83_FR_28011 83 FR 27895 - Medical Devices; Gastroenterology-Urology Devices; Classification of the Fluid Jet System for Prostate Tissue Removal

83 FR 27895 - Medical Devices; Gastroenterology-Urology Devices; Classification of the Fluid Jet System for Prostate Tissue Removal

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 116 (June 15, 2018)

Page Range27895-27898
FR Document2018-12829

The Food and Drug Administration (FDA or we) is classifying the fluid jet system for prostate tissue removal into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for the fluid jet system for prostate tissue removal's classification. We are taking this action because we have determined that classifying the device into class II (special controls) will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients' access to beneficial innovative devices, in part by reducing regulatory burdens.

Federal Register, Volume 83 Issue 116 (Friday, June 15, 2018)
[Federal Register Volume 83, Number 116 (Friday, June 15, 2018)]
[Rules and Regulations]
[Pages 27895-27898]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12829]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 876

[Docket No. FDA-2018-N-1894]


Medical Devices; Gastroenterology-Urology Devices; Classification 
of the Fluid Jet System for Prostate Tissue Removal

AGENCY: Food and Drug Administration, HHS.

ACTION: Final order.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is classifying 
the fluid jet system for prostate tissue removal into class II (special 
controls). The special controls that apply to the device type are 
identified in this order and will be part of the codified language for 
the fluid jet

[[Page 27896]]

system for prostate tissue removal's classification. We are taking this 
action because we have determined that classifying the device into 
class II (special controls) will provide a reasonable assurance of 
safety and effectiveness of the device. We believe this action will 
also enhance patients' access to beneficial innovative devices, in part 
by reducing regulatory burdens.

DATES: This order is effective June 15, 2018. The classification was 
applicable on December 21, 2017.

FOR FURTHER INFORMATION CONTACT: Jessica Cades, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. G246, Silver Spring, MD, 20993-0002, 240-402-3900, 
[email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    Upon request, FDA has classified the fluid jet system for prostate 
tissue removal as class II (special controls), which we have determined 
will provide a reasonable assurance of safety and effectiveness. In 
addition, we believe this action will enhance patients' access to 
beneficial innovation, in part by reducing regulatory burdens by 
placing the device into a lower device class than the automatic class 
III assignment.
    The automatic assignment of class III occurs by operation of law 
and without any action by FDA, regardless of the level of risk posed by 
the new device. Any device that was not in commercial distribution 
before May 28, 1976, is automatically classified as, and remains 
within, class III and requires premarket approval unless and until FDA 
takes an action to classify or reclassify the device (see 21 U.S.C. 
360c(f)(1)). We refer to these devices as ``postamendments devices'' 
because they were not in commercial distribution prior to the date of 
enactment of the Medical Device Amendments of 1976, which amended the 
Federal Food, Drug, and Cosmetic Act (FD&C Act).
    FDA may take a variety of actions in appropriate circumstances to 
classify or reclassify a device into class I or II. We may issue an 
order finding a new device to be substantially equivalent under section 
513(i) of the FD&C Act to a predicate device that does not require 
premarket approval (see 21 U.S.C. 360c(i)). We determine whether a new 
device is substantially equivalent to a predicate by means of the 
procedures for premarket notification under section 510(k) of the FD&C 
Act (21 U.S.C. 360(k) and part 807 (21 CFR part 807).
    FDA may also classify a device through ``De Novo'' classification, 
a common name for the process authorized under section 513(f)(2) of the 
FD&C Act (21 U.S.C. 360c(f)(2)). Section 207 of the Food and Drug 
Administration Modernization Act of 1997 established the first 
procedure for De Novo classification (Pub. L. 105-115). Section 607 of 
the Food and Drug Administration Safety and Innovation Act modified the 
De Novo application process by adding a second procedure (Pub. L. 112-
144). A device sponsor may utilize either procedure for De Novo 
classification.
    Under the first procedure, the person submits a 510(k) for a device 
that has not previously been classified. After receiving an order from 
FDA classifying the device into class III under section 513(f)(1) of 
the FD&C Act, the person then requests a classification under section 
513(f)(2).
    Under the second procedure, rather than first submitting a 510(k) 
and then a request for classification, if the person determines that 
there is no legally marketed device upon which to base a determination 
of substantial equivalence, that person requests a classification under 
section 513(f)(2) of the FD&C Act.
    Under either procedure for De Novo classification, FDA shall 
classify the device by written order within 120 days. The 
classification will be according to the criteria under section 
513(a)(1) of the FD&C Act. Although the device was automatically within 
class III, the De Novo classification is considered to be the initial 
classification of the device.
    We believe this De Novo classification will enhance patients' 
access to beneficial innovation, in part by reducing regulatory 
burdens. When FDA classifies a device into class I or II via the De 
Novo process, the device can serve as a predicate for future devices of 
that type, including for 510(k)s (see 21 U.S.C. 360c(f)(2)(B)(i)). As a 
result, other device sponsors do not have to submit a De Novo request 
or PMA in order to market a substantially equivalent device (see 21 
U.S.C. 360c(i), defining ``substantial equivalence''). Instead, 
sponsors can use the less-burdensome 510(k) process, when necessary, to 
market their device.

II. De Novo Classification

    On April 17, 2017, PROCEPT BioRobotics Inc. submitted a request for 
De Novo classification of the AQUABEAM System. FDA reviewed the request 
in order to classify the device under the criteria for classification 
set forth in section 513(a)(1) of the FD&C Act.
    We classify devices into class II if general controls by themselves 
are insufficient to provide reasonable assurance of safety and 
effectiveness, but there is sufficient information to establish special 
controls that, in combination with the general controls, provide 
reasonable assurance of the safety and effectiveness of the device for 
its intended use (see 21 U.S.C. 360c(a)(1)(B)). After review of the 
information submitted in the request, we determined that the device can 
be classified into class II with the establishment of special controls. 
FDA has determined that these special controls, in addition to the 
general controls, will provide reasonable assurance of the safety and 
effectiveness of the device.
    Therefore, on December 21, 2017, FDA issued an order to the 
requester classifying the device into class II. FDA is codifying the 
classification of the device by adding 21 CFR 876.4350. We have named 
the generic type of device fluid jet system for prostate tissue 
removal, and it is identified as a prescription device intended for the 
resection and removal of prostatic tissue for the treatment of benign 
prostatic hyperplasia. The device cuts tissue by using a pressurized 
jet of fluid delivered to the prostatic urethra. The device is able to 
image the treatment area, or pairs with an imaging modality, to monitor 
treatment progress.
    FDA has identified the following risks to health associated 
specifically with this type of device and the measures required to 
mitigate these risks in table 1.

     Table 1--Fluid Jet System for Prostate Tissue Removal Risks and
                           Mitigation Measures
------------------------------------------------------------------------
             Identified risks                    Mitigation measures
------------------------------------------------------------------------
Injury from device operation causing one    Clinical performance
 or more of the following:                   testing, Animal testing,
                                             Labeling, and Training.
     Bleeding
     Bruising
     Penile or pelvic pain

[[Page 27897]]

 
     Dysuria
     Incontinence
     Bladder or prostate capsule
     perforation
     Sexual dysfunction, including
     ejaculatory and erectile dysfunction
     Transurethral resection
     syndrome
     Urethral damage causing false
     passage or stricture
     Rectal incontinence/
     perforation
     Embolism
Adverse tissue reaction...................  Biocompatibility evaluation.
Infection.................................  Sterilization validation,
                                             Reprocessing validation,
                                             Shelf life testing, and
                                             Labeling.
Failure to remove target tissue or removal  Clinical performance
 of non-target tissue.                       testing, Animal testing,
                                             Software verification,
                                             validation, and hazard
                                             analysis, Non-clinical
                                             performance testing,
                                             Labeling, and Training.
Electrical shock or electromagnetic         Electrical safety testing,
 interference.                               Electromagnetic
                                             compatibility testing, and
                                             Labeling.
------------------------------------------------------------------------

    FDA has determined that special controls, in combination with the 
general controls, address these risks to health and provide reasonable 
assurance of safety and effectiveness. In order for a device to fall 
within this classification, and thus avoid automatic classification in 
class III, it would have to comply with the special controls named in 
this final order. The necessary special controls appear in the 
regulation codified by this order. We encourage sponsors to consult 
with us if they wish to use a non-animal testing method they believe is 
suitable, adequate, validated, and feasible. We will consider if such 
an alternative method could be assessed for equivalency to an animal 
test method. This device is subject to premarket notification 
requirements under section 510(k) of the FD&C Act.
    At the time of classification, fluid jet systems for prostate 
tissue removal are for prescription use only. Prescription devices are 
exempt from the requirement for adequate directions for use for the 
layperson under section 502(f)(1) of the FD&C Act and 21 CFR 801.5, as 
long as the conditions of 21 CFR 801.109 are met (referring to 21 
U.S.C. 352(f)(1)).

III. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IV. Paperwork Reduction Act of 1995

    This final order establishes special controls that refer to 
previously approved collections of information found in other FDA 
regulations and guidance. These collections of information are subject 
to review by the Office of Management and Budget (OMB) under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The collections 
of information in the guidance document ``De Novo Classification 
Process (Evaluation of Automatic Class III Designation)'' have been 
approved under OMB control number 0910-0844; the collections of 
information in 21 CFR part 814, subparts A through E, regarding 
premarket approval, have been approved under OMB control number 0910-
0231; the collections of information in part 807, subpart E, regarding 
premarket notification submissions, have been approved under OMB 
control number 0910-0120; and the collections of information in part 
801, regarding labeling, have been approved under OMB control number 
0910-0485.

List of Subjects in 21 CFR Part 876

    Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
876 is amended as follows:

PART 876--GASTROENTEROLOGY-UROLOGY DEVICES

0
1. The authority citation for part 876 continues to read as follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.


0
2. Add Sec.  876.4350 to subpart E to read as follows:


Sec.  876.4350  Fluid jet system for prostate tissue removal.

    (a) Identification. A fluid jet system for prostate tissue removal 
is a prescription device intended for the resection and removal of 
prostatic tissue for the treatment of benign prostatic hyperplasia. The 
device cuts tissue by using a pressurized jet of fluid delivered to the 
prostatic urethra. The device is able to image the treatment area, or 
pairs with an imaging modality, to monitor treatment progress.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Clinical performance testing must evaluate the following:
    (i) All adverse events associated with the device, and
    (ii) Improvement in lower urinary tract symptoms (LUTS).
    (2) Physician training must be provided that includes:
    (i) Information on key aspects and use of the device, and
    (ii) Information on how to override or stop resection.
    (3) Animal testing must demonstrate that the device resects 
targeted tissue in a controlled manner without injury to adjacent non-
target tissues.
    (4) Non-clinical performance data must demonstrate that the device 
performs as intended under anticipated conditions of use. The following 
performance characteristics must be tested:
    (i) Measurement of targeting accuracy and reproducibility of high 
velocity fluid jet, and
    (ii) High pressure fluid jet verification testing at target and 
non-target tissues.
    (5) Software verification, validation, and hazard analysis must be 
performed.
    (6) The patient-contacting elements of the device must be 
demonstrated to be biocompatible.
    (7) Performance data must demonstrate the electrical safety and 
electromagnetic compatibility of the device.
    (8) Performance data must demonstrate the sterility of the patient-
contacting components of the device.

[[Page 27898]]

    (9) Performance data must support the shelf life of the device by 
demonstrating continued sterility, package integrity, and device 
functionality over the identified shelf life.
    (10) Performance data must validate the instructions for 
reprocessing and reliability of reusable components.
    (11) Labeling must include the following:
    (i) A section that summarizes the clinical testing results, 
including the adverse event profile and improvement in LUTS;
    (ii) A shelf life for single use components;
    (iii) A use life for reusable components; and
    (iv) Reprocessing instructions for reusable components.

    Dated: June 8, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-12829 Filed 6-14-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                                   Federal Register / Vol. 83, No. 116 / Friday, June 15, 2018 / Rules and Regulations                                               27895

                                              CFR 10.115)). We are implementing this                  Petition (21 CFR 10.30)’’ and an                       and keep records to verify the amount
                                              guidance without prior public comment                   accompanying document titled                           of non-digestible carbohydrates added
                                              because we have determined that prior                   ‘‘Evaluation of the Beneficial                         to food that do not meet the definition
                                              public participation is not feasible or                 Physiological Effects of Isolated or                   of dietary fiber. Under our policy, when
                                              appropriate (§ 10.115(g)(2)). We made                   Synthetic Non-Digestible                               a mixture of dietary fiber and one or
                                              this determination because this                         Carbohydrates,’’ the availability of                   more of these eight added non-digestible
                                              guidance sets out compliance policy                     which we announced in the Federal                      carbohydrates (that are not currently
                                              that reduces burden and is consistent                   Register of November 23, 2016 (81 FR                   listed as a ‘‘dietary fiber’’ in the
                                              with the public health. Although this                   84516 and 81 FR 84595), in addition to                 definition in § 101.9(c)(6)(i)) are present
                                              guidance document is immediately in                     our independent evaluation of the                      in a food, we do not expect
                                              effect, it remains subject to comment in                available scientific data, we intend to                manufacturers to make and keep records
                                              accordance with FDA’s GGP regulation.                   add certain isolated or synthetic non-                 in accordance with § 101.9(g)(10) and
                                                 Before 2016, FDA regulations did not                 digestible carbohydrates to the dietary                (11) to verify the declared amount of
                                              define the term ‘‘dietary fiber’’ for                   fiber definition in § 101.9(c)(6)(i)                   one or more of these eight added non-
                                              purposes of the Nutrition Facts and                     through our regular rulemaking process.                digestible carbohydrates in the label and
                                              Supplement Facts labels. In the Federal                 The eight non-digestible carbohydrates                 labeling of food.
                                              Register of May 27, 2016 (81 FR 33742),                 that we intend to add are: Mixed plant                    This guidance is being issued
                                              we published a final rule amending our                  cell wall fibers; arabinoxylan; alginate,              consistent with FDA’s good guidance
                                              Nutrition Facts and Supplement Facts                    inulin and inulin-type fructans; high                  practices regulation (21 CFR 10.115).
                                              Labels regulations (hereafter referred to               amylose starch (resistant starch 2);                   The guidance represents the current
                                              as ‘‘the final rule’’). The final rule,                 galactooligosaccharide; polydextrose;                  thinking of FDA on this topic. It does
                                              among other things, defines dietary fiber               and resistant maltodextrin/dextrin. One                not establish any rights for any person
                                              as non-digestible soluble and insoluble                 category of non-digestible carbohydrate                and is not binding on FDA or the public.
                                              carbohydrates (with 3 or more                           that we intend to add to § 101.9(c)(6)(i)              You can use an alternative approach if
                                              monomeric units), and lignin that are                   through our regular rulemaking                         it satisfies the requirements of the
                                              intrinsic and intact in plants; isolated or             process—mixed plant cell wall fibers—                  applicable statutes and regulations. This
                                              synthetic non-digestible carbohydrates                  encompasses a number of fiber                          guidance is not subject to Executive
                                              (with 3 or more monomeric units)                        ingredients, such as rice bran fibers, soy             Order 12866.
                                              determined by FDA to have                               fibers, and sugar cane fibers. We have
                                              physiological effects that are beneficial                                                                      II. Electronic Access
                                                                                                      tentatively determined that each of
                                              to human health (§ 101.9(c)(6)(i) (21                                                                             Persons with access to the internet
                                                                                                      these isolated or synthetic non-
                                              CFR 101.9(c)(6)(i))). The final rule also                                                                      may obtain the document at either
                                                                                                      digestible carbohydrates has a
                                              identifies seven isolated or synthetic                                                                         https://www.fda.gov/FoodGuidances or
                                                                                                      physiological effect that is beneficial to
                                              non-digestible carbohydrates, each of                                                                          https://www.regulations.gov. Use the
                                                                                                      human health. Several petitions are still
                                              which has a physiological effect that is                                                                       FDA website listed in the previous
                                                                                                      pending with FDA and reviewing this
                                              beneficial to human health and that                                                                            sentence to find the most current
                                                                                                      information is a very high priority for
                                              must be declared as dietary fiber on                                                                           version of the guidance.
                                                                                                      FDA. Firms also can submit new citizen
                                              Nutrition and Supplement Facts labels                   petitions, and we will review the                        Dated: June 8, 2018.
                                              when present in a food.                                 petitions on a rolling basis. Firms whose              Leslie Kux,
                                                 Interested parties can ask us to list
                                                                                                      non-digestible carbohydrates do not                    Associate Commissioner for Policy.
                                              additional isolated or synthetic non-
                                                                                                      meet our regulatory definition of                      [FR Doc. 2018–12867 Filed 6–14–18; 8:45 am]
                                              digestible carbohydrates in the
                                              definition of dietary fiber in                          ‘‘dietary fiber’’ and are not one of the               BILLING CODE 4164–01–P

                                              § 101.9(c)(6)(i). For example, a                        eight non-digestible carbohydrates
                                              manufacturer can request FDA to                         identified in the guidance can still use
                                                                                                      those non-digestible carbohydrates in                  DEPARTMENT OF HEALTH AND
                                              include another added isolated or
                                              synthetic non-digestible carbohydrate in                foods. Although those non-digestible                   HUMAN SERVICES
                                              the listing of dietary fibers by                        carbohydrates cannot be listed as
                                                                                                      dietary fiber in the Nutrition Facts label,            Food and Drug Administration
                                              submitting a citizen petition under 21
                                              CFR 10.30. FDA would review the                         they would still be declared as part of
                                                                                                      the amount of total carbohydrate and                   21 CFR Part 876
                                              scientific evidence to determine
                                              whether the evidence supports the non-                  listed by name in the ingredients on the               [Docket No. FDA–2018–N–1894]
                                              digestible carbohydrate as having a                     food package. In addition, based on our
                                              physiological effect that is beneficial to              review of the scientific evidence,                     Medical Devices; Gastroenterology-
                                              human health. If so, FDA would                          including evidence we received in a                    Urology Devices; Classification of the
                                              propose a rule to include the non-                      citizen petition, we intend to establish               Fluid Jet System for Prostate Tissue
                                              digestible carbohydrate in the listing of               a caloric value for polydextrose at 1                  Removal
                                              dietary fibers.                                         kcal/g in § 101.9(c)(1)(i)(C).
                                                                                                                                                             AGENCY:   Food and Drug Administration,
                                                 Based on our review of citizen                          Pending completion of the rulemaking                HHS.
                                              petitions that FDA has received                         process, we are announcing a policy for                ACTION:   Final order.
                                              requesting that we identify additional                  the eight identified isolated or synthetic
                                              isolated or synthetic non-digestible                    non-digestible carbohydrates when one                  SUMMARY:   The Food and Drug
sradovich on DSK3GMQ082PROD with RULES




                                              carbohydrates in the listing of dietary                 or more are present in food and declared               Administration (FDA or we) is
                                              fibers, and comments that we have                       in the amount of ‘‘dietary fiber’’ on                  classifying the fluid jet system for
                                              received on a draft guidance entitled                   Nutrition Facts and Supplement Facts                   prostate tissue removal into class II
                                              ‘‘Scientific Evaluation of the Evidence                 labels and when the caloric value of 1                 (special controls). The special controls
                                              on the Beneficial Physiological Effects                 kcal/g is used to determine the calorie                that apply to the device type are
                                              of Isolated or Synthetic Non-Digestible                 contribution of polydextrose. Section                  identified in this order and will be part
                                              Carbohydrates Submitted as a Citizen                    101.9(g) requires manufacturers to make                of the codified language for the fluid jet


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                                              27896                 Federal Register / Vol. 83, No. 116 / Friday, June 15, 2018 / Rules and Regulations

                                              system for prostate tissue removal’s                       premarket approval (see 21 U.S.C.                    market a substantially equivalent device
                                              classification. We are taking this action                  360c(i)). We determine whether a new                 (see 21 U.S.C. 360c(i), defining
                                              because we have determined that                            device is substantially equivalent to a              ‘‘substantial equivalence’’). Instead,
                                              classifying the device into class II                       predicate by means of the procedures                 sponsors can use the less-burdensome
                                              (special controls) will provide a                          for premarket notification under section             510(k) process, when necessary, to
                                              reasonable assurance of safety and                         510(k) of the FD&C Act (21 U.S.C. 360(k)             market their device.
                                              effectiveness of the device. We believe                    and part 807 (21 CFR part 807).
                                                                                                            FDA may also classify a device                    II. De Novo Classification
                                              this action will also enhance patients’
                                              access to beneficial innovative devices,                   through ‘‘De Novo’’ classification, a                   On April 17, 2017, PROCEPT
                                              in part by reducing regulatory burdens.                    common name for the process                          BioRobotics Inc. submitted a request for
                                              DATES: This order is effective June 15,                    authorized under section 513(f)(2) of the            De Novo classification of the
                                              2018. The classification was applicable                    FD&C Act (21 U.S.C. 360c(f)(2)). Section             AQUABEAM System. FDA reviewed the
                                              on December 21, 2017.                                      207 of the Food and Drug                             request in order to classify the device
                                                                                                         Administration Modernization Act of                  under the criteria for classification set
                                              FOR FURTHER INFORMATION CONTACT:
                                                                                                         1997 established the first procedure for             forth in section 513(a)(1) of the FD&C
                                              Jessica Cades, Center for Devices and
                                                                                                         De Novo classification (Pub. L. 105–                 Act.
                                              Radiological Health, Food and Drug
                                                                                                         115). Section 607 of the Food and Drug
                                              Administration, 10903 New Hampshire                                                                                We classify devices into class II if
                                                                                                         Administration Safety and Innovation
                                              Ave., Bldg. 66, Rm. G246, Silver Spring,                                                                        general controls by themselves are
                                                                                                         Act modified the De Novo application
                                              MD, 20993–0002, 240–402–3900,                                                                                   insufficient to provide reasonable
                                                                                                         process by adding a second procedure
                                              Jessica.Cades@fda.hhs.gov.                                                                                      assurance of safety and effectiveness,
                                                                                                         (Pub. L. 112–144). A device sponsor
                                              SUPPLEMENTARY INFORMATION:                                 may utilize either procedure for De                  but there is sufficient information to
                                              I. Background                                              Novo classification.                                 establish special controls that, in
                                                                                                            Under the first procedure, the person             combination with the general controls,
                                                 Upon request, FDA has classified the                    submits a 510(k) for a device that has               provide reasonable assurance of the
                                              fluid jet system for prostate tissue                       not previously been classified. After                safety and effectiveness of the device for
                                              removal as class II (special controls),                    receiving an order from FDA classifying              its intended use (see 21 U.S.C.
                                              which we have determined will provide                      the device into class III under section              360c(a)(1)(B)). After review of the
                                              a reasonable assurance of safety and                       513(f)(1) of the FD&C Act, the person                information submitted in the request,
                                              effectiveness. In addition, we believe                     then requests a classification under                 we determined that the device can be
                                              this action will enhance patients’ access                  section 513(f)(2).                                   classified into class II with the
                                              to beneficial innovation, in part by                          Under the second procedure, rather                establishment of special controls. FDA
                                              reducing regulatory burdens by placing                     than first submitting a 510(k) and then              has determined that these special
                                              the device into a lower device class than                  a request for classification, if the person          controls, in addition to the general
                                              the automatic class III assignment.                        determines that there is no legally                  controls, will provide reasonable
                                                 The automatic assignment of class III                   marketed device upon which to base a                 assurance of the safety and effectiveness
                                              occurs by operation of law and without                     determination of substantial                         of the device.
                                              any action by FDA, regardless of the                       equivalence, that person requests a
                                              level of risk posed by the new device.                                                                             Therefore, on December 21, 2017,
                                                                                                         classification under section 513(f)(2) of            FDA issued an order to the requester
                                              Any device that was not in commercial                      the FD&C Act.
                                              distribution before May 28, 1976, is                                                                            classifying the device into class II. FDA
                                                                                                            Under either procedure for De Novo
                                              automatically classified as, and remains                                                                        is codifying the classification of the
                                                                                                         classification, FDA shall classify the
                                              within, class III and requires premarket                                                                        device by adding 21 CFR 876.4350. We
                                                                                                         device by written order within 120 days.
                                              approval unless and until FDA takes an                                                                          have named the generic type of device
                                                                                                         The classification will be according to
                                              action to classify or reclassify the device                                                                     fluid jet system for prostate tissue
                                                                                                         the criteria under section 513(a)(1) of
                                              (see 21 U.S.C. 360c(f)(1)). We refer to                    the FD&C Act. Although the device was                removal, and it is identified as a
                                              these devices as ‘‘postamendments                          automatically within class III, the De               prescription device intended for the
                                              devices’’ because they were not in                         Novo classification is considered to be              resection and removal of prostatic tissue
                                              commercial distribution prior to the                       the initial classification of the device.            for the treatment of benign prostatic
                                              date of enactment of the Medical Device                       We believe this De Novo classification            hyperplasia. The device cuts tissue by
                                              Amendments of 1976, which amended                          will enhance patients’ access to                     using a pressurized jet of fluid delivered
                                              the Federal Food, Drug, and Cosmetic                       beneficial innovation, in part by                    to the prostatic urethra. The device is
                                              Act (FD&C Act).                                            reducing regulatory burdens. When FDA                able to image the treatment area, or pairs
                                                 FDA may take a variety of actions in                    classifies a device into class I or II via           with an imaging modality, to monitor
                                              appropriate circumstances to classify or                   the De Novo process, the device can                  treatment progress.
                                              reclassify a device into class I or II. We                 serve as a predicate for future devices of              FDA has identified the following risks
                                              may issue an order finding a new device                    that type, including for 510(k)s (see 21             to health associated specifically with
                                              to be substantially equivalent under                       U.S.C. 360c(f)(2)(B)(i)). As a result, other         this type of device and the measures
                                              section 513(i) of the FD&C Act to a                        device sponsors do not have to submit                required to mitigate these risks in table
                                              predicate device that does not require                     a De Novo request or PMA in order to                 1.

                                                               TABLE 1—FLUID JET SYSTEM FOR PROSTATE TISSUE REMOVAL RISKS AND MITIGATION MEASURES
sradovich on DSK3GMQ082PROD with RULES




                                                                                      Identified risks                                                                Mitigation measures

                                              Injury from device operation causing one or more of the following:                                Clinical performance testing, Animal testing, Labeling, and
                                                                                                                                                  Training.
                                                   • Bleeding
                                                   • Bruising
                                                   • Penile or pelvic pain



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                                                                           Federal Register / Vol. 83, No. 116 / Friday, June 15, 2018 / Rules and Regulations                                                                       27897

                                                       TABLE 1—FLUID JET SYSTEM FOR PROSTATE TISSUE REMOVAL RISKS AND MITIGATION MEASURES—Continued
                                                                                                  Identified risks                                                                                    Mitigation measures

                                                   • Dysuria
                                                   • Incontinence
                                                   • Bladder or prostate capsule perforation
                                                   • Sexual dysfunction, including ejaculatory and erectile dysfunction
                                                   • Transurethral resection syndrome
                                                   • Urethral damage causing false passage or stricture
                                                   • Rectal incontinence/perforation
                                                   • Embolism
                                              Adverse tissue reaction .............................................................................................             Biocompatibility evaluation.
                                              Infection .....................................................................................................................   Sterilization validation, Reprocessing validation, Shelf life
                                                                                                                                                                                  testing, and Labeling.
                                              Failure to remove target tissue or removal of non-target tissue ..............................                                    Clinical performance testing, Animal testing, Software
                                                                                                                                                                                  verification, validation, and hazard analysis, Non-clinical
                                                                                                                                                                                  performance testing, Labeling, and Training.
                                              Electrical shock or electromagnetic interference ......................................................                           Electrical safety testing, Electromagnetic compatibility test-
                                                                                                                                                                                  ing, and Labeling.



                                                 FDA has determined that special                                          information are subject to review by the                            for the treatment of benign prostatic
                                              controls, in combination with the                                           Office of Management and Budget                                     hyperplasia. The device cuts tissue by
                                              general controls, address these risks to                                    (OMB) under the Paperwork Reduction                                 using a pressurized jet of fluid delivered
                                              health and provide reasonable assurance                                     Act of 1995 (44 U.S.C. 3501–3520). The                              to the prostatic urethra. The device is
                                              of safety and effectiveness. In order for                                   collections of information in the                                   able to image the treatment area, or pairs
                                              a device to fall within this classification,                                guidance document ‘‘De Novo                                         with an imaging modality, to monitor
                                              and thus avoid automatic classification                                     Classification Process (Evaluation of                               treatment progress.
                                              in class III, it would have to comply                                       Automatic Class III Designation)’’ have                                (b) Classification. Class II (special
                                              with the special controls named in this                                     been approved under OMB control                                     controls). The special controls for this
                                              final order. The necessary special                                          number 0910–0844; the collections of                                device are:
                                              controls appear in the regulation                                           information in 21 CFR part 814,                                        (1) Clinical performance testing must
                                              codified by this order. We encourage                                        subparts A through E, regarding                                     evaluate the following:
                                              sponsors to consult with us if they wish                                    premarket approval, have been                                          (i) All adverse events associated with
                                              to use a non-animal testing method they                                     approved under OMB control number                                   the device, and
                                              believe is suitable, adequate, validated,                                   0910–0231; the collections of                                          (ii) Improvement in lower urinary
                                              and feasible. We will consider if such an                                   information in part 807, subpart E,                                 tract symptoms (LUTS).
                                                                                                                                                                                                 (2) Physician training must be
                                              alternative method could be assessed for                                    regarding premarket notification
                                                                                                                                                                                              provided that includes:
                                              equivalency to an animal test method.                                       submissions, have been approved under                                  (i) Information on key aspects and use
                                              This device is subject to premarket                                         OMB control number 0910–0120; and                                   of the device, and
                                              notification requirements under section                                     the collections of information in part                                 (ii) Information on how to override or
                                              510(k) of the FD&C Act.                                                     801, regarding labeling, have been                                  stop resection.
                                                 At the time of classification, fluid jet                                 approved under OMB control number                                      (3) Animal testing must demonstrate
                                              systems for prostate tissue removal are                                     0910–0485.                                                          that the device resects targeted tissue in
                                              for prescription use only. Prescription                                                                                                         a controlled manner without injury to
                                                                                                                          List of Subjects in 21 CFR Part 876
                                              devices are exempt from the                                                                                                                     adjacent non-target tissues.
                                              requirement for adequate directions for                                       Medical devices.                                                     (4) Non-clinical performance data
                                              use for the layperson under section                                           Therefore, under the Federal Food,                                must demonstrate that the device
                                              502(f)(1) of the FD&C Act and 21 CFR                                        Drug, and Cosmetic Act and under                                    performs as intended under anticipated
                                              801.5, as long as the conditions of 21                                      authority delegated to the Commissioner                             conditions of use. The following
                                              CFR 801.109 are met (referring to 21                                        of Food and Drugs, 21 CFR part 876 is                               performance characteristics must be
                                              U.S.C. 352(f)(1)).                                                          amended as follows:                                                 tested:
                                              III. Analysis of Environmental Impact                                                                                                              (i) Measurement of targeting accuracy
                                                                                                                          PART 876—GASTROENTEROLOGY-                                          and reproducibility of high velocity
                                                 The Agency has determined under 21                                       UROLOGY DEVICES                                                     fluid jet, and
                                              CFR 25.34(b) that this action is of a type                                                                                                         (ii) High pressure fluid jet verification
                                              that does not individually or                                               ■ 1. The authority citation for part 876
                                                                                                                                                                                              testing at target and non-target tissues.
                                              cumulatively have a significant effect on                                   continues to read as follows:                                          (5) Software verification, validation,
                                              the human environment. Therefore,                                             Authority: 21 U.S.C. 351, 360, 360c, 360e,                        and hazard analysis must be performed.
                                              neither an environmental assessment                                         360j, 360l, 371.                                                       (6) The patient-contacting elements of
                                              nor an environmental impact statement                                       ■ 2. Add § 876.4350 to subpart E to read                            the device must be demonstrated to be
                                              is required.                                                                as follows:                                                         biocompatible.
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                                                                                                                                                                                                 (7) Performance data must
                                              IV. Paperwork Reduction Act of 1995                                         § 876.4350 Fluid jet system for prostate                            demonstrate the electrical safety and
                                                This final order establishes special                                      tissue removal.                                                     electromagnetic compatibility of the
                                              controls that refer to previously                                             (a) Identification. A fluid jet system                            device.
                                              approved collections of information                                         for prostate tissue removal is a                                       (8) Performance data must
                                              found in other FDA regulations and                                          prescription device intended for the                                demonstrate the sterility of the patient-
                                              guidance. These collections of                                              resection and removal of prostatic tissue                           contacting components of the device.


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                                              27898                Federal Register / Vol. 83, No. 116 / Friday, June 15, 2018 / Rules and Regulations

                                                 (9) Performance data must support the                NW, Washington, DC 20005, 202–326–                     during which a benefit is in pay status
                                              shelf life of the device by demonstrating               4400, ext. 3839. (TTY users may call the               and 4.00 percent during any years
                                              continued sterility, package integrity,                 Federal relay service toll free at 1–800–              preceding the benefit’s placement in pay
                                              and device functionality over the                       877–8339 and ask to be connected to                    status. In comparison with the interest
                                              identified shelf life.                                  202–326–4400, ext. 3839.)                              assumptions in effect for June 2018,
                                                 (10) Performance data must validate                  SUPPLEMENTARY INFORMATION: PBGC’s                      these interest assumptions represent no
                                              the instructions for reprocessing and                   regulations on Allocation of Assets in                 change in the immediate rate and no
                                              reliability of reusable components.                     Single-Employer Plans (29 CFR part                     changes in i1, i2, or i3.
                                                 (11) Labeling must include the                       4044) and Benefits Payable in                             PBGC has determined that notice and
                                              following:                                              Terminated Single-Employer Plans (29                   public comment on this amendment are
                                                 (i) A section that summarizes the                    CFR part 4022) prescribe actuarial                     impracticable and contrary to the public
                                              clinical testing results, including the                 assumptions—including interest                         interest. This finding is based on the
                                              adverse event profile and improvement                   assumptions—for valuing and paying                     need to determine and issue new
                                              in LUTS;                                                plan benefits under terminating single-                interest assumptions promptly so that
                                                 (ii) A shelf life for single use                     employer plans covered by title IV of                  the assumptions can reflect current
                                              components;                                             the Employee Retirement Income                         market conditions as accurately as
                                                 (iii) A use life for reusable                        Security Act of 1974 (ERISA). The                      possible.
                                              components; and                                         interest assumptions in the regulations                   Because of the need to provide
                                                 (iv) Reprocessing instructions for                   are also published on PBGC’s website                   immediate guidance for the valuation
                                              reusable components.                                    (http://www.pbgc.gov).                                 and payment of benefits under plans
                                                Dated: June 8, 2018.
                                                                                                         The interest assumptions in appendix                with valuation dates during July 2018,
                                                                                                      B to part 4044 are used to value benefits              PBGC finds that good cause exists for
                                              Leslie Kux,
                                                                                                      for allocation purposes under ERISA                    making the assumptions set forth in this
                                              Associate Commissioner for Policy.                      section 4044. PBGC uses the interest
                                              [FR Doc. 2018–12829 Filed 6–14–18; 8:45 am]
                                                                                                                                                             amendment effective less than 30 days
                                                                                                      assumptions in appendix B to part 4022                 after publication.
                                              BILLING CODE 4164–01–P                                  to determine whether a benefit is
                                                                                                                                                                PBGC has determined that this action
                                                                                                      payable as a lump sum and to determine
                                                                                                                                                             is not a ‘‘significant regulatory action’’
                                                                                                      the amount to pay. Appendix C to part
                                                                                                                                                             under the criteria set forth in Executive
                                              PENSION BENEFIT GUARANTY                                4022 contains interest assumptions for
                                                                                                                                                             Order 12866.
                                              CORPORATION                                             private-sector pension practitioners to
                                                                                                      refer to if they wish to use lump-sum                     Because no general notice of proposed
                                              29 CFR Parts 4022 and 4044                              interest rates determined using PBGC’s                 rulemaking is required for this
                                                                                                      historical methodology. Currently, the                 amendment, the Regulatory Flexibility
                                              Allocation of Assets in Single-                         rates in appendices B and C of the                     Act of 1980 does not apply. See 5 U.S.C.
                                              Employer Plans; Benefits Payable in                     benefit payment regulation are the same.               601(2).
                                              Terminated Single-Employer Plans;                          The interest assumptions are intended               List of Subjects
                                              Interest Assumptions for Valuing and                    to reflect current conditions in the
                                              Paying Benefits                                         financial and annuity markets.                         29 CFR Part 4022
                                              AGENCY:  Pension Benefit Guaranty                       Assumptions under the asset allocation                   Employee benefit plans, Pension
                                              Corporation.                                            regulation are updated quarterly;                      insurance, Pensions, Reporting and
                                                                                                      assumptions under the benefit payments                 recordkeeping requirements.
                                              ACTION: Final rule.
                                                                                                      regulation are updated monthly. This
                                                                                                      final rule updates the benefit payments                29 CFR Part 4044
                                              SUMMARY:   This final rule amends the
                                              Pension Benefit Guaranty Corporation’s                  interest assumptions for July 2018 and                   Employee benefit plans, Pension
                                              regulations on Benefits Payable in                      updates the asset allocation interest                  insurance, Pensions.
                                              Terminated Single-Employer Plans and                    assumptions for the third quarter (July
                                                                                                      through September) of 2018.                              In consideration of the foregoing, 29
                                              Allocation of Assets in Single-Employer                                                                        CFR parts 4022 and 4044 are amended
                                              Plans to prescribe interest assumptions                    The third quarter 2018 interest
                                                                                                      assumptions under the allocation                       as follows:
                                              under the benefit payments regulation
                                                                                                      regulation will be 2.53 percent for the
                                              for valuation dates in July 2018 and                                                                           PART 4022—BENEFITS PAYABLE IN
                                                                                                      first 25 years following the valuation
                                              interest assumptions under the asset                                                                           TERMINATED SINGLE–EMPLOYER
                                                                                                      date and 2.64 percent thereafter. In
                                              allocation regulation for valuation dates                                                                      PLANS
                                                                                                      comparison with the interest
                                              in the third quarter of 2018. The interest
                                                                                                      assumptions in effect for the second
                                              assumptions are used for valuing and                                                                           ■ 1. The authority citation for part 4022
                                                                                                      quarter of 2018, these interest
                                              paying benefits under terminating                                                                              continues to read as follows:
                                                                                                      assumptions represent an increase of 5
                                              single-employer plans covered by the                                                                             Authority: 29 U.S.C. 1302, 1322, 1322b,
                                                                                                      years in the select period (the period
                                              pension insurance system administered                                                                          1341(c)(3)(D), and 1344.
                                                                                                      during which the select rate (the initial
                                              by PBGC.
                                                                                                      rate) applies), an increase of 0.26                    ■ 2. In appendix B to part 4022, Rate Set
                                              DATES: Effective July 1, 2018.                          percent in the select rate, and an                     297 is added at the end of the table to
                                              FOR FURTHER INFORMATION CONTACT:                        increase of 0.05 percent in the ultimate               read as follows:
                                              Hilary Duke (duke.hilary@PBGC.gov),                     rate (the final rate).
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                                              Assistant General Counsel for                              The July 2018 interest assumptions                  Appendix B to Part 4022—Lump Sum
                                              Regulatory Affairs, Pension Benefit                     under the benefit payments regulation                  Interest Rates for PBGC Payments
                                              Guaranty Corporation, 1200 K Street                     will be 1.25 percent for the period                    *       *    *     *    *




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Document Created: 2018-11-02 12:00:30
Document Modified: 2018-11-02 12:00:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal order.
DatesThis order is effective June 15, 2018. The classification was applicable on December 21, 2017.
ContactJessica Cades, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. G246, Silver Spring, MD, 20993-0002, 240-402-3900, [email protected]
FR Citation83 FR 27895 

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