83 FR 18386 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 81 (April 26, 2018)

Page Range		18386-18386
FR Document		2018-08819

Federal Register, Volume 83 Issue 81 (Thursday, April 26, 2018)

[Federal Register Volume 83, Number 81 (Thursday, April 26, 2018)]
[Notices]
[Page 18386]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-08819]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.

Extension:
    Form 1-U, SEC File No. 270-660, OMB Control No. 3235-0722.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Form 1-U (17 CFR 239.93) is used to file current event reports by 
Tier 2 issuers under Regulation A, an exemption from registration under 
the Securities Act of 1933 (15 U.S.C 77a et seq.). Form 1-U provides 
information to the public within four business days of fundamental 
changes in the nature of the issuer's business and other significant 
events. We estimate that approximately 97 issuers file Form 1-U 
annually. We estimate that Form 1-U takes approximately 5.66 hours to 
prepare. We estimate that 75% of the 5.66 hours per response is 
prepared by the company for a total annual burden of 412 hours (4.25 
hours per response x 97 responses).
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 20549; or send an email 
to: PRA_Mailbox@sec.gov.

    Dated: April 23, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-08819 Filed 4-25-18; 8:45 am]
 BILLING CODE 8011-01-P

18386 Federal Register / Vol. 83, No. 81 / Thursday, April 26, 2018 / Notices

is communicated discloses to others Dated: April 23, 2018. An agency may not conduct or
participating in effecting the order that Eduardo A. Aleman, sponsor, and a person is not required to
it is for the account of a member; and Assistant Secretary. respond to, a collection of information
(3) immediately before executing the [FR Doc. 2018–08815 Filed 4–25–18; 8:45 am] unless it displays a currently valid
order, a member (other than a specialist BILLING CODE 8011–01–P control number.
in such security) presenting any order Please direct your written comments
for the account of a member on the to Pamela Dyson, Director/Chief
exchange clearly announces or SECURITIES AND EXCHANGE Information Officer, Securities and
otherwise indicates to the specialist and COMMISSION Exchange Commission, c/o Remi Pavlik-
to other members then present that he Simon, 100 F Street NE, Washington,
is presenting an order for the account of Proposed Collection; Comment DC 20549; or send an email to: PRA_
a member. Request Mailbox@sec.gov.
Without these requirements, it would Upon Written Request Copies Available Dated: April 23, 2018.
not be possible for the Commission to From: Securities and Exchange Eduardo A. Aleman,
monitor its mandate under the Exchange Commission, Office of FOIA Services, Assistant Secretary.
Act to promote fair and orderly markets 100 F Street NE, Washington, DC [FR Doc. 2018–08819 Filed 4–25–18; 8:45 am]
and ensure that exchange members 20549–2736. BILLING CODE 8011–01–P
have, as the principle purpose of their Extension:
exchange memberships, the conduct of Form 1–U, SEC File No. 270–660, OMB
a public securities business. Control No. 3235–0722.
There are approximately 592 SMALL BUSINESS ADMINISTRATION
Notice is hereby given that, pursuant
respondents that require an aggregate to the Paperwork Reduction Act of 1995 [Disaster Declaration #15483 and #15484;
total of 17 hours to comply with this (44 U.S.C. 3501 et seq.), the Securities Alabama Disaster Number AL–00086]
rule. Each of these approximately 592 and Exchange Commission
respondents makes an estimated 20 (‘‘Commission’’) is soliciting comments Administrative Declaration of a
annual responses, for an aggregate of on the collection of information Disaster for the State of Alabama
11,840 responses per year. Each summarized below. The Commission
response takes approximately 5 seconds plans to submit this existing collection AGENCY: U.S. Small Business
to complete. Thus, the total compliance of information to the Office of Administration.
burden per year is 17 hours (11,840 × 5 Management and Budget for extension ACTION: Notice.
seconds/60 seconds per minute/60 and approval.
minutes per hour = 17 hours). The Form 1–U (17 CFR 239.93) is used to SUMMARY: This is a notice of an
approximate internal cost of compliance file current event reports by Tier 2 Administrative declaration of a disaster
per hour is $336, resulting in a total issuers under Regulation A, an for the State of Alabama dated 04/17/
internal cost of compliance of $5,712 exemption from registration under the 2018.
(17 hours @ $336). Securities Act of 1933 (15 U.S.C 77a et Incident: Severe Storms and
seq.). Form 1–U provides information to Hurricane Force Winds.
Written comments are invited on: (a)
the public within four business days of Incident Period: 04/03/2018.
Whether the proposed collection of
information is necessary for the proper fundamental changes in the nature of DATES: Issued on 04/17/2018.
performance of the functions of the the issuer’s business and other Physical Loan Application Deadline
agency, including whether the significant events. We estimate that Date: 06/18/2018.
information will have practical utility; approximately 97 issuers file Form 1–U Economic Injury (EIDL) Loan
(b) the accuracy of the agency’s estimate annually. We estimate that Form 1–U Application Deadline Date: 01/17/2019.
of the burden of the collection of takes approximately 5.66 hours to ADDRESSES: Submit completed loan
information; (c) ways to enhance the prepare. We estimate that 75% of the applications to: U.S. Small Business
quality, utility, and clarity of the 5.66 hours per response is prepared by Administration, Processing and
information collected; and (d) ways to the company for a total annual burden Disbursement Center, 14925 Kingsport
minimize the burden of the collection of of 412 hours (4.25 hours per response x Road, Fort Worth, TX 76155.
information on respondents, including 97 responses).
FOR FURTHER INFORMATION CONTACT: A.
Written comments are invited on: (a)
through the use of automated collection Escobar, Office of Disaster Assistance,
Whether the proposed collection of
techniques or other forms of information U.S. Small Business Administration,
information is necessary for the proper
technology. Consideration will be given 409 3rd Street SW, Suite 6050,
performance of the functions of the
to comments and suggestions submitted Washington, DC 20416, (202) 205–6734.
agency, including whether the
in writing within 60 days of this SUPPLEMENTARY INFORMATION: Notice is
information will have practical utility;
publication. hereby given that as a result of the
(b) the accuracy of the agency’s estimate
An agency may not conduct or of the burden imposed by the collection Administrator’s disaster declaration,
sponsor, and a person is not required to of information; (c) ways to enhance the applications for disaster loans may be
respond to, a collection of information quality, utility, and clarity of the filed at the address listed above or other
under the PRA unless it displays a information collected; and (d) ways to locally announced locations.
currently valid OMB control number. minimize the burden of the collection of The following areas have been
amozie on DSK30RV082PROD with NOTICES

Please direct your written comments information on respondents, including determined to be adversely affected by
to: Pamela Dyson, Director/Chief through the use of automated collection the disaster:
Information Officer, Securities and techniques or other forms of information Primary Counties: Morgan
Exchange Commission, c/o Remi Pavlik- technology. Consideration will be given Contiguous Counties:
Simon, 100 F Street NE, Washington, to comments and suggestions submitted Alabama: Cullman, Lawrence,
DC 20549, or send an email to: PRA_ in writing within 60 days of this Limestone, Madison, Marshall
Mailbox@sec.gov. publication. The Interest Rates are:

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Document Created: 2018-11-02 08:19:52
Document Modified: 2018-11-02 08:19:52

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 18386