83 FR 18362 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 81 (April 26, 2018)

Page Range		18362-18362
FR Document		2018-08820

Federal Register, Volume 83 Issue 81 (Thursday, April 26, 2018)

[Federal Register Volume 83, Number 81 (Thursday, April 26, 2018)]
[Notices]
[Page 18362]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-08820]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.

Extension:
    Form 1-Z, SEC File No. 270-659, OMB Control No. 3235-0723.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Form 1-Z (17 CFR 239.94) is used to report terminated or completed 
offerings or to suspend the duty to file ongoing reports under 
Regulation A, an exemption from registration under the Securities Act 
of 1933 (15 U.S.C 77a et seq.). The purpose of the Form 1-Z is to 
collect empirical data for the Commission on offerings conducted under 
Regulation A that have terminated or completed, to indicate to the 
Commission that issuers that have conducted Tier 2 offering are 
suspending their duty to file reports under Regulation A and to provide 
such information to the investing public. We estimate that 
approximately 12 issuers file Form 1-Z annually. We estimate that Form 
1-Z takes approximately 1.5 hours to prepare. We estimate that 100% of 
the 1.5 hours per response is prepared by the company for a total 
annual burden of 18 hours (1.5 hours per response x 12 responses).
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 220549; or send an email 
to: PRA_Mailbox@sec.gov.

    Dated: April 23, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-08820 Filed 4-25-18; 8:45 am]
 BILLING CODE 8011-01-P

18362 Federal Register / Vol. 83, No. 81 / Thursday, April 26, 2018 / Notices

those that may be withheld from the the Commission that issuers that have (‘‘Act’’),1 and Rule 19b–4 thereunder,2
public in accordance with the conducted Tier 2 offering are notice is hereby given that on April 10,
provisions of 5 U.S.C. 552, will be suspending their duty to file reports 2018, Nasdaq ISE, LLC (‘‘ISE’’ or
available for website viewing and under Regulation A and to provide such ‘‘Exchange’’) filed with the Securities
printing in the Commission’s Public information to the investing public. We and Exchange Commission
Reference Room, 100 F Street NE, estimate that approximately 12 issuers (‘‘Commission’’) the proposed rule
Washington, DC 20549, on official file Form 1–Z annually. We estimate change as described in Items I and II
business days between the hours of that Form 1–Z takes approximately 1.5 below, which Items have been prepared
10:00 a.m. and 3:00 p.m. Copies of the hours to prepare. We estimate that by the Exchange. The Commission is
filing also will be available for 100% of the 1.5 hours per response is publishing this notice to solicit
inspection and copying at the principal prepared by the company for a total comments on the proposed rule change
office of the Exchange. All comments annual burden of 18 hours (1.5 hours from interested persons.
received will be posted without change. per response × 12 responses).
Persons submitting comments are I. Self-Regulatory Organization’s
Written comments are invited on: (a)
cautioned that we do not redact or edit Statement of the Terms of Substance of
Whether the proposed collection of
personal identifying information from the Proposed Rule Change
information is necessary for the proper
comment submissions. You should performance of the functions of the The Exchange proposes to incorporate
submit only information that you wish agency, including whether the by reference The Nasdaq Stock Market
to make available publicly. All information will have practical utility; LLC’s (‘‘Nasdaq’’) rule at General 7,
submissions should refer to File (b) the accuracy of the agency’s estimate entitled ‘‘Consolidated Audit Trail
Number SR–Phlx–2018–31 and should of the burden imposed by the collection Compliance’’ into ISE’s General 7.
be submitted on or before May 17, 2018. of information; (c) ways to enhance the The text of the proposed rule change
For the Commission, by the Division of quality, utility, and clarity of the is available on the Exchange’s website at
Trading and Markets, pursuant to delegated information collected; and (d) ways to http://ise.cchwallstreet.com/, at the
authority.7 minimize the burden of the collection of principal office of the Exchange, and at
Eduardo A. Aleman, information on respondents, including the Commission’s Public Reference
Assistant Secretary. through the use of automated collection Room.
[FR Doc. 2018–08729 Filed 4–25–18; 8:45 am] techniques or other forms of information
II. Self-Regulatory Organization’s
BILLING CODE 8011–01–P technology. Consideration will be given
Statement of the Purpose of, and
to comments and suggestions submitted
Statutory Basis for, the Proposed Rule
in writing within 60 days of this
Change
SECURITIES AND EXCHANGE publication.
COMMISSION An agency may not conduct or In its filing with the Commission, the
sponsor, and a person is not required to Exchange included statements
Proposed Collection; Comment respond to, a collection of information concerning the purpose of and basis for
Request unless it displays a currently valid the proposed rule change and discussed
Upon Written Request Copies Available control number. any comments it received on the
From: Securities and Exchange Please direct your written comments proposed rule change. The text of these
Commission, Office of FOIA Services, to Pamela Dyson, Director/Chief statements may be examined at the
100 F Street NE, Washington, DC Information Officer, Securities and places specified in Item IV below. The
20549–2736. Exchange Commission, c/o Remi Pavlik- Exchange has prepared summaries, set
Simon, 100 F Street NE, Washington, forth in sections A, B, and C below, of
Extension: the most significant aspects of such
Form 1–Z, SEC File No. 270–659, OMB DC 220549; or send an email to: PRA_
Control No. 3235–0723. Mailbox@sec.gov. statements.
Notice is hereby given that, pursuant Dated: April 23, 2018. A. Self-Regulatory Organization’s
to the Paperwork Reduction Act of 1995 Eduardo A. Aleman, Statement of the Purpose of, and
(44 U.S.C. 3501 et seq.), the Securities Assistant Secretary. Statutory Basis for, the Proposed Rule
and Exchange Commission [FR Doc. 2018–08820 Filed 4–25–18; 8:45 am] Change
(‘‘Commission’’) is soliciting comments BILLING CODE 8011–01–P 1. Purpose
on the collection of information
summarized below. The Commission The Exchange proposes to incorporate
plans to submit this existing collection SECURITIES AND EXCHANGE by reference Nasdaq’s rule at General 7,
of information to the Office of COMMISSION entitled ‘‘Consolidated Audit Trail
Management and Budget for extension Compliance’’ into ISE’s General 7. The
and approval. [Release No. 34–83079; File No. SR–ISE– rule sets are identical.3 ISE proposes to
Form 1–Z (17 CFR 239.94) is used to 2018–35] remove the current rule text from
report terminated or completed offerings
or to suspend the duty to file ongoing Self-Regulatory Organizations; Nasdaq 1 15 U.S.C. 78s(b)(1).
reports under Regulation A, an ISE, LLC; Notice of Filing and 2 17 CFR 240.19b–4.
exemption from registration under the Immediate Effectiveness of Proposed 3 See Securities Exchange Act Release Nos. 82601

Rule Change To Incorporate by (January 30, 2018), 83 FR 4949 (February 2, 2018)
Securities Act of 1933 (15 U.S.C 77a et (SR–Phlx–2018–11); 82604 (January 30, 2018), 83
amozie on DSK30RV082PROD with NOTICES

seq.). The purpose of the Form 1–Z is Reference The Nasdaq Stock Market FR 5154 (February 5, 2018) (SR–NASDAQ–2018–
to collect empirical data for the LLC’s Consolidated Audit Trail Rules 007); 82597 (January 30, 2018), 83 FR 4942
Commission on offerings conducted Into the Rules of Nasdaq ISE (February 2, 2018) (SR–BX–2018–007); 82599
under Regulation A that have (January 30, 2017), 83 FR 4947 (February 2, 2018)
April 20, 2018. (SR–ISE–2018–09); 82598 (January 30, 2018), 83 FR
terminated or completed, to indicate to 4936 (February 2, 2018) (SR–GEMX–2018–02); and
Pursuant to Section 19(b)(1) of the 82600 (January 30, 2018), 83 FR 4934 (February 2,
7 17 CFR 200.30–3(a)(12). Securities Exchange Act of 1934 2018) (SR–MRX–2018–03).

VerDate Sep<11>2014 16:58 Apr 25, 2018 Jkt 244001 PO 00000 Frm 00101 Fmt 4703 Sfmt 4703 E:\FR\FM\26APN1.SGM 26APN1

Document Created: 2018-11-02 08:20:04
Document Modified: 2018-11-02 08:20:04

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 18362