| Page Range | 26331-26332 | |
| FR Document | 2018-12157 |
[Federal Register Volume 83, Number 109 (Wednesday, June 6, 2018)] [Notices] [Pages 26331-26332] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-12157] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83361] Order Cancelling Registrations of Certain Transfer Agents June 1, 2018. On December 22, 2017, notice was published in the Federal Register that the Securities and Exchange Commission (``Commission'') intended to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (``Act''),\1\ cancelling the registrations of certain transfer agents.\2\ For the reasons discussed below, the Commission is cancelling the registration of the transfer agents identified in the attached Appendix. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78q-1(c)(4)(B). \2\ Securities Exchange Act Release No. 34-82342 (Dec. 18, 2017), 82 FR 60778. FOR FURTHER INFORMATION CONTACT: Moshe Rothman, Assistant Director, or Catherine Whiting, Special Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, Room 7321 SP1, [[Page 26332]] 100 F Street NE, Washington, DC 20549-7010 or by email to [email protected] with the phrase ``Order Cancelling Transfer Agent Registration'' in the subject line. Background Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration. On December 22, 2017, the Commission published notice of its intention to cancel the registration of certain transfer agents whom it believed were no longer in existence or had ceased doing business as transfer agents.\3\ --------------------------------------------------------------------------- \3\ Id. --------------------------------------------------------------------------- In the notice, the Commission identified 38 such transfer agents and stated that at any time after January 31, 2018, the Commission intended to issue an order canceling the registrations of any or all of the identified transfer agents. One transfer agent contacted the Commission to object to the cancellation of its registration, stating that it had not ceased doing business as a transfer agent. The Commission has decided not to cancel the registration of that transfer agent. None of the remaining 37 identified transfer agents contacted the Commission to object to the cancellation of their registrations. Accordingly, the Commission is cancelling the registrations of the 37 transfer agents identified in the Appendix attached to this Order. Order On the basis of the foregoing, the Commission finds that each of the transfer agents whose name appears in the attached Appendix either is no longer in existence or has ceased doing business as a transfer agent. It is therefore ordered pursuant to Section 17A(c)(4)(B) of the Act that the registration as a transfer agent of each of the transfer agents whose name appears in the attached Appendix be and hereby is cancelled. For the Commission by the Division of Trading and Markets pursuant to delegated authority.\4\ Eduardo A. Aleman, Assistant Secretary. --------------------------------------------------------------------------- \4\ 17 CFR 200.30-3(a)(22). --------------------------------------------------------------------------- Appendix ------------------------------------------------------------------------ Transfer agent name File number ------------------------------------------------------------------------ AG Transfer Agency LLC.................................. 084-06306 Allied Stock Transfer, Inc.............................. 084-06171 AlphaMetrix, LLC........................................ 084-06327 Baron Capital Transfer & Registrar LLC.................. 084-06440 Bluechip Equity Inc. DBA Bluechip Trust Company......... 084-06173 Cascade Stock Transfer, Inc............................. 084-06204 Centerline Affordable Housing Advisors LLC.............. 084-01911 Chris Lotito............................................ 084-06197 Clayton Securities Services, Inc........................ 084-05425 Demiurgic, Inc.......................................... 084-06274 Elite Transfer Corp..................................... 084-06193 EnDevCo, Inc............................................ 084-06084 First National Bank of Omaha............................ 084-06174 First National Bank of Sioux Falls...................... 084-06228 Fund Dynamics, LLC...................................... 084-06208 Hiko Bell Mining & Oil Company.......................... 084-05445 Holladay Stock Transfer, Inc............................ 084-01822 Integrity Stock Transfer................................ 084-06113 Intercontinental Registrar & Transfer Agency, Inc....... 084-01123 Investor Data Services.................................. 084-01425 Johnson, Lawrence & Associates.......................... 084-05831 Karrison Compagnie Inc.................................. 084-06046 Life Sciences Research.................................. 084-06094 LM Anderson Securities, LLC............................. 084-06257 Matrix Capital Group Inc................................ 084-06122 Premier Stock Transfer, LLC............................. 084-06518 Progressive Transfer, Inc............................... 084-06268 Quads Trust Company..................................... 084-05621 Repository & Related Services, LLC...................... 084-06500 Signal Stock Transfer, Inc.............................. 084-06360 Standard Transfer & Trust Co., Inc...................... 084-05819 Superior Stock Transfer, Inc............................ 084-06121 Thermal Energy Storage Inc.............................. 084-01300 U.S. Stock Transfer Corp................................ 084-06293 U.S. Trust & Transfer Co................................ 084-05663 Valley Forge Management Corp............................ 084-00012 Wall Street Stock Transfer Corporation.................. 084-06246 ------------------------------------------------------------------------ [FR Doc. 2018-12157 Filed 6-5-18; 8:45 am] BILLING CODE P
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Contact | Moshe Rothman, Assistant Director, or Catherine Whiting, Special Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, Room 7321 SP1, 100 F Street NE, Washington, DC 20549-7010 or by email to [email protected] with the phrase ``Order Cancelling Transfer Agent Registration'' in the subject line. | |
| FR Citation | 83 FR 26331 |