83_FR_28476 83 FR 28358 - Safety Standard for High Chairs

83 FR 28358 - Safety Standard for High Chairs

CONSUMER PRODUCT SAFETY COMMISSION

Federal Register Volume 83, Issue 118 (June 19, 2018)

Page Range28358-28370
FR Document2018-12938

The Consumer Product Safety Improvement Act of 2008 (CPSIA) directs the Commission to issue standards for durable infant or toddler products. To comply with section 104 of the CPSIA, CPSC is issuing a safety standard for high chairs. This rule incorporates by reference ASTM F404-18, Standard Consumer Safety Specification for High Chairs (ASTM F404-18). In addition, this rule amends the regulations regarding third party conformity assessment bodies to include the safety standard for high chairs in the list of Notices of Requirements (NORs).

Federal Register, Volume 83 Issue 118 (Tuesday, June 19, 2018)
[Federal Register Volume 83, Number 118 (Tuesday, June 19, 2018)]
[Rules and Regulations]
[Pages 28358-28370]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12938]


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CONSUMER PRODUCT SAFETY COMMISSION

16 CFR Parts 1112 and 1231

[Docket No. CPSC-2015-0031]


Safety Standard for High Chairs

AGENCY: Consumer Product Safety Commission.

ACTION: Final rule.

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SUMMARY: The Consumer Product Safety Improvement Act of 2008 (CPSIA) 
directs the Commission to issue standards for durable infant or toddler 
products. To comply with section 104 of the CPSIA, CPSC is issuing a 
safety standard for high chairs. This rule incorporates by reference 
ASTM F404-18, Standard Consumer Safety Specification for High Chairs 
(ASTM F404-18). In addition, this rule amends the regulations regarding 
third party conformity assessment bodies to include the safety standard 
for high chairs in the list of Notices of Requirements (NORs).

DATES: The rule will become effective on June 19, 2019. The 
incorporation by reference of the publication listed in this rule is 
approved by the Director of the Federal Register as of June 19, 2019.

FOR FURTHER INFORMATION CONTACT: Keysha Walker, Office of Compliance 
and Field Operations, U.S. Consumer Product Safety Commission; 4330 
East West Highway, Bethesda, MD 20814; email: [email protected]; 
telephone: (301) 504-6820.

SUPPLEMENTARY INFORMATION: 

I. Background and Statutory Authority

    Congress enacted the CPSIA (Pub. L. 110-314, 122 Stat. 3016), as 
part of the Danny Keysar Child Product Safety Notification Act, on 
August 14, 2008. Section 104(b) of the CPSIA requires CPSC to: (1) 
Examine and assess the effectiveness of voluntary consumer product 
safety standards for durable infant or toddler products, in 
consultation with representatives of consumer groups, juvenile product 
manufacturers, and independent child product engineers and experts; and 
(2) promulgate consumer product safety standards for durable infant or 
toddler products. Any standard CPSC adopts under this mandate must be 
substantially the same as the applicable voluntary standard, or more 
stringent than the voluntary standard if CPSC determines that more 
stringent requirements would further reduce the risk of injury 
associated with the product. Section 104(f)(1) of the CPSIA defines the 
term ``durable infant or toddler product'' as ``a durable product 
intended for use, or that may be reasonably expected to be used, by 
children under the age of 5 years,'' and section 104(f)(2)(C) 
specifically identifies high chairs as a durable infant or toddler 
product.
    On November 9, 2015, the Commission issued a notice of proposed 
rulemaking (NPR), proposing to incorporate by reference the then-
current voluntary standard for high chairs, ASTM F404-15, with more 
stringent requirements for rearward stability and warnings on labels 
and in instructional literature. 80 FR 69144; 81 FR 3354 (January 21, 
2016) (correcting an error in the NPR). After the Commission issued the 
NPR, ASTM revised the voluntary standard several times, as discussed in 
section V of this preamble, and published the current version of the 
standard, ASTM F404-18, in March 2018.
    In this final rule, the Commission is incorporating by reference 
ASTM F404-18, with no modifications, as the mandatory safety standard 
for high chairs. As section 104(b)(1)(A) of the CPSIA requires, CPSC 
staff consulted with manufacturers, retailers, trade organizations, 
laboratories, consumer advocacy groups, consultants, and the public to 
develop this standard, largely through the ASTM standard-development 
process. In addition, this final rule amends the list of NORs in 16 CFR 
part 1112 to include the standard for high chairs.

II. Product Description

    ASTM F404-18 defines a ``high chair'' as ``a free standing chair 
for a child up to 3 years of age which has a seating surface more than 
15 in. above the floor and elevates the child normally for the purposes 
of feeding or eating.'' The ASTM standard further specifies that a high 
chair may be sold with or without a tray, have adjustable heights, or 
recline for infants.\1\
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    \1\ After the Commission issued the NPR, staff learned of a 
reclined infant seat accessory for a high chair product that is 
intended for young infants. The product consists of a high chair 
base that is sold separately from, but accommodates, several seat 
accessories that are appropriate for different ages and sizes of 
children. One of the seat accessories is a reclined seat that, when 
placed on the high chair base, allows infants to be raised to the 
height of a dining table. Based on the characteristics of the infant 
seat accessory, its intended use, and marketing materials, CPSC 
staff believes that these products also meet the definition of a 
high chair.
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    High chairs are available in various designs, including four-legged 
A-frame styles, single-leg pedestals, Z-frame styles, and restaurant-
style. Construction materials often include a plastic, wood, or metal 
frame, and a padded fabric seat. Some designs include a tray or mounted 
toy accessories, fold for storage and transport, or convert for 
continued use as a child grows. ASTM F404-18 requires high chairs to 
have a passive crotch restraint (i.e., two separate bounded openings 
for the occupant's legs) and a three-point restraint system; some 
designs also include a rigid front torso support or a five-point 
restraint system with shoulder harnesses.

III. Market Description

    CPSC staff has identified 59 domestic firms that currently supply 
high chairs to the U.S. market. Thirty-three of these firms manufacture 
high chairs and the remaining 26 firms are importers. Forty-three of 
the firms (26 manufacturers and 17 importers) are small, according to 
the U.S. Small Business Administration's (SBA) standards,\2\ and the 
remaining 16 (7 manufacturers and 9 importers) are large. Of the 59 
domestic firms, 43 market their high chairs only to consumers, and 4 
sell their high chairs to both consumers and restaurants. In addition, 
staff identified 9 foreign firms that supply high chairs to the U.S. 
market, including 8 manufacturers and 1 importer. Staff also identified 
numerous high chairs that are manufactured outside the United States 
and bought domestically through online sales.
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    \2\ Under SBA size standards, a high chair manufacturer is 
``small'' if it has 500 or fewer employees, and an importer is 
``small'' if it has 100 or fewer employees.
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    At the time CPSC staff assessed the high chairs market, 13 of the 
26 small domestic manufacturers, and 9 of the 17 small domestic 
importers, reported that they complied with the ASTM standard for high 
chairs.

IV. Incident Data

    CPSC receives data regarding product-related injuries from several 
sources.

[[Page 28359]]

One source is the National Electronic Injury Surveillance System 
(NEISS), from which CPSC can estimate, based on a probability sample, 
the number of injuries that are treated in U.S. hospital emergency 
departments (U.S. EDs) nationwide that are associated with specific 
consumer products. Other sources include reports from consumers and 
others through the Consumer Product Safety Risk Management System 
(which also includes some NEISS data) and reports from retailers and 
manufacturers through CPSC's Retailer Reporting System--CPSC refers to 
these sources collectively as Consumer Product Safety Risk Management 
System data (CPSRMS).
    The preamble to the NPR summarized reports of high chair-related 
incidents that occurred between January 1, 2011 and December 31, 2014, 
which CPSC received through CPSRMS sources. For the final rule, CPSC 
staff has updated this information to reflect newly reported high chair 
incidents that occurred between January 1, 2011 and December 31, 2014, 
as well as new incidents that occurred between January 1, 2015 and 
September 30, 2017. In total, CPSC has received 1,842 reports of high-
chair related incidents that occurred between January 1, 2011 and 
September 30, 2017. These incidents involved 2 fatalities and 271 
reported injuries.\3\ Of the incidents that reported the age of the 
child involved, the majority of incidents involved children between 7 
and 18 months old.
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    \3\ The NPR indicated that CPSC had received 1,296 reports of 
high chair-related incidents that occurred between January 1, 2011 
and December 31, 2014, of which 1 was fatal and 138 reported 
injuries. Since the NPR, CPSC received an additional 546 reports of 
high-chair related incidents that occurred between January 1, 2011 
and September 30, 2017, of which 1 was fatal and 133 reported 
injuries.
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    The preamble to the NPR also summarized NEISS estimates for high 
chair-related incidents that occurred between January 1, 2011 and 
December 31, 2014. After the Commission issued the NPR, complete injury 
data became available for 2015 and 2016, and CPSC staff has updated 
this information for the final rule. Including this new data and 
extrapolating from the probability sample, CPSC staff estimates that 
there were 49,900 high chair-related injuries treated in U.S. EDs 
between January 1, 2011 and December 31, 2016. There were no deaths 
reported through NEISS for this period. There was no statistically 
significant increase or decrease in the estimated injuries from year-
to-year between 2011 and 2016, and there was no statistically 
significant trend in the data over this period. Similarly to the CPSRMS 
data, of the incidents that reported the age of the child involved, 
most incidents involved children between 7 and 23 months old.

A. Fatalities

    CPSC is aware of two fatal incidents that occurred between January 
1, 2011 and September 30, 2017. As the NPR stated, CPSC staff has been 
unable to collect detailed information about the fatal incident that 
was reported in 2014. CPSC received another report of a high chair-
related fatality in 2016; this incident involved strangulation, but 
CPSC staff was unable to obtain additional details about the incident.

B. Nonfatal Injuries

    Of the total 271 nonfatal injuries reported to CPSC through CPSRMS 
sources that occurred between January 1, 2011 and September 30, 2017, 1 
involved a child who was admitted to the hospital with a skull fracture 
and retinal hemorrhage; 15 were treated in U.S. EDs for injuries 
including a puncture wound to the forehead, a broken collarbone, a 
compound fracture of the finger, lacerations, and contusions; and 1 
reported a head injury and broken wrist, but did not indicate the 
treatment the child received. The remaining injuries primarily 
consisted of contusions, abrasions, and lacerations, resulting from 
falls or entrapment of limbs or extremities.
    The injuries and treatments reported through NEISS for 2015 and 
2016 were consistent with those for 2011 through 2014, described in the 
NPR. In most cases, the patient was treated in the U.S. ED and released 
(94 percent for 2011-2014, and 95 percent for 2015-2016). The most 
commonly injured body parts were the head (65 percent for 2011-2016) 
and face (17 percent for 2011-2016). The most common types of injuries 
were injuries to internal organs (48 percent for 2011-2014, and 51 
percent for 2015-2016), contusions and abrasions (22 percent for 2011-
2014, and 16 percent for 2015-2016), and lacerations (11 percent for 
2011-2014, and 16 percent for 2015-2016).
    CPSC staff also assessed NEISS data to determine the hazards 
associated with high chairs in restaurants. There were an estimated 
1,600 injuries treated in U.S. EDs between 2011 and 2016, which were 
related to high chairs in restaurant settings. Most incidents involved 
users falling from the high chair. Of the reports that indicated the 
cause of the fall, it commonly occurred when a child attempted to climb 
into or out of the high chair; the high chair tipped over; or consumers 
did not use restraints or the restraints failed or were defeated.

C. Hazard Patterns

    The hazards reported in the new incidents are consistent with the 
hazard patterns staff identified in the incidents presented in the NPR. 
The hazard in nearly all reported incidents, both those discussed in 
the NPR (96 percent) and in the new incidents (95 percent), involved 
issues with specific components of the high chair, including the frame, 
seat, restraint system, armrest, tray, toy accessories, and footrest. 
Design, stability, and other general product issues accounted for 4 
percent of incidents discussed in the NPR and 3 percent of the new 
incidents.
    Most of the NEISS incidents reported for 2015 and 2016 involved 
falls from high chairs, often when a child attempted to climb into or 
out of the high chair; when the chair tipped over when a child pushed 
back or rocked while in the high chair; or when a component of the high 
chair (e.g., restraint, tray, lock) failed or disengaged.

V. ASTM F404-18

    In this final rule, the Commission incorporates by reference ASTM 
F404-18. The Commission is incorporating by reference ASTM F404-18 
because it includes provisions that are the same as, or consistent 
with, the requirements proposed in the NPR, and CPSC staff believes 
that the standard addresses the hazards associated with high chairs.

A. History of ASTM F404

    ASTM F404, Standard Consumer Safety Specification for High Chairs, 
is the voluntary standard that addresses the hazard patterns associated 
with the use of high chairs. ASTM first approved and published the 
standard in 1975, as ASTM F404-75. ASTM has revised the standard 
numerous times since then. In the NPR, the Commission proposed to 
incorporate by reference ASTM F404-15, with modifications.
    After the Commission issued the NPR, ASTM revised ASTM F404 five 
times. CPSC staff worked with representatives of manufacturers, 
consumer groups, retailers, and other industry members and groups on 
the ASTM subcommittee on high chairs to develop requirements to address 
the hazards associated with high chairs, including issues and 
requirements raised in the NPR, concerns raised by members of the ASTM 
subcommittee, and comments on the NPR. CPSC staff also participated in 
the ASTM Ad Hoc Committee on Standardized Wording for Juvenile Product 
Standards (Ad Hoc TG) to finalize recommendations for warning labels, 
entitled, ``Recommended

[[Page 28360]]

Language Approved by Ad Hoc Task Group, Revision C'' (November 10, 
2017), to provide consistent and effective warnings for juvenile 
product standards. The most recent version of the standard, ASTM F404-
18, reflects the work of these groups. ASTM approved ASTM F404-18 on 
February 15, 2018, and published it in March 2018.

B. ASTM F404-18: Comparison With the NPR and Assessment of Requirements

    In the NPR, the Commission proposed to incorporate by reference 
ASTM F404-15, which addressed many of the hazard patterns associated 
with high chairs, with modifications to three areas of the standard. 
The Commission proposed more stringent requirements than those in ASTM 
F404-15 for rearward stability, warnings on labels, and instructional 
literature. Specifically, the Commission proposed:
     More stringent rearward stability requirements, including 
test procedures, a formula for determining a ``rearward stability 
index'' (RSI), and a requirement that high chairs have an RSI of at 
least 50;
     more stringent warning content, format, and placement 
requirements than those in ASTM F404-15; and
     warning content in instructional literature that aligned 
with the modified warning labels, as well as formatting requirements 
for warnings in instructions.
    The requirements in ASTM F404-18 are largely the same as those the 
Commission proposed in the NPR. ASTM F404-18 includes the same scope, 
definitions, general requirements (e.g., threaded fasteners; latching 
and locking mechanisms), performance requirements, and test methods 
that the Commission proposed to incorporate by reference from ASTM 
F404-15. In addition, ASTM F404-18 includes modifications to reflect 
the more stringent requirements the Commission proposed in the NPR, to 
address comments filed in response to the NPR, and to provide 
additional detail and clarity. The following discussion compares the 
areas in which the NPR and ASTM F404-18 differ, and describes CPSC 
staff's assessment of the ASTM F404-18 provisions.
1. Stability Requirements
    In the NPR, the Commission proposed to require the forward and 
sideways stability requirements in ASTM F404-15 and more stringent 
rearward stability requirements, consisting of a test method and 
formula for determining the RSI for a high chair, and a minimum RSI of 
50. ASTM F404-18 includes these requirements, with some additional 
details and minor changes for clarification. First, ASTM F404-18 
includes additional details about how to perform stability testing 
(e.g., using a low stretch cord), and, in particular, how to perform 
stability testing when product features vary (e.g., reclining seat 
backs; high chairs without trays; when test weights cannot be centered 
on the seat). Second, ASTM F404-18 includes minor wording changes to 
provide clarity, such as describing the point at which a high chair 
becomes unstable (for purposes of calculating the RSI) as the point 
where it ``begins to tip over,'' instead of the point at which it is on 
``the verge of tipping over.'' This wording maintains the meaning in 
the NPR, but adds clarity, in response to comments requesting 
clarification.
    CPSC staff in the Division of Mechanical and Combustion Engineering 
has reviewed the stability requirements in ASTM F404-18 and believes 
that they adequately address the stability issues associated with high 
chairs. The stability requirements in ASTM F404-18 are largely the same 
as the more-stringent stability requirements the Commission proposed in 
the NPR (maintaining the same test method, formula, and RSI limit), 
which staff believes are effective, and the minor modifications added 
to ASTM F404-18 add clarity and detail.
2. Warning Label Requirements
    In the NPR, the Commission proposed more stringent warning label 
content, format, and placement requirements than those in ASTM F404-15. 
ASTM F404-18 also includes more stringent warning label requirements 
than those in ASTM F404-15, but the requirements are not identical to 
those in the NPR.
    Content. The content of the warnings in ASTM F404-18 are nearly 
identical to those the Commission proposed in the NPR, with minor 
changes to some wording. For example, ASTM F404-18 requires the phrase 
``Fall Hazard'' to appear before the warning statement. In addition, 
one of the NPR warnings stated: ``children have suffered skull 
fractures after falling from high chairs''; in contrast, ASTM F404-18 
states: ``children have suffered severe head injuries including skull 
fractures when falling from high chairs.'' ASTM F404-18 also includes 
some changes to how warnings are phrased, but conveys the same 
information as the wording in the NPR (e.g., ``falls can happen 
quickly,'' versus ``falls can happen suddenly'').
    CPSC staff in the Division of Human Factors (HF) has reviewed the 
warning label content requirements in ASTM F404-18 and believes that 
the warning content is largely consistent with that in the NPR, 
addressing the same general information, and staff concludes that the 
changes do not undermine the effectiveness of the warnings. Staff 
believes that warning of severe head injuries, coupled with citing 
skull fractures as one possible example of such an injury, is an 
effective way to warn users about the potential consequences of the 
fall hazard. Moreover, staff believes that this warning avoids the 
impression that the NPR language may have given, which is that skull 
fractures are the only type of potential injury. In addition, staff 
believes that the phrase, ``Fall Hazard,'' is unnecessary, but is not 
problematic.
    Format. The NPR and ASTM F404-18 include the same requirements for 
size and organization of warning labels, but handle some other 
formatting requirements differently. After the Commission issued the 
NPR, the Ad Hoc TG finalized its recommendations for warning labels, 
which address warning format. The goal of the Ad Hoc TG recommendations 
is to provide consistent and effective warnings for juvenile products 
by addressing warning format issues that impact consumer attention, 
readability, hazard perception, and avoidance behaviors.
    The Ad Hoc TG recommendations are based largely on the requirements 
of ANSI Z535.4, American National Standard for Product Safety Signs and 
Labels (ANSI Z535.4), with additional content to account for the wide 
range and unique nature of durable nursery products, the concerns of 
industry representatives, and CPSC staff's recommendations. ANSI Z535.4 
addresses format topics, such as safety alert symbols, signal words, 
panel format, color, and letter style; and additional Ad Hoc TG 
recommendations address text size, alignment, and organization.
    The warning format requirements in ASTM F404-18 align with the Ad 
Hoc TG recommendations. The warning format requirements in the NPR 
differ from ASTM F404-18 in the following ways:
     Where the NPR proposed a specific typeface and required 
certain words to be in bold, ASTM F404-18 only recommends avoiding 
certain kinds of typeface (e.g., narrow); and
     where the NPR detailed specific requirements for colors, 
borders, typeface, and referred to ANSI Z535.4 for optional additional 
guidance, ASTM F404-18 simply requires conformance to ANSI Z535.4, 
which includes provisions on these topics.
    HF staff has reviewed the warning label format requirements in ASTM

[[Page 28361]]

F404-18 and believes that they are appropriate. The warning format 
requirements in ASTM F404-18 are largely consistent with the provisions 
in the NPR, because the NPR discussed the same format topics and 
referenced ANSI Z535.4; and the requirements resolve many of the 
comments filed in response to the NPR by clarifying conflicting or 
unclear provisions. Because the requirements align with the Ad Hoc TG 
recommendations, staff believes they are effective.
    Placement. The NPR proposed requiring all warning content to appear 
on one label that was visible both when putting a child in the high 
chair and once a child was in the high chair. ASTM F404-18 allows the 
warning content to appear on two labels. One label, addressing fall 
injuries and restraints, must be visible when putting a child in the 
high chair; the second label, addressing attendance, must be visible 
when a child is in the high chair.
    HF staff has reviewed the warning label placement requirements in 
ASTM F404-18 and believes that they are sufficient. In response to the 
NPR, commenters identified challenges the placement requirements in the 
NPR posed. For example, commenters noted that it would be difficult for 
high chair models with design or size limitations to meet the placement 
requirements proposed in the NPR because the proposal required a single 
label with more content that was visible during all stages of use. 
After considering these comments, staff agrees that the two warning 
labels ASTM F404-18 requires are justified. Staff believes that the 
placement requirements in ASTM F404-18 are adequate because they 
require each of the warnings to be visible at the time the information 
is most relevant.
    First, ASTM F404-18 requires the fall-related warnings to be 
visible to caregivers when putting a child into the high chair. Warning 
caregivers of the hazard, potential injuries, and how to avoid the 
hazard is most relevant when they are placing the child into the high 
chair, because it informs them of the risks from the outset of use, and 
may motivate them to use restraints appropriately. Thus, it is likely 
more important to include these warnings on a label that is visible 
when placing a child in the high chair, than on a label that is visible 
during use. Second, ASTM F404-18 requires the warning to ``stay near 
and watch child during use'' to be visible when the child is in the 
high chair. Reminding caregivers to supervise children is most relevant 
when a child is already in the high chair, and the caregiver may become 
distracted or leave the child unattended. Accordingly, it is likely 
more important to include this warning on a label that is visible 
during use, rather than on a label that is visible when initially 
putting a child into the high chair. Thus, although staff believes it 
would be ideal to convey all warning information in a place that is 
visible during all stages of use, given design and space limitations, 
the placement requirements in ASTM F404-18 are appropriate.
3. Instructional Literature Requirements
    In the NPR, the Commission proposed more stringent content and 
design requirements for warnings in instructional literature than those 
in ASTM F404-15. ASTM F404-18 also requires more stringent 
instructional literature requirements than ASTM F404-15, although the 
design requirements are not identical to those in the NPR.
    The warning content requirements for instructional literature in 
ASTM F404-18 are consistent with those in the NPR. Both the NPR and 
ASTM F404-18 required instructional literature to contain the warning 
statements specified for on-product warning labels, by referencing the 
applicable sections regarding on-product warning labels (i.e., Section 
8).
    With respect to the design of warnings in instructional literature, 
the NPR proposed highly contrasting colors and referenced ANSI Z535.6, 
Product Safety Information in Product Manuals, Instructions, and 
Collateral Materials (ANSI Z535.6), for optional design guidance. Like 
the NPR, ASTM F404-18 references ANSI Z535.6, but also includes more-
detailed requirements regarding text size, alignment, and organization, 
and requires conformance with ANSI Z535.4 (with some exceptions for 
areas that are not critical for instructions). These requirements 
eliminate some areas of confusion commenters noted regarding the 
requirements proposed in the NPR.
    HF staff has reviewed the instructional literature requirements in 
ASTM F404-18 and believes they are effective. The requirements in ASTM 
F404-18 are consistent with the types of formatting and content 
provisions proposed in the NPR and are based on the Ad Hoc TG 
recommendations, which staff believes are effective and resolve areas 
of confusion raised in the NPR comments.
4. Restaurant-Style High Chairs
    The NPR discussed whether a mandatory standard should apply to 
restaurant-style high chairs (i.e., high chairs intended for use in 
restaurants, also known as ``food service high chairs'') or whether the 
hazards, environment, and product features useful in a restaurant, as 
well as compliance costs, justified fully or partially exempting 
restaurant-style high chairs from the final rule or creating different 
requirements for them. The ASTM standard does not distinguish 
restaurant-style high chairs from those intended for home use, and 
applies to all high chairs.
    CPSC has determined that restaurant-style high chairs should remain 
within the scope of the final rule, consistent with ASTM F404-18. NEISS 
data indicate that an estimated 1,600 incidents related to high chairs 
occurred in restaurants and were treated in U.S. EDs between 2011 and 
2016. The hazard patterns in these incidents appear similar to those in 
homes, primarily involving children falling from high chairs due to 
issues with restraints, tip overs, or when a child was climbing into or 
out of the high chair. In addition, CPSC staff identified four firms 
that sell restaurant-style high chairs to both restaurants and 
consumers. Finally, section 104 of the CPSIA requires the Commission to 
adopt a mandatory standard that is substantially the same as the 
voluntary standard, or more stringent than the voluntary standard. 
Because the voluntary standard for high chairs applies to all high 
chairs, including those used in restaurants, excluding them from the 
final rule or applying less stringent requirements for restaurant-style 
high chairs would be inconsistent with the CPSIA.

C. Incorporation by Reference

    The Office of the Federal Register (OFR) has regulations concerning 
incorporation by reference. 1 CFR part 51. These regulations require 
the preamble to a final rule to summarize the material and discuss the 
ways in which the material the agency incorporates by reference is 
reasonably available to interested persons, and how interested parties 
can obtain the material. 1 CFR 51.5(b). In accordance with the OFR 
regulations, this section summarizes ASTM F404-18, and describes how 
interested parties may obtain a copy of the standard.
    ASTM F404-18 contains requirements concerning:
     Threaded fasteners;
     sharp edges and points;
     small parts;
     wood parts;
     latching or locking mechanisms;
     permanency of labels;
     openings;
     lead in paint;

[[Page 28362]]

     forward, sideways, and rearward stability;
     exposed coil springs;
     scissoring, shearing, and pinching;
     restraint systems;
     structural integrity;
     tray latch release mechanisms;
     side containment;
     protrusions;
     protective components;
     tray or front torso support;
     static loads on the seat, step, footrest, and tray;
     bounded openings;
     warnings and labels; and
     instructional literature.

    The standard also includes test methods to assess conformance with 
these requirements.
    Interested parties may obtain a copy of ASTM F404-18 from ASTM, 
through its website (http://www.astm.org), or by mail from ASTM 
International, 100 Bar Harbor Drive, P.O. Box 0700, West Conshohocken, 
PA 19428. Alternatively, interested parties may inspect a copy of the 
standard at CPSC's Office of the Secretary.

VI. Comments Filed in Response to the NPR

    CPSC received 16 comments in response to the NPR. The comments are 
available in the docket for this rulemaking, CPSC-2015-0031, at: 
www.regulations.gov. A summary of the comments, grouped by topic, and 
CPSC staff's responses are below.

A. Effective Date

    Comment: CPSC received a comment from four consumer advocate groups 
that supported the proposed 6-month effective date. Another commenter, 
representing juvenile product manufacturers, requested a 1-year 
effective date, stating that additional time would be necessary to 
change products to meet the new requirements, particularly for warning 
labels and instructional literature.
    Response: The warning label and instructional literature 
requirements in the final rule should require less-burdensome product 
changes than the proposed rule, particularly because the final rule 
allows for two separate labels with distinct placement requirements. 
This reduces the need for a longer effective date. However, some firms 
will need to modify their products to meet the final rule. For 49 
percent of small firms, CPSC staff cannot rule out the possibility that 
the final rule will have a significant economic impact. In addition, 
staff believes that some firms may not be aware of the ASTM standard or 
that CPSC is issuing a rule on high chairs. A longer effective date 
would reduce this impact. Accordingly, the Commission is providing a 
longer effective date for the final rule than proposed. The rule will 
take effect 12 months after publication of this final rule.

B. Passive Crotch Restraint

    Comment: One commenter stated that the ASTM requirement that 
passive crotch restraints must be permanently attached to a high chair 
or tray before shipment (section 6.9.1.5) should not apply to high 
chairs for which consumers assemble every component, with instructions.
    Response: CPSC believes that this exception would be inappropriate 
for two reasons. First, CPSC staff believes that it is important for 
passive restraints to be attached permanently to a high chair or tray 
before shipment, because it helps ensure that users do not 
intentionally or inadvertently assemble or use a high chair without the 
passive restraint. This requirement is intended to reduce the 
likelihood of death from positional asphyxia. Second, section 104 of 
the CPSIA does not permit CPSC to create such an exception. Section 104 
requires the Commission to adopt a mandatory standard for high chairs 
that is ``substantially the same as'' or ``more stringent than'' the 
voluntary standard. Because ASTM F404 requires permanent attachment of 
passive restraints (and has since 2015), creating an exception to this 
requirement would be less stringent than the voluntary standard.

C. Rearward Stability

    Two commenters raised issues regarding the clarity and 
repeatability of the proposed rearward stability requirements.
    Comment: One commenter pointed out that Sec.  1231.2(b) of the 
proposed rule, which the Commission proposed to replace section 6.5 of 
ASTM F404-15, would have required compliance with sections 7.7.2.4 to 
7.7.2.4.6 of ASTM F404, instead of all of section 7.7.
    Response: Some section references were mistakenly omitted from the 
ASTM standard when ASTM revised the stability requirements in the 
standard. Correspondingly, the NPR included incomplete section 
references. ASTM corrected this error in later revisions to ASTM F404. 
Section 6.5 of ASTM F404-18, which the Commission incorporates by 
reference in this final rule, now properly references all of section 
7.7.
    Comment: One commenter stated that the phrase ``verge of tipping 
over,'' used to determine the RSI, is subjective, and will cause 
variation in measurements of tipping distance.
    Response: ASTM revised this language in ASTM F404-18 to add 
clarity, and the provision now states: ``the point that [the high 
chair] becomes unstable and begins to tip over,'' which CPSC staff 
believes addresses this issue.
    Comment: One commenter stated that the rearward tipping force load 
application ``must be reached in at least 5 seconds'' and suggested 
that the load force varies, depending on how quickly or slowly a 
particular tester applies this load, leading to variation in the RSI of 
about 4 points.
    Response: ASTM F404-15, which was in effect at the time the 
Commission issued the NPR, stated: ``Gradually apply the force over a 
period of 5 s.'' In the NPR, the Commission proposed to modify this 
language to state: ``Gradually increase the horizontal force over a 
period of at least 5 seconds.'' ASTM F404-18 includes the language 
proposed in the NPR, which makes it clear that 5 seconds is a minimum, 
not a maximum, timeframe, and to emphasize that testers should apply 
the load slowly and steadily. As in other ASTM standards that include 
stability requirements, the 5-second reference is not meant to be an 
upper time limit during which testers must hurriedly apply force. If 
testers apply force sufficiently slowly, negligible dynamic force 
should factor into the equation and maximum tip-over force readings 
will be consistent.
    Comment: One commenter stated that the wording, diagram, and 
calculation formula for rearward stability in the NPR are confusing and 
flawed, including confusing identifiers, crossed out words, and 
multiple definitions of ``F.''
    Response: ASTM revised the diagram in ASTM F404-18 to resolve these 
issues, removing crossed out words and defining the forces more 
clearly, by designating F1 and F2 as unique and clearly identified 
forces. Likewise, the RSI calculation in ASTM F404-18 includes the 
maximum F2 force, rather than the original, ambiguous force F. The new 
diagram is in ASTM F404-18 Figure 10, and the RSI formula is in section 
7.7.2.6(4).

D. Warning Labels

1. Content
    CPSC received five comments that discussed issues related to 
warning content. One commenter supported the Commission's proposed 
warning content, particularly the statement: ``Falls can happen quickly 
if child is not restrained properly.'' Another

[[Page 28363]]

commenter supported the warning content in ASTM F404-15, rather than 
the NPR, but did not provide specific reasons for preferring the ASTM 
content. The remaining three comments discussed the following issues.
    Comment: Two commenters were concerned about the increased length 
of the proposed warning, and one of the two was concerned with the 
proposed requirement that all warning information appear on a single 
label.
    Response: These comments address two related issues--spreading 
warning content across multiple labels, and the length of warning 
content. With respect to the first issue, the NPR proposed to require 
all warnings to appear on a single label. The NPR and staff's 
supporting briefing package explained the reasons for that proposed 
requirement. As an example, in ASTM F404-15, the warning: ``Never leave 
child unattended,'' did not appear on the same label that described the 
fall hazard and potential consequences. However, never leaving a child 
unattended is one behavior consumers can use to avoid the fall hazard. 
Consequently, staff believed that the warning would be more effective 
if the mitigating behavior appeared on the same label as the 
information about the hazard and consequences. Unlike the NPR, ASTM 
F404-18 spreads the required warnings across two labels. As section V 
of this notice discusses, HF staff believes that spreading the warnings 
across two labels is acceptable.
    With respect to the length of warning content, the warnings the 
Commission proposed in the NPR were longer than the warnings in ASTM 
F404-15. ASTM F404-18 includes revised warning content that is 
consistent with the NPR. CPSC staff worked with ASTM to ensure that 
ASTM F404-18 includes the essentials of the warnings the NPR proposed, 
but also addresses comments submitted in response to the NPR, and ASTM 
subcommittee members' concerns. This final rule incorporates by 
reference ASTM F404-18, without modifications. CPSC staff maintains 
that the additional warning content proposed in the NPR, and the 
analogous content in ASTM F404-18, is appropriate, because it addresses 
deficiencies in the warning content in ASTM F404-15. For example, the 
description of injuries that could be sustained from high chair 
incidents in ASTM F404-15 (i.e., ``serious injury or death'') was 
vague. Research suggests that more explicit descriptions improve 
consumer compliance with recommended hazard-avoidance behaviors. 
Similarly, the warning in ASTM F404-15 did not describe the speed with 
which incidents can occur. This information is important because 
consumers have reported that they may not use restraints on high chairs 
because they think they can notice and stop emerging incidents in time. 
In addition, the warning did not state that a tray is not intended to 
restrain a child. This information is necessary because consumers have 
reported that they consider the tray, functionally, to be part of a 
high chair's restraint system, and some incidents suggest that 
consumers rely on the tray alone to restrain the child. Finally, the 
warning lacked a statement about properly adjusting the restraint 
system. There have been fall-related incidents where children were 
restrained, but the restraint system was loose or otherwise allowed the 
child to wriggle out.
    Staff acknowledges that consumers are more likely to fully read 
short warnings than longer ones. However, brevity is only one factor to 
consider when designing a warning. A short warning is unlikely to be 
effective if it does not convey all key information about the hazards, 
and carefully selected additional content can enhance consumer 
compliance with warnings. In addition, staff does not consider the 
warnings in the NPR and ASTM F404-18 to be unusually long, or so long 
that they would dissuade consumers from reading the full content.
    Comment: Two commenters stated that referring to serious injuries 
broadly, such as ``serious injury or death,'' is likely to be more 
effective than a specific and limited reference to ``skull fractures.'' 
One of these commenters stated that referring to skull fractures alone, 
may cause caregivers to ignore other, more frequent risks.
    Response: ASTM F404-18 includes broader language (i.e., ``severe 
head injuries'') than the Commission proposed in the NPR, in addition 
to the specific injuries (i.e., ``skull fractures'') referenced in the 
NPR warning. Staff believes that including the broader language avoids 
the perception that skull fractures are the only type of serious 
injuries that occur. Staff believes that coupling the broad and 
specific injuries, rather than stating only the broader injury, is 
important to improve consumer compliance with the recommended hazard-
avoidance behavior because research shows that more explicit or 
detailed information in a warning increases warning effectiveness, and 
vividness increases the salience of the message, which triggers the 
reader's motivation to act.
    Comment: Two commenters noted that CPSC should not require the 
warning statement about trays (i.e., ``Tray is not designed to hold 
child in chair'') for high chairs that do not have trays.
    Response: CPSC agrees with this comment. ASTM F404-18 requires the 
same warning regarding trays as the Commission proposed in the NPR, but 
only requires this warning for high chairs that are designed to be used 
with a tray.
2. Format
    CPSC received several comments regarding the warning format 
requirements proposed in the NPR. A summary of the comments, and 
staff's responses, are below. First, however, is a general discussion 
of the changes to warning format requirements in the ASTM standard 
since the NPR. These changes are the result of the Ad Hoc TG's efforts 
and address comments CPSC received about warning format.
    After the Commission issued the NPR, there were several 
developments related to warning format and design. In short, the Ad Hoc 
TG finalized and published recommendations for warning format, and ASTM 
revised the warning requirements in ASTM F404-18 to be consistent with 
the Ad Hoc TG recommendations.
    The Ad Hoc TG was formed to develop standardized language across 
ASTM juvenile products standards, and was developing recommendations 
for warning format when the Commission issued the high chairs NPR. HF 
staff serves on the Ad Hoc TG, as well as the ANSI Z535 Committee on 
Safety Signs and Colors. In this capacity, staff collaborated with the 
other members of the Ad Hoc TG to develop the finalized recommendations 
for warning format.
    With the goal of providing consistent formatting requirements for 
all juvenile-product standards and addressing warning format issues 
that impact the effectiveness of warnings, the Ad Hoc TG 
recommendations require warning content to be ``easy to read and 
understand''; not contradict information elsewhere on the product; be 
in English (at a minimum); and meet various formatting requirements. 
The formatting requirements include minimum text size; text alignment; 
bullet, lists, outline, and paragraph forms for hazard-avoidance 
statements; and compliance with sections of ASNI Z535.4--specifically, 
sections 6.1 to 6.4 (which include requirements for safety alert 
symbols, signal words, and warning panel format, arrangement, and 
shape), 7.2 to 7.6.3 (which include color requirements), and 8.1 (which 
addresses letter style). The Ad Hoc TG recommendations also include

[[Page 28364]]

recommended requirements for general labeling issues, such as labeling 
permanency, and content related to manufacturer contact information and 
date of manufacture.
    The Ad Hoc TG recommendations and the resulting changes to ASTM 
F404-18 address many of the comments filed in response to the proposed 
warning format requirements in the NPR. Below are the comments CPSC 
received on that topic, and staff's responses.
    Comment: Four commenters objected to the NPR proposal to require 
``key words'' to appear in boldface, because the phrase is open to 
interpretation. One commenter also noted that because the NPR proposed 
to require warnings to ``address'' the specified warning content, 
rather than state it exactly as phrased in the standard, a rule could 
not designate specific words as ``key words.''
    Response: The commenter is correct that the standard does not 
define ``key words'' and requires warning statements to ``address'' the 
specified warning content, rather than state it exactly as it is worded 
in the standard. ASTM F404-18 does not include this proposed 
requirement.
    Comment: Three commenters stated that there is no clear definition 
or understanding of ``non-condensed'' sans serif typeface, and this 
provision may be misinterpreted or confusing. One commenter also stated 
that some compressed and narrow typefaces are easy to read, and 
therefore, the rule should not preclude them.
    Response: There is no formal definition of ``non-condensed 
typeface,'' and some condensed typefaces could be adequately legible. 
ASTM F404-18 does not include the proposed provision or prohibit the 
use of condensed type, but it does include a note that recommends 
avoiding typefaces with ``large height-to-width ratios, which are 
commonly identified as `condensed,' `compressed,' `narrow,' or 
similar.''
    Comment: Two commenters stated that the proposed note, referring 
readers to ANSI Z535.4 for ``optional additional guidance,'' may not be 
clear to manufacturers or test laboratories.
    Response: ASTM F404-18 does not include the proposed note; instead, 
the standard includes specific warning format requirements and requires 
conformance to the 2011 version of ANSI Z535.4.
    Comment: Two commenters stated that the reference to 
``instructions'' in section 8.4.2 of the NPR is inappropriate because 
section 8 of the standard addresses warnings, not instructions (which 
are addressed in section 9).
    Response: ASTM F404-18 corrects this inconsistency, referring to 
``marking or labeling'' rather than ``labels or written instructions.''
    Comment: One commenter stated that the NPR proposal that warning 
message text must be black on a white background conflicts with the NPR 
proposal that warning statements be in ``highly contrasting colors.''
    Response: ASTM F404-18 does not include the proposed requirements 
as they were stated in the NPR. Instead, ASTM F404-18 requires 
conformance with ANSI Z535.4-2011, section 7.3, which requires message 
panel text to be black lettering on a white background or white 
lettering on a black background. These color requirements apply unless 
special circumstances preclude the use of these colors (section 7.6.3), 
in which case the warning text must contrast with the background.
    Comment: One commenter stated that the proposed warning 
requirements should apply only to the warnings that the standard 
requires, and not to additional warnings that are not requirements.
    Response: Since the Commission issued the NPR, CPSC staff has 
continued to work with the Ad Hoc TG to develop final warning format 
recommendations, which ASTM F404-18 includes. Consistent with the Ad 
Hoc TG recommendations, ASTM F404-18 requires all warnings to meet the 
format requirements in the standard. CPSC staff believes that all 
warning statements should meet these format requirements because they 
are important to capture consumer attention, improve readability, and 
increase hazard perception and avoidance behavior.
    Comment: Two commenters recommended that CPSC wait to issue a 
mandatory standard for warnings until the Ad Hoc TG completes its work 
on general warning format requirements.
    Response: The Ad Hoc TG has completed and published its 
recommendations, and ASTM F404-18 includes updates to reflect those 
recommendations.
3. Placement
    Comment: Four commenters discussed warning placement. One commenter 
supported the proposed placement requirements (i.e., that the warning 
be visible while placing the child in the high chair and while the 
child is seated in the high chair) and the remaining three commenters 
did not. These three commenters raised general concerns about limited 
space on some high chairs, especially models with low seatbacks. The 
commenters stated that it would be difficult, and perhaps impossible, 
to meet the proposed placement requirements on those models, suggesting 
that manufacturers would have to redesign or discontinue the models. 
The commenters emphasized the need for flexibility. One commenter 
stated that there is no clear evidence that a label that is visible 
when a child is in a high chair, or a secondary label if the seatback 
is not high enough, will actually change caregivers' behaviors.
    Response: Consistent with these comments, ASTM F404-18 includes 
modified warning placement requirements, which provide greater 
flexibility than the requirements proposed in the NPR. ASTM F404-18 
requires two labels, each with respective placement requirements, which 
CPSC staff believes are sufficient. ASTM F404-18 requires that fall-
related warnings be visible to a caregiver only when placing a child 
into the high chair. CPSC staff believes this is sufficient because 
this allows caregivers to see the warning about the hazard, its 
consequences, and the key actions to avoid the hazard, immediately 
before this information is relevant. Although the warning may not be 
visible once a child is in the high chair, the warning likely would be 
visible when the high chair is not in use, exposing consumers to the 
message at other times, such as when cleaning or moving the high chair.
    ASTM F404-18 also requires a second warning statement (which may 
appear on a separate label), instructing caregivers to ``stay near and 
watch child during use.'' This warning must be ``conspicuous'' (i.e., 
visible to a person standing near the high chair when a child is in the 
high chair, but not necessarily visible from all positions). Commenters 
and ASTM high chair subcommittee members have pointed out that this 
warning statement also applies to hazards other than falls, such as 
choking hazards. CPSC staff agrees and believes that this warning, in a 
conspicuous location, separate from the fall-related warning, will 
serve as a general reminder to remain with a child who is in the high 
chair. Because the warning statement must be visible when the child is 
still seated in the high chair, caregivers will be more likely to see 
the warning when they are about to leave the seated child than if the 
warning statement were included as part of the warning that must be 
visible while placing the child into the high chair.
4. Miscellaneous Comments About Warning Labels
    Comment: Three commenters stated that there is no justification to 
revise the ASTM F404-15 warning requirements.

[[Page 28365]]

Two of these commenters noted that ASTM F404-15 had only recently been 
adopted, so there is no evidence that the warning requirements are 
ineffective.
    Response: In accordance with the statutory language in the CPSIA, 
when assessing an ASTM standard for rulemaking under section 104, CPSC 
staff considers whether more stringent requirements would further 
reduce the risk of injury associated with the product. Accordingly, for 
this rulemaking, staff considered whether more stringent warning 
requirements for high chairs would further reduce the risk of injury, 
were appropriate, and were supported by scientific and technical 
literature. Based on staff's assessment, the NPR proposed more 
stringent warning requirements, many of which ASTM F404-18 includes.
    Comment: One commenter stated that large warning labels would be 
sufficient to address the hazards associated with high chairs.
    Response: Staff does not believe that warnings, alone, are 
sufficient to address the demonstrated hazards. Literature on safety 
and warnings consistently identifies a hierarchy of approaches to 
controlling hazards. In this hierarchy, warnings are less effective at 
eliminating or reducing exposure to hazards than designing the hazard 
out of a product or guarding consumers from the hazard. Warnings are 
less effective than these other approaches because they do not prevent 
consumer exposure to the hazard. Rather, warnings rely on educating 
consumers about the hazard and then persuading them to alter their 
behavior to avoid the hazard. For warnings to be effective, consumers 
need to behave consistently, which may not be the case when situational 
factors, such as fatigue, stress, or social influences, impact 
precautionary behavior. As a result, warnings should supplement, rather 
than replace, design standards or provisions that attempt to guard 
consumers from a hazard, unless those alternatives are not possible.
    Comment: One commenter recommended adding pictograms to the warning 
provisions in the standard to convey the hazard effectively and reduce 
language barriers.
    Response: Well-designed graphics may be useful to convey the fall 
hazard associated with high chairs. However, designing effective 
graphics can be difficult. Some seemingly obvious graphics can be 
misinterpreted. Consequently, CPSC staff believes that it is 
appropriate to permit supporting graphics in high chair warnings, but 
not require them.
    Comment: One commenter noted that the NPR included warning 
requirements for high chairs that have seats that are also used as 
seats in strollers, but does not address high chairs with seats that 
also function as booster seats.
    Response: A product with a seat that functions as a seat for a high 
chair and a booster seat must meet the requirements in both the high 
chair and booster seat standards. CPSC staff believes that 
manufacturers are capable of meeting the requirements of both 
standards, and therefore, staff does not believe that revisions to the 
requirements are necessary.

E. Instructional Literature

    Comment: Three commenters expressed confusion about the proposed 
color requirements for instructional literature in the NPR. Two 
commenters stated that the requirements were contradictory, and another 
commenter stated that the proposed color requirements take away the 
flexibility to use other colors.
    Response: CPSC agrees that the proposed color requirements for 
instructional literature may be unclear and that manufacturers should 
have some flexibility in choosing colors for instructional literature. 
After the Commission issued the NPR, the Ad Hoc TG published 
recommendations for the format of warnings in instructional literature. 
The instructional literature requirements in ASTM F404-18 are based on 
those recommendations, and CPSC believes that the requirements are 
appropriate and address commenters' concerns. ASTM F404-18, section 
9.3, clarifies that instructional literature is not required to meet 
the same color requirements as on-product labels. Instead, section 9.4 
of ASTM F404-18 provides flexibility, stating that warnings must stand 
out within instructional literature, by requiring ``the signal word and 
safety alert symbol [to] contrast with the background of the signal 
word panel, and the warnings [to] contrast with the background of the 
instructional literature.''
    Comment: Two commenters stated that the sentence ``Additional 
warnings similar to the statements included in this section shall also 
be included,'' which was in proposed Sec.  1231.2(e)(1) in the NPR, was 
unclear.
    Response: The ASTM high chairs subcommittee replaced this statement 
in ASTM F404-18 with a new section 9.3, which states: ``The 
instructions shall address the following additional warnings.'' This 
modification should resolve any confusion.
    Comment: Two commenters stated that the note proposed in the NPR, 
referring readers to ANSI Z535.6 for ``optional additional guidance,'' 
may not be clear to manufacturers or test laboratories.
    Response: ASTM standards regularly use ``notes'' to make 
suggestions that are not mandatory requirements. Because other ASTM 
standards include notes, manufacturers and test laboratories understand 
their meaning and know that they are not requirements. In addition, the 
Ad Hoc TG recommendations, which were developed in collaboration with 
industry members, reference ANSI Z535.6 for additional guidance on the 
design of warnings in instructional literature. In accordance with that 
recommendation, ASTM F404-18 includes the note referring to ANSI 
Z535.6.

F. Restaurant-Style High Chairs

    Comment: CPSC received three comments about restaurant-style high 
chairs. Commenters suggested that stability or warning and 
instructional requirements, alone, would be adequate for restaurant-
style high chairs; that there should be a separate commercial high 
chair standard; or that no standard is necessary for these products. 
Commenters cited several reasons to create a different standard for 
restaurant-style high chairs. For example, commenters noted that 
restaurant settings make particular features useful in a high chair, 
such as large seats, trayless designs, and the ability to stack 
multiple high chairs. In addition, consumer behavior, such as more-
attentive supervision of children, may occur in restaurant settings. 
Moreover, commenters stated, injury data do not indicate a need to 
regulate these products. One manufacturer noted receiving complaints 
about a restaurant-style high chair that conformed to ASTM F404. The 
complaints stated that it was difficult for children to get in and out 
of the chair, the chair did not accommodate children wearing bulky 
clothing, and the chair did not accommodate children over one-year old. 
One commenter noted that some restaurant-style high chairs are only 
available through commercial portals, while another commenter noted 
that restaurant-style high chairs are sold to the public for home use. 
Commenters suggested using educational efforts, such as affixing labels 
or instructions to restaurant-style high chairs to inform consumers and 
restaurant staff about proper use, the intended setting, and hazards; 
or providing similar information on packaging, product websites, and at 
points of sale.

[[Page 28366]]

    Response: CPSC understands that there may be differences in the 
useful features and level of supervision in restaurant settings and 
homes. It is possible that requiring restaurant-style high chairs to 
meet ASTM F404-18 would interfere with design features that make high 
chairs useful in a restaurant setting, such as large leg openings. In 
addition, it is possible that design features that meet ASTM F404-18 
could contribute to injuries in a restaurant setting. For example, 
small leg openings could make it more difficult to remove children from 
a high chair when they are wearing bulky outerwear or shoes; or 
consumers may opt for potentially hazardous alternatives to a high 
chair if the high chair is inconvenient to use, such as placing 
children on an unsecured and elevated chair. However, CPSC staff does 
not have evidence that these possibilities will occur.
    To the contrary, CPSC has several reasons to believe that the final 
rule should apply to all high chairs, including restaurant-style high 
chairs. First, after issuing the NPR, CPSC staff further examined 
incident data to determine the extent to which high chair-related 
injuries occur in restaurant settings. Staff found that between 2011 
and 2016, there were an estimated 1,600 injuries treated in U.S. EDs 
that involved high chairs in restaurant settings. Most incidents 
involved children falling from high chairs, commonly when climbing into 
or out of the high chair, when the high chair tipped over, or when 
restraints were not used, failed, or were defeated. These hazard 
patterns are consistent with high chair incidents in homes. As a 
result, CPSC believes that there is no safety justification to exclude 
restaurant-style high chairs from the final rule.
    Second, although only a small number of firms sell restaurant-style 
high chairs directly to consumers for use in their homes, these sales 
indicate that the features and settings for restaurant-style high 
chairs do not provide a basis for distinguishing them from home-use 
high chairs. CPSC staff identified four firms that supply high chairs 
to the U.S. market that sell their high chairs to both consumers and 
restaurants.
    Third, CPSIA section 104 requires the Commission to adopt a 
mandatory standard that is substantially the same as the voluntary 
standard, or more stringent than the voluntary standard. Because ASTM 
F404 applies to all high chairs, excluding restaurant-style products 
from the mandatory standard would make the mandatory standard less 
stringent than the voluntary standard, contrary to the CPSIA 
requirement.

VII. Final Rule

    Section 1231.2(a) of the final rule requires high chairs to comply 
with ASTM F404-18 and incorporates the standard by reference. Section V 
of this preamble describes the OFR requirements for incorporating 
material by reference. In accordance with those requirements, section V 
summarizes ASTM F404-18, explains how the standard is reasonably 
available to interested parties, and how interested parties may obtain 
a copy of the standard.
    The final rule also amends 16 CFR part 1112 to add a new Sec.  
1112.15(b)(44) that lists 16 CFR part 1231, Safety Standard for High 
Chairs, as a children's product safety rule for which the CPSC has 
issued an NOR. Section XIII of this preamble provides additional 
information about certifications and NORs.

VIII. Effective Date

    The Administrative Procedure Act (5 U.S.C. 551-559) generally 
requires that agencies set an effective date for a final rule that is 
at least 30 days after the Federal Register publishes the final rule. 5 
U.S.C. 553(d). The NPR proposed that the final rule for high chairs, 
and the amendment to part 1112, would take effect 6 months after 
publication. CPSC received comments requesting an implementation date 
of 1 year, asserting that additional time would be necessary for firms 
to modify products to meet the standard. CPSC believes that 1 year is 
sufficient for firms to modify their products to meet the new standard. 
Therefore, this rule will take effect 1 year after publication in the 
Federal Register, and will apply to products manufactured or imported 
on or after that date.

IX. Paperwork Reduction Act

    This rule contains information collection requirements that are 
subject to public comment and Office of Management and Budget (OMB) 
review under the Paperwork Reduction Act of 1995 (PRA; 44 U.S.C. 3501-
3521). Under the PRA, CPSC must estimate the ``burden'' associated with 
each ``collection of information.'' 44 U.S.C. 3506(c).
    In this rule, section 8 of ASTM F404-18 contains labeling 
requirements that meet the definition of ``collection of information'' 
in the PRA. 44 U.S.C. 3502(3). In addition, section 9 of ASTM F404-18 
requires instructions to be provided with high chairs; however, CPSC 
believes this requirement can be excluded from the PRA burden estimate. 
OMB allows agencies to exclude from the PRA burden estimate any ``time, 
effort, and financial resources necessary to comply with a collection 
of information that would be incurred by persons in the normal course 
of their activities,'' if the disclosure activities required to comply 
are ``usual and customary.'' 5 CFR 1320.3(b)(2). Because high chairs 
generally require use and assembly instructions, and CPSC staff is not 
aware of high chairs that generally require instructions but lack them, 
CPSC believes that providing instructions with high chairs is ``usual 
and customary.'' For this reason, CPSC's burden estimate includes only 
the labeling requirements.
    The preamble to the NPR discussed the information collection burden 
of the proposed rule and requested comments on the accuracy of CPSC's 
estimates. 80 FR 69158 to 69159. CPSC did not receive any comments 
about the information collection burden of the proposed rule. However, 
the information collection burden has changed since the NPR because 
CPSC staff has identified 68 high chair suppliers (59 domestic firms 
and 9 foreign firms), rather than the 62 firms identified in the NPR, 
that it estimates will be subject to the information collection burden. 
Accordingly, the estimated burden of this collection of information is 
as follows:

                                                       Table 1--Estimated Annual Reporting Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                        Number of       Frequency of     Total annual      Hours per       Total burden
                           16 CFR section                              respondents       responses        responses         response          hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
1231.2.............................................................              68                2              136                1              136
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 28367]]

    The estimated reporting burden is based on CPSC staff's expectation 
that all 68 high chair suppliers will need to modify their labels to 
comply with the final rule. CPSC staff estimates that it will take 
about 1 hour per model to make these modifications and, based on 
staff's evaluation of product lines, that each supplier has an average 
of 2 models of high chairs. As a result, CPSC estimates that the burden 
associated with the labeling requirements is: 68 entities x 1 hour per 
model x 2 models per entity = 136 hours. CPSC staff estimates that the 
hourly compensation for the time required to create and update labels 
is $34.21 (U.S. Bureau of Labor Statistics, ``Employer Costs for 
Employee Compensation,'' Sept. 2017, Table 9, total compensation for 
all sales and office workers in goods-producing private industries: 
http://www.bls.gov/ncs/). Therefore, the estimated annual cost 
associated with the labeling requirements is: $34.21 per hour x 136 
hours = $4,652.56. CPSC does not expect there to be operating, 
maintenance, or capital costs associated with this information 
collection.
    As the PRA requires, CPSC has submitted the information collection 
requirements of this final rule to OMB. 44 U.S.C. 3507(d). OMB has 
assigned control number 3041-0173 to this information collection.

X. Regulatory Flexibility Act

A. Introduction

    The Regulatory Flexibility Act (RFA; 5 U.S.C. 601-612) requires 
agencies to consider the potential economic impact of a proposed and 
final rule on small entities, including small businesses. Section 604 
of the RFA requires agencies to prepare and publish a final regulatory 
flexibility analysis (FRFA) when they issue a final rule, unless the 
head of the agency certifies that the rule will not have a significant 
economic impact on a substantial number of small entities. The FRFA 
must discuss:
     The need for and objectives of the rule;
     significant issues raised in public comments about the 
initial regulatory flexibility analysis (IRFA), a response to comments 
from the Chief Counsel for Advocacy of the SBA, the agency's assessment 
of the comments, and any changes made to the rule as a result of the 
comments;
     the description and estimated number of small entities 
that will be subject to the rule;
     the reporting, recordkeeping, and other compliance 
requirements of the rule, as well as the small entities that would be 
subject to those requirements, and the types of skills necessary to 
prepare the reports or records;
     steps the agency took to minimize the significant economic 
impact on small entities; and
     the factual, policy, and legal reasons the agency selected 
the alternative in the final rule, and why it rejected other 
significant alternatives.

5 U.S.C. 604

    Based on an assessment by staff from CPSC's Directorate for 
Economic Analysis, CPSC cannot certify that this rule will not have a 
significant economic impact on a substantial number of small entities. 
As a result, staff has prepared a FRFA. This section summarizes the 
FRFA for this final rule. The complete FRFA is available as part of the 
CPSC staff's briefing package at: https://cpsc.gov/s3fs-public/Final%20Rule%20-%20Safety%20Standard%20for%20High%20Chairs%20-%20May%2030%202018.pdf?mBuoGQbhxpGcMFyO6it0gNeBOOFZrTA9.

B. Reason for Agency Action

    Section 104 of the CPSIA requires the Commission to issue a 
mandatory standard for high chairs that is substantially the same as 
the voluntary standard, or more stringent than the voluntary standard. 
In this final rule, the Commission incorporates by reference the 
voluntary standard, ASTM F404-18, as the mandatory safety standard for 
high chairs. This rule aims to address the safety hazards associated 
with high chairs that are demonstrated in incident data.

C. Comments Relevant to the FRFA

    CPSC did not received any comments specifically addressing the IRFA 
that accompanied the proposed rule or from the Chief Counsel for 
Advocacy of SBA. However, CPSC received comments about the effective 
date of the final rule and restaurant-style high chairs, which are 
relevant to the FRFA insofar as they impact the costs associated with 
the rule.
1. Effective Date
    In the NPR, the Commission proposed that the rule would take effect 
6 months after publication in the Federal Register. One comment, from 
four consumer advocate groups, expressed support for the proposed 6-
month effective date. Another comment, filed on behalf of juvenile 
product manufacturers, requested a 1-year effective date, to provide 
time for firms to change their products to meet the new standard.
    After considering these comments, and the potential economic impact 
of the rule on small firms, the Commission is extending the effective 
date for the final rule to 1 year. CPSC staff believes that this longer 
effective date will reduce the economic impact of the rule on firms, 
some of which may not be aware of the ASTM standard or the rulemaking, 
by reducing the potential for a lapse in production or imports while 
bringing products into compliance with the rule, and spreading the 
costs of compliance over a longer time period.
2. Restaurant-Style High Chairs
    CPSC received three comments about restaurant-style high chairs. 
Section VI of this preamble detailed these comments. To summarize, 
commenters noted that it may be appropriate to apply only some 
requirements, no requirements, or to create new requirements for 
restaurant-style high chairs. Commenters noted that restaurant settings 
make certain features useful on a high chair, which may not comply with 
the standard, and that safety features may be less necessary in 
restaurants, where caregivers are likely to be near children and 
supervising them when they are in a high chair.
    CPSC has considered this information and believes that it is 
appropriate to apply the final rule to all high chairs, including 
restaurant-style high chairs. The final rule may particularly impact 
firms that supply restaurant-style high chairs, because they have 
features intended to accommodate restaurant settings and these features 
may be difficult to retain while complying with the standard, thereby 
requiring more extensive changes than home-use models. Nevertheless, 
consumer safety, home-use of these products, and statutory limitations 
justify applying the rule to all high chairs. The rationale for 
including restaurant-style high chairs in the rule is discussed 
elsewhere in this notice.

D. Description of Small Entities Subject to the Rule

    CPSC staff identified 68 firms that supply high chairs to the U.S. 
market, of which 59 are domestic, and 9 are foreign. Of the 59 domestic 
firms, 33 manufacture high chairs, and 26 of those 33 manufacturers are 
small, according to SBA's standards. The remaining 26 domestic firms 
import high chairs, and 17 of those 26 importers are small, according 
to SBA's standards. Of the 59 domestic firms, 43 market their high 
chairs only to consumers, and 4 sell their high chairs to both 
consumers and restaurants. It is

[[Page 28368]]

possible that there are additional high chair suppliers in the U.S. 
market that staff has not identified.

E. Description of the Final Rule

    Sections V and VII of this preamble describe the requirements in 
the final rule, which incorporates by reference ASTM F404-18. In 
addition, the final rule amends the regulations regarding third party 
conformity assessment bodies to include the safety standard for high 
chairs in the list of NORs.

F. Impact on Small Businesses

    For the FRFA, staff limited its analysis to the 59 domestic firms 
staff identified as supplying high chairs to the U.S. market because 
SBA guidelines and definitions apply to domestic entities. In assessing 
whether a rule will have a significant economic impact on small 
entities, staff generally considers impacts ``significant'' if they 
exceed 1 percent of a firm's revenue.
1. Small Manufacturers
    At the time staff prepared the FRFA, 13 of the 26 small 
manufacturers reported that their high chairs complied with the ASTM 
standard that was in effect for testing purposes. Staff believes that 
firms that report complying with the voluntary standard will continue 
to comply with the standard as it evolves, as part of an established 
business practice. Of these 13 firms, 2 manufacture compact high chairs 
with limited space for warning labels. In the IRFA, staff predicted 
that the proposed rule could have a significant impact on these two 
firms because the NPR required a single warning label to be visible 
when placing a child in the high chair and when the child was seated in 
the high chair. However, the final rule does not include this 
requirement, instead dividing the warning information over two labels, 
each with different placement requirements. This change reduces the 
burden on firms to modify their products to accommodate labeling 
requirements. Therefore, staff does not expect the final rule to have a 
significant economic impact on any of these 13 firms and third party 
testing costs are expected to be minimal because these firms already 
test their products for compliance with the voluntary standard.
    The remaining 13 small manufacturers produce high chairs that do 
not comply with the voluntary standard. Seven of these firms 
manufacture high chairs for home use, and six produce restaurant-style 
high chairs. For the seven firms that manufacture high chairs for home 
use, the final rule could have a significant economic impact. The cost 
of redesigning their products to meet ASTM F404-18 could exceed 1 
percent of each firm's respective revenue. In addition, these firms do 
not have extensive product lines; one of these firms produces only high 
chairs. For the six firms that manufacture high chairs for restaurant 
settings, the final rule could also have a significant economic impact. 
In particular, two of these firms make plastic high chairs, which could 
require them to create new molds for their products to comply with the 
rule. Staff believes that third party testing costs could potentially 
have a significant economic impact on some of these firms, but these 
costs would be small, relative to the overall impact of the rule.
2. Small Importers
    At the time staff prepared the FRFA, 9 of the 17 small importers 
reported that their high chairs complied with the ASTM standard that 
was in effect for testing purposes. In the IRFA, staff anticipated that 
the proposed rule could have a significant economic impact on four of 
these firms because they imported compact high chairs that might have 
needed to be redesigned to create space for a label that met the 
proposed label placement requirements. Because the final rule does not 
include this requirement, allowing greater flexibility, staff does not 
expect that these firms will have to redesign their products. One 
importer supplies a relatively new type of high chair that includes a 
reclining seat insert, but preliminary staff testing indicates that the 
product meets the requirements in the final rule. In addition, staff 
believes that any third party testing costs these importers may incur 
would be limited to the incremental costs associated with third party 
testing over their current testing regimes. Therefore, staff does not 
expect the final rule to have a significant economic impact on any of 
these nine firms.
    The remaining eight small importers supply high chairs that do not 
comply with the voluntary standard. Staff does not have sufficient 
information to conclude that the rule will not have a significant 
economic impact on these firms. The economic impact of the rule on 
importers depends on the extent of the changes needed for their 
products to comply with the rule and the response of their suppliers. 
Staff generally cannot determine this information for importers that do 
not already comply with the voluntary standard. Nevertheless, staff 
expects that the final rule will have a smaller economic impact than 
the proposed rule, because the final rule includes less-burdensome 
warning placement requirements than the NPR.
    Suppliers are more likely to pass on the costs of producing or 
redesigning products to comply with the final rule to importers with 
whom they do not have direct ties. Six of the eight small importers of 
noncompliant high chairs do not have direct ties with their suppliers. 
To avoid these costs, the six importers may replace their suppliers, 
select alternative products, or stop supplying high chairs if they have 
diverse product lines. For the remaining two importers that have direct 
ties to their suppliers, finding an alternative supply source likely is 
not a viable alternative. However, these firms' foreign suppliers may 
absorb some of the costs to maintain a presence in the U.S. market. 
Alternatively, these two importers could stop supplying high chairs, 
although this may be unlikely because both firms have only a few 
products in their product lines.
    In addition, staff believes that third party testing could result 
in significant costs for two of the firms that import noncompliant high 
chairs. For one of these firms, testing costs could exceed 1 percent of 
its gross revenue if it tests as few as two units per model. The second 
firm would need to test about three units per model before testing 
costs would exceed 1 percent of its gross revenue. For two additional 
small importers of noncompliant high chairs, each of which supply only 
one high chair model, staff could not obtain revenue data to determine 
the potential impact of third party testing.
3. Accreditation Requirements for Testing Laboratories
    Section 14 of the Consumer Product Safety Act (CPSA; 15 U.S.C. 
2051-2089) requires all children's products that are subject to a 
children's product safety rule to be tested by a third party conformity 
assessment body (i.e., testing laboratory) that has been accredited by 
CPSC. Testing laboratories that want to conduct this testing must meet 
the NOR for third party conformity testing. The final rule amends 16 
CFR part 1112 to establish an NOR for testing laboratories to test for 
compliance with the high chair rule.
    In the IRFA for this rule, staff anticipated that the accreditation 
requirements would not have a significant economic impact on a 
substantial number of small laboratories because: (1) The rule imposed 
requirements only on laboratories that intended to provide third party 
testing services; (2) laboratories would assume the costs only if they 
anticipated receiving sufficient revenue from the

[[Page 28369]]

testing to justify accepting the requirements as a business decision; 
and (3) most laboratories would already have accreditation to test for 
conformance to other juvenile product standards, thereby limiting the 
costs to adding the high chair standard to their scope of 
accreditation. CPSC has not received any information to date that 
contradicts this assessment. Therefore, staff believes that the NOR for 
the high chair standard will not have a significant economic impact on 
a substantial number of small entities.

G. Alternatives and Steps To Minimize Economic Impacts

    In the NPR, the Commission discussed several alternatives to the 
proposed rule that would reduce the economic impact of the rule on 
small entities. In effect, the Commission has incorporated two of these 
alternatives into the final rule.
    One option the Commission discussed in the NPR involved modifying 
the rule to require compliance with the ASTM standard, without the 
additional more stringent requirements proposed in the NPR, or at least 
without the more stringent label placement requirements in the NPR. 
This alternative would allow the Commission to meet the mandate in 
CPSIA section 104 to adopt a rule that is substantially the same as the 
voluntary standard, but reduce the economic impact of the rule by 
reducing the changes needed to conform to the rule.
    ASTM F404-18 includes the more stringent requirements proposed in 
the NPR, except for the label placement requirements, which remain 
consistent with ASTM F404-15. Under the final rule, firms will not have 
to meet additional, more stringent requirements than those in the 
voluntary standard. Moreover, the warning label placement requirements 
in the final rule provide more flexibility than the NPR--allowing for 
two separate labels, each of which is subject to only one visibility 
requirement, rather than two--thereby requiring less-burdensome product 
changes than the proposed rule. Therefore, in effect, the Commission 
has adopted this alternative, by incorporating by reference ASTM F404-
18 without additional, more stringent requirements, and eliminating the 
more stringent label placement requirements proposed in the NPR.
    Another alternative CPSC considered was extending the effective 
date of the rule. In the NPR, the Commission proposed a 6-month 
effective date for the final rule, consistent with other durable infant 
and toddler product rules. CPSC received comments about the effective 
date, suggesting that firms need 1 year to modify products to meet the 
standard, as some firms will need to redesign their products, test new 
products, and modify their production processes. Based on this 
information, CPSC believes that 1 year is a reasonable amount of time 
to account for needed changes, and is extending the effective date of 
the rule to 1 year. This should reduce the economic costs of the rule 
for small entities. Setting a later effective date reduces the 
likelihood of a lapse in production or imports if firms cannot comply 
with the standard or obtain third party testing within the time 
provided. In addition, a later effective date spreads the costs of 
compliance over a longer period, reducing annual costs and the present 
value of total costs.
    Finally, CPSC considered partially or fully excluding restaurant-
style high chairs from the final rule, or adopting more-limited 
requirements for these products. The requirements could be particularly 
costly for manufacturers and importers of restaurant-style high chairs 
because this style of chair has features intended to accommodate 
restaurant settings that would be difficult to retain while complying 
with the standard. As discussed previously in this preamble, although 
excluding restaurant-style high chairs from the final rule would reduce 
the economic impact on several small entities, CPSC believes that this 
alternative would not be appropriate given incident data, home use of 
these products, and the mandate in CPSIA section 104.

XI. Environmental Considerations

    CPSC's regulations list categories of agency actions that 
``normally have little or no potential for affecting the human 
environment.'' 16 CFR 1021.5(c). Such actions qualify as ``categorical 
exclusions'' under the National Environmental Policy Act (42 U.S.C. 
4321-4370m-12), which do not require an environmental assessment or 
environmental impact statement. One categorical exclusion listed in 
CPSC's regulations is for rules or safety standards that ``provide 
design or performance requirements for products.'' 16 CFR 1021.5(c)(1). 
Because the final rule for high chairs creates design or performance 
requirements, the rule falls within the categorical exclusion.

XII. Preemption

    Under section 26(a) of the CPSA, no state or political subdivision 
of a state may establish or continue in effect a requirement dealing 
with the same risk of injury as a federal consumer product safety 
standard under the CPSA unless the state requirement is identical to 
the federal standard. 15 U.S.C. 2075(a). However, states or political 
subdivisions of states may apply to CPSC for an exemption, allowing 
them to establish or continue such a requirement if the state 
requirement ``provides a significantly higher degree of protection from 
[the] risk of injury'' and ``does not unduly burden interstate 
commerce.'' Id. 2075(c).
    One of the functions of the CPSIA was to amend the CPSA, adding 
several provisions to the CPSA, including CPSIA section 104 in 15 
U.S.C. 2056a. As such, consumer product safety standards that the 
Commission creates under CPSIA section 104 are covered by the 
preemption provision in the CPSA. As a result, the preemption provision 
in section 26 of the CPSA applies to the mandatory safety standard for 
high chairs.

XIII. Testing, Certification, and Notification of Requirements

    Section 14(a) of the CPSA requires the manufacturer or private 
labeler of a children's product that is subject to a children's product 
safety rule to certify that, based on a third party conformity 
assessment body's testing, the product complies with the applicable 
children's product safety rule. 15 U.S.C. 2063(a)(2)(A), 2063(a)(2)(B). 
Section 14(a) also requires CPSC to publish an NOR for a third party 
conformity assessment body (i.e., testing laboratory) to obtain 
accreditation to assess conformity with a children's product safety 
rule. 15 U.S.C. 2063(a)(3)(A). Because this safety standard for high 
chairs is a children's product safety rule, it requires CPSC to issue 
an NOR.
    On March 12, 2013, the Commission published a final rule in the 
Federal Register, entitled Requirements Pertaining to Third Party 
Conformity Assessment Bodies, establishing 16 CFR part 1112, which sets 
out the general requirements and criteria concerning testing 
laboratories. 78 FR 15836. Part 1112 includes procedures for CPSC to 
accept a testing laboratory's accreditation and lists the children's 
product safety rules for which CPSC has published NORs. When CPSC 
issues a new NOR, it must amend part 1112 to include that NOR. 
Accordingly, the Commission is amending part 1112 to include the high 
chairs standard.
    Testing laboratories that apply for CPSC acceptance to test high 
chairs for compliance with the new high chair rule would have to meet 
the requirements in part 1112. When a laboratory meets the requirements 
of a CPSC-accepted third party conformity

[[Page 28370]]

assessment body, the laboratory can apply to CPSC to include 16 CFR 
part 1231, Safety Standard for High Chairs, in the laboratory's scope 
of accreditation of CPSC safety rules listed on the CPSC website at: 
www.cpsc.gov/labsearch.
    As the RFA requires, CPSC staff conducted a FRFA for the rulemaking 
in which the Commission adopted part 1112. 78 FR 15836, 15855-58. To 
summarize, the FRFA concluded that the accreditation requirements would 
not have a significant economic impact on a substantial number of small 
laboratories because no requirements were imposed on laboratories that 
did not intend to provide third party testing services. The only 
laboratories CPSC expected to provide such services were those that 
anticipated receiving sufficient revenue from the mandated testing to 
justify accepting the requirements as a business decision.
    By the same reasoning, adding an NOR for the high chair standard to 
part 1112 will not have a significant economic impact on small test 
laboratories. A relatively small number of laboratories in the United 
States have applied for accreditation to test for conformance to 
existing juvenile product standards. Accordingly, CPSC expects that 
only a few laboratories will seek accreditation to test for compliance 
with the high chair standard. Of those that seek accreditation, CPSC 
expects that most will have already been accredited to test for 
conformance to other juvenile product standards. The only costs to 
those laboratories will be the cost of adding the high chair standard 
to their scopes of accreditation. For these reasons, CPSC certifies 
that amending 16 CFR part 1112 to include an NOR for the high chairs 
standard will not have a significant economic impact on a substantial 
number of small entities.

List of Subjects

16 CFR Part 1112

    Administrative practice and procedure, Audit, Consumer protection, 
Reporting and recordkeeping requirements, Third-party conformity 
assessment body.

16 CFR Part 1231

    Consumer protection, Imports, Incorporation by reference, Infants 
and children, Labeling, Law enforcement, Toys.

    For the reasons discussed in the preamble, the Commission amends 16 
CFR chapter II as follows:

PART 1112--REQUIREMENTS PERTAINING TO THIRD PARTY CONFORMITY 
ASSESSMENT BODIES

0
1. The authority citation for part 1112 is revised to read as follows:

    Authority:  Pub. L. 110-314, section 3, 122 Stat. 3016, 3017 
(2008); 15 U.S.C. 2063.

0
2. Amend Sec.  1112.15 by adding paragraph (b)(44) to read as follows:


Sec.  1112.15  When can a third party conformity assessment body apply 
for CPSC acceptance for a particular CPSC rule or test method?

* * * * *
    (b) * * *
    (44) 16 CFR part 1231, Safety Standard for High Chairs.
* * * * *

0
3. Add part 1231 to read as follows:

PART 1231--SAFETY STANDARD FOR HIGH CHAIRS

Sec.
1231.1 Scope.
1231.2 Requirements for high chairs.

    Authority:  Sec. 104, Pub. L. 110-314, 122 Stat. 3016 (August 
14, 2008); Pub. L. 112-28, 125 Stat. 273 (August 12, 2011).


Sec.  1231.1  Scope.

    This part establishes a consumer product safety standard for high 
chairs.


Sec.  1231.2  Requirements for high chairs.

    (a) Each high chair shall comply with all applicable provisions of 
ASTM F404-18, Standard Consumer Safety Specification for High Chairs, 
approved on February 15, 2018. The Director of the Federal Register 
approves this incorporation by reference in accordance with 5 U.S.C. 
552(a) and 1 CFR part 51. You may obtain a copy from ASTM 
International, 100 Bar Harbor Drive, P.O. Box 0700, West Conshohocken, 
PA 19428; http://www.astm.org. You may inspect a copy at the Office of 
the Secretary, U.S. Consumer Product Safety Commission, Room 820, 4330 
East West Highway, Bethesda, MD 20814, telephone 301-504-7923, or at 
the National Archives and Records Administration (NARA). For 
information on the availability of this material at NARA, call 202-741-
6030, or go to: https://www.archives.gov/federal-register/cfr/ibr-locations.html.
    (b) [Reserved]

Alberta E. Mills,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2018-12938 Filed 6-18-18; 8:45 am]
 BILLING CODE 6355-01-P



                                             28358              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                             AEA NY E5 Binghamton, NY [Amended]                      consultation with representatives of                   a tray, have adjustable heights, or
                                             Greater Binghamton Airport/Edwin A. Link                consumer groups, juvenile product                      recline for infants.1
                                                  Field, NY                                          manufacturers, and independent child                      High chairs are available in various
                                               (Lat. 42°12′30″ N, long. 75°58′47″ W)                 product engineers and experts; and (2)                 designs, including four-legged A-frame
                                               That airspace extending upward from 700               promulgate consumer product safety                     styles, single-leg pedestals, Z-frame
                                             feet above the surface within a 7-mile radius           standards for durable infant or toddler                styles, and restaurant-style.
                                             of Greater Binghamton Airport/Edwin A.
                                                                                                     products. Any standard CPSC adopts                     Construction materials often include a
                                             Link Field.                                                                                                    plastic, wood, or metal frame, and a
                                                                                                     under this mandate must be
                                               Issued in College Park, Georgia, on June 6,                                                                  padded fabric seat. Some designs
                                                                                                     substantially the same as the applicable
                                             2018.                                                                                                          include a tray or mounted toy
                                                                                                     voluntary standard, or more stringent
                                             Ryan W. Almasy,                                                                                                accessories, fold for storage and
                                                                                                     than the voluntary standard if CPSC                    transport, or convert for continued use
                                             Manager, Operations Support Group, Eastern              determines that more stringent
                                             Service Center, Air Traffic Organization.                                                                      as a child grows. ASTM F404–18
                                                                                                     requirements would further reduce the                  requires high chairs to have a passive
                                             [FR Doc. 2018–13050 Filed 6–18–18; 8:45 am]
                                                                                                     risk of injury associated with the                     crotch restraint (i.e., two separate
                                             BILLING CODE 4910–13–P
                                                                                                     product. Section 104(f)(1) of the CPSIA                bounded openings for the occupant’s
                                                                                                     defines the term ‘‘durable infant or                   legs) and a three-point restraint system;
                                                                                                     toddler product’’ as ‘‘a durable product               some designs also include a rigid front
                                             CONSUMER PRODUCT SAFETY                                 intended for use, or that may be                       torso support or a five-point restraint
                                             COMMISSION                                              reasonably expected to be used, by                     system with shoulder harnesses.
                                             16 CFR Parts 1112 and 1231                              children under the age of 5 years,’’ and
                                                                                                                                                            III. Market Description
                                                                                                     section 104(f)(2)(C) specifically
                                             [Docket No. CPSC–2015–0031]                             identifies high chairs as a durable infant                CPSC staff has identified 59 domestic
                                                                                                     or toddler product.                                    firms that currently supply high chairs
                                             Safety Standard for High Chairs                                                                                to the U.S. market. Thirty-three of these
                                                                                                        On November 9, 2015, the                            firms manufacture high chairs and the
                                             AGENCY:  Consumer Product Safety                        Commission issued a notice of proposed
                                             Commission.                                                                                                    remaining 26 firms are importers. Forty-
                                                                                                     rulemaking (NPR), proposing to                         three of the firms (26 manufacturers and
                                             ACTION: Final rule.                                     incorporate by reference the then-                     17 importers) are small, according to the
                                             SUMMARY:    The Consumer Product Safety                 current voluntary standard for high                    U.S. Small Business Administration’s
                                             Improvement Act of 2008 (CPSIA)                         chairs, ASTM F404–15, with more                        (SBA) standards,2 and the remaining 16
                                             directs the Commission to issue                         stringent requirements for rearward                    (7 manufacturers and 9 importers) are
                                             standards for durable infant or toddler                 stability and warnings on labels and in                large. Of the 59 domestic firms, 43
                                             products. To comply with section 104 of                 instructional literature. 80 FR 69144; 81              market their high chairs only to
                                             the CPSIA, CPSC is issuing a safety                     FR 3354 (January 21, 2016) (correcting                 consumers, and 4 sell their high chairs
                                             standard for high chairs. This rule                     an error in the NPR). After the                        to both consumers and restaurants. In
                                             incorporates by reference ASTM F404–                    Commission issued the NPR, ASTM                        addition, staff identified 9 foreign firms
                                             18, Standard Consumer Safety                            revised the voluntary standard several                 that supply high chairs to the U.S.
                                             Specification for High Chairs (ASTM                     times, as discussed in section V of this               market, including 8 manufacturers and
                                             F404–18). In addition, this rule amends                 preamble, and published the current                    1 importer. Staff also identified
                                             the regulations regarding third party                   version of the standard, ASTM F404–18,                 numerous high chairs that are
                                             conformity assessment bodies to include                 in March 2018.                                         manufactured outside the United States
                                             the safety standard for high chairs in the                                                                     and bought domestically through online
                                                                                                        In this final rule, the Commission is               sales.
                                             list of Notices of Requirements (NORs).                 incorporating by reference ASTM F404–                     At the time CPSC staff assessed the
                                             DATES: The rule will become effective                   18, with no modifications, as the                      high chairs market, 13 of the 26 small
                                             on June 19, 2019. The incorporation by                  mandatory safety standard for high                     domestic manufacturers, and 9 of the 17
                                             reference of the publication listed in                  chairs. As section 104(b)(1)(A) of the                 small domestic importers, reported that
                                             this rule is approved by the Director of                CPSIA requires, CPSC staff consulted                   they complied with the ASTM standard
                                             the Federal Register as of June 19, 2019.               with manufacturers, retailers, trade                   for high chairs.
                                             FOR FURTHER INFORMATION CONTACT:                        organizations, laboratories, consumer                  IV. Incident Data
                                             Keysha Walker, Office of Compliance                     advocacy groups, consultants, and the
                                             and Field Operations, U.S. Consumer                     public to develop this standard, largely                 CPSC receives data regarding product-
                                             Product Safety Commission; 4330 East                    through the ASTM standard-                             related injuries from several sources.
                                             West Highway, Bethesda, MD 20814;                       development process. In addition, this                   1 After the Commission issued the NPR, staff
                                             email: KWalker@cpsc.gov; telephone:                     final rule amends the list of NORs in 16               learned of a reclined infant seat accessory for a high
                                             (301) 504–6820.                                         CFR part 1112 to include the standard                  chair product that is intended for young infants.
                                             SUPPLEMENTARY INFORMATION:                              for high chairs.                                       The product consists of a high chair base that is
                                                                                                                                                            sold separately from, but accommodates, several
                                             I. Background and Statutory Authority                   II. Product Description                                seat accessories that are appropriate for different
                                                                                                                                                            ages and sizes of children. One of the seat
                                                Congress enacted the CPSIA (Pub. L.                                                                         accessories is a reclined seat that, when placed on
                                             110–314, 122 Stat. 3016), as part of the                  ASTM F404–18 defines a ‘‘high chair’’                the high chair base, allows infants to be raised to
                                             Danny Keysar Child Product Safety                       as ‘‘a free standing chair for a child up              the height of a dining table. Based on the
daltland on DSKBBV9HB2PROD with RULES




                                                                                                     to 3 years of age which has a seating                  characteristics of the infant seat accessory, its
                                             Notification Act, on August 14, 2008.                                                                          intended use, and marketing materials, CPSC staff
                                             Section 104(b) of the CPSIA requires                    surface more than 15 in. above the floor               believes that these products also meet the definition
                                             CPSC to: (1) Examine and assess the                     and elevates the child normally for the                of a high chair.
                                             effectiveness of voluntary consumer                     purposes of feeding or eating.’’ The                     2 Under SBA size standards, a high chair

                                                                                                     ASTM standard further specifies that a                 manufacturer is ‘‘small’’ if it has 500 or fewer
                                             product safety standards for durable                                                                           employees, and an importer is ‘‘small’’ if it has 100
                                             infant or toddler products, in                          high chair may be sold with or without                 or fewer employees.



                                        VerDate Sep<11>2014   20:20 Jun 18, 2018   Jkt 244001   PO 00000   Frm 00008   Fmt 4700   Sfmt 4700   E:\FR\FM\19JNR1.SGM   19JNR1


                                                                 Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                         28359

                                             One source is the National Electronic                   Similarly to the CPSRMS data, of the                   C. Hazard Patterns
                                             Injury Surveillance System (NEISS),                     incidents that reported the age of the                    The hazards reported in the new
                                             from which CPSC can estimate, based                     child involved, most incidents involved                incidents are consistent with the hazard
                                             on a probability sample, the number of                  children between 7 and 23 months old.                  patterns staff identified in the incidents
                                             injuries that are treated in U.S. hospital              A. Fatalities                                          presented in the NPR. The hazard in
                                             emergency departments (U.S. EDs)                                                                               nearly all reported incidents, both those
                                             nationwide that are associated with                        CPSC is aware of two fatal incidents
                                                                                                     that occurred between January 1, 2011                  discussed in the NPR (96 percent) and
                                             specific consumer products. Other                                                                              in the new incidents (95 percent),
                                             sources include reports from consumers                  and September 30, 2017. As the NPR
                                                                                                     stated, CPSC staff has been unable to                  involved issues with specific
                                             and others through the Consumer                                                                                components of the high chair, including
                                             Product Safety Risk Management                          collect detailed information about the
                                                                                                     fatal incident that was reported in 2014.              the frame, seat, restraint system,
                                             System (which also includes some                                                                               armrest, tray, toy accessories, and
                                             NEISS data) and reports from retailers                  CPSC received another report of a high
                                                                                                     chair-related fatality in 2016; this                   footrest. Design, stability, and other
                                             and manufacturers through CPSC’s                                                                               general product issues accounted for 4
                                             Retailer Reporting System—CPSC refers                   incident involved strangulation, but
                                                                                                     CPSC staff was unable to obtain                        percent of incidents discussed in the
                                             to these sources collectively as                                                                               NPR and 3 percent of the new incidents.
                                             Consumer Product Safety Risk                            additional details about the incident.
                                                                                                                                                               Most of the NEISS incidents reported
                                             Management System data (CPSRMS).                        B. Nonfatal Injuries                                   for 2015 and 2016 involved falls from
                                                The preamble to the NPR summarized
                                                                                                        Of the total 271 nonfatal injuries                  high chairs, often when a child
                                             reports of high chair-related incidents
                                                                                                     reported to CPSC through CPSRMS                        attempted to climb into or out of the
                                             that occurred between January 1, 2011
                                                                                                     sources that occurred between January                  high chair; when the chair tipped over
                                             and December 31, 2014, which CPSC
                                                                                                     1, 2011 and September 30, 2017, 1                      when a child pushed back or rocked
                                             received through CPSRMS sources. For
                                                                                                     involved a child who was admitted to                   while in the high chair; or when a
                                             the final rule, CPSC staff has updated
                                                                                                     the hospital with a skull fracture and                 component of the high chair (e.g.,
                                             this information to reflect newly
                                                                                                     retinal hemorrhage; 15 were treated in                 restraint, tray, lock) failed or
                                             reported high chair incidents that
                                                                                                     U.S. EDs for injuries including a                      disengaged.
                                             occurred between January 1, 2011 and
                                                                                                     puncture wound to the forehead, a
                                             December 31, 2014, as well as new                                                                              V. ASTM F404–18
                                                                                                     broken collarbone, a compound fracture
                                             incidents that occurred between January                                                                          In this final rule, the Commission
                                                                                                     of the finger, lacerations, and
                                             1, 2015 and September 30, 2017. In                      contusions; and 1 reported a head injury               incorporates by reference ASTM F404–
                                             total, CPSC has received 1,842 reports of               and broken wrist, but did not indicate                 18. The Commission is incorporating by
                                             high-chair related incidents that                       the treatment the child received. The                  reference ASTM F404–18 because it
                                             occurred between January 1, 2011 and                    remaining injuries primarily consisted                 includes provisions that are the same as,
                                             September 30, 2017. These incidents                     of contusions, abrasions, and                          or consistent with, the requirements
                                             involved 2 fatalities and 271 reported                  lacerations, resulting from falls or                   proposed in the NPR, and CPSC staff
                                             injuries.3 Of the incidents that reported               entrapment of limbs or extremities.                    believes that the standard addresses the
                                             the age of the child involved, the                         The injuries and treatments reported                hazards associated with high chairs.
                                             majority of incidents involved children                 through NEISS for 2015 and 2016 were
                                             between 7 and 18 months old.                                                                                   A. History of ASTM F404
                                                                                                     consistent with those for 2011 through
                                                The preamble to the NPR also                         2014, described in the NPR. In most                       ASTM F404, Standard Consumer
                                             summarized NEISS estimates for high                     cases, the patient was treated in the U.S.             Safety Specification for High Chairs, is
                                             chair-related incidents that occurred                   ED and released (94 percent for 2011–                  the voluntary standard that addresses
                                             between January 1, 2011 and December                    2014, and 95 percent for 2015–2016).                   the hazard patterns associated with the
                                             31, 2014. After the Commission issued                   The most commonly injured body parts                   use of high chairs. ASTM first approved
                                             the NPR, complete injury data became                    were the head (65 percent for 2011–                    and published the standard in 1975, as
                                             available for 2015 and 2016, and CPSC                   2016) and face (17 percent for 2011–                   ASTM F404–75. ASTM has revised the
                                             staff has updated this information for                  2016). The most common types of                        standard numerous times since then. In
                                             the final rule. Including this new data                 injuries were injuries to internal organs              the NPR, the Commission proposed to
                                             and extrapolating from the probability                  (48 percent for 2011–2014, and 51                      incorporate by reference ASTM F404–
                                             sample, CPSC staff estimates that there                 percent for 2015–2016), contusions and                 15, with modifications.
                                             were 49,900 high chair-related injuries                 abrasions (22 percent for 2011–2014,                      After the Commission issued the NPR,
                                             treated in U.S. EDs between January 1,                  and 16 percent for 2015–2016), and                     ASTM revised ASTM F404 five times.
                                             2011 and December 31, 2016. There                       lacerations (11 percent for 2011–2014,                 CPSC staff worked with representatives
                                             were no deaths reported through NEISS                   and 16 percent for 2015–2016).                         of manufacturers, consumer groups,
                                             for this period. There was no                              CPSC staff also assessed NEISS data to              retailers, and other industry members
                                             statistically significant increase or                   determine the hazards associated with                  and groups on the ASTM subcommittee
                                             decrease in the estimated injuries from                 high chairs in restaurants. There were                 on high chairs to develop requirements
                                             year-to-year between 2011 and 2016,                     an estimated 1,600 injuries treated in                 to address the hazards associated with
                                             and there was no statistically significant              U.S. EDs between 2011 and 2016, which                  high chairs, including issues and
                                             trend in the data over this period.                     were related to high chairs in restaurant              requirements raised in the NPR,
                                               3 The NPR indicated that CPSC had received
                                                                                                     settings. Most incidents involved users                concerns raised by members of the
                                                                                                     falling from the high chair. Of the                    ASTM subcommittee, and comments on
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                                             1,296 reports of high chair-related incidents that
                                             occurred between January 1, 2011 and December           reports that indicated the cause of the                the NPR. CPSC staff also participated in
                                             31, 2014, of which 1 was fatal and 138 reported         fall, it commonly occurred when a child                the ASTM Ad Hoc Committee on
                                             injuries. Since the NPR, CPSC received an               attempted to climb into or out of the                  Standardized Wording for Juvenile
                                             additional 546 reports of high-chair related
                                             incidents that occurred between January 1, 2011
                                                                                                     high chair; the high chair tipped over;                Product Standards (Ad Hoc TG) to
                                             and September 30, 2017, of which 1 was fatal and        or consumers did not use restraints or                 finalize recommendations for warning
                                             133 reported injuries.                                  the restraints failed or were defeated.                labels, entitled, ‘‘Recommended


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                                             28360              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                             Language Approved by Ad Hoc Task                        requirements, with some additional                     content is largely consistent with that in
                                             Group, Revision C’’ (November 10,                       details and minor changes for                          the NPR, addressing the same general
                                             2017), to provide consistent and                        clarification. First, ASTM F404–18                     information, and staff concludes that the
                                             effective warnings for juvenile product                 includes additional details about how to               changes do not undermine the
                                             standards. The most recent version of                   perform stability testing (e.g., using a               effectiveness of the warnings. Staff
                                             the standard, ASTM F404–18, reflects                    low stretch cord), and, in particular,                 believes that warning of severe head
                                             the work of these groups. ASTM                          how to perform stability testing when                  injuries, coupled with citing skull
                                             approved ASTM F404–18 on February                       product features vary (e.g., reclining seat            fractures as one possible example of
                                             15, 2018, and published it in March                     backs; high chairs without trays; when                 such an injury, is an effective way to
                                             2018.                                                   test weights cannot be centered on the                 warn users about the potential
                                                                                                     seat). Second, ASTM F404–18 includes                   consequences of the fall hazard.
                                             B. ASTM F404–18: Comparison With the
                                                                                                     minor wording changes to provide                       Moreover, staff believes that this
                                             NPR and Assessment of Requirements
                                                                                                     clarity, such as describing the point at               warning avoids the impression that the
                                                In the NPR, the Commission proposed                  which a high chair becomes unstable                    NPR language may have given, which is
                                             to incorporate by reference ASTM                        (for purposes of calculating the RSI) as               that skull fractures are the only type of
                                             F404–15, which addressed many of the                    the point where it ‘‘begins to tip over,’’             potential injury. In addition, staff
                                             hazard patterns associated with high                    instead of the point at which it is on                 believes that the phrase, ‘‘Fall Hazard,’’
                                             chairs, with modifications to three areas               ‘‘the verge of tipping over.’’ This                    is unnecessary, but is not problematic.
                                             of the standard. The Commission                         wording maintains the meaning in the                      Format. The NPR and ASTM F404–18
                                             proposed more stringent requirements                    NPR, but adds clarity, in response to                  include the same requirements for size
                                             than those in ASTM F404–15 for                          comments requesting clarification.                     and organization of warning labels, but
                                             rearward stability, warnings on labels,                    CPSC staff in the Division of                       handle some other formatting
                                             and instructional literature. Specifically,             Mechanical and Combustion                              requirements differently. After the
                                             the Commission proposed:                                Engineering has reviewed the stability                 Commission issued the NPR, the Ad
                                                • More stringent rearward stability                  requirements in ASTM F404–18 and                       Hoc TG finalized its recommendations
                                             requirements, including test procedures,                believes that they adequately address                  for warning labels, which address
                                             a formula for determining a ‘‘rearward                  the stability issues associated with high              warning format. The goal of the Ad Hoc
                                             stability index’’ (RSI), and a requirement              chairs. The stability requirements in                  TG recommendations is to provide
                                             that high chairs have an RSI of at least                ASTM F404–18 are largely the same as                   consistent and effective warnings for
                                             50;                                                     the more-stringent stability                           juvenile products by addressing
                                                • more stringent warning content,                    requirements the Commission proposed                   warning format issues that impact
                                             format, and placement requirements                      in the NPR (maintaining the same test                  consumer attention, readability, hazard
                                             than those in ASTM F404–15; and                         method, formula, and RSI limit), which                 perception, and avoidance behaviors.
                                                • warning content in instructional                   staff believes are effective, and the                     The Ad Hoc TG recommendations are
                                             literature that aligned with the modified               minor modifications added to ASTM                      based largely on the requirements of
                                             warning labels, as well as formatting                   F404–18 add clarity and detail.                        ANSI Z535.4, American National
                                             requirements for warnings in                                                                                   Standard for Product Safety Signs and
                                             instructions.                                           2. Warning Label Requirements
                                                                                                                                                            Labels (ANSI Z535.4), with additional
                                                The requirements in ASTM F404–18                        In the NPR, the Commission proposed                 content to account for the wide range
                                             are largely the same as those the                       more stringent warning label content,                  and unique nature of durable nursery
                                             Commission proposed in the NPR.                         format, and placement requirements                     products, the concerns of industry
                                             ASTM F404–18 includes the same                          than those in ASTM F404–15. ASTM                       representatives, and CPSC staff’s
                                             scope, definitions, general requirements                F404–18 also includes more stringent                   recommendations. ANSI Z535.4
                                             (e.g., threaded fasteners; latching and                 warning label requirements than those                  addresses format topics, such as safety
                                             locking mechanisms), performance                        in ASTM F404–15, but the requirements                  alert symbols, signal words, panel
                                             requirements, and test methods that the                 are not identical to those in the NPR.                 format, color, and letter style; and
                                             Commission proposed to incorporate by                      Content. The content of the warnings                additional Ad Hoc TG recommendations
                                             reference from ASTM F404–15. In                         in ASTM F404–18 are nearly identical                   address text size, alignment, and
                                             addition, ASTM F404–18 includes                         to those the Commission proposed in                    organization.
                                             modifications to reflect the more                       the NPR, with minor changes to some                       The warning format requirements in
                                             stringent requirements the Commission                   wording. For example, ASTM F404–18                     ASTM F404–18 align with the Ad Hoc
                                             proposed in the NPR, to address                         requires the phrase ‘‘Fall Hazard’’ to                 TG recommendations. The warning
                                             comments filed in response to the NPR,                  appear before the warning statement. In                format requirements in the NPR differ
                                             and to provide additional detail and                    addition, one of the NPR warnings                      from ASTM F404–18 in the following
                                             clarity. The following discussion                       stated: ‘‘children have suffered skull                 ways:
                                             compares the areas in which the NPR                     fractures after falling from high chairs’’;               • Where the NPR proposed a specific
                                             and ASTM F404–18 differ, and                            in contrast, ASTM F404–18 states:                      typeface and required certain words to
                                             describes CPSC staff’s assessment of the                ‘‘children have suffered severe head                   be in bold, ASTM F404–18 only
                                             ASTM F404–18 provisions.                                injuries including skull fractures when                recommends avoiding certain kinds of
                                                                                                     falling from high chairs.’’ ASTM F404–                 typeface (e.g., narrow); and
                                             1. Stability Requirements                               18 also includes some changes to how                      • where the NPR detailed specific
                                                In the NPR, the Commission proposed                  warnings are phrased, but conveys the                  requirements for colors, borders,
                                             to require the forward and sideways
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                                                                                                     same information as the wording in the                 typeface, and referred to ANSI Z535.4
                                             stability requirements in ASTM F404–                    NPR (e.g., ‘‘falls can happen quickly,’’               for optional additional guidance, ASTM
                                             15 and more stringent rearward stability                versus ‘‘falls can happen suddenly’’).                 F404–18 simply requires conformance
                                             requirements, consisting of a test                         CPSC staff in the Division of Human                 to ANSI Z535.4, which includes
                                             method and formula for determining the                  Factors (HF) has reviewed the warning                  provisions on these topics.
                                             RSI for a high chair, and a minimum RSI                 label content requirements in ASTM                        HF staff has reviewed the warning
                                             of 50. ASTM F404–18 includes these                      F404–18 and believes that the warning                  label format requirements in ASTM


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                                                                Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                           28361

                                             F404–18 and believes that they are                      distracted or leave the child unattended.              also known as ‘‘food service high
                                             appropriate. The warning format                         Accordingly, it is likely more important               chairs’’) or whether the hazards,
                                             requirements in ASTM F404–18 are                        to include this warning on a label that                environment, and product features
                                             largely consistent with the provisions in               is visible during use, rather than on a                useful in a restaurant, as well as
                                             the NPR, because the NPR discussed the                  label that is visible when initially                   compliance costs, justified fully or
                                             same format topics and referenced ANSI                  putting a child into the high chair.                   partially exempting restaurant-style
                                             Z535.4; and the requirements resolve                    Thus, although staff believes it would be              high chairs from the final rule or
                                             many of the comments filed in response                  ideal to convey all warning information                creating different requirements for them.
                                             to the NPR by clarifying conflicting or                 in a place that is visible during all stages           The ASTM standard does not
                                             unclear provisions. Because the                         of use, given design and space                         distinguish restaurant-style high chairs
                                             requirements align with the Ad Hoc TG                   limitations, the placement requirements                from those intended for home use, and
                                             recommendations, staff believes they are                in ASTM F404–18 are appropriate.                       applies to all high chairs.
                                             effective.                                                                                                        CPSC has determined that restaurant-
                                                Placement. The NPR proposed                          3. Instructional Literature Requirements
                                                                                                                                                            style high chairs should remain within
                                             requiring all warning content to appear                    In the NPR, the Commission proposed                 the scope of the final rule, consistent
                                             on one label that was visible both when                 more stringent content and design                      with ASTM F404–18. NEISS data
                                             putting a child in the high chair and                   requirements for warnings in                           indicate that an estimated 1,600
                                             once a child was in the high chair.                     instructional literature than those in                 incidents related to high chairs occurred
                                             ASTM F404–18 allows the warning                         ASTM F404–15. ASTM F404–18 also                        in restaurants and were treated in U.S.
                                             content to appear on two labels. One                    requires more stringent instructional                  EDs between 2011 and 2016. The hazard
                                             label, addressing fall injuries and                     literature requirements than ASTM                      patterns in these incidents appear
                                             restraints, must be visible when putting                F404–15, although the design                           similar to those in homes, primarily
                                             a child in the high chair; the second                   requirements are not identical to those                involving children falling from high
                                             label, addressing attendance, must be                   in the NPR.                                            chairs due to issues with restraints, tip
                                             visible when a child is in the high chair.                 The warning content requirements for
                                                                                                                                                            overs, or when a child was climbing
                                                HF staff has reviewed the warning                    instructional literature in ASTM F404–
                                                                                                                                                            into or out of the high chair. In addition,
                                             label placement requirements in ASTM                    18 are consistent with those in the NPR.
                                                                                                                                                            CPSC staff identified four firms that sell
                                             F404–18 and believes that they are                      Both the NPR and ASTM F404–18
                                                                                                                                                            restaurant-style high chairs to both
                                             sufficient. In response to the NPR,                     required instructional literature to
                                                                                                                                                            restaurants and consumers. Finally,
                                             commenters identified challenges the                    contain the warning statements
                                                                                                                                                            section 104 of the CPSIA requires the
                                             placement requirements in the NPR                       specified for on-product warning labels,
                                                                                                                                                            Commission to adopt a mandatory
                                             posed. For example, commenters noted                    by referencing the applicable sections
                                                                                                                                                            standard that is substantially the same
                                             that it would be difficult for high chair               regarding on-product warning labels
                                                                                                                                                            as the voluntary standard, or more
                                             models with design or size limitations                  (i.e., Section 8).
                                                                                                                                                            stringent than the voluntary standard.
                                             to meet the placement requirements                         With respect to the design of warnings
                                                                                                                                                            Because the voluntary standard for high
                                             proposed in the NPR because the                         in instructional literature, the NPR
                                                                                                                                                            chairs applies to all high chairs,
                                             proposal required a single label with                   proposed highly contrasting colors and
                                                                                                                                                            including those used in restaurants,
                                             more content that was visible during all                referenced ANSI Z535.6, Product Safety
                                                                                                                                                            excluding them from the final rule or
                                             stages of use. After considering these                  Information in Product Manuals,
                                                                                                                                                            applying less stringent requirements for
                                             comments, staff agrees that the two                     Instructions, and Collateral Materials
                                             warning labels ASTM F404–18 requires                                                                           restaurant-style high chairs would be
                                                                                                     (ANSI Z535.6), for optional design
                                             are justified. Staff believes that the                                                                         inconsistent with the CPSIA.
                                                                                                     guidance. Like the NPR, ASTM F404–18
                                             placement requirements in ASTM                          references ANSI Z535.6, but also                       C. Incorporation by Reference
                                             F404–18 are adequate because they                       includes more-detailed requirements
                                                                                                                                                              The Office of the Federal Register
                                             require each of the warnings to be                      regarding text size, alignment, and
                                                                                                                                                            (OFR) has regulations concerning
                                             visible at the time the information is                  organization, and requires conformance
                                                                                                                                                            incorporation by reference. 1 CFR part
                                             most relevant.                                          with ANSI Z535.4 (with some
                                                First, ASTM F404–18 requires the                                                                            51. These regulations require the
                                                                                                     exceptions for areas that are not critical
                                             fall-related warnings to be visible to                                                                         preamble to a final rule to summarize
                                                                                                     for instructions). These requirements
                                             caregivers when putting a child into the                                                                       the material and discuss the ways in
                                                                                                     eliminate some areas of confusion
                                             high chair. Warning caregivers of the                                                                          which the material the agency
                                                                                                     commenters noted regarding the
                                             hazard, potential injuries, and how to                                                                         incorporates by reference is reasonably
                                                                                                     requirements proposed in the NPR.
                                             avoid the hazard is most relevant when                     HF staff has reviewed the                           available to interested persons, and how
                                             they are placing the child into the high                instructional literature requirements in               interested parties can obtain the
                                             chair, because it informs them of the                   ASTM F404–18 and believes they are                     material. 1 CFR 51.5(b). In accordance
                                             risks from the outset of use, and may                   effective. The requirements in ASTM                    with the OFR regulations, this section
                                             motivate them to use restraints                         F404–18 are consistent with the types of               summarizes ASTM F404–18, and
                                             appropriately. Thus, it is likely more                  formatting and content provisions                      describes how interested parties may
                                             important to include these warnings on                  proposed in the NPR and are based on                   obtain a copy of the standard.
                                             a label that is visible when placing a                  the Ad Hoc TG recommendations,                           ASTM F404–18 contains
                                             child in the high chair, than on a label                which staff believes are effective and                 requirements concerning:
                                             that is visible during use. Second,                     resolve areas of confusion raised in the                 • Threaded fasteners;
                                             ASTM F404–18 requires the warning to                                                                             • sharp edges and points;
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                                                                                                     NPR comments.
                                             ‘‘stay near and watch child during use’’                                                                         • small parts;
                                             to be visible when the child is in the                  4. Restaurant-Style High Chairs                          • wood parts;
                                             high chair. Reminding caregivers to                        The NPR discussed whether a                           • latching or locking mechanisms;
                                             supervise children is most relevant                     mandatory standard should apply to                       • permanency of labels;
                                             when a child is already in the high                     restaurant-style high chairs (i.e., high                 • openings;
                                             chair, and the caregiver may become                     chairs intended for use in restaurants,                  • lead in paint;


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                                             28362              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                                • forward, sideways, and rearward                    reduce this impact. Accordingly, the                   will cause variation in measurements of
                                             stability;                                              Commission is providing a longer                       tipping distance.
                                                • exposed coil springs;                              effective date for the final rule than                    Response: ASTM revised this
                                                • scissoring, shearing, and pinching;                proposed. The rule will take effect 12                 language in ASTM F404–18 to add
                                                • restraint systems;                                 months after publication of this final                 clarity, and the provision now states:
                                                • structural integrity;                              rule.                                                  ‘‘the point that [the high chair] becomes
                                                • tray latch release mechanisms;                                                                            unstable and begins to tip over,’’ which
                                                • side containment;                                  B. Passive Crotch Restraint
                                                                                                                                                            CPSC staff believes addresses this issue.
                                                • protrusions;                                          Comment: One commenter stated that                     Comment: One commenter stated that
                                                • protective components;                             the ASTM requirement that passive                      the rearward tipping force load
                                                • tray or front torso support;                       crotch restraints must be permanently                  application ‘‘must be reached in at least
                                                • static loads on the seat, step,                    attached to a high chair or tray before                5 seconds’’ and suggested that the load
                                             footrest, and tray;                                     shipment (section 6.9.1.5) should not                  force varies, depending on how quickly
                                                • bounded openings;                                                                                         or slowly a particular tester applies this
                                                                                                     apply to high chairs for which
                                                • warnings and labels; and
                                                                                                     consumers assemble every component,                    load, leading to variation in the RSI of
                                                • instructional literature.
                                                                                                     with instructions.                                     about 4 points.
                                                The standard also includes test                                                                                Response: ASTM F404–15, which was
                                                                                                        Response: CPSC believes that this
                                             methods to assess conformance with                                                                             in effect at the time the Commission
                                                                                                     exception would be inappropriate for
                                             these requirements.                                                                                            issued the NPR, stated: ‘‘Gradually
                                                                                                     two reasons. First, CPSC staff believes
                                                Interested parties may obtain a copy                                                                        apply the force over a period of 5 s.’’ In
                                                                                                     that it is important for passive restraints
                                             of ASTM F404–18 from ASTM, through                                                                             the NPR, the Commission proposed to
                                                                                                     to be attached permanently to a high
                                             its website (http://www.astm.org), or by                                                                       modify this language to state:
                                                                                                     chair or tray before shipment, because it
                                             mail from ASTM International, 100 Bar                                                                          ‘‘Gradually increase the horizontal force
                                                                                                     helps ensure that users do not
                                             Harbor Drive, P.O. Box 0700, West                                                                              over a period of at least 5 seconds.’’
                                                                                                     intentionally or inadvertently assemble
                                             Conshohocken, PA 19428. Alternatively,                                                                         ASTM F404–18 includes the language
                                                                                                     or use a high chair without the passive
                                             interested parties may inspect a copy of                                                                       proposed in the NPR, which makes it
                                                                                                     restraint. This requirement is intended
                                             the standard at CPSC’s Office of the                                                                           clear that 5 seconds is a minimum, not
                                                                                                     to reduce the likelihood of death from
                                             Secretary.                                                                                                     a maximum, timeframe, and to
                                                                                                     positional asphyxia. Second, section
                                             VI. Comments Filed in Response to the                   104 of the CPSIA does not permit CPSC                  emphasize that testers should apply the
                                             NPR                                                     to create such an exception. Section 104               load slowly and steadily. As in other
                                                                                                     requires the Commission to adopt a                     ASTM standards that include stability
                                               CPSC received 16 comments in
                                                                                                     mandatory standard for high chairs that                requirements, the 5-second reference is
                                             response to the NPR. The comments are
                                                                                                     is ‘‘substantially the same as’’ or ‘‘more             not meant to be an upper time limit
                                             available in the docket for this
                                                                                                     stringent than’’ the voluntary standard.               during which testers must hurriedly
                                             rulemaking, CPSC–2015–0031, at:
                                                                                                     Because ASTM F404 requires                             apply force. If testers apply force
                                             www.regulations.gov. A summary of the
                                                                                                     permanent attachment of passive                        sufficiently slowly, negligible dynamic
                                             comments, grouped by topic, and CPSC
                                                                                                     restraints (and has since 2015), creating              force should factor into the equation
                                             staff’s responses are below.
                                                                                                     an exception to this requirement would                 and maximum tip-over force readings
                                             A. Effective Date                                       be less stringent than the voluntary                   will be consistent.
                                                Comment: CPSC received a comment                     standard.                                                 Comment: One commenter stated that
                                             from four consumer advocate groups                                                                             the wording, diagram, and calculation
                                                                                                     C. Rearward Stability                                  formula for rearward stability in the
                                             that supported the proposed 6-month
                                             effective date. Another commenter,                        Two commenters raised issues                         NPR are confusing and flawed,
                                             representing juvenile product                           regarding the clarity and repeatability of             including confusing identifiers, crossed
                                             manufacturers, requested a 1-year                       the proposed rearward stability                        out words, and multiple definitions of
                                             effective date, stating that additional                 requirements.                                          ‘‘F.’’
                                             time would be necessary to change                         Comment: One commenter pointed                          Response: ASTM revised the diagram
                                             products to meet the new requirements,                  out that § 1231.2(b) of the proposed rule,             in ASTM F404–18 to resolve these
                                             particularly for warning labels and                     which the Commission proposed to                       issues, removing crossed out words and
                                             instructional literature.                               replace section 6.5 of ASTM F404–15,                   defining the forces more clearly, by
                                                Response: The warning label and                      would have required compliance with                    designating F1 and F2 as unique and
                                             instructional literature requirements in                sections 7.7.2.4 to 7.7.2.4.6 of ASTM                  clearly identified forces. Likewise, the
                                             the final rule should require less-                     F404, instead of all of section 7.7.                   RSI calculation in ASTM F404–18
                                             burdensome product changes than the                       Response: Some section references                    includes the maximum F2 force, rather
                                             proposed rule, particularly because the                 were mistakenly omitted from the                       than the original, ambiguous force F.
                                             final rule allows for two separate labels               ASTM standard when ASTM revised                        The new diagram is in ASTM F404–18
                                             with distinct placement requirements.                   the stability requirements in the                      Figure 10, and the RSI formula is in
                                             This reduces the need for a longer                      standard. Correspondingly, the NPR                     section 7.7.2.6(4).
                                             effective date. However, some firms will                included incomplete section references.                D. Warning Labels
                                             need to modify their products to meet                   ASTM corrected this error in later
                                             the final rule. For 49 percent of small                 revisions to ASTM F404. Section 6.5 of                 1. Content
                                             firms, CPSC staff cannot rule out the                   ASTM F404–18, which the Commission                        CPSC received five comments that
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                                             possibility that the final rule will have               incorporates by reference in this final                discussed issues related to warning
                                             a significant economic impact. In                       rule, now properly references all of                   content. One commenter supported the
                                             addition, staff believes that some firms                section 7.7.                                           Commission’s proposed warning
                                             may not be aware of the ASTM standard                     Comment: One commenter stated that                   content, particularly the statement:
                                             or that CPSC is issuing a rule on high                  the phrase ‘‘verge of tipping over,’’ used             ‘‘Falls can happen quickly if child is not
                                             chairs. A longer effective date would                   to determine the RSI, is subjective, and               restrained properly.’’ Another


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                                                                Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                          28363

                                             commenter supported the warning                         ASTM F404–15 did not describe the                      warning statement about trays (i.e.,
                                             content in ASTM F404–15, rather than                    speed with which incidents can occur.                  ‘‘Tray is not designed to hold child in
                                             the NPR, but did not provide specific                   This information is important because                  chair’’) for high chairs that do not have
                                             reasons for preferring the ASTM                         consumers have reported that they may                  trays.
                                             content. The remaining three comments                   not use restraints on high chairs because                 Response: CPSC agrees with this
                                             discussed the following issues.                         they think they can notice and stop                    comment. ASTM F404–18 requires the
                                               Comment: Two commenters were                          emerging incidents in time. In addition,               same warning regarding trays as the
                                             concerned about the increased length of                 the warning did not state that a tray is               Commission proposed in the NPR, but
                                             the proposed warning, and one of the                    not intended to restrain a child. This                 only requires this warning for high
                                             two was concerned with the proposed                     information is necessary because                       chairs that are designed to be used with
                                             requirement that all warning                            consumers have reported that they                      a tray.
                                             information appear on a single label.                   consider the tray, functionally, to be
                                               Response: These comments address                                                                             2. Format
                                                                                                     part of a high chair’s restraint system,
                                             two related issues—spreading warning                    and some incidents suggest that                           CPSC received several comments
                                             content across multiple labels, and the                 consumers rely on the tray alone to                    regarding the warning format
                                             length of warning content. With respect                 restrain the child. Finally, the warning               requirements proposed in the NPR. A
                                             to the first issue, the NPR proposed to                 lacked a statement about properly                      summary of the comments, and staff’s
                                             require all warnings to appear on a                     adjusting the restraint system. There                  responses, are below. First, however, is
                                             single label. The NPR and staff’s                       have been fall-related incidents where                 a general discussion of the changes to
                                             supporting briefing package explained                   children were restrained, but the                      warning format requirements in the
                                             the reasons for that proposed                           restraint system was loose or otherwise                ASTM standard since the NPR. These
                                             requirement. As an example, in ASTM                     allowed the child to wriggle out.                      changes are the result of the Ad Hoc
                                             F404–15, the warning: ‘‘Never leave                        Staff acknowledges that consumers                   TG’s efforts and address comments
                                             child unattended,’’ did not appear on                   are more likely to fully read short                    CPSC received about warning format.
                                             the same label that described the fall                  warnings than longer ones. However,                       After the Commission issued the NPR,
                                             hazard and potential consequences.                      brevity is only one factor to consider                 there were several developments related
                                             However, never leaving a child                          when designing a warning. A short                      to warning format and design. In short,
                                             unattended is one behavior consumers                    warning is unlikely to be effective if it              the Ad Hoc TG finalized and published
                                             can use to avoid the fall hazard.                       does not convey all key information                    recommendations for warning format,
                                             Consequently, staff believed that the                   about the hazards, and carefully                       and ASTM revised the warning
                                             warning would be more effective if the                  selected additional content can enhance                requirements in ASTM F404–18 to be
                                             mitigating behavior appeared on the                     consumer compliance with warnings. In                  consistent with the Ad Hoc TG
                                             same label as the information about the                 addition, staff does not consider the                  recommendations.
                                             hazard and consequences. Unlike the                     warnings in the NPR and ASTM F404–                        The Ad Hoc TG was formed to
                                             NPR, ASTM F404–18 spreads the                           18 to be unusually long, or so long that               develop standardized language across
                                             required warnings across two labels. As                 they would dissuade consumers from                     ASTM juvenile products standards, and
                                             section V of this notice discusses, HF                  reading the full content.                              was developing recommendations for
                                             staff believes that spreading the                          Comment: Two commenters stated                      warning format when the Commission
                                             warnings across two labels is                           that referring to serious injuries broadly,            issued the high chairs NPR. HF staff
                                             acceptable.                                             such as ‘‘serious injury or death,’’ is                serves on the Ad Hoc TG, as well as the
                                               With respect to the length of warning                 likely to be more effective than a                     ANSI Z535 Committee on Safety Signs
                                             content, the warnings the Commission                    specific and limited reference to ‘‘skull              and Colors. In this capacity, staff
                                             proposed in the NPR were longer than                    fractures.’’ One of these commenters                   collaborated with the other members of
                                             the warnings in ASTM F404–15. ASTM                      stated that referring to skull fractures               the Ad Hoc TG to develop the finalized
                                             F404–18 includes revised warning                        alone, may cause caregivers to ignore                  recommendations for warning format.
                                             content that is consistent with the NPR.                other, more frequent risks.                               With the goal of providing consistent
                                             CPSC staff worked with ASTM to ensure                      Response: ASTM F404–18 includes                     formatting requirements for all juvenile-
                                             that ASTM F404–18 includes the                          broader language (i.e., ‘‘severe head                  product standards and addressing
                                             essentials of the warnings the NPR                      injuries’’) than the Commission                        warning format issues that impact the
                                             proposed, but also addresses comments                   proposed in the NPR, in addition to the                effectiveness of warnings, the Ad Hoc
                                             submitted in response to the NPR, and                   specific injuries (i.e., ‘‘skull fractures’’)          TG recommendations require warning
                                             ASTM subcommittee members’                              referenced in the NPR warning. Staff                   content to be ‘‘easy to read and
                                             concerns. This final rule incorporates by               believes that including the broader                    understand’’; not contradict information
                                             reference ASTM F404–18, without                         language avoids the perception that                    elsewhere on the product; be in English
                                             modifications. CPSC staff maintains that                skull fractures are the only type of                   (at a minimum); and meet various
                                             the additional warning content                          serious injuries that occur. Staff believes            formatting requirements. The formatting
                                             proposed in the NPR, and the analogous                  that coupling the broad and specific                   requirements include minimum text
                                             content in ASTM F404–18, is                             injuries, rather than stating only the                 size; text alignment; bullet, lists,
                                             appropriate, because it addresses                       broader injury, is important to improve                outline, and paragraph forms for hazard-
                                             deficiencies in the warning content in                  consumer compliance with the                           avoidance statements; and compliance
                                             ASTM F404–15. For example, the                          recommended hazard-avoidance                           with sections of ASNI Z535.4—
                                             description of injuries that could be                   behavior because research shows that                   specifically, sections 6.1 to 6.4 (which
                                             sustained from high chair incidents in                                                                         include requirements for safety alert
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                                                                                                     more explicit or detailed information in
                                             ASTM F404–15 (i.e., ‘‘serious injury or                 a warning increases warning                            symbols, signal words, and warning
                                             death’’) was vague. Research suggests                   effectiveness, and vividness increases                 panel format, arrangement, and shape),
                                             that more explicit descriptions improve                 the salience of the message, which                     7.2 to 7.6.3 (which include color
                                             consumer compliance with                                triggers the reader’s motivation to act.               requirements), and 8.1 (which addresses
                                             recommended hazard-avoidance                               Comment: Two commenters noted                       letter style). The Ad Hoc TG
                                             behaviors. Similarly, the warning in                    that CPSC should not require the                       recommendations also include


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                                             28364              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                             recommended requirements for general                       Response: ASTM F404–18 corrects                     impossible, to meet the proposed
                                             labeling issues, such as labeling                       this inconsistency, referring to ‘‘marking             placement requirements on those
                                             permanency, and content related to                      or labeling’’ rather than ‘‘labels or                  models, suggesting that manufacturers
                                             manufacturer contact information and                    written instructions.’’                                would have to redesign or discontinue
                                             date of manufacture.                                       Comment: One commenter stated that                  the models. The commenters
                                                The Ad Hoc TG recommendations                        the NPR proposal that warning message                  emphasized the need for flexibility. One
                                             and the resulting changes to ASTM                       text must be black on a white                          commenter stated that there is no clear
                                             F404–18 address many of the comments                    background conflicts with the NPR                      evidence that a label that is visible
                                             filed in response to the proposed                       proposal that warning statements be in                 when a child is in a high chair, or a
                                             warning format requirements in the                      ‘‘highly contrasting colors.’’                         secondary label if the seatback is not
                                             NPR. Below are the comments CPSC                           Response: ASTM F404–18 does not                     high enough, will actually change
                                             received on that topic, and staff’s                     include the proposed requirements as                   caregivers’ behaviors.
                                             responses.                                              they were stated in the NPR. Instead,                     Response: Consistent with these
                                                Comment: Four commenters objected                    ASTM F404–18 requires conformance                      comments, ASTM F404–18 includes
                                             to the NPR proposal to require ‘‘key                    with ANSI Z535.4–2011, section 7.3,                    modified warning placement
                                             words’’ to appear in boldface, because                  which requires message panel text to be                requirements, which provide greater
                                             the phrase is open to interpretation. One               black lettering on a white background or               flexibility than the requirements
                                             commenter also noted that because the                   white lettering on a black background.                 proposed in the NPR. ASTM F404–18
                                             NPR proposed to require warnings to                     These color requirements apply unless                  requires two labels, each with respective
                                             ‘‘address’’ the specified warning                       special circumstances preclude the use                 placement requirements, which CPSC
                                             content, rather than state it exactly as                of these colors (section 7.6.3), in which              staff believes are sufficient. ASTM
                                             phrased in the standard, a rule could                   case the warning text must contrast with               F404–18 requires that fall-related
                                             not designate specific words as ‘‘key                   the background.                                        warnings be visible to a caregiver only
                                             words.’’                                                   Comment: One commenter stated that                  when placing a child into the high
                                                Response: The commenter is correct                   the proposed warning requirements                      chair. CPSC staff believes this is
                                             that the standard does not define ‘‘key                 should apply only to the warnings that                 sufficient because this allows caregivers
                                             words’’ and requires warning statements                 the standard requires, and not to                      to see the warning about the hazard, its
                                             to ‘‘address’’ the specified warning                    additional warnings that are not                       consequences, and the key actions to
                                             content, rather than state it exactly as it             requirements.                                          avoid the hazard, immediately before
                                             is worded in the standard. ASTM F404–                      Response: Since the Commission                      this information is relevant. Although
                                             18 does not include this proposed                       issued the NPR, CPSC staff has                         the warning may not be visible once a
                                             requirement.                                            continued to work with the Ad Hoc TG                   child is in the high chair, the warning
                                                Comment: Three commenters stated                     to develop final warning format                        likely would be visible when the high
                                             that there is no clear definition or                    recommendations, which ASTM F404–                      chair is not in use, exposing consumers
                                             understanding of ‘‘non-condensed’’ sans                 18 includes. Consistent with the Ad Hoc                to the message at other times, such as
                                             serif typeface, and this provision may be               TG recommendations, ASTM F404–18                       when cleaning or moving the high chair.
                                             misinterpreted or confusing. One                        requires all warnings to meet the format                  ASTM F404–18 also requires a second
                                             commenter also stated that some                         requirements in the standard. CPSC staff               warning statement (which may appear
                                             compressed and narrow typefaces are                     believes that all warning statements                   on a separate label), instructing
                                             easy to read, and therefore, the rule                   should meet these format requirements                  caregivers to ‘‘stay near and watch child
                                             should not preclude them.                               because they are important to capture                  during use.’’ This warning must be
                                                Response: There is no formal                         consumer attention, improve                            ‘‘conspicuous’’ (i.e., visible to a person
                                             definition of ‘‘non-condensed typeface,’’               readability, and increase hazard                       standing near the high chair when a
                                             and some condensed typefaces could be                   perception and avoidance behavior.                     child is in the high chair, but not
                                             adequately legible. ASTM F404–18 does                      Comment: Two commenters                             necessarily visible from all positions).
                                             not include the proposed provision or                   recommended that CPSC wait to issue a                  Commenters and ASTM high chair
                                             prohibit the use of condensed type, but                 mandatory standard for warnings until                  subcommittee members have pointed
                                             it does include a note that recommends                  the Ad Hoc TG completes its work on                    out that this warning statement also
                                             avoiding typefaces with ‘‘large height-                 general warning format requirements.                   applies to hazards other than falls, such
                                             to-width ratios, which are commonly                        Response: The Ad Hoc TG has                         as choking hazards. CPSC staff agrees
                                             identified as ‘condensed,’ ‘compressed,’                completed and published its                            and believes that this warning, in a
                                             ‘narrow,’ or similar.’’                                 recommendations, and ASTM F404–18                      conspicuous location, separate from the
                                                Comment: Two commenters stated                       includes updates to reflect those                      fall-related warning, will serve as a
                                             that the proposed note, referring readers               recommendations.                                       general reminder to remain with a child
                                             to ANSI Z535.4 for ‘‘optional additional                                                                       who is in the high chair. Because the
                                                                                                     3. Placement
                                             guidance,’’ may not be clear to                                                                                warning statement must be visible when
                                             manufacturers or test laboratories.                        Comment: Four commenters                            the child is still seated in the high chair,
                                                Response: ASTM F404–18 does not                      discussed warning placement. One                       caregivers will be more likely to see the
                                             include the proposed note; instead, the                 commenter supported the proposed                       warning when they are about to leave
                                             standard includes specific warning                      placement requirements (i.e., that the                 the seated child than if the warning
                                             format requirements and requires                        warning be visible while placing the                   statement were included as part of the
                                             conformance to the 2011 version of                      child in the high chair and while the                  warning that must be visible while
                                                                                                     child is seated in the high chair) and the
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                                             ANSI Z535.4.                                                                                                   placing the child into the high chair.
                                                Comment: Two commenters stated                       remaining three commenters did not.
                                             that the reference to ‘‘instructions’’ in               These three commenters raised general                  4. Miscellaneous Comments About
                                             section 8.4.2 of the NPR is inappropriate               concerns about limited space on some                   Warning Labels
                                             because section 8 of the standard                       high chairs, especially models with low                   Comment: Three commenters stated
                                             addresses warnings, not instructions                    seatbacks. The commenters stated that it               that there is no justification to revise the
                                             (which are addressed in section 9).                     would be difficult, and perhaps                        ASTM F404–15 warning requirements.


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                                                                Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                           28365

                                             Two of these commenters noted that                        Comment: One commenter noted that                    referring readers to ANSI Z535.6 for
                                             ASTM F404–15 had only recently been                     the NPR included warning requirements                  ‘‘optional additional guidance,’’ may not
                                             adopted, so there is no evidence that the               for high chairs that have seats that are               be clear to manufacturers or test
                                             warning requirements are ineffective.                   also used as seats in strollers, but does              laboratories.
                                                Response: In accordance with the                     not address high chairs with seats that                   Response: ASTM standards regularly
                                             statutory language in the CPSIA, when                   also function as booster seats.                        use ‘‘notes’’ to make suggestions that are
                                             assessing an ASTM standard for                            Response: A product with a seat that                 not mandatory requirements. Because
                                             rulemaking under section 104, CPSC                      functions as a seat for a high chair and               other ASTM standards include notes,
                                             staff considers whether more stringent                  a booster seat must meet the                           manufacturers and test laboratories
                                             requirements would further reduce the                   requirements in both the high chair and                understand their meaning and know
                                             risk of injury associated with the                      booster seat standards. CPSC staff                     that they are not requirements. In
                                             product. Accordingly, for this                          believes that manufacturers are capable                addition, the Ad Hoc TG
                                             rulemaking, staff considered whether                    of meeting the requirements of both                    recommendations, which were
                                             more stringent warning requirements for                 standards, and therefore, staff does not               developed in collaboration with
                                             high chairs would further reduce the                    believe that revisions to the                          industry members, reference ANSI
                                             risk of injury, were appropriate, and                   requirements are necessary.                            Z535.6 for additional guidance on the
                                             were supported by scientific and                        E. Instructional Literature                            design of warnings in instructional
                                             technical literature. Based on staff’s                                                                         literature. In accordance with that
                                                                                                        Comment: Three commenters
                                             assessment, the NPR proposed more                                                                              recommendation, ASTM F404–18
                                                                                                     expressed confusion about the proposed
                                             stringent warning requirements, many                                                                           includes the note referring to ANSI
                                                                                                     color requirements for instructional
                                             of which ASTM F404–18 includes.                                                                                Z535.6.
                                                                                                     literature in the NPR. Two commenters
                                                Comment: One commenter stated that
                                                                                                     stated that the requirements were                      F. Restaurant-Style High Chairs
                                             large warning labels would be sufficient                contradictory, and another commenter
                                             to address the hazards associated with                  stated that the proposed color                            Comment: CPSC received three
                                             high chairs.                                            requirements take away the flexibility to              comments about restaurant-style high
                                                Response: Staff does not believe that                use other colors.                                      chairs. Commenters suggested that
                                             warnings, alone, are sufficient to                         Response: CPSC agrees that the                      stability or warning and instructional
                                             address the demonstrated hazards.                       proposed color requirements for                        requirements, alone, would be adequate
                                             Literature on safety and warnings                       instructional literature may be unclear                for restaurant-style high chairs; that
                                             consistently identifies a hierarchy of                  and that manufacturers should have                     there should be a separate commercial
                                             approaches to controlling hazards. In                   some flexibility in choosing colors for                high chair standard; or that no standard
                                             this hierarchy, warnings are less                       instructional literature. After the                    is necessary for these products.
                                             effective at eliminating or reducing                    Commission issued the NPR, the Ad                      Commenters cited several reasons to
                                             exposure to hazards than designing the                  Hoc TG published recommendations for                   create a different standard for
                                             hazard out of a product or guarding                     the format of warnings in instructional                restaurant-style high chairs. For
                                             consumers from the hazard. Warnings                     literature. The instructional literature               example, commenters noted that
                                             are less effective than these other                     requirements in ASTM F404–18 are                       restaurant settings make particular
                                             approaches because they do not prevent                  based on those recommendations, and                    features useful in a high chair, such as
                                             consumer exposure to the hazard.                        CPSC believes that the requirements are                large seats, trayless designs, and the
                                             Rather, warnings rely on educating                      appropriate and address commenters’                    ability to stack multiple high chairs. In
                                             consumers about the hazard and then                     concerns. ASTM F404–18, section 9.3,                   addition, consumer behavior, such as
                                             persuading them to alter their behavior                 clarifies that instructional literature is             more-attentive supervision of children,
                                             to avoid the hazard. For warnings to be                 not required to meet the same color                    may occur in restaurant settings.
                                             effective, consumers need to behave                     requirements as on-product labels.                     Moreover, commenters stated, injury
                                             consistently, which may not be the case                 Instead, section 9.4 of ASTM F404–18                   data do not indicate a need to regulate
                                             when situational factors, such as fatigue,              provides flexibility, stating that                     these products. One manufacturer noted
                                             stress, or social influences, impact                    warnings must stand out within                         receiving complaints about a restaurant-
                                             precautionary behavior. As a result,                    instructional literature, by requiring                 style high chair that conformed to
                                             warnings should supplement, rather                      ‘‘the signal word and safety alert symbol              ASTM F404. The complaints stated that
                                             than replace, design standards or                       [to] contrast with the background of the               it was difficult for children to get in and
                                             provisions that attempt to guard                        signal word panel, and the warnings [to]               out of the chair, the chair did not
                                             consumers from a hazard, unless those                   contrast with the background of the                    accommodate children wearing bulky
                                             alternatives are not possible.                          instructional literature.’’                            clothing, and the chair did not
                                                Comment: One commenter                                  Comment: Two commenters stated                      accommodate children over one-year
                                             recommended adding pictograms to the                    that the sentence ‘‘Additional warnings                old. One commenter noted that some
                                             warning provisions in the standard to                   similar to the statements included in                  restaurant-style high chairs are only
                                             convey the hazard effectively and                       this section shall also be included,’’                 available through commercial portals,
                                             reduce language barriers.                               which was in proposed § 1231.2(e)(1) in                while another commenter noted that
                                                Response: Well-designed graphics                     the NPR, was unclear.                                  restaurant-style high chairs are sold to
                                             may be useful to convey the fall hazard                    Response: The ASTM high chairs                      the public for home use. Commenters
                                             associated with high chairs. However,                   subcommittee replaced this statement in                suggested using educational efforts,
                                             designing effective graphics can be                                                                            such as affixing labels or instructions to
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                                                                                                     ASTM F404–18 with a new section 9.3,
                                             difficult. Some seemingly obvious                       which states: ‘‘The instructions shall                 restaurant-style high chairs to inform
                                             graphics can be misinterpreted.                         address the following additional                       consumers and restaurant staff about
                                             Consequently, CPSC staff believes that it               warnings.’’ This modification should                   proper use, the intended setting, and
                                             is appropriate to permit supporting                     resolve any confusion.                                 hazards; or providing similar
                                             graphics in high chair warnings, but not                   Comment: Two commenters stated                      information on packaging, product
                                             require them.                                           that the note proposed in the NPR,                     websites, and at points of sale.


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                                             28366                      Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                                Response: CPSC understands that                                           Third, CPSIA section 104 requires the                IX. Paperwork Reduction Act
                                             there may be differences in the useful                                    Commission to adopt a mandatory
                                             features and level of supervision in                                      standard that is substantially the same                    This rule contains information
                                             restaurant settings and homes. It is                                      as the voluntary standard, or more                      collection requirements that are subject
                                             possible that requiring restaurant-style                                  stringent than the voluntary standard.                  to public comment and Office of
                                             high chairs to meet ASTM F404–18                                          Because ASTM F404 applies to all high                   Management and Budget (OMB) review
                                             would interfere with design features                                      chairs, excluding restaurant-style                      under the Paperwork Reduction Act of
                                             that make high chairs useful in a                                         products from the mandatory standard                    1995 (PRA; 44 U.S.C. 3501–3521).
                                             restaurant setting, such as large leg                                     would make the mandatory standard                       Under the PRA, CPSC must estimate the
                                             openings. In addition, it is possible that                                less stringent than the voluntary                       ‘‘burden’’ associated with each
                                             design features that meet ASTM F404–                                      standard, contrary to the CPSIA                         ‘‘collection of information.’’ 44 U.S.C.
                                             18 could contribute to injuries in a                                      requirement.                                            3506(c).
                                             restaurant setting. For example, small                                                                                               In this rule, section 8 of ASTM F404–
                                                                                                                       VII. Final Rule
                                             leg openings could make it more                                                                                                   18 contains labeling requirements that
                                             difficult to remove children from a high                                    Section 1231.2(a) of the final rule
                                                                                                                       requires high chairs to comply with                     meet the definition of ‘‘collection of
                                             chair when they are wearing bulky                                                                                                 information’’ in the PRA. 44 U.S.C.
                                             outerwear or shoes; or consumers may                                      ASTM F404–18 and incorporates the
                                                                                                                       standard by reference. Section V of this                3502(3). In addition, section 9 of ASTM
                                             opt for potentially hazardous
                                                                                                                       preamble describes the OFR                              F404–18 requires instructions to be
                                             alternatives to a high chair if the high
                                                                                                                       requirements for incorporating material                 provided with high chairs; however,
                                             chair is inconvenient to use, such as
                                             placing children on an unsecured and                                      by reference. In accordance with those                  CPSC believes this requirement can be
                                             elevated chair. However, CPSC staff                                       requirements, section V summarizes                      excluded from the PRA burden estimate.
                                             does not have evidence that these                                         ASTM F404–18, explains how the                          OMB allows agencies to exclude from
                                             possibilities will occur.                                                 standard is reasonably available to                     the PRA burden estimate any ‘‘time,
                                                To the contrary, CPSC has several                                      interested parties, and how interested                  effort, and financial resources necessary
                                             reasons to believe that the final rule                                    parties may obtain a copy of the                        to comply with a collection of
                                             should apply to all high chairs,                                          standard.                                               information that would be incurred by
                                             including restaurant-style high chairs.                                     The final rule also amends 16 CFR                     persons in the normal course of their
                                             First, after issuing the NPR, CPSC staff                                  part 1112 to add a new § 1112.15(b)(44)                 activities,’’ if the disclosure activities
                                             further examined incident data to                                         that lists 16 CFR part 1231, Safety                     required to comply are ‘‘usual and
                                             determine the extent to which high                                        Standard for High Chairs, as a                          customary.’’ 5 CFR 1320.3(b)(2).
                                             chair-related injuries occur in restaurant                                children’s product safety rule for which                Because high chairs generally require
                                             settings. Staff found that between 2011                                   the CPSC has issued an NOR. Section                     use and assembly instructions, and
                                             and 2016, there were an estimated 1,600                                   XIII of this preamble provides                          CPSC staff is not aware of high chairs
                                             injuries treated in U.S. EDs that                                         additional information about                            that generally require instructions but
                                             involved high chairs in restaurant                                        certifications and NORs.                                lack them, CPSC believes that providing
                                             settings. Most incidents involved                                         VIII. Effective Date                                    instructions with high chairs is ‘‘usual
                                             children falling from high chairs,                                                                                                and customary.’’ For this reason, CPSC’s
                                             commonly when climbing into or out of                                        The Administrative Procedure Act (5                  burden estimate includes only the
                                             the high chair, when the high chair                                       U.S.C. 551–559) generally requires that                 labeling requirements.
                                             tipped over, or when restraints were not                                  agencies set an effective date for a final
                                                                                                                       rule that is at least 30 days after the                    The preamble to the NPR discussed
                                             used, failed, or were defeated. These
                                             hazard patterns are consistent with high                                  Federal Register publishes the final                    the information collection burden of the
                                             chair incidents in homes. As a result,                                    rule. 5 U.S.C. 553(d). The NPR proposed                 proposed rule and requested comments
                                             CPSC believes that there is no safety                                     that the final rule for high chairs, and                on the accuracy of CPSC’s estimates. 80
                                             justification to exclude restaurant-style                                 the amendment to part 1112, would take                  FR 69158 to 69159. CPSC did not
                                             high chairs from the final rule.                                          effect 6 months after publication. CPSC                 receive any comments about the
                                                Second, although only a small                                          received comments requesting an                         information collection burden of the
                                             number of firms sell restaurant-style                                     implementation date of 1 year, asserting                proposed rule. However, the
                                             high chairs directly to consumers for                                     that additional time would be necessary                 information collection burden has
                                             use in their homes, these sales indicate                                  for firms to modify products to meet the                changed since the NPR because CPSC
                                             that the features and settings for                                        standard. CPSC believes that 1 year is                  staff has identified 68 high chair
                                             restaurant-style high chairs do not                                       sufficient for firms to modify their                    suppliers (59 domestic firms and 9
                                             provide a basis for distinguishing them                                   products to meet the new standard.                      foreign firms), rather than the 62 firms
                                             from home-use high chairs. CPSC staff                                     Therefore, this rule will take effect 1                 identified in the NPR, that it estimates
                                             identified four firms that supply high                                    year after publication in the Federal                   will be subject to the information
                                             chairs to the U.S. market that sell their                                 Register, and will apply to products                    collection burden. Accordingly, the
                                             high chairs to both consumers and                                         manufactured or imported on or after                    estimated burden of this collection of
                                             restaurants.                                                              that date.                                              information is as follows:

                                                                                                            TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN
                                                                                                                                          Number of       Frequency of       Total annual       Hours per   Total burden
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                                                                             16 CFR section                                              respondents       responses          responses         response       hours

                                             1231.2 ..................................................................................       68                   2              136               1            136




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                                                                Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                          28367

                                                The estimated reporting burden is                    and the types of skills necessary to                      After considering these comments,
                                             based on CPSC staff’s expectation that                  prepare the reports or records;                        and the potential economic impact of
                                             all 68 high chair suppliers will need to                   • steps the agency took to minimize                 the rule on small firms, the Commission
                                             modify their labels to comply with the                  the significant economic impact on                     is extending the effective date for the
                                             final rule. CPSC staff estimates that it                small entities; and                                    final rule to 1 year. CPSC staff believes
                                             will take about 1 hour per model to                        • the factual, policy, and legal                    that this longer effective date will
                                             make these modifications and, based on                  reasons the agency selected the                        reduce the economic impact of the rule
                                             staff’s evaluation of product lines, that               alternative in the final rule, and why it              on firms, some of which may not be
                                             each supplier has an average of 2                       rejected other significant alternatives.               aware of the ASTM standard or the
                                             models of high chairs. As a result, CPSC                                                                       rulemaking, by reducing the potential
                                             estimates that the burden associated                    5 U.S.C. 604                                           for a lapse in production or imports
                                             with the labeling requirements is: 68                     Based on an assessment by staff from                 while bringing products into
                                             entities × 1 hour per model × 2 models                  CPSC’s Directorate for Economic                        compliance with the rule, and spreading
                                             per entity = 136 hours. CPSC staff                      Analysis, CPSC cannot certify that this                the costs of compliance over a longer
                                             estimates that the hourly compensation                  rule will not have a significant                       time period.
                                             for the time required to create and                     economic impact on a substantial                       2. Restaurant-Style High Chairs
                                             update labels is $34.21 (U.S. Bureau of                 number of small entities. As a result,
                                             Labor Statistics, ‘‘Employer Costs for                                                                            CPSC received three comments about
                                                                                                     staff has prepared a FRFA. This section                restaurant-style high chairs. Section VI
                                             Employee Compensation,’’ Sept. 2017,                    summarizes the FRFA for this final rule.
                                             Table 9, total compensation for all sales                                                                      of this preamble detailed these
                                                                                                     The complete FRFA is available as part                 comments. To summarize, commenters
                                             and office workers in goods-producing                   of the CPSC staff’s briefing package at:
                                             private industries: http://www.bls.gov/                                                                        noted that it may be appropriate to
                                                                                                     https://cpsc.gov/s3fs-public/Final                     apply only some requirements, no
                                             ncs/). Therefore, the estimated annual                  %20Rule%20-%20Safety%20Standard
                                             cost associated with the labeling                                                                              requirements, or to create new
                                                                                                     %20for%20High%20Chairs%20-                             requirements for restaurant-style high
                                             requirements is: $34.21 per hour × 136                  %20May%2030%202018.pdf
                                             hours = $4,652.56. CPSC does not                                                                               chairs. Commenters noted that
                                                                                                     ?mBuoGQbhxpGcMFyO6it0g                                 restaurant settings make certain features
                                             expect there to be operating,                           NeBOOFZrTA9.
                                             maintenance, or capital costs associated                                                                       useful on a high chair, which may not
                                                                                                     B. Reason for Agency Action                            comply with the standard, and that
                                             with this information collection.
                                                As the PRA requires, CPSC has                                                                               safety features may be less necessary in
                                                                                                       Section 104 of the CPSIA requires the                restaurants, where caregivers are likely
                                             submitted the information collection                    Commission to issue a mandatory
                                             requirements of this final rule to OMB.                                                                        to be near children and supervising
                                                                                                     standard for high chairs that is                       them when they are in a high chair.
                                             44 U.S.C. 3507(d). OMB has assigned                     substantially the same as the voluntary                   CPSC has considered this information
                                             control number 3041–0173 to this                        standard, or more stringent than the                   and believes that it is appropriate to
                                             information collection.                                 voluntary standard. In this final rule,                apply the final rule to all high chairs,
                                             X. Regulatory Flexibility Act                           the Commission incorporates by                         including restaurant-style high chairs.
                                                                                                     reference the voluntary standard, ASTM                 The final rule may particularly impact
                                             A. Introduction                                         F404–18, as the mandatory safety                       firms that supply restaurant-style high
                                                The Regulatory Flexibility Act (RFA;                 standard for high chairs. This rule aims               chairs, because they have features
                                             5 U.S.C. 601–612) requires agencies to                  to address the safety hazards associated               intended to accommodate restaurant
                                             consider the potential economic impact                  with high chairs that are demonstrated                 settings and these features may be
                                             of a proposed and final rule on small                   in incident data.                                      difficult to retain while complying with
                                             entities, including small businesses.                   C. Comments Relevant to the FRFA                       the standard, thereby requiring more
                                             Section 604 of the RFA requires                                                                                extensive changes than home-use
                                             agencies to prepare and publish a final                   CPSC did not received any comments                   models. Nevertheless, consumer safety,
                                             regulatory flexibility analysis (FRFA)                  specifically addressing the IRFA that                  home-use of these products, and
                                             when they issue a final rule, unless the                accompanied the proposed rule or from                  statutory limitations justify applying the
                                             head of the agency certifies that the rule              the Chief Counsel for Advocacy of SBA.                 rule to all high chairs. The rationale for
                                             will not have a significant economic                    However, CPSC received comments                        including restaurant-style high chairs in
                                             impact on a substantial number of small                 about the effective date of the final rule             the rule is discussed elsewhere in this
                                             entities. The FRFA must discuss:                        and restaurant-style high chairs, which                notice.
                                                • The need for and objectives of the                 are relevant to the FRFA insofar as they
                                             rule;                                                   impact the costs associated with the                   D. Description of Small Entities Subject
                                                • significant issues raised in public                rule.                                                  to the Rule
                                             comments about the initial regulatory                                                                            CPSC staff identified 68 firms that
                                                                                                     1. Effective Date
                                             flexibility analysis (IRFA), a response to                                                                     supply high chairs to the U.S. market,
                                             comments from the Chief Counsel for                        In the NPR, the Commission proposed                 of which 59 are domestic, and 9 are
                                             Advocacy of the SBA, the agency’s                       that the rule would take effect 6 months               foreign. Of the 59 domestic firms, 33
                                             assessment of the comments, and any                     after publication in the Federal                       manufacture high chairs, and 26 of
                                             changes made to the rule as a result of                 Register. One comment, from four                       those 33 manufacturers are small,
                                             the comments;                                           consumer advocate groups, expressed                    according to SBA’s standards. The
                                                • the description and estimated                      support for the proposed 6-month                       remaining 26 domestic firms import
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                                             number of small entities that will be                   effective date. Another comment, filed                 high chairs, and 17 of those 26
                                             subject to the rule;                                    on behalf of juvenile product                          importers are small, according to SBA’s
                                                • the reporting, recordkeeping, and                  manufacturers, requested a 1-year                      standards. Of the 59 domestic firms, 43
                                             other compliance requirements of the                    effective date, to provide time for firms              market their high chairs only to
                                             rule, as well as the small entities that                to change their products to meet the                   consumers, and 4 sell their high chairs
                                             would be subject to those requirements,                 new standard.                                          to both consumers and restaurants. It is


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                                             28368              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                             possible that there are additional high                 economic impact. The cost of                           includes less-burdensome warning
                                             chair suppliers in the U.S. market that                 redesigning their products to meet                     placement requirements than the NPR.
                                             staff has not identified.                               ASTM F404–18 could exceed 1 percent                       Suppliers are more likely to pass on
                                                                                                     of each firm’s respective revenue. In                  the costs of producing or redesigning
                                             E. Description of the Final Rule                                                                               products to comply with the final rule
                                                                                                     addition, these firms do not have
                                               Sections V and VII of this preamble                   extensive product lines; one of these                  to importers with whom they do not
                                             describe the requirements in the final                  firms produces only high chairs. For the               have direct ties. Six of the eight small
                                             rule, which incorporates by reference                   six firms that manufacture high chairs                 importers of noncompliant high chairs
                                             ASTM F404–18. In addition, the final                    for restaurant settings, the final rule                do not have direct ties with their
                                             rule amends the regulations regarding                   could also have a significant economic                 suppliers. To avoid these costs, the six
                                             third party conformity assessment                       impact. In particular, two of these firms              importers may replace their suppliers,
                                             bodies to include the safety standard for               make plastic high chairs, which could                  select alternative products, or stop
                                             high chairs in the list of NORs.                        require them to create new molds for                   supplying high chairs if they have
                                             F. Impact on Small Businesses                           their products to comply with the rule.                diverse product lines. For the remaining
                                                                                                     Staff believes that third party testing                two importers that have direct ties to
                                               For the FRFA, staff limited its                       costs could potentially have a                         their suppliers, finding an alternative
                                             analysis to the 59 domestic firms staff                 significant economic impact on some of                 supply source likely is not a viable
                                             identified as supplying high chairs to                  these firms, but these costs would be                  alternative. However, these firms’
                                             the U.S. market because SBA guidelines                  small, relative to the overall impact of               foreign suppliers may absorb some of
                                             and definitions apply to domestic                       the rule.                                              the costs to maintain a presence in the
                                             entities. In assessing whether a rule will                                                                     U.S. market. Alternatively, these two
                                             have a significant economic impact on                   2. Small Importers                                     importers could stop supplying high
                                             small entities, staff generally considers                  At the time staff prepared the FRFA,                chairs, although this may be unlikely
                                             impacts ‘‘significant’’ if they exceed 1                9 of the 17 small importers reported that              because both firms have only a few
                                             percent of a firm’s revenue.                            their high chairs complied with the                    products in their product lines.
                                             1. Small Manufacturers                                  ASTM standard that was in effect for                      In addition, staff believes that third
                                                                                                     testing purposes. In the IRFA, staff                   party testing could result in significant
                                                At the time staff prepared the FRFA,                 anticipated that the proposed rule could               costs for two of the firms that import
                                             13 of the 26 small manufacturers                        have a significant economic impact on                  noncompliant high chairs. For one of
                                             reported that their high chairs complied                four of these firms because they                       these firms, testing costs could exceed 1
                                             with the ASTM standard that was in                      imported compact high chairs that                      percent of its gross revenue if it tests as
                                             effect for testing purposes. Staff believes             might have needed to be redesigned to                  few as two units per model. The second
                                             that firms that report complying with                   create space for a label that met the                  firm would need to test about three
                                             the voluntary standard will continue to                 proposed label placement requirements.                 units per model before testing costs
                                             comply with the standard as it evolves,                 Because the final rule does not include                would exceed 1 percent of its gross
                                             as part of an established business                      this requirement, allowing greater                     revenue. For two additional small
                                             practice. Of these 13 firms, 2                          flexibility, staff does not expect that                importers of noncompliant high chairs,
                                             manufacture compact high chairs with                    these firms will have to redesign their                each of which supply only one high
                                             limited space for warning labels. In the                products. One importer supplies a                      chair model, staff could not obtain
                                             IRFA, staff predicted that the proposed                 relatively new type of high chair that                 revenue data to determine the potential
                                             rule could have a significant impact on                 includes a reclining seat insert, but                  impact of third party testing.
                                             these two firms because the NPR                         preliminary staff testing indicates that
                                             required a single warning label to be                                                                          3. Accreditation Requirements for
                                                                                                     the product meets the requirements in
                                             visible when placing a child in the high                the final rule. In addition, staff believes            Testing Laboratories
                                             chair and when the child was seated in                  that any third party testing costs these                  Section 14 of the Consumer Product
                                             the high chair. However, the final rule                 importers may incur would be limited                   Safety Act (CPSA; 15 U.S.C. 2051–2089)
                                             does not include this requirement,                      to the incremental costs associated with               requires all children’s products that are
                                             instead dividing the warning                            third party testing over their current                 subject to a children’s product safety
                                             information over two labels, each with                  testing regimes. Therefore, staff does not             rule to be tested by a third party
                                             different placement requirements. This                  expect the final rule to have a                        conformity assessment body (i.e., testing
                                             change reduces the burden on firms to                   significant economic impact on any of                  laboratory) that has been accredited by
                                             modify their products to accommodate                    these nine firms.                                      CPSC. Testing laboratories that want to
                                             labeling requirements. Therefore, staff                    The remaining eight small importers                 conduct this testing must meet the NOR
                                             does not expect the final rule to have a                supply high chairs that do not comply                  for third party conformity testing. The
                                             significant economic impact on any of                   with the voluntary standard. Staff does                final rule amends 16 CFR part 1112 to
                                             these 13 firms and third party testing                  not have sufficient information to                     establish an NOR for testing laboratories
                                             costs are expected to be minimal                        conclude that the rule will not have a                 to test for compliance with the high
                                             because these firms already test their                  significant economic impact on these                   chair rule.
                                             products for compliance with the                        firms. The economic impact of the rule                    In the IRFA for this rule, staff
                                             voluntary standard.                                     on importers depends on the extent of                  anticipated that the accreditation
                                                The remaining 13 small                               the changes needed for their products to               requirements would not have a
                                             manufacturers produce high chairs that                  comply with the rule and the response                  significant economic impact on a
                                             do not comply with the voluntary                        of their suppliers. Staff generally cannot             substantial number of small laboratories
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                                             standard. Seven of these firms                          determine this information for importers               because: (1) The rule imposed
                                             manufacture high chairs for home use,                   that do not already comply with the                    requirements only on laboratories that
                                             and six produce restaurant-style high                   voluntary standard. Nevertheless, staff                intended to provide third party testing
                                             chairs. For the seven firms that                        expects that the final rule will have a                services; (2) laboratories would assume
                                             manufacture high chairs for home use,                   smaller economic impact than the                       the costs only if they anticipated
                                             the final rule could have a significant                 proposed rule, because the final rule                  receiving sufficient revenue from the


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                                                                Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations                                          28369

                                             testing to justify accepting the                        the effective date, suggesting that firms              safety standard under the CPSA unless
                                             requirements as a business decision;                    need 1 year to modify products to meet                 the state requirement is identical to the
                                             and (3) most laboratories would already                 the standard, as some firms will need to               federal standard. 15 U.S.C. 2075(a).
                                             have accreditation to test for                          redesign their products, test new                      However, states or political subdivisions
                                             conformance to other juvenile product                   products, and modify their production                  of states may apply to CPSC for an
                                             standards, thereby limiting the costs to                processes. Based on this information,                  exemption, allowing them to establish
                                             adding the high chair standard to their                 CPSC believes that 1 year is a reasonable              or continue such a requirement if the
                                             scope of accreditation. CPSC has not                    amount of time to account for needed                   state requirement ‘‘provides a
                                             received any information to date that                   changes, and is extending the effective                significantly higher degree of protection
                                             contradicts this assessment. Therefore,                 date of the rule to 1 year. This should                from [the] risk of injury’’ and ‘‘does not
                                             staff believes that the NOR for the high                reduce the economic costs of the rule for              unduly burden interstate commerce.’’
                                             chair standard will not have a                          small entities. Setting a later effective              Id. 2075(c).
                                             significant economic impact on a                        date reduces the likelihood of a lapse in                 One of the functions of the CPSIA was
                                             substantial number of small entities.                   production or imports if firms cannot                  to amend the CPSA, adding several
                                                                                                     comply with the standard or obtain                     provisions to the CPSA, including
                                             G. Alternatives and Steps To Minimize                                                                          CPSIA section 104 in 15 U.S.C. 2056a.
                                                                                                     third party testing within the time
                                             Economic Impacts                                                                                               As such, consumer product safety
                                                                                                     provided. In addition, a later effective
                                                In the NPR, the Commission                           date spreads the costs of compliance                   standards that the Commission creates
                                             discussed several alternatives to the                   over a longer period, reducing annual                  under CPSIA section 104 are covered by
                                             proposed rule that would reduce the                     costs and the present value of total                   the preemption provision in the CPSA.
                                             economic impact of the rule on small                    costs.                                                 As a result, the preemption provision in
                                             entities. In effect, the Commission has                    Finally, CPSC considered partially or               section 26 of the CPSA applies to the
                                             incorporated two of these alternatives                  fully excluding restaurant-style high                  mandatory safety standard for high
                                             into the final rule.                                    chairs from the final rule, or adopting                chairs.
                                                One option the Commission discussed                  more-limited requirements for these
                                             in the NPR involved modifying the rule                                                                         XIII. Testing, Certification, and
                                                                                                     products. The requirements could be
                                             to require compliance with the ASTM                                                                            Notification of Requirements
                                                                                                     particularly costly for manufacturers
                                             standard, without the additional more                   and importers of restaurant-style high                   Section 14(a) of the CPSA requires the
                                             stringent requirements proposed in the                  chairs because this style of chair has                 manufacturer or private labeler of a
                                             NPR, or at least without the more                       features intended to accommodate                       children’s product that is subject to a
                                             stringent label placement requirements                  restaurant settings that would be                      children’s product safety rule to certify
                                             in the NPR. This alternative would                      difficult to retain while complying with               that, based on a third party conformity
                                             allow the Commission to meet the                        the standard. As discussed previously in               assessment body’s testing, the product
                                             mandate in CPSIA section 104 to adopt                   this preamble, although excluding                      complies with the applicable children’s
                                             a rule that is substantially the same as                restaurant-style high chairs from the                  product safety rule. 15 U.S.C.
                                             the voluntary standard, but reduce the                  final rule would reduce the economic                   2063(a)(2)(A), 2063(a)(2)(B). Section
                                             economic impact of the rule by reducing                 impact on several small entities, CPSC                 14(a) also requires CPSC to publish an
                                             the changes needed to conform to the                    believes that this alternative would not               NOR for a third party conformity
                                             rule.                                                   be appropriate given incident data,                    assessment body (i.e., testing laboratory)
                                                ASTM F404–18 includes the more                       home use of these products, and the                    to obtain accreditation to assess
                                             stringent requirements proposed in the                  mandate in CPSIA section 104.                          conformity with a children’s product
                                             NPR, except for the label placement                                                                            safety rule. 15 U.S.C. 2063(a)(3)(A).
                                             requirements, which remain consistent                   XI. Environmental Considerations                       Because this safety standard for high
                                             with ASTM F404–15. Under the final                        CPSC’s regulations list categories of                chairs is a children’s product safety
                                             rule, firms will not have to meet                       agency actions that ‘‘normally have little             rule, it requires CPSC to issue an NOR.
                                             additional, more stringent requirements                 or no potential for affecting the human                  On March 12, 2013, the Commission
                                             than those in the voluntary standard.                   environment.’’ 16 CFR 1021.5(c). Such                  published a final rule in the Federal
                                             Moreover, the warning label placement                   actions qualify as ‘‘categorical                       Register, entitled Requirements
                                             requirements in the final rule provide                  exclusions’’ under the National                        Pertaining to Third Party Conformity
                                             more flexibility than the NPR—allowing                  Environmental Policy Act (42 U.S.C.                    Assessment Bodies, establishing 16 CFR
                                             for two separate labels, each of which is               4321–4370m–12), which do not require                   part 1112, which sets out the general
                                             subject to only one visibility                          an environmental assessment or                         requirements and criteria concerning
                                             requirement, rather than two—thereby                    environmental impact statement. One                    testing laboratories. 78 FR 15836. Part
                                             requiring less-burdensome product                       categorical exclusion listed in CPSC’s                 1112 includes procedures for CPSC to
                                             changes than the proposed rule.                         regulations is for rules or safety                     accept a testing laboratory’s
                                             Therefore, in effect, the Commission has                standards that ‘‘provide design or                     accreditation and lists the children’s
                                             adopted this alternative, by                            performance requirements for                           product safety rules for which CPSC has
                                             incorporating by reference ASTM F404–                   products.’’ 16 CFR 1021.5(c)(1). Because               published NORs. When CPSC issues a
                                             18 without additional, more stringent                   the final rule for high chairs creates                 new NOR, it must amend part 1112 to
                                             requirements, and eliminating the more                  design or performance requirements, the                include that NOR. Accordingly, the
                                             stringent label placement requirements                  rule falls within the categorical                      Commission is amending part 1112 to
                                             proposed in the NPR.                                    exclusion.                                             include the high chairs standard.
                                                Another alternative CPSC considered                                                                           Testing laboratories that apply for
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                                             was extending the effective date of the                 XII. Preemption                                        CPSC acceptance to test high chairs for
                                             rule. In the NPR, the Commission                          Under section 26(a) of the CPSA, no                  compliance with the new high chair
                                             proposed a 6-month effective date for                   state or political subdivision of a state              rule would have to meet the
                                             the final rule, consistent with other                   may establish or continue in effect a                  requirements in part 1112. When a
                                             durable infant and toddler product                      requirement dealing with the same risk                 laboratory meets the requirements of a
                                             rules. CPSC received comments about                     of injury as a federal consumer product                CPSC-accepted third party conformity


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                                             28370              Federal Register / Vol. 83, No. 118 / Tuesday, June 19, 2018 / Rules and Regulations

                                             assessment body, the laboratory can                     PART 1112—REQUIREMENTS                                 DEPARTMENT OF THE TREASURY
                                             apply to CPSC to include 16 CFR part                    PERTAINING TO THIRD PARTY
                                             1231, Safety Standard for High Chairs,                  CONFORMITY ASSESSMENT BODIES                           Office of Foreign Assets Control
                                             in the laboratory’s scope of accreditation
                                             of CPSC safety rules listed on the CPSC                 ■  1. The authority citation for part 1112             31 CFR Part 592
                                             website at: www.cpsc.gov/labsearch.                     is revised to read as follows:
                                                                                                                                                            Rough Diamonds Control Regulations
                                               As the RFA requires, CPSC staff                         Authority: Pub. L. 110–314, section 3, 122
                                             conducted a FRFA for the rulemaking in                  Stat. 3016, 3017 (2008); 15 U.S.C. 2063.               AGENCY:  Office of Foreign Assets
                                             which the Commission adopted part                       ■ 2. Amend § 1112.15 by adding                         Control, Treasury.
                                             1112. 78 FR 15836, 15855–58. To                         paragraph (b)(44) to read as follows:                  ACTION: Final rule.
                                             summarize, the FRFA concluded that
                                                                                                     § 1112.15 When can a third party                       SUMMARY:    The Department of the
                                             the accreditation requirements would
                                                                                                     conformity assessment body apply for                   Treasury’s Office of Foreign Assets
                                             not have a significant economic impact
                                                                                                     CPSC acceptance for a particular CPSC rule             Control (OFAC) is amending the Rough
                                             on a substantial number of small                        or test method?                                        Diamonds Control Regulations to clarify
                                             laboratories because no requirements
                                                                                                     *     *    *    *    *                                 several reporting requirements and
                                             were imposed on laboratories that did
                                                                                                       (b) * * *                                            remove another, clarify which entity
                                             not intend to provide third party testing                                                                      may issue Kimberley Process
                                             services. The only laboratories CPSC                      (44) 16 CFR part 1231, Safety
                                                                                                                                                            Certificates for the export of rough
                                             expected to provide such services were                  Standard for High Chairs.
                                                                                                                                                            diamonds from the United States, clarify
                                             those that anticipated receiving                        *     *    *    *    *                                 the steps necessary to validate a
                                             sufficient revenue from the mandated                    ■   3. Add part 1231 to read as follows:               Kimberley Process Certificate, add two
                                             testing to justify accepting the                                                                               definitions that define rough diamond
                                             requirements as a business decision.                    PART 1231—SAFETY STANDARD FOR                          packaging requirements and Kimberley
                                               By the same reasoning, adding an                      HIGH CHAIRS                                            Process voided certificates, and make
                                             NOR for the high chair standard to part                 Sec.
                                                                                                                                                            certain technical and conforming
                                             1112 will not have a significant                        1231.1     Scope.                                      changes to the penalties section of the
                                             economic impact on small test                           1231.2     Requirements for high chairs.               regulations.
                                             laboratories. A relatively small number                                                                        DATES: Effective Date: This rule is
                                                                                                       Authority: Sec. 104, Pub. L. 110–314, 122
                                             of laboratories in the United States have               Stat. 3016 (August 14, 2008); Pub. L. 112–28,          effective June 19, 2018.
                                             applied for accreditation to test for                   125 Stat. 273 (August 12, 2011).                       FOR FURTHER INFORMATION CONTACT: The
                                             conformance to existing juvenile                                                                               Department of the Treasury’s Office of
                                             product standards. Accordingly, CPSC                    § 1231.1    Scope.                                     Foreign Assets Control: Assistant
                                             expects that only a few laboratories will                 This part establishes a consumer                     Director for Licensing, tel.: 202–622–
                                             seek accreditation to test for compliance               product safety standard for high chairs.               2480, Assistant Director for Regulatory
                                             with the high chair standard. Of those                                                                         Affairs, tel.: 202–622–4855, Assistant
                                             that seek accreditation, CPSC expects                   § 1231.2    Requirements for high chairs.              Director for Sanctions Compliance &
                                             that most will have already been                           (a) Each high chair shall comply with               Evaluation, tel.: 202–622–2490; or the
                                             accredited to test for conformance to                   all applicable provisions of ASTM                      Department of the Treasury’s Office of
                                             other juvenile product standards. The                   F404–18, Standard Consumer Safety                      the Chief Counsel (Foreign Assets
                                             only costs to those laboratories will be                Specification for High Chairs, approved                Control), Office of the General Counsel,
                                             the cost of adding the high chair                       on February 15, 2018. The Director of                  tel.: 202–622–2410.
                                             standard to their scopes of accreditation.              the Federal Register approves this                     SUPPLEMENTARY INFORMATION:
                                             For these reasons, CPSC certifies that                  incorporation by reference in
                                             amending 16 CFR part 1112 to include                    accordance with 5 U.S.C. 552(a) and 1                  Electronic and Facsimile Availability
                                             an NOR for the high chairs standard will                CFR part 51. You may obtain a copy                       This document and additional
                                             not have a significant economic impact                  from ASTM International, 100 Bar                       information concerning OFAC are
                                             on a substantial number of small                        Harbor Drive, P.O. Box 0700, West                      available from OFAC’s website
                                             entities.                                               Conshohocken, PA 19428; http://                        (www.treas.gov/ofac).
                                                                                                     www.astm.org. You may inspect a copy
                                             List of Subjects                                                                                               Background
                                                                                                     at the Office of the Secretary, U.S.
                                             16 CFR Part 1112                                        Consumer Product Safety Commission,                       On August 4, 2003, OFAC
                                                                                                     Room 820, 4330 East West Highway,                      promulgated the Rough Diamonds
                                               Administrative practice and                           Bethesda, MD 20814, telephone 301–                     Control Regulations, 31 CFR part 592
                                             procedure, Audit, Consumer protection,                  504–7923, or at the National Archives                  (the ‘‘Regulations’’), to implement
                                             Reporting and recordkeeping                             and Records Administration (NARA).                     Executive Order 13312 (E.O. 13312) of
                                             requirements, Third-party conformity                    For information on the availability of                 July 29, 2003. E.O. 13312 was issued to
                                             assessment body.                                        this material at NARA, call 202–741–                   implement the Clean Diamond Trade
                                                                                                     6030, or go to: https://                               Act (Pub. L. 108–19) (CDTA) and the
                                             16 CFR Part 1231                                        www.archives.gov/federal-register/cfr/                 multilateral Kimberley Process
                                               Consumer protection, Imports,                         ibr-locations.html.                                    Certification Scheme for rough
                                                                                                                                                            diamonds (KPCS). OFAC amended the
daltland on DSKBBV9HB2PROD with RULES




                                             Incorporation by reference, Infants and                    (b) [Reserved]
                                             children, Labeling, Law enforcement,                                                                           Regulations on September 23, 2004 to
                                                                                                     Alberta E. Mills,                                      revise certain reporting requirements
                                             Toys.
                                                                                                     Secretary, Consumer Product Safety                     (69 FR 56936). OFAC further amended
                                               For the reasons discussed in the                      Commission.                                            the Regulations on May 21, 2008 (73 FR
                                             preamble, the Commission amends 16                      [FR Doc. 2018–12938 Filed 6–18–18; 8:45 am]            29433) to enhance the compilation of
                                             CFR chapter II as follows:                              BILLING CODE 6355–01–P                                 statistical data relating to the


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Document Created: 2018-07-02 11:21:13
Document Modified: 2018-07-02 11:21:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThe rule will become effective on June 19, 2019. The incorporation by reference of the publication listed in this rule is approved by the Director of the Federal Register as of June 19, 2019.
ContactKeysha Walker, Office of Compliance and Field Operations, U.S. Consumer Product Safety Commission; 4330 East West Highway, Bethesda, MD 20814; email: [email protected]; telephone: (301) 504-6820.
FR Citation83 FR 28358 
CFR Citation16 CFR 1112
16 CFR 1231
CFR AssociatedAdministrative Practice and Procedure; Audit; Consumer Protection; Reporting and Recordkeeping Requirements; Third-Party Conformity Assessment Body; Imports; Incorporation by Reference; Infants and Children; Labeling; Law Enforcement and Toys

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