Page 17538]]

applicant's challenge to official notice are discussed in MPEP Sec.  
2144.03.
    B. Evaluating Applicant's Response: If an applicant challenges the 
examiner's position that the additional element(s) is well-understood, 
routine, conventional activity, the examiner should reevaluate whether 
it is readily apparent that the additional elements are in actuality 
well-understood, routine, conventional activities to those who work in 
the relevant field. If the examiner has taken official notice per 
paragraph (4) of section (III)(A) above that an element(s) is well-
understood, routine, conventional activity, and the applicant 
challenges the examiner's position, specifically stating that such 
element(s) is not well-understood, routine, conventional activity, the 
examiner must then provide one of the items discussed in paragraphs (1) 
through (3) of section (III)(A) above, or an affidavit or declaration 
under 37 CFR 1.104(d)(2) setting forth specific factual statements and 
explanation to support his or her position. As discussed previously, to 
represent well-understood, routine, conventional activity, the 
additional elements must be widely prevalent or in common use in the 
relevant field, comparable to the types of activity or elements that 
are so well-known that they do not need to be described in detail in a 
patent application to satisfy 35 U.S.C. 112(a).
    The MPEP will be updated in due course to incorporate the changes 
put into effect the Berkheimer memorandum.
    As discussed previously, the Berkheimer memorandum is available to 
the public on the USPTO's internet website. The USPTO is seeking public 
comment on its subject matter eligibility guidance, and particularly 
its guidance in the Berkheimer memorandum.

    Dated: April 18, 2018.
Andrei Iancu,
Under Secretary of Commerce for Intellectual Property and Director of 
the United States Patent and Trademark Office.
[FR Doc. 2018-08428 Filed 4-19-18; 8:45 am]
 BILLING CODE 3510-16-P



                                                17536                            Federal Register / Vol. 83, No. 77 / Friday, April 20, 2018 / Notices

                                                FOR FURTHER INFORMATION CONTACT:     Kim                website. Examiners had been previously                patent eligible. See Berkheimer v. HP
                                                Iverson, Public Information Officer,                    instructed to conclude that an element                Inc., 881 F.3d 1360 (Fed. Cir. 2018).
                                                SAFMC; phone: (843) 571–4366 or toll                    (or combination of elements) is well-                 Shortly thereafter, the Federal Circuit
                                                free: (866) SAFMC–10; fax: (843) 769–                   understood, routine, conventional                     reaffirmed the Berkheimer standard in
                                                4520; email: kim.iverson@safmc.net.                     activity only when the examiner can                   the context of a judgment on the
                                                SUPPLEMENTARY INFORMATION: Agenda                       readily conclude that the element(s) is               pleadings and judgment as a matter of
                                                items for the Spiny Lobster Advisory                    widely prevalent or in common use in                  law.1 While summary judgment,
                                                Panel include the following: A review of                the relevant industry. The Berkheimer                 judgment on the pleadings, and
                                                Spiny Lobster Amendment 13 (gear                        memorandum now clarifies that such a                  judgment as a matter of law standards
                                                requirements and cooperative                            conclusion must be based upon a factual               in civil litigation are generally
                                                management procedures), development                     determination that is supported as                    inapplicable during the patent
                                                of a Fishery Performance Report for                     discussed in the memorandum.                          examination process, these decisions
                                                spiny lobster, and a discussion of                      Aditionally the Berkheimer                            inform the inquiry into whether an
                                                regulatory reform. Advisory panel                       memorandum now also specifies that                    additional element (or combination of
                                                members will provide recommendations                    the analysis for determining whether an               additional elements) represents well-
                                                as appropriate.                                         element (or combination of elements) is               understood, routine, conventional
                                                                                                        widely prevalent or in common use is                  activity. The USPTO has implemented
                                                Special Accommodations                                  the same as the analysis under 35 U.S.C.              this decision in the Berkheimer
                                                  The meeting is physically accessible                  112(a) as to whether an element is so                 memorandum, which was recently
                                                to people with disabilities. Requests for               well-known that it need not be                        issued to the Patent Examining Corps
                                                auxiliary aids should be directed to the                described in detail in the patent                     and is available to the public on the
                                                Council office (see ADDRESSES) 3 days                   specification. The USPTO is now                       USPTO’s internet website.
                                                prior to the public meeting.                            seeking public comment on its subject                    The USPTO recognizes that unless
                                                  Note: The times and sequence specified in             matter eligibility guidance, and                      careful consideration is given to the
                                                this agenda are subject to change.                      particularly its guidance in the                      particular contours of subject matter
                                                                                                        Berkheimer memorandum to the Patent                   eligibility (35 U.S.C. 101), it could
                                                   Authority: 16 U.S.C. 1801 et seq.                    Examining Corps.                                      ‘‘swallow all of patent law.’’ Alice Corp.
                                                  Dated: April 17, 2018.                                DATES: Comment Deadline Date: Written                 v. CLS Bank International, 573 U.S. __
                                                Tracey L. Thompson,                                     comments must be received on or before                _, ___, 134 S. Ct. 2347, 2352 (2014)
                                                Acting Deputy Director, Office of Sustainable           August 20, 2018.                                      (citing Mayo Collaborative Servs. v.
                                                Fisheries, National Marine Fisheries Service.                                                                 Prometheus Labs., Inc., 566 U.S. 66, 71
                                                                                                        ADDRESSES: Comments must be sent by
                                                                                                                                                              (2012)). The Berkheimer memorandum
                                                [FR Doc. 2018–08340 Filed 4–19–18; 8:45 am]             electronic mail message over the
                                                                                                                                                              provides additional USPTO guidance
                                                BILLING CODE 3510–22–P                                  internet addressed to: Eligibility2018@
                                                                                                                                                              that will further clarify how the USPTO
                                                                                                        uspto.gov.
                                                                                                          Electronic comments submitted in                    is determining subject matter eligibility
                                                DEPARTMENT OF COMMERCE                                                                                        in accordance with prevailing
                                                                                                        plain text are preferred, but also may be
                                                                                                                                                              jurisprudence. Specifically, the
                                                                                                        submitted in ADOBE® portable
                                                Patent and Trademark Office                                                                                   Berkheimer memorandum addresses the
                                                                                                        document format or MICROSOFT
                                                                                                                                                              limited question of whether an
                                                [Docket No.: PTO–P–2018–0033]                           WORD® format. Comments not
                                                                                                                                                              additional element (or combination of
                                                                                                        submitted electronically should be
                                                Request for Comments on Determining                                                                           additional elements) represents well-
                                                                                                        submitted on paper in a format that
                                                Whether a Claim Element Is Well-                                                                              understood, routine, conventional
                                                                                                        facilitates convenient digital scanning
                                                                                                                                                              activity. The USPTO is determined to
                                                Understood, Routine, Conventional for                   into ADOBE® portable document
                                                Purposes of Subject Matter Eligibility                                                                        continue its mission to provide clear
                                                                                                        format. The comments will be available                and predictable patent rights in
                                                AGENCY:  United States Patent and                       for viewing via the USPTO’s internet                  accordance with this rapidly evolving
                                                Trademark Office, Commerce.                             website (http://www.uspto.gov). Because               area of the law and, to that end, may
                                                                                                        comments will be made available for                   issue further guidance in the future.
                                                ACTION: Request for comments.
                                                                                                        public inspection, information that the                  II. Well-Understood, Routine,
                                                SUMMARY:    The U.S. Court of Appeals for               submitter does not desire to make                     Conventional Activity: The USPTO’s
                                                the Federal Circuit (Federal Circuit)                   public, such as an address or phone                   current understanding of the judicial
                                                recently issued a decision regarding the                number, should not be included in the                 framework distinguishing patents and
                                                inquiry of whether a claim limitation                   comments.                                             applications that claim laws of nature,
                                                represents well-understood, routine,                    FOR FURTHER INFORMATION CONTACT:                      natural phenomena, and abstract ideas
                                                conventional activities (or elements) to                Carolyn Kosowski, Senior Legal                        from those that claim patent-eligible
                                                a skilled artisan in the relevant field.                Advisor, at 571–272–7688 or Matthew
                                                Specifically, the Federal Circuit found                 Sked, Senior Legal Advisor, at 571–272–                  1 See Aatrix Software, Inc. v. Green Shades

                                                that whether a claim element, or                        7627, both with the Office of Patent                  Software, Inc., 882 F.3d 1121 (Fed. Cir. 2018)
                                                                                                        Legal Administration.                                 (reversing a judgment on the pleadings of
                                                combination of elements, represents                                                                           ineligibility, finding that whether the claims in the
                                                well-understood, routine, conventional                  SUPPLEMENTARY INFORMATION:                            challenged patent perform well-understood,
                                                activities to a skilled artisan in the                    I. Federal Circuit Decision in                      routine, conventional activities is an issue of fact);
                                                relevant field is a question of fact. The               Berkheimer: The Federal Circuit                       Exergen Corp. v. Kaz USA, Inc., Nos. 2016–2315,
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                                                              2016–2341, 2018 WL 1193529, at *1 (Fed. Cir. Mar.
                                                United States Patent and Trademark                      recently issued a precedential decision               8, 2018) (non-precedential) (affirming a district
                                                Office (USPTO) has implemented this                     holding that the question of whether                  court’s denial of a motion for judgment as a matter
                                                decision in a memorandum recently                       certain claim limitations are well-                   of law of patent ineligibility, thus upholding the
                                                issued to the Patent Examining Corps                    understood, routine, conventional                     district court’s conclusion that the claims were
                                                                                                                                                              drawn to a patent eligible invention, concluding
                                                (the Berkheimer memorandum). The                        elements raised a disputed factual issue,             that the district court’s fact finding that the claimed
                                                Berkheimer memorandum is available to                   which precluded summary judgment                      combination was not proven to be well-understood,
                                                the public on the USPTO’s internet                      that all of the claims at issue were not              routine, conventional was not clearly erroneous).



                                           VerDate Sep<11>2014   17:44 Apr 19, 2018   Jkt 244001   PO 00000   Frm 00017   Fmt 4703   Sfmt 4703   E:\FR\FM\20APN1.SGM   20APN1


                                                                                 Federal Register / Vol. 83, No. 77 / Friday, April 20, 2018 / Notices                                                    17537

                                                applications of those concepts—the                      sufficient to establish that the additional           publication’’ as used in 35 U.S.C. 102.3
                                                Mayo-Alice framework—is set forth in                    elements are well-understood, routine,                Whether something is disclosed in a
                                                section 2106 of the Manual of Patent                    conventional activities or elements to                document that is considered a ‘‘printed
                                                Examining Procedure (MPEP). While the                   those in the relevant field. See MPEP                 publication’’ under 35 U.S.C. 102 is a
                                                Berkheimer decision does not change                     § 2106.05. As the Federal Circuit                     distinct inquiry from whether
                                                the basic subject matter eligibility                    explained: ‘‘[w]hether a particular                   something is well-known, routine,
                                                framework as set forth in MPEP § 2106,                  technology is well-understood, routine,               conventional activity. A document may
                                                it does provide clarification as to the                 and conventional goes beyond what was                 be a printed publication but still fail to
                                                inquiry into whether an additional                      simply known in the prior art. The mere               establish that something it describes is
                                                element (or combination of additional                   fact that something is disclosed in a                 well-understood, routine, conventional
                                                elements) represents well-understood,                   piece of prior art, for example, does not             activity. See Exergen Corp., 2018 WL
                                                routine, conventional activity.                         mean it was well-understood, routine,                 1193529, at *4 (the single copy of a
                                                Specifically, the Federal Circuit held                  and conventional.’’ Berkheimer, 881                   thesis written in German and located in
                                                that ‘‘[w]hether something is well-                     F.3d at 1369.                                         a German university library considered
                                                understood, routine, and conventional                      III. Impact on Examination Procedure:              to be a ‘‘printed publication’’ in Hall
                                                to a skilled artisan at the time of the                 The Berkheimer memorandum revises                     ‘‘would not suffice to establish that
                                                patent is a factual determination.’’                    the procedures set forth in MPEP                      something is ‘well-understood, routine,
                                                Berkheimer, 881 F.3d at 1369.                           § 2106.07(a) (Formulating a Rejection                 and conventional activity previously
                                                   As set forth in MPEP § 2106.05(d)(I),                For Lack of Subject Matter Eligibility)               engaged in by scientists who work in
                                                an examiner should conclude that an                     and MPEP § 2106.07(b) (Evaluating                     the field’ ’’). The nature of the
                                                element (or combination of elements)                    Applicant’s Response).                                publication and the description of the
                                                represents well-understood, routine,                                                                          additional elements in the publication
                                                                                                           A. Formulating Rejections: In a step
                                                conventional activity only when the                                                                           would need to demonstrate that the
                                                                                                        2B analysis, an additional element (or
                                                examiner can readily conclude that the                                                                        additional elements are widely
                                                                                                        combination of elements) is not well-
                                                element(s) is widely prevalent or in                                                                          prevalent or in common use in the
                                                                                                        understood, routine or conventional
                                                common use in the relevant industry.                                                                          relevant field, comparable to the types
                                                                                                        unless the examiner finds, and
                                                The Berkheimer memorandum clarifies                                                                           of activity or elements that are so well-
                                                                                                        expressly supports a rejection in writing
                                                that such a conclusion must be based                                                                          known that they do not need to be
                                                                                                        with, one or more of the following:
                                                upon a factual determination that is                                                                          described in detail in a patent
                                                supported as discussed in section III                      1. A citation to an express statement              application to satisfy 35 U.S.C. 112(a).
                                                below. The Berkheimer memorandum                        in the specification or to a statement                For example, while U.S. patents and
                                                further clarifies that the analysis as to               made by an applicant during                           published applications are publications,
                                                whether an element (or combination of                   prosecution that demonstrates the well-               merely finding the additional element in
                                                elements) is widely prevalent or in                     understood, routine, conventional                     a single patent or published application
                                                common use is the same as the analysis                  nature of the additional element(s). A                would not be sufficient to demonstrate
                                                under 35 U.S.C. 112(a) as to whether an                 specification demonstrates the well-                  that the additional element is well-
                                                element is so well-known that it need                   understood, routine, conventional                     understood, routine, conventional,
                                                not be described in detail in the patent                nature of additional elements when it                 unless the patent or published
                                                specification.2                                         describes the additional elements as                  application demonstrates that the
                                                   The question of whether additional                   well-understood or routine or                         additional element are widely prevalent
                                                elements represent well-understood,                     conventional (or an equivalent term), as              or in common use in the relevant field.
                                                routine, conventional activity is distinct              a commercially available product, or in                  4. A statement that the examiner is
                                                from patentability over the prior art                   a manner that indicates that the                      taking official notice of the well-
                                                under 35 U.S.C. 102 and 103. This is                    additional elements are sufficiently                  understood, routine, conventional
                                                because a showing that additional                       well-known that the specification does                nature of the additional element(s). This
                                                elements are obvious under 35 U.S.C.                    not need to describe the particulars of               option should be used only when the
                                                103, or even that they lack novelty                     such additional elements to satisfy 35                examiner is certain, based upon his or
                                                under 35 U.S.C. 102, is not by itself                   U.S.C. 112(a). A finding that an element              her personal knowledge, that the
                                                                                                        is well-understood, routine, or                       additional element(s) represents well-
                                                   2 See Genetic Techs. Ltd. v. Merial LLC, 818 F.3d    conventional cannot be based only on                  understood, routine, conventional
                                                1369, 1377 (Fed. Cir. 2016) (supporting the position    the fact that the specification is silent             activity engaged in by those in the
                                                that amplification was well-understood, routine,        with respect to describing such element.
                                                conventional for purposes of subject matter                                                                   relevant art, in that the additional
                                                eligibility by observing that the patentee expressly       2. A citation to one or more of the                elements are widely prevalent or in
                                                argued during prosecution of the application that       court decisions discussed in MPEP                     common use in the relevant field,
                                                amplification was a technique readily practiced by      § 2106.05(d)(II) as noting the well-                  comparable to the types of activity or
                                                those skilled in the art to overcome the rejection of
                                                the claim under 35 U.S.C. 112, first paragraph); see
                                                                                                        understood, routine, conventional                     elements that are so well-known that
                                                also Lindemann Maschinenfabrik GMBH v. Am.              nature of the additional element(s).                  they do not need to be described in
                                                Hoist & Derrick Co., 730 F.2d 1452, 1463 (Fed. Cir.        3. A citation to a publication that                detail in a patent application to satisfy
                                                1984) (‘‘[T]he specification need not disclose what                                                           35 U.S.C. 112(a). Procedures for taking
                                                is well known in the art.’’); In re Myers, 410 F.2d
                                                                                                        demonstrates the well-understood,
                                                420, 424 (CCPA 1969) (‘‘A specification is directed     routine, conventional nature of the                   official notice and addressing an
                                                to those skilled in the art and need not teach or       additional element(s). An appropriate
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                                                point out in detail that which is well-known in the                                                             3 See, e.g., In re Klopfenstein, 380 F.3d 1345 (Fed.
                                                                                                        publication could include a book,
                                                art.’’); Exergen Corp., 2018 WL 1193529, at *4                                                                Cir. 2004) (publicly displayed slide presentation);
                                                (holding that ‘‘[l]ike indefiniteness, enablement, or
                                                                                                        manual, review article, or other source               In re Hall, 781 F.2d 897 (Fed. Cir. 1986) (doctoral
                                                obviousness, whether a claim is directed to patent      that describes the state of the art and               thesis shelved in a library); Mass. Inst. of Tech. v.
                                                eligible subject matter is a question of law based on   discusses what is well-known and in                   AB Fortia, 774 F.2d 1104, 1108–09 (Fed. Cir. 1985)
                                                underlying facts,’’ and noting that the Supreme         common use in the relevant industry. It               (paper orally presented at a scientific meeting and
                                                Court has recognized that ‘‘the inquiry ‘might                                                                distributed upon request); In re Wyer, 655 F.2d 221
                                                sometimes overlap’ with other fact-intensive
                                                                                                        does not include all items that might                 (CCPA 1981) (patent application laid open to public
                                                inquiries like novelty under 35 U.S.C. 102’’).          otherwise qualify as a ‘‘printed                      inspection).



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                                                17538                            Federal Register / Vol. 83, No. 77 / Friday, April 20, 2018 / Notices

                                                applicant’s challenge to official notice                SUMMARY:   The Committee is proposing                 Deletions
                                                are discussed in MPEP § 2144.03.                        to add a product and services to the                    The following products and services
                                                   B. Evaluating Applicant’s Response: If               Procurement List that will be furnished               are proposed for deletion from the
                                                an applicant challenges the examiner’s                  by the nonprofit agencies employing                   Procurement List:
                                                position that the additional element(s) is              persons who are blind or have other
                                                well-understood, routine, conventional                  severe disabilities, and deletes products             Products
                                                activity, the examiner should reevaluate                and services previously furnished by                  NSN(s)—Product Name(s):
                                                whether it is readily apparent that the                 such agencies.                                          8410–01–466–4892—Slacks, Dress, Coast
                                                additional elements are in actuality                                                                              Guard, Women’s, Blue, 16JS
                                                well-understood, routine, conventional                  DATES: Comments must be received on                     8410–01–466–4905—Slacks, Dress, Coast
                                                activities to those who work in the                     or before: May 20, 2018.                                  Guard, Women’s, Blue, 12MS
                                                                                                                                                                8410–01–466–4906—Slacks, Dress, Coast
                                                relevant field. If the examiner has taken               ADDRESSES:  Committee for Purchase                        Guard, Women’s, Blue, 14MS
                                                official notice per paragraph (4) of                    From People Who Are Blind or Severely                   8410–01–466–4912—Slacks, Dress, Coast
                                                section (III)(A) above that an element(s)               Disabled, 1401 S. Clark Street, Suite                     Guard, Women’s, Blue, 18MR
                                                is well-understood, routine,                            715, Arlington, Virginia, 22202–4149.                   8410–01–466–4914—Slacks, Dress, Coast
                                                conventional activity, and the applicant                                                                          Guard, Women’s, Blue, 8ML
                                                challenges the examiner’s position,                     FOR FURTHER INFORMATION CONTACT:   For                  8410–01–466–4915—Slacks, Dress, Coast
                                                specifically stating that such element(s)               further information or to submit                          Guard, Women’s, Blue, 12ML
                                                is not well-understood, routine,                        comments contact: Amy B. Jensen,                        8410–01–466–4926—Slacks, Dress, Coast
                                                conventional activity, the examiner                     Telephone: (703) 603–7740, Fax: (703)                     Guard, Women’s, Blue, 14WS
                                                                                                        603–0655, or email CMTEFedReg@                          8410–01–466–4930—Slacks, Dress, Coast
                                                must then provide one of the items                                                                                Guard, Women’s, Blue, 12WR
                                                discussed in paragraphs (1) through (3)                 AbilityOne.gov.
                                                                                                                                                                8410–01–466–4935—Slacks, Dress, Coast
                                                of section (III)(A) above, or an affidavit              SUPPLEMENTARY INFORMATION:    This                        Guard, Women’s, Blue, 12WL
                                                or declaration under 37 CFR 1.104(d)(2)                 notice is published pursuant to 41                      8410–01–466–6326—Slacks, Dress, Coast
                                                setting forth specific factual statements               U.S.C. 8503 (a)(2) and 41 CFR 51–2.3. Its                 Guard, Women’s, Blue, 4JR
                                                and explanation to support his or her                                                                           8410–01–466–6332—Slacks, Dress, Coast
                                                                                                        purpose is to provide interested persons                  Guard, Women’s, Blue, 6JS
                                                position. As discussed previously, to                   an opportunity to submit comments on
                                                represent well-understood, routine,                                                                             8410–01–466–6485—Slacks, Dress, Coast
                                                                                                        the proposed actions.                                     Guard, Women’s, Blue, 8JL
                                                conventional activity, the additional
                                                                                                        Additions                                               8410–01–466–6486—Slacks, Dress, Coast
                                                elements must be widely prevalent or in                                                                           Guard, Women’s, Blue, 4MS
                                                common use in the relevant field,                                                                               8410–01–466–8155—Slacks, Dress, Coast
                                                comparable to the types of activity or                    If the Committee approves the
                                                                                                                                                                  Guard, Women’s, Blue, 10JS
                                                elements that are so well-known that                    proposed additions, the entities of the
                                                                                                                                                                8410–01–466–8157—Slacks, Dress, Coast
                                                they do not need to be described in                     Federal Government identified in this                     Guard, Women’s, Blue, 12JS
                                                detail in a patent application to satisfy               notice will be required to procure the                  8410–01–466–8161—Slacks, Dress, Coast
                                                35 U.S.C. 112(a).                                       product and services listed below from                    Guard, Women’s, Blue, 18JS
                                                   The MPEP will be updated in due                      the nonprofit agencies employing                        8410–01–466–8172—Slacks, Dress, Coast
                                                course to incorporate the changes put                   persons who are blind or have other                       Guard, Women’s, Blue, 18JL
                                                                                                        severe disabilities.                                    8410–01–466–8176—Slacks, Dress, Coast
                                                into effect the Berkheimer
                                                                                                                                                                  Guard, Women’s, Blue, 16MS
                                                memorandum.                                               The following product and services                    8410–01–466–8195—Slacks, Dress, Coast
                                                   As discussed previously, the                         are proposed for addition to the                          Guard, Women’s, Blue, 18ML
                                                Berkheimer memorandum is available to                   Procurement List for production by the                  8410–01–466–8197—Slacks, Dress, Coast
                                                the public on the USPTO’s internet                      nonprofit agencies listed:                                Guard, Women’s, Blue, 20ML
                                                website. The USPTO is seeking public                                                                            8410–01–466–8199—Slacks, Dress, Coast
                                                                                                        Product
                                                comment on its subject matter eligibility                                                                         Guard, Women’s, Blue, 16WS
                                                guidance, and particularly its guidance                 NSN—Product Name: 6220–01–266–1651—                     8410–01–466–8203—Slacks, Dress, Coast
                                                in the Berkheimer memorandum.                               Spotlight, .52 AMPS 28V BA15S bulb,                   Guard, Women’s, Blue, 18WL
                                                                                                            yellow/white output, HMMWV                          8410–01–466–8207—Slacks, Dress, Coast
                                                  Dated: April 18, 2018.                                Mandatory Source of Supply: Cincinnati                    Guard, Women’s, Blue, 20WL
                                                Andrei Iancu,                                               Association for the Blind and Visually              8410–01–466–8211—Slacks, Dress, Coast
                                                Under Secretary of Commerce for Intellectual                Impaired, Cincinnati, OH                              Guard, Women’s, Blue, 22WL
                                                Property and Director of the United States              Mandatory for: 100% of the requirement of             Mandatory Source of Supply: VGS, Inc.,
                                                Patent and Trademark Office.                                the Department of Defense                             Cleveland, OH
                                                [FR Doc. 2018–08428 Filed 4–19–18; 8:45 am]             Contracting Activity: Defense Commissary              Contracting Activity: Defense Logistics
                                                                                                            Agency                                                Agency Troop Support
                                                BILLING CODE 3510–16–P
                                                                                                        Distribution: C-List
                                                                                                                                                              Services
                                                                                                        Services                                              Service Type: Food Service and Food Service
                                                COMMITTEE FOR PURCHASE FROM                             Service Types: Furniture Design,                          Attendant
                                                PEOPLE WHO ARE BLIND OR                                     Configuration and Installation Service            Mandatory for: Fort Hood: Postwide, Fort
                                                SEVERELY DISABLED                                           Sourcing, Warehousing, Assembly and                   Hood, TX
                                                                                                            Kitting Service Tool & MRO Sourcing               Mandatory Source of Supply: Unknown
                                                Procurement List; Proposed Additions                        and Fulfillment Service                           Contracting Activity: Dept of the Army,
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                                                and Deletions                                           Mandatory for: USPFO Connecticut, National                W40M NORTHEREGION Contract Ofc
                                                                                                            Guard Bureau, National Guard Armory,              Service Type: Janitorial/Custodial Service
                                                AGENCY:  Committee for Purchase From                        360 Broad Street, Hartford, CT                    Mandatory for: Naval & Marine Corps
                                                People Who Are Blind or Severely                        Mandatory Source of Supply: Industries for                Readiness Reserve Center, Providence, RI
                                                Disabled.                                                   the Blind, Inc., West Allis, WI                   Mandatory Source of Supply: The Fogarty
                                                ACTION: Proposed additions to and                       Contracting Activity: United States Property              Center, North Providence, RI
                                                deletions from the Procurement List.                        and Fiscal Office (USPFO), Connecticut            Contracting Activity: Dept of the Navy, Navy
                                                                                                            National Guard, ANGB, CT                              Crane Center



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Document Created: 2018-04-20 00:02:35
Document Modified: 2018-04-20 00:02:35
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionRequest for comments.
DatesComment Deadline Date: Written comments must be received on or before August 20, 2018.
ContactCarolyn Kosowski, Senior Legal Advisor, at 571-272-7688 or Matthew Sked, Senior Legal Advisor, at 571- 272-7627, both with the Office of Patent Legal Administration.
FR Citation83 FR 17536 

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