83 FR 27807 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc.

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 115 (June 14, 2018)

Page Range		27807-27807
FR Document		2018-12753

Federal Register, Volume 83 Issue 115 (Thursday, June 14, 2018)

[Federal Register Volume 83, Number 115 (Thursday, June 14, 2018)]
[Notices]
[Page 27807]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12753]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83398; File No. SR-FINRA-2018-013]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Designation of Longer Period for Commission 
Action on a Proposed Rule Change To Establish a Second Trade Reporting 
Facility in Conjunction With Nasdaq, Inc.

June 8, 2018.
    On April 19, 2018, the Financial Industry Regulatory Authority, 
Inc. (``FINRA'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to establish a second Trade Reporting Facility to 
be operated in conjunction with Nasdaq, Inc. The proposed rule change 
was published for comment in the Federal Register on April 26, 2018.\3\ 
The Commission received no comment letters on the proposal.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 83082 (April 20, 
2018), 83 FR 18379 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of the notice of the filing of a proposed rule change, 
or within such longer period up to 90 days as the Commission may 
designate if it finds such longer period to be appropriate and 
publishes its reasons for so finding or as to which the self-regulatory 
organization consents, the Commission shall either approve the proposed 
rule change, disapprove the proposed rule change, or institute 
proceedings to determine whether the proposed rule change should be 
disapproved. The 45th day for this filing is June 10, 2018. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission has determined that it is appropriate to designate a 
longer period within which to take action on the proposed rule change 
so that it has sufficient time to consider the issues raised by the 
proposed rule change. Accordingly, pursuant to Section 19(b)(2) of the 
Act,\5\ the Commission designates July 25, 2018, as the date by which 
the Commission shall either approve, disapprove, or institute 
proceedings to determine whether to disapprove the proposed rule change 
(File No. SR FINRA-2018-013).
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    \5\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-12753 Filed 6-13-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 115 / Thursday, June 14, 2018 / Notices 27807

Commission of any written comments business days between the hours of period to be appropriate and publishes
that it receives. 10:00 a.m. and 3:00 p.m. Copies of the its reasons for so finding or as to which
filing also will be available for the self-regulatory organization
III. Date of Effectiveness of the
inspection and copying at the principal consents, the Commission shall either
Proposed Rule Change and Timing for
office of NSCC and on NSCC’s website approve the proposed rule change,
Commission Action
(http://dtcc.com/legal/sec-rule- disapprove the proposed rule change, or
The foregoing rule change has become filings.aspx). All comments received institute proceedings to determine
effective pursuant to Section 19(b)(3)(A) will be posted without change. Persons whether the proposed rule change
of the Act 12 and paragraph (f) of Rule submitting comments are cautioned that should be disapproved. The 45th day for
19b–4 thereunder.13 At any time within we do not redact or edit personal this filing is June 10, 2018. The
60 days of the filing of the proposed rule identifying information from comment Commission is extending this 45-day
change, the Commission summarily may submissions. You should submit only time period.
temporarily suspend such rule change if information that you wish to make The Commission has determined that
it appears to the Commission that such available publicly. All submissions it is appropriate to designate a longer
action is necessary or appropriate in the should refer to File Number SR–NSCC– period within which to take action on
public interest, for the protection of 2018–002 and should be submitted on the proposed rule change so that it has
investors, or otherwise in furtherance of or before July 5, 2018. sufficient time to consider the issues
the purposes of the Act. raised by the proposed rule change.
For the Commission, by the Division of
IV. Solicitation of Comments Trading and Markets, pursuant to delegated Accordingly, pursuant to Section
authority.14 19(b)(2) of the Act,5 the Commission
Interested persons are invited to designates July 25, 2018, as the date by
Eduardo A. Aleman,
submit written data, views and which the Commission shall either
Assistant Secretary.
arguments concerning the foregoing, approve, disapprove, or institute
including whether the proposed rule [FR Doc. 2018–12752 Filed 6–13–18; 8:45 am]
BILLING CODE 8011–01–P
proceedings to determine whether to
change is consistent with the Act. disapprove the proposed rule change
Comments may be submitted by any of (File No. SR FINRA–2018–013).
the following methods:
SECURITIES AND EXCHANGE For the Commission, by the Division of
Electronic Comments COMMISSION Trading and Markets, pursuant to delegated
• Use the Commission’s internet authority.6
[Release No. 34–83398; File No. SR–FINRA–
comment form (http://www.sec.gov/ 2018–013] Eduardo A. Aleman,
rules/sro.shtml); or Assistant Secretary.
• Send an email to rule-comments@ Self-Regulatory Organizations; [FR Doc. 2018–12753 Filed 6–13–18; 8:45 am]
sec.gov. Please include File Number SR– Financial Industry Regulatory BILLING CODE 8011–01–P
NSCC–2018–002 on the subject line. Authority, Inc.; Notice of Designation
of Longer Period for Commission
Paper Comments Action on a Proposed Rule Change To SECURITIES AND EXCHANGE
• Send paper comments in triplicate Establish a Second Trade Reporting COMMISSION
to Secretary, Securities and Exchange Facility in Conjunction With Nasdaq,
Commission, 100 F Street NE, Inc. [Release No. 34–83396; File No. SR–BOX–
Washington, DC 20549–1090. 2018–21]
June 8, 2018.
All submissions should refer to File Self-Regulatory Organizations; BOX
Number SR–NSCC–2018–002. This file On April 19, 2018, the Financial
Industry Regulatory Authority, Inc. Options Exchange LLC; Notice of
number should be included on the Filing and Immediate Effectiveness of
subject line if email is used. To help the (‘‘FINRA’’) filed with the Securities and
Exchange Commission (‘‘Commission’’), a Proposed Rule Change To Amend
Commission process and review your the Fee Schedule on the BOX Market
comments more efficiently, please use pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 LLC (‘‘BOX’’) Options Facility To
only one method. The Commission will Amend Fees and Rebates for Non-
post all comments on the Commission’s (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to establish a Auction Transactions
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the second Trade Reporting Facility to be June 8, 2018.
submission, all subsequent operated in conjunction with Nasdaq,
Pursuant to Section 19(b)(1) of the
amendments, all written statements Inc. The proposed rule change was
Securities Exchange Act of 1934 (the
with respect to the proposed rule published for comment in the Federal
‘‘Act’’),1 and Rule 19b–4 thereunder,2
change that are filed with the Register on April 26, 2018.3 The
notice is hereby given that on May 31,
Commission, and all written Commission received no comment
2018, BOX Options Exchange LLC (the
communications relating to the letters on the proposal.
Section 19(b)(2) of the Act 4 provides ‘‘Exchange’’) filed with the Securities
proposed rule change between the and Exchange Commission
that, within 45 days of the publication
Commission and any person, other than (‘‘Commission’’) the proposed rule
of the notice of the filing of a proposed
those that may be withheld from the change as described in Items I, II, and
rule change, or within such longer
public in accordance with the III below, which Items have been
period up to 90 days as the Commission
provisions of 5 U.S.C. 552, will be prepared by the Exchange. The
daltland on DSKBBV9HB2PROD with NOTICES

may designate if it finds such longer
available for website viewing and Exchange filed the proposed rule change
printing in the Commission’s Public 14 17 CFR 200.30–3(a)(12).
pursuant to Section 19(b)(3)(A)(ii) of the
Reference Room, 100 F Street NE, 1 15 U.S.C. 78s(b)(1).
Washington, DC 20549 on official 2 17 CFR 240.19b–4. 5 Id.

3 See Securities Exchange Act Release No. 83082 6 17 CFR 200.30–3(a)(31).
12 15 U.S.C. 78s(b)(3)(A). (April 20, 2018), 83 FR 18379 (‘‘Notice’’). 1 15 U.S.C. 78s(b)(1).
13 17 CFR 240.19b–4(f). 4 15 U.S.C. 78s(b)(2). 2 17 CFR 240.19b–4.

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Document Created: 2018-06-14 01:38:27
Document Modified: 2018-06-14 01:38:27

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 27807