83 FR 29838 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 123 (June 26, 2018)

Page Range		29838-29839
FR Document		2018-13784

Federal Register, Volume 83 Issue 123 (Tuesday, June 26, 2018)

[Federal Register Volume 83, Number 123 (Tuesday, June 26, 2018)]
[Notices]
[Pages 29838-29839]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13784]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, June 28, 2018.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries

[[Page 29839]]

will attend the closed meeting. Certain staff members who have an 
interest in the matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Peirce, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: June 21, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-13784 Filed 6-22-18; 11:15 am]
 BILLING CODE 8011-01-P

29838 Federal Register / Vol. 83, No. 123 / Tuesday, June 26, 2018 / Notices

collection at the following website, reasons for so finding, or as to which the from Regulation A is imposed through
www.reginfo.gov. Comments should be self-regulatory organization consents, the forms that are subject to the
directed to: (i) Desk Officer for the the Commission shall either approve the disclosure requirements in Regulation A
Securities and Exchange Commission, proposed rule change, disapprove the and is reflected in the analysis of these
Office of Information and Regulatory proposed rule change, or institute forms. To avoid the Paperwork
Affairs, Office of Management and proceedings to determine whether the Reduction Act inventory reflecting
Budget, Room 10102, New Executive proposed rule change should be duplicative burdens, for administrative
Office Building, Washington, DC 20503, disapproved. The 45th day after convenience we estimate the burden
or by sending an email to: Shagufta_ publication of the notice for this imposed by Regulation A to be a total
Ahmed@omb.eop.gov; and (ii) Pamela proposed rule change is June 22, 2018. of one hour. All information is provided
Dyson, Director/Chief Information The Commission is extending this 45- to the public for review. The
Officer, Securities and Exchange day time period. information required is filed on
Commission, c/o Candace Kenner, 100 F The Commission finds it appropriate occasion and is mandatory. We estimate
Street NE, Washington, DC 20549 or to designate a longer period within approximately 112 issuers file Forms 1–
send an email to: PRA_Mailbox@ which to take action on the proposed A annually. We estimate that Form 1–
sec.gov. Comments must be submitted to rule change so that it has sufficient time A takes approximately 751 hours to
OMB within 30 days of this notice. to consider the proposed rule change. prepare, including one hour for
Dated: June 21, 2018. Accordingly, the Commission, pursuant Regulation A. We estimate that 75% of
to Section 19(b)(2) of the Act,5 751 hours per response (563.25 hours) is
Eduardo A. Aleman,
designates August 6, 2018 as the date by prepared by the company for a total
Assistant Secretary.
which the Commission shall either annual burden of 63,084 hours (563.25
[FR Doc. 2018–13684 Filed 6–25–18; 8:45 am] approve or disapprove, or institute × 112 responses).
BILLING CODE 8011–01–P proceedings to determine whether to An agency may conduct or sponsor,
disapprove, the proposed rule change and a person is not required to respond
(File No. SR–CboeBZX–2018–018). to, a collection of information unless it
SECURITIES AND EXCHANGE
COMMISSION For the Commission, by the Division of displays a currently valid control
Trading and Markets, pursuant to delegated number.
[Release No. 34–83479; File No. SR– authority.6 The public may view the background
CboeBZX–2018–018 Eduardo A. Aleman, documentation for this information
Assistant Secretary. collection at the following website,
Self-Regulatory Organizations; Cboe
[FR Doc. 2018–13617 Filed 6–25–18; 8:45 am] www.reginfo.gov. Comments should be
BZX Exchange, Inc.; Notice of
BILLING CODE 8011–01–P directed to: (i) Desk Officer for the
Designation of a Longer Period for
Securities and Exchange Commission,
Commission Action on a Proposed
Office of Information and Regulatory
Rule Change To List and Trade Shares
SECURITIES AND EXCHANGE Affairs, Office of Management and
of the Principal Morley Short Duration
COMMISSION Budget, Room 10102, New Executive
Index ETF
Office Building, Washington, DC 20503,
June 20, 2018. Submission for OMB Review; or by sending an email to: Shagufta_
On April 23, 2018, Cboe BZX Comment Request Ahmed@omb.eop.gov; and (ii) Pamela
Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) Upon Written Request Copies Available Dyson, Director/Chief Information
filed with the Securities and Exchange From: Securities and Exchange Officer, Securities and Exchange
Commission (‘‘Commission’’), pursuant Commission, Office of FOIA Services, Commission, c/o Remi Pavlik-Simon,
to Section 19(b)(1) of the Securities 100 F Street NE, Washington, DC 100 F Street NE, Washington, DC 20549
Exchange Act of 1934 (‘‘Act’’)1 and Rule 20549–2736 or send an email to: PRA_Mailbox@
19b–4 thereunder,2 a proposed rule sec.gov. Comments must be submitted to
Extension:
change to list and trade shares of the OMB within 30 days of this notice.
Regulation A (Form 1–A); SEC File No.
Principal Morley Short Duration Index 270–110, OMB Control No. 3235–0286 Dated: June 21, 2018.
ETF pursuant to BZX Rule 14.11(c)(4), Eduardo A. Aleman,
which governs the listing and trading of Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995 Assistant Secretary.
Index Fund Shares based on fixed
income securities indexes. The (44 U.S.C. 3501 et seq.), the Securities [FR Doc. 2018–13687 Filed 6–25–18; 8:45 am]

proposed rule change was published for and Exchange Commission BILLING CODE 8011–01–P

comment in the Federal Register on (‘‘Commission’’) has submitted to the
May 8, 2018.3 The Commission has Office of Management and Budget this
request for extension of the previously SECURITIES AND EXCHANGE
received no comment letters on the
approved collection of information COMMISSION
proposed rule change.
Section 19(b)(2) of the Act 4 provides discussed below.
Regulation A (17 CFR 230.251 Sunshine Act Meetings
that, within 45 days of the publication
of notice of the filing of a proposed rule through 230.263) provides an exemption
TIME AND DATE: 2:00 p.m. on Thursday,
change, or within such longer period up from registration under the Securities
June 28, 2018.
to 90 days as the Commission may Act of 1933 (15 U.S.C. 77a et seq.) for
PLACE: Closed Commission Hearing
sradovich on DSK3GMQ082PROD with NOTICES

designate if it finds such longer period certain limited offerings of securities by
issuers who do not otherwise file Room 10800.
to be appropriate and publishes its STATUS: This meeting will be closed to
reports with the Commission. Form 1–
1 15 A is an offering statement filed under the public.
U.S.C. 78s(b)(1).
2 17 Regulation A. The paperwork burden MATTERS TO BE CONSIDERED:
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 83152 Commissioners, Counsel to the
(May 2, 2018), 83 FR 20892. 5 Id. Commissioners, the Secretary to the
4 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31). Commission, and recording secretaries

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Federal Register / Vol. 83, No. 123 / Tuesday, June 26, 2018 / Notices 29839

will attend the closed meeting. Certain offerings of up to $50 million within a Form 1–SA, SEC File No. 270–661, OMB
staff members who have an interest in 12-month period are required to file Control No. 3235–0721
the matters also may be present. Form 1–K. Form 1–K provides audited
The General Counsel of the Notice is hereby given that, pursuant
year-end financial statements and
Commission, or his designee, has to the Paperwork Reduction Act of 1995
information about the issuer’s business
certified that, in his opinion, one or (44 U.S.C. 3501 et seq.), the Securities
operation, ownership, management,
more of the exemptions set forth in 5 and Exchange Commission
liquidity, capital resources and
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) (‘‘Commission’’) has submitted to the
operations on an annual basis. In
and (10) and 17 CFR 200.402(a)(3), Office of Management and Budget this
addition, Part I of the Form 1–K collects
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and request for extension of the previously
information on any offerings under
(a)(10), permit consideration of the approved collection of information
Regulation A that have been terminated
scheduled matters at the closed meeting. discussed below.
or completed unless it has been
Commissioner Peirce, as duty officer, previous reported on Form 1–Z. The Form 1–SA (17 CFR 239.92) is used to
voted to consider the items listed for the purpose of the Form 1–K is to better file semiannual reports by Tier 2 issuers
closed meeting in closed session. inform the public about companies that under Regulation A, an exemption from
The subject matters of the closed have conducted Tier 2 offerings under registration under the Securities Act of
meeting will be: Regulation A. We estimate that 1933 (15 U.S.C. 77a et seq.). Tier 2
Institution and settlement of approximately 36 issuers file Form 1–K issuers under Regulation A conducting
injunctive actions; annually. We estimate that Form 1–K offerings of up to $50 million within a
Institution and settlement of takes approximately 600 hours to 12-month period are required to file
administrative proceedings; and prepare. We estimate that 75% of the Form 1–SA. Form 1–SA provides
Other matters relating to enforcement 600 hours per response (450 hours) is semiannual, interim financial
proceedings. prepared by the company for a total statements and information about the
At times, changes in Commission annual burden of 16,200 hours (450.0 issuer’s liquidity, capital resources and
priorities require alterations in the hours per response × 36 responses). operations after the issuer’s second
scheduling of meeting items. An agency may not conduct or fiscal quarter. The purpose of the Form
CONTACT PERSON FOR MORE INFORMATION: sponsor, and a person is not required to 1–SA is to better inform the public
For further information and to ascertain respond to, a collection of information about companies that have conducted
what, if any, matters have been added, unless it displays a currently valid Tier 2 offerings under Regulation A. We
deleted or postponed; please contact control number. estimate that approximately 55 issuers
Brent J. Fields from the Office of the The public may view the background file Form 1–SA annually. We estimate
Secretary at (202) 551–5400. documentation for this information that Form 1–SA takes approximately
collection at the following website, 187.43 hours to prepare. We estimate
Dated: June 21, 2018.
www.reginfo.gov. Comments should be that 85% of the 187.43 hours per
Brent J. Fields,
directed to: (i) Desk Officer for the response (159.32 hours) is prepared by
Secretary. the company for a total annual burden
Securities and Exchange Commission,
[FR Doc. 2018–13784 Filed 6–22–18; 11:15 am] Office of Information and Regulatory of 8,763 hours (159.32 hours per
BILLING CODE 8011–01–P Affairs, Office of Management and response × 55 responses).
Budget, Room 10102, New Executive An agency may not conduct or
Office Building, Washington, DC 20503, sponsor, and a person is not required to
SECURITIES AND EXCHANGE or by sending an email to: Shagufta_
COMMISSION respond to, a collection of information
Ahmed@omb.eop.gov; and (ii) Pamela unless it displays a currently valid
Submission for OMB Review; Dyson, Director/Chief Information control number.
Comment Request Officer, Securities and Exchange
The public may view the background
Commission, c/o Candace Kenner, 100 F
documentation for this information
Upon Written Request Copies Available Street NE, Washington, DC 20549 or
collection at the following website,
From: Securities and Exchange send an email to: PRA_Mailbox@
www.reginfo.gov. Comments should be
Commission, Office of FOIA Services, sec.gov. Comments must be submitted to
directed to: (i) Desk Officer for the
100 F Street NE, Washington, DC OMB within 30 days of this notice.
Securities and Exchange Commission,
20549–2736 Dated: June 18, 2018. Office of Information and Regulatory
Extension: Eduardo A. Aleman, Affairs, Office of Management and
Form 1–K, SEC File No. 270–662, OMB
Control No. 3235–0720 Assistant Secretary. Budget, Room 10102, New Executive
[FR Doc. 2018–13681 Filed 6–25–18; 8:45 am] Office Building, Washington, DC 20503,
Notice is hereby given that, pursuant or by sending an email to: Shagufta_
BILLING CODE 8011–01–P
to the Paperwork Reduction Act of 1995 Ahmed@omb.eop.gov; and (ii) Pamela
(44 U.S.C. 3501 et seq.), the Securities Dyson, Director/Chief Information
and Exchange Commission SECURITIES AND EXCHANGE Officer, Securities and Exchange
(‘‘Commission’’) has submitted to the COMMISSION Commission, c/o Candace Kenner, 100 F
Office of Management and Budget this Street NE, Washington, DC 20549 or
request for extension of the previously Submission for OMB Review; send an email to: PRA_Mailbox@
approved collection of information
sradovich on DSK3GMQ082PROD with NOTICES

Comment Request sec.gov. Comments must be submitted to
discussed below. OMB within 30 days of this notice.
Form 1–K (17 CFR 239.91) is used to Upon Written Request Copies Available
file annual reports by Tier 2 issuers From: Securities and Exchange Dated: June 21, 2018.
under Regulation A, an exemption from Commission, Office of FOIA Services, Eduardo A. Aleman,
registration under the Securities Act of 100 F Street NE, Washington, DC Assistant Secretary.
1933 (15 U.S.C. 77a et seq.). Tier 2 20549–2736 [FR Doc. 2018–13682 Filed 6–25–18; 8:45 am]
issuers under Regulation A conducting Extension: BILLING CODE 8011–01–P

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Document Created: 2018-06-26 00:52:03
Document Modified: 2018-06-26 00:52:03

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, June 28, 2018.
FR Citation		83 FR 29838