83_FR_23425 83 FR 23328 - Notice of Funding Opportunity for Positive Train Control Systems Grants Under the Consolidated Rail Infrastructure and Safety Improvements Program

83 FR 23328 - Notice of Funding Opportunity for Positive Train Control Systems Grants Under the Consolidated Rail Infrastructure and Safety Improvements Program

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 83, Issue 97 (May 18, 2018)

Page Range23328-23336
FR Document2018-10652

This NOFO details the application procedures and requirements to obtain grant funding for eligible positive train control (PTC) system projects of the Consolidated Rail Infrastructure and Safety Improvements (CRISI) Program. The funding in this NOFO is provided by the Consolidated Appropriations Act, 2018, Division L, Title I, Public Law 115-141 (2018 Appropriation). The opportunity described in this notice is made available under Catalog of Federal Domestic Assistance (CFDA) number 20.325, ``Consolidated Rail Infrastructure and Safety Improvements.''

Federal Register, Volume 83 Issue 97 (Friday, May 18, 2018)
[Federal Register Volume 83, Number 97 (Friday, May 18, 2018)]
[Notices]
[Pages 23328-23336]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10652]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration


Notice of Funding Opportunity for Positive Train Control Systems 
Grants Under the Consolidated Rail Infrastructure and Safety 
Improvements Program

AGENCY: Federal Railroad Administration (FRA), Department of 
Transportation (DOT).

ACTION: Notice of Funding Opportunity (NOFO or notice).

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SUMMARY: This NOFO details the application procedures and requirements 
to obtain grant funding for eligible positive train control (PTC) 
system projects of the Consolidated Rail Infrastructure and Safety 
Improvements (CRISI) Program. The funding in this NOFO is provided by 
the Consolidated Appropriations Act, 2018, Division L, Title I, Public 
Law 115-141 (2018 Appropriation). The opportunity described in this 
notice is made available under Catalog of Federal Domestic Assistance 
(CFDA) number 20.325, ``Consolidated Rail Infrastructure and Safety 
Improvements.''

DATES: Applications under this solicitation are due no later than 5:00 
p.m. EDT, July 2, 2018. Applications for funding or supplemental 
material in support of such an application received after 5:00 p.m. EDT 
on July 2, 2018 will not be considered for funding. Incomplete 
applications will not be considered for funding. See Section D of this 
notice for additional information on the application process.

ADDRESSES: Applications must be submitted via www.Grants.gov. Only 
applicants who comply with all submission requirements described in 
this notice and submit applications through www.Grants.gov will be 
eligible for award. For any supporting application materials that an 
applicant is unable to submit via www.Grants.gov (such as oversized 
engineering drawings), an applicant may submit an original and two (2) 
copies to Ms. Amy Houser, Office of Program Delivery, Federal Railroad 
Administration, 1200 New Jersey Avenue SE, Room W36-412, Washington, DC 
20590. However, due to delays caused by enhanced screening of mail 
delivered via the U.S. Postal Service, applicants are advised to use 
other means of conveyance (such as courier service) to assure timely 
receipt of materials before the application deadline.

FOR FURTHER INFORMATION CONTACT: For further information in this 
notice, please contact Ms. Amy Houser, Office of Program Delivery, 
Federal Railroad Administration, 1200 New Jersey Avenue SE, Room W36-
412, Washington, DC 20590; email: [email protected]; phone: 202-493-
0303.

SUPPLEMENTARY INFORMATION: 
    Notice to applicants: FRA recommends that applicants read this 
notice in its entirety prior to preparing application materials. A list 
providing the definitions of key terms used throughout the NOFO is in 
Section A(2) below. These key terms are capitalized throughout the 
NOFO. There are several administrative prerequisites and specific 
eligibility requirements described herein that applicants must comply 
with to submit an application. Additionally, applicants should note 
that the required Project Narrative component of the application 
package may not exceed 25 pages in length.

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts

[[Page 23329]]

A. Program Description

1. Overview

    The purpose of this notice is to solicit applications for 
competitive PTC system project funding authorized under Section 11301 
of the Fixing America's Surface Transportation (FAST) Act, Public Law 
114-94 (2015); 49 U.S.C. 24407 and funded in the 2018 Appropriation. 
Together with the FAST Act, the 2018 Appropriation provides funding 
made available under this NOFO to fund the deployment of PTC system 
technology for Intercity Passenger Rail Transportation, freight rail 
transportation and/or Commuter Rail Passenger Transportation. Projects 
selected under this NOFO for Commuter Rail Passenger Transportation may 
be transferred to the Federal Transit Administration for grant 
administration. Projects selected for Intercity Passenger Rail 
Transportation and freight rail transportation will be administered by 
the FRA.
    A railroad must fully implement a PTC system on all required route 
miles by December 31, 2018, unless a railroad qualifies for and obtains 
FRA approval of an alternative schedule (i.e., a deadline no later than 
December 31, 2020) under the Positive Train Control Enforcement and 
Implementation Act of 2015 (PTCEI Act). The PTCEI Act authorizes, and 
requires, FRA to approve a railroad's alternative schedule only if the 
railroad demonstrates in a written notification that it has met all 
statutory criteria for an alternative schedule, including that it has: 
(1) Installed, by December 31, 2018, all PTC system hardware consistent 
with the governing PTC Implementation Plan (PTCIP); (2) acquired, by 
December 31, 2018, all spectrum necessary to implement its PTC system 
consistent with the governing PTCIP, and (3) made sufficient progress 
on employee training, revenue service demonstration, and other criteria 
as specified under 49 U.S.C. 20157(a)(3)(B)(i)-(vii).

2. Definitions of Key Terms

    a. ``Benefit-Cost Analysis'' (``BCA'' or ``Cost-Benefit Analysis'') 
is a systematic, data driven, and transparent analysis comparing 
monetized project benefits and costs, using a no-build baseline and 
properly discounted present values, including concise documentation of 
the assumptions and methodology used to produce the analysis; a 
description of the baseline, data sources used to project outcomes, and 
values of key input parameters; basis of modeling including 
spreadsheets, technical memos, etc.; and presentation of the 
calculations in sufficient detail and transparency to allow the 
analysis to be reproduced and sensitivity of results evaluated by FRA. 
Please refer to the Benefit-Cost Analysis Guidance for Discretionary 
Grant Programs prior to preparing a BCA at https://www.transportation.gov/office-policy/transportation-policy/benefit-cost-analysis-guidance. In addition, please also refer to the BCA FAQs 
on FRA's website for some rail specific examples of how to apply the 
BCA Guidance for Discretionary Grant Programs to CRISI applications.
    b. ``Commuter Rail Passenger Transportation'' means short-haul rail 
passenger transportation in metropolitan and suburban areas usually 
having reduced fare, multiple ride, and commuter tickets and morning 
and evening peak period operations. See 49 U.S.C. 24102(3).
    c. ``Construction'' means the production of fixed works and 
structures or substantial alterations to such structures or land and 
associated costs.
    d. ``Final Design'' (``FD'') means design activities following 
Preliminary Engineering, and at a minimum, includes the preparation of 
final Construction plans, detailed specifications, and estimates 
sufficiently detailed to inform project stakeholders (designers, 
reviewers, contractors, suppliers, etc.) of the actions required to 
advance the project from design through completion of Construction.
    e. ``Intercity Rail Passenger Transportation'' means rail passenger 
transportation, except Commuter Rail Passenger Transportation. See 49 
U.S.C. 24401(3). In this notice, ``Intercity Passenger Rail Service'' 
and ``Intercity Passenger Rail Transportation'' are equivalent terms to 
``Intercity Rail Passenger Transportation.''
    f. ``National Environmental Policy Act'' (``NEPA'') is a Federal 
law that requires Federal agencies to assess the environmental impacts 
of a proposed action in consultation with appropriate federal, state, 
and local authorities, and with the public. The NEPA class of action 
depends on the nature of the proposed action, its complexity, and the 
potential impacts. For purposes of this NOFO, NEPA also includes all 
related Federal laws and regulations including Section 4(f) of the 
Department of Transportation Act, Section 7 of the Endangered Species 
Act, and Section 106 of the National Historic Preservation Act. (See 
FRA's Environmental Procedures at: https://www.fra.dot.gov/eLib/details/L02561.)
    g. ``Positive Train Control system'' (``PTC system'') is defined by 
49 CFR 270.5 to mean a system designed to prevent train-to-train 
collisions, overspeed derailments, incursions into established work 
zone limits, and the movement of a train through a switch left in the 
wrong position, as described in 49 CFR part 236, subpart I.
    h. ``Preliminary Engineering'' (``PE'') means engineering design 
to: (1) Define a project, including identification of all environmental 
impacts, design of all critical project elements at a level sufficient 
to assure reliable cost estimates and schedules, (2) complete project 
management and financial plans, and (3) identify procurement 
requirements and strategies. The PE development process starts with 
specific project design alternatives that allow for the assessment of a 
range of rail improvements, specific alignments, and project designs--
to be used concurrent with NEPA and related analyses. PE occurs prior 
to FD and Construction.
    i. ``Rail Carrier'' means a person providing common carrier 
railroad transportation for compensation, but does not include street, 
suburban, or interurban electric railways not operated as part of the 
general system of rail transportation. See 49 U.S.C. 10102(5).
    j. ``Rural Project'' means a project in which all or the majority 
of the project (determined by the geographic location or locations 
where the majority of the project funds will be spent) is located in a 
Rural Area.
    k. ``Rural Area'' is defined in 49 U.S.C. 24407(g)(2) to mean any 
area not in an urbanized area as defined by the Census Bureau. The 
Census Bureau defines ``Urbanized Area'' (``UA'') as an area with a 
population of 50,000 or more people.\1\ Updated lists of UAs as defined 
by the Census Bureau are available on the Census Bureau website at 
http://www2.census.gov/geo/maps/dc10map/UAUC_RefMap/ua/.
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    \1\ See 74 FR 53030, 53043 (August 24, 2011) available at 
https://www2.census.gov/geo/pdfs/reference/fedreg/fedregv76n164.pdf.
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B. Federal Award Information

1. Available Award Amount

    The total funding available for awards under this NOFO is 
$250,000,000 for eligible PTC system projects under 49 U.S.C. 
24407(c)(1). Under 49 U.S.C. 24407(g), at least $62,500,000 of the PTC 
funds are available for Rural Projects. The balance of the CRISI 
Program funding provided under the 2018 Appropriation for eligible 
intercity passenger and freight railroad projects will be made 
available under a separate NOFO.

[[Page 23330]]

2. Award Size

    There are no predetermined minimum or maximum dollar thresholds for 
awards. FRA anticipates making multiple awards with the available 
funding. FRA may not be able to award grants to all eligible 
applications, nor even to all applications that meet or exceed the 
stated evaluation criteria (see Section E, Application Review 
Information). Projects may require more funding than is available. FRA 
encourages applicants to propose projects or components of projects 
that have operational independence that can be completed and 
implemented with the level of funding available together with other 
sources.
    FRA strongly encourages applicants to identify and include other 
state, local, public, or private funding or financing to support the 
proposed project.

3. Award Type

    FRA will make awards for projects selected under this notice 
through grant agreements and/or cooperative agreements. Grant 
agreements are used when FRA does not expect to have substantial 
Federal involvement in carrying out the funded activity. Cooperative 
agreements allow for substantial Federal involvement in carrying out 
the agreed upon investment, including technical assistance, review of 
interim work products, and increased program oversight. The funding 
provided under these cooperative agreements will be made available to 
grantees on a reimbursable basis. Applicants must certify that their 
expenditures are allowable, allocable, reasonable, and necessary to the 
approved project before seeking reimbursement from FRA. Additionally, 
the grantee is expected to expend matching funds at the required 
percentage alongside Federal funds throughout the life of the project. 
See an example of standard terms and conditions for FRA grant awards 
at: https://www.fra.dot.gov/eLib/Details/L19057.

4. Concurrent Applications

    As DOT and FRA are concurrently soliciting applications for 
transportation infrastructure projects for several financial assistance 
programs, applicants may submit applications requesting funding for a 
particular project to one or more of these programs. In the application 
for PTC system project funding, applicants must indicate the other 
programs to which they submitted or plan to submit an application for 
funding the entire project or certain project components, as well as 
highlight new or revised information in the PTC system project 
application that differs from the application(s) for other federal 
financial assistance programs.

C. Eligibility Information

    This section of the notice explains applicant eligibility, cost 
sharing and matching requirements, project eligibility, and project 
component operational independence. Applications that do not meet the 
requirements in this section will be ineligible for funding. 
Instructions for submitting eligibility information to FRA are detailed 
in Section D of this NOFO.

1. Eligible Applicants

    The following entities are eligible applicants:

    a. A State;
    b. A group of States;
    c. An Interstate Compact;
    d. A public agency or publicly chartered authority established 
by one or more States; \2\
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    \2\ See Section D(2)(a)(iv) for supporting documentation 
required to demonstrate eligibility under this eligibility category.
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    e. A political subdivision of a State;
    f. Amtrak or another Rail Carrier that provides Intercity Rail 
Passenger Transportation (as defined in 49 U.S.C. 24102);
    g. A Class II railroad or Class III railroad (as those terms are 
defined in 49 U.S.C. 20102);
    h. Any Rail Carrier or rail equipment manufacturer in 
partnership with at least one of the entities described in paragraph 
(a) through (e);
    i. The Transportation Research Board together with any entity 
with which it contracts in the development of rail-related research, 
including cooperative research programs;
    j. A University transportation center engaged in rail-related 
research; or
    k. A non-profit labor organization representing a class or craft 
of employees of Rail Carriers or Rail Carrier contractors.

    Applications must identify an eligible applicant as the lead 
applicant. The lead applicant serves as the primary point of contact 
for the application, and if selected, as the recipient of the PTC 
system grant award. Eligible applicants may reference entities that are 
not eligible applicants in an application as a project partner.

2. Cost Sharing or Matching

    The Federal share of total costs for projects funded under this 
notice will not exceed 80 percent, though FRA will provide selection 
preference to applications where the proposed Federal share of total 
project costs is 50 percent or less. The estimated total cost of a 
project must be based on the best available information, including 
engineering studies, studies of economic feasibility, environmental 
analyses, and information on the expected use of equipment and/or 
facilities. Additionally, in preparing estimates of total project 
costs, applicants should refer to FRA's cost estimate guidance 
documentation, ``Capital Cost Estimating: Guidance for Project 
Sponsors,'' which is available at: https://www.fra.dot.gov/Page/P0926.
    The minimum 20 percent non-Federal match may be comprised of public 
sector (e.g., state or local) and/or private sector funding. FRA will 
not consider any Federal financial assistance, nor any non-Federal 
funds already expended (or otherwise encumbered) that do not comply 
with 2 CFR 200.458 toward the matching requirement. FRA is limiting the 
first 20 percent of the non-Federal match to cash contributions only. 
FRA will not accept ``in-kind'' contributions for the first 20 percent 
in matching funds. Eligible in-kind contributions may be accepted for 
any non-Federal matching beyond the first 20 percent. In-kind 
contributions, including the donation of services, materials, and 
equipment, may be credited as a project cost, in a uniform manner 
consistent with 2 CFR 200.306.
    Amtrak or another Rail Carrier may use ticket and other non-Federal 
revenues generated from its operations and other sources as matching 
funds. Applicants must identify the source(s) of its matching and other 
funds, and must clearly and distinctly reflect these funds as part of 
the total project cost.
    Before applying, applicants should carefully review the principles 
for cost sharing or matching in 2 CFR 200.306. See Section D(2)(a)(iii) 
for required application information on non-Federal match and Section E 
for further discussion of FRA's consideration of matching funds in the 
review and selection process. FRA will approve pre-award costs for 
reimbursement and matching contributions consistent with 2 CFR 200.458, 
as applicable. See Section D(6).

3. Other

a. Project Eligibility
    Projects eligible for funding under this NOFO must be used to 
deploy PTC systems technology for Intercity Passenger Rail 
Transportation, freight rail transportation, and/or Commuter Rail 
Passenger Transportation. Eligible projects include: Back office 
systems; wayside, communications and onboard hardware equipment; 
software; equipment installation; spectrum; any component, testing and 
training for the

[[Page 23331]]

implementation of PTC systems; and interoperability. Maintenance and 
operating expenses incurred after a PTC system is placed in revenue 
service are ineligible. Applicants considering more comprehensive 
projects that include both PTC elements and other passenger/freight 
improvements are directed to request only the PTC element under this 
NOFO or submit applications for the more comprehensive project under 
the subsequent NOFO, which FRA will soon be issuing for the remainder 
of the 2018 CRISI funding.
    Applicants are not limited in the number of projects for which they 
seek funding.
    Applicants must complete all necessary Planning, PE and NEPA 
requirements for projects funded under this NOFO. Projects for FD must: 
Resolve remaining uncertainties or risks associated with changes to 
design scope; address procurement processes; and update and refine 
plans for financing the project or program to reflect accurately the 
expected year-of-expenditure costs and cash flow projections. 
Applicants selected for funding under this NOFO must demonstrate the 
following to FRA's satisfaction:
    i. PE is completed for the proposed project, resulting in project 
designs that are reasonably expected to conform to all regulatory, 
safety, security, and other design requirements, including those under 
the Americans with Disabilities Act (ADA);
    ii. NEPA is completed for the proposed project;
    iii. Signed agreements with key project partners, including 
infrastructure-owning entities; and
    iv. A project management plan is in-place for managing the 
implementation of the proposed project, including the management and 
mitigation of project risks.
b. Project Component Operational Independence
    If an applicant requests funding for a project that is a component 
or set of components of a larger project, the project component(s) must 
be attainable with the award amount, together with other funds as 
necessary, obtain operational independence, and must comply with all 
eligibility requirements described in Section C.
    In addition, the component(s) must be capable of independent 
analysis and decision making, as determined by FRA, under NEPA (i.e., 
have independent utility, connect logical termini, if applicable, and 
not restrict the consideration of alternatives for other reasonably 
foreseeable rail projects.)
c. Rural Project
    FRA will consider a project to be in a Rural Area if all or the 
majority of the project (determined by geographic location(s) where the 
majority of the project funds will be spent) is located in a Rural 
Area. However, in the event FRA elects to fund a component of the 
project, then FRA will reexamine whether the project is in a Rural 
Area.

D. Application and Submission Information

    Required documents for the application are outlined in the 
following paragraphs. Applicants must complete and submit all 
components of the application. See Section D(2) for the application 
checklist. FRA welcomes the submission of additional relevant 
supporting documentation, such as planning, engineering and design 
documentation, and letters of support from partnering organizations 
that will not count against the Project Narrative 25-page limit.

1. Address To Request Application Package

    Applicants must submit all application materials for PTC system 
projects in their entirety through www.Grants.gov no later than 5:00 
p.m. EDT, on July 2, 2018. FRA reserves the right to modify this 
deadline. General information for submitting applications through 
Grants.gov can be found at: https://www.fra.dot.gov/Page/P0270.
    For any supporting application materials that an applicant cannot 
submit via Grants.gov, such as oversized engineering drawings, an 
applicant may submit an original and two (2) copies to Ms. Amy Houser, 
Office of Program Delivery, Federal Railroad Administration, 1200 New 
Jersey Avenue SE, Room W36-412, Washington, DC 20590. However, due to 
delays caused by enhanced screening of mail delivered via the U.S. 
Postal Service, FRA advises applicants to use other means of conveyance 
(such as courier service) to assure timely receipt of materials before 
the application deadline. Additionally, if documents can be obtained 
online, providing instructions to FRA on how to access files on a 
referenced website may also be sufficient.

2. Content and Form of Application Submission

    FRA strongly advises applicants to read this section carefully. 
Applicants must submit all required information and components of the 
application package to be considered for funding. Additionally, 
applicants selected to receive funding must generally satisfy the grant 
readiness checklist requirements on https://www.fra.dot.gov/Page/P0268 
as a precondition to FRA issuing a grant award, as well as the 
requirements in 49 U.S.C. 24405 explained in part at https://www.fra.dot.gov/page/P0185. If a project is selected for PTC systems in 
Commuter Rail Passenger Transportation under 49 U.S.C. 24407(c)(1) and 
such funds are transferred in the Secretary's discretion, applicants 
will be required to comply with chapter 53 of Title 49 of the United 
States Code.
    Required documents for an application package are outlined in the 
checklist below.

i. Project Narrative (see D.2.a)
ii. Statement of Work (see D.2.b.i)
iii. Benefit-Cost Analysis (see D.2. b.ii)
iv. SF424--Application for Federal Assistance
v. Either: SF 424A--Budget Information for Non-Construction projects or 
SF 424C--Budget Information for Construction
vi. Either: SF 424B--Assurances for Non-Construction projects or SF 
424D--Assurances for Construction
vii. FRA's Additional Assurances and Certifications
viii. SF LLL--Disclosure of Lobbying Activities
a. Project Narrative
    This section describes the minimum content required in the Project 
Narrative of the grant application. The Project Narrative must follow 
the basic outline below to address the program requirements and assist 
evaluators in locating relevant information.

------------------------------------------------------------------------
 
------------------------------------------------------------------------
I. Cover Page..........................  See D.2.a.i.
II. Project Summary....................  See D.2.a.ii.
III. Project Funding...................  See D.2.a.iii.
IV. Applicant Eligibility..............  See D.2.a.iv.
V. Project Eligibility.................  See D.2.a.v.
VI. Detailed Project Description.......  See D.2.a.vi.
VII. Project Location..................  See D.2.a.vii.
VIII. Evaluation and Selection Criteria  See D.2.a.viii.
IX. Project Implementation and           See D.2.a.ix.
 Management.
X. PTC Readiness.......................  See D.2.a.x.
XI. Environmental Readiness............  See D.2.a.xi.
------------------------------------------------------------------------

    The above content must be provided in a narrative statement 
submitted by the applicant. The Project Narrative may not exceed 25 
pages in length (excluding cover pages, table of contents, and 
supporting documentation). FRA will not review or consider for award 
applications with Project Narratives exceeding the 25-page limitation. 
If possible, applicants should

[[Page 23332]]

submit supporting documents via website links rather than hard copies. 
If supporting documents are submitted, applicants must clearly identify 
the page number(s) of the relevant portion in the Project Narrative 
supporting documentation. The Project Narrative must adhere to the 
following outline.
    i. Cover Page: Include a cover page that lists the following 
elements in a table:

------------------------------------------------------------------------
 
------------------------------------------------------------------------
Project Title                                          .................
Lead applicant                                         .................
Was a Federal grant application previously submitted   Yes/no
 for this project?
If yes, state the name of the Federal grant program    Federal Grant
 and title of the project in the previous               Program:
 application.
                                                       Project Title:
Is this a Rural Project? What percentage of the        Yes/no
 project cost is based in a Rural Area?                Percentage of
                                                        total project
                                                        cost:
City(ies), State(s) where the project is located       .................
Urbanized Area where the project is located            .................
Population of Urbanized Area                           .................
------------------------------------------------------------------------

    ii. Project Summary: Provide a brief 4-6 sentence summary of the 
proposed project and what the project will entail. Include challenges 
the proposed project aims to address, and summarize the intended 
outcomes and anticipated benefits that will result from the proposed 
project.
    iii. Project Funding: Indicate in table format the amount of 
Federal funding requested, the proposed non-Federal match, identifying 
contributions from the private sector if applicable, and total project 
cost. Describe the non-Federal funding arrangement. Include funding 
commitment letters outlining funding agreements, as attachments or in 
an appendix. Identify any specific project components that the 
applicant proposes for partial project funding. If all or a majority of 
a project is located in a Rural Area, identify the Rural Area(s) and 
estimated percentage of project costs that will be spent in the Rural 
Area. Identify any previously incurred costs, as well as other sources 
of Federal funds committed to the project and any pending Federal 
requests. Also, note if the requested Federal funding under this NOFO 
or other programs must be obligated or spent by a certain date due to 
dependencies or relationships with other Federal or non-Federal funding 
sources, related projects, law, or other factors. If applicable, 
provide the type and estimated value of any proposed in-kind 
contributions, and demonstrate how the in-kind contributions meet the 
requirements in 2 CFR 200.306.
    Example Project Funding Table:

------------------------------------------------------------------------
                   Task name/project                      Percentage of
     Task No.          component             Cost           total cost
------------------------------------------------------------------------
1                  .................  .................  ...............
2                  .................  .................  ...............
------------------------------------------------------------------------
Total Project Cost                    .................  ...............
Federal Funds Received from Previous  .................  ...............
 Grant
Federal Funding Request               .................  ...............
Non-Federal Funding/Match             Cash:
                                      In-Kind:           ...............
Portion of Non-Federal Funding from   .................  ...............
 the Private Sector
Portion of Total Project Costs Spent  .................  ...............
 in a Rural Area
Pending Federal Funding Requests      .................  ...............
------------------------------------------------------------------------

    iv. Applicant Eligibility: Explain how the applicant meets the 
applicant eligibility criteria outlined in Section C of this notice, 
including references to creation or enabling legislation for public 
agencies and publicly chartered authorities established by one or more 
States.
    v. Project Eligibility: Explain how the project meets the project 
eligibility criteria.
    vi. Detailed Project Description: Include a detailed project 
description that expands upon the brief project summary. This detailed 
description should provide, at a minimum, background on the challenges 
the project aims to address; the expected users and beneficiaries of 
the project, including all railroad operators; the specific components 
and elements of the project; and any other information the applicant 
deems necessary to justify the proposed project. If applicable, explain 
how the project will benefit communities in Rural Areas. Applicants 
must also:
    (A) Document submission of a revised Positive Train Control 
Implementation Plan (PTCIP) to FRA as required by 49 U.S.C. 20157(a);
    (B) Document that it is a tenant on one or more host railroads that 
submitted a revised PTCIP to FRA as required by 49 U.S.C. 20157(a), 
which states the tenant railroad is equipping its rolling stock with a 
PTC system and provides all other information required under 49 CFR 
236.1011 regarding the tenant railroad; or
    (C) Document why the applicant is not required to submit a revised 
PTCIP as required by 49 U.S.C. 20157(a), and whether the proposed 
project will assist in the deployment (i.e., installation and/or full 
implementation) of a PTC system required under 49 U.S.C. 20157.
    For all projects, applicants must provide information about 
proposed performance measures, as discussed in Section F(3)(c) and 
required in 2 CFR 200.301 and 49 U.S.C. 24407(f).
    vii. Project Location: Include geospatial data for the project, as 
well as a map of the project's location. On the map, include the Rural 
Area boundaries, if applicable, in which the project will take place.
    viii. Evaluation and Selection Criteria: Include a thorough 
discussion of how the proposed project meets all the evaluation 
criteria and selection criteria, as outlined in Section E of this 
notice. If an application does not sufficiently address the evaluation 
and selection criteria, it is unlikely to be a competitive application.

[[Page 23333]]

    ix. Project Implementation and Management: Describe proposed 
project implementation and project management arrangements. Include 
descriptions of the expected arrangements for project contracting, 
contract oversight, change-order management, risk management, and 
conformance to Federal requirements for project progress reporting (see 
https://www.fra.dot.gov/Page/P0274). Describe past experience in 
managing and overseeing similar projects.
    x. PTC Readiness: If the railroad is subject to the statutory PTC 
mandate or if the railroad is a tenant railroad that operates on PTC-
equipped territory and must equip its locomotives and other controlling 
rolling stock under 49 CFR 236.1006(a), provide a brief summary about 
the railroad's current progress toward fully implementing a PTC system 
under 49 CFR part 236, subpart I. For such railroads and for any other 
railroad, provide information about the railroad's progress towards 
completing all hardware installation required for implementation of a 
PTC system, testing the PTC system (including field testing and revenue 
service demonstration), training personnel under 49 CFR 236.1041-
236.1049, conducting interoperability testing with any other railroads 
that operate on the same main line, and operating an FRA-certified PTC 
system in revenue service. In addition, and if applicable, applicants 
may refer to their most recent Quarterly PTC Progress Report (FRA Form 
F 6180.165) to provide additional details.
    xi. Environmental Readiness: If the NEPA process is complete, an 
applicant should indicate the date of completion, and provide a website 
link or other reference to the documents demonstrating compliance with 
NEPA, which might include a final CE, Finding of No Significant Impact, 
or Record of Decision. If the NEPA process is not yet underway or is 
underway, but is not complete, the application should detail the type 
of NEPA review underway, where the project is in the process, and 
indicate the anticipated date of completion of all NEPA and related 
milestones. If the last agency action with respect to NEPA documents 
occurred more than three years before the application date, the 
applicant should describe why the project has been delayed and include 
a proposed approach for verifying, and if necessary, updating this 
information in accordance with applicable NEPA requirements. Additional 
information regarding FRA's environmental processes and requirements 
are located at https://www.fra.dot.gov/eLib/Details/L05286.
b. Additional Application Elements
    Applicants must submit:
    i. A Statement of Work (SOW) addressing the scope, schedule, and 
budget for the proposed project if it were selected for award. The SOW 
must contain sufficient detail so FRA, and the applicant, can 
understand the expected outcomes of the proposed work to be performed 
and monitor progress toward completing project tasks and deliverables 
during a prospective grant's period of performance. Applicants must use 
FRA's standard SOW template to be considered for award. The SOW 
template is located at https://www.fra.dot.gov/eLib/Details/L18661. 
When preparing the budget as part of the SOW, the total cost of a 
project must be based on the best available information as indicated in 
cited references that include engineering studies, studies of economic 
feasibility, environmental analyses, and information on the expected 
use of equipment or facilities.
    ii. A Benefit-Cost Analysis (BCA), as an appendix to the Project 
Narrative for each project submitted by an applicant. The BCA must 
demonstrate in economic terms the merits of investing in the proposed 
project. The project narrative should summarize the project's benefits.
    Benefits may apply to existing and new rail users, as well as users 
of other modes of transportation. In some cases, benefits may be 
applied to populations in the general vicinity of the project area. 
Improvements to shared-use rail corridors may benefit all users 
involved. All benefits claimed for the project must be clearly tied to 
the expected outcomes of the project. Please refer to the Benefit-Cost 
Analysis Guidance for Discretionary Grant Programs prior to preparing a 
BCA at https://www.transportation.gov/office-policy/transportation-policy/benefit-cost-analysis-guidance. In addition, please also refer 
to the BCA FAQs on FRA's website for some rail specific examples of how 
to apply the Benefit-Cost Analysis Guidance for Discretionary Grant 
Programs to CRISI applications.
    iii. SF 424--Application for Federal Assistance;
    iv. SF 424A--Budget Information for Non-Construction or SF 424C--
Budget Information for Construction;
    v. SF 424B--Assurances for Non-Construction or SF 424D--Assurances 
for Construction;
    vi. FRA's Additional Assurances and Certifications; and
    vii. SF LLL--Disclosure of Lobbying Activities.
    Forms needed for the electronic application process are at 
www.Grants.gov.
c. Post-Selection Requirements
    See subsection F(2) of this notice for post-selection requirements.

3. Unique Entity Identifier, System for Award Management (SAM), and 
Submission Instructions

    To apply for funding through Grants.gov, applicants must be 
properly registered. Complete instructions on how to register and 
submit an application can be found at www.Grants.gov. Registering with 
Grants.gov is a one-time process; however, it can take up to several 
weeks for first-time registrants to receive confirmation and a user 
password. FRA recommends that applicants start the registration process 
as early as possible to prevent delays that may preclude submitting an 
application package by the application deadline. Applications will not 
be accepted after the due date. Delayed registration is not an 
acceptable justification for an application extension.
    FRA may not make a grant award to an applicant until the applicant 
has complied with all applicable Data Universal Numbering System (DUNS) 
and SAM requirements. (Please note that if a Dun & Bradstreet DUNS 
number must be obtained or renewed, this may take a significant amount 
of time to complete.) Late applications that are the result of a 
failure to register or comply with Grants.gov applicant requirements in 
a timely manner will not be considered. If an applicant has not fully 
complied with the requirements by the submission deadline, the 
application will not be considered. To submit an application through 
Grants.gov, applicants must:
a. Obtain a DUNS Number
    A DUNS number is required for Grants.gov registration. The Office 
of Management and Budget requires that all businesses and nonprofit 
applicants for Federal funds include a DUNS number in their 
applications for a new award or renewal of an existing award. A DUNS 
number is a unique nine-digit sequence recognized as the universal 
standard for the government in identifying and keeping track of 
entities receiving Federal funds. The identifier is used for tracking 
purposes and to validate address and point of contact information for 
Federal assistance applicants, recipients, and sub-recipients. The DUNS 
number will be used throughout the grant life cycle. Obtaining a DUNS 
number is a free, one-time activity. Applicants may obtain a DUNS 
number by calling 1-

[[Page 23334]]

866-705-5711 or by applying online at http://www.dnb.com/us.
b. Register With the SAM at www.SAM.gov
    All applicants for Federal financial assistance must maintain 
current registrations in the SAM database. An applicant must be 
registered in SAM to successfully register in Grants.gov. The SAM 
database is the repository for standard information about Federal 
financial assistance applicants, recipients, and sub recipients. 
Organizations that have previously submitted applications via 
Grants.gov are already registered with SAM, as it is a requirement for 
Grants.gov registration. Please note, however, that applicants must 
update or renew their SAM registration at least once per year to 
maintain an active status. Therefore, it is critical to check 
registration status well in advance of the application deadline. If an 
applicant is selected for an award, the applicant must maintain an 
active SAM registration with current information throughout the period 
of the award. Information about SAM registration procedures is 
available at www.sam.gov.
c. Create a Grants.gov Username and Password
    Applicants must complete an Authorized Organization Representative 
(AOR) profile on www.Grants.gov and create a username and password. 
Applicants must use the organization's DUNS number to complete this 
step. Additional information about the registration process is 
available at: https://www.grants.gov/web/grants/applicants/organization-registration.html.
d. Acquire Authorization for Your AOR From the E-Business Point of 
Contact (E-Biz POC)
    The E-Biz POC at the applicant's organization must respond to the 
registration email from Grants.gov and login at www.Grants.gov to 
authorize the applicant as the AOR. Please note there can be more than 
one AOR for an organization.
e. Submit an Application Addressing All Requirements Outlined in This 
NOFO
    If an applicant experiences difficulties at any point during this 
process, please call the Grants.gov Customer Center Hotline at 1-800-
518-4726, 24 hours a day, 7 days a week (closed on Federal holidays). 
For information and instructions on each of these processes, please see 
instructions at: http://www.grants.gov/web/grants/applicants/apply-for-grants.html.

    Note: Please use generally accepted formats such as .pdf, .doc, 
.docx, .xls, .xlsx and .ppt, when uploading attachments. While 
applicants may embed picture files, such as .jpg, .gif, and .bmp, in 
document files, applicants should not submit attachments in these 
formats. Additionally, the following formats will not be accepted: 
.com, .bat, .exe, .vbs, .cfg, .dat, .db, .dbf, .dll, .ini, .log, 
.ora, .sys, and .zip.

4. Submission Dates and Times

    Applicants must submit complete applications for PTC system 
projects to www.Grants.gov no later than 5:00 p.m. EDT, July 2, 2018. 
FRA reviews www.Grants.gov information on dates/times of applications 
submitted to determine timeliness of submissions. Late applications 
will be neither reviewed nor considered. Delayed registration is not an 
acceptable reason for late submission. In order to apply for funding 
under this announcement, all applicants are expected to be registered 
as an organization with Grants.gov. Applicants are strongly encouraged 
to apply early to ensure all materials are received before this 
deadline.
    To ensure a fair competition of limited discretionary funds, the 
following conditions are not valid reasons to permit late submissions: 
(1) Failure to complete the Grants.gov registration process before the 
deadline; (2) failure to follow Grants.gov instructions on how to 
register and apply as posted on its website; (3) failure to follow all 
instructions in this NOFO; and (4) technical issues experienced with 
the applicant's computer or information technology environment.

5. Intergovernmental Review

    Executive Order 12372 requires applicants from State and local 
units of government or other organizations providing services within a 
State to submit a copy of the application to the State Single Point of 
Contact (SPOC), if one exists, and if this program has been selected 
for review by the State. Applicants must contact their State SPOC to 
determine if the program has been selected for State review.

6. Funding Restrictions

    Consistent with 2 CFR 200.458, as applicable, FRA will only approve 
pre-award costs if such costs are incurred pursuant to the negotiation 
and in anticipation of the grant agreement and if such costs are 
necessary for efficient and timely performance of the scope of work. 
Under 2 CFR 200.458, grant recipients must seek written approval from 
the administering agency for pre-award activities to be eligible for 
reimbursement under the grant. Activities initiated prior to the 
execution of a grant or without written approval may not be eligible 
for reimbursement or included as a grantee's matching contribution.

7. Other Submission Requirements

    If an applicant experiences difficulties at any point during this 
process, please call the Grants.gov Customer Center Hotline at 1-800-
518-4726, 24 hours a day, 7 days a week (closed on Federal holidays). 
For information and instructions on each of these processes, please see 
instructions at: http://www.grants.gov/web/grants/applicants/apply-for-grants.html.

E. Application Review Information

1. Criteria

a. Eligibility and Completeness Review
    FRA will first screen each application for applicant and project 
eligibility (eligibility requirements are outlined in Section C of this 
notice), completeness (application documentation and submission 
requirements are outlined in Section D of this notice), and the 20 
percent minimum match in determining whether the application is 
eligible.
    FRA will then consider the applicant's past performance in 
developing and delivering similar projects and previous financial 
contributions, and previous competitive grant technical evaluation 
ratings that the proposed project received under previous competitive 
grant programs administered by the DOT if applicable.
b. Evaluation Criteria
    FRA subject-matter experts will evaluate all eligible and complete 
applications using the evaluation criteria outlined in this section to 
determine project benefits and technical merit.
    i. Project Benefits:
    FRA will evaluate the Benefit-Cost Analysis of the proposed project 
for the anticipated private and public benefits relative to the costs 
of the proposed project and the summary of benefits provided in 
response to subsection D(2)(a)(ii) including--
    (A) Effects on system and service performance;
    (B) Effects on safety, competitiveness, reliability, trip or 
transit time, and resilience;
    (C) Efficiencies from improved integration with other modes; and
    (D) Ability to meet existing or anticipated demand.
    ii. Technical Merit:

[[Page 23335]]

    FRA will evaluate application information for the degree to which--
    (A) The tasks and subtasks outlined in the SOW are appropriate to 
achieve the expected outcomes of the proposed project.
    (B) Applications indicate strong project readiness and meet project 
requirements.
    (C) The technical qualifications and experience of key personnel 
proposed to lead and perform the technical efforts, and the 
qualifications of the primary and supporting organizations to fully and 
successfully execute the proposed project within the proposed timeframe 
and budget are demonstrated.
    (D) The proposed project's business plan considers potential 
private sector participation in the financing, construction, or 
operation of the proposed project.
    (E) The applicant has, or will have the legal, financial, and 
technical capacity to carry out the proposed project; satisfactory 
continuing control over the use of the equipment or facilities; and the 
capability and willingness to maintain the equipment or facilities.
    (F) If applicable, the proposed project is consistent with planning 
guidance and documents set forth by DOT, including those required by 
law or State rail plans developed under Title 49, United State Code, 
Chapter 227.
c. Selection Criteria
    In addition to the eligibility and completeness review and the 
evaluation criteria outlined in this subsection, the FRA Administrator 
will select projects applying the following selection criteria:
    i. The FRA Administrator will give preference to projects for which 
the:
    (A) Proposed Federal share of total project costs is 50 percent or 
less; and
    (B) Net benefits of the grant funds will be maximized considering 
the BCA, including anticipated private and public benefits relative to 
the costs of the proposed project, and factoring in the other 
considerations in 49 U.S.C. 24407 (e).
    ii. After applying the above preferences, the FRA Administrator 
will take into account the following key Departmental objectives:
    (A) Supporting economic vitality at the national and regional 
level;
    (B) Leveraging Federal funding to attract other, non-Federal 
sources of infrastructure investment, as well as accounting for the 
life-cycle costs of the project;
    (C) Using innovative approaches to improve safety and expedite 
project delivery; and,
    (D) Holding grant recipients accountable for their performance and 
achieving specific, measurable outcomes identified by grant applicants.

2. Review and Selection Process

    FRA will conduct a three-part application review process, as 
follows:
    a. Screen applications for completeness and eligibility;
    b. Evaluate eligible applications (completed by technical panels 
applying the evaluation criteria); and
    c. Select projects for funding (completed by the FRA Administrator 
applying the selection criteria).

F. Federal Award Administration Information

1. Federal Award Notice

    FRA will announce applications selected for funding in a press 
release and on the FRA website after the application review periods. 
FRA will contact applicants with successful applications after 
announcement with information and instructions about the award process. 
This notification is not an authorization to begin proposed project 
activities. A formal cooperative agreement or grant agreement signed by 
both the grantee and the FRA, including an approved scope, schedule, 
and budget, is required before the award is obligated and complete.
    For all projects, obligation occurs when a selected applicant and 
FRA enter a written project specific cooperative agreement or grant 
agreement and is after the applicant has satisfied applicable 
requirements. For FD/Construction projects, these requirements may 
include transportation planning, PE and environmental reviews.

2. Administrative and National Policy Requirements

    Due to funding limitations, projects that are selected for funding 
may receive less than the amount originally requested. In those cases, 
applicants must be able to demonstrate the proposed projects are still 
viable and can be completed with the amount awarded.
    Grantees and entities receiving funding from the grantee, must 
comply with all applicable laws and regulations. Examples of 
administrative and national policy requirements include: 2 CFR part 
200; procurement standards; compliance with Federal civil rights laws 
and regulations; requirements for disadvantaged business enterprises, 
debarment and suspension requirements, and drug-free workplace 
requirements; FRA's and OMB's Assurances and Certifications; Americans 
with Disabilities Act; safety requirements including those applicable 
to PTC projects; NEPA; environmental justice requirements; performance 
measures under 49 U.S.C. 24407(f); 49 U.S.C. 24405, including the Buy 
America requirements and the provision deeming operators rail carriers 
and employers for certain purposes. Grants for PTC system projects 
selected under 49 U.S.C. 24407(c)(1) for Commuter Rail Passenger 
Transportation, if transferred to a different agency, must comply with 
the requirements of chapter 53 of Title 49.
    See an example of standard terms and conditions for FRA grant 
awards at https://www.fra.dot.gov/eLib/Details/L19057.

3. Reporting

a. Reporting Matters Related to Integrity and Performance
    Before making a Federal award with a total amount of Federal share 
greater than the simplified acquisition threshold of $150,000 (see 2 
CFR 200.88 Simplified Acquisition Threshold), FRA will review and 
consider any information about the applicant that is in the designated 
integrity and performance system accessible through SAM (currently the 
Federal Awardee Performance and Integrity Information System (FAPIIS)). 
See 41 U.S.C. 2313.
    An applicant, at its option, may review information in the 
designated integrity and performance systems accessible through SAM and 
comment on any information about itself that a Federal awarding agency 
previously entered and is currently in the designated integrity and 
performance system accessible through SAM.
    FRA will consider any comments by the applicant, in addition to the 
other information in the designated integrity and performance system, 
in making a judgment about the applicant's integrity, business ethics, 
and record of performance under Federal awards when completing the 
review of risk posed by applicants as described in 2 CFR 200.205.
b. Progress Reporting on Grant Activity
    Each applicant selected for a grant will be required to comply with 
all standard FRA reporting requirements, including quarterly progress 
reports, quarterly Federal financial reports, and interim and final 
performance reports, as well as all applicable auditing, monitoring and 
close out requirements. Reports may be submitted electronically.
c. Performance Reporting
    Each applicant selected for funding must collect information and 
report on

[[Page 23336]]

the project's performance using measures mutually agreed upon by FRA 
and the grantee to assess progress in achieving strategic goals and 
objectives.

G. Federal Awarding Agency Contacts

    For further information regarding this notice and the grants 
program, please contact Ms. Amy Houser, Office of Program Delivery, 
Federal Railroad Administration, 1200 New Jersey Avenue SE, Room W36-
412, Washington, DC 20590; email: [email protected]; phone: 202-493-
0303.

H. Other Information

    All information submitted as part of or in support of any 
application shall use publicly available data or data that can be made 
public and methodologies that are accepted by industry practice and 
standards, to the extent possible. If the application includes 
information the applicant considers to be a trade secret or 
confidential commercial or financial information, the applicant should 
do the following: (1) Note on the front cover that the submission 
``Contains Confidential Business Information (CBI)''; (2) mark each 
affected page ``CBI''; and (3) highlight or otherwise denote the CBI 
portions.
    DOT protects such information from disclosure to the extent allowed 
under applicable law. In the event DOT receives a Freedom of 
Information Act (FOIA) request for the information, DOT will follow the 
procedures described in its FOIA regulations at 49 CFR 7.17. Only 
information that is ultimately determined to be confidential under that 
procedure will be exempt from disclosure under FOIA.

    Issued in Washington, DC
Ronald Louis Batory,
Administrator.
[FR Doc. 2018-10652 Filed 5-17-18; 8:45 am]
 BILLING CODE 4910-06-P



                                               23328                            Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices

                                               proposed project is approximately 2.9                   133(b)(11); Flood Disaster Protection                 not be considered for funding.
                                               miles. The purpose of the proposed                      Act, 42 U.S.C. 4001–4128.                             Incomplete applications will not be
                                               project is to improve mobility and safety                 8. Executive Orders: E.O. 11990                     considered for funding. See Section D of
                                               within the SH 205 corridor.                             Protection of Wetlands; E.O. 11988                    this notice for additional information on
                                                  The actions by TxDOT and Federal                     Floodplain Management; E.O. 12898,                    the application process.
                                               agencies and the laws under which such                  Federal Actions to Address
                                               actions were taken are described in the                 Environmental Justice in Minority                     ADDRESSES:   Applications must be
                                               documentation supporting the                            Populations and Low Income                            submitted via www.Grants.gov. Only
                                               Categorical Exclusion (CE)                              Populations; E.O. 11593 Protection and                applicants who comply with all
                                               Determination approved on April 24,                     Enhancement of Cultural Resources;                    submission requirements described in
                                               2018, and other documents in the                        E.O. 13007 Indian Sacred Sites; E.O.                  this notice and submit applications
                                               TxDOT project file. The CE                              13287 Preserve America; E.O. 13175                    through www.Grants.gov will be eligible
                                               Determination and other documents are                   Consultation and Coordination with                    for award. For any supporting
                                               available by contacting TxDOT at the                    Indian Tribal Governments; E.O. 11514                 application materials that an applicant
                                               address provided above or the TxDOT                     Protection and Enhancement of                         is unable to submit via www.Grants.gov
                                               Dallas District Office at 4777 E.                       Environmental Quality; E.O. 13112                     (such as oversized engineering
                                               Highway 80, Mesquite, TX 75150;                         Invasive Species. (Catalog of Federal                 drawings), an applicant may submit an
                                               telephone: (214) 320–6244.                              Domestic Assistance Program Number                    original and two (2) copies to Ms. Amy
                                                  This notice applies to all TxDOT and                 20.205, Highway Planning and                          Houser, Office of Program Delivery,
                                               Federal agency decisions as of the                      Construction.)                                        Federal Railroad Administration, 1200
                                               issuance date of this notice and all laws
                                                                                                         Authority: 23 U.S.C. 139(l)(1).                     New Jersey Avenue SE, Room W36–412,
                                               under which such actions were taken,
                                                                                                         Issued on: May 3, 2018.                             Washington, DC 20590. However, due to
                                               including but not limited to:
                                                  1. General: National Environmental                   Michael T. Leary,                                     delays caused by enhanced screening of
                                               Policy Act (NEPA) [42 U.S.C. 4321–                      Director, Planning and Program Development,
                                                                                                                                                             mail delivered via the U.S. Postal
                                               4351]; Federal-Aid Highway Act [23                      Federal Highway Administration.                       Service, applicants are advised to use
                                               U.S.C. 109].                                            [FR Doc. 2018–09985 Filed 5–17–18; 8:45 am]           other means of conveyance (such as
                                                  2. Air: Clean Air Act, 42 U.S.C. 7401–               BILLING CODE 4910–22–P
                                                                                                                                                             courier service) to assure timely receipt
                                               7671(q).                                                                                                      of materials before the application
                                                  3. Land: Section 4(f) of the                                                                               deadline.
                                               Department of Transportation Act of                     DEPARTMENT OF TRANSPORTATION
                                               1966 [49 U.S.C. 303]; Landscaping and                                                                         FOR FURTHER INFORMATION CONTACT:     For
                                               Scenic Enhancement (Wildflowers), 23                    Federal Railroad Administration                       further information in this notice, please
                                               U.S.C. 319.                                                                                                   contact Ms. Amy Houser, Office of
                                                  4. Wildlife: Endangered Species Act                  Notice of Funding Opportunity for                     Program Delivery, Federal Railroad
                                               [16 U.S.C. 1531–1544 and Section                        Positive Train Control Systems Grants                 Administration, 1200 New Jersey
                                               1536], Marine Mammal Protection Act                     Under the Consolidated Rail                           Avenue SE, Room W36–412,
                                               [16 U.S.C. 1361], Fish and Wildlife                     Infrastructure and Safety                             Washington, DC 20590; email:
                                               Coordination Act [16 U.S.C. 661–                        Improvements Program                                  amy.houser@dot.gov; phone: 202–493–
                                               667(d)], Migratory Bird Treaty Act [16                                                                        0303.
                                                                                                       AGENCY: Federal Railroad
                                               U.S.C. 703–712].
                                                                                                       Administration (FRA), Department of                   SUPPLEMENTARY INFORMATION:
                                                  5. Historic and Cultural Resources:
                                                                                                       Transportation (DOT).
                                               Section 106 of the National Historic                                                                            Notice to applicants: FRA
                                               Preservation Act of 1966, as amended                    ACTION: Notice of Funding Opportunity
                                                                                                       (NOFO or notice).                                     recommends that applicants read this
                                               [54 U.S.C. 300101 et seq.]; Archeological                                                                     notice in its entirety prior to preparing
                                               Resources Protection Act of 1977 [16                                                                          application materials. A list providing
                                                                                                       SUMMARY:   This NOFO details the
                                               U.S.C. 470(aa)–11]; Archeological and                                                                         the definitions of key terms used
                                                                                                       application procedures and
                                               Historic Preservation Act [54 U.S.C.
                                                                                                       requirements to obtain grant funding for              throughout the NOFO is in Section A(2)
                                               312501 et seq.]; Native American Grave
                                                                                                       eligible positive train control (PTC)                 below. These key terms are capitalized
                                               Protection and Repatriation Act
                                                                                                       system projects of the Consolidated Rail              throughout the NOFO. There are several
                                               (NAGPRA) [25 U.S.C. 3001–3013].
                                                                                                       Infrastructure and Safety Improvements                administrative prerequisites and
                                                  6. Social and Economic: Civil Rights
                                                                                                       (CRISI) Program. The funding in this                  specific eligibility requirements
                                               Act of 1964 [42 U.S.C. 2000(d)–
                                                                                                       NOFO is provided by the Consolidated                  described herein that applicants must
                                               2000(d)(1)]; American Indian Religious
                                                                                                       Appropriations Act, 2018, Division L,                 comply with to submit an application.
                                               Freedom Act [42 U.S.C. 1996]; Farmland
                                                                                                       Title I, Public Law 115–141 (2018                     Additionally, applicants should note
                                               Protection Policy Act (FPPA) [7 U.S.C.
                                                                                                       Appropriation). The opportunity                       that the required Project Narrative
                                               4201–4209].
                                                  7. Wetlands and Water Resources:                     described in this notice is made                      component of the application package
                                               Clean Water Act, 33 U.S.C. 1251–1377                    available under Catalog of Federal                    may not exceed 25 pages in length.
                                               (Section 404, Section 401, Section 319);                Domestic Assistance (CFDA) number
                                               Land and Water Conservation Fund                        20.325, ‘‘Consolidated Rail                           Table of Contents
                                               (LWCF), 16 U.S.C. 4601–4604; Safe                       Infrastructure and Safety
                                                                                                                                                             A. Program Description
daltland on DSKBBV9HB2PROD with NOTICES




                                               Drinking Water Act (SDWA), 42 U.S.C.                    Improvements.’’
                                                                                                                                                             B. Federal Award Information
                                               300(f)–300(j)(6); Rivers and Harbors Act                DATES:  Applications under this                       C. Eligibility Information
                                               of 1899, 33 U.S.C. 401–406; Wild and                    solicitation are due no later than 5:00               D. Application and Submission Information
                                               Scenic Rivers Act, 16 U.S.C. 1271–1287;                 p.m. EDT, July 2, 2018. Applications for              E. Application Review Information
                                               Emergency Wetlands Resources Act, 16                    funding or supplemental material in                   F. Federal Award Administration
                                               U.S.C. 3921, 3931; TEA–21 Wetlands                      support of such an application received                 Information
                                               Mitigation, 23 U.S.C. 103(b)(6)(m),                     after 5:00 p.m. EDT on July 2, 2018 will              G. Federal Awarding Agency Contacts



                                          VerDate Sep<11>2014   16:38 May 17, 2018   Jkt 244001   PO 00000   Frm 00077   Fmt 4703   Sfmt 4703   E:\FR\FM\18MYN1.SGM   18MYN1


                                                                                Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices                                                   23329

                                               A. Program Description                                  transparency to allow the analysis to be              prevent train-to-train collisions,
                                                                                                       reproduced and sensitivity of results                 overspeed derailments, incursions into
                                               1. Overview
                                                                                                       evaluated by FRA. Please refer to the                 established work zone limits, and the
                                                  The purpose of this notice is to solicit             Benefit-Cost Analysis Guidance for                    movement of a train through a switch
                                               applications for competitive PTC system                 Discretionary Grant Programs prior to                 left in the wrong position, as described
                                               project funding authorized under                        preparing a BCA at https://                           in 49 CFR part 236, subpart I.
                                               Section 11301 of the Fixing America’s                   www.transportation.gov/office-policy/                    h. ‘‘Preliminary Engineering’’ (‘‘PE’’)
                                               Surface Transportation (FAST) Act,                      transportation-policy/benefit-cost-                   means engineering design to: (1) Define
                                               Public Law 114–94 (2015); 49 U.S.C.                     analysis-guidance. In addition, please                a project, including identification of all
                                               24407 and funded in the 2018                            also refer to the BCA FAQs on FRA’s                   environmental impacts, design of all
                                               Appropriation. Together with the FAST                   website for some rail specific examples               critical project elements at a level
                                               Act, the 2018 Appropriation provides                    of how to apply the BCA Guidance for                  sufficient to assure reliable cost
                                               funding made available under this                       Discretionary Grant Programs to CRISI                 estimates and schedules, (2) complete
                                               NOFO to fund the deployment of PTC                      applications.                                         project management and financial plans,
                                               system technology for Intercity                            b. ‘‘Commuter Rail Passenger                       and (3) identify procurement
                                               Passenger Rail Transportation, freight                  Transportation’’ means short-haul rail                requirements and strategies. The PE
                                               rail transportation and/or Commuter                     passenger transportation in
                                               Rail Passenger Transportation. Projects                                                                       development process starts with specific
                                                                                                       metropolitan and suburban areas
                                               selected under this NOFO for Commuter                                                                         project design alternatives that allow for
                                                                                                       usually having reduced fare, multiple
                                               Rail Passenger Transportation may be                                                                          the assessment of a range of rail
                                                                                                       ride, and commuter tickets and morning
                                               transferred to the Federal Transit                                                                            improvements, specific alignments, and
                                                                                                       and evening peak period operations. See
                                               Administration for grant administration.                                                                      project designs—to be used concurrent
                                                                                                       49 U.S.C. 24102(3).
                                               Projects selected for Intercity Passenger                  c. ‘‘Construction’’ means the                      with NEPA and related analyses. PE
                                               Rail Transportation and freight rail                    production of fixed works and                         occurs prior to FD and Construction.
                                               transportation will be administered by                  structures or substantial alterations to                 i. ‘‘Rail Carrier’’ means a person
                                               the FRA.                                                such structures or land and associated                providing common carrier railroad
                                                  A railroad must fully implement a                    costs.                                                transportation for compensation, but
                                               PTC system on all required route miles                     d. ‘‘Final Design’’ (‘‘FD’’) means                 does not include street, suburban, or
                                               by December 31, 2018, unless a railroad                 design activities following Preliminary               interurban electric railways not
                                               qualifies for and obtains FRA approval                  Engineering, and at a minimum,                        operated as part of the general system of
                                               of an alternative schedule (i.e., a                     includes the preparation of final                     rail transportation. See 49 U.S.C.
                                               deadline no later than December 31,                     Construction plans, detailed                          10102(5).
                                               2020) under the Positive Train Control                  specifications, and estimates sufficiently               j. ‘‘Rural Project’’ means a project in
                                               Enforcement and Implementation Act of                   detailed to inform project stakeholders               which all or the majority of the project
                                               2015 (PTCEI Act). The PTCEI Act                         (designers, reviewers, contractors,                   (determined by the geographic location
                                               authorizes, and requires, FRA to                        suppliers, etc.) of the actions required to           or locations where the majority of the
                                               approve a railroad’s alternative schedule               advance the project from design through               project funds will be spent) is located in
                                               only if the railroad demonstrates in a                  completion of Construction.                           a Rural Area.
                                               written notification that it has met all                   e. ‘‘Intercity Rail Passenger
                                                                                                                                                                k. ‘‘Rural Area’’ is defined in 49
                                               statutory criteria for an alternative                   Transportation’’ means rail passenger
                                                                                                                                                             U.S.C. 24407(g)(2) to mean any area not
                                               schedule, including that it has: (1)                    transportation, except Commuter Rail
                                                                                                                                                             in an urbanized area as defined by the
                                               Installed, by December 31, 2018, all PTC                Passenger Transportation. See 49 U.S.C.
                                                                                                                                                             Census Bureau. The Census Bureau
                                               system hardware consistent with the                     24401(3). In this notice, ‘‘Intercity
                                                                                                                                                             defines ‘‘Urbanized Area’’ (‘‘UA’’) as an
                                               governing PTC Implementation Plan                       Passenger Rail Service’’ and ‘‘Intercity
                                                                                                                                                             area with a population of 50,000 or
                                               (PTCIP); (2) acquired, by December 31,                  Passenger Rail Transportation’’ are
                                                                                                                                                             more people.1 Updated lists of UAs as
                                               2018, all spectrum necessary to                         equivalent terms to ‘‘Intercity Rail
                                                                                                                                                             defined by the Census Bureau are
                                               implement its PTC system consistent                     Passenger Transportation.’’
                                                                                                          f. ‘‘National Environmental Policy                 available on the Census Bureau website
                                               with the governing PTCIP, and (3) made
                                                                                                       Act’’ (‘‘NEPA’’) is a Federal law that                at http://www2.census.gov/geo/maps/
                                               sufficient progress on employee
                                                                                                       requires Federal agencies to assess the               dc10map/UAUC_RefMap/ua/.
                                               training, revenue service demonstration,
                                               and other criteria as specified under 49                environmental impacts of a proposed                   B. Federal Award Information
                                               U.S.C. 20157(a)(3)(B)(i)–(vii).                         action in consultation with appropriate
                                                                                                       federal, state, and local authorities, and            1. Available Award Amount
                                               2. Definitions of Key Terms                             with the public. The NEPA class of                       The total funding available for awards
                                                  a. ‘‘Benefit-Cost Analysis’’ (‘‘BCA’’ or             action depends on the nature of the                   under this NOFO is $250,000,000 for
                                               ‘‘Cost-Benefit Analysis’’) is a systematic,             proposed action, its complexity, and the              eligible PTC system projects under 49
                                               data driven, and transparent analysis                   potential impacts. For purposes of this               U.S.C. 24407(c)(1). Under 49 U.S.C.
                                               comparing monetized project benefits                    NOFO, NEPA also includes all related                  24407(g), at least $62,500,000 of the PTC
                                               and costs, using a no-build baseline and                Federal laws and regulations including                funds are available for Rural Projects.
                                               properly discounted present values,                     Section 4(f) of the Department of                     The balance of the CRISI Program
                                               including concise documentation of the                  Transportation Act, Section 7 of the                  funding provided under the 2018
                                               assumptions and methodology used to                     Endangered Species Act, and Section                   Appropriation for eligible intercity
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                                               produce the analysis; a description of                  106 of the National Historic                          passenger and freight railroad projects
                                               the baseline, data sources used to                      Preservation Act. (See FRA’s                          will be made available under a separate
                                               project outcomes, and values of key                     Environmental Procedures at: https://                 NOFO.
                                               input parameters; basis of modeling                     www.fra.dot.gov/eLib/details/L02561.)
                                               including spreadsheets, technical                          g. ‘‘Positive Train Control system’’                 1 See 74 FR 53030, 53043 (August 24, 2011)
                                               memos, etc.; and presentation of the                    (‘‘PTC system’’) is defined by 49 CFR                 available at https://www2.census.gov/geo/pdfs/
                                               calculations in sufficient detail and                   270.5 to mean a system designed to                    reference/fedreg/fedregv76n164.pdf.



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                                               23330                            Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices

                                               2. Award Size                                           well as highlight new or revised                      available information, including
                                                 There are no predetermined minimum                    information in the PTC system project                 engineering studies, studies of economic
                                               or maximum dollar thresholds for                        application that differs from the                     feasibility, environmental analyses, and
                                               awards. FRA anticipates making                          application(s) for other federal financial            information on the expected use of
                                               multiple awards with the available                      assistance programs.                                  equipment and/or facilities.
                                               funding. FRA may not be able to award                                                                         Additionally, in preparing estimates of
                                                                                                       C. Eligibility Information
                                               grants to all eligible applications, nor                                                                      total project costs, applicants should
                                                                                                          This section of the notice explains                refer to FRA’s cost estimate guidance
                                               even to all applications that meet or
                                                                                                       applicant eligibility, cost sharing and               documentation, ‘‘Capital Cost
                                               exceed the stated evaluation criteria (see
                                                                                                       matching requirements, project                        Estimating: Guidance for Project
                                               Section E, Application Review
                                                                                                       eligibility, and project component                    Sponsors,’’ which is available at:
                                               Information). Projects may require more
                                                                                                       operational independence. Applications                https://www.fra.dot.gov/Page/P0926.
                                               funding than is available. FRA
                                                                                                       that do not meet the requirements in                    The minimum 20 percent non-Federal
                                               encourages applicants to propose
                                                                                                       this section will be ineligible for                   match may be comprised of public
                                               projects or components of projects that
                                                                                                       funding. Instructions for submitting                  sector (e.g., state or local) and/or private
                                               have operational independence that can
                                                                                                       eligibility information to FRA are                    sector funding. FRA will not consider
                                               be completed and implemented with the
                                                                                                       detailed in Section D of this NOFO.                   any Federal financial assistance, nor any
                                               level of funding available together with
                                                                                                       1. Eligible Applicants                                non-Federal funds already expended (or
                                               other sources.
                                                                                                                                                             otherwise encumbered) that do not
                                                 FRA strongly encourages applicants to                   The following entities are eligible                 comply with 2 CFR 200.458 toward the
                                               identify and include other state, local,                applicants:                                           matching requirement. FRA is limiting
                                               public, or private funding or financing
                                                                                                         a. A State;                                         the first 20 percent of the non-Federal
                                               to support the proposed project.
                                                                                                         b. A group of States;                               match to cash contributions only. FRA
                                               3. Award Type                                             c. An Interstate Compact;                           will not accept ‘‘in-kind’’ contributions
                                                                                                         d. A public agency or publicly chartered            for the first 20 percent in matching
                                                  FRA will make awards for projects                    authority established by one or more States; 2
                                               selected under this notice through grant                                                                      funds. Eligible in-kind contributions
                                                                                                         e. A political subdivision of a State;
                                               agreements and/or cooperative                                                                                 may be accepted for any non-Federal
                                                                                                         f. Amtrak or another Rail Carrier that
                                               agreements. Grant agreements are used                   provides Intercity Rail Passenger                     matching beyond the first 20 percent.
                                               when FRA does not expect to have                        Transportation (as defined in 49 U.S.C.               In-kind contributions, including the
                                               substantial Federal involvement in                      24102);                                               donation of services, materials, and
                                               carrying out the funded activity.                         g. A Class II railroad or Class III railroad        equipment, may be credited as a project
                                               Cooperative agreements allow for                        (as those terms are defined in 49 U.S.C.              cost, in a uniform manner consistent
                                                                                                       20102);                                               with 2 CFR 200.306.
                                               substantial Federal involvement in                        h. Any Rail Carrier or rail equipment
                                               carrying out the agreed upon                                                                                    Amtrak or another Rail Carrier may
                                                                                                       manufacturer in partnership with at least one         use ticket and other non-Federal
                                               investment, including technical                         of the entities described in paragraph (a)
                                               assistance, review of interim work                                                                            revenues generated from its operations
                                                                                                       through (e);
                                               products, and increased program                           i. The Transportation Research Board
                                                                                                                                                             and other sources as matching funds.
                                               oversight. The funding provided under                   together with any entity with which it                Applicants must identify the source(s)
                                               these cooperative agreements will be                    contracts in the development of rail-related          of its matching and other funds, and
                                               made available to grantees on a                         research, including cooperative research              must clearly and distinctly reflect these
                                               reimbursable basis. Applicants must                     programs;                                             funds as part of the total project cost.
                                                                                                         j. A University transportation center                 Before applying, applicants should
                                               certify that their expenditures are                     engaged in rail-related research; or                  carefully review the principles for cost
                                               allowable, allocable, reasonable, and                     k. A non-profit labor organization                  sharing or matching in 2 CFR 200.306.
                                               necessary to the approved project before                representing a class or craft of employees of         See Section D(2)(a)(iii) for required
                                               seeking reimbursement from FRA.                         Rail Carriers or Rail Carrier contractors.
                                                                                                                                                             application information on non-Federal
                                               Additionally, the grantee is expected to
                                                                                                          Applications must identify an eligible             match and Section E for further
                                               expend matching funds at the required
                                                                                                       applicant as the lead applicant. The lead             discussion of FRA’s consideration of
                                               percentage alongside Federal funds
                                                                                                       applicant serves as the primary point of              matching funds in the review and
                                               throughout the life of the project. See an
                                                                                                       contact for the application, and if                   selection process. FRA will approve pre-
                                               example of standard terms and
                                                                                                       selected, as the recipient of the PTC                 award costs for reimbursement and
                                               conditions for FRA grant awards at:
                                                                                                       system grant award. Eligible applicants               matching contributions consistent with
                                               https://www.fra.dot.gov/eLib/Details/
                                                                                                       may reference entities that are not                   2 CFR 200.458, as applicable. See
                                               L19057.
                                                                                                       eligible applicants in an application as              Section D(6).
                                               4. Concurrent Applications                              a project partner.
                                                                                                                                                             3. Other
                                                  As DOT and FRA are concurrently                      2. Cost Sharing or Matching
                                               soliciting applications for transportation                                                                    a. Project Eligibility
                                                                                                         The Federal share of total costs for
                                               infrastructure projects for several                                                                              Projects eligible for funding under
                                                                                                       projects funded under this notice will
                                               financial assistance programs,                                                                                this NOFO must be used to deploy PTC
                                                                                                       not exceed 80 percent, though FRA will
                                               applicants may submit applications                                                                            systems technology for Intercity
                                                                                                       provide selection preference to
                                               requesting funding for a particular                                                                           Passenger Rail Transportation, freight
                                                                                                       applications where the proposed
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                                               project to one or more of these                                                                               rail transportation, and/or Commuter
                                                                                                       Federal share of total project costs is 50
                                               programs. In the application for PTC                                                                          Rail Passenger Transportation. Eligible
                                                                                                       percent or less. The estimated total cost
                                               system project funding, applicants must                                                                       projects include: Back office systems;
                                                                                                       of a project must be based on the best
                                               indicate the other programs to which                                                                          wayside, communications and onboard
                                               they submitted or plan to submit an                       2 See Section D(2)(a)(iv) for supporting            hardware equipment; software;
                                               application for funding the entire                      documentation required to demonstrate eligibility     equipment installation; spectrum; any
                                               project or certain project components, as               under this eligibility category.                      component, testing and training for the


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                                                                                Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices                                                          23331

                                               implementation of PTC systems; and                      c. Rural Project                                      the grant readiness checklist
                                               interoperability. Maintenance and                          FRA will consider a project to be in               requirements on https://
                                               operating expenses incurred after a PTC                 a Rural Area if all or the majority of the            www.fra.dot.gov/Page/P0268 as a
                                               system is placed in revenue service are                 project (determined by geographic                     precondition to FRA issuing a grant
                                               ineligible. Applicants considering more                 location(s) where the majority of the                 award, as well as the requirements in 49
                                               comprehensive projects that include                     project funds will be spent) is located in            U.S.C. 24405 explained in part at
                                               both PTC elements and other passenger/                  a Rural Area. However, in the event                   https://www.fra.dot.gov/page/P0185. If a
                                               freight improvements are directed to                    FRA elects to fund a component of the                 project is selected for PTC systems in
                                               request only the PTC element under this                 project, then FRA will reexamine                      Commuter Rail Passenger
                                               NOFO or submit applications for the                     whether the project is in a Rural Area.               Transportation under 49 U.S.C.
                                               more comprehensive project under the                                                                          24407(c)(1) and such funds are
                                               subsequent NOFO, which FRA will                         D. Application and Submission                         transferred in the Secretary’s discretion,
                                               soon be issuing for the remainder of the                Information                                           applicants will be required to comply
                                               2018 CRISI funding.                                       Required documents for the                          with chapter 53 of Title 49 of the United
                                                  Applicants are not limited in the                    application are outlined in the following             States Code.
                                               number of projects for which they seek                  paragraphs. Applicants must complete                     Required documents for an
                                               funding.                                                and submit all components of the                      application package are outlined in the
                                                  Applicants must complete all                         application. See Section D(2) for the                 checklist below.
                                               necessary Planning, PE and NEPA                         application checklist. FRA welcomes                   i. Project Narrative (see D.2.a)
                                               requirements for projects funded under                  the submission of additional relevant                 ii. Statement of Work (see D.2.b.i)
                                               this NOFO. Projects for FD must:                        supporting documentation, such as                     iii. Benefit-Cost Analysis (see D.2. b.ii)
                                               Resolve remaining uncertainties or risks                planning, engineering and design                      iv. SF424—Application for Federal
                                               associated with changes to design scope;                documentation, and letters of support                       Assistance
                                               address procurement processes; and                      from partnering organizations that will               v. Either: SF 424A—Budget Information
                                               update and refine plans for financing                   not count against the Project Narrative                     for Non-Construction projects or SF
                                               the project or program to reflect                       25-page limit.                                              424C—Budget Information for
                                               accurately the expected year-of-                                                                                    Construction
                                               expenditure costs and cash flow                         1. Address To Request Application
                                                                                                                                                             vi. Either: SF 424B—Assurances for
                                               projections. Applicants selected for                    Package
                                                                                                                                                                   Non-Construction projects or SF
                                               funding under this NOFO must                               Applicants must submit all                               424D—Assurances for Construction
                                               demonstrate the following to FRA’s                      application materials for PTC system                  vii. FRA’s Additional Assurances and
                                               satisfaction:                                           projects in their entirety through                          Certifications
                                                  i. PE is completed for the proposed                  www.Grants.gov no later than 5:00 p.m.                viii. SF LLL—Disclosure of Lobbying
                                               project, resulting in project designs that              EDT, on July 2, 2018. FRA reserves the                      Activities
                                               are reasonably expected to conform to                   right to modify this deadline. General
                                               all regulatory, safety, security, and other             information for submitting applications               a. Project Narrative
                                               design requirements, including those                    through Grants.gov can be found at:                     This section describes the minimum
                                               under the Americans with Disabilities                   https://www.fra.dot.gov/Page/P0270.                   content required in the Project Narrative
                                               Act (ADA);                                                 For any supporting application                     of the grant application. The Project
                                                  ii. NEPA is completed for the                        materials that an applicant cannot                    Narrative must follow the basic outline
                                               proposed project;                                       submit via Grants.gov, such as oversized              below to address the program
                                                  iii. Signed agreements with key                      engineering drawings, an applicant may                requirements and assist evaluators in
                                               project partners, including                             submit an original and two (2) copies to              locating relevant information.
                                               infrastructure-owning entities; and                     Ms. Amy Houser, Office of Program
                                                  iv. A project management plan is in-                 Delivery, Federal Railroad                            I. Cover Page ....................    See   D.2.a.i.
                                               place for managing the implementation                   Administration, 1200 New Jersey                       II. Project Summary ...........       See   D.2.a.ii.
                                               of the proposed project, including the                  Avenue SE, Room W36–412,                              III. Project Funding ............     See   D.2.a.iii.
                                               management and mitigation of project                    Washington, DC 20590. However, due to                 IV. Applicant Eligibility .......     See   D.2.a.iv.
                                               risks.                                                  delays caused by enhanced screening of                V. Project Eligibility ............   See   D.2.a.v.
                                                                                                       mail delivered via the U.S. Postal                    VI. Detailed Project De-              See   D.2.a.vi.
                                               b. Project Component Operational                                                                                  scription.
                                                                                                       Service, FRA advises applicants to use
                                               Independence                                            other means of conveyance (such as
                                                                                                                                                             VII. Project Location ..........      See D.2.a.vii.
                                                                                                                                                             VIII. Evaluation and Selec-           See D.2.a.viii.
                                                  If an applicant requests funding for a               courier service) to assure timely receipt                 tion Criteria.
                                               project that is a component or set of                   of materials before the application                   IX. Project Implementation            See D.2.a.ix.
                                               components of a larger project, the                     deadline. Additionally, if documents                      and Management.
                                               project component(s) must be attainable                 can be obtained online, providing                     X. PTC Readiness .............        See D.2.a.x.
                                               with the award amount, together with                    instructions to FRA on how to access                  XI. Environmental Readi-              See D.2.a.xi.
                                               other funds as necessary, obtain                        files on a referenced website may also                    ness.
                                               operational independence, and must                      be sufficient.
                                               comply with all eligibility requirements                                                                        The above content must be provided
                                               described in Section C.                                 2. Content and Form of Application                    in a narrative statement submitted by
                                                  In addition, the component(s) must be                Submission                                            the applicant. The Project Narrative may
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                                               capable of independent analysis and                        FRA strongly advises applicants to                 not exceed 25 pages in length
                                               decision making, as determined by FRA,                  read this section carefully. Applicants               (excluding cover pages, table of
                                               under NEPA (i.e., have independent                      must submit all required information                  contents, and supporting
                                               utility, connect logical termini, if                    and components of the application                     documentation). FRA will not review or
                                               applicable, and not restrict the                        package to be considered for funding.                 consider for award applications with
                                               consideration of alternatives for other                 Additionally, applicants selected to                  Project Narratives exceeding the 25-page
                                               reasonably foreseeable rail projects.)                  receive funding must generally satisfy                limitation. If possible, applicants should


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                                               23332                              Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices

                                               submit supporting documents via                           page number(s) of the relevant portion                  i. Cover Page: Include a cover page
                                               website links rather than hard copies. If                 in the Project Narrative supporting                   that lists the following elements in a
                                               supporting documents are submitted,                       documentation. The Project Narrative                  table:
                                               applicants must clearly identify the                      must adhere to the following outline.

                                               Project Title
                                               Lead applicant
                                               Was a Federal grant application previously submitted for this project?                                                     Yes/no
                                               If yes, state the name of the Federal grant program and title of the project in the previous application.                  Federal Grant Program:
                                                                                                                                                                          Project Title:
                                               Is this a Rural Project? What percentage of the project cost is based in a Rural Area?                                     Yes/no
                                                                                                                                                                          Percentage of total project cost:
                                               City(ies), State(s) where the project is located
                                               Urbanized Area where the project is located
                                               Population of Urbanized Area



                                                 ii. Project Summary: Provide a brief                    funding arrangement. Include funding                  pending Federal requests. Also, note if
                                               4–6 sentence summary of the proposed                      commitment letters outlining funding                  the requested Federal funding under
                                               project and what the project will entail.                 agreements, as attachments or in an                   this NOFO or other programs must be
                                               Include challenges the proposed project                   appendix. Identify any specific project               obligated or spent by a certain date due
                                               aims to address, and summarize the                        components that the applicant proposes                to dependencies or relationships with
                                               intended outcomes and anticipated                         for partial project funding. If all or a              other Federal or non-Federal funding
                                               benefits that will result from the                        majority of a project is located in a Rural           sources, related projects, law, or other
                                               proposed project.                                         Area, identify the Rural Area(s) and                  factors. If applicable, provide the type
                                                 iii. Project Funding: Indicate in table
                                                                                                         estimated percentage of project costs                 and estimated value of any proposed in-
                                               format the amount of Federal funding
                                                                                                         that will be spent in the Rural Area.                 kind contributions, and demonstrate
                                               requested, the proposed non-Federal
                                               match, identifying contributions from                     Identify any previously incurred costs,               how the in-kind contributions meet the
                                               the private sector if applicable, and total               as well as other sources of Federal funds             requirements in 2 CFR 200.306.
                                               project cost. Describe the non-Federal                    committed to the project and any                        Example Project Funding Table:

                                                                Task No.                      Task name/project component                             Cost                       Percentage of total cost

                                               1
                                               2

                                               Total Project Cost
                                               Federal Funds Received from Previous Grant
                                               Federal Funding Request
                                               Non-Federal Funding/Match                                                              Cash:
                                                                                                                                      In-Kind:
                                               Portion of Non-Federal Funding from the Private Sector
                                               Portion of Total Project Costs Spent in a Rural Area
                                               Pending Federal Funding Requests



                                                  iv. Applicant Eligibility: Explain how                 the proposed project. If applicable,                  or full implementation) of a PTC system
                                               the applicant meets the applicant                         explain how the project will benefit                  required under 49 U.S.C. 20157.
                                               eligibility criteria outlined in Section C                communities in Rural Areas. Applicants                   For all projects, applicants must
                                               of this notice, including references to                   must also:                                            provide information about proposed
                                               creation or enabling legislation for                         (A) Document submission of a revised               performance measures, as discussed in
                                               public agencies and publicly chartered                    Positive Train Control Implementation                 Section F(3)(c) and required in 2 CFR
                                               authorities established by one or more                    Plan (PTCIP) to FRA as required by 49                 200.301 and 49 U.S.C. 24407(f).
                                               States.                                                   U.S.C. 20157(a);
                                                  v. Project Eligibility: Explain how the                                                                         vii. Project Location: Include
                                               project meets the project eligibility                        (B) Document that it is a tenant on                geospatial data for the project, as well as
                                               criteria.                                                 one or more host railroads that                       a map of the project’s location. On the
                                                  vi. Detailed Project Description:                      submitted a revised PTCIP to FRA as                   map, include the Rural Area boundaries,
                                               Include a detailed project description                    required by 49 U.S.C. 20157(a), which                 if applicable, in which the project will
                                               that expands upon the brief project                       states the tenant railroad is equipping               take place.
                                               summary. This detailed description                        its rolling stock with a PTC system and                  viii. Evaluation and Selection Criteria:
                                               should provide, at a minimum,                             provides all other information required               Include a thorough discussion of how
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                                               background on the challenges the                          under 49 CFR 236.1011 regarding the                   the proposed project meets all the
                                               project aims to address; the expected                     tenant railroad; or                                   evaluation criteria and selection criteria,
                                               users and beneficiaries of the project,                      (C) Document why the applicant is                  as outlined in Section E of this notice.
                                               including all railroad operators; the                     not required to submit a revised PTCIP                If an application does not sufficiently
                                               specific components and elements of                       as required by 49 U.S.C. 20157(a), and                address the evaluation and selection
                                               the project; and any other information                    whether the proposed project will assist              criteria, it is unlikely to be a competitive
                                               the applicant deems necessary to justify                  in the deployment (i.e., installation and/            application.


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                                                                                Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices                                            23333

                                                  ix. Project Implementation and                       b. Additional Application Elements                    c. Post-Selection Requirements
                                               Management: Describe proposed project                      Applicants must submit:
                                               implementation and project                                                                                      See subsection F(2) of this notice for
                                                                                                          i. A Statement of Work (SOW)                       post-selection requirements.
                                               management arrangements. Include                        addressing the scope, schedule, and
                                               descriptions of the expected                            budget for the proposed project if it                 3. Unique Entity Identifier, System for
                                               arrangements for project contracting,                   were selected for award. The SOW must                 Award Management (SAM), and
                                               contract oversight, change-order                        contain sufficient detail so FRA, and the             Submission Instructions
                                               management, risk management, and                        applicant, can understand the expected
                                               conformance to Federal requirements                     outcomes of the proposed work to be                     To apply for funding through
                                               for project progress reporting (see                     performed and monitor progress toward                 Grants.gov, applicants must be properly
                                               https://www.fra.dot.gov/Page/P0274).                    completing project tasks and                          registered. Complete instructions on
                                               Describe past experience in managing                    deliverables during a prospective grant’s             how to register and submit an
                                               and overseeing similar projects.                        period of performance. Applicants must                application can be found at
                                                  x. PTC Readiness: If the railroad is                 use FRA’s standard SOW template to be                 www.Grants.gov. Registering with
                                               subject to the statutory PTC mandate or                 considered for award. The SOW                         Grants.gov is a one-time process;
                                               if the railroad is a tenant railroad that               template is located at https://                       however, it can take up to several weeks
                                               operates on PTC-equipped territory and                  www.fra.dot.gov/eLib/Details/L18661.                  for first-time registrants to receive
                                               must equip its locomotives and other                    When preparing the budget as part of                  confirmation and a user password. FRA
                                               controlling rolling stock under 49 CFR                  the SOW, the total cost of a project must             recommends that applicants start the
                                               236.1006(a), provide a brief summary                    be based on the best available                        registration process as early as possible
                                               about the railroad’s current progress                   information as indicated in cited                     to prevent delays that may preclude
                                               toward fully implementing a PTC                         references that include engineering                   submitting an application package by
                                               system under 49 CFR part 236, subpart                   studies, studies of economic feasibility,             the application deadline. Applications
                                               I. For such railroads and for any other                 environmental analyses, and                           will not be accepted after the due date.
                                               railroad, provide information about the                 information on the expected use of                    Delayed registration is not an acceptable
                                               railroad’s progress towards completing                  equipment or facilities.                              justification for an application
                                               all hardware installation required for                     ii. A Benefit-Cost Analysis (BCA), as              extension.
                                               implementation of a PTC system, testing                 an appendix to the Project Narrative for                FRA may not make a grant award to
                                               the PTC system (including field testing                 each project submitted by an applicant.               an applicant until the applicant has
                                               and revenue service demonstration),                     The BCA must demonstrate in economic                  complied with all applicable Data
                                               training personnel under 49 CFR                         terms the merits of investing in the                  Universal Numbering System (DUNS)
                                               236.1041–236.1049, conducting                           proposed project. The project narrative               and SAM requirements. (Please note
                                               interoperability testing with any other                 should summarize the project’s benefits.              that if a Dun & Bradstreet DUNS number
                                               railroads that operate on the same main                    Benefits may apply to existing and                 must be obtained or renewed, this may
                                               line, and operating an FRA-certified                    new rail users, as well as users of other             take a significant amount of time to
                                               PTC system in revenue service. In                       modes of transportation. In some cases,               complete.) Late applications that are the
                                               addition, and if applicable, applicants                 benefits may be applied to populations                result of a failure to register or comply
                                               may refer to their most recent Quarterly                in the general vicinity of the project                with Grants.gov applicant requirements
                                               PTC Progress Report (FRA Form F                         area. Improvements to shared-use rail                 in a timely manner will not be
                                               6180.165) to provide additional details.                corridors may benefit all users involved.             considered. If an applicant has not fully
                                                                                                       All benefits claimed for the project must             complied with the requirements by the
                                                  xi. Environmental Readiness: If the
                                                                                                       be clearly tied to the expected outcomes              submission deadline, the application
                                               NEPA process is complete, an applicant
                                                                                                       of the project. Please refer to the Benefit-          will not be considered. To submit an
                                               should indicate the date of completion,
                                                                                                       Cost Analysis Guidance for                            application through Grants.gov,
                                               and provide a website link or other
                                                                                                       Discretionary Grant Programs prior to                 applicants must:
                                               reference to the documents
                                                                                                       preparing a BCA at https://
                                               demonstrating compliance with NEPA,                                                                           a. Obtain a DUNS Number
                                                                                                       www.transportation.gov/office-policy/
                                               which might include a final CE, Finding
                                                                                                       transportation-policy/benefit-cost-
                                               of No Significant Impact, or Record of                                                                           A DUNS number is required for
                                                                                                       analysis-guidance. In addition, please
                                               Decision. If the NEPA process is not yet                                                                      Grants.gov registration. The Office of
                                                                                                       also refer to the BCA FAQs on FRA’s
                                               underway or is underway, but is not                                                                           Management and Budget requires that
                                                                                                       website for some rail specific examples
                                               complete, the application should detail                                                                       all businesses and nonprofit applicants
                                                                                                       of how to apply the Benefit-Cost
                                               the type of NEPA review underway,                                                                             for Federal funds include a DUNS
                                                                                                       Analysis Guidance for Discretionary
                                               where the project is in the process, and                                                                      number in their applications for a new
                                                                                                       Grant Programs to CRISI applications.
                                               indicate the anticipated date of                           iii. SF 424—Application for Federal                award or renewal of an existing award.
                                               completion of all NEPA and related                      Assistance;                                           A DUNS number is a unique nine-digit
                                               milestones. If the last agency action                      iv. SF 424A—Budget Information for                 sequence recognized as the universal
                                               with respect to NEPA documents                          Non-Construction or SF 424C—Budget                    standard for the government in
                                               occurred more than three years before                   Information for Construction;                         identifying and keeping track of entities
                                               the application date, the applicant                        v. SF 424B—Assurances for Non-                     receiving Federal funds. The identifier
                                               should describe why the project has                     Construction or SF 424D—Assurances                    is used for tracking purposes and to
                                               been delayed and include a proposed                     for Construction;                                     validate address and point of contact
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                                               approach for verifying, and if necessary,                  vi. FRA’s Additional Assurances and                information for Federal assistance
                                               updating this information in accordance                 Certifications; and                                   applicants, recipients, and sub-
                                               with applicable NEPA requirements.                         vii. SF LLL—Disclosure of Lobbying                 recipients. The DUNS number will be
                                               Additional information regarding FRA’s                  Activities.                                           used throughout the grant life cycle.
                                               environmental processes and                                Forms needed for the electronic                    Obtaining a DUNS number is a free,
                                               requirements are located at https://                    application process are at                            one-time activity. Applicants may
                                               www.fra.dot.gov/eLib/Details/L05286.                    www.Grants.gov.                                       obtain a DUNS number by calling 1–


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                                               23334                            Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices

                                               866–705–5711 or by applying online at                   www.grants.gov/web/grants/applicants/                  from the administering agency for pre-
                                               http://www.dnb.com/us.                                  apply-for-grants.html.                                 award activities to be eligible for
                                                                                                          Note: Please use generally accepted formats         reimbursement under the grant.
                                               b. Register With the SAM at
                                                                                                       such as .pdf, .doc, .docx, .xls, .xlsx and .ppt,       Activities initiated prior to the
                                               www.SAM.gov
                                                                                                       when uploading attachments. While                      execution of a grant or without written
                                                  All applicants for Federal financial                 applicants may embed picture files, such as            approval may not be eligible for
                                               assistance must maintain current                        .jpg, .gif, and .bmp, in document files,               reimbursement or included as a
                                               registrations in the SAM database. An                   applicants should not submit attachments in            grantee’s matching contribution.
                                               applicant must be registered in SAM to                  these formats. Additionally, the following
                                                                                                       formats will not be accepted: .com, .bat, .exe,        7. Other Submission Requirements
                                               successfully register in Grants.gov. The
                                                                                                       .vbs, .cfg, .dat, .db, .dbf, .dll, .ini, .log, .ora,      If an applicant experiences difficulties
                                               SAM database is the repository for                      .sys, and .zip.
                                               standard information about Federal                                                                             at any point during this process, please
                                               financial assistance applicants,                                                                               call the Grants.gov Customer Center
                                                                                                       4. Submission Dates and Times
                                               recipients, and sub recipients.                                                                                Hotline at 1–800–518–4726, 24 hours a
                                               Organizations that have previously                         Applicants must submit complete                     day, 7 days a week (closed on Federal
                                               submitted applications via Grants.gov                   applications for PTC system projects to                holidays). For information and
                                               are already registered with SAM, as it is               www.Grants.gov no later than 5:00 p.m.                 instructions on each of these processes,
                                               a requirement for Grants.gov                            EDT, July 2, 2018. FRA reviews                         please see instructions at: http://
                                               registration. Please note, however, that                www.Grants.gov information on dates/                   www.grants.gov/web/grants/applicants/
                                               applicants must update or renew their                   times of applications submitted to                     apply-for-grants.html.
                                               SAM registration at least once per year                 determine timeliness of submissions.
                                                                                                       Late applications will be neither                      E. Application Review Information
                                               to maintain an active status. Therefore,
                                               it is critical to check registration status             reviewed nor considered. Delayed                       1. Criteria
                                               well in advance of the application                      registration is not an acceptable reason
                                                                                                       for late submission. In order to apply for             a. Eligibility and Completeness Review
                                               deadline. If an applicant is selected for
                                               an award, the applicant must maintain                   funding under this announcement, all                      FRA will first screen each application
                                               an active SAM registration with current                 applicants are expected to be registered               for applicant and project eligibility
                                               information throughout the period of                    as an organization with Grants.gov.                    (eligibility requirements are outlined in
                                               the award. Information about SAM                        Applicants are strongly encouraged to                  Section C of this notice), completeness
                                               registration procedures is available at                 apply early to ensure all materials are                (application documentation and
                                               www.sam.gov.                                            received before this deadline.                         submission requirements are outlined in
                                                                                                          To ensure a fair competition of                     Section D of this notice), and the 20
                                               c. Create a Grants.gov Username and                     limited discretionary funds, the                       percent minimum match in determining
                                               Password                                                following conditions are not valid                     whether the application is eligible.
                                                                                                       reasons to permit late submissions: (1)                   FRA will then consider the
                                                 Applicants must complete an                           Failure to complete the Grants.gov                     applicant’s past performance in
                                               Authorized Organization Representative                  registration process before the deadline;              developing and delivering similar
                                               (AOR) profile on www.Grants.gov and                     (2) failure to follow Grants.gov                       projects and previous financial
                                               create a username and password.                         instructions on how to register and                    contributions, and previous competitive
                                               Applicants must use the organization’s                  apply as posted on its website; (3)                    grant technical evaluation ratings that
                                               DUNS number to complete this step.                      failure to follow all instructions in this             the proposed project received under
                                               Additional information about the                        NOFO; and (4) technical issues                         previous competitive grant programs
                                               registration process is available at:                   experienced with the applicant’s                       administered by the DOT if applicable.
                                               https://www.grants.gov/web/grants/                      computer or information technology
                                               applicants/organization-                                environment.                                           b. Evaluation Criteria
                                               registration.html.                                                                                                FRA subject-matter experts will
                                                                                                       5. Intergovernmental Review
                                               d. Acquire Authorization for Your AOR                                                                          evaluate all eligible and complete
                                               From the E-Business Point of Contact                       Executive Order 12372 requires                      applications using the evaluation
                                               (E-Biz POC)                                             applicants from State and local units of               criteria outlined in this section to
                                                                                                       government or other organizations                      determine project benefits and technical
                                                 The E-Biz POC at the applicant’s                      providing services within a State to                   merit.
                                               organization must respond to the                        submit a copy of the application to the                   i. Project Benefits:
                                               registration email from Grants.gov and                  State Single Point of Contact (SPOC), if                  FRA will evaluate the Benefit-Cost
                                               login at www.Grants.gov to authorize the                one exists, and if this program has been               Analysis of the proposed project for the
                                               applicant as the AOR. Please note there                 selected for review by the State.                      anticipated private and public benefits
                                               can be more than one AOR for an                         Applicants must contact their State                    relative to the costs of the proposed
                                               organization.                                           SPOC to determine if the program has                   project and the summary of benefits
                                               e. Submit an Application Addressing                     been selected for State review.                        provided in response to subsection
                                               All Requirements Outlined in This                                                                              D(2)(a)(ii) including—
                                                                                                       6. Funding Restrictions
                                               NOFO                                                                                                              (A) Effects on system and service
                                                                                                          Consistent with 2 CFR 200.458, as                   performance;
                                                  If an applicant experiences difficulties             applicable, FRA will only approve pre-                    (B) Effects on safety, competitiveness,
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                                               at any point during this process, please                award costs if such costs are incurred                 reliability, trip or transit time, and
                                               call the Grants.gov Customer Center                     pursuant to the negotiation and in                     resilience;
                                               Hotline at 1–800–518–4726, 24 hours a                   anticipation of the grant agreement and                   (C) Efficiencies from improved
                                               day, 7 days a week (closed on Federal                   if such costs are necessary for efficient              integration with other modes; and
                                               holidays). For information and                          and timely performance of the scope of                    (D) Ability to meet existing or
                                               instructions on each of these processes,                work. Under 2 CFR 200.458, grant                       anticipated demand.
                                               please see instructions at: http://                     recipients must seek written approval                     ii. Technical Merit:


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                                                                                Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices                                           23335

                                                  FRA will evaluate application                        achieving specific, measurable                        requirements including those applicable
                                               information for the degree to which—                    outcomes identified by grant applicants.              to PTC projects; NEPA; environmental
                                                  (A) The tasks and subtasks outlined in                                                                     justice requirements; performance
                                                                                                       2. Review and Selection Process
                                               the SOW are appropriate to achieve the                                                                        measures under 49 U.S.C. 24407(f); 49
                                               expected outcomes of the proposed                         FRA will conduct a three-part                       U.S.C. 24405, including the Buy
                                               project.                                                application review process, as follows:               America requirements and the provision
                                                  (B) Applications indicate strong                       a. Screen applications for                          deeming operators rail carriers and
                                               project readiness and meet project                      completeness and eligibility;                         employers for certain purposes. Grants
                                               requirements.                                             b. Evaluate eligible applications                   for PTC system projects selected under
                                                  (C) The technical qualifications and                 (completed by technical panels applying               49 U.S.C. 24407(c)(1) for Commuter Rail
                                               experience of key personnel proposed to                 the evaluation criteria); and                         Passenger Transportation, if transferred
                                               lead and perform the technical efforts,                   c. Select projects for funding                      to a different agency, must comply with
                                               and the qualifications of the primary                   (completed by the FRA Administrator                   the requirements of chapter 53 of Title
                                               and supporting organizations to fully                   applying the selection criteria).                     49.
                                               and successfully execute the proposed                                                                           See an example of standard terms and
                                                                                                       F. Federal Award Administration                       conditions for FRA grant awards at
                                               project within the proposed timeframe
                                                                                                       Information                                           https://www.fra.dot.gov/eLib/Details/
                                               and budget are demonstrated.
                                                  (D) The proposed project’s business                  1. Federal Award Notice                               L19057.
                                               plan considers potential private sector                                                                       3. Reporting
                                                                                                          FRA will announce applications
                                               participation in the financing,
                                                                                                       selected for funding in a press release               a. Reporting Matters Related to Integrity
                                               construction, or operation of the
                                                                                                       and on the FRA website after the                      and Performance
                                               proposed project.
                                                                                                       application review periods. FRA will
                                                  (E) The applicant has, or will have the                                                                       Before making a Federal award with
                                                                                                       contact applicants with successful
                                               legal, financial, and technical capacity                                                                      a total amount of Federal share greater
                                                                                                       applications after announcement with
                                               to carry out the proposed project;                                                                            than the simplified acquisition
                                                                                                       information and instructions about the
                                               satisfactory continuing control over the                                                                      threshold of $150,000 (see 2 CFR 200.88
                                                                                                       award process. This notification is not
                                               use of the equipment or facilities; and                                                                       Simplified Acquisition Threshold), FRA
                                                                                                       an authorization to begin proposed
                                               the capability and willingness to                                                                             will review and consider any
                                                                                                       project activities. A formal cooperative
                                               maintain the equipment or facilities.                                                                         information about the applicant that is
                                                  (F) If applicable, the proposed project              agreement or grant agreement signed by
                                                                                                       both the grantee and the FRA, including               in the designated integrity and
                                               is consistent with planning guidance                                                                          performance system accessible through
                                               and documents set forth by DOT,                         an approved scope, schedule, and
                                                                                                       budget, is required before the award is               SAM (currently the Federal Awardee
                                               including those required by law or State                                                                      Performance and Integrity Information
                                               rail plans developed under Title 49,                    obligated and complete.
                                                                                                          For all projects, obligation occurs                System (FAPIIS)). See 41 U.S.C. 2313.
                                               United State Code, Chapter 227.                                                                                  An applicant, at its option, may
                                                                                                       when a selected applicant and FRA
                                               c. Selection Criteria                                                                                         review information in the designated
                                                                                                       enter a written project specific
                                                                                                                                                             integrity and performance systems
                                                  In addition to the eligibility and                   cooperative agreement or grant
                                                                                                                                                             accessible through SAM and comment
                                               completeness review and the evaluation                  agreement and is after the applicant has
                                                                                                                                                             on any information about itself that a
                                               criteria outlined in this subsection, the               satisfied applicable requirements. For
                                                                                                                                                             Federal awarding agency previously
                                               FRA Administrator will select projects                  FD/Construction projects, these
                                                                                                                                                             entered and is currently in the
                                               applying the following selection criteria:              requirements may include
                                                                                                                                                             designated integrity and performance
                                                  i. The FRA Administrator will give                   transportation planning, PE and
                                                                                                                                                             system accessible through SAM.
                                               preference to projects for which the:                   environmental reviews.                                   FRA will consider any comments by
                                                  (A) Proposed Federal share of total                  2. Administrative and National Policy                 the applicant, in addition to the other
                                               project costs is 50 percent or less; and                Requirements                                          information in the designated integrity
                                                  (B) Net benefits of the grant funds will                                                                   and performance system, in making a
                                               be maximized considering the BCA,                         Due to funding limitations, projects                judgment about the applicant’s integrity,
                                               including anticipated private and public                that are selected for funding may receive             business ethics, and record of
                                               benefits relative to the costs of the                   less than the amount originally                       performance under Federal awards
                                               proposed project, and factoring in the                  requested. In those cases, applicants                 when completing the review of risk
                                               other considerations in 49 U.S.C. 24407                 must be able to demonstrate the                       posed by applicants as described in 2
                                               (e).                                                    proposed projects are still viable and                CFR 200.205.
                                                  ii. After applying the above                         can be completed with the amount
                                               preferences, the FRA Administrator will                 awarded.                                              b. Progress Reporting on Grant Activity
                                               take into account the following key                       Grantees and entities receiving                        Each applicant selected for a grant
                                               Departmental objectives:                                funding from the grantee, must comply                 will be required to comply with all
                                                  (A) Supporting economic vitality at                  with all applicable laws and regulations.             standard FRA reporting requirements,
                                               the national and regional level;                        Examples of administrative and national               including quarterly progress reports,
                                                  (B) Leveraging Federal funding to                    policy requirements include: 2 CFR part               quarterly Federal financial reports, and
                                               attract other, non-Federal sources of                   200; procurement standards;                           interim and final performance reports,
                                               infrastructure investment, as well as                   compliance with Federal civil rights                  as well as all applicable auditing,
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                                               accounting for the life-cycle costs of the              laws and regulations; requirements for                monitoring and close out requirements.
                                               project;                                                disadvantaged business enterprises,                   Reports may be submitted
                                                  (C) Using innovative approaches to                   debarment and suspension                              electronically.
                                               improve safety and expedite project                     requirements, and drug-free workplace
                                               delivery; and,                                          requirements; FRA’s and OMB’s                         c. Performance Reporting
                                                  (D) Holding grant recipients                         Assurances and Certifications;                           Each applicant selected for funding
                                               accountable for their performance and                   Americans with Disabilities Act; safety               must collect information and report on


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                                               23336                            Federal Register / Vol. 83, No. 97 / Friday, May 18, 2018 / Notices

                                               the project’s performance using                         (OMB). Under procedures established                      (ii) The accuracy of the agency’s
                                               measures mutually agreed upon by FRA                    by the Paperwork Reduction Act of                     estimate of the burden of the proposed
                                               and the grantee to assess progress in                   1995, before seeking OMB approval,                    collection of information, including the
                                               achieving strategic goals and objectives.               Federal agencies must solicit public                  validity of the methodology and
                                                                                                       comment on proposed collections of                    assumptions used;
                                               G. Federal Awarding Agency Contacts                                                                              (iii) How to enhance the quality,
                                                                                                       information, including extensions and
                                                 For further information regarding this                reinstatements of previously approved                 utility, and clarity of the information to
                                               notice and the grants program, please                   collections. This document describes                  be collected; and
                                               contact Ms. Amy Houser, Office of                       the collection of information for which                  (iv) How to minimize the burden of
                                               Program Delivery, Federal Railroad                      NHTSA intends to seek OMB approval.                   the collection of information on those
                                               Administration, 1200 New Jersey                         DATES: Comments must be received on                   who are to respond, including the use
                                               Avenue SE, Room W36–412,                                or before July 17, 2018.                              of appropriate automated, electronic,
                                               Washington, DC 20590; email:                                                                                  mechanical, or other technological
                                                                                                       ADDRESSES: You may submit comments
                                               amy.houser@dot.gov; phone: 202–493–                                                                           collection techniques or other forms of
                                                                                                       identified by DOT Docket Number
                                               0303.                                                                                                         information technology, e.g., permitting
                                                                                                       NHTSA–2018–0057 using any of the
                                                                                                                                                             electronic submission of responses.
                                               H. Other Information                                    following methods:                                       In compliance with these
                                                  All information submitted as part of                   Electronic submissions: Go to http://
                                                                                                                                                             requirements, NHTSA asks public
                                               or in support of any application shall                  www.regulations.gov. Follow the online
                                                                                                                                                             comment on the following proposed
                                               use publicly available data or data that                instructions for submitting comments.
                                                                                                         Mail: Docket Management Facility,                   collection of information:
                                               can be made public and methodologies                                                                             Title: Hazard Perception and
                                                                                                       M–30, U.S. Department of
                                               that are accepted by industry practice                                                                        Distracted Driving Training Intervention
                                                                                                       Transportation, 1200 New Jersey
                                               and standards, to the extent possible. If                                                                     for Teens.
                                                                                                       Avenue SE, West Building Ground                          Type of Request: New information
                                               the application includes information the
                                                                                                       Floor, Room W12–140, Washington, DC                   collection.
                                               applicant considers to be a trade secret
                                                                                                       20590.                                                   OMB Clearance Number: None.
                                               or confidential commercial or financial                   Hand Delivery: West Building Ground
                                               information, the applicant should do the                                                                         Requested Expiration Date of
                                                                                                       Floor, Room W12–140, 1200 New Jersey                  Approval: Three years from date of
                                               following: (1) Note on the front cover                  Avenue SE, Washington, DC, between 9
                                               that the submission ‘‘Contains                                                                                approval.
                                                                                                       a.m. and 5 p.m., Monday through                          Summary of the Collection of
                                               Confidential Business Information                       Friday, except Federal holidays.
                                               (CBI)’’; (2) mark each affected page                                                                          Information: The National Highway
                                                                                                         Fax: 1–202–493–2251.                                Traffic Safety Administration (NHTSA)
                                               ‘‘CBI’’; and (3) highlight or otherwise                   Instructions: Each submission must
                                               denote the CBI portions.                                                                                      proposes to collect information from
                                                                                                       include the agency name and the docket                licensed teen drivers for a one-time
                                                  DOT protects such information from                   number for this Notice. Note that all
                                               disclosure to the extent allowed under                                                                        voluntary study to evaluate Risk
                                                                                                       comments received will be posted                      Awareness and Perception Training
                                               applicable law. In the event DOT                        without change to http://
                                               receives a Freedom of Information Act                                                                         (RAPT), a hazard perception and
                                                                                                       www.regulations.gov, including any                    distracted driving training intervention
                                               (FOIA) request for the information, DOT                 personal information provided.
                                               will follow the procedures described in                                                                       for teens to improve driving safety.
                                                                                                       FOR FURTHER INFORMATION CONTACT: Dr.                  NHTSA proposes to collect information
                                               its FOIA regulations at 49 CFR 7.17.
                                                                                                       Kathy Sifrit, Contracting Officer’s                   from newly-licensed teen drivers to
                                               Only information that is ultimately
                                                                                                       Representative, Office of Behavioral                  determine (1) their eligibility to
                                               determined to be confidential under that
                                                                                                       Safety Research (NPD–320), National                   participate in a study to evaluate RAPT
                                               procedure will be exempt from
                                                                                                       Highway Traffic Safety Administration,                hazard perception training; (2) their
                                               disclosure under FOIA.
                                                                                                       1200 New Jersey Avenue SE,                            hazard perception performance before
                                                 Issued in Washington, DC                              Washington, DC 20590. Dr. Sifrit’s                    and after they complete RAPT or
                                               Ronald Louis Batory,                                    phone number is 202–366–0868, and                     placebo training, and again six months
                                               Administrator.                                          her email address is kathy.sifrit@                    after training; and (3) their driving
                                               [FR Doc. 2018–10652 Filed 5–17–18; 8:45 am]             dot.gov.                                              exposure via driving logs to account for
                                               BILLING CODE 4910–06–P                                  SUPPLEMENTARY INFORMATION: Under the                  potential differences across participants.
                                                                                                       Paperwork Reduction Act of 1995,                      In addition, participants will agree to
                                                                                                       before an agency submits a proposed                   allow researchers to access their crash
                                               DEPARTMENT OF TRANSPORTATION                            collection of information to OMB for                  and citation records for the first six
                                               National Highway Traffic Safety                         approval, it must publish a document in               months of driving to support analyses of
                                               Administration                                          the Federal Register providing a 60-day               the effects of RAPT training on crash
                                                                                                       comment period and otherwise consult                  and citation rates.
                                               [U.S. DOT Docket No. NHTSA–2018–0057]                   with members of the public and affected                  These data will be analyzed to
                                                                                                       agencies concerning each proposed                     determine (1) whether, during the first
                                               Reports, Forms, and Record Keeping                      collection of information. The OMB has                six months of driving, new drivers who
                                               Requirements                                            promulgated regulations describing                    complete RAPT training have fewer
                                               AGENCY:  National Highway Traffic                       what must be included in such a                       crashes or traffic violations on their
                                               Safety Administration (NHTSA), DOT.                     document. Under OMB’s regulations (at                 driving records than comparison group
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                                               ACTION: Request for public comment on                   5 CFR 1320.8(d)), an agency must ask                  members who receive placebo training,
                                               proposed collection of information.                     for public comment on the following:                  (2) when they do crash, is there a
                                                                                                         (i) Whether the proposed collection of              difference in severity and at-fault
                                               SUMMARY:   Before a Federal agency can                  information is necessary for the proper               between drivers who took RAPT
                                               collect certain information from the                    performance of the functions of the                   training versus those who received
                                               public, it must receive approval from                   agency, including whether the                         placebo training, (3) is there a difference
                                               the Office of Management and Budget                     information will have practical utility;              in driving exposure between those who


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Document Created: 2018-05-18 02:15:38
Document Modified: 2018-05-18 02:15:38
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of Funding Opportunity (NOFO or notice).
DatesApplications under this solicitation are due no later than 5:00 p.m. EDT, July 2, 2018. Applications for funding or supplemental material in support of such an application received after 5:00 p.m. EDT on July 2, 2018 will not be considered for funding. Incomplete applications will not be considered for funding. See Section D of this notice for additional information on the application process.
ContactFor further information in this notice, please contact Ms. Amy Houser, Office of Program Delivery, Federal Railroad Administration, 1200 New Jersey Avenue SE, Room W36- 412, Washington, DC 20590; email: [email protected]; phone: 202-493- 0303.
FR Citation83 FR 23328 

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