83_FR_28877 83 FR 28758 - Agency Requests for Renewal of a Previously Approved Information Collection(s): Safety Management Systems for Part 121 Certificate Holders

83 FR 28758 - Agency Requests for Renewal of a Previously Approved Information Collection(s): Safety Management Systems for Part 121 Certificate Holders

DEPARTMENT OF TRANSPORTATION

Federal Register Volume 83, Issue 119 (June 20, 2018)

Page Range28758-28759
FR Document2018-13242

The DOT invites public comments about our intention to request the Office of Management and Budget (OMB) approval to renew an information collection used to support the analysis of safety data as part of a Safety Management System required for part 121 Certificate Holders. The information to be collected will be used to identify hazards and show compliance with part 5, Safety Management Systems. All collected data and records are maintained by the certificate holder and not submitted to the FAA. We are required to publish this notice in the Federal Register by the Paperwork Reduction Act of 1995.

Federal Register, Volume 83 Issue 119 (Wednesday, June 20, 2018)
[Federal Register Volume 83, Number 119 (Wednesday, June 20, 2018)]
[Notices]
[Pages 28758-28759]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13242]


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DEPARTMENT OF TRANSPORTATION

[Docket No. FAA-2009-0671]


Agency Requests for Renewal of a Previously Approved Information 
Collection(s): Safety Management Systems for Part 121 Certificate 
Holders

AGENCY: Federal Aviation Administration, (FAA)(DOT).

ACTION: Notice and request for comments.

-----------------------------------------------------------------------

SUMMARY: The DOT invites public comments about our intention to request 
the Office of Management and Budget (OMB) approval to renew an 
information collection used to support the analysis of safety data as 
part of a Safety Management System required for part 121 Certificate 
Holders. The information to be collected will be used to identify 
hazards and show compliance with part 5, Safety Management Systems. All 
collected data and records are maintained by the certificate holder and 
not submitted to the FAA. We are required to publish this notice in the 
Federal Register by the Paperwork Reduction Act of 1995.

DATES: Written comments should be submitted by August 20, 2018.

[[Page 28759]]


ADDRESSES: You may submit comments identified by Docket No. FAA-2009-
0671 through one of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the online instructions for submitting comments.
     Fax: 1-202-493-2251.
     Mail or Hand Delivery: Docket Management Facility, U.S. 
Department of Transportation, 1200 New Jersey Avenue SE, West Building, 
Room W12-140, Washington, DC 20590, between 9 a.m. and 5 p.m., Monday 
through Friday, except on Federal holidays.

FOR FURTHER INFORMATION CONTACT: Sean Denniston, Safety Management 
System Program Office (AFS-910) by email at: [email protected]; 
phone: 703-230-7664, ext. 261

SUPPLEMENTARY INFORMATION: OMB Control Number: OMB-2120-0763.
    Title: Safety Management Systems for Part 121 Certificate Holders.
    Form Numbers: None.
    Type of Review: Renewal of an information collection with changes.
    Background: The information collection involves the collection and 
analysis of safety data as part of a Safety Management System (SMS), as 
required for part 121 certificate holders by 14 CFR part 5, Safety 
Management Systems. The information to be collected will continue to be 
used to identify hazards and show compliance with part 5.
    The existing information collection included the submission of SMS 
Implementation Plans to the FAA by March 9, 2018. That portion of the 
information collection has been completed and only new applicants for a 
part 121 certificate will be required to submit SMS Implementation 
Plans in the future. As a result, the burden for the submission of 
implementation plans will be significantly reduced. The FAA anticipates 
a minimal amount of applications for new part 121 certificates in the 
future.
    The original burden estimate for the maintenance of an SMS program 
encompassed 90 certificate holders in existence at the time of the 
rulemaking and the number of current part 121 certificate holders is 
now 72.
    The ongoing information collection requirement for part 121 
certificate holders supports the ongoing requirements of an SMS program 
under part 5 to determine and identify hazards in an aviation 
operation, measure the effectiveness of hazard identification and 
mitigation and the prevention of unforeseen hazards, and the 
maintenance of training records and communications documentation used 
to promote safety.
    Respondents: All part 121 certificate holders.
    Number of Respondents: Implementation plan collection: 3 future 
applicants for part 121 certificate (anticipated at no more than one 
per year).
    Continuing SMS program collection: 72 current part 121 certificate 
holders.
    Frequency:
    Implementation plan collection: Yearly responses for the 3 future 
applicants.
    Continuing SMS program collection: Monthly responses for the 72 
current part 121 certificate holders.
    Number of Responses:
    Implementation plan collection:1 future applicant per year 
submitting yearly responses would total 6 responses over the three year 
period. (1 new applicant in the first year x 3 responses + 1 applicant 
in second year x 2 responses + 1 applicant in the third year x 1 
response).
    Continuing SMS program collection: 72 current part certificate 
holders x 12 responses = 864 responses per year.
    Total Annual Burden:
    Implementation plan collection: Total burden for new applicants 
estimated to be 20,040 hours or 6,680 hours per year.
    Continuing SMS program collection: Total annual burden of 146,666 
hours or 1,955 hours per year per carrier.
    Public Comments Invited: You are asked to comment on any aspect of 
this information collection, including (a) Whether the proposed 
collection of information is necessary for the Department's 
performance; (b) the accuracy of the estimated burden; (c) ways for the 
Department to enhance the quality, utility and clarity of the 
information collection; and (d) ways that the burden could be minimized 
without reducing the quality of the collected information. The agency 
will summarize and/or include your comments in the request for OMB's 
clearance of this information collection.

    Authority:  The Paperwork Reduction Act of 1995; 44 U.S.C. 
Chapter 35, as amended; and 49 CFR 1:48.

    Issued in Washington, DC on June 13, 2018.
John S. Duncan,
Executive Director, Flight Standards Service.
[FR Doc. 2018-13242 Filed 6-19-18; 8:45 am]
 BILLING CODE 4910-13-P



                                                28758                        Federal Register / Vol. 83, No. 119 / Wednesday, June 20, 2018 / Notices

                                                detection, to measure the surface                       significantly higher rate than                         and 5 p.m., Monday through Friday,
                                                temperature of each wheel passing the                   intermediate brake tests. During the                   except Federal Holidays.
                                                detector. Using data analysis algorithms,               pilot test period, specific car repair data               Communications received by July 20,
                                                these temperature measurements                          resulting from abnormal brake                          2018 will be considered by FRA before
                                                determine whether brakes on each axle                   detections will be analyzed to establish               final action is taken. Comments received
                                                and brake valve of a car is applying                    the effectiveness of the WTD compared                  after that date will be considered if
                                                when they should, and not applying                      to manual inspections.                                 practicable.
                                                when they should not. A comparison to                      FRA may grant an exemption from the                    Anyone can search the electronic
                                                a baseline non-braking measurement                      requirements of 49 U.S.C. 20303 only on                form of any written communications
                                                against the brake site measurement                      the basis of (1) evidence developed at a               and comments received into any of our
                                                would be used to identify wheels with                   hearing; or (2) an agreement between                   dockets by the name of the individual
                                                abnormal brake readings for subsequent                  national railroad labor representatives                submitting the comment (or signing the
                                                inspection, troubleshooting, and repair.                and the developer of the equipment or                  document, if submitted on behalf of an
                                                BNSF explains that its Safety Assurance                 technology at issue. 49 U.S.C. 20306. In               association, business, labor union, etc.).
                                                Plan (SAP) describes how its WTD                        support of its request for an exemption                Under 5 U.S.C. 553(c), DOT solicits
                                                system provides for each safety element                 from 49 U.S.C. 20303, BNSF notes that                  comments from the public to better
                                                required by the Class I and Intermediate                the public hearing FRA previously held                 inform its processes. DOT posts these
                                                Brake Tests, outlines the level of brake                to address a similar request for                       comments, without edit, including any
                                                system performance that is expected                     exemption from the Union Pacific                       personal information the commenter
                                                from using the WTD and algorithms,                      Railroad (Docket Number FRA–2016–                      provides, to www.regulations.gov, as
                                                and describes how data will be collected                0018) addresses substantially the same                 described in the system of records
                                                to demonstrate that this level of safety                issues as its current request. Thus,                   notice (DOT/ALL–14 FDMS), which can
                                                has been achieved.                                      BNSF asserts a separate public hearing                 be reviewed at https://
                                                   BNSF proposes to conduct a pilot                     on its current request is unnecessary.                 www.transportation.gov/privacy. See
                                                program on extended haul, revenue-                      FRA agrees and in considering BNSF’s                   also https://www.regulations.gov/
                                                service unit intermodal trains, operating               request in this docket, FRA intends to                 privacyNotice for the privacy notice of
                                                between facilities in California and                    rely on the findings of the hearing                    regulations.gov.
                                                Chicago, IL. These intermodal trains                    conducted in Docket Number FRA–
                                                                                                                                                                 Issued in Washington, DC.
                                                operate intact with up to 1,702 miles                   2016–0018.
                                                between brake tests. Each test train will                  A copy of the petition, as well as any              Robert C. Lauby,
                                                receive a Class I brake test and                        written communications concerning the                  Associate Administrator for Railroad Safety,
                                                predeparture test at the intermodal                     petition, is available for review online at            Chief Safety Officer.
                                                facility in California or Chicago. In-route             www.regulations.gov and in person at                   [FR Doc. 2018–13218 Filed 6–19–18; 8:45 am]
                                                trains will pass WTD monitors located                   the U.S. Department of Transportation’s                BILLING CODE 4910–06–P
                                                both east and west of Belen, NM, to                     (DOT) Docket Operations Facility, 1200
                                                record braking performance through                      New Jersey Avenue SE, W12–140,
                                                power braking events. During this                       Washington, DC 20590. The Docket                       DEPARTMENT OF TRANSPORTATION
                                                proposed pilot program, a minimum of                    Operations Facility is open from 9 a.m.                [Docket No. FAA–2009–0671]
                                                95 percent of brake valves in a train will              to 5 p.m., Monday through Friday,
                                                be required to have ‘‘qualified’’ brakes                except Federal Holidays.                               Agency Requests for Renewal of a
                                                between inspection points, meaning a                       Interested parties are invited to                   Previously Approved Information
                                                brake valve produces a wheel                            participate in these proceedings by                    Collection(s): Safety Management
                                                temperature statistically different from                submitting written views, data, or                     Systems for Part 121 Certificate
                                                the baseline test before braking is                     comments. FRA does not anticipate                      Holders
                                                initiated. If there is any doubt about                  scheduling a public hearing in
                                                WTD system performance, reliability,                    connection with these proceedings since                AGENCY: Federal Aviation
                                                and data quality; or fewer than 95                      the facts do not appear to warrant a                   Administration, (FAA)(DOT).
                                                percent of the brake valves in the                      hearing. If any interested parties desire              ACTION: Notice and request for
                                                consist that have qualified brakes as                   an opportunity for oral comment and a                  comments.
                                                verified by the automated WTD system,                   public hearing, they should notify FRA,
                                                a manual intermediate inspection will                                                                          SUMMARY:    The DOT invites public
                                                                                                        in writing, before the end of the                      comments about our intention to request
                                                be performed at the designated                          comment period and specify the basis
                                                inspection point. Class I inspections and                                                                      the Office of Management and Budget
                                                                                                        for their request.                                     (OMB) approval to renew an
                                                other operational and regulatory                           All communications concerning these
                                                inspections will continue to be                                                                                information collection used to support
                                                                                                        proceedings should identify the
                                                performed, and any defects discovered                                                                          the analysis of safety data as part of a
                                                                                                        appropriate docket number and may be
                                                by the Class I brake test will be repaired                                                                     Safety Management System required for
                                                                                                        submitted by any of the following
                                                before the car is approved to leave the                                                                        part 121 Certificate Holders. The
                                                                                                        methods:
                                                original terminal.                                         • Website: http://                                  information to be collected will be used
                                                   Additionally, BNSF explains that it                  www.regulations.gov. Follow the online                 to identify hazards and show
                                                uses dragging equipment detectors, hot                  instructions for submitting comments.                  compliance with part 5, Safety
                                                                                                           • Fax: 202–493–2251.                                Management Systems. All collected data
sradovich on DSK3GMQ082PROD with NOTICES




                                                wheel detectors, and hot box detectors
                                                to monitor equipment that may have                         • Mail: Docket Operations Facility,                 and records are maintained by the
                                                brakes not properly releasing,                          U.S. Department of Transportation, 1200                certificate holder and not submitted to
                                                handbrakes left on, or incorrect retainer               New Jersey Avenue SE, W12–140,                         the FAA. We are required to publish
                                                valve positions. BNSF states that                       Washington, DC 20590.                                  this notice in the Federal Register by
                                                preliminary tests conducted with the                       • Hand Delivery: 1200 New Jersey                    the Paperwork Reduction Act of 1995.
                                                WTD system indicate that cars with                      Avenue SE, Room W12–140,                               DATES: Written comments should be
                                                ineffective brakes are identified at a                  Washington, DC 20590, between 9 a.m.                   submitted by August 20, 2018.


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                                                                             Federal Register / Vol. 83, No. 119 / Wednesday, June 20, 2018 / Notices                                                  28759

                                                ADDRESSES:   You may submit comments                    submit SMS Implementation Plans in                     yearly responses would total 6
                                                identified by Docket No. FAA–2009–                      the future. As a result, the burden for                responses over the three year period. (1
                                                0671 through one of the following                       the submission of implementation plans                 new applicant in the first year × 3
                                                methods:                                                will be significantly reduced. The FAA                 responses + 1 applicant in second year
                                                  • Federal eRulemaking Portal: http://                 anticipates a minimal amount of                        × 2 responses + 1 applicant in the third
                                                www.regulations.gov. Follow the online                  applications for new part 121                          year × 1 response).
                                                instructions for submitting comments.                   certificates in the future.                              Continuing SMS program collection:
                                                  • Fax: 1–202–493–2251.                                   The original burden estimate for the
                                                  • Mail or Hand Delivery: Docket                                                                              72 current part certificate holders x 12
                                                                                                        maintenance of an SMS program                          responses = 864 responses per year.
                                                Management Facility, U.S. Department                    encompassed 90 certificate holders in
                                                of Transportation, 1200 New Jersey                      existence at the time of the rulemaking                  Total Annual Burden:
                                                Avenue SE, West Building, Room W12–                     and the number of current part 121                       Implementation plan collection: Total
                                                140, Washington, DC 20590, between 9                    certificate holders is now 72.                         burden for new applicants estimated to
                                                a.m. and 5 p.m., Monday through                            The ongoing information collection                  be 20,040 hours or 6,680 hours per year.
                                                Friday, except on Federal holidays.                     requirement for part 121 certificate                     Continuing SMS program collection:
                                                FOR FURTHER INFORMATION CONTACT:                        holders supports the ongoing                           Total annual burden of 146,666 hours or
                                                Sean Denniston, Safety Management                       requirements of an SMS program under                   1,955 hours per year per carrier.
                                                System Program Office (AFS–910) by                      part 5 to determine and identify hazards
                                                email at: sean.denniston@faa.gov;                       in an aviation operation, measure the                    Public Comments Invited: You are
                                                phone: 703–230–7664, ext. 261                           effectiveness of hazard identification                 asked to comment on any aspect of this
                                                SUPPLEMENTARY INFORMATION: OMB                          and mitigation and the prevention of                   information collection, including (a)
                                                Control Number: OMB–2120–0763.                          unforeseen hazards, and the                            Whether the proposed collection of
                                                  Title: Safety Management Systems for                  maintenance of training records and                    information is necessary for the
                                                Part 121 Certificate Holders.                           communications documentation used to                   Department’s performance; (b) the
                                                  Form Numbers: None.                                   promote safety.                                        accuracy of the estimated burden; (c)
                                                  Type of Review: Renewal of an                            Respondents: All part 121 certificate               ways for the Department to enhance the
                                                information collection with changes.                    holders.                                               quality, utility and clarity of the
                                                  Background: The information                              Number of Respondents:                              information collection; and (d) ways
                                                collection involves the collection and                  Implementation plan collection: 3 future               that the burden could be minimized
                                                analysis of safety data as part of a Safety             applicants for part 121 certificate                    without reducing the quality of the
                                                Management System (SMS), as required                    (anticipated at no more than one per                   collected information. The agency will
                                                for part 121 certificate holders by 14                  year).                                                 summarize and/or include your
                                                CFR part 5, Safety Management                              Continuing SMS program collection:                  comments in the request for OMB’s
                                                Systems. The information to be                          72 current part 121 certificate holders.               clearance of this information collection.
                                                collected will continue to be used to                      Frequency:                                            Authority: The Paperwork Reduction Act
                                                identify hazards and show compliance                       Implementation plan collection:                     of 1995; 44 U.S.C. Chapter 35, as amended;
                                                with part 5.                                            Yearly responses for the 3 future                      and 49 CFR 1:48.
                                                  The existing information collection                   applicants.
                                                included the submission of SMS                                                                                   Issued in Washington, DC on June 13,
                                                                                                           Continuing SMS program collection:                  2018.
                                                Implementation Plans to the FAA by                      Monthly responses for the 72 current
                                                March 9, 2018. That portion of the                                                                             John S. Duncan,
                                                                                                        part 121 certificate holders.
                                                information collection has been                            Number of Responses:                                Executive Director, Flight Standards Service.
                                                completed and only new applicants for                      Implementation plan collection:1                    [FR Doc. 2018–13242 Filed 6–19–18; 8:45 am]
                                                a part 121 certificate will be required to              future applicant per year submitting                   BILLING CODE 4910–13–P
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Document Created: 2018-06-20 00:20:34
Document Modified: 2018-06-20 00:20:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice and request for comments.
DatesWritten comments should be submitted by August 20, 2018.
ContactSean Denniston, Safety Management System Program Office (AFS-910) by email at: [email protected]; phone: 703-230-7664, ext. 261
FR Citation83 FR 28758 

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